Analytic Wigner distribution function for a split ...

39
Analytic Wigner Distribution Function for a Split Potential Well K. L. Jensen, 1, a) D. A. Shiffler, 2 J. M. Riga, 2 J. R. Harris, 2 J. L. Lebowitz, 3 M. Cahay, 4 and J. J. Petillo 5 1) Code 6362, Naval Research Laboratory, Washington, DC 20375, USA 2) Directed Energy Directorate, Air Force Research Lab, Kirtland AFB, New Mexico 87117, USA 3) Center for Mathematical Sciences Research, Rutgers University, Piscataway, New Jersey 08854, USA 4) Department of Electrical Engineering and Computer Science, University of Cincinnati, Cincinnati, Ohio, 45221 USA 5) Center for Electromagnetics, DEOST, Leidos, Billerica, Massachusetts 01821, USA (Dated: 12 September 2019) The analytic Wigner function for a single well with infinite walls is extended to the configuration where half of the well is raised and the weighting of the wave functions is in accordance with a thermal Fermi-Dirac distribution. This requires a method for determining the energy eigenstates particularly near the height of the higher half-well. The methods provide a means for constructing analytic and accurate trajectories that can be used to model tunneling times. The fidelity of the trajectory model is assessed with respect to absorption of quanta related to changes within the allowable eigenstates. PACS numbers: 29.25.Bx 73.30.+y 73.40.Gk 73.63.-b Keywords: Quantum Tunneling, Wigner Function, electron trajectories, tunneling times CONTENTS I. Introduction 1 II. Wave Functions and Density 3 A. Dimensionless Formulation 3 B. Eigenstate Determination 3 C. Density 4 III. Half-Well Wigner Function 5 A. Pure State 5 B. Mixed State 6 IV. Split-Well Wigner Function 7 A. Wave Function 7 B. Integral Evaluations 8 1. AA Domain 8 2. AB Domain 8 3. BA Domain 8 4. BB Domain 9 C. Tunneling Trajectories 9 D. Excitation of Levels 12 V. Conclusion 13 Acknowledgments 14 A. Specification of Wave Function 14 a) [email protected] I. INTRODUCTION Physical processes in electron emission occur over a wide range of length and time scales concurrently. Intu- itions developed at the macro level and falling under the guise of classical physics are problematic when extended to field emission, where electric fields E≈ 5 GV/m induce tunneling through emission barriers with widths on the order of a nanometer from the apex of needle-like emit- ters, with needle and conical structures being but one contribution to field enhancement 1 . Such configurations are necessary to enable enormous field enhancement fac- tors so as to achieve the necessary fields at the emission site while keeping fields elsewhere in the device at levels below those associated with breakdown 2 (e.g., vacuum insulators can typically sustain electric fields on the or- der of E≈ 10 MV/m). This entails, however, that the area from which current is being emitted at the nanosites is on the order of tens of square nanometers (or less) even if situated on conical emitters several microns in length, nanotubes, or fibers tens of micrometers in diameter. The physics manifested at different length scales af- fects the utilization of field emission sources and the de- sign of devices for which they are intended. Taking a carbon fiber as representative 3 , the length scales can be categorized as (i) macroscale occurring on scales compa- rable to, or larger than, the emitter length; (ii) mesoscale occurring on scales comparable to the emitter tip di- ameter; and (iii) microscale occurring on scales much smaller than the emitter tip diameter and in principle extending to the atomic scale. Such a partitioning of ef- fects is implicit in Schottky’s Conjecture (SC), in which field enhancements occurring on different scales com- This is the author’s peer reviewed, accepted manuscript. However, the online version of record will be different from this version once it has been copyedited and typeset. PLEASE CITE THIS ARTICLE AS DOI: 10.1063/1.5110406

Transcript of Analytic Wigner distribution function for a split ...

Page 1: Analytic Wigner distribution function for a split ...

Analytic Wigner Distribution Function for a Split Potential WellK. L. Jensen,1, a) D. A. Shiffler,2 J. M. Riga,2 J. R. Harris,2 J. L. Lebowitz,3 M. Cahay,4 and J. J. Petillo51)Code 6362, Naval Research Laboratory, Washington, DC 20375, USA2)Directed Energy Directorate, Air Force Research Lab, Kirtland AFB, New Mexico 87117,

USA3)Center for Mathematical Sciences Research, Rutgers University, Piscataway, New Jersey 08854,

USA4)Department of Electrical Engineering and Computer Science, University of Cincinnati, Cincinnati, Ohio,

45221 USA5)Center for Electromagnetics, DEOST, Leidos, Billerica, Massachusetts 01821,

USA

(Dated: 12 September 2019)

The analytic Wigner function for a single well with infinite walls is extended to the configuration where halfof the well is raised and the weighting of the wave functions is in accordance with a thermal Fermi-Diracdistribution. This requires a method for determining the energy eigenstates particularly near the height of thehigher half-well. The methods provide a means for constructing analytic and accurate trajectories that canbe used to model tunneling times. The fidelity of the trajectory model is assessed with respect to absorptionof quanta related to changes within the allowable eigenstates.

PACS numbers: 29.25.Bx 73.30.+y 73.40.Gk 73.63.-bKeywords: Quantum Tunneling, Wigner Function, electron trajectories, tunneling times

CONTENTS

I. Introduction 1

II. Wave Functions and Density 3A. Dimensionless Formulation 3B. Eigenstate Determination 3C. Density 4

III. Half-Well Wigner Function 5A. Pure State 5B. Mixed State 6

IV. Split-Well Wigner Function 7A. Wave Function 7B. Integral Evaluations 8

1. AA Domain 82. AB Domain 83. BA Domain 84. BB Domain 9

C. Tunneling Trajectories 9D. Excitation of Levels 12

V. Conclusion 13

Acknowledgments 14

A. Specification of Wave Function 14

a)[email protected]

I. INTRODUCTION

Physical processes in electron emission occur over awide range of length and time scales concurrently. Intu-itions developed at the macro level and falling under theguise of classical physics are problematic when extendedto field emission, where electric fields E ≈ 5 GV/m inducetunneling through emission barriers with widths on theorder of a nanometer from the apex of needle-like emit-ters, with needle and conical structures being but onecontribution to field enhancement1. Such configurationsare necessary to enable enormous field enhancement fac-tors so as to achieve the necessary fields at the emissionsite while keeping fields elsewhere in the device at levelsbelow those associated with breakdown2 (e.g., vacuuminsulators can typically sustain electric fields on the or-der of E ≈ 10 MV/m). This entails, however, that thearea from which current is being emitted at the nanositesis on the order of tens of square nanometers (or less) evenif situated on conical emitters several microns in length,nanotubes, or fibers tens of micrometers in diameter.The physics manifested at different length scales af-

fects the utilization of field emission sources and the de-sign of devices for which they are intended. Taking acarbon fiber as representative3, the length scales can becategorized as (i) macroscale occurring on scales compa-rable to, or larger than, the emitter length; (ii) mesoscale

occurring on scales comparable to the emitter tip di-ameter; and (iii) microscale occurring on scales muchsmaller than the emitter tip diameter and in principleextending to the atomic scale. Such a partitioning of ef-fects is implicit in Schottky’s Conjecture (SC), in whichfield enhancements occurring on different scales com-

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bine multiplicatively4–8. Even though microscale fea-tures contribute to emittance and the degradation ofbeam quality9–12 in manners ideally addressed throughparticle simulation13, the quantum mechanical natureof electron emission (particularly field and photoemis-sion) introduces difficult complications even more pro-nounced if the devices are nanoscale themselves14–16.Even for mesoscale field emitters, their operation be-comes complicated due to erosion3, adsorption of atomsand/or charged inclusions17–19, backbombardment andbreakdown20–22, and other processes which dynamicallychange microscale surface structure or modify the emis-sion barrier itself. The concept of field enhancement maybe problematic at the atomic scale. Thus, capturingemission physics at the nanoscale in codes that predictelectron beams is a pressing problem.

Similar challenges occur on short temporal scales.Transient oscillations in field and photoemission13,23,24

can occur, analogous to virtual cathode oscillations oc-curring in thermionic cathodes25, although the intuitionbased on “space charge limited” current needs to giveway to “space charge affected” current methods26–28 dueto the interplay of emitted charge, surface field suppres-sion, and the field-dependent emission mechanisms. Thenotion of electrostatic screening faces even greater diffi-culty when a high intensity laser focused on the emit-ter surface leads to changes in the surface electric fieldthat occur over 10’s of femtoseconds over nanoscale di-mensions. The problems are not academic or confined tomicrotriodes. Fast oscillations that generate RF29 poten-tially seed downstream instabilities, wanted or not, in RFtubes and particle accelerators. Fast current oscillations,as well as variation of emission quantity and directionover the emitting surface area due to surface structure atall length scales down to the atomic, will both contributeto the beam emittance in ways that vary over time (fasterin the former case, slower due to erosion, adsorption, etc.,in the latter case). Pushing the physics to shorter lengthand faster time scales is needed, and that necessitates in-creasingly incorporating quantum mechanical effects insimulation tools used to model electron beam devices,particularly for field emission and photoemission sources.With little modification, such conclusions also apply tonano-gap physics, heterostructures, and resonant struc-tures on emitting surfaces30–33, where quantum effectsmay be intentionally exploited.

At such time and length scales, methodologies areneeded that account for tunneling time concepts34–36.The Wigner distribution function37–39 may be such a can-didate, as it enables a trajectory interpretation40–42 andis uniquely well-suited for both the analysis of high speedquantum devices43,44 and (by extension) emission phe-nomena. Parenthetically, it is not the only quantum tra-jectory method (Bohm trajectories are useful in the sim-ulation of resonant tunneling diodes using Gaussian wavepackets45) or quantum distribution function (the Husimidistribution is a smoothed version of the Wigner distribu-

tion function and does not have negative values, but doesnot correctly give charge and current densities46), but itsstraightforward evaluation from the density matrix andthe ease with which multiple levels can be included via asupply function - like weighting familiar from treatmentsof field emission47,48 and resonant tunneling diodes49,50

is advantageous.

The time dependence of emission is a challengingproblem51 and poses, for example, unique difficultiesin modeling ultrafast electron emission using simula-tion tools that must additionally account for responsetime33,52, transit times in nanogaps30, rapid modulationof intense lasers53–55, etc., in which electron migrationoccurring nanometers from the surface or in the nanogapis impacted by tunneling rates through and over surfacebarriers. In a prior work, we developed a basis for ananalytical model that allowed for an exact determinationof the trajectories for a model closed system56. In thepresent work, we extend the model to treat complicationsassociated with a two region well with different depths: insuch a system, the tunneling trajectories can be analyzedaccurately in a systematic development that introducesemission processes in analytically tractable models.

A long term goal of such simulations is the ability to in-corporate consequences of quantum mechanical tunnelingprocesses into simulation codes that utilize electron emis-sion models (e.g. particle-in-cell (PIC) codes) when theaforesaid time dependence of the emission and transportprocesses begin to approach those thought to characterizethe tunneling process. A difficulty is that PIC codes aredependent on a particle viewpoint and so several con-siderations to implementing quantum models into PICcodes arise depending on how the computational versionof the emission model is embodied. It is premature to as-sert how the trajectory viewpoint herein will be utilizedin such computational models for use in codes modelingelectron sources. In fact, doing so may result in lengthycalculations for each emission site or surface patch of amesoscale area. If that occurs, then use may be made oftechniques developed previously in the delayed emissionmodels52: pre-calculation of emission processes for whichthe results populate tables for quick access, assuming thestorage needs are tractable. If the physics of the temporaldelays associated with the processes span several simu-lation time steps, then an approach where data for eachemission site is accumulated and stored and then used tospawn particles at each time step, the emission processmay then be integrated along in time as the generation ofa charge bunch or pulse evolves. Simulations that serveto capture microscopic emission processes that happenon fast time scales will certainly be too fine-scaled touse directly for macroscopic-level simulations, and pos-sibly even for mesoscale simulations. In this case, themicroscopic effects can be captured and re-introducedmacro- or mesoscopically in component simulations us-ing the methods reported in Ref. 52.

The organization of the remainder of the present workis undertaken in the following steps: the method to eval-

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uate the Wigner function is briefly recounted; the energyeigenstates are identified and a means to evaluate themdemonstrated; the density for wave functions weightedby a thermal Fermi-Dirac distribution are evaluated; ananalytic Wigner Distribution Function for the split levelpotential is constructed; the effects of a split well on theresultant Wigner trajectories is shown; and lastly, theconsequences of exciting a single level (such as in pho-toabsorption) on the resultant trajectories are examined.

II. WAVE FUNCTIONS AND DENSITY

A. Dimensionless Formulation

For the split-well model, the wave functions ψk(x) =〈k|x〉 are solutions to Schrodinger’s equation given by

[

− ∂2

∂x2+ k2o Θ(x)− k2

]

ψk(x) = 0 (1)

where Θ(x) is the Heaviside step function (0 for x < 1and 1 otherwise), k =

√2mnE/~, ko =

√2mnVo/~ with

Vo the height of the step, and mn the effective mass (mwithout a subscript is taken to be the rest mass such thatmc2 = 0.511 MeV), and mn = m for an electron in freespace. Infinite walls at x = ±L/2 entail the boundaryconditions ψk(±L/2) = 0.Working in dimensionless coordinates eases computa-

tion and brings out subtle features in the discussion.Therefore, below, dimensioned coordinates will be des-ignated with a tilde and dimensionless coordinates with-out, and so x = xL/2, k = 2πk/L, with k = n+ s beingthe sum of an integer n with a remainder 0 ≤ s < 1for split wells where ko 6= 0. As a result, the productof the wave number with position kx, is now given byπkx = π(n + s)x, forms used interchangeably depend-ing on the needs of the discussion. The boundaries ofthe well region occur at x = ±1. The separating out ofthe integer part of k is essential to obtain various repre-sentations below; computational demands are then easedby having ko and kF only take on integer values, that isko → N and kF → nf , but such a restriction does notaffect the generality of the results.

B. Eigenstate Determination

The energy levels Ej are discrete. The kj levels asso-ciated with them are indexed sequentially by j so thatk → kj = nj + sj < kj+1. When speaking of a particularlevel, it is useful to suppress the index on n and s, but itspresence is implied. Two limiting cases are important:

• Half-well: a well exists only on the x < 0 side, sothat Vo = ∞ (corresponding to N → ∞), for whichkj = nj = j and sj = 0 (as found previously56 and

−1 −0.5 0 0.5 10

2

4

6

8

10

x

ψk(x)+n(1

+i)

ko

Re 4

Im 4

Re 8

Im 8

FIG. 1. Wave functions ψk(x) → 〈n+ s|x〉 for ko = 5 indimensionless units for the 4th and 8th energy levels showingdecay for n+s < ko and oscillation for n+s > ko in the raisedsplit-well region (gray). The green line labeled ko representsthe profile of the split well configuration.

a consequence of elementary arguments57). Theenergy levels are Ej(half) = 2π2

~2j2/mnL

2.

• Full-well: a well exists from −1 < x < 1, so thatVo = 0 (corresponding to N = 0), for which kj =j/2, so that nj = j/2 and sj = 0 for j even andnj = (j − 1)/2 and sj = 1/2 for j odd. The energylevels are Ej(full) = π2

~2j2/2mnL

2.

The energy levels are indexed by j. It is notationallypreferable to recast the wave function ψk(x) as either〈n+ s|x〉 or 〈kj |x〉. Examples of 〈n+ s|x〉 for ko ≡ N = 5are shown in Figure 1.

Determination of the eigenstates for when the rightside of the split well is finite in height (N finite andnon-zero) entails non-zero values of s that are deter-mined using standard methods57 that are recast in thedimensionless framework. Introduce the wave number√

k2o − k2 → q =[

N2 − (n+ s)2]1/2

when N > n + s,and let q → ip when N < n + s such that q and pare positive, real numbers. The boundary conditions aresuch that at x = ±1 the wave function vanishes, and so,as shown in Appendix A,

〈kj |x〉 ={

2iAe−iπs sin {π[(n+ s)x+ s]} (x ≤ 0)2iBe−iπq sin [πq(1 − x)]] (x > 0)

(2)

where iq → −p when n+ s ≤ N . It is seen that usage ofq occurs with N > n + s and p with N < n + s, and sothese regimes are referred to q and p, respectively. Next,the continuity of the wave function and its first derivativeconstitute two relations, one of which determines the val-ues of kj and the other of which determines B in terms

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0 0.2 0.4 0.6 0.8 10

1

2

3

4

5

s

F(s)

Zeros

F(s)

FIG. 2. Zeros of Eq. (3) for n = N = 8. The number of zerosin this regime goes approximately as

√2N + 1.

of A. They result in the relations

0 =tan(πq)

q+

tan(πs)

n+ s(3)

B

A= −e

iπ(2q−s)

q[(n+ s) cos(πs) + iq sin(πs)] (4)

for the q regime, and q → ip for the p regime. Eq. (3)reproduces the full and half well energy levels in the N →0 and N → ∞ limits. For finite non-zero N , referredto henceforth as “split-well”, kj = nj + sj has to befound numerically, the method here being to define theabsolute value of the right hand side of Eq. (4) as F (s)and searching for the value of s for which F (s) = 0 for agiven value of n−N that is located between the singularpoints defined by F (s) → ∞, although that method failswhen q is integer for which those points must be insertedseparately. When n − N < 0, only one zero exists pern. When n−N ≫ 1, then two zeros exist for each valueof n. However, when n = N , the number of zeros goesas approximately

√2N + 1, as shown in Figure 2. As

a result, and perhaps unexpectedly, a number of energylevels are found to cluster near n = N , in which the nj

are equal for a number of j even though the sj differ, asseen in the representative case for N = 8 in Figure 3,where five kj occur having the same nj = 8 (shown asgreen dots).

C. Density

In contrast to the uniform spacing of the k-levels forfull (N = 0) and half (N → ∞) well conditions for whichkj+1 − kj = ∆ is constant, the non-uniform spacing forsplit well conditions must be accounted for in the evalua-tion of density using the density matrix. To prepare, thetransition from the zero temperature continuum evalua-

0 5 10 15 20 25 300

5

10

15

20

j

kj

Split wellnj

Half wellFull well

FIG. 3. Eigenvalues kj = nj + sj for N = 8 (black dots),compared to the half-well (N → ∞, red) corresponding tokj = j/2, and the full-well (N → 0, blue) corresponding tokj = j. “nj” shows the kj rounded down to the nearestinteger (that is, without sj) for the split well condition.

tion of the density using the supply function over to thediscrete form follows standard methods in approximatingintegrations by summations, the dimensioned integral inquestion being

ρ =1

π

∫ ∞

0

f(k)dk (5)

where a factor of 2 for electron spin is implicit. In thezero temperature limit where f(k) = (k2F − k2)/2π, then

ρ → ρo = k3F /3π2, a standard result58,59, where kF is

defined from the chemical potential µ by√2mnµ/~ =

kF . For uniformly spaced kj characteristic of half-wells(N → ∞), for which ∆ = kj+1 − kj = 2π/L, the discreteformulation in the dimensionless x and k notation areobtained by introducing

α =2π2

~2

mkBTL2; γ =

1

~αL2(6)

as well as kF = 2πnf/L, and so f(k)dk = 4π2(n2f −

j2)/L3 in the zero temperature limit. The discrete formof Eq. (5) then becomes

ρnρo

=3

4nf

1 + 2

nf∑

j=1

(

1− j2

n2f

)

= 1− 1

4n2f

(7)

As with ko = N , restricting nf to take only integer valuesis convenient. The form of Eq. (7) is equivalent to ρn =

(k3F /3π2)[

1− (π/kFL)2]

in dimensioned terms.

When the spacing between the kj becomes non-uniform, and when temperature is non-zero, then Eq.(7) is amended by the introduction of ∆j and fj respec-tively. The spacing between the levels is now designatedby ∆j and defined as the separation between kj±1/2. It

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is given by

∆j =1

2(kj+1 − kj−1) (8)

The weighting factor fj is now modeled after the tem-perature dependent supply function f(k), found byintegrating the Fermi Dirac distribution fFD(E) =

1/ {1 + exp[(µ− E)/kBT ]} with E = (~2/2mn)(k2ρ + k2z)

over the transverse energy components 2πkρdkρ. It canbe represented as

fj = γ ln{

1 + exp[

α(

n2f − (nj + sj)

2)]}

(9)

Classical behavior results when the spacing betweenthe energy levels becomes small and when the FermiDirac distribution fFD(E) transitions to the Maxwell-Boltzmann distribution fMB(E). The former is a con-sequence of L becoming large, and the latter is oftenassociated with a rise in temperature T (for which µ(T )becomes negative such that the density does not change).However, since L and T appear only in the combinationmTL2 in α, it is convenient to hold L fixed at a repre-sentative value (e.g., L = 50 nm), take mn → m as theelectron rest mass, and only speak of changes in T : it isnot intended to obscure the onset of quantum behaviorin the limits of low temperature T or small values of L.When summing over the states, Eq. (7) then becomes

ρ =

∞∑

j=1

fj∆j |〈nj + sj |x〉|2 (10)

where the absence of a j = 0 state is apparent (the quan-tum mechanical ground state energy is non-zero). Fi-nally, the normalization A must be generalized from thehalf-well case56, and account for both the dimensionlessform and the range of x. Requiring that the wave func-tion be normalized over the −1 ≤ x ≤ 1 region of thesplit well 〈n+ s|x〉 results in

A =1

(N− +N+)1/2(11)

N− = 2− sin(2πs)

π(n+ s)(12)

where the (±) subscript refers to the negative andpositive regions over which | 〈n+ s|x〉 |2 is integrated.Clearly, when s = 0, the half-well result is recovered forN−. N+ depends on the relation of n to N , and is

N+(n < N) =(n+ s)2[sinh(2πp)− 2πp] cos2(πs)

πp3 cosh2(πp)

N+(n > N) =[2πq − sin(2πq)][N2 cos2(πs) + q2]

πq3

(13)

where the j subscripts on n, s, q and p are suppressedfor clarity. Lastly, in the exceptional case that q is an

−1 −0.5 0 0.5 10

0.5

1

1.5

2

x

100×ρ(x)

N64 T1N64 T100N6 T1N6 T100N6 T300

FIG. 4. Density evaluated via Eq. (10) for step height gov-erned by N and temperature T (Kelvin) for nf = 6. Thehalf-well solution (gray fill) is approximated by a very highwell step (N = 64); the low split-well solution is for N = nf .

integer (e.g. for N = 20, n − N = 4, and s = 1, thenq = 15), Eq. (11) reduces to

A =q

4q2 + 2N2(14)

The density as evaluated using Eq. (10) is shown in Fig-ure 4 for various step heights governed by ko = N fornf = 6. Observe that oscillations are mitigated when thebarrier and temperature are high. Observe also that thedensity increases with temperature as a consequence ofkF being held fixed (in contrast, for a constant density,the chemical potential µ(T ) is temperature dependent,decreasing as T increases for Fermi Dirac statistics whenthe density is held constant58,59).

III. HALF-WELL WIGNER FUNCTION

The half-well configuration restricts a well of widthL/2 to the x < 0 region but is otherwise analogous tothe full-well centered at the origin56. The changes as aconsequence of doing so are briefly recounted.

A. Pure State

The Wigner function f(x, k) is defined by

f(x, k) =1

π

∫ ∞

−∞

e2iky 〈x− y|ρ|x+ y〉 dy

=2

π

∫ ∞

0

ℜ{

e2iky 〈x− y|ρ|x+ y〉 dy}

(15)

where ρ is the density matrix and where the second formis of greater utility here. Switching to the dimensionlessunits of Eq. (2) for a pure state ρ = |n〉 〈n| because the

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states are characterized by s = 0, then for the half-well(N → ∞) and so

ψn(x) = 〈n|x〉 = 2Ai sin(2πnx) (16)

where A = 1/√2 from Eq. (11). The infinite walls at

x = −1 and x = 0 constrain the integration region in y,as a consequence of the wave function ψn(x) vanishingfor x < −1 and x > 0, and so ψn(x + y) = 0 for y >1 − |x|. A similar relation holds for ψn(x − y). Because〈x− y|ρ|x+ y〉 is an even function in y for wave functionsgiven by Eq. (16), the integral may be re-expressed as anintegration only over positive y, and so the dimensionlessform becomes

f(x, k) = 2A2

∫ ymax

0

cos(2πky) sin θ+n sin θ−n dy (17)

where θ±n = 2πn(x± y + 1) and

ymax =

{

1− |x| (x 6 −1/2)|x| (x > −1/2)

(18)

The trigonometric functions are straightforward to in-tegrate, and it is found (compare Refs. 38 and 56 forwells placed symmetrically about the origin, as opposedto here where the well is entirely on the x < 0 side)

f>n (x, k) =

x

4{− sinc[2π(k + n)x]

− sinc[2π(k − n)x]

+2 cos[2πn(1 + x)] sinc(2πkx)}(19)

f<n (x, k) =

1 + x

4{sinc[2π(k + n)(1 + x)]

+ sinc[2π(k − n)(1 + x)]

−2 cos(2πnx) sinc[2πk(1 + x)]}(20)

where the ”>” and ”<” superscripts on fn denote (x >−1/2) and (x < −1/2), respectively, and where sinc θ =(sin θ)/θ. For n = 1, the familiar ground state (e.g.,Figure (3) of Ref. [38]; see Figure (4) for a higher state)is recovered. For exploring the relationship to trajectoriesassociated with contour lines56, considering the behaviorfor higher states, such as n = 3 shown in Figure 5, ismore profitable.

B. Mixed State

The zero-temperature mixed state ρ of our priortreatment56 can now be generalized to arbitrary temper-atures, where ρ can be inferred from Eq. (10) to be

ρ =

∞∑

j=1

fj∆j |nj〉 〈nj | (21)

-1 -0.8 -0.6 -0.4 -0.2 00

1

2

3

4

5

0.05

0.1

0.15

0.2

FIG. 5. (top) Half-well pure state Wigner function for n =3. Negative regions are not shown to aid the visibility ofthe positive regions. (bottom) top-down view of the positivevalues of f(x, k) for which the contour lines corresponding totrajectories are in black, and the classical trajectory with avelocity v = 2π~n/mnL is the horizontal gray line.

for the half-well configuration. For the half-well, this en-tails setting ∆j to a constant and summing the fn(x, k)of Eqs. (19) and (20) weighted by fj from Eq. (9) withsj = 0. The T = 0 K case for nf = 6 is shown inFigure 6. Using this configuration as a baseline, the tra-jectories for increasing temperature (T = 1, 10, 100 K)are shown in Figure 7. As the temperature increases,more states (more non-negligible fj in Eq. (21)) con-tribute and cause the undulations apparent in f(x, k) tobecome muted and the trajectories to more closely matchtheir classical analogues. This is in keeping with the ex-pectation that higher temperatures (or wells of greaterwidth) approach classical behavior through a reductionin the spacing of energy levels and the dampening of in-terference effects. Notably, this behavior is evident in theabsence of scattering, insofar as scattering suppresses os-cillations associated with abrupt barriers.

More relevant to the present study, however, is theclose similarity of these analytic solutions to Wigner func-tions for open boundary conditions as considered in the

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FIG. 6. Half-well mixed state Wigner function for nf = 6 atT = 0 K. Negative regions are not shown for visual clarity,and appear as blank.

simulation of resonant tunneling diodes40,50 and otherquantum electronic devices, for which the Review byWeinbub and Ferry60, and references therein, cover manyinstances. The investigation of tunneling is now possibleby finding the analytic solution to f(x, k) for finite tem-perature and finite split-well conditions (finite non-zeroN).

IV. SPLIT-WELL WIGNER FUNCTION

A. Wave Function

Two modifications to the analysis as a consequence ofEq. (2) occur. First, the states kj are no longer integeras for the half-well, but acquire an additional term s sothat kj = nj + sj , where nj is integer and sj < 1 andspecified by Eq. (3). For this collection of eigenstates,Eq. (2) is generalized to

p = N2 − (nj + sj)2 (kj < ko) (22)

q = (nj + sj)2 −N2 (kj > ko) (23)

and defined such that both q and p are always positiveand real, entailing that when kj passes from above ko =N to below it, then q → ip. For convenience, the j-subscript dependence of p and q is understood but notexplicitly shown. Second, the spatial integration of theWigner function now extends into the x > 0 region as aconsequence of the generalized pure state wave functionnow given by ρ→ |kj〉 〈kj | where

〈x|kj〉 =iAe−iπkj sin[πkj(1 + x)] Π(−x)+Be−πp sinh[πp(1− x)] Π(x)

≡〈x|A〉+ 〈x|B〉(24)

-1 -0.8 -0.6 -0.4 -0.2 00

2

4

6

8

2

4

6

8

10

12

1410-3

-1 -0.8 -0.6 -0.4 -0.2 00

2

4

6

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2

4

6

8

10

12

10-3

-1 -0.8 -0.6 -0.4 -0.2 00

2

4

6

8

2

3

4

5

6

7

8

9

10

11

12

10-3

FIG. 7. Half-well mixed state Wigner function trajectoriesfor nf = 6 and increasing temperatures: (top) T = 1 K;(middle) T = 10 K; (bottom) T = 100 K. The T = 1 K case isindistinguishable from T = 0 K case. Negative regions are notshown for visual clarity, and appear as blank. Color of regionsbetween trajectories correspond to color map of Figure 6.

where p → −iq when kj > N , and whereΠ(±x) = Θ(±x)Θ(1 ∓ x) is a product of Heavi-side Step functions. Because of the combination ofthe Π-functions and ymax of Eq. (18), four integra-tion domains result. Using the suggestive notation of{AA} = ℜ

{

e2iπky 〈x− y|A〉 〈A|x + y〉}

and similarly for{AB} and {BB}, then the integrands associated with{AA} , {AB} , {AB}, and {BB} can be specified, andtheir integrals evaluated. The domain will dictate thesubscript on f(x, k). Functions that are involved in theresulting integrals are

R(z, a, b) ≡ z [a cos(b) sinh(a) + b cosh(a) sin(b)]

a2 + b2(25)

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S(z, α, a, β, b) ≡ β cos(αz + a) cosh(βz + b)

α2 + β2

α sin(αz + a) sinh(βz + b)

α2 + β2

(26)

T (z, α, a) ≡ (1 − 2z) cos(α

2+ a)

×

sinc[α

2(1 − 2z)

] (27)

where the dummy arguments (z, α, a, β, b) are combina-tions of (x, k, kj , q, p) and vary in their definitions accord-ing to the domain and regime under discussion. Recallthat kj = nj + sj for compactness. Lastly, the coefficientB is complex, and so define the phase angle ϕ by

B = |B|eiϕ ≡ Boeiϕ (28)

B. Integral Evaluations

1. AA Domain

When the components associated with Eq. (24) areinserted into Eq. (15), then the Wigner function in theAA domain where (−1 ≤ x < −1/2) results in an integralof the form

fAA(x, k) =A2

π

∫ 1−|x|

0

IAA dy ≡ A2

πM ′

AA (29)

where the M -notation is introduced, and IAA is

IAA =cos(2πky)×sin[πkj(x + y + 1)] sin[πkj(x− y + 1)]

(30)

The integration is analytic and results in

M ′AA = x′

[

sinc(φ′+) + sinc(φ′−)

−2 cos(2πkjx′) sinc(2πkx′)]

(31)

where x′ ≡ 1 + x = 1 − |x| and φ′± = 2π(k ± kj)x′, and

is the cause of the prime on M ′AA in Eq. (29).

2. AB Domain

The Wigner function in the AB domain where (−1/2 ≤x < 0) results in integrals of the form

f rAB(x, k) =

A2

π

∫ |x|

0

IAAdy +ABo

π

∫ 1−|x|

|x|

IrABdy (32)

where r-superscript on IrAB designates either q or p. Thefirst and second integrals are designated MAA and M r

AB,

respectively. IAA is unchanged from Eq. (30). The IrABintegrands are

IqAB =cos[ϕ+ π(2ky + kj − q)]×sin[πkj(x − y + 1)] sin[πq(−x− y + 1)]

(33)

IpAB =sin[ϕ+ π(2ky + kj)] e−πp×

sin[πkj(x − y + 1)] sinh[πp(−x− y + 1)](34)

The first integral is

MAA =x [sinc(φ+) + sinc(φ−)

−2 cos[2πkj(1 + x)] sinc(2πkx)](35)

where φ± = 2π(k± k)x. The second integral depends onregime. When r → p,

MpAB = 2e−πp {−S(1 + x, α, a,−γ, c)

+ S(−x, α, a,−γ, c)+ S(1 + x, β, b− γ, c)

−S(−x, β, b,−γ, c)}

(36)

where the arguments are

α = π(2k − kj), β = π(2k + kj), γ = πpa = ϕ+ πkj(x+ 2), b = ϕ− πkjx, c = πp(1− x)

Conversely, when r → q,

M qAB =T (−x, β + γ, b+ c) + T (−x, β − γ, b− c)

−T (−x, α+ γ, a+ c)− T (−x, α− γ, a− c)(37)

where the arguments are now

α = −π(kj + q), β = −π(kj − q), γ = 2πka = −βx− α, b = −αx− β, c = ϕ− β

3. BA Domain

The Wigner function in the BA domain where (0 ≤x < 1/2) results in integrals of the form

f rBA(x, k) =

B2o

π

∫ x

0

IrBBdy +ABo

π

∫ 1−x

x

IrBAdy (38)

The IrBB integrands are

IpBB =2e−2πp cos(2πky)×sinh[πp(−x+ y + 1)] sin[πp(−x− y + 1)]

(39)

IqBB =2 cos(2πky)×sin[πq(−x + y + 1)] sin[πq(−x− y + 1)]

(40)

whereas the IrBA integrands are

IpBA =2e−πp sin[ϕ+ π(2ky + kj)]×sin[πkj(x− y + 1)] sinh[πp(−x− y + 1)]

(41)

IqBA =2 cos[ϕ+ π(2ky + kj − q)]×sin[πkj(x− y + 1)] sin[πq(−x− y + 1)]

(42)

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The BB integral is considered first. In the p-regime, it is

MpBB = 2e−2πp [−R(x, a, b) + x cosh(c) sinc(b)] (43)

where the arguments are

a = 2πpx b = 2πkx c = 2πp(1− x)

In the q-regime, it is

M qBB = x [sinc(α) + sinc(β)− 2 cos(δ) sinc(γ)] (44)

where the arguments are now

α = 2π(k + q)x β = 2π(k − q)xγ = 2πkx δ = 2πq(1− x)

The BA integral is considered next. In the p-regime it is

MpBA = 2e−πp {S(x, α, a,−γ, c)

−S(1 − x, α, a,−γ, c)−S(x, β, b,−γ, c)+ S(1 − x, β, b,−γ, c)}

(45)

where the arguments are the same as those for Eq. (36),but for clarity are

α = π(2k − kj) β = π(2k + kj) γ = πpa = ϕ+ πkj(x + 2) b = ϕ− πkjx c = πp(1− x)

In the q-regime the integral is

M qBA =T (x, α+ γ, a+ c) + T (x, α − γ, a− c)

−T (x, β + γ, b+ c)− T (x, β − γ, b− c)(46)

where the arguments are now

α = π(q − kj), β = −π(q + kj), γ = 2πka = −βx− α, b = −αx− β, c = ϕ− α

4. BB Domain

Finally, the Wigner function in the BB domain where(1/2 ≤ x ≤ 1) results in the integrands

IpBB =2 cos(2πky)×sinh[πp(−x+ y + 1)] sinh[πp(−x− y + 1)]

(47)

IqBB =2 cos(2πky)×sin[πq(−x + y + 1)] sin[πq(−x − y + 1)]

(48)

The associated integrals are, for the p-regime

MpBB =2e−2πp (1− x)

[−R(x, a, b) + x cosh(a) sinc(b)](49)

where (x′ = 1− x) and the arguments are

a = 2πpx′ b = 2πkx′

whereas the integral for the q-regime is

M qBB = x′ [sinc(a) + sinc(b)− 2 cos(d) sinc(c)] (50)

where (x′ = 1− x) and the arguments are now

a = 2π(k + q)x′, b = 2π(k − q)c = 2πkx′, d = 2πqx′

C. Tunneling Trajectories

A large value of N approximates the half-well config-uration: as an example, for N = 64 and T = 1, f(x, k)for the split-well is visually indistinguishable from Figure6. In the same way, the density ρ(x) = π−1

f(x, k)dk(analogous to Eq. (5)) is indistinguishable from theN64T 1 line of Figure 4. The corresponding trajectoryrepresentation, however, now includes the x > 0 region,and so is shown in Figure 8 for 16 uniformly spaced con-tours starting at 0.0625, where f(x, k) has been normal-ized to the maximum of fo(x, k). As N declines, thefigure does not visually change until N approaches nf ,and even then, the differences can be hard to discern.It is therefore useful to define the state fo(x, k) as theN → ∞ state for a given nf and T and then to ex-amine f(x, k) − fo(x, k) ≡ ∆f(x, k) so as to emphasizedepartures from the half-well configuration of Figure 7even though the magnitude of the differences is small;the color bar is with respect to the maximum of fo(x, k)for both top and bottom figures, as will also be donebelow. Consequently, for smaller N , the onset of tun-neling trajectory behavior will become readily apparent.In showing the Wigner function, only the k ≥ 0 regionis needed for visualization because for a closed system,f(x,−k) = f(x, k), that is, the Wigner function is sym-metric about the k-axis.The exercise is now repeated for N = 9 for both T = 1

K and T = 300 K to show the emergent tunneling be-havior apparent near the origin for small k. The resultsare shown in Figure 9 where the maximum k shown hasbeen increased to 12. Visible in the difference compar-ison is the depletion that occurs near k ≈ N = 9 forx < 0 as indicated by blue regions. Further, near theorigin, penetration for x > 0 is discernible. Examiningthe region near the origin, as in Figure 10, reveals tra-jectories associated with penetration of the barrier. Ex-amining f(x, k) − fo(x, k) does not alter trajectories forx > 0, but does make more apparent where the trajec-tories originate for x < 0. In Figure 9, it is clear thatfor k ≈ ko, f(x, k) is altered, and that for x < 0, thecontours are associated with regions where f(x, k) hasdiminished compared to fo(x, k) for x < 0.The trajectories in phase space for a steady state dis-

tribution are contours, e.g., the contour lines of f(x, k)

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-1 -0.5 0 0.5 10

2

4

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10

12

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

-1 -0.5 0 0.5 10

2

4

6

8

10

12

-0.03

-0.02

-0.01

0

0.01

0.02

0.03

0.04

0.05

FIG. 8. Split-well mixed state Wigner function trajectoriesfor nf = 6, N = 64, and T = 1 K. (top) f(x, k): compare toFigure 7(a). (bottom) ∆f(x, k) = f(x, k) − fo(x, k), showingthe small changes that occur as a consequence of large butfinite N , with negative regions shown. Normalization is tothe maximum of fo(x, k).

for the harmonic oscillator follow paths for which (in di-mensionless coordinates) x2 + k2 = ε, where the “en-ergy” ε is a constant37,49,59 (see, however, Ref. 61 treat-ing the parabolic tunneling barrier and Ref. 41 treat-ing the double-well potential to illuminate distinctionsbetween classical and Wigner trajectories). Behavior ofthe contour-trajectories for Wigner functions has beenused to investigate tunneling delay and resonant tunnel-ing effects60,62 (compare to tunneling times inferred fromtime-dependent Gaussian wave packets evaluated usingthe Wigner function63). Here, the behavior of such tra-jectories are examined and assessed as to their utilityin modeling a tunneling time for an analytically exactmodel. A first complication is immediately apparent forphase space points digitally extracted from contour linesand using average-velocity methods to extract time fromthem (Eq. (33) of Ref. 56). For some of the trajec-tories encountered here, such as the 0.125 line of Figure10(a), the trajectory “folds back” so that even though thevelocity ki is positive, the next step xi+1 < xi, and there-fore the interpretation is divergent from what is meantby a classical trajectory: either a negative time step is

-1 -0.5 0 0.5 10

2

4

6

8

10

12

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

-1 -0.5 0 0.5 10

2

4

6

8

10

12

-0.2

-0.15

-0.1

-0.05

0

0.05

0.1

0.15

0.2

FIG. 9. Same as Figure 8 but for nf = 6, N = 9, andT = 300 K. (top) f(x, k) showing trajectories, with negativeregions suppressed. Notice penetration into x > 0 region forsmall k; (bottom) ∆f(x, k) = f(x, k) − fo(x, k), showing themore consequential changes that occur as a consequence of Nnear to nf , with negative regions shown.

obtained, or two forward trajectories originate from avertex, with the “particle” associated with them perhapsjumping from a contour line elsewhere.Seemingly better behaved trajectories obtained from

using the same parameters as Figure 10 but taking thetemperature to T → 0 K are evident near the origin inFigure 11. Due to the symmetry f(x,−k) = f(x, k), suchtrajectories are associated with a reflection of the “parti-cle”. To see the difficulty with a trajectory interpretationof these candidates, amend the previously used average-velocity approximation of t2 − t1 ≈ (x2 − x1)/ 〈v(x)〉 toproperly account for velocity that is position-dependent.A time increment is properly obtained via

∆t = t2 − t1 =

∫ x2

x1

1

v(x′)dx′ (51)

Thus, the average velocity approximation is valid onlywhen 〈1/v(x)〉 ≈ 1/ 〈v(x)〉 with the tilde-notation denot-ing a dimensioned x. It is trivially shown that ballistictrajectories (those for which v(x)2 + gx = 2ε/m for aconstant acceleration g and energy ε) and harmonic os-cillation trajectories (those for which v(x)2+ax2 = 2ε/m

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-0.1 -0.05 0 0.05 0.10

2

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0.2

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0.4

0.5

0.6

0.7

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-0.1 -0.05 0 0.05 0.10

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12

-0.2

-0.15

-0.1

-0.05

0

0.05

0.1

0.15

0.2

FIG. 10. Close-up of f(x, k) and ∆f(x, k) in Figure 9 for x-coordinate to show details of tunneling (penetration); rangeof k-coordinate is unchanged.

-0.02 0 0.02 0.04 0.06 0.080

0.4

0.8

1.2

1.6

2

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

0.9

1

FIG. 11. Trajectories near origin for nf = 6, N = 9, and T =0 K. The trajectories penetrating into the split-well region(x > 0) are shown by dashed gray lines (12 in number). Lines(3,6,9,12) constitute the x(t) trajectories of Figure 12.

for a spring constant a and energy ε) result in finitetime increments when t2 is the time at which the par-ticle changes direction (the velocity changes sign). Forthe trajectories of Figure 11, however, it is seen thatk(x) ≈ α(x2 − x) for a constant α such that k(x2) = 0.

As a result, the dimensionless time τ = 2π~t/mL2 whichis defined by

τ(x) − τ1 =

∫ x

x1

dx′

k(x′)=

1

αln

[

x2 − x1x2 − x

]

(52)

shows that ∆τ = τ2 − τ1 is logarithmically divergent asx → x2 where k(x2) crosses the axis and x1 = 0. Con-verting that to a dimensioned time is accomplished by⟨

t1/2⟩

= (mL2/2π~)⟨

τ1/2⟩

, which bears a similarity tothe Buttiker-Landauer transversal time of mL/~κ in di-mensioned coordinates, where ~

2κ2/2m = Vo − E. In-sofar as the Gamow factor θ = 2σκL is a measure ofthe depth of penetration in tunneling, where the dimen-sionless shape factor σ is dependent only on the relativegeometry of the barrier16,64, then the transversal timebears the same relation to (mL2/2π~) that

t1/2⟩

ex-hibits, but shows an inverse square root divergence asE → Vo compared to the logarithmic divergence of theWigner trajectories, behaviors that may be related towhy that measure of transit is “disputed” (see Refs. 34and 65 for discussions of the dispute).

A numerical evaluation of the tunneling time τ(x) byadding the increments ∆τi = τi+1 − τi over an arrayof numerically determined (xi, ki) values is thereby com-plicated by the logarithmic increase in ∆τi as k(xi) ap-proaches the x-axis. Nevertheless, a measure of the timescales involved are indicated in the behavior of τi in Fig-ure 12, and in particular, the locations where dx/dτ hasdecreased to half of its initial value entering the bar-rier region at x = 0 (indicated by the black dots). Al-though there is spread in the half-values, their mean is⟨

τ1/2⟩

= 0.0343. Some suggestive values allow for com-parisons to magnitudes reported in the literature. Forexample, taking L = 5 nm, then

t1/2⟩

≈ 1.18 fs, a du-ration comparable to photo assisted emission time esti-mates from sharpened tungsten emitters53. Alternately,if⟨

t1/2⟩

is taken to be 0.05 fs (referred to as the univer-

sal attosecond response to removal of an electron35), thenL = 1 nm, or comparable to the representative width ofthe image charge barrier in field emission to an electron at

the Fermi level for which L = F−1√

Φ2 − 4QF ,59 whereQ = 0.36 eV nm, Φ ≈ 4.66 eV for a typical metal, anda representative field is qE = F = 4 eV/nm. Such com-parisons, though, are speculative in the absence of anunambiguous referent for L. The sensitive dependenceon the value of L and the energy levels Ej dependentupon it, and their relationship to

t1/2⟩

for field emissionbarriers, in which the constant Vo of the split well re-gion is replaced by a linear field region, will be taken upin a future study: the time-dependent behavior of emis-sion through a triangular barrier contains short time ex-otic structure51 that anticipates intriguing features if ananalogous Wigner model can be developed.

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0 1 2 3 4 5 60

1

2

3

4

5

100 τ

100x

36912

half-slope

FIG. 12. x(t) trajectories for dashed lines (3,6,9,12) of Figure11. The black dots designated “half-slope” denote where thedx/dτ has fallen to half of its initial value.

D. Excitation of Levels

Count rates of photoexcited electrons having absorbedone or more photons in intense laser fields66–68 showstructure that suggests cumulative three-step model pro-cesses (wherein electrons absorb photons, transport tothe surface, and are emitted in a phenomenological modeldeveloped for photoemission69,70, the concepts of whichare applicable to secondary emission71 as well) in whichmultiple photon absorptions induce plateaus. Modelingthe transport after excitation with the three-step modelsimplicitly use ballistic equations of motion for point-likeparticles in bulk, but the trajectory concept remains prof-itable as the electron leaves the surface54. As Kruger, etal. observe, however, electron position and momentumdistributions for photoexcited electrons emerging over,or tunneling through, barriers modified by image chargeforces and subject to surface fields are inherently ambigu-ous. If Wigner trajectories are to be useful in facilitatinginitial conditions of emitted electrons for particle-in-cell(PIC) codes, some features of the trajectory behaviorwould need to harken to particle concepts on which PICis dependent. That is, trajectories that surmount (ortunnel through) the surface barrier would have to ex-hibit recognizable features on which such simulations de-pend, whether or not all ambiguities associated with theWigner trajectories previously mentioned are themselvesresolved. The final consideration regarding the utility ofWigner trajectories will therefore examine how trajecto-ries are affected by excitations, wherein the occupationof one level is shifted to a higher level.Excitation is represented by an electron in the jth level

absorbing a photon and subsequently occupying a higherlevel Ej + ~ω → Ej′ . Although a single excitation is im-plied, the process can be thought of as multiphoton as

well: for example, multiphoton absorption of otherwiselong wavelength photons (infrared) can cumulatively el-evate the electron energy to above the surface emissionbarrier for fs laser induced electron emission from tung-sten needles coated with nanocrystalline diamond, wherethe nanocrystals are approximately 20 nm and the multi-photon absorption is sufficiently efficient55. Modeling thetransition here is accomplished by transferring the occu-

pation probability of the jth level up to the j′th

level.The photon energy ~ω need not exactly equal Ej′ − Ej

(although for convenience the model here assumes so):quantized levels are only along the axis normal to thesurface, unless the range of the transverse coordinatesare similarly constrained. Excess energy beyond thatwhich enables the j → j′ transition affects the meantransverse energy (MTE) of the emitted electrons, andthough MTE has important consequences for emittanceand beam brightness10,72 in addition to surface rough-ness and other processes12, the consequences of that con-tribution to MTE is deferred. Instead, the effects on thetrajectories and their relation to excitation and passageover to the previously inaccessible split well region areexamined exclusively.Numerically, “excitation” is modeled by making the

following alterations to an equilibrium distribution inwhich the occupation coefficients of Eqs. (8) and (9)are adjusted. Initially, fj is occupied (> 0) and fj′ is not(≈ 0). After excitation,

fj → 0

fj′ → fj∆j

∆j′= fj

[

kj+1 − kj−1

kj+h+1 − kj+h−1

]

(53)

where k2j+h = k2j + (mL2/2π2~2)~ω. Although h is inte-

ger, the final state levels are more complex, being givenby kj+h = nj+h + sj+h. h, then, is the change in indexmodeling the transition. Three behaviors are to be ex-amined: (i) the behavior of excitations below the splitwell level, or kj′ < N , expected to show only changes tolevels on the left (x < 0) side of the split well; (ii) thebehavior of excitations on the left when kj′ > N , ex-pected to show some reflection, and the behavior of theexcited levels on the right hand side (x > 0), expectedto show some change in level associated with a reductionin energy; and (iii) how temperature affects the excitedtrajectories.The base-line condition is characterized by the param-

eters nf = N = 18, and T = 0 K. Setting the Fermilevel to the split well height is idiosyncratic, but chosenbecause that combination shows behavior that would betoo small to be observed otherwise were there a largerdifference. A larger value of nf is chosen than beforeso as to enable the choice of a more interesting initiallevel. f(x, k) is shown in Figure 13, and the difference∆f(x, k) = f(x, k)−fo(x, k) is shown adjacently to high-light where departures due to barrier penetration aremost noticeable.

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FIG. 13. Baseline f(x, k) for study of photoexcitation. Pa-rameters are nf = N = 18 and T = 0 K. (top) f(x, k);(bottom) f(x, k) − fo(x, k). The excitation level j is unusedfor the baseline configuration.

The first modification is to excite the j = 13 levelwith kj = 12.7495 to the j′ = j + h = 18 level withkj′ = 17.5697. Because of the subtleties associated withthe spacing of the levels, kj′ < N : as a result, thereis no visible contribution to probability for x > 0, butthe appearance of a level (increased level at j′ = j + h)associated with a reduction at j, on the left side (x < 0)is now clearly visible in Figure 14.Increasing the excitation to h = 15 is next, so that

j′ = j + h = 28 with kj′ = 19.7488. If values fashionedafter the aforementioned multiphoton absorption studyof Tafel, et al. (Ref. 55) of λ = 1392 nm, mn = 0.57m,but with L = 10.3 nm, are used (the Fermi level of nf =18 however is entirely ad hoc), then

2π2~2

mnL2

(

k2j′ − k2j)

≈ 5~ω

or five photons, (were L = 23.1 nm, then the transition

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FIG. 14. Excitation of j = 13 by h = 5 (top) T = 0 K; (bot-tom) T = 500 K. At the higher temperature, a small increaseis seen in the x > 0 region for small energy, commensuratewith a small reduction of the excited (red) level for x < 0 andk ≈ 18.

would correspond to one photon). For h = 18, the contri-butions of temperature are discernible but not dramatic.The hash of activity that appears between the j + h andj levels, centered near x = 0, has a behavior that is remi-niscent of the similar highly oscillatory behavior occuringbetween parting Gaussian wave packets that have inter-acted as in, for example, Figures (1) and (2) of Ref. 60(behavior that is also reminiscent of a wave packet hit-ting a barrier as in Figure (2) of Ref. 73) and is referredto as entanglement by Weinbub and Ferry.

V. CONCLUSION

An analytical solution to the split well Wigner func-tion has been carried out. Doing so required numeri-cally finding the location of the eigenstates kj . Althoughthese states are close to the states of the infinite wellfor kj sufficiently below or above ko = N , numerous

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FIG. 15. Excitation of j = 13 by h = 15 at T = 0 K (highertemperatures are similar in overall behavior). Observe thestate on the x > 0 of the right level h, but also a small reflectedcomponent at the location j + h in the x < 0 region.

additional states (approximately√2N + 1) arise when

kj ≈ N . For steady state conditions, the trajectoriesare given by contours of f(x, k). Evaluating the timetaken for a tunneling trajectory characterized by smallk to reverse curiously exhibits a logarithmic divergence.At higher k, the trajectories exhibit behavior that willbe difficult to reconcile with a particle viewpoint. Never-theless, although additional effort is required to bringout a correspondence of the trajectory approach withthe particle picture favored by the simulation of ballis-tic particles subject to Newtonian forces as characteristicof PIC codes, it is clear that confinement, partial trans-mission, and accounting for the change of the energy ofthe level is respected by the Wigner trajectories. Theprogram of unification with PIC is not without substan-tial challenges: although steady state conditions such asthose considered here allow for trajectories to be deducedfrom contour lines, evaluating the force term for a tra-jectory in a time dependent problem42, which involvestaking gradients of the Wigner function, may encounterdifficulties due to the rapid oscillations apparent even insteady state, as in Figure 15. Smoothing the distributionas accomplished in the Husimi distribution46 may offerrespite, but at the cost of undermining the weighting ofthe trajectories in the evaluation of current. Therefore,although further development of the trajectory methodfor linking with particle-in-cell simulations is required,the development of an analytical and exact case as donehere provides a means of assessing future numerical pro-cedures that are likely to be required. By virtue of thesplit well configuration, an analytic f(x, k) correspondingto tunneling completely through a barrier was not con-sidered: such a circumstance will be reported separately.

ACKNOWLEDGMENTS

The authors gratefully acknowledge support by the AirForce Office of Scientific Research (AFOSR) through thelab task 18RDCOR016, Cathode Materials Research forHigh Power Microwave Sources. JLL was supported byAFOSR under the Award number FA9500-16-10037.

Appendix A: Specification of Wave Function

The determination of the wave function for a one di-mensional particle in a box is a standard problem inquantum mechanics57; the split-well in dimensionless co-ordinates introduces possibly unfamiliar complications.It is useful, therefore, to treat the problem afresh in thenotation where x → yL/2 and k → 2π(n + s)/L. Al-though bound state wave functions are real (up to an ar-bitrary coefficient eiξ with ξ a real constant) and suggestthe wave function be represented as a linear combinationof trigonometric functions, there is advantage to workingwith exponentials instead. Therefore, for energies abovethe step potential (E > Vo), the most general form ofψ = 〈k|x〉, in the notation of Section II B, is

ψ(x, k) =

{

A1eiπy(n+s) +B1e

−iπy(n+s) (y < 0)A2e

iπqy +B2e−iπqy (y > 0)

(A1)

where q → ip when E < Vo. Matching ψ(0±, k) and∂xψ(0

±, k) at the interface at x = 0 results in

(

A2

B2

)

=1

2q

[

q + (n+ s) q − (n+ s)q − (n+ s) q + (n+ s)

](

A1

B1

)

(A2)

The boundary conditions ψ(±L/2, k) = 0 require

B1 = −A1e−2πis, B2 = −A2e

2πiq (A3)

the use of which in conjunction with Eq (A2) results in

A2 =A1

q[(n+ s) cos(πs) + iq sin(πs)] e−iπs (A4)

The obvious simple choice of A1 → 1 results in Eq. (2),but it results in the unconventional result that the wavefunction is composed of purely imaginary rather thanreal combinations of trigonometric functions (the con-ventional choice would set A1 to −i). To preserve thesame sequence of assumptions for different cases and fu-ture modifications, the simple choice of A1 ≡ 1 will nev-ertheless always be made, as wave functions may alwaysbe defined up to an arbitrary phase eiξ without affectingany of the calculations herein.

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