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Louisiana State University LSU Digital Commons LSU Historical Dissertations and eses Graduate School 2001 Analysis of Hydrocarbon Materials by Use of Nonpolar Matrices in Matrix-Assisted Laser Desorption/Ionization Mass Spectrometry (MALDI-MS). Stephen Francis Macha Louisiana State University and Agricultural & Mechanical College Follow this and additional works at: hps://digitalcommons.lsu.edu/gradschool_disstheses is Dissertation is brought to you for free and open access by the Graduate School at LSU Digital Commons. It has been accepted for inclusion in LSU Historical Dissertations and eses by an authorized administrator of LSU Digital Commons. For more information, please contact [email protected]. Recommended Citation Macha, Stephen Francis, "Analysis of Hydrocarbon Materials by Use of Nonpolar Matrices in Matrix-Assisted Laser Desorption/ Ionization Mass Spectrometry (MALDI-MS)." (2001). LSU Historical Dissertations and eses. 296. hps://digitalcommons.lsu.edu/gradschool_disstheses/296

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Louisiana State UniversityLSU Digital Commons

LSU Historical Dissertations and Theses Graduate School

2001

Analysis of Hydrocarbon Materials by Use ofNonpolar Matrices in Matrix-Assisted LaserDesorption/Ionization Mass Spectrometry(MALDI-MS).Stephen Francis MachaLouisiana State University and Agricultural & Mechanical College

Follow this and additional works at: https://digitalcommons.lsu.edu/gradschool_disstheses

This Dissertation is brought to you for free and open access by the Graduate School at LSU Digital Commons. It has been accepted for inclusion inLSU Historical Dissertations and Theses by an authorized administrator of LSU Digital Commons. For more information, please [email protected].

Recommended CitationMacha, Stephen Francis, "Analysis of Hydrocarbon Materials by Use of Nonpolar Matrices in Matrix-Assisted Laser Desorption/Ionization Mass Spectrometry (MALDI-MS)." (2001). LSU Historical Dissertations and Theses. 296.https://digitalcommons.lsu.edu/gradschool_disstheses/296

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ANALYSIS OF HYDROCARBON MATERIALS BY USE OF NONPOLAR MATRICES IN MATRIX-ASSISTED LASER DESORPTION/IONIZATION MASS

SPECTROMETRY (MALDI-MS)

A Dissertation

Submitted to the Graduate Faculty of the Louisiana State University and

Agricultural and Mechanical College in partial fulfillment of the

requirement for the degree of Doctor of Philosophy

in

The Department of Chemistry

by

Stephen F. Macha B.S., University of Dar-es-Salaam, Tanzania, 1987

M.S., Hampton University, Virginia, 1996 May 2001

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UMI Number 3016559

UMI’UMI Microform 3016559

Copyright 2001 by Bell & Howell Information and Learning Company. All rights reserved. This microform edition is protected against

unauthorized copying under Title 17, United States Code.

Bell & Howell Information and Learning Company 300 North Zeeb Road

P.O. Box 1346 Ann Arbor, Ml 48106-1346

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In memory of my Daddy

Francis Sakia

Praise be to God, who has not rejected my prayer

or withheld his love from me! Psalm 66:20

Yes, I thank you Lord

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Acknowledgments

My sincere appreciation goes to the Louisiana State University (LSU)

administration for offering me a chance to study at this great school. To my advisor,

Dr. Patrick Limbach, I am most appreciative for your tireless and unselfish efforts in

guiding me through this important time of my life. No words can adequately express

my thanks to him. I will always respect him. Thanks Dr. Limbach for being a great

mentor and professor! and to my colleagues in this research group, you are in good

hands.

Thanks to Dr. Tracy D. McCarley (LSU Mass Spectrometry Facility), for her

collaboration which lead to the results that are discussed in Chapter 2 of this

dissertation. To Dr. Philip J. Savickas (Dow Chemical, now at PE Biosystems), many

thanks for his collaborative efforts which lead to the work discussed in Chapter 3. I

would like to thank Drs. Scott Hanton (Air Products) and Kevin Owens (Drexel

University) for their helpful collaboration for the work discussed in Chapter 4.

To Dr. Isai Urasa (Hampton University), thank you for preparing my way to

LSU. You prepared me well, and I have kept your word. To Dr. Floyd Jackson

(Georgia University) and Dr. Perpetua Muganda (Southern University, Baton Rouge) I

appreciate your continuous moral support Rev. Fr. Pantaleo Kitali (Moshi Cathedral),

and Rev. Fr. Michael Saah-Buckman (S t Francis Xavier Catholic Church), I thank you

for your prayers and words of encouragement In a special way I would like to thank

the faculty and staff at LSU who I constantly admire, as they work diligently to help

each student; Drs. Isiah Warner, Steven Soper, William Daly, Robert Strongin, Robin

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McCarley, George Stanley, Ron Reese, and Andrew Maverick. Quietly these men have

inspired my ambitions. For my committee members, thank you for your time.

To my colleagues in the Limbach group (both present and the past), thank you

for being there for me when I needed you. Thank you Dr. Lenore Polo, Dr. Kari Green-

Church, Dr. Victor Vandell and Dr. Tracey Simmons for leading the way. And for you

folks behind me, your time is coming soon; Beni am, Kem, Monorama, Zhaojing, Chad,

Connie, Wendy, Jessica, Sam and Moojin, I appreciate the way we help each other and

encourage you to always keep the good group tradition; you have been my family away

from home.

To my wife Valentina, I could not have achieved anything without your

cooperation and assistance. 1 especially appreciate your tolerance and encouragement

during the many hours that I spent in school while you waited patiently at home for me.

Thank you for trusting me as well. I highly respect and love you. I thank my son

(Innocent) for being in a “gifted program”; you have been a motivation for me to work

harder. To my mother Perpetua, I thank you for allowing me to stay far away from you

for such a long time; I know you are happy with my achievement.

Lastly but most importantly, I would like to acknowledge the donors of the

Petroleum Research Fund, administered by ACS, the American Society for Mass

Spectrometry research award (sponsored by Finnigan), the LSU Office of Economic

Research and Development, Louisiana State University and the National Science

Foundation for financial support which made this work possible.

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Table of Contents

ACKNOWLEDGMENTS..............................................................................................iii

LIST OF TABLES.......................................................................................................viii

LIST OF FIGURES.........................................................................................................x

ABSTRACT................................................................................................................ xiv

CHAPTER 1. INTRODUCTION................................................................................... 1

1.1 MALDI Overview................................................................................................21.1.1 Sample Preparation........................................................................................21 .1 .2 Desorption/Ionization Process....................................................................... 31.1.3 Mass Analyzer...............................................................................................4

1.2 MALDI Amenable Analytes.............................................................................. 101.3 Advantages of Using MALDI............................................................................ 101.4 MALDI Limitations for Nonpolar Analytes........................................................11

1.4.1 Matrix Requirements................................................................................... 121.4.2 Analyte/Matrix Miscibility.......................................................................... 141.4.3 Solvents....................................................................................................... 151.4.4 Cationization Reagents................................................................................ 161.4.5 Polymer Distribution................................................................................... 18

1.5 Purpose of the Work Presented.......................................................................... 21

CHAPTER 2. INFLUENCE OF IONIZATION ENERGY ON CHARGE-TRANSFER IONIZATION IN MATRIX-ASSISTED LASER DESORPTION/IONIZATION MASS SPECTROMETRY............................................................................................23

2.1 Introduction....................................................................................................... 232.2 Experimental.......................................................................................................26

2.2.1 Chemicals................................................................................................... 262.2.2 Mass Spectrometry......................................................................................27

2.3 Results and Discussion.......................................................................................282.3.1 Matrix and Analyte Properties..................................................................... 282.3.2 Adiabatic and Vertical Ionization Energies and the Recombination Energy332.3.3 Charge-Transfer Ionization Using APCI-MS...............................................352.3.4 Charge-Transfer Ionization Using MALDI-TOFMS...................................382.3.5 Charge-Transfer Ionization of Mixtures...................................................... 43

2.4 Conclusions....................................................................................................... 49

CHAPTER 3. APPLICATION OF NONPOLAR MATRICES FOR THE ANALYSIS OF LOW MOLECULAR WEIGHT NONPOLAR SYNTHETIC POLYMERS BY MATRIX-ASSISTED LASER DESORPTION/IONIZATION TIME-OF-FLIGHT MASS SPECTROMETRY (MALDI-TOFMS)............................................................ 51

3.1 Introduction....................................................................................................... 513.2 Experimental.......................................................................................................54

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3.2.1 Chemicals.................................................................................................... 543.2.2. Sample Preparation.......................................................... 553.2.3 Mass Spectrometry.......................................................................................55

3.3 Results and Discussion........................................................................................563.3.1 Nonpolar Matrices........................................................................................563.3.2 Nonpolar Matrices Without Cationization Reagents.................................... 583.3.3 Nonpolar Matrices With Cationization Reagents......................................... 593.3.4 Polystyrene...................................................................................................613.3.5 Polybutadiene...............................................................................................633.3.6 Polyisoprene................................................................................................ 633.3.7 Ag vs. Cu Cationization Reagents................................................................6 6

3.3.8 Polymer Mixture Analysis............................................................................6 8

3.4 Conclusion........................................................................................................... 73

CHAPTER 4. SILVER CLUSTER INTERFERENCES IN MATRIX-ASSISTED LASER DESORPTION/IONIZATION (MALDI) MASS SPECTROMETRY OF NONPOLAR POLYMERS........................................................................................... 75

4.1 Introduction........................................................................................................ 754.2 Experimental....................................................................................................... 78

4.2.1 Materials...................................................................................................... 784.2.2 Sample Preparation.......................................................................................784.2.3 Instrumentation............................................................................................ 79

4.3 Results and Discussion........................................................................................794.3.1 Silver Cluster Formation and Polar Matrices...............................................794.3.2 Silver Cluster Formation and Nonpolar Matrices........................................ 874.3.3 Silver Cluster Ion Effects on Nonpolar Polymer Analysis........................... 894.3.4 Nonpolar Matrices and Oligomer Cation Adduction................................... 94

4.4 Conclusion.......................................................................................................... 97

CHAPTER 5. APPLICATION OF NONPOLAR MATRICES FOR MATRIX- ASSISTED LASER DESORPTION/IONIZATION MASS SPECTROMETRY (MALDI-MS) FOR THE ANALYSIS OF MODIFIED NONPOLAR POLYMERIC MATERIALS................................................................................................................98

5.1 Introduction........................................................................................................985.2 Experimental......................................................................................................102

5.2.1 Chemicals.................................................................................................. 1025.2.2 Mass Spectrometry.....................................................................................102

5.3 Results and Discussion......................................................................................1045.3.1 Platinum-Linked Polystyrene Derivative................................................... 1045.3.2 Amine Functionalized Polystyrene............................................................. 1105.3.3 Poly[(o-cresyl glycidyl ether)-co-formaldehyde]....................................... 113

5.4 Conclusion........................................................................................................122

CHAPTER 6 . CONCLUSIONS AND FUTURE WORK.......................................... 124

BIBLIOGRAPHY....................................................................................................... 131

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APPENDIX: LIST OF ABBREVIATIONS............................................................... 141

VTIA............................................................................................................................ 142

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List of Tables

Table 2.1 Relevant chemical properties of the matrixes investigated in this work. The ionization potentials (IPs) were obtained from the literature except that of terthiophenewhich was estimated from the value of thiophene (8 . 6 8 eV). The 8 3 3 7 and A.max values were determined experimentally................................................................................... 30

Table 22 Relevant chemical properties of the analytes investigated in this work. The ionization potentials (IPs) were obtained from the literature except that ofdiferrocenylethane which was estimated from the value of ferrocene. The 8 3 3 7 andX.max values were determined experimentally................................................................34

Table 23 MALDI-TOFMS analysis results of single analytes by using different matrices. In each case, 10 pL of a saturated solution of the matrix in methylene chloride, toluene or benzene was mixed with 1 or 2 pL of a 5 mM solution of the analyte in the same solvent 1 to 2 pL of the mixture spotted on the plate, air-dried and analyzed. Y denotes that a radical molecular cation of the analyte was detected during MALDI-MS. N denotes that no radical molecular cation of the analyte was detected during MALDI-MS.......................................................................................................39

Table 2.4 MALDI-TOFMS analysis results of different analyte mixtures using different matrices. Each analyte solution was prepared separately at a concentration of 1 x 10*3 m in toluene. 1 pL of each analyte was mixed with 10 pL of a saturated solution of the matrix in die same solvent. Approximately 1 to 2 pL of this mixture was then spotted on the sample plate, allowed to air dry and was analyzed. Y denotes that a radical molecular cation of the analyte was detected during MALDI-MS. N denotes that no radical molecular cation of the analyte was detected during MALDI-MS........ 48

Table 3.1 Comparison of MALDI-MS and GPC data for hydrocarbon polymers. All masses were corrected for Ag or Cu respectively. Data were acquired using a reflectron TOF except where noted............................................................................................... 60

Table 4.1 Silver cluster ions found during MALDI-MS of AgTFA and AgN(>3 with various polar matrices. Only silver clusters (Ag)n were detected. The intercept values are nearly zero within the experimental error of the measurement................................ 85

Table 5.1 Sublimation enthalpy (AHjub) values for some nonpolar compounds used as MALDI matrices......................................................................................................... 109

Table 5.2 MALDI-TOFMS results for poly[(o-cresylglycidyl ether)-co-formaldehyde] analysis. The averages were calculated based on there separate experimental data. The Mn and Mw are number and weight average masses respectively, and PD is the polydispersity index..................................................................................................... 119

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Table S3 Comparison of experimental and theoretical end group masses for the poly[(o-cresylgIycidyl ether)-co-formaldehyde] analyte MALDI-TOFMS results from different matrices used with AgTFA as a cationization reagent...................................121

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List of Figures

Figure 1.1 MALDI-MS sample preparation. Typical analyte to matrix ratio is 1:1000but much higher ratios can be used depending on the analyte molecular mass............... 5

Figure 1.2 Schematic of Linear mode MALDI-MS Time-of-Flight mass analyzer....... 8

Figure 13 Schematic of reflectron mode MALDI-MS Time-of-Flight mass analyzer. The set-up allows the analyzer to be used for either reflectron or linear mode as indicated by the presence of two ion detectors.................................................................9

Figure 2.1 Structures of the chemical compounds investigated as MALDI charge- transfer matrixes in this study........................................................................................ 29

Figure 2.2 Structures of the chemical compounds used as analytes in this study........ 32

Figure 23 (a) APCI-MS spectrum of 5 mM solution of 1,2-diferrocenylethane (m/z 398.1, IP - 6 eV) in benzene (IP 9.2 eV). The flow rate was 25 pL/min, drift voltage was set to 80 V, the vaporization temperature was 200 °C and the desolvation temperature was 300 °C. (b) APCI-MS spectrum of 5 mM solution of ferrocene (m/z186.0, IP 6.90 eV) in benzene (IP 9.2 eV). The flow rate was 25 pL/min, drift voltage was set to 80 V, the vaporization temperature was 200 °C and the desolvation temperature was 300 °C.................................................................................................37

Figure 2.4 (a) MALDI-TOFMS spectrum of 5 mM solution of 1,2-diferrocenylethane (m/z 398.1, IP ~ 6 eV) in benzene using anthracene (m/z 178.2, IP 7.43 eV) as a matrix.A one pL solution of the analyte was mixed with 10 pL of a saturated solution of the matrix in same the solvent One pL of this mixture was spotted on the sample plate, allowed to air dry and was analyzed, (b) MALDI-TOFMS spectrum of 5 mM solution of trcms-stilbene (m/z 180.3, IP 7.90 eV) in benzene analyzed using terthiophene (m/z 248.4, IP -7.3 eV) as a matrix. A one pL solution of the analyte was mixed with 10 pL of a saturated solution of the matrix in same the solvent One pL of this mixture was spotted on the sample plate, allowed to air dry and was analyzed................................. 40

Figure 2 3 APCI-MS spectrum of a mixture of /rans-stilbene (m/z 180.3), ferrocene (m/z 186.0) and differocenylethane (m/z 398.1) in benzene. Equal volumes of 5 mM solutions were mixed uniformly then passed through the instrument at a flow rate of 25 pL/min. The drift voltage was set to 80 V with 200 °C and 300 °C vaporization and desolvation temperatures,respectively....................................................................................................................44

Figure 2.6 MALDI-TOFMS spectrum of /rons-stilbene (m/z 180.3, IP 7.90 eV), ferrocene (m/z 186.0, IP 6.90 eV) and 1,2-diferrocenylethane (m/z 398.1, IP - 6 eV) using perylene (m/z 252.3, IP 6.97 eV) as a matrix. Separate solutions of 5 mM in benzene were prepared, and then 1 pL of each was added to 10 pL of a saturated

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solution of the matrix in the same solvent. One pL of the mixture was spotted on the plate, air-dried and analyzed..........................................................................................46

Figure 3.1 Linear-mode MALDI-TOF mass spectra of polystyrene 1940 with (a) anthracene and (b) all-trans-retinoic acid as the matrices. AgTFA was used as the cationization reagent in both cases................................................................................ 62

Figure 3.2 Reflectron-mode MALDI-TOF mass spectra of poly butadiene 2940 with (a) anthracene as the matrix and AgTFA as the cationization reagent and (b) aU-trans- retinoic acid as the matrix and Cu(N0 3 ) 2 as the cationization reagent..........................64

Figure 3 3 Reflectron-mode MALDI-TOF mass spectra of polyisoprene with (a) anthracene as the matrix and AgTFA as the cationization reagent, (b) anthracene as the matrix and Cu(N0 3 ) 2 as the cationization reagent and (c) all-trans retinoic acid as the matrix and Cu(N0 3 ) 2 as the cationization reagent........................................................ 65

Figure 3.4 MALDI mass spectra of (a) polystyrene 5120 and (b) polystyrene 1940 obtained using triphenylene as a matrix with AgTFA salt as a cationization reagent....70

Figure 3.5 MALDI mass spectra of equimolar mixture of two polystyrene samples of average molecular weight 1940 and 5120 obtained using (a) acenaphthene and (b) triphenylene as matrices, respectively. AgTFA was used as a cationization reagent...71

Figure 3.6 MALDI mass spectra of equimolar mixture of two polystyrene samples of average molecular weight 1940 and 5120 obtained using (a) pyrene and (b) terthiophene as matrices, respectively. AgTFA was used as a cationization reagent........................72

Figure 4.1 (a) LDI-TOF mass spectrum of AgTFA and (b) MALDI-TOF mass spectrum of a mixture of DHB and AgTFA. Silver-related cluster ions are enhanced when DHB is utilized as a matrix. The inset in Figure 4.1b shows the polymer-like ion distribution where the mass difference between ions is approximately 108 u............... 81

Figure 4.2 MALDI-TOF mass spectra of (a) dithranol and AgTFA; (b) RTA and AgTFA; and (c) HABA and AgTFA. Dithranol, the weakest acid among the three matrices, yields the lowest production of silver-related cluster ions..............................83

Figure 43 Experimental (solid line) and theoretical (dashed line) mass spectral data for (Ag)n clusters where (a) n = 5 and (b) n = 50. Good agreement is found between the experimentally measured and theoretically predicted peak widths................................84

Figure 4.4 MALDI-TOF mass spectra of (a) DHB and Cu(N0 3 )2 ; (b) dithranol and Cu(N0 3 )2 ; (c) RTA and Cu(N0 3 )2 ; and (d) HABA and Cu(N0 3 )2 . Although lower mass (< 1 ,0 0 0 ) background ions are detected, copper salts do not yield the abundant ion signals found when silver salts are utilized (cf.: Figures 4.1 and 4.2)...........................8 6

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Figure 4.5 MALDI-TOF mass spectra of (a) acenaphthene and AgTFA and (b) anthracene and AgTFA. Nonpolar matrices do not enhance the production of silver cluster ions..................................................................................................................... 8 8

Figure 4.6 MALDI-TOF mass spectra of polybutadiene 2940 analyzed with (a) DHB and AgTFA; (b) anthracene and AgTFA; and (c) DHB and and Cu(N0 3 )2 . Copper nitrate is the preferred cationization reagent for acidic matrices due to the interfering silver-related cluster ions found when silver trifluoroacetate is used (see text). Alternatively, interfering silver-related cluster ions are not present when the nonpolar matrix anthracene was used.......................................................................................... 90

Figure 4.7 MALDI-TOF mass spectra of polystyrene 2557 analyzed with (a) DHB and AgTFA; (b) anthracene and AgTFA; and (c) DHB and Cu(N0 3 >2 . Similar to the results obtained for polybutadiene, copper nitrate is the preferred cationization reagent for acidic matrices while silver trifluoroacetate is preferred for nonpolar matrices due to interfering silver-related cluster ions found for the AgTFA/acidic matrix combination...................................................................................................................92

Figure 4.8 MALDI-TOF mass spectra of polystyrene 1940 in anthracene analyzed by (a) a spotting on a thoroughly cleaned sample plate previously exposed to silver salt solutions; (b) addition of AgTFA and analyzed using a thoroughly cleaned sample plate previously exposed to silver salt solutions; and (c) spotting on a new plate not previously exposed to silver salt solutions. All spectra were obtained under similar experimental conditions. As seen by comparing the mass values obtained in Figure 4.8a and 4.8b, residual silver salts can serve to ionize nonpolar polymers when nonpolarmatrices are utilized....................................................................................................... 95

Figure 5.1 Chemical structures of the polymer compounds analyzed in this chapter......................................................................................................................... 103

Figure 5.2 MALDI-TOFMS mass spectra of Pt (II) PS derivative (5775 g/mol) obtained using (a) anthracene and (b) dithranol as matrices. AgTFA was used as a cationization reagent For each spectrum, 16 scans were averaged........................... 105

Figure 5 J MALDI-TOFMS spectra of Pt (II) PS derivative (5775 g/mol) representing only the lower mass oligomer distribution obtained using (a) anthracene, (b) dithranol, and (c) triphenylene as matrices. About 16 scans were averaged for each spectrum..l07

Figure 5.4 MALDI-TOFMS spectra of PGF 870 obtained using (a) DHB, and (b) dithranol as matrices. No additional cationization reagent was added for the analysis........................................................................................................................ I l l

Figure 5.5 MALDI-TOFMS spectra of NH2- terminated polystyrene obtained using (a) dithranol, and (b) anthracene as matrices. AgTFA was used as a cationization reagent in each case. About 16 scans were averaged for each spectrum.....................................112

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Figure 5.6 MALDI-TOFMS spectra of PGF 870 obtained using (a) pyrene as a matrix with AgTFA as a cationization reagent; (b) DHB matrix and AgTFA as a cationization reagent; and (c) DHB as a matrix without additional cationization reagent. A total of 16 scans were averaged in (a), 8 in (b) and 16 in (c)......................................................... 114

Figure 5.7 Mass spectrum of PGF 870 obtained by using: (a) ESI-MS and (b) MALDI- MS. In both cases the concentration of the polymer and the silver salt added in the solution was the same. THF was a solvent used for the two cases...............................116

Figure 6.1 The graph of laser power attenuation vs. ion counts (abundance) for nonpolar matrix compounds analyzed by MALDI instrument The higher the laser power attenuation number, the lower the energy intensity imparted on the sample. Similar graphical trends are obtained by monitoring the ion abundance values for either the matrices or the nonpolar compound analyzed with the matrix................................128

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Abstract

In this study, polyaromatic hydrocarbon compounds including anthracene,

pyrene, acenaphthene and perylene were investigated as nonpolar matrices in matrix-

assisted laser desorption/ionization mass spectrometry (MALDI-MS) for the analysis of

selected nonpolar analytes. First, the influence of matrix and the analyte ionization

potentials on a charge-transfer ionization mechanism were determined. Results of these

studies demonstrated that formation of radical molecular cations in MALDI-MS

depends on the ionization energy difference between the matrix and the analyte.

Charge-transfer ionization occurs only when the ionization potential of the matrix is

higher than that of the analyte.

Next, nonpolar matrices were investigated for the analysis of low molecular

weight nonpolar polymers including polybutadiene, polyisoprene, and polystyrene.

Conventionally, these types of polymers are analyzed by MALDI-MS using acidic

matrices, such as all-trans-rehnoic acid, with an additional metal salt as a cationization

reagent Nonpolar matrices were shown to be more effective than acidic matrices, as

nonpolar matrices provide better matrix isolation and enhanced spectra reproducibility.

Potential difficulties associated with background silver salt clusters present during the

analysis of nonpolar polymers by MALDI-MS are reported. Silver cluster ions are

observed with m/z values ranging from 1500 to about 7000 when acidic, polar matrices

are used with silver salts. It was found that these background signals could be greatly

reduced by the use of the nonpolar matrices. Alternatively, using copper salts with

acidic matrices instead of silver salts substantially improves the mass spectral quality

due to reduced background signals.

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Finally, the nonpolar matrices were applied to other polymeric compounds

including amine fimctionalized polystyrene, platinum (II) linked modified polystyrenes,

and poly[(o-cresyl glycidyl ether)-co-formaldehyde] (PGF). These studies

demonstrated that nonpolar matrices can be used for the MALDI-MS analysis of

polymers of varying polarity. As with the prior studies, nonpolar matrices were found

to be generally more effective for the analysis of these analytes than acidic matrices.

Taken together, these studies demonstrate that nonpolar matrices provide high

quality MALDI mass spectra of nonpolar and moderately nonpolar polymers. These

improvements arise due to improved matrix-analyte miscibility as well as reduction in

background salt clusters when silver salts are used as cationization reagents.

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Chapter 1. Introduction

Polymer-based consumer products constitute a large percentage of all

manufactured materials. The wide ranges of polymer-based materials are all

attributable to the unique chemical, physical and mechanical properties of different

polymeric formulations. During the polymerization process, polymer properties are

controlled to generate a variety of products such as plastics (e.g., polyvinyl chloride),

fibers (e.g., polyethylene terephthalate), elastomers (e.g., polychloroprene), coatings

(e.g., paints), or adhesives (e.g., epoxy resins). [1] Obviously controlling these

parameters which influence the final properties of a polymer is very important. There

are a number of analytical techniques available for the analysis of synthetic polymers.

The most common and useful techniques include pyrolysis, chromatography, thermal

analysis, spectroscopy (NMR, IR & Raman) and mass spectrometry. [2]

The growth of mass spectrometry for the analysis of synthetic polymers has

nearly doubled in eight years (as measured by ASMS abstracts) as noted by the editor of

the journal of the American Society for Mass Spectrometry (ASMS) in 1998. [3]

Among the many mass spectrometry techniques available, matrix-assisted laser

desorption /ionization (MALDI) applications are constantly increasing. The MALDI

technique was initially developed for biological molecules, mainly proteins and

peptides, [4,5] but was eventually utilized for other analytes including synthetic

polymers. [6 ] Although MALDI is quite successful for the analysis of polar polymers,

it has not worked as well for nonpolar analytes such as hydrocarbon materials. This

limitation is attributed to lack of proper understanding of some fundamental issues

related to this technique such as the desorption/ionization mechanism and the role of the

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matrix in the MALDI process. In this document, some matrix-related limitations of

MALDI for nonpolar polymer analysis are discussed and alternative approaches

suggested.

1.1 MALDI Overview

MALDI is a soft ionization technique used for the analysis of large nonvolatile

molecules such as biopolymers and synthetic polymers. The MALDI process produces

intact pseudo molecular ions of the analyte through irradiation by a pulsed laser beam

on a solid mixture of a particular analyte dissolved in a suitable matrix compound.

Typically, short pulse laser beams ranging from 1 to 100 nanoseconds are used. [7]

Normally UV lasers are used with the nitrogen laser (X. =337 nm) being the most

common. Lately, IR lasers have also been used in MALDI effectively. [8 ,9]

1.1.1 Sample Preparation

A MALDI experiment involves several steps. The first and most critical step is

sample preparation. There are various sample preparation techniques which have been

developed depending on the nature of sample to be analyzed. Among the common

established techniques include the dried-droplet method, [4] fast solvent drying method,

[1 0 ] two layer method, [1 1 ] and, most recently, solid-solid compressing method used

for hard to dissolve samples. [12] The dried-droplet method is the most common

because of its simplicity. However, some disadvantages of using this method have been

pointed out; most of all being creation of heterogeneous matrix crystals (hot spots)

which result in poor spectral reproducibility. [13]

Application of the dried-droplet method involves mixing a very small amount of

the analyte with an excess of matrix typically in a ratio of 1 :1 0 0 0 , in a solvent of choice

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depending on the nature of the matrix and analyte used. Practically, analyte and matrix

solutions are prepared separately then mixed together to obtain the required ratio.

Specific issues about matrix compound characteristics and requirements are discussed

later. After mixing, a few microliters of the matrix/analyte mixture are deposited on the

sample plate, which is typically a stainless steel or gold substrate of a particular shape

and size depending on the instrument being used. The sample on the plate is left to dry,

then introduced into the MALDI instrument vacuum chamber. Typically the pressure in

the MALDI mass spectrometer varies between 10' 7 torr to 10*to torr depending on the

instrument; with the higher vacuum allowing for better resolution.

1.1.2 Desorption/Ionization Process

Once the required vacuum has been reached in the instrument the sample is then

analyzed. Sample desorption and subsequent ionization is facilitated by the laser pulse.

When the laser energy hits the sample, the matrix absorbs most of the photon energy.

As a requirement, the matrix must have a stronger absorption at the wavelength of the

laser used than the analyte, and it has to be in higher quantity than the analyte in the

mixture. Properties and functions of the matrix compounds are discussed later.

Imbedding the analyte in the matrix minimizes direct irradiation of the analyte which

would otherwise result into fragmentation. Normally fragmentation is a problem when

direct laser desorption techniques are used. Although the desorption and ionization

mechanisms in MALDI are not well understood, ionization of the analyte is generally

considered to occur in the condensed phase just above the sample surface in the plume

of the desorbed material. [14] Analyte ionization results from collisions between

analyte neutrals and various ions formed from the excited matrix molecules. The ions

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in the gas phase immediately after desorption include ions from the matrix molecules,

(protonated, deprotonated or fragmented molecules), protons released from the matrix

molecules, Na+, K+, or other metal ions inherent in the sample or added during the

sample preparation to enhance ionization through metal cationization. Addition of

metal cationization reagent is necessary for synthetic polymer analysis. Figure 1.1

illustrates the general MALDI process. Polymer cationization will be discussed in

detail later.

1.13 Mass Analyzer

After the desorption/ionization event, the formed ions are introduced into the

mass analyzer in which ions are separated according to their mass-to-charge ratios.

There are different mass analyzers used in mass spectrometers but only two are

common for MALDI generated ions: time-of-flight (TOF), and Fourier transform ion

cyclotron resonance (FT-ICR) mass analyzers. Of these two, TOF is the most

commonly used for various reasons including cost effectiveness, simplicity in both

design and use, high ion transmission, unlimited mass range (theoretically), ability to

detect all the ion species at the same time, fast analysis, and good compatibility with the

pulsed ionization sources. [14] In fact because of these advantages, continuous

ionization sources like electrospray have been modified to be compatible with TOF

mass analyzers. [15-17]

A TOF mass analyzer works on the basic principle that when a temporally and

spatially well-defined packet of ions of different mass-to-charge ratios are subjected to

the same applied electric field, then allowed to drift in a region of constant electric field,

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Pulsed laser beam (337 nm)

Desorbed O * Plume

o * ° ° 0 0 O • O •

*o

Ion Extraction Plate

To TOF Mass Analyzer

Analyte

O Matrix

Sample Plate* Cationization Reagent

Figure 1.1 MALDI-MS sample preparation. Typical analyte to matrix ratio is 1:1000 but much higher ratios can be used depending on the analyte molecular mass.

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they will travel through this region in a time which depends on their m/z ratios, allowing

the ions to separate on the basis of their masses. Practically, ions generated in the

source region of the MALDI instrument are accelerated to a constant kinetic energy

(eV) and then allowed to drift through a field free region to the detector placed at the

end of the ion flight path. Normally the path length ranges from 1 m to 3 m depending

on the instrumental design. The flight time t (seconds) of ions through a drift region of

length L (meters) has been shown to be proportional to the square root of their mass-to-

charge ratios (m/z) as shown in equation 1.1 [14,18,19] in which e is the fundamental

charge (1.6 x 10*19 C) and V(volts) is the accelerating voltage of the ions in the source

region.

t =

m

2zeV

1/2

L (1.1)

Hence, the lightest ions reach the detector first followed by other ions of successive

heavier mass. Figure 1.2 shows the main principles of a simple TOF mass analyzer.

The main disadvantage of TOF mass analyzers is its limited mass resolution.

Mass resolution is referred to as the ability to resolve m/z values of two adjacent ion

peaks of a slightly different mass; peak m and m + Am in the mass spectrum. For a

TOF mass analyzer resolution (R) is proportional to the flight time t of the ion divided

by twice the time interval (A t) of ion arrival at the detector as shown in equation 1.2.

To overcome this limitation, two main instrumental modification modes have been

developed. These instrumental modes are referred to as time-lag-focusing or delayed

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m t

R (1.2)

Am lA t

extraction [17,18,20,21] and reflectron mode. [14,19] Figure 1.3 illustrates the main

principles of the reflectron TOF mass analyzer.

For ion detection in MALDI instruments typically multichannel plate (MCP)

detectors are used. These are thin plate-like detectors with many cylindrical channels

made of lead-doped glass material with fiber optics properties. The channels are 4 to 25

pm in diameter with a center to center distance ranging from 6 to 32 pm. [22] The

functioning of these detectors depends on the direct ion-to-electron conversion which

takes place at the detector surface. The electron signal produced is eventually amplified

and collected. Depending on the instrument design, these detectors can be used

individually or in combinations of two or three to enhance sensitivity. With MCP

detectors, signal amplification can be as high as 1 0 s. [2 2 ]

Practically the number of emitted secondary electrons depends on the mass and

velocity of the impacting analyte ions such that ions of different masses cause different

numbers of secondary electrons to be emitted at the detector surface. [23] Ions of high

molecular weight usually fail to produce adequate secondary ions when they impinge

the detector surface. Hence detector efficiency is low for relatively high molecular

weight samples. [23] Also, depending on the amount of ions produced per laser pulse,

and their velocity, detectors can be saturated and hence give unreliable results. Two

types of detector saturation effects have been noted: one is saturation due to a high

output ion pulse and the other is due to limited detector dynamic range. [24] The

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Sample plate Ion detector

THigh

Voltage ExtractionPlate

Field Free Region

oMass of Ions

O > o >

Figure 1.2 Schematic of Linear mode MALDI-MS Time-of-FIight mass analyzer.

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Linear [on detectorSample plate

Both ions have the same m/z

JO

Ion Reflecting Region (Reflection)

Reflectron detector

Kinetic Energy of • > Kinetic Energy of O Mass • * Mass O

Figure 13 Schematic of reflectron mode MALDI-MS Time-of-Flight mass analyzer. The set-up allows the analyzer to be used for either reflectron or linear mode as indicated by the presence of two ion detectors.

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saturation recovery time for a detector is longer than its normal response time; hence the

timed events of ion formation and detection under such conditions are overlapped.

Therefore, because of these noted detector problems, MCP detectors, though common

in MALDI instruments, have not performed well for all types of MALDI amenable

analytes. For example, MALDI has not provided reliable results for polydisperse

polymers. Among the reasons suggested is the MALDI detector problem. [24-28]

1.2 MALDI Amenable Analytes

In MALDI-MS the primary means of forming gas-phase ions is by proton or metal ion

attachment. Most MALDI amenable analyte molecules contain heteroatoms such as N

or O in their molecular structures which provide lone pairs of electrons on which

cationization can take place. Similarly, hydrocarbon polymers with unsaturated double

bonds have polarizable pie bonds on which cationization reagents, mainly metal ions,

can be attached. For saturated hydrocarbon polymers like polyethylene, MALDI does

not yield reliable results due to the lack of suitable sites for metal ion attachment.

U Advantages of Using MALDI

From the very beginning of the MALDI technique, it was demonstrated that this

technique has several advantages over many others used for similar analyses. Some of

the MALDI advantages include low sample consumption, ease of sample preparation,

short analysis times, and soft ionization which leads to negligible or no fragmentation of

the analytes. [4] With minimal fragmentation, MALDI provides spectral simplicity

characterized by singly charged ions for easy spectra interpretation. Another very

important advantage of using MALDI is its ability to analyze analytes of very broad

mass ranges when combined with the TOF mass analyzer. [29]

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Application of MALDI particularly for synthetic polymer analysis has

demonstrated several advantages over most of the traditional polymer analysis

techniques such as gel permeation chromatography (GPC) and viscometry. MALDI

gives more definitive answers about the composition and purity of the polymer. It

provides absolute, fast and accurate molecular masses for polymers with narrow

polydispersity as opposed to relative masses provided by other techniques. It provides

masses for the entire polymer distribution instead of the average value, hence it

provides molecular mass information which can be used to obtain the mass of the end-

groups, mass of the repeat unit (monomer), and chemical modifications on the polymer

if oligomer resolution is attained. [29-31]

Saturated hydrocarbon polymers can be analyzed using a number of other mass

spectrometric methods. These include field desorption (FD), [32] plasma desorption

(PD), [33] and laser desorption (LD) methods. [34] These methods have various

limitations particularly significant analyte fragmentation, limited upper mass limits and

difficult sample preparations. The ion currents with these techniques are very small and

decrease rapidly with increasing molecular weight of the polymer. [35] There has been

a great deal of effort to develop MALDI protocols for hydrocarbon material analysis

mainly because this is a promising technique to overcome some of the current

limitations encountered when using other techniques.

1.4 MALDI Limitations for Nonpolar Analytes

There are some challenges which limit MALDI application to nonpolar analytes.

The main challenges include availability of proper matrices for specific analytes, proper

cationization reagents, common solvents for analyte and matrix, as well as challenges in

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sample preparation techniques. Details of some of these limitations are discussed

below. These limitations and various others inherent in MALDI instrumentation such

as problems in ion formation (desorption/ionization), ion transmission and detection,

and difficulties in reproducing spectra, have rendered this technique applicable for

qualitative purposes only. MALDI is generally employed as a tool for obtaining the

analyte mass but not the analyte concentration or even its relative amount from the

measured ion abundance values. To date, application of MALDI remains an active

research area where improved sample preparation methods are developed, new and

better performance matrices are explored, and various new applications are discovered.

1.4.1 Matrix Requirements

MALDI evolved from the early experiments with LD when it was realized that,

instead of direct laser desorption of the analyte, mixing the analyte with a matrix

compound for pulsed laser desorption mass spectrometry not only produces better

results but also improves the desorption efficiency of non-volatile analytes into the gas

phase. [7] The use of a matrix was found to extend the mass range for thermally labile

biomolecules to a range not attainable by other techniques. [7,36] Whether the matrix

compound used for analysis is organic as initially proposed by Hillenkamp and Karas,

[7] or inorganic as initially proposed by Tanaka and co-workers, [5] they all have a

strong energy absorption capability at the wavelength of the laser used. The absorption

characteristic allows a controlled energy deposition to the analyte which then results

into a much softer ionization as compared to the LD technique. Although molar

absorptivity values for MALDI matrices in the gas phase have not been determined,

good matrix compounds have been found to have solution absorption coefficient values

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between lOMO"5 L mol*1 cm*1. [37,38] For this reason, compounds which originally

could meet this requirement were small aromatic acid compounds with phenyl rings on

which electron-withdrawing groups are attached. [36,38-40] The gas-phase inorganic

chemistry studies for some selected compounds and complexes have been shown to

reflect the solution chemistry of some compounds. [41,42] In comparison, MALDI is a

much softer ionization technique than FAB which is also a useful technique for fragile

organic molecules since the introduction of liquid matrices. [43]

Although the role of the matrix is very crucial in MALDI, very little is known

about what makes a particular compound a good matrix. To date, matrix compounds

are still discovered through trial and error because there has not been enough research to

investigate what are the factors that affect the functioning of such compounds in the

MALDI process. Apart from absorbing the laser energy at the wavelength used, the

matrix dilutes and isolates macromolecules in the sample preparation step, a

phenomenon called matrix isolation, and plays a role in analyte desorption and

ionization process. [19,37] The analyte molecules are evenly distributed within these

highly absorbing matrix molecules forming a solid solution of both the matrix and

analyte after the solvent has evaporated. [39] In this case, the matrix inhibits potential

interactions among the analyte molecules and between the analyte and the target

surface. [44] Practically, the ratio of the analyte to the matrix ranges from 1:103 up to

1:10s although for high molecular weight samples such polystyrene 10 kDa to 900 kDa

much higher ratios, up to 1: ~8 x 106, have been used. [29]

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1.4.2 Analyte/Matrix Miscibility

The inability of polar matrices to interact well with nonpolar analytes causes

solubility problems in the MALDI matrix isolation step. Although the matrix and

analyte molecules are completely separated in the solid mixture, [19,37] the ability of

the matrix molecules to separate the analyte molecules is facilitated by the chemical

nature of the interacting molecules. Because of their similar chemical properties, polar

matrix molecules interact well with polar analyte molecules. Through trial and error,

some polar matrices such as 2-(4-hydroxyphenylazo)-benzoic acid (HABA), all-tram

retinoic acid (RTA), 1,5-dihydroxy benzoic acid (DHB) and dithranol have been found

to work for nonpolar polymers. For example, HABA and all-trans-RTA have been

applied to polystyrene. [30,45-49] The matrix all-trans-RTA has also been applied to

polybutadiene and polyisoprene. [47] DHB and /rans-indole acrylic acid have also

been used for nonpolar polymers [30,50]. The most commonly used matrix for

nonpolar polymers so far is dithranol. [49,51-58] As mentioned before, MALDI

sample preparation requires a uniform formation of a solid solution between the matrix

and the analyte. In this case, the polar matrices and the nonpolar polymers will

definitely not allow such uniformity. Juhasz and co-workers suggested that HABA

does not work well for polystyrene because it is too polar to form a uniform solid-phase

mixture with this nonpolar polymer. [45] Also polystyrene samples mixed with DHB

when observed under a microscope indicated that the two compounds crystallized

separately. [34] These observations have led to a conclusion that miscibility of the

analyte and the matrix in the condensed-phase is an essential requirement for a good

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matrix. Hence, matrices which work well for polar analytes such as biopolymers cannot

provide the required optimal conditions for nonpolar synthetic polymer analysis.

Other important characteristics of the matrix include non-reactivity with the

analyte, and vacuum and photochemical stability. [38] Because the commonly used

matrices are small organic acid compounds, it has been established in protein analyses

that good results are obtained at pH values of the matrix compound itself or in a more

acidic environment [39]

1.43 Solvents

The universal application of MALDI as a solution for analytical problems has

also been limited by solvent systems needed for different analytes during sample

preparation. Since the inception of MALDI, all matrix/solvent systems were developed

to work for biological materials that are soluble in aqueous media. [7,36] Although it

has been shown that water-soluble synthetic polymers can be analyzed by following

similar protocols used for the analysis of biopolymers, [6,34,59] analytes which are

soluble in organic solvents have been difficult to analyze with water-soluble matrices.

Danis and Karr [60] started the investigation of the possibility of using organic solvents

for both the polymer and matrix as a sample preparation technique. In that work, acidic

matrices and some polar polymers were dissolved in acetone instead of water. [60]

Since then, several organic solvents have been applied to solvate different synthetic

polymers during MALDI sample preparation. The use of a single solvent system to

prepare the polymer and matrix mixture is required for successful analysis. [37]

However, there are cases where the use of a binary solvent system becomes inevitable.

In such cases, various problems have been observed. For example, addition of 1-5%

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water to a PMMA/polar matrix sample prepared in organic solvents resulted into mass

discrimination when the samples were MALDI analyzed. [61] Yalcin and coworkers

studied extensively the effect of solvent in polymer sample preparation. [62] They

showed that binary solvent systems can be used for preparing the samples as long as

both solvents are compatible; both the polymer and the matrix must have the same

solubility in each of the solvents, and both solvents should have the same volatility.

Slight differences in solubility of the polymer and the matrix in the solvents leads to

significant differences in the MALDI results. It was concluded from that work that in

cases where a common solvent is not available, binary solvents to be used should allow

co-crystallization of the polymer and the matrix, or crystallization of the matrix before

polymer precipitation.

There are various polymeric materials which are difficult to dissolve in organic

solvents under ordinary conditions. For such materials, sample preparation for MALDI

analysis is very challenging. Examples of such polymers are polyamides, Teflon and

polyethylene. Zenobi’s group has developed a solvent-free MALDI sample preparation

technique for these kind of samples; a similar method like one used for KBr pellet

sample preparation for infrared analysis was proposed. [12]

1.4.4 Cationization Reagents

As was mentioned before, MALDI was developed originally for relatively large,

non-volatile biomolecules. Since then this technique has found a tremendous

application in biopolymers such as proteins, oligonucleotides and polysaccharides;

compounds which are all polar and undergo protonation or deprotonation in the MALDI

process. It was in the early 1990s when MALDI was applied to synthetic polymer

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analysis. Today, polar synthetic polymers of more than 200 kDa can be analyzed by

following the same standard protein MALDI protocols. [6,34,60] Examples of such

polymers include polyglycols, [34] polystyrenesulphonic acid, [6] and

polymethylmethacrylate. [24,63] These polymers produce singly charged protonated

molecular ions in MALDI when analyzed with acidic matrices.

While ionization of biopolymers in MALDI occurs by protonation, the

ionization of synthetic polymers is achieved through cationization by metal ions; group

I metal salts are good cationization reagents for polar synthetic polymers. Polymers

such as polyethyleneglycol (PEG) and polymethylmethacrylate (PMMA) which contain

basic groups in their repeat unit interact well with alkali metal ions. [51,54, 55,64] It

has been established, however, that analysis of hydrocarbon polymers such polystyrene,

polybutadiene or polyisoprene requires a different approach; standard MALDI protein

protocols do not work for these type of polymers. Nonpolar polymers require an

additional cationization reagent in the sample preparation step. More interestingly,

hydrocarbon polymers do not undergo protonation or metal cationization by monovalent

group I metal salts ions. To date, only silver and copper salts (Cu+ or Cu2+) have been

found to work relatively well for nonpolar polymer cationization in MALDI. As will be

demonstrated later in this dissertation, the performance of these two metal salts is

matrix dependent A few reports in the literature indicate that some low molecular

weight polystyrene analytes can be cationized using group I metal salts in MALDI,

though not efficiently. [56] It should be recalled here that LD experiments have

indicated that some monovalent gas-phase metal ions such as Al+, Cr+, Fe+ and Cu+ can

efficiently cationize both PEG and polystyrene analytes, hence providing alternative

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cationization to the Na+, K+ and Ag+ ions. However, LD works well only for polymers

of less than 10 kDa because of fragmentation. [7]

The work done by Reinhold et al. [65] has shed some light on why only specific

metal ions work in MALDI. That work examined the binding energy between the metal

ion and the analyte (polymer oligomer). It was observed that aromatic species, such as

polystyrene, and polyolefins, such as polybutadiene and polyisoprene, containing

double bonds are ionized less efficiently in MALDI using sodium ions because of the

low binding energy between the sodium ion and the polymer oligomer. [65] This

observation led to a general conclusion that the binding energy in such systems is not

sufficient to prevent dissociation of the metal-oligomer complex during the multiple

collisions which take place during the ion extraction in the MALDI process. Other

reasons which have been given by some researchers suggest that for a metal ion to be an

effective cationization reagent, it should have a strong affinity for unsaturated electrons

present on the polymer and also it should be able to sustain an oxidation state of + 1 in

the MALDI environment. [49] This condition limits the number of transition metals

which can be effective cationization reagents. In fact, little research has been performed

to find out why silver and copper ions in particular are the only metal ions capable of

efficiently cationizing hydrocarbon polymers in MALDI.

1.4.5 Polymer Distribution

Information provided by MALDI data for polymer analysis includes polymer

average molecular weight, molecular weight distribution, mass of the end-groups,

sample purity, and even initiation and polymerization mechanisms. [66,67] As

mentioned before, the physical properties of the polymer depend on the polymer

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molecular weight. By using MALDI mass spectrometry, the number-average molecular

weight (M„) and the weight-average molecular weight (Mw) values for a polymer of a

narrow distribution, (with polydispersity [PD] values < 1.2) can be obtained. Synthesis

of synthetic polymers always results in the formation of polymer chains of various

lengths forming a product which is a mixture of molecules of different molecular

weights. Because of this molecular mass variability in the product, synthetic polymer

molecular weights are always referred to as average values after considering all the

individual polymer molecules (oligomers) in the total distribution. Equations 1.3 and

1.4 are standard equations used for polymer average molecular weight computation in

mass spectrometry.

Mn =

Z NiMi

Z Ni

Mw =

H NtMi2

Z NfMi

(1.3)

(1.4)

N is the measured peak area or signal intensity (ion abundance) of oligomer i with mass

M. The ratio of Mw to Mn is an indicator for how broad is the molecular weight

distribution in the polymer sample; this ratio is called polydispersity index (PD or PDI).

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PDMr

Mn(1.5)

Normally Mw is greater than M„ unless the polymer sample consists of oligomers of the

same weight.

It was noted in the early 1990s when MALDI was first applied to synthetic

polymers that, unlike biomolecules, the total available charge produced during MALDI

analysis of synthetic polymers is distributed over a large number of different molecular

weights. [34] When MALDI is applied to polymers with broad molecular mass

distributions (PD > 12), [7,26,68] the charge distribution leads to an upper mass limit

above which individual oligomers cannot be distinguished from the noise. As a result,

MALDI data have been found to underestimate the higher mass polymer distribution

hence resulting in noticeably lower average molecular weight values. [27,46,68]

The mass discrimination effect in MALDI is very significant for polymers with

high PD values. This effect is thought to be due to a combination of factors including

mass discrimination in the ion detection and sample preparation. [24,25,27,46, 63] To

date, application of MALDI for polymer analysis is still limited to polymers with low

PDs (< 1.2). [28] Comparative results have shown that polymer analysis results

obtained by MALDI are in good agreement with those determined by conventional

methods such as gel permeation chromatography (GPC) only if the polymer has a

narrow distribution. [26,28,68,69] For polymers with broad distributions, a

combination of GPC and MALDI does provide a useful method for determining

molecular weight distributions. In the MALDI-GPC combined method, the

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polydisperse polymer is first fractionated by GPC, then the collected fractions are

analyzed off-line by MALDI which provides data to calibrate the GPC chromatogram.

[70] The GPC fractionation of a polydisperse polymer for MALDI analysis requires a

separate optimization of the GPC method and determination of the number of fractions

and fraction volumes required to provide adequately narrow distributions across the

whole GPC chromatogram. Before MALDI analysis, sample concentration might be

necessary. Recently a liquid chromatography (LC) interface to the GPC was developed

and demonstrated to be a useful GPC-MALDI sample preparation for fractionated

polymers. [71] The LC interface uses heated sheath gas and a capillary nozzle to

remove most of the GPC mobile phase and deposit the required eluants on the precoated

matrix on a moving MALDI plate.

1.5 Purpose of the Work Presented

The aim of this work was to explore some new ionization mechanisms in the

MALDI process as well as to investigate solubility effects in sample preparation. As

was discussed above, the standard approach for the analysis of low molecular weight

nonpolar polymeric materials involve the use of polar (acidic) matrices with the

addition of a copper or silver salt as a cationization reagent. Among various problems

encountered with this approach include high irregularity in spectra reproducibility, lack

of common solvents for both the matrix and analyte, limited useful cationization

reagents, and most importantly, lack of fundamental understanding of why such

analyses are feasible. In this work, some alternative matrices for nonpolar polymer

analysis in MALDI were investigated. Polynuclear aromatic hydrocarbon compounds

such as anthracene, pyrene, acenaphthene and triphenylene have been proven to be good

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nonpolar matrices. Other nonpolar matrices studied include terthiophene and

diphenylbutadiene. These nonpolar matrices were found to give similar or better results

when compared to polar matrices.

While some of the problems encountered with acidic matrices are solved by

using nonpolar matrices, a number of fundamental questions are answered as well. For

example copper salts were found to work better with polar matrices while silver salts

work better with nonpolar matrices. A detailed discussion about silver related clusters

observed from m/z 1500 to about 7000 when polar (acidic) matrices are used with silver

salts is presented. The silver clusters were found to affect not only the masses within

their mass range, but also cause other effects to the polymer analysis in general. The

efficiency of the nonpolar matrices for individual nonpolar polymer analysis was

studied and comparison made for equimolar polymer mixture analysis. To date,

application of MALDI to polymers of broad polydispersity is a challenge. However,

some of the matrices studied in this work appear to be selective to lower mass

components in mixtures while some are not selective. This matrix selectivity behavior

implies that there might be some matrices which can be applied to relatively broad

polydisperse polymers which are yet to be discovered.

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Chapter 2. Influence of Ionization Energy on Charge-Transfer Ionization in Matrix-Assisted Laser Desorption/Ionization

Mass Spectrometry *2.1 Introduction

Since the introduction of MALDI-MS by Karas et al. in 1987 [36] and Tanaka et al.

in 1988, [5] the primary utilization of this technique has been for the characterization of

polar organic and bio-organic molecules. The matrices used for analysis of such

compounds are acidic organic molecules such as 2,5-dihydroxybenzoic acid, a-cyano-

4-hydroxycinnamic acid, and 3,5-dimethoxy-4-hydroxycinnamic acid (sinapinic acid).

For these types of matrices and analytes, the predominant mechanism for ionization

appears to be either proton-transfer reactions between analyte and matrix or cation

adduction. Although not nearly as common as reports on the production of protonated

or cation-adducted molecular ions, there are several reports in the literature on the

formation of analyte molecular radical cations during MALDI-MS experiments. [45,72,

73] In addition, laser desorption studies of matrix materials reveal that many

compounds that have been used as matrices form M+* ions upon ionization. [39, 74]

Juhasz and Costello presented the first and most complete description on the

production of radical cations using MALDI. [45] They reported the successful use of

four different matrices (2-(4-hydroxyphenylazo)benzoic acid (HABA), quinizarin,

dithranol, and 9-nitroanthracene) for the characterization of ferrocene and ruthenocene

oligomers and polymers up to m/z 10,000. These authors noted that the role of the

matrix in the ionization process could not be established: either charge transfer from the

* A form of this Chapter is published as: Stephen F. Macha, Tracy D. McCarley, Patrick A. Limbach Influence of ionization energy on charge-transfer ionization in matrix- assisted laser desorption/ionization mass spectrometry Anal. Chim. Acta 397,1999, 235-245

23

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matrix to the analyte or photoionization of the analyte directly could account for their

results. Further, the chemical stability of these matrices was not reported in their work

(although in another paper they noted that HABA is characterized by a strong (M+H)+

ion, [75]) and it is unclear whether it was a matrix molecular radical cation or some

other feature that yielded the reported mass spectral results.

Michalak et al. have demonstrated successful MALDI mass spectra of several

proteins (insulin, cytochrome c, and serum albumin) using C60 as a matrix. [72] The

positive ion mass spectrum of C60 shows production of the molecular radical cation and

a large number of fragment ions while the negative ion mass spectrum is composed

primarily of the molecular radical anion. As C60 has no proton sources for proton-

transfer reactions to occur, these authors assign the molecular ions of each protein

analyzed as the M+- or M"* species. However, due to the high molecular weight of

these proteins ( Mr > 5,000 u in all cases) and the low resolution of the time-of-flight

mass spectrometer used, these assignments are tentative. Formation of radical

molecular ions from these proteins would be unique and in contrast to other studies of

radical molecular ion formation. For example, Juhasz and Costello noted that insulin

could not be detected when 9-nitroanthracene, which has no labile protons for proton-

transfer reactions, was used a matrix, but the (M+H)+ ion of insulin was detected when

other matrices that have labile protons, such as dithranol, were used. [75]

Recently, we reported a systematic study of non-polar compounds having suitable

properties to function as charge-transfer matrices for the MALDI-MS analysis of non­

polar analytes. [76] In that work, we demonstrated that anthracene and terthiophene

formed radical molecular cations exclusively upon laser desorption/ionization with a

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nitrogen laser (A. = 337 nm). Several non-polar analytes including ferrocene and 2,2'-

methyIenebis(6-tert-butyl-4-methylphenol) were then analyzed using anthracene or

terthiophene as matrix compounds in a standard MALDI experiment For all analytes

investigated, an abundant radical molecular cation was detected only in the presence of

the nonpolar matrix. To establish that direct photoionization of the analyte was not

responsible for the production of radical molecular cations, matrices having molar

extinction coefficients five orders of magnitude larger than the analytes were used and

the matrix to analyte mole ratio was varied from 100:1 to 10,000:1. Direct laser

desorption/ionization of the analytes in the absence of a matrix did not result in the

production of a radical molecular cation.

Having established in our previous work that radical molecular cations of the

analytes were produced and that the matrix played a significant role in the production of

these ions, our interest now turns to clarifying the matrix/analyte interaction responsible

for the production of analyte radical molecular cations. Our hypothesis is that

asymmetrical charge transfer occurs within the desorbed laser plume containing matrix

and analyte species. The matrix is photoionized after which it can participate in a

charge-transfer ionization reaction with the desorbed analyte.

Gas-phase charge-transfer reactions have a rich history in mass spectrometry. The

charge-transfer reaction can be represented as in Equation 2.1,

R+* + A -> A+- + R (2.1)

where R is the reagent (or matrix) molecule and A is the analyte molecule. In its

simplest form, the production of analyte radical cations, A+-, can only occur when the

ionization energy of R exceeds the ionization energy of A. The analyte radical cations,

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A+-, will have an internal energy Efot (A+0, which is determined by the difference

between the recombination energy RE (R+*)> of the reactant ion R+- and the ionization

energy IE (A), of the analyte molecule A:

Elnt (A+>) = RE (R+-) - IE (A) (2.2)

The recombination energy, RE, has been defined as the exothermicity of the reaction

r+. + e- -> R -AH = RE (R+-) (2.3)

Charge-transfer ionization is not expected if the recombination energy of R+* is less

than the ionization energy of A. Predominantly A+- ions are expected if the

recombination energy of R+* is slightly greater than the ionization energy of A.

Extensive fragmentation is expected if the recombination energy of R+* is notably

greater than the ionization energy of A. [77]

In this study, we examine the mass spectral behavior of several nonpolar matrices

and analytes under MALDI-MS conditions. In the majority of cases, the production of

analyte radical molecular cations can be rationalized on the basis of thermodynamic

arguments relating to the relative differences in ionization energy between the matrix

and analyte. When the ionization energy of the matrix exceeds that of the analyte, a

radical molecular cation of the analyte is detected. These results are used to further

develop an understanding of charge-transfer ionization processes in MALDI-MS.

2.2 Experimental

2.2.1 Chemicals

All the matrices and the analytes were commercially available and were purchased

from Aldrich Chemical Co. (Milwaukee, WI, USA) except the ferrocene derivatives

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which were a gift from Professor Robin L. McCarley, LSU. All were used without

further purification. The solvents used were analytical grade and were also used

without further purification.

2.2.2 Mass Spectrometry

All MALDI mass spectrometry experiments reported in this study were performed

using a PerSeptive Biosystems (Framingham, MA, USA) Voyager linear time-of-flight

mass spectrometer equipped with a nitrogen laser (X = 337 nm). The accelerating

voltage was held at 28 kV for all experiments. A two point calibration of the mass

spectrometer was performed using a mixture of anthracene and C60- Matrix and

analyte solutions in methylene chloride, toluene or benzene were prepared at

concentrations of SO to 100 mM. About 1 to 3 pL of the matrix and analyte mixture

was spotted onto the sample plate and allowed to air dry at room temperature. Data

were collected with the laser power set just above the ionization threshold of the matrix

to avoid fragmentation and maximize resolution.

The atmospheric pressure chemical ionization mass spectrometry experiments were

performed using a Hitachi (San Jose, CA, USA) M-1000H LC-API quadrupole mass

spectrometer. Instrumental parameters varied for each analyte and were optimized to

obtain the highest molecular ion abundance for each analyte studied. The vaporization

temperature was varied from 150 °C to 300 °C. Desolvation temperature was kept at

100 °C above the vaporization temperature. The drift voltage was varied from 15 V to

100 V depending on the quantity of sample introduced. The sample flow rate was

varied from 10 pL/min to 1000 pL/min.

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The analytes were prepared as 1000 ppm solutions in anhydrous benzene. The

analytes were injected into the mass spectrometer using either a syringe pump, which

contained both the analyte and solvent, or a loop injector with a Beckman (Fullerton,

CA, USA) System Gold HPLC which delivered the solvent to the mass spectrometer.

All UV spectra were acquired using a Perkin-Elmer (Foster City, CA, USA)

Lambda 3B spectrophotometer. All solutions were prepared as 10*5 M in HPLC grade

toluene. Each spectrum was acquired by scanning from 400 nm to 190 nm at a 120

nm/min scan rate.

23 Results and Discussion

23.1 Matrix and Analyte Properties

In our previous work we have shown that nonpolar compounds which absorb

strongly at 337 nm can be used as matrices for UV-MALDI-MS. [76] The unique

property of these matrices is that they lead to the formation of a radical molecular cation

of the analyte, as opposed to the more common protonated molecular ions found in

traditional UV-MALDI-MS. In this study we have expanded our investigation into an

additional number of non-polar compounds which yield primarily radical molecular

ions upon laser desorption/ionization conditions. [39,78] Compounds investigated as

suitable matrices include acenaphthene, anthracene, perylene, pyrene, terthiophene and

triphenylene (Figure 2.1). The ionization energies and molar extinction coefficients at

337 nm of these compounds are listed in Table 2.1. The ionization energies were

obtained from the literature [79] except the ionization energy of terthiophene which was

estimated from other known values. The molar extinction coefficients at 337 nm were

determined experimentally.

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perylene erthiophene

anthracene acenaphthene

pyrenetriphenylene

Figure 2.1 Structures of the chemical compounds investigated as MALDI charge-transfer matrices in this study.

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Table 2.1 Relevant chemical properties of the chemicals investigated in this work. Ionization energies (IEs) were from literature except that of therthiophene which was estimated from that of thiophene (8.68 eV). £ 3 3 7 and X„,ax values were determined experimentally.

Matrix Mol. Wt. IP (eV)a £x=337(M’*cm**) ^max (nm) AHsub (kJ/mol)

perylene 252.3 6.90 3200 387 139.0

terthiophene 248.4 -7.3 35400 353 -

pyrene 202.3 7.41 72700 335,319 91.2

anthracene 178.2 7.45 8400 356,376,339 102.6

acenaphthene 154.2 7.68 1900 289,319 86.8

triphenylene 228.3 7.87 1000 284 107.6

8 Vertical ionization energies from ref. [79]

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Characteristically, these matrix compounds have large molar absorptivities at 337

nm and they do not have any acidic or basic sites that could obviously undergo proton

transfer reactions. Experimentally, we observed that potential matrix candidates with

heats of sublimation less than 90 kJ/mol appeared to sublime relatively quickly in the

vacuum and were difficult to use as matrices. For example, acenaphthene (AHSub =

86.8 kJ/mol), which yielded a radical molecular cation upon laser desorption at 337 nm,

could only be used as a matrix in these studies if the analysis was performed within ten

minutes of inserting the sample plate into the vacuum chamber. Presumably, after that

time, the acenaphthene would sublime from the sample plate and was not present to

assist in the desorption/ionization process. Pyrene, which has a AHsub value slightly

above 90 kJ/mol did not exhibit sublimation problems in vacuum. Anthracene and

terthiophene have already been utilized as matrices for analysis of nonpolar analytes

[76], and the behavior of acenaphthene, perylene, pyrene and triphenylene is similar to

those previously characterized, with the exception of acenaphthene noted above.

The criteria for selection of suitable compounds for use as analytes in this study

including the following: lack of strong absorbance at 337 nm, lack of obvious acidic or

basic sites for proton-transfer reactions and compatibility with solvents used for matrix

candidates. With these criteria in mind, the analytes used in this study include biphenyl,

1,4-bis(methy Ithio)benzene, 2,2'-methylenebis(6-tert-butyl-4-methylphenol)

(bisphenol), decamethylferrocene, 1,2-diferrocenylethane, ferrocene, /rans-stilbene and

triphenylphosphine (Figure 2.2). On the basis of known oxidation-reduction potentials,

these compounds do not undergo spontaneous oxidation-reduction reactions upon

mixing with the matrices in solution prior to sample spotting. In addition, each of the

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decamethylferrocene

C U M — ^

Fe Fe

1,2-diferrocenylethane

Fa

ferrocene

/

l,4-bis(methylthio)benzene /ranf-stilbene triphenylphosphine

0-0biphenyl

OH

2,2>methylene-bis-(6-tert-butyl-meihyl-phenol)

(bisphenol)

Figure 2.2 Structures of the chemical compounds used as analytes in this study.

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analytes were characterized by direct laser desorption. We have reported previously the

inability to form radical molecular cations from decamethylferrocene, 1 ,2 -

diferrocenylethane and ferrocene upon direct laser desorption. [76] The behavior upon

direct laser desorption of the additional analytes used in this work is similar to those

studied earlier. No noticeable sublimation of the analytes when incorporated with

matrix and placed under vacuum was found. For example ferrocene has a relatively low

value of AHgub (72.5 kJ/mol), but it is readily analyzed by MALDI-TOFMS when

incorporated with a matrix.

23.2 Adiabatic and Vertical Ionization Energies and the Recombination Energy

The vertical ionization energies of the matrices and analytes in Tables 2.1 and 2.2,

respectively, are the most recently available values from a number of literature

references. [79] In general for these compounds, no references citing adiabatic

ionization energies determined by equilibrium or bracketing measurements are

available. Since adiabatic ionization energies reflect the ground state (neutral) to

ground state (ion) ionization energy, the vertical ionization energies of matrices and

analytes may be more appropriate to consider for MALDI applications since ionization

presumably occurs in a plasma at temperatures o f3000 to 6000 K.

In addition, the recombination energies of the matrices investigated in this study are

not available in the literature. For atomic systems, the recombination energy is

numerically equivalent to the ionization energy. However, for polyatomic systems, the

recombination energy can differ from the ionization energy due to excess vibrational

and rotational energy in the neutral. To have a suitable reference from which to

evaluate the behavior of the matrix/analyte combinations studied in this report, we have

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Table 2J2 Relevant chemical properties of the analytes investigated in this work. Ionization energies were obtained from the literature except that of diferrocenylethane which was estimated from that of ferrocene. The 6 337 and were determined experimentally.

Analyte Mol. Wt. IP(eV)a £x=337 (M^cm’1) Xmax(nm)

decamethylferrocene 326.3 5.88 800 283

1 ,2 -diferroceny lethane 398.1 - 6 700 283

ferrocene 186.0 6.82 800 282

1,4-bis(methy Ithio)- benzene

170.3 7.30 4400 335

triphenylphosphine 262.3 7.39 800 284

/ronr-stilbene 180.3 7.70 900 295

biphenyl 154.2 7.95 2700 354

bisphenol 340.5 8.16" 1 2 287

'vertical ionization potentials from ref. [79] k Value from ref. [83]

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made the following assumptions regarding the recombination energy of the matrices.

(1) The matrix ions, which are generated by the laser presumably through a

multiphoton ionization process, are not present in their ground vibrational state

prior to the charge-transfer reaction.

(2) The analyte molecules, due to the high temperature of the laser-desorbed

plasma, are not in their ground vibrational states.

(3) The value for recombination energy of the matrix has an upper limit which can be

approximated by the vertical ionization energy of that specie (vide infra).

Thus, for the data to be presented below, we will consider a charge-transfer reaction to

be thermodynamically favorable if the vertical ionization energy of the matrix exceeds

the vertical ionization energy of the analyte.

2 3 3 Charge-Transfer Ionization Using APCI-MS

Prior to initiating MALDI-TOFMS studies of these matrix/analyte pairs, we first

investigated the behavior of selected analytes under charge-transfer ionization

conditions using atmospheric pressure chemical ionization mass spectrometry (APCI-

MS). Our aim in these initial studies was to verify that formation of radical cations of

the analytes using charge-transfer ionization was thermodynamically and kinetically

favorable under APCI conditions. Although the conditions during ionization in APCI-

MS are not equivalent to the conditions during ionization in MALDI-TOFMS, the

experimental parameters involved in charge-transfer ionization (solvent recombination

energy and concentrations of solvent and analyte) are easier to control and these studies

can serve as a benchmark for the formation of radical molecular cations of the various

analytes.

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Benzene was chosen as an appropriate solvent which will generate radical cations

during ionization by the corona discharge source present in our instrument. Benzene

has a recombination energy of 9.2 eV. [77] Thus, we would expect the formation of

radical molecular cations from our analytes provided their ionization energy is less than

9.2 eV. The larger the difference between the recombination energy of the solvent and

the ionization energy of the analyte, the more likely fragmentation will occur.

Figure 2.3 is the APCI-MS data obtained from the analysis of two selected analytes

in benzene. Figure 2.3a is the mass spectrum of a 5 mM solution of 1,2-

diferrocenylethane and Figure 2.3b is the mass spectrum of a 5 mM solution of tram -

stilbene. The vertical ionization energy of 1,2 -diferrocenylethane is estimated to be

around 6 eV. The recombination energy of benzene is nearly 3 eV higher than the

ionization energy of 1 ,2 -diferrocenylethane and charge-transfer between benzene and

1,2-diferrocenylethane is expected to occur. This large difference (-3 eV) may also

result in fragmentation of the analyte due to the excess energy imparted to the analyte

due to the charge-transfer process. As seen in Figure 2.3 a, an abundant radical

molecular cation of the analyte is detected along with a small fragment ion at 333 u

which is due to the loss of a C5 H5 group from the molecule. The //ww-stilbene has a

vertical ionization energy of 7.656 eV which is also less than the recombination energy

of benzene. However, the difference in these two values is much smaller than the

difference in values between benzene and 1 ,2 -diferrocenylethane and fragmentation

should be reduced in this case. As seen in Figure 2.3b, the predicted results were

obtained. A radical molecular cation for /ramr-stilbene is detected with little evidence

of fragmentation in the mass spectrum. The overall ion abundance for tram- stilbene is

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a)

^ b )0 J T ^ '

333 I

■ ■> ■*«» » ■ ■ .li « A » ..L-i-.JLjJliJi«.t,— itJ-" ■—1200 300 400 1 0 0 1 5 0 200 250

m/z m/z

Figure 2.3 (a) APCI-MS spectrum of 5 mM solution of 1,2-diferrocenylethane (m/z398.1, IP ~ 6 eV) in benzene (IP 9.2 eV). The flow rate was 25 (iL/min, drift voltage was set to 80 V, the vaporization temperature was 200 °C and the desolvation temperature was 300 °C. (b) APCI-MS spectrum of 5 inM solution of ferrocene (m/z 186.0, IP 6.90 eV) in benzene (IP 9.2 eV). The flow rate was 25 pL/min, drift voltage was set to 80 V, the vaporization temperature was 200 °C and the desolvation temperature was 300 °C.

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less than that found in the case of 1 ,2 -diferrocenylethane and is likely due to the higher

ionization energy of /ra/u-stilbene.

2.3.4 Charge-Transfer Ionization Using MALDI-TOFMS

After confirming that charge-transfer ionization of our analytes can occur under

thermodynamically and kinetically favorable conditions in APCI-MS, we then initiated

a study of the behavior of these analytes during MALDI-MS. The matrix/analyte pairs

investigated using MALDI-MS are presented in Table 2.3. The outcome of MALDI

experiments with most of the matrix/analyte pairs indicates that observation of analyte

ions follows a general trend that can be predicted based on comparison of ionization

energies of the matrices and analytes. Combinations of matrices and analytes in which

the matrix has a higher ionization energy than the analyte yield radical molecular

cations of the analyte, while combinations in which the matrix ionization energy is

lower than that of the analyte does not yield a detectable radical molecular cation of the

analyte (cf. Figure 2.4).

Decamethylferrocene, 1 ,2-diferrocenylethane and ferrocene yield radical molecular

cations with all of the matrices investigated in this study as was found in an earlier

investigation. [76] In all cases, the ionization energies of the matrices were higher than

the ionization energies of ferrocene and the ferrocene derivatives. Because the

ionization energies of these analytes are less than the ionization energies of the

matrices, it is hard to discern from these analytes alone whether the ionization energy of

the matrix and analyte play a significant role in the mass spectral behavior of these

analytes.

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Table 2.3 MALDI-TOFMS results of single analytes using different matrices. In each case, 10 pL of a saturated solution of the matrix in methylene chloride, toluene or benzene was mixed with 1 or 2 pL of a 5 mM solution of the analyte in the same solvent. About 1 to 2 pL of the mixture was spotted on the plate, air dried and analyzed. Y denotes that the radical molecular cation of the analyte was detected during MALDI-MS. N denotes that no radical molecular cation of the analyte was detected during MALDI-MS.

Sample Matrixperylene (6.90 eV)

terthiophene (-7.3 eV)

pyrene (7.41 eV)

anthracene (7.45 eV)

acenaphthene triphenylene (7.68 eV) (7.87 eV)

decamethyl ferrocene (5.88 eV)

Y Y Y Y Y Y

1 ,2 -diferrocenylethane (~6 eV)

Y Y Y Y Y Y

ferrocene (6.82 eV)

Y Y Y Y Y Y

l,4-bis(methylthio) benzene N (7.30 eV)

N N N N N

triphenylphosphine (7.39 eV)

N N Y Y Y Y

fram-stilbene (7.70 eV)

N N N N N Y

biphenyl (7.95 eV)

N N N N N N

bisphenol (8.16 eV)

Y Y Y Y Y Y

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m i / ^ ^ '1

T500 200100 300 400100 200 300 400

m/z m/z

Figure 2.4 (a) MALDI-TOFMS spectrum of 5 mM solution of 1,2-diferrocenyIethane (m/z 398.1, IP ~6 eV) in benzene using anthracene (m/z 178.2, IP 7.43 eV) as a matrix.A one pL solution of the analyte was mixed with 10 pL of a saturated solution of the matrix in same the solvent. One pL of this mixture was spotted on the sample plate, allowed to air dry and was analyzed, (b) MALDI-TOFMS spectrum of 5 mM solution of trans-stilbene (m/z 180.3, IP 7.90 eV) in benzene analyzed using terthiophene (m/z 248.4, IP -7.3 eV) as a matrix. A one pL solution of the analyte was mixed with 10 pL of a saturated solution of the matrix in same the solvent. One pL of this mixture was spotted on the sample plate, allowed to air dry and was analyzed.

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To further clarify the role of analyte and matrix ionization energy on the production

of radical molecular cations, and to confirm that the metallocenes are not an extreme

situation, we studied a number of analytes which do not contain metals and which have

higher vertical ionization energies. A number of interesting results were obtained from

these analytes. Based upon thermodynamic considerations alone, we would predict that

the radical molecular cations of triphenylphosphine and /rans-stilbene should only be

detected when triphenylene is used as a matrix. The other three analytes, 1,4-

bis(methylthio)benzene, the bisphenol and biphenyl all have vertical ionization energies

higher than the vertical ionization energy of any of the matrices.

The /rans-stilbene, l,4-bis(methylthio)benzene and biphenyl followed the predicted

behavior. /rmw-Stilbene yielded a radical molecular cation when triphenylene was used

as the matrix. The vertical ionization energy of triphenylene is slightly higher than the

vertical ionization energy of flww-stilbene (7.88 eV vs. 7.656 eV). No radical

molecular cations were detected for l,4-bis(methylthio)benzene or biphenyl, and both

analytes have ionization energies (7.93 and 8.16 eV, respectively) higher than

triphenylene.

Triphenylphosphine and the bisphenol produced results which do not concur with

those predicted on the basis of thermodynamic considerations alone. The radical

molecular cation of triphenylphosphine is generated when pyrene, anthracene and

acenapthene were utilized as the matrix even though the vertical ionization energies of

these matrices are lower than that of triphenylphosphine. One possible explanation for

these results requires an evaluation of the known ionization energy of

triphenylphosphine. Although the most recently reported vertical ionization energy of

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triphenylphosphine is 7.80 eV, there are a number of literature references to an

ionization energy for this molecule of 7.40 eV. [80,81] One possibility is that this

ionization energy is a better indicator of the ionization energy of triphenylphosphine

under our particular MALDI conditions. Clearly, more detailed investigations into the

gas-phase behavior of triphenylphosphine under MALDI-MS conditions are needed to

fully explain this data.

The other example of an analyte that can not be explained by thermodynamic

arguments is 2,2'-methylenebis(6-ter/-butyl-4-methylphenol) which has a vertical

ionization potential of 8.16 eV. Based on the vertical ionization energies of 2,2'-

methylenebis(6-ferf-butyl-4-methylphenol) and the matrices, the ionization of 2,2'-

methylenebis(6-/erf-butyl-4-methylphenol) by the electron-transfer MALDI matrices is

thermodynamically unfavorable and the radical molecular cation of this analyte should

not be detected for any of the matrices investigated in this study. Unlike the case for

triphenylphosphine, there are no other literature reports of lower ionization energies for

this molecule. As seen in Table 2.3, the radical molecular cation was detected for all of

the matrices investigated. These results would suggest that the unlikely case that

analytes with ionization energies higher than the ionization energy of these matrices

may proceed in spite of their thermodynamic unfavorability.

It is extremely unlikely that the radical molecular cation of the bisphenol is formed

by direct photoionization. The molar extinction coefficient of this analyte is the lowest

for all of the analytes investigated. In addition, although a literature value for the heat

of sublimation is not available, sublimation of the analyte in vacuum was not observed

during the normal time period of the MALDI-MS experiments. At this time we do not

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have an explanation for this anomalous result except to note that the structure of the

bisphenol during the desorption/ionization process may change. It is known that

phenols are particularly susceptible to oxidation reactions, and can lead to the formation

of very stable radical species, especially in the presence of bulky electron-donating

groups located ortho and para to the hydroxyl group. [82] It may be likely that the

presence of the hydroxyl groups on this molecule can lead to a kinetically favorable

charge-transfer reaction with the matrices utilized in this study. Further investigations

into the chemical behavior of this bisphenol during MALDI-MS is required.

2.3.5 Charge-Transfer Ionization of Mixtures

In the next series of experiments, several mixtures of analytes were analyzed using

APCI-MS and MALDI-MS. Benzene was again used as the charge-transfer solvent in

APCI-MS. Figure 2.5 is a typical mass spectrum obtained from the analysis of a

mixture of nonpolar analytes. An equimolar solution of 1,2-diferrocenylethane,

ferrocene and /ranr-stilbene analyzed using APCI-MS yields the molecular radical

cations of each of the analytes as expected. The relative abundance of the analytes also

follows a trend related to the ionization energy of the analyte; 1 ,2 -diferrocenylethane is

the most abundant peak in the mass spectrum and it is the analyte having the lowest

ionization energy. As was previously found, a small fragment ion at m/z 333 due to the

loss of the C5 H5 group is also detected. Ferrocene is the next most abundant ion in the

mass spectrum and the difference in ionization energy between benzene and ferrocene is

smaller than that for benzene and 1 ,2 -differocenylethane but larger than the difference

between benzene and frons-stilbene. The molecular radical cation of /rans-stilbene is

detected and this ion has the lowest abundance of the three analytes in the mass

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398

186

180

333

100 200 400300m/z

Figure 2.5 APCI-MS spectrum of a mixture of /rons-stilbene {m/z 180.3), ferrocene {m/z 186.0) and differocenylethane {m/z 398.1) in benzene. Equal volumes of 5 mM solutions were mixed uniformly then passed through the instrument at a flow rate of 25 (iL/min. The drift voltage was set to 80 V with 200 °C and 300 °C vaporization and desolvation temperatures, respectively.

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spectrum. As one would expect, when conditions are thermodynamically and

kinetically favorable for charge-transfer to occur between the solvent and analyte,

ionization of all components of the mixture yields a mass spectrum with the ion

abundances determined by the difference in ionization energy between the solvent and

analytes.

We were interested to see if the same situation occurs dining charge-transfer

ionization in MALDI-MS. A well-documented effect in proton-transfer UV-MALDI-

MS is the suppression of various analyte ions by the matrix or matrix-related ions or by

other components in the sample. [83] A potential ion suppression problem could arise

in charge-transfer MALDI-MS because the matrix is present in 100 to 10,000-fold

excess in the sample solution and the radical molecular cation of the matrix falls within

the mass-to-charge window of the analytes used in this study.

Figure 2.6 is a representative MALDI mass spectrum one obtains during the

analysis of mixtures with these charge-transfer matrices. In this example, the matrix

used was perylene which has a vertical ionization energy o f6.960 eV. The analytes in

the mixture were 1,2-diferrocenylethane (IE - 6 eV), ferrocene (IE 6.71 eV) and trans-

stilbene (IE 7.656). Charge-transfer ionization of two of the analytes in the mixture,

1 ,2 -diferrocenylethane and ferrocene is thermodynamically favored as their ionization

energies are less than the ionization energy of perylene while charge-transfer ionization

of trcms-stilb&ae is not thermodynamically favored.

Similar to the results obtained during APCI-MS, analyte ions with ionization

energies less than the ionization energy of the matrix are detected with ion abundances

related to the difference in ionization energy between the matrix and the analyte. The

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252

398

186

k/uJl ddiitt100 150 200 250 300 350 400 450 500

m/z

Figure 2.6 MALDI-TOFMS spectrum of frans-stilbene (m/z 180.3, IP 7.90 eV), ferrocene (m/z 186.0, IP 6.90 eV) and 1,2-diferrocenylethane (m/z 398.1, IP ~ 6 eV) using perylene (m/z 252.3, IP 6.97 eV) as a matrix. Separate solutions of 5 mM in benzene were prepared, then 1 pL of each was added to 10 pL of a saturated solution of the matrix in the same solvent One pL of the mixture was spotted on the plate, air dried and analyzed.

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1,2-diferrocenylethane is the most abundant analyte ion in the mass spectrum. A lower

abundance ion for ferrocene is found and no radical molecular cation for /rans-stilbene

can be detected. Although the radical molecular cation of the matrix is detected and has

the highest abundance of any peak in the mass spectrum, there does not appear to be

any suppression effects in the mass spectral data when charge-transfer ionization

occurs.

A number of other analyte mixtures were characterized with various matrices as

shown in Table 2.4. The mass spectral results from these experiments were very similar

to the results seen in Figure 2.6 - if favorable, only radical molecular cations are

detected with ion abundances related to the difference in ionization energy between the

matrix and analytes. As was the case for the analysis of single analytes, the mass

spectral data follows the trend one would expect if thermodynamics were the

controlling factor in the ionization process. For example, a mixture of ferrocene and

ferrocene derivatives can all be analyzed with either perylene or pyrene, two matrices

with ionization energies higher than the ionization energy of any of the components of

the mixture.

As we found when characterizing triphenylphosphine with various matrices, the

behavior of triphenylene is anomalous in that the vertical ionization energy suggests

that charge-transfer ionization with pyrene or anthracene is thermodynamically

unfavorable. When a mixture of decamethylferrocene and triphenylphosphine are

analyzed with terthiophene as a matrix, radical molecular cations of only

decamethylferrocene are detected. However, when anthracene is used as a matrix, both

analytes are detected in the mass spectrum. As before, these results suggest that the

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Table 2.4 MALDI-TOFMS results of different analyte mixtures using different matrices. About 1 pL of each analyte was mixed with 10 pL of a saturated solution of the matrix in the same solvent Approximately 1 to 2 pL of the mixture was spotted on the plate, allowed to dry, then analyzed. Y denotes that a radical molecular cation of the analyte was detected during MALDI-MS. N denotes that no radical molecular cation of the analyte was detected dining MALDI-MS.

Matrix Analytes

terthiophene decamethylferrocene triphenylphosphineY N

anthracene decamethylferrocene triphenylphosphineY Y

perylene decamethylferrocene 1 ,2 -diferrocenylethane ferroceneY Y Y

pyrene decamethylferrocene 1 ,2 -diferrocenylethane ferroceneY Y Y

perylene decamethylferrocene ferrocene triphenylphosphineY Y N

pyrene decamethylferrocene ferrocene triphenylphosphineY Y Y

Pyrene ferrocene triphenylphosphine rrons-stilbeneY Y N

anthracene ferrocene triphenylphosphine /rans-stilbeneY Y N

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ionization energy of triphenylphosphine is less than the reported value (7.80 eV) and an

ionization energy of 7.40 correlates with the results found here: ionization is favored

when anthracene is used (IE 7.439 eV) but not when terthiophene is used (IE - 7.3 eV).

Further experimental evidence supporting our suppositions about the "operational"

ionization energy of triphenylene are seen when this analyte is present in a mixture

composed of decamethylferrocene, ferrocene and triphenylphosphine. When perylene

is used as the matrix, ions from decamethylferrocene and ferrocene are detected but

radical molecular cations of triphenylphosphine are not observed. However, when a

matrix having an ionization energy greater than 7.40 eV is used, in this case pyrene, the

radical molecular cation of triphenylphosphine is detected, in addition to the ions of

decamethylferrocene and ferrocene.

2.4 Conclusions

In this study it has been demonstrated that charge-transfer MALDI is a viable

technique for the characterization of nonpolar analytes. In the majority of the cases

studied, the presence of an analyte radical molecular cation can be predicted from the

thermodynamics of the charge-transfer process: analytes with ionization energies less

than the ionization energy of the matrix are detected while analytes with ionization

energies larger than the ionization energy of the matrix can not be detected. This work

lends further evidence for the mechanism of ionization using this relatively new

approach to MALDI-MS. It is my belief that charge-transfer MALDI-MS will be a

valuable technique for the analysis of electro-active polar and nonpolar molecules, in

addition to larger molecules such as nonpolar or conducting polymers, calixarenes,

resorcinarenes, and functionalized dendrimers. Further applications of the charge-

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transfer matrices in MALDI-MS for larger nonpolar analytes such as hydrocarbon

polymers are investigated in the next chapters.

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Chapter 3. Application of Nonpolar Matrices for the Analysis of Low Molecular Weight Nonpolar Synthetic Polymers by Matrix-Assisted

Laser Desorption/Ionization Time-of-Flight Mass Spectrometry(MALDI-TOFMS) *

3.1 Introduction

Matrix-assisted laser desorption/ionization mass spectrometry (MALDI-MS) is

becoming a popular analytical technique for the analysis of synthetic polymers.

MALDI-MS yields information such as average molecular weight, molecular weight

distribution and repeat-unit and end-group masses. However, various limitations

include the applicability of the technique to polymers of narrow polydispersity, lack of

common solvents for particular analyte and matrix combinations and lack of suitable

matrices for specific analytes [SO, 60] as discussed in Chapter 1.

Although an a priori determination of whether a particular chemical compound will

function as a suitable MALDI matrix is not yet possible, several important matrix

properties have been identified. These properties include absorption of the matrix

compound at the wavelength of the laser used, vacuum stability and solvent

compatibility. Studies have shown that biomolecules mostly undergo protonation as

opposed to cationization in the MALDI process, while nonpolar synthetic polymers

prefer cationization. Early work by Hillenkamp et al. using 2,5-dihydroxybenzoic acid

(DHB) as a matrix for the analysis of proteins demonstrated that the ability of the

matrix to form a solid solution of the analyte molecules (matrix isolation) is a

prerequisite for a successful desorption. [84]

* A form of this Chapter is published as: Stephen F. Macha, Philip Savickas and Patrick A. Limbach Application of Nonpolar Matrices for the Analysis of Low Molecular weight Nonpolar Synthetic Polymers by Matrix-Assisted Laser Desorption/Ionization Time-of-Flight Mass Spectrometry (MALDI-TOFMS) J. Am. Soc. Mass Spectrom. 11, 2000,731-737

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In general, MALDI-MS has been more successful for the analysis of polar synthetic

polymers than for nonpolar synthetic polymers. Polar synthetic polymers have a higher

chemical resemblance to biopolymers, such as proteins and peptides, for which the

MALDI technique was originally developed, and contain heteroatoms such as N or O

which provide sites for proton or metal cation attachment [34,50,60] For synthetic

polymers, formation of ions via cation attachment is much more favored than via

protonation. [85, 8 6 ] Water-soluble polymers, such as polyethylene glycol and

polypropylene glycol, have been successfully analyzed with MALDI using DHB as a

matrix with alkali-metal salt solutions to increase the yield of the cationized species.

[85] Other water-soluble polymers, like polyacrylic acid and polystyrene sulfonic acid,

have been analyzed using sinapinic acid as a matrix. [47] The organic soluble polar

polymers, such as polymethylmethacrylate, polyvinylacetate and polyvinylchloride,

have been analyzed using various matrices including DHB, f-3-indoleacrylic acid (IAA)

[6,60] and 2-(4-hydroxyphenolazo)benzoic acid (HABA). [6 ]

Finding a suitable matrix which will work well for nonpolar polymers has

traditionally been through trial and error. The most common MALDI matrices which

have been applied to polystyrene include dithranol, [52,56,63] DHB, [57] IAA, [50,

60,87] all-trans-retinoic acid, [27,29,30,48] HABA, [8 6 ] and 2-nitrophenyl octyl

ether. [85] These matrices have been used together with cationization reagents such as

Ag+ [27,29,30,46,48,50] Cu2+, Li+ or Na+. [63]

The presence of the phenyl functionality on polystyrene is considered to be

responsible for its higher ionization probability compared to other nonpolar polymers

such as polybutadiene, polyisoprene, polyethylene or polypropylene. To date, there

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have been no reports in the literature regarding the successful MALDI analysis of

polyethylene or polypropylene. The presence of the phenyl group of styrene or the

unsaturated double bond on butadiene provides a site of high metal affinity. [8 8 ] Such a

site is not available on polyolefins, which probably accounts for them being the hardest

to analyze by MALDI. [46,65] However, polyethylene samples have been analyzed

using laser desorption Fourier transform mass spectrometry (LD/FTMS). [89]

There are fewer reports in the literature regarding the analysis of polybutadiene and

polyisoprene with MALDI-MS than for polystyrene. Polybutadiene and polyisoprene

have been analyzed by MALDI using the same or similar matrices as those which have

been used for polystyrene. Examples of matrices which have been applied to analyze

polybutadiene are azo compounds, [8 6 ] IAA, [50, 87] l,4-di-[2-(5-phenyl

oxazolyl)]benzene, [87] 2-nitrophenyl octyl ether, [50] all-trans-retinoic acid, [34] and

DHB. [57] Matrices which have been applied to polyisoprene include IAA, [50, 87]

DHB, [57] all-trans-retinoic, acid [34] and dithranol. [52]

Previously, in Chapter 2, we have found that nonpolar matrices, such as anthracene

and terthiophene, are suitable for MALDI-MS analysis of low molecular weight

nonpolar analytes. [76,90] Nonpolar analytes and the nonpolar matrices are soluble in

a common organic solvent, which facilitates analyte:matrix co-crystallization upon

spotting on the MALDI sample plate. These nonpolar matrices have low ionization

energies and high molar extinction coefficients in the UV, facilitating the production of

radical molecular cations of the matrix during the MALDI event

In the work presented in Chapter 2, with these matrices, we demonstrated that the

use of such matrices results in the production of radical molecular cations of the

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analytes. [76,90] A further investigation regarding the ionization mechanism for these

matrices found that, in the majority of cases, production of radical molecular cations of

the analyte depends upon the difference in ionization energies of the matrix and analyte.

[90] When the ionization energy of the matrix is greater than that of the analyte,

charge-transfer between the matrix radical molecular cation and neutral analyte is

thermodynamically favored.

The suitable MALDI-MS properties of these nonpolar charge-transfer matrices led

us to consider their applicability for the characterization of nonpolar synthetic polymers.

In this Chapter, we report the use of nonpolar charge-transfer matrices, such as

anthracene, pyrene and acenaphthene, for the characterization of several low molecular

weight nonpolar polymers, including polybutadiene, polyisoprene and polystyrene. A

comparison of the mass spectral data obtained using nonpolar charge-transfer matrices

relative to mass spectral data obtained from conventional acidic matrices will be

addressed.

3.2 Experimental

3.2.1 Chemicals

Anthracene, pyrene, acenaphthene, terthiophene, all-trans-tetinoic acid,

indoleacrylic acid (IAA), copper (II) nitrate and silver trifluoroacetate (AgTFA) were

purchased from Aldrich Chemical Company (Milwaukee, WI, USA) and used without

further purification. Poly(butadiene) 760 and 1100 were obtained in-house at Dow.

The polyisoprene samples, estimated to be polyisoprene 2300 and 2600, were a gift

from Prof. Cindy Schauer at the University of North Carolina at Chapel Hill.

Polystyrene 1940,2557,2800 and 5120 were purchased from Scientific Polymer

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Products, Inc. (Ontario, NY, USA). All polymer samples were used as received.

HPLC-grade tetrahydrofuran (THF) was obtained from EM Science (Gibbstown, NJ,

USA) and used as received.

3.2.2. Sample Preparation

All matrices and analytes investigated were dissolved in THF. Saturated solutions

of the matrices were used. The concentrations of the polymer solutions ranged between

2 x 10"4 M and 5 x 10*4 m. For all analyses, typically 2 (iL of the analyte solution was

added to a 10 pL solution of the matrix and mixed thoroughly. About 1 to 2 pL of the

resulting mixture was spotted onto the sample plate and allowed to air dry at room

temperature. For the experiments with cationization reagents (either AgTFA or

Cu(N03)2), 2 pL of a 0.1 M solution of the required reagent in THF was added to a

mixture containing 10 pL of matrix and 2 pL of analyte. As before, 1 pL of the

resulting mixture was spotted onto the sample plate and allowed to air dry at room

temperature.

3.2.3 Mass Spectrometry

All experiments were performed using either a PerSeptive Biosystems

(Framingham, MA, USA) Voyager linear time-of-flight mass spectrometer or a Bruker

ProFlex (Billerica, MA) time-of-flight mass spectrometer operated in reflectron mode.

Both instruments are equipped with a nitrogen laser (X = 337 nm). External calibration

was performed using anthracene (m/z 178) and C60 (m/z 720). Data were collected

with the laser power set just above the ionization threshold of the matrix to avoid

fragmentation and to maximize resolution. Typically 10 -ISO scans were averaged to

obtain each mass spectrum.

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3 3 Results and Discussion

33.1 Nonpolar Matrices

As mentioned in the introduction, nonpolar synthetic polymers can be difficult to

characterize using conventional MALDI-MS due to the lack of suitable matrices. In

Chapter 2, we have shown that nonpolar matrices, such as anthracene and pyrene, are

amenable to MALDI-MS analysis of nonpolar analytes. The nonpolar matrices have

the following general characteristics: high molar extinction coefficients at the

wavelength of the UV laser being used, low enthalpies of sublimation, and low vertical

ionization energies. [76,90] Surprisingly, we found that these nonpolar matrices can

generate radical molecular cations of nonpolar analytes, presumably through a charge-

transfer ionization mechanism.

In this Chapter, anthracene, pyrene and acenaphthene were investigated as to their

effectiveness as matrices for the analysis of low molecular weight nonpolar synthetic

polymers. Tang et al. had previously reported that polycyclic aromatic hydrocarbons,

such as anthracene, benzo[a]pyrene, chrysene, naphthalene, phenanthrene and pyrene,

did not function as suitable matrices for the analysis of synthetic polymers. [91]

However, that study focused primarily on polar synthetic polymers, with the exception

of a polybutadiene sample. In this work, the polymers analyzed included:

polybutadiene 760,1100 and 2940, polystyrene 1940,2557,2800 and 5120, and

polyisoprene 2300 and 2600 (the numbers represent the mass-weighted average

molecular weight of the polymer).

Adequate isolation of the analyte by the matrix appears to be a prerequisite for

successful MALDI-MS experiments. [84] A survey of the common matrices which are

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shown to be suitable for the analysis of nonpolar synthetic polymers finds that each of

these matrices is soluble (to some extent) in a suitable organic solvent, although the

extent of isolation of the analyte by the matrix is matrix dependent For example, a

study of nonpolar synthetic polymers, mainly polystyrene and polybutadiene, with DHB

as a matrix showed that these polymers do not mix well with this matrix. [85,86]

Under microscopic observation, poly(styrene) crystals were found to be separated from

the DHB matrix crystals alter mixing and drying. [85] It should be noted, however, that

Pastor et al. have found that DHB was superior to IAA and HABA for MALDI Fourier

transform ion cyclotron resonance mass spectrometric analysis of nonpolar polymers

such as polystyrene and polybutadiene. [57]

One of the motivations for examining nonpolar matrices was to improve the

interaction between the polymer and matrix by dissolving each in a common solvent.

The polymer samples and nonpolar matrices were dissolved in the same solvent (THF)

to promote the interaction of the analyte and matrix on the MALDI sample plate. [60]

With the use of nonpolar matrices, spectra reproducibility from spot to spot was found

to be high. It was also observed that finding a spot which gives a high quality mass

spectrum was not difficult Although there are other factors which influence phase

separation between the analyte and matrix (e.g., the number of chain elements and the

Flory-Huggins interaction parameters), these results imply that the sample and matrix

interact well and uniformly and that uniform interaction is retained upon solvent

evaporation. The polybutadiene, polyisoprene and polystyrene samples characterized in

this chapter did not generate representative molecular ions when analyzed as neat

samples under the experimental conditions used for the MALDI investigation.

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33.2 Nonpolar Matrices Without Cationization Reagents

Our initial investigations focused on the suitability of the nonpolar matrices at

generating representative mass spectra from nonpolar polymers without the addition of

a cationization agent In a study presented in Chapter 2, we had found that nonpolar

matrices could serve to ionize low molecular weight nonpolar analytes, presumably

through a charge-transfer mechanism. [90] Although the results of the previous study

suggested that the ionization potentials of the matrix and analyte are important

parameters to consider when choosing a suitable matrix for charge-transfer ionization,

these parameters could not be defined as the only predictors for successful ionization

via this approach. Thus, we were interested to examine whether anthracene, pyrene or

acenaphthene would generate radical molecular cations from polystyrene,

polybutadiene or polyisoprene.

The initial results of these experiments were that reasonable quality mass spectral

data could be obtained from nonpolar polymers which were analyzed using a nonpolar

matrix alone. However, subsequent independent attempts to repeat these experiments

were unsuccessful. [92] It was determined that residual silver salts remaining on the

MALDI sample plate were serving to facilitate the ionization of the nonpolar polymers

(vide infra). Silver salts are resistant to removal from MALDI sample plates, even

under harsh cleaning conditions. [92] To verify that the nonpolar polymers could not be

ionized directly by the nonpolar matrices via a charge-transfer mechanism, new sample

plates, that had not been previously exposed to silver salts, were used in the sample

preparation step. When such plates were utilized, no discernible mass spectral data

could be obtained from any of the polymers investigated in this study.

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Although these results cannot confirm the suggested mechanism for charge-transfer

ionization for nonpolar matrix/analyte mixtures, the absence of any discernible mass

spectra when nonpolar matrices are used solely may be due to the unfavorable

thermodynamics of this process. Charge-transfer is thermodynamically favored when

the ionization energy (IE) of the charge-transfer matrix is higher than the ionization

energy of the analyte. [90] The vertical ionization energies of the charge-transfer

matrices and monomers have been determined and evaluated previously, [39]: pyrene

(IE 7.426 eV), anthracene (IE 7.439 eV), acenaphthene (IE 7.75 eV), styrene (IE 8.464

eV), isoprene (IE 8 . 8 6 eV) and butadiene (IE 9.072 eV). Thus, in the case of the

analytes investigated in this study, the ionization energies of the matrices lie below

those of the monomer units for the various polymers, and charge-transfer ionization

would be thermodynamically unfavorable. If matrices with ionization energies greater

than the ionization energies of the monomers are available, it would be interesting to

examine whether charge-transfer ionization could provide an alternative means of

generating mass spectra from nonpolar polymers.

3 3 3 Nonpolar Matrices With Cationization Reagents

After determining that nonpolar matrices are not suitable for the analysis of

nonpolar polymers in the absence of cationization reagents, experiments were then

performed to examine the suitability of such matrices in the presence of a cationization

agent Table 3.1 summarizes the results obtained using either nonpolar or traditional

MALDI matrices. Among several traditional matrices (polar), all-trans-retinoic acid

was used as a representative matrix for this work. Each entry presented in Table 3.1 is

an average of three experimental results. Discussion of these results is presented below.

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Table 3.1 Comparison of MALDI-MS and GPC data for hydrocarbon polymers. All masses were corrected for Ag or Cu respectively. Data were acquired using a reflectron TOF except where noted.

Polymer Mw Mn Mw/Mn MethodPolybutadiene 760 795 ± 38 736 ± 36 1.08 anthracene/Ag (linear)

- - - no GPC values givenPoybutadiene 1100 1190 ±70 1101 ±92 1.08 anthracene/Ag (linear)

1244 ±13 1179 ±14 1.06 RTA/Ag (linear)1300 ±19 1234 ±26 1.05 RTA/Cu (linear)

1 1 0 0 1050 1.05 GPC (manufacturer’s)Polybutadiene 2940 2960 ±10 2901± 17 1 .0 2 anthracene/Ag

3030 ±17 2981± 16 1 .0 2 RTA/Cu- - 1.04 no GPC values

Polystyrene 1940 2052 ±43 1960 ± 33 1.05 anthracene/Ag2499 ± 54 2413 ±42 1.04 anthracene/Cu2287 ±33 2197 ±28 1.04 pyrene/Ag1998 ± 71 1867 ±50 1.06 RTA/Ag (linear)2148 ±71 2031 ±70 1.06 RTA/Cu (linear)

1940 1690 1.15 GPC (manufacturer’s)Polystyrene 2557 2592 ±60 2497 ± 57 1.04 anthracene/Ag (linear)

2557 2500 1 .0 2 GPC (manufacturer’s)Polystyrene 2800 2852 ± 23 2778 ±28 1.03 anthracene/Ag

2996± 16 2918 ±16 1.03 anthracene/Cu2697 ±87 2584 ±107 1.04 RTA/Ag (linear)2871± 12 2766 ±31 1.04 RTA/Cu (linear)

- - - no GPC valuesPolystyrene 5120 5484 ± 6 5369 ± 8 1 .0 2 anthracene/Ag (linear)

5246 ± 6 8 5114 ± 156 1.03 RTA/Cu (linear)5120 4760 1.08 GPC (manufacturer’s)

Polyisoprene 2600 2523 ± 26 2408 ± 33 1.04 anthracene/Ag2613 ± 113 2511 ±130 1.04 anthracene/Cu2622 ± 57 2498 ±60 1.05 RTA/Ag (linear)2620 ±42 2495 ± 32 1.05 RTA/Cu (linear)

- - 1.09 GPC (manufacturer’s)

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3.3.4 Polystyrene

Figure 3.1 is representative mass spectral data of polystyrene 1940 which was

analyzed using anthracene (Fig. 3.1a) and all-trans-vctinoic acid (Fig. 3.1b) as matrices.

In both cases, silver trifluoroacetate (AgTFA) was added as the cationization reagent

The oligomer distributions are similar between the two matrices investigated. In

general, it was found that, under similar experimental conditions, anthracene yielded a

cleaner mass spectrum, as measured by the base-line signal, than all-trcms-T&moic acid

especially when Ag was used as a cationization reagent. As shown in Fig. 3.1b, the use

of all-trans-retinoic acid generally resulted in a higher background level with several

interfering ions at low m/z values. As will be discussed in Chapter 4, we note that when

Ag salts are used with RTA for MALDI-MS analysis, depending on experimental

conditions, an interfering background signal due to silver clusters may be present up to

around m/z 7000. A similar background pattern appears on some of the spectra

obtained by Yalcin et al. when THF with ethanol was used as a polymer solvent for

MALDI-MS sample preparation. [42]

Similar results were obtained for the analysis of polystyrene 2557,2800 and 5120. As

with the polystyrene 1940 sample, addition of a cationization reagent to the nonpolar

matrix results in the formation of oligomer-cation adducts. In general, anthracene

yielded more abundant and reproducible results than did pyrene or acenaphthene. As

noted in Table 3.1, in general, the use of nonpolar matrices does not yield substantially

different mass and number weighted distributions for the polystyrene samples.

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(a)40000- polystyrene 1940/anthracene/Ag

( 1 1 shots averaged)

§ 20000-

1000 2000 3000 4000Mass (m/z)

(b)

12000- polystyrene 1940/RTA/Ag (16 shots averaged)

8000-

ac3Ou

4000-

1000 2000 3000 4000Mass (m/z)

Figure 3.1 Linear-mode MALDI-TOF mass spectra of polystyrene 1940 with (a) anthracene and (b) all-trans-Khnoic acid as the matrices. AgTFA was used as the cationization reagent in both cases.

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33.5 Polybutadiene

Rather interesting results were obtained during the analysis of polybutadiene

samples. Figure 3.2 represents the MALDI results obtained from polybutadiene 2940

using anthracene (Fig. 3.2a) and all-trans-vetinoic acid (Fig. 3.2b) as matrices. In

Figure 3.2a, AgTFA was included as a cationization reagent, and in Figure 3.2b,

Cu(N0 3 ) 2 was included as a cationization reagent In general, similar results were

found using these different matrix preparations. As shown in Table 3.1, the use of

nonpolar matrices does not yield substantially different mass and number weighted

distributions whether anthracene or all-trans-retinoic acid was used as a matrix. It

should be noted that the elevated base line and background signal observed in Fig. 3.1b

did not occur with all-trans-ietinoic acid when Cu was used as a cationization reagent

As with the polystyrene samples, similar results were obtained for the polybutadiene

samples when pyrene or acenaphthene were used as matrices. Higher quality mass

spectral data were repeatedly obtained using anthracene as the matrix as compared to

pyrene or acenaphthene. Acenaphthene has the lowest enthalpy of sublimation of the

three matrices which limited the time-frame available for obtaining mass spectral data

from these samples. Also of note is the fact that no discernible mass spectral data could

be acquired when Cu(NC>3 ) 2 was used as a cationization reagent with anthracene or any

of the nonpolar matrices under experimental conditions used in this work.

3.3.6 Polyisoprene

Polyisoprene, similar to polybutadiene and polystyrene, is a nonpolar polymer

which is typically characterized in MALDI-MS by addition of a cationization reagent to

the standard MALDI matrix. Figure 3.3 are representative mass spectra arising from

63

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(a) 200—1polybutadiene 2940/anthracene/Ag (64 laser shots averaged)

S 100-

2000 3000 4000Mass (m/z)

polybutadiene 2940/RTA/Cu (53 laser shots averaged)(b)

300“

200-nC3OU

100-

2000 3000 4000Mass (m/z)

Figure 3.2 Reflectron-mode MALDI-TOF mass spectra of polybutadiene 2940 with (a) anthracene as the matrix and AgTFA as the cationization reagent and (b) all-trans- retinoic acid as the matrix and Cu(N0 3 ) 2 as the cationization reagent

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(a) 200—|

(b)

polyisoprene 2600/anthacene/Ag (95 shots averaged)

e3oo

100-

e3Ou

Mass (m/z)

1000

1000

polyisoprene 2600/anthracene/Cu (137 shots averaged)

2000 3000Mass (m/z)

4000

polyisoprene 2600/RTA/Cu (139 shots averaged)1500-

1000-

2000 3000Mass (m/z)

4000

Figure 3 3 Reflectron-mode MALDI-TOF mass spectra of polyisoprene with (a) anthracene as the matrix and AgTFA as the cationization reagent, (b) anthracene as the matrix and Cu(N0 3 ) 2 as the cationization reagent and (c) all-tram retinoic acid as the matrix and Cu(N0 3 ) 2 as the cationization reagent

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the analysis of a polyisoprene sample with anthracene as the nonpolar matrix in the

presence of AgTFA (Fig. 3.3a) and Cu(N03)2 (Fig. 3.3b) as cationization reagents and

all-trans-retiaoic acid with Cu(N03)2 (Fig- 3.3c).

Similar to the results found for polybutadiene, Cu(N03)2 is a poorer cationization

reagent for nonpolar matrices than is AgTFA. In Figure 3.3a, a well-defined polymer

distribution can be detected when AgTFA is used as the cationization reagent.

However, as seen in Figure 3.3b, the quality of the mass spectral results decreases

dramatically when Cu(N03)2 is incorporated as the cationization reagent. The

calculated mass and number weighted distributions for the polyisoprene sample

presented in Table 3.1 show that analysis of this sample using anthracene with Cu

exhibits the lowest reproducibility as well as an overall low ion yield (as demonstrated

in Fig. 3.3b).

3.3.7 Ag vs. Cu Cationization Reagents

The inability of nonpolar matrices with Cu(N03)2 as a cationization reagent to

generate reasonable mass spectral data from the polybutadienes or polyisoprene is not

yet understood. Yalcin et al. have previously found that Cu(N03)2 is the preferred

cationization reagent (vs. Ag salts) for the analysis of high molecular weight

polybutadienes. [34] At this time it is not clear why Cu(N03)2 is not a suitable

cationization reagent for the analysis of polybutadienes with nonpolar matrices such as

anthracene. Possible explanations could include a higher interaction between the

nonpolar matrix and Cu, poor mixing of the cationization reagent with the

analyte/matrix solution upon crystallization, [88] or Cu salts are more reactive in acidic

media.

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Lehmann et al. previously discussed the role of pre-formed ions in the analysis of

polystyrene performed in the presence of a cationization reagent [88] In that work, the

authors suggested that the use of nonpolar matrices favors a situation where the

transition metal cation and its counterion crystallize separately from the polystyrene

sample, which co-crystallizes with the matrix. Under those experimental conditions, no

pre-formed ions of polystyrene and the transition metal cation are expected to be

present; only gas-phase reactions can lead to the production of polystyrene-cation

adducts. While both AgTFA and Cu(NC>3)2 each yielded similar, high-quality results

for the analysis of polystyrene samples with nonpolar matrices, a similar situation does

not exist for the polybutadiene or polyisoprene samples. Previously, Ehring et al. have

shown that many matrices, especially nonpolar matrices, upon laser irradiation produce

free radicals and electrons which are capable of reducing Cu2+ to Cu+. [39] Also,

Fisher et al. has shown that the most intensive positive ion produced by laser ablation of

CuS is Cu+. [42] Although many Cu+-alkene complexes are known, [93] the reason for

the poorer interaction of copper salts, in the presence of nonpolar matrices, with these

nonpolar polymers remains to be determined.

The results obtained by MALDI-TOFMS in this study using nonpolar matrices with

Ag are comparable to those obtained previously by other groups. [34, 57,87] In

general, we have found that the use of nonpolar matrices, such as anthracene, yield

reproducible results for the analysis of lower molecular weight nonpolar polymers.

Although the absolute values for the mass and number average molecular weights

obtained using MALDI-MS do not agree with those values obtained using GPC, the

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variability in the values obtained using nonpolar matrices is similar to, or better than,

the variability found when RTA is used as the matrix.

3.3.8 Polymer Mixture Analysis

Normally MALDI analysis of synthetic polymers is conducted on individual

polymers as opposed to a mixture. However, MALDI has the capability to detect other

polymer components in the sample as long as the components in the sample can be

analyzed in similar experimental conditions as the main analyte. Depending on the

molecular weight of the polymer components in the mixture, interpretation of MALDI

spectra for polymer mixtures provides only limited information such as mass of the

repeat units and the most probable mass for the components (Mp) present. Unless the

oligomers of one polymer distribution are completely separated from those of the

others, overlaps of oligomers from each component occurs and hinder the calculation

for the average molecular masses for each component present in the mixture. Typical

cases where polymer mixtures have been analyzed are those where blends of narrow

polydisperse polymers are made to mimic broad polydisperse polymers. McEwen and

co workers, [26] and Byrd and coworkers [28] analyzed equimolar mixture of various

PMMA standards of narrow distribution. The PMMA mixtures were considered to

behave like a polydisperse polymer because of the wide distribution that resulted from

the combined various mass range components. In that work they were able to show that

MALDI is capable of desorbing and ionizing polymer distributions over a wide mass

range. Hence it was concluded that the MALDI limitation for analyzing polydisperse

polymers is mostly instrumental related rather than desorption/ionization problems. An

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instrumental problem, particularly detector saturation is discussed in the introduction

part of this dissertation.

Similar MALDI experiment on polystyrene mixture analysis conducted by

Schriemer et al. earlier had suggested that sample preparation as well as

desorption/ionization problems hinder MALDI application to polydisperse polymers.

[46] In that work, it was observed that detection sensitivity is a function of metal

cationization reagent used. Sodium cationized oligomers were considerably lower in

abundance than silver cationized oligomers. Also, they noted an optimum matrix to

analyte ratio for each component in the mixture. It was concluded that the same sample

preparation could not provide uniform desorption/ionization efficiency across a broad

mass range. Interestingly, Schriemer’s work has shown that there are both sample

preparation problems as well as instrumental related problems when MALDI is applied

to polydisperse polymers.

We performed a similar analysis of hydrocarbon polymer mixtures using

nonpolar matrices. Our results demonstrate that the matrix influences mixture analysis.

For example, two polystyrene standards, PS 1940 and PS 5120 each of which could

individually be analyzed using various nonpolar matrices behave differently when

mixed together. Figure 3.4 presents MALDI spectra of the two polymers individually

obtained using triphenylene as a matrix. Each spectrum provides a good oligomer

distribution for that individual polymer. However, when an equimolar mixture of the

two polymers is analyzed using the same matrix, as shown in Figure 3.5, only the

oligomers from the lower mass polymer are observed. Similar results were obtained

when acenaphthene was used as a matrix. Results obtained using these two matrices

69

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(a) polystyrene 5120/triphenylene/AgTFA

3000 5000 7000Mass (m/z)

0°) polystyrene 1940/triphenylene/AgTFA

1000 2000 3000 4000Mass (m/z)

Figure 3.4 MALDI mass spectra of: (a) polystyrene 5120 and (b) polystyrene 1940 obtained using triphenylene as a matrix with AgTFA salt as a cationization reagent.

70

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(a)polystyrene (1940 + 5120)/acenaphthene/AgTFA

j M Ii k.o

(b)

i IIUhIu i 111 i m k, Jy ijuLujh.

5000

polystyrene (1940 + 5120)/triphenylene/AgTFA

5000

Mass (m/z)

Figure 3.5 MALDI mass spectra of equimolar mixture of two polystyrene samples of average molecular weight 1940 and 5120 obtained using: (a) acenaphthene and (b) triphenylene as matrices respectively. AgTFA was used as a cationization reagent

71

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(a) polystyrene (1940 + 5120)/pyrene/AgTFA

1000

MUli

4000 7000

polystyrene (1940 + 5120)/terthiophene/AgTFA(b)

1000 70004000

Mass (m/z)

Figure 3.6 MALDI mass spectra of equimolar mixture of two polystyrene samples of average molecular weight 1940 and 5120 obtained using: (a) pyrene and (b) terthiophene as matrices respectively. AgTFA was used as a cationization reagent

72

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may suggest that instrumental problems are responsible for not observing the higher

mass polymer oligomers, particularly detector saturation. In fact Byrd and coworkers

for PMMA mixture obtained very similar spectra by using two different detectors. [28]

Surprisingly, the same mixture from which spectra in Figure 3.S were obtained

can give both polymer distributions when other nonpolar matrices are used. Figure 3.6

represents results of the same mixture obtained using pyrene and terthiophene as

matrices under similar experimental conditions. These results suggest that for polymer

mixture analysis and therefore for polydisperse polymers, matrix selection is important.

Why triphenylene and acenapthene behave so differently from the rest of the nonpolar

matrices is not known yet However, preliminary studies have shown that these two

matrices require the highest laser power threshold during the desorption/ionization

event in MALDI.

3.4 Conclusion

In this chapter the application of nonpolar matrices for the analysis of low molecular

weight nonpolar polymers using MALDI-MS was studied. These matrices, unlike the

conventional MALDI matrices, do not have acidic or basic functional groups which are

responsible for the feasibility of the MALDI analysis of polar synthetic polymers and

biopolymers. Thus, these matrices may be suitable choices for the characterization of

modified hydrocarbon polymers which may be sensitive to the acidic conditions present

when conventional matrices are used. The matrices used in this study mix uniformly

with nonpolar polymers resulting in a more homogeneous crystal formation on the

sample plate which increases the reproducibility of the spot-to-spot signal. Analysis of

low molecular weight hydrocarbon polymers is not feasible with nonpolar polymers

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without the addition of a cationization reagent These matrices do not operate under a

charge-transfer mechanism, most likely due to the unfavorable thermodynamics of

charge-transfer reactions between the nonpolar matrices and polymers. The use of

nonpolar matrices with cationization reagents yields similar results to those found using

conventional matrices, although Ag is found to be the preferred cationization reagent

relative to Cu with the nonpolar matrices.

MALDI results for the mixture of hydrocarbon polymer analysis using nonpolar

matrices have shown to be matrix dependent. In an equimolar mixture of two low

molecular weight polystyrenes, both triphenylene and acenaphthene were selective to

the lower mass polymer while pyrene and terthiophene were non-selective.

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Chapter 4. Silver Cluster Interferences in Matrix-Assisted Laser Desorption/Ionization (MALDI) Mass Spectrometry of Nonpolar

Polymers *4.1 Introduction

The analysis of hydrocarbon polymeric materials has been more challenging than

polar polymeric materials. In addition to conventional analytical techniques, such as

vapor phase osmometry and gel permeation chromatography, various mass

spectrometric techniques have been employed to analyze nonpolar polymers including

polystyrene, polybutadiene, polyisoprene and hydrocarbon dendrimers. Among such

techniques, matrix-assisted laser desorption/ionization (MALDI) mass spectrometry has

been of interest [19] A variety of MALDI analytical protocols have been developed for

nonpolar polymers of different repeat units and molecular weight [47,50,57,85-87]

Without exception, each MALDI nonpolar polymer analysis protocol includes a

particular matrix to assist in desorption and a metal salt to facilitate ionization.

While the search for new matrices is still ongoing, at present only a few matrices,

such as 2,5-dihydroxybenzoic acid (DHB), all-trans-retinoic acid (RTA), trans-3-

indoleacrylic acid (LAA) and dithranol, are widely used for the commonly analyzed

nonpolar polymers: polystyrene, polyisoprene and polybutadiene. Although these

matrices are polar compounds, they have been found to work relatively well for

nonpolar analytes. The relative polarity of these matrices is used to help choose the

most appropriate matrix for a given analysis. [94] Recently, there have been some

* A form of this Chapter will be published as: Stephen F. Macha, Scott Hanton, Kevin Owens and Patrick A. Limbach Silver cluster interferences in Matrix-assisted laser desorption/ionization (MALDI) Mass Spectrometry of Nonpolar Polymers J. Am. Soc. Mass Spectrom. 12,2001,000

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reports about the successful application of nonpolar organic compounds as MALDI

matrices for nonpolar analytes, including nonpolar polymeric materials. [76, 88,90,95,

96]

A typical MALDI sample preparation for a nonpolar analyte uses a suitable solvent

and combines the matrix with salts of soft Lewis acid metal ions, mainly Ag+ and

Cu2+. The metal ions act as cationization reagents by interacting with the soft Lewis

bases, such as olefinic double bonds and phenyl rings, present in these analytes. These

interactions facilitate the generation of the charged species from the neutral analyte

molecules in the gas phase. When metal salts are used as cationization reagents for

nonpolar polymer analytes, /wewdomolecular ions [M + Cation]+ of the analyte are

produced in the ionization process. In many cases, metal ions have been found to form

clusters with the metal salts or the matrix. [47,50,56, 88,97] The clusters can interfere

with the low mass oligomer signals of the polymers depending on the molecular weight

of the polymer being analyzed.

Three silver salts are commonly used as cationization reagents for nonpolar analytes

in MALDI analysis: silver trifluoroacetate (AgTFA), silver nitrate (AgN03) and silver

acetylacetonate [Ag(acac)]. Under different experimental conditions, these salts have

been used with a variety of matrices to obtain MALDI signals from most nonpolar

polymers, with the exception of saturated hydrocarbon polymers such as polyethylene

and polypropylene. The most likely explanation for the failure to generate MALDI

signals from polyethylene and polypropylene is that saturated hydrocarbon polymers do

not have a favorable site for cation attachment [88]

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During our studies of nonpolar polymers, we have noted the presence of silver

clusters at higher masses that appear to be associated with the silver salts and the polar

matrices. We noticed that whenever silver salts [AgTFA, AgN0 3 or Ag(acac)] were

used as cationization reagents, in combination with polar matrices such as RTA or

DHB, a background signal with a mass distribution ranging from around m/z 1500 to

7000 was formed. Rashidzadeh and Guo have also noted that polar matrices can be

used to generate high mass silver clusters directly during analysis of silver salts. [97]

This background signal observed was not found when a Cu^+ salt [(Cu(N03)2] was

used in place of Ag+ salts. Interestingly, this polymer-like background signal was not

present when Ag+ salts were used with nonpolar matrices such as anthracene,

acenaphthene or pyrene. The observed signal not only can interfere with the analyte

oligomers of similar mass, but in experiments with insufficient mass resolution, can also

be falsely considered as positive qualitative results particularly when analyzing some

unknown polymeric materials.

Here we have conducted a number of experiments to explore the silver-related

clusters formed within the acidic matrix environment in MALDI. Different polar and

nonpolar matrices were used in combination with silver and copper salts for verification

and comparison of the obtained cluster signals. Nonpolar polymer analytes of

molecular weights which fall within the m/z range of the observed cluster signals were

analyzed at experimental conditions favoring cluster formation to see the extent to

which the MALDI results of the polymers are affected by these clusters. In addition,

we have found that carry-over silver can cationize polymer samples, even those samples

prepared without additional cationization reagents.

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4.2 Experimental

4.2.1 Materials

The matrix compounds all-trans-redaoic acid (RTA), 2,5-hydroxybenzoic acid

(DHB), dithranol, 2-(4-hydroxyphenylazo)benzoic acid (HABA), anthracene,

acenaphthene and pyrene were purchased from Aldrich Chemical Company

(Milwaukee, WI, USA). AgTFA, Ag(acac), AgNC>3 and Cu(N03)2 also were

purchased from Aldrich. HPLC grade tetrahydrofuran (THF) was obtained from EM

Science (Gibbstown, NJ, USA). Polybutadiene 2940 was a gift from Dr. Phil Savickas

at Dow Chemical (GPC values: Mn = 2827; Mw = 2940). Polystyrene 1940 and 2557

were obtained from Scientific Polymer Products, Inc. (Ontario, NY, USA) (GPC values:

Mn = 1690; Mw = 1940 and Mn = 2500; Mw = 2557, respectively). All compounds

and solvents were used as received.

4.2.2 Sample Preparation

Solutions of the matrices and the metal salts were prepared using similar preparation

procedures commonly reported in the literature. Typically, RTA was prepared at a

concentration of 0.10 M to 0.15 M. DHB and HABA were prepared at a concentration

of 0.1 M. Dithranol and the nonpolar matrices were prepared as saturated solutions.

AgTFA and Cu(N03)2 were prepared at a concentration of 0.1 M. The preceding

solutions were prepared in THF. AgN03 was prepared in ethanol as a saturated

solution. The polymer solutions were prepared at a concentration of 1 x 10"4 M in

THF. For a typical metal salt analysis, 10 pL of matrix was mixed with a minimum of

1 pL of the metal salt. After a brief mixing, 1 to 2 pL of that mixture was spotted on

the MALDI plate, air dried then analyzed. The polymer sample analysis included

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mixing together 10 pL of the matrix, 2 pL of the polymer and 1 or 2 pL of the metal

salt solution, from which 1 pL was spotted for analysis.

4.23 Instrumentation

All mass spectral data were acquired using a PerSeptive Biosystems (Framingham,

MA, USA) Voyager linear time-of-flight mass spectrometer. The instrument is

equipped with a nitrogen laser (X = 337 nm). The acceleration voltage was held at its

maximum value which was about 2S kV. Calibration was performed externally using a

two-point calibration with anthracene (m/z 178) and C60 («/* 720). Data were

collected with the laser power set just above the ionization threshold of the matrix. For

the data presented in this paper, the mass spectrometer was operated with the low mass

gate on (i.e., low mass ions are deflected away from the detector). With the low mass

gate on, the intensity of the observed silver cluster signals increased significantly.

Typically 16 scans were averaged for each mass spectrum obtained. Under

conventional experimental conditions, this instrument can achieve mass resolution of

about 500.

4.3 Results and Discussion

43.1 Silver Cluster Formation and Polar Matrices

The effectiveness of Cu^+ or Ag+ salts as cationization reagents for nonpolar

analytes in MALDI has been compared by a number of researchers. [47,56, 88,98,99]

Unfortunately, there is no consensus about which of the two metal salts is more

effective for a particular analysis. The lack of consensus is most likely due to

availability of multiple successful sample preparation techniques. For the cases where

Ag+ salts are found to be inferior to Cu2+ salts, one possible explanation could be that

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silver clusters form preferentially, as opposed to the formation of silver-adducted

oligomer ions. These clusters are not the clusters typically observed at lower mass (<

1,000 u), but, rather, are clusters in the mass range of about m/z 1500 to 7000.

To confirm that polar matrices facilitate the generation of higher mass silver-related

cluster ions, mixtures of silver salts were directly analyzed with several typical MALDI

matrices. Figure 4.1a is the laser desorption mass spectrum of AgTFA (0.1 M) in THF.

As seen in this mass spectrum, silver-related cluster ions are obtained at the lower m/z

values examined, although the signal is of very low intensity. To ensure that the metal

salt or matrix solutions had not been contaminated within the laboratory, new reagents

were acquired and prepared as described above. No differences in mass spectral

features were found upon use of new metal salts or matrices.

Once the silver salt is mixed with a polar MALDI matrix, formation of silver-related

cluster ions is dramatically enhanced. The mass spectrum in Figure 4.1b was obtained

by mixing 10 pL of 0.1 M DHB with 2 pL of 0.1 M AgTFA each prepared in THF. A

reproducible signal ranging from around m/z 1500 to 7000 was obtained. When the

ratio of matrix to salt solutions was varied from 5:1 (v:v), as in the case presented in

Figure 4.1b, to 150:1 (vrv) (data not shown) a similar, although less abundant,

distribution was detected. This signal does not arise from the matrix alone as the laser

desorption analysis of a 0.1 M DHB solution did not yield signal in the higher mass

range (data not shown). In addition, the laser fluence can affect the ion abundance.

To determine if the enhanced formation of silver-related cluster ions was particular

to AgTFA, other silver salts were investigated. When AgN03 or Ag(acac) were used in

place of AgTFA, similar results were obtained using DHB as the matrix.

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(a) AgTFA8000-

2e| 4000-

i i i8000 100002000 4000 6000

Mass (m/z)

(b) 20000 '

DHB/AgTFA

S 10000- 1 1

1500 2500 3500Mass (m/z)

W wnnhi i i i

4000 6000 8000 10000Mass (m/z)

Figure 4.1 (a) LDI-TOF mass spectrum of AgTFA and (b) MALDI-TOF mass spectrum of a mixture of DHB and AgTFA. Silver-related cluster ions are enhanced when DHB is utilized as a matrix. The inset in Figure lb shows the polymer-like ion distribution where the mass difference between ions is approximately 108 u.

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Among the polar matrices, varying the matrix also had little effect on the mass spectral

results. For example, Figure 4.2 contains representative mass spectra obtained from the

analysis of AgTFA in dithranol (Figure 4.2a), RTA (Figure 4.2b) and HABA (Figure

4.2c). Dithranol produced a much weaker signal with AgTFA as compared to the other

matrices, but in all cases ion signal is detected in the range of m/z 1,500 to 7,000. While

dithranol is polar, it is a much weaker acid than DHB, RTA, or HABA. These results

confirm the previous report of Rashidzadeh and Guo, [97] who generated silver cluster

ions from AgTFA and RTA, and extend the matrixrsalt combinations from which silver

cluster ions can be produced.

These ion signals are due exclusively to silver cluster ions irrespective of the matrix.

Linear regression analysis of the data obtained in Figure 4.1b and Figures 4.2a-c is

presented in Table 4.1. In all cases, the repeat mass is that for silver and the intercept is

zero within the experimental accuracy of our instrument. The identity of the metal salt

has no effect on the cluster ions detected. In addition, the experimentally obtained

cluster ions agree well with that predicted theoretically based on the natural abundances

of the two silver isotopes (Figure 4.3).

To observe the effect of the metal on these high mass clusters, experiments were

conducted using the same matrices and similar experimental conditions as in Figure 4.2

but with a copper salt [Cu(N03)2] instead of silver salts. As seen in Figure 4.4c for

RTA, a substantially different background signal is obtained (cf.: Figure 4.2b).

Although lower mass ions are present when AgTFA (Figure 4.2b) and Cu(N03)2

(Figure 4.4c) are analyzed with RTA, the higher mass signal is of very low abundance

and individual ions cannot be resolved. Similar results were obtained when polar

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(a)6000 dithranoI/AgTFA

= 3000

..............*— ■ »'■ ■ i i r ■■' ■ "i

1000 4000 7000 10000

(b)40000 ■

20000

Mass (m/z)

RTA/AgTFA

1000

12000(c)

ou

4000 7000Mass (m/z)

HABA/AgTFA

I I" I10000

I I - I I I I 1 I------------ 1-------------1

1000 4000 7000 10000Mass (m/z)

Figure 42 MALDI-TOF mass spectra of (a) dithranol and AgTFA; (b) RTA and AgTFA; and (c) HABA and AgTFA. Dithranol, the weakest acid among the three matrices, yields the lowest production of silver-related cluster ions.

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(a) (Ag)n, n = 5

560530 540 550 570

(b) (Ag)n, n = 50

5440 54605400 5420

Mass (m/z)

Figure 43 Experimental (solid line) and theoretical (dashed line) mass spectral data for (Ag)n clusters where (a) n = 5 and (b) n - 50. Good agreement is found between the experimental measured and theoretically predicted widths.

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Table 4.1 Silver cluster ions found during MALDI-MS of AgTFA and AgN03 with various polar matrices. Only silver clusters (Ag)n were detected. The intercept values are nearly zero within the experimental error of the measurement.

Salt/Matrix Combination Linear Regression Analysis

DHB/AgTFA y = 108.2x+3.2 (n= 15-60)

Dithranol/AgTFA y = 108.3x+19.0 (n=15-60)

RTA/AgTFA y=108.3x+3.5 (n=15-60)

HABA/AgTFA y = 107.9x+7.9 (n=15-60)

DHB/AgN03 y = 108.3x+12.5 (n=15-60)

Dithranol/AgN03 y = 109.2x+3.1 (n=l 5-39)

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(a) 5000 DHB/CuCOc3Ooco

3000-

1000 -

1000 70004000 10000

(b ) 2 5 0 0 0 -

toc3 1 5 0 0 0 -uOco

5 0 0 0 J

dithranol/Cu

T‘ ■■■ ■ f■1000 4000 7000 10000

(C) RTA/Cu«? 6000-c3Ooco

2000 '

1000 4000 7000 10000

25000 -i(d)HABA/Cu

2 15000-

5000-

1000 4000 7000 10000Mass (m/z)

Figure 4.4 MALDI-TOF mass spectra of (a) DHB and Cu(N0 3 )2 ; (b) dithranol and Cu(N03 )2; (c) RTA and Cu(N0 3 )2 ; and (d) HABA and Cu(N0 3 )2 . Although lower mass (< 1,000) background ions are detected, copper salts do not yield the abundant ion signals found when silver salts are utilized (cf.: Figures 4.1 and 4.2).

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matrices other than RTA were examined (see Figures 4.4a,b,d). Thus, it appears that

the addition of silver salts to an acidic matrix solution results in the production of silver-

related ions of relatively high mass while copper salts analyzed in the same matrices do

not efficiently form copper-related ions of similar mass.

43.2 Silver Cluster Formation and Nonpolar Matrices

Based on the results obtained in the previous experiments utilizing polar matrices,

we were interested in determining whether the nonpolar matrices introduced for

nonpolar polymer analysis [96] exhibited similar behavior with silver cationization

reagents. To determine the behavior of these matrices, similar studies were performed

using nonpolar matrices such as anthracene, acenaphthene and pyrene under similar

experimental conditions to those utilized for the polar matrices.

Similar to the results for the polar matrices, no signal in the mass range of interest

was detected for any of the nonpolar matrices analyzed directly (data not shown).

Figures 4.5a and 4.5b are representative results obtained for the analysis of AgTFA with

acenaphthene and anthracene, respectively. A low abundance elevated background

from m/z 1,000-5,000 was detected in the presence of acenaphthene, although no

specific background ions of high abundance were detected unlike the situation found

when polar matrices were used (cf. Figs 4.1 and 4.2). Anthracene, unlike any of the

other matrices investigated, does not result in the production of higher mass silver-

related cluster ions. Thus, it appears that silver-related cluster ion formation may be

due to the type of matrix utilized, with nonpolar matrices yielding substantially lower or

non-existent silver-related background signals.

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(a) 20000 acenaphthene/AgTFA

10000

01000 4000 7000 10000

Mass (m/z)

(b)

2I 10000 1

o -

1000

anthracene/AgTFA

4000 7000Mass (m/z)

10000

Figure 4.5 MALDI-TOF mass spectra of (a) acenaphthene and AgTFA and (b) anthracene and AgTFA. Nonpolar matrices do not enhance the production of silver cluster ions.

88

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4 3 3 Silver Cluster Ion Effects on Nonpolar Polymer Analysis

To investigate the extent to which these silver-related cluster ions affect the MALDI

analysis of nonpolar polymer analytes, polybutadiene 2940 and polystyrene 2557 were

characterized under a variety of sample preparation conditions. As noted in the

introduction, polybutadienes and polystyrenes have been analyzed in a variety of ways

by MALDI-MS, and these two analytes are relatively easy to characterize at low

molecular weight. These particular polymers were chosen because their expected

oligomer distribution should fall within a similar mass range as that found for the silver-

related cluster ions. These low molecular weight nonpolar polymers are also very

forgiving of the MALDI sample preparation method. Acceptable oligomer distributions

can be readily produced with a variety of matrices, even the more hydrophilic polar

matrices, such as DHB. Higher molecular weight nonpolar polymers will require more

hydrophobic matrices to produce successful MALDI experiments.

We report here that, as a general observation, for any matrix/anaiyte/metal salt

combination that produces a reasonable MALDI-MS signal, the signal quality

deteriorates as the metal salt concentration in the mixture is increased significantly. It

has been pointed out by Schriemer et al. that MALDI-MS signals can be obtained if the

metal salt concentration in the sample is in excess of the molar amount of the analyte

but not in excess of the matrix. [46]

Representative MALDI mass spectra obtained for the polybutadiene sample are

presented in Figure 4.6. In Figure 4.6a, the polar matrix DHB was used as the matrix

and AgTFA was used as a cationization reagent. Figure 4.6a looks very similar to

Figure 4.1c. Due to the complexity of the silver cluster ion spectrum, the extraction of

89

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(a) PBD2940/DHB/AgTFA

20000

10000oo

1000 4000 7000 10000

(b) 5000PBD2940/anthracene/AgTFA

2§ 3000o

1000

1000 4000 7000 10000

(c)15000 •

PBD2940/DHB/CUtoc3Oo

5000'

1000 4000 7000 10000Mass (m/z)

Figure 4.6 MALDI-TOF mass spectra of polybutadiene 2940 analyzed with (a) DHB and AgTFA; (b) anthracene and AgTFA; and (c) DHB and and Cu(N0 3 )2 - Copper nitrate is the preferred cationization reagent for acidic matrices due to the interfering silver-related cluster ions found when silver trifluoroacetate is used (see text). Alternatively, interfering silver-related cluster ions are not present when the nonpolar matrix anthracene was used.

90

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the polybutadiene signal is difficult and the number- and weight-averaged molecular

masses (Mn = 2795, Mw = 3381) are substantially different from the GPC-derived

values (Mn = 2827, Mw = 2940). In contrast, when the nonpolar matrix anthracene was

used with AgTFA for the analysis of polybutadiene (Figure 4.6b), high quality mass

spectral results are obtained, although the number- and weight-averaged molecular

masses (Mn = 3013, Mw = 3076) are higher than those obtained from GPC analysis, an

effect which has been noted for these matrices. [96] Interestingly, we have found that

only silver salts yield increased background with polar matrices. For example, when

Cu(N03)2 is utilized with the polar matrix DHB for the analysis of the polybutadiene

sample (Figure 4.6c), higher quality mass spectral data with experimentally determined

number and weight averaged molecular masses close to the GPC-derived values are

obtained (Mn = 2919, Mw = 3013). Thus, it appears that silver-related cluster ion

formation can have a deleterious effect on the MALDI mass spectral results of

polybutadiene when a polar matrix is used but not when a nonpolar matrix is used.

To determine if the results found with polybutadiene also occur for other nonpolar

polymers, a low molecular weight polystyrene sample was analyzed in a similar

fashion. Figure 4.7a is a representative MALDI mass spectrum of polystyrene 2557

obtained with the polar matrix DHB and AgTFA as a cationization reagent. Similar to

the polybutadiene example presented in Figure 4.6a, interfering silver-related cluster

ions are observed along with a deterioration in the mass spectral quality (Mn = 2825,

Mw - 3556). In this case, the problem of identifying the polymer and metal ions is

more difficult than with polybutadiene because the mass differences between the metal

91

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40000- PS2557/DHB/AgTFA

20000

i---------------- 1----------------- 1----------------- 1----------------- 1----------------- 1-----------------1----------------- 1----------------- 1------------------1

1000 4000 7000 10000

12000 ‘PS2557/anthracene/ AgTFA

8000-£c3Ou

4000 *

1000 4000 7000 10000

12000*

PS2557/DHB/Cu

8000-2a3ou

4000

1000 4000 100007000Mass {m/z)

Figure 4.7 MALDI-TOF mass spectra of polystyrene 2557 analyzed with (a) DHB and AgTFA; (b) anthracene and AgTFA; and (c) DHB and Cu(NC>3)2 . Similar to the results obtained for polybutadiene, copper nitrate is the preferred cationization reagent for acidic matrices while silver trifluoroacetate is preferred for nonpolar matrices due to interfering silver-related cluster ions found for the AgTFA/acidic matrix combination.

92

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clusters and the polystyrene oligomers are more similar. Instruments with higher mass

accuracy could be used to distinguish these ions.

When the nonpolar matrix anthracene was used with AgTFA for the analysis of the

polystyrene sample (Figure 4.7b), a higher quality mass spectrum was obtained (Mn =

26SS, Mw = 2761). Similar to the polybutadiene example, nonpolar matrices are most

effective for polystyrene analysis when silver salts are used as canonization reagents.

[96] Replacing the silver cationization reagent with a copper salt when the polar matrix

DHB is used as the matrix improves the data quality substantially, as was the case for

the polybutadiene sample. Figure 4.7c is a representative MALDI mass spectrum of

polystyrene 2557 obtained with DHB as a matrix and Cu(N03)2 as a cationization

reagent. The mass difference between individual oligomers in this spectrum is 104 Da,

characteristic of the repeat mass for polystyrene. As seen in Figure 4.7c, when

Cu(NC>3)2 is used, the number- and weight-averaged molecular masses more closely

agree with the GPC-derived values (Mn = 2521, Mw = 2644).

A number of published reports have shown that, with polar matrices (DHB, RTA or

dithranol), Cu^+ is more effective than Ag+ for the analysis of nonpolar polymeric

materials. [27,47, 56] Cu2+ salts may be more effective when used with these matrices

because Cu^+ does not form clusters as observed with Ag+ salts. Previously, Belu and

co-workers have shown that AgTFA works better with dithranol for nonpolar polymer

analysis as compared to more acidic matrices such as HABA and DHB. [50] Our

results suggest that the effectiveness of dithranol with Ag+ salts is due to the reduced

formation of silver-related clusters as compared to the more acidic matrices.

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Based on the experimental results presented in this work, it appears that Ag+ salts

are the least effective cationization reagents for nonpolar polymers when relatively

stronger acids are used as matrices. The optimal matrices for nonpolar polymer analysis

with silver cationization reagents are nonpolar matrices, such as anthracene. [96]

Conversely, as demonstrated by others [27,47,56], as the relative acidity of the matrix

increases, copper cationization reagents become more effective for nonpolar polymer

analysis. In any event, caution should be exercised when interpreting mass spectral data

obtained at lower m/z values (1,000 to 10,000) when the experimental conditions

include an acidic matrix, a nonpolar polymer and silver salts.

4.3.4 Nonpolar Matrices and Oligomer Cation Adduction

While the results of the previous experiments suggest that silver salts are to be

avoided for nonpolar polymer analysis when relatively acidic, polar matrices are used,

caution must be taken when interpreting the results one obtains in the presence of

nonpolar matrices, such as anthracene. As mentioned earlier, the analysis of silver salts

in the presence of nonpolar matrices, such as anthracene, does not generate a substantial

background signal attributable to the silver salt (cf. Figure 4.5). However, when

nonpolar polymers are analyzed using nonpolar matrices and no additional cationization

reagent, if the sample surface is not pristine and devoid of residual silver salts, silver-

adducted oligomer ions can be detected.

For example, in Figure 4.8a polystyrene 1940 was analyzed using anthracene as the

nonpolar matrix in the absence of any added silver salts. As seen in this mass spectrum,

a polymer distribution representative of polystyrene 1940 is detected, albeit at low

abundance. However, when this same sample is analyzed under identical conditions

94

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(a) 15000 polystyrene 1940/anthracene on a plate where Ag salts had been applied and cleaned

2s3Oo

5000

1 i S S

2000 3000 40001000

(b)20000

2i 10000 1O u

£ § S polystyrene 1940/anthracene/ - = c AgTFA

< 1

1000■ " I

2000 3000 4000

(c) 60000

30000

500

polystyrene 1940/anthracene on a new plate where no Ag had been applied

1500 2500

Mass (m/z)

3500

Figure 4.8 MALDI-TOF mass spectra of polystyrene 1940 in anthracene analyzed by(a) a spotting on a thoroughly cleaned sample plate previously exposed to silver salt solutions; (b) addition of AgTFA and analyzed using a thoroughly cleaned sample plate previously exposed to silver salt solutions; and (c) spotting on a new plate not previously exposed to silver salt solutions. All spectra were obtained under similar experimental conditions. As seen by comparing the mass values obtained in Figure 8a and 8b, residual silver salts can serve to ionize nonpolar polymers when nonpolar matrices are utilized.

95

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except that a pristine sample plate was used, no polymer signal is obtained. We

associate the signal in Figure 4.8a with carry-over from silver compounds previously

applied on the MALDI plate. These carry-over silver cationized oligomer ions may

indicate a competing mechanism for previously published charge transfer results using

the nonpolar matrices. [76,90] Under these experimental conditions, charge-transfer

ionization of polybutadiene or polystyrene is not favorable due to the higher ionization

energies of the monomer groups as compared to the ionization energies of the matrices.

[96] However, without prior knowledge that residual silver salts could serve as

cationization sources in such experiments, and having insufficient mass accuracy (in

this case) to distinguish (polystyrene)* from (polystyrene + Ag)+ ions, one could falsely

interpret the mass spectrum arising in Figure 4.8a to be due to charge-transfer ionization

as opposed to cationization.

We noticed that the plate on which silver salt solution was spotted continued giving

this kind of signal even after thorough sonication. Typically, MALDI target plates are

cleaned by rinsing with a good solvent. It is clear from this work that silver

contamination remains on used MALDI targets. Even using aluminum oxide paste to

clean the plate, the signal was reduced considerably but not completely. The only

conditions we have found that completely eliminated the generation of polymer signal

in the absence of added cationization reagent was when a sample plate that had not been

exposed to silver solutions was used. For laboratories using both polar and nonpolar

sample preparation methods, we recommend having a dedicated MALDI target for use

with silver cationization.

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4.4 Conclusion

This work has demonstrated that when acidic matrices, such as DHB, RTA or

HABA, are used together with silver salts in MALDI, there is a potential of forming

silver-related clusters in the mass range from about m/z 1500 to 7000. These clusters

yield a polymer-like distribution, separated by -108 Da, the atomic mass of silver.

Such clusters decrease in abundance or are not present when less acidic (e.g., dithranol)

or nonpolar (e.g., anthracene) matrices are used. Furthermore, cluster formation

appears to be specific for silver salts: similar clusters were not observed when the same

acidic matrices were used with copper salts. Silver salts were also shown to remain on

the MALDI sample plate and can serve to generate silver-adducted oligomers when

nonpolar polymers are analyzed with nonpolar matrices having no additional

cationization reagents added. It is recommended that silver salts be used only with

weakly acidic or nonpolar matrices when analyzing nonpolar polymers, and caution

should be exercised when interpreting MALDI mass spectral data of nonpolar polymers

analyzed using relatively strong acids as matrices in the presence of silver salts due to

potential interferences from silver-related cluster ions.

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Chapter 5. Application of Nonpolar Matrices For Matrix-Assisted Laser Desorption/Ionization Mass Spectrometry (MALDI-MS)

For the Analysis of Modified Nonpolar Polymeric Materials

5.1 Introduction

There has always been a need for reliable, quick and non-expensive analytical

methods for analyzing polymeric materials. Among the most currently used methods,

MALDI-MS has become very popular. Pushed by the needs for knowing polymer

properties, and hence their applications, different researchers have tried various

available methods. Because of variability in chemical and physical properties of the

huge number of polymeric materials available today, there has not been one particular

universal method which can be applicable to all of them. MALDI-MS, to a great extent,

has been applicable to varieties of both biological and synthetic polymers. [47, 60,63,

68,85, 87, 100-102] MALDI-MS analyzable polymers include water-soluble materials

as well as organic soluble materials. MALDI-MS sample preparation requires the

sample to be solubilized in a solvent. The solubility requirement has rendered the non­

soluble polymers such as polyimide, polyurethane and Teflon materials to be outside

the realm of its capabilities. This implies that not all polymeric materials are readily

analyzed by MALDI-MS. The feasibility of analyzing a particular polymeric material

with MALDI-MS has been found to be strongly dependent on the chemical structure of

the polymer, availability of a compatible matrix, and a reliable sample preparation

technique. The need for a compatible matrix in MALDI analysis has in particular been

a limiting factor for many polymeric materials. To date, no one has been able to

analyze any saturated hydrocarbon polymers such as polyethylene or polypropylene

with MALDI-MS.

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Several chemical compounds have been tested for their applicability as matrices; yet

only a few have satisfied the requirements. [34,39] A few known matrices which can

be used for MALDI-MS polymer analysis and provide reliable results have been highly

exploited. However, efforts to discover some new matrices have been through trial and

error because only little is known about what makes a matrix compound work for one

particular analyte over another. The most commonly used polymer matrices include

dithranol, 2 ,5-dihydroxylbenzoic acid (DHB), 2-(4-hydroxyphenyIazo)benzoic acid

(HABA), and all-trans-retinoic acid (RTA). These matrices have been used

concurrently with some cationization reagents, mostly alkali metal salts, and copper or

silver salts. MALDI-MS can determine molecular weight of a polymeric analyte

independent of its structure. This capability has been very useful in monitoring reaction

products in normal synthesis reactions as well as in multistep synthesis reactions. [103]

In so doing, it is possible to detect some side products in such reactions; also taking

advantage of the fact that MALDI-MS is highly insensitive to impurities. MALDI-MS

can provide accurate molecular weight values as opposed to relative values normally

obtained by GPC; this is one of the strengths of MALDI-MS relative to the GPC

method. Also, in low molecular weight regions (less than a few kDa) where GPC does

not perform well, MALDI-MS works much better. [68,100] Unfortunately, MALDI-

MS is limited to polymeric materials of relatively low distribution, particularly with less

than 1.2 polydispersity index values. [24,31,62,68]

Analysis of polymers by MALDI-MS to a great extent has mainly focused on

homopolymeric materials. To some extent though, MALDI-MS has been applied to

copolymers or relatively modified homopolymers. [31,104,105] In fact, it has been

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pointed out by others that there are no restrictions to use MALDI-MS on structurally

more complex polymeric materials as long as one finds a suitable matrix, solvent, a

cationization reagent if needed, and a working sample preparation technique. [31, SO]

Generally, MALDI spectra for alternating copolymers and homopolymers show a well

defined repeat mass if good spectra resolution can be achieved. [31] In order to obtain a

polymer’s compositional details, the spectra should provide enough information to

enable the determination of the end group mass and the masses of the copolymerized

monomers in addition to the repeat mass. For the block copolymers and random

copolymers, their spectra are more complex because they do not provide a definite

repeat unit [31] However, various low molecular weight copolymers and structurally

complex ones have been successfully analyzed by MALDI-MS. Examples of such

polymers include poly[(R)-3-hydroxybutanoate] m/z < 10,000 [34] analyzed using DHB

as a matrix, a-methylstyrene with styrene of different molecular weights and different

block length [105] analyzed using tramr-3-indoleacrylic acid as a matrix, poly(styrene)

with different end-groups as opposed to proton-terminated end groups [50] analyzed

using dithranol as the matrix, and sparingly soluble fluorinated polymers [106] analyzed

using DHB as the matrix.

From the beginning of MALDI-MS todate, matrices which have been used are

basically small acidic organic compounds with some characteristic properties. [38,39]

The search for new matrices which can work for the hard to analyze analytes, as well as

matrices which are more efficient for the cases studied as mentioned, is still through

trial and error. The key to successful MALDI-MS analysis is highly dependent on the

uniform interaction or mixing between the matrix and the analyte. [38,60,62] Due to

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miscibility considerations, MALDI-MS has been very successful in analyzing polar

analytes for which it was initially developed, especially biopolymers with the use of

polar matrices. However, the application of polar matrices to nonpolar analytes, though

common, has not been quite successful. Various hardships, including some miscibility

problems, have been noted. [34,85] On the other hand, there have been only a few

studies which specifically have focused on exploring the feasibility of using some

nonpolar chemical compounds as MALDI-MS matrices for nonpolar analytes in order

to take advantage of the nonpolar compatibility of the two. So far, as discussed in

Chapter 3, among the compounds studied and found to work are anthracene, pyrene,

acenaphthene, perylene, terthiophene, [90] and 1,4-diphenylbutadiene. [31] Application

of these nonpolar compounds as matrices to analyze nonpolar analytes such as

hydrocarbon polymers like poly(styrene), poly(butadiene) and poly(isoprene) has been

successful. [96] The compatibility of the nonpolar property of analytes to the nonpolar

nature of the matrices provides increased sample homogeneity on the MALDI sample

plate, which leads to improved spectra reproducibility. In some cases, the nonpolar

matrices have provided equally or more efficient analyses for the nonpolar analytes as

compared to the conventional polar acidic matrices.

In this Chapter, the nonpolar compounds anthracene, pyrene, and triphenylene have

been used as MALDI-MS matrices and applied to modified nonpolar polymers

including modified poly(butadiene), amine functionalized polystyrene, platinum (II)

linked poly(styrene) derivative, and poly(glycidyiformaldehyde) samples. A

comparison is made between the nonpolar matrices and the conventional acidic matrices

as applied to these types of analytes.

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5.2 Experimental

5.2.1 Chemicals

Anthracene, pyrene, triphenylene, dithranol, copper nitrate, silver trifluoroacetate

(AgTFA), poly[(o-cresyl glycidyl ether)-co-formaldehyde] (PGF) 870 and PGF 1270

were obtained from Aldrich (Milwaukee, WI, USA). 2 ,5-Dihydroxybenzoic acid

(DHB) was obtained from Lancaster, Windham, NH. The platinum (II) linked

polystyrene and the amine functionalized polystyrene samples were synthesized in Dr.

Cindy Shauer’s lab at University of North Carolina at Chapel Hill. The predicted

structures of the polymers investigated in this study are shown in Figure 5.1.

Tetrahydrofuran (THF) was obtained from Aldrich. All reagents and solvents were

used as received.

5 2 2 Mass Spectrometry

The mass spectrometer used in these experiments was a PerSeptive Biosystems

(Framingham, MA, USA) Voyager linear time-of-flight instrument equipped with a

nitrogen laser (A. = 337 nm). For all experiments, the acceleration voltage was held

constant at -28 kV. A two-point calibration of the mass spectrometer was performed

using a mixture of anthracene {m/z 178) and C6 0 («/z 720). All analyses were

performed in positive-ion mode with no low mass deflection. Typically 16 scans were

averaged for each mass spectrum obtained.

For a typical MALDI-MS experiment, each sample was prepared as 1 x 10-4 to 1.6 x

IQ-4 M solution in THF. All matrix solutions were prepared as saturated solutions in

THF unless otherwise stated. The cationization reagents, Cu(N03)2 and AgTFA, were

prepared as 0.1 M solutions in THF. The use of the same solvent for analyte, matrix

102

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(a) Pt (II) polystyrene derivative

; h ,

C . H , ( H ,

( C H , ) ,

C H ,

(b) Amine terminated polystyrene derivative

rC H .C H , CH ( H , ■CH, C H , C H , C H , NH ,

C H ,

(c) Poly(gIycidylformaldehyde)

A AC H ,-------------

„ z r

C H ,------

n

Figure 5.1 Chemical structures of the polymer compounds analyzed in this chapter.

103

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and cationization reagent has been found to enhance sample-matrix interaction which

enhances the overall sample homogeneity on the MALDI sample plate. [60] Typically,

about 2 pL of a particular analyte was mixed with 10-30 pL of the matrix followed by

addition of 2 pL of the cationization reagent. After brief vortexing, 1 pL of the

resulting mixture was spotted on the MALDI sample plate, air-dried and then analyzed.

53 Results and Discussion

53.1 Platinum-Linked Polystyrene Derivative

Figure 5.2 shows the MALDI mass spectra for a platinum-linked polystyrene

derivative obtained using two different matrices and AgTFA as the cationization

reagent Results obtained using anthracene (Fig. 5.2a), a nonpolar matrix, are similar to

those obtained using dithranol (Fig. 5.2b), a conventional (polar) acidic matrix. Two

oligomer distributions are found in both spectra. The higher mass distribution

represents the intended product, while the lower mass distribution is due to a side

product formed during the synthesis. Although the identity of the side product is not

completely established, the MALDI data identifies the side product as being a

polystyrene derivative because of the characteristic polystyrene repeat mass of 104 Da.

Comparing the results obtained using the two different classes of matrices; it

appears that the nonpolar matrix (anthracene) yields enhanced ion production from the

lower mass distribution compared to the polar matrix (dithranol). Anthracene as a

matrix consistently yielded more abundant oligomers for both distributions relative to

dithranol. In Chapter 3 we demonstrated that nonpolar matrices yield improved mass

spectral results from nonpolar hydrocarbon polymers, such as polystyrene, as compared

to polar matrices especially when silver salts are utilized as cationization reagents. [96]

104

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(a) Pt(II)PS 5775/anthracene/Ag

20000

o10000 -

2000 3000 4000 5000 6000 7000 8000

(b)

ouco

6000 - Pt(II)PS 5775/dithranol/Ag

i 4000

2000 “

2000 3000 4000 5000Mass (m/z)

6000 7000 8000

Figure 5.2 MALDI-TOFMS mass spectra of Pt(H)PS derivative (5775 g/mol) obtained using (a) anthracene and (b) dithranol as matrices. AgTFA was used as a cationization reagent For each spectrum, 16 scans were averaged.

105

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A similar situation exists for this polystyrene derivative-the use of a nonpolar matrix is

preferred over the use of a polar matrix.

In addition to the applicability of nonpolar matrices described above, the use of

polar matrices with silver salts as discussed in Chapter 4, can result in the generation of

a significant background signal due to silver related clusters at an m/z range of 1,000 -

7,000. [97,107] A closer examination of the lower mass region of the data in Figure

5.2 is shown in Figures 5.3a and 5.3b. Figure 5.3c also contains a representative

MALDI mass spectrum of the platinum-linked polystyrene derivative obtained using

triphenylene as the matrix. As is evident in Figure 5.3b, the data obtained using

dithranol is more difficult to interpret due to the higher background signal present in

this mass range. Based on our studies described in Chapter 4, the higher background is

most likely due to the presence of silver-related cluster ions. Although the use of

nonpolar matrices (e.g., Figs. 5.3a and 5.3c) yields a reduced background, it is

interesting to note that this lower mass distribution is best characterized using

triphenylene as the matrix. In fact, no higher mass distribution was detected when

triphenylene is used as the matrix for this sample.

The observation that the analysis of the two related analytes in the platinum-linked

polystyrene sample (i.e., the low and high mass oligomer distributions) is matrix

dependent emphasizes that different matrices can yield variation in the analytical results

even if the components of the sample are chemically related as discussed earlier in

Chapter 3. This selectivity, if understood and known prior to the analysis, can be

utilized to discriminate against some analytes in mixture analysis. For example, the

higher mass distribution can be characterized utilizing anthracene as a matrix (Fig. 5.2a)

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(a)

20000

e3ooo 10000

1000

Pt(II)PS 5775/anthracene/Ag

2500 4000

(b)6000 ■

g 4000ueo

2000

1000

PtflDPS 5775/dithranol/Ag

2500 4000

(c)10000

g 6000 -

Pt(II)PS 5775/triphenylene/Ag

1000 2500 Mass {m/z)

4000

Figure 5.3 MALDI-TOFMS spectra of Pt (13) PS derivative (5775 g/mol) representing only the lower mass oligomer distribution obtained using (a) anthracene, (b) dithranol, and (c) triphenylene as matrices. About 16 scans were averaged for each spectrum.

107

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and the lower mass distribution can be characterized using triphenylene as the matrix

(Fig. 5.3c)

It is not known why triphenylene behaves so differently from anthracene. However,

when triphenylene was used for polystyrene equimolar mixture (PS 1940 and PS 5120)

analysis, the same behavior was observed, that is, triphenylene was selective for the

lower mass polymer only (cf. Chapter 3, Figure 3.5). A matrix which showed similar

behavior is acenaphthene, (also see Chapter 3 Figure 3.5). Application of anthracene,

pyrene and terthiophene matrices for the same polystyrene mixture did not show any

preference for the two polymers in the mixture. There are a few reports in the literature

which have mentioned that matrix enthalpy of sublimation (AHjub) might play a role in

its efficiency as a MALDI matrix. [14,38,75, 108, 109] AHSUb values from the

literature [79] for the nonpolar matrices used in this work are presented in Table 5.1.

A consideration of the AHSUb values of the matrices as presented in Table 5.1 does not

appear to be a reason for the behavior observed for triphenylene and acenaphthene.

However, among the seven matrices presented in Table 5.1, acenaphthene and

triphenylene are the only ones that need the highest threshold laser power during the

MALDI desorption/ionization process, also they have the lowest molar absorbtivity (e*.)

shown in Chapter 2 Table 2.1.

As noted above, the repeat mass is the same (104 Da) in both distributions

indicating that these oligomers are related to polystyrene. The number- and weight-

average molecular masses for the higher mass distribution (obtained using

anthracene/AgTFA) were found to be 5702 ± 0.8% and 5788 ± 0.8%, respectively, and

for the lower mass distribution the values obtained (using triphenylene/AgTFA) were

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Table 5.1 Sublimation enthalpy (AH^) values for the nonpolar compounds used as MALDI matrices

Matrix Compound Sublimation enthalpy (AH^) (kcal/mol)*

acenaphthene 86.8

trans-trcms-1,4-diphenyl-1,3-butadiene 87.0

pyrene 91.2-100.5

anthracene 97.4-102.6

triphenylene 107.6-126.5

perylene 139.0

terthiophene •

* Values taken from ref. [79]

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2356 ± 4% and 2496 ± 4%, respectively. From the average masses, the polydispersity

index values for the higher and lower mass distributions are 1.015 and 1.059,

respectively. Linear regression analysis of the higher mass distribution (obtained using

anthracene/AgTFA) finds an end mass of 804 ± 8 which compares to the expected value

of 776 as calculated from the structure in Figure 5.1a. Similarly, linear regression

analysis of the lower mass distribution (obtained using triphenylene/AgTFA) finds an

end mass o f795 ± 6 Da which may be due to the same group as in the higher mass

distribution.

53.2 Amine Functionalized Polystyrene

MALDI-MS amenable analytes require a favorable site for protonation or metal ion

attachment during the ionization process. For a purely hydrocarbon polymer such as

polystyrene, metal ion attachment is facilitated through the unsaturated phenyl rings

along the polymer chain. The presence of heteroatoms along the polymer chain or a

polar end-group on the oligomers improves the cationization process in MALDI-MS.

[47, 50,60] For example, an amine-terminated polystyrene (Fig. 5.1b) was analyzed by

MALDI-MS using DHB or dithranol as matrices and yielded high quality mass spectral

data of protonated oligomers without any additional cationization reagent for its

analysis (see Figure 5.4).

When the same amine-terminated polystyrene was analyzed by addition of AgTFA

to DHB or dithranol, a highly elevated baseline signal and poor oligomer resolution was

obtained as shown in Figure 5.5a. We associate these poor results in Figure 5.5a with

the Ag-related clusters discussed previously in Chapter 4. These silver clusters have a

more significant effect on this particular polymer because the oligomer mass

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(a) 20000- NH^-PS 2687/D HB

S 10000-

1500

(b) 100001

N H ,-PS 2687/Dithranol

6000-2e3oueo

1500 3000 4500

Mass (m/2)

Figure 5.4 MALDI-TOFMS spectra of PGF 870 obtained using (a) DHB, and (b) dithranol as matrices. No additional cationization reagent was added for the analysis.

I l l

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NH2-PS 2687/dithranol/AgTFAr a ) 8000-

6000-

(Oc§ 4000-co

2000-

450035001500 2500

NH2-PS 2687/anthacene/AgTFA(b) 25000-

§ 15000-

5000-

1500 2500 3500 4500Mass [m/z)

Figure 5.5 MALDI-TOFMS spectra of NH2- terminated polystyrene obtained using (a) dithranol, and (b) anthracene as matrices. AgTFA was used as a cationization reagent in each case. About 16 scans were averaged for each spectra.

112

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distribution for the polymer (m/z 1800-4000) occurs at the same mass-to-charge range

of the most abundant silver cluster ions. Thus, for nonpolar polymers which are

modified to contain a heteroatom or a polar end group, MALDI-MS analysis with acidic

matrices is best performed in the absence of additional cationization reagent, and silver

salts should be avoided at all costs.

To determine whether this modified polystyrene polymer is also amenable to

analysis using nonpolar matrices with additional cationization reagents, the same

sample was analyzed using anthracene as the matrix and AgTFA as the cationization

reagent. As seen in Figure 5.5b, this matrixxationization reagent combination is

effective for the characterization of this analyte. Analysis of these results gave the

number- and weighted-average molecular mass for the polymer as 2760 ± 1.7% and

2858 ± 1.4% respectively. The average molecular weight of the polymer was found to

be 2687 g/mol by GPC analysis. The experimental repeat mass was found to be 104 Da

as expected for polystyrene, and the linear regression analysis of the data indicated the

end group to be 189 ± 1 Da, the same as the expected value (189 Da) calculated from

the structure presented in Figure 5.lb.

5.3.3 Poly[(o-cresyl glycidyl ether)-co-formaldehydel

Two polyglycidylformaldehyde (PGF) samples were analyzed by MALDI-MS with

nonpolar and polar (acidic) matrices. Figure 5.6 shows representative MALDI mass

spectra obtained from PGF 870. Figure 5.6a was obtained using pyrene as a matrix and

AgTFA as the cationization reagent. Similar results were found when anthracene was

used as a matrix with AgTFA. No meaningful MALDI data could be obtained with the

nonpolar matrices without incorporating a cationization reagent with these analytes.

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PGF 870/pyrene/Ag

~ 40000a>

CD

CMCD20000 IO

2500500 1500

(b)60000

« 40000 c38§ 20000

CD

CD

2500500 1500

(C)

10000 -

<ac§ 5000

o* in2 $** f* ® N

5

PGF 870/DHB

i

500 1500 Mass (/n£)

2500

Figure 5 .6 MALDI-TOFMS spectra of PGF 870 obtained using (a) pyrene as a matrix with AgTFA as a cationization reagent, (b) DHB matrix and AgTFA as a cationization reagent, and (c) DHB as a matrix without additional cationization reagent A total of 16 scans were averaged in (a), 8 in (b) and 16 in (c).

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Two major ion distributions were detected during MALDI-MS analysis. Both

distributions have a repeat unit mass of 176 Da as expected for this polymer. The lower

abundance distribution (denoted by an *) differs from the major distribution by 56 Da.

This mass difference corresponds to the mass of the glycidyl ether group (C3 H4 O). This

lower abundance distribution could be due to polymerization without one of the

glycidyl ether groups during the synthesis steps, or this distribution may arise due to

loss of one of the glycidyl ether groups during MALDI-MS analysis.

Analysis of the PGF 870 sample using other matrices such as anthracene, trans-

trans-1,4-diphenyl-1,3-butadiene and tryphenylene using AgTFA of AgNC>3 or

Cu(N0 3 > 2 did not eliminate the second peak series. Variation in concentration and laser

variation did not increase or decrease the relative intensity of the two peak series either.

It appeared at this point that the sample contained two polymer components as

represented by the two series. A similar PGF sample analyzed by Shriemer et al. [31]

also showed the same types of peak series; they associated the second series with the

loss of the glycidyl ether group (C3H4O) during the MALDI process.

To determine whether MALDI analysis was responsible for the two distributions,

experiments using electrospray ionization (ESI) were performed. For these

experiments, the PGF was prepared at a concentration of about 10' 3 mM in THF. About

2 pL solution of 0.1 M AgTFA in THF were added in 1 mL solution of PGF to facilitate

cationization during the analysis. Nano-spray ESI-FTMS instrument was used for

analysis. The sample was sprayed at a flow rate ranging from 5 to 9 pL per minute with

the electrospray needle voltage set at 1 kV to 2 kV. As seen in Figure 5.7a, ESI-MS

analysis yields a single polymer distribution. Thus, when MALDI results are compared

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625

(a)

ac3Ooco

PGF 870/AgTFA ESI-MS

449 801

978

11541329

801625 PGF 870/Pyrene/AgTFA

MALDI-MS977448

8a3oaco

1153

600 1000 1400Mass (m/z)

Figure 5.7 Mass spectrum of PGF 870 obtained by using: (a) ESI-MS and (b) MALDI-MS. In both cases the concentration of the polymer and the silver salt added in the solution was the same. THF was a solvent used for the two cases.

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to the ESI results in Figure 5.7, it appears that the MALDI process leads to sample

fragmentation.

PGF contains an epoxy group on each repeat unit and on the end groups (Fig. 5.1c).

The epoxy groups are acid labile, and MALDI-MS analysis of compounds containing

epoxy groups using acidic matrices is considered to be detrimental to the sample. [31,

110] Previously, Schriemer et al. used 1,4-diphenylbutadiene as a MALDI matrix for

PGF analysis with AgTFA as a cationization reagent [31] This matrix was selected due

to its lack of labile protons which could potentially react with the epoxy groups in the

analyte. In our case, pyrene and anthracene are also shown to be suitable matrices for

PGF.

During the course of our investigations into the acid lability of PGF, we attempted

to analyze this polymer using DHB as the matrix. DHB is an acidic matrix with a pKa

value of 2.97. [I l l ] A representative mass spectrum obtained from the MALDI-MS

analysis of PGF 870 using DHB as the matrix and AgTFA as the cationization reagent

is shown in Figure 5.6b. As seen in this figure, a polymer distribution was obtained

although the number- and weight-averaged molecular masses (Mn 632; Mw 791) are

substantially lower than those obtained when pyrene (M„ 895; Mw 1032) or anthracene

(Mn 987; Mw 1149) were utilized as matrices.

To determine whether the presence of the cationization reagent, AgTFA, might be

responsible for the lower molecular mass distribution, the same analyte was

characterized in the absence of AgTFA. As seen in Figure 5.6c, a polymer distribution

is again obtained with sodium cations serving as the source of charge for each oligomer

unit. Although no sodium salt was added to the sample, sodium could be a ubiquitous

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cation present on the MALDI sample plate or it may arise from the solvent or sample

handling steps. In any event, a comparison of Figs. 5.6b and 5.6c demonstrates that the

choice of cationization reagent can also have an important influence on the overall

detected polymer distribution. Although it has been shown that polar synthetic

polymers prefer group I metal salts for cationization as compared to transition metals

which are preferred by the nonpolar polymers, [59,68,85] results of PGF 870 presented

in Figure 5.6 indicate that using a nonpolar matrix and silver salt can equally cationize

this relatively polar polymer. However, other cationization reagents and matrices need

to be investigated to find out whether they can account for the sample fragmentation

observed in the MALDI spectra, and other possible difference such as why results in

Figure 5.6b are so different from the other two presented cases.

Table 5.2 summarizes MALDI-MS results from the above polymer. Each entry in

the table is an average of three separate experimental results. It is clear from the results

that the number- and weight-average molecular weight values are matrix dependent.

However, the end group mass and the repeat unit mass are matrix independent. Results

obtained using DHB (acidic matrix) with AgTFA are much lower than those obtained

using nonpolar matrices. Silver-related clusters may adversely influence the MALDI

results in this case as well. At the same time, there is a polymer cationization

competition by Na+ and Ag+ ions which are both capable of forming charged polymer

oligomers; it is surprising to see only Ag+ cationized peaks with suppressed distribution.

It has been observed that when acidic matrices such as all-trans-retinoic acid or DHB

are used with AgTFA [97] or any other silver salt [107] in MALDI-MS, Ag-related

clusters are formed with m/z values ranging from 1500 to above 7000. The Ag-related

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Table 5.2 MALDI-TOFMS results summary for poly[(o-cresylglycidyI ether)-co- formaldehyde] analysis. The averages were calculated based on there separate experimental data. The Mn and Mw are number and weight average masses respectively, and PD is the polydispersity index.

Main peak series

Matrix/Salt Mn Mw PD Repeat mass*

DHB alone 1077 ±18 1267 ± 20 1.176 ±0.003 177.223 ± 0.229

DHB/AgTFA 632 ± 10 791 ±22 1.251 ±0.018 176.180 ±0.179

di-pbd**/AgTFA 1044 ±24 1217 ±34 1.165 ±0.011 176.435 ± 0.292

pyrene/AgTFA 895 ± 27 1031 ±45 1.150 ±0.015 176.560 ±0.186

anthracene/AgTFA 987 ± 10 1149 ±7 1.162 ±0.005 176.029 ±0.194

* Calculated value = 176.217

** di-pbd stands for trans, trcms-!,■4-diphenyl 1,3-butadiene

Second peak series

Matrix/Salt Mn Mw PD Repeat mass

DHB/AgTFA 953 ±21 1079 ±28 1.134 ±0.053 176.213 ±0.163

di-pbd/AgTFA 1243 ± 17 1440 ±19 1.158 ±0.009 175.990 ±0.071

pyrene/AgTFA 1076 ±29 1210 ±53 1.124 ±0.018 176.310 ±0.047

anthracene/AgTFA 1231 ±09 1385 ±08 1.125 ±0.012 175.690 ±0.144

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cluster ions are preferentially formed to Ag-analyte (polymer oligomer) adducts,

resulting into signal interference and reduction of analyte ion formation especially for

the analytes with masses within the same mass range covered by the clusters. Although

the Ag-related clusters are not observed in Figure 5.6b, potentially it has been proved

that as long as there is DHB and silver salt such clusters can form in MALDI; more

experiments are needed to account for these results though.

Other information obtained for the PGF 870 polymer is the mass of the end group.

The end group mass values are presented in Table 5.3. The experimental end group

mass values were obtained using linear regression analysis in which an average of three

separate experiments was calculated for the data reported. The experimental end group

mass value for the main oligomer distribution series was found to be 340 irrespective of

the matrix used. The experimental value agrees well with the calculated value as

determined from the structure given in Figure 5.1c. The end group mass for the second

oligomer series was experimentally found to be 283. This value (283) is the same as

that for the main series when oligomers lose one glycidyl ether group (56 Da).

To test the acid lability of the epoxide groups during the MALDI sample

preparation step, a small amount of HCl (up to 10% v/v) was added to the PGF sample

during preparation. Addition of HCl to the PGF did not have any significant effect on

the MALDI-MS results. This result suggests that, for PGF, the epoxide group is not

adversely affected by the use of a matrix or cationization reagent which results in an

acidic environment for the sample. However, it is noted that most epoxy compounds do

not react with acids at the temperatures at which MALDI sample preparations are

conducted; they are typically more reactive at low temperatures. [112]

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Table 53 Comparison of experimental and theoretical end group masses for the poly[(o-cresylglycidyl ether)-co-formaldehyde] analyte MALDI-TOFMS results from different matrices used with AgTFA as a cationization reagent.

Main peak series

Matrix/Salt Experimental value Calculated value

DHB/AgTFA 340.852 ± 0.393 340.423

di-pbd*/AgTFA 341.209 ±0.100 340.423

pyrene/AgTFA 340.539 ±0.187 340.423

anthracene/AgTFA 338.819 ±0.131 340.423

* di-pbd stands for trarts, trcms-l,4-diphenyl 1,3-butadiene

Second peak series

Matrix/Salt Experimental value Calculated value

DHB/AgTFA 284.759 ±0.181 283.350

di-pbd/AgTFA 283.222 ± 0.485 283.350

pyrene/AgTFA 284.023 ± 0.826 283.350

anthracene/AgTFA 283.752 ±0.042 283.350

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5.4 Conclusion

The work presented has shown that nonpolar compounds such as anthracene, pyrene

and triphenylene are good MALDI-MS matrix candidates for a variety of modified

nonpolar polymer analytes. These matrices were applied to Pt (II) linked polystyrene

derivative analyte mixture of high mass (-5800) and low mass (-2500) components.

Anthracene (nonpolar) gave similar results to those obtained using dithranol (polar) as a

matrix. Triphenylene worked well only for the low mass component. The MALDI-MS

analysis using the nonpolar matrices was used as a tool to monitor the products of the

synthesis for the Pt (II) PS sample. The nonpolar matrices also worked well for a

modified polybutadiene analyte, poly[(o-cresyl glycidyl ether)-co-formaldehyde]

analytes, and for amine functionalized polystyrene. The use o f DHB as a matrix for

PGF analytes gave Na adducted oligomers when no other cationization reagent was

added. The nonpolar matrices did not work without addition of a cationization reagent;

unlike polar matrices, the nonpolar matrices do not incorporate significant amounts of

salts with themselves during their crystal formation. Hence, nonpolar matrices are not

significant sources of salts or protons in MALDI-MS process. This was proved further

by applying these matrices to an easily protonated amine functionalized polystyrene

which gave good results only when additional cationization reagent was incorporated in

the analysis. Similar results were obtained for PGF analytes using DHB (polar) as

matrix by itself without additional cationization reagent compared to using nonpolar

matrices with AgTFA. When DHB was used with AgTFA for PGF analytes, the

obtained signal was much affected, especially in the higher mass region. It was noted

that while there are some variations in the number-, and weight- average masses

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obtained for the polymer analytes analyzed in this work depending on the matrix used,

the end group and repeat unit masses are very reproducible irrespective of the matrix

used.

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Chapter 6. Conclusions And Future Work

The work presented in this dissertation has focussed on two main issues:

investigation of new ionization mechanisms in MALDI-MS and evaluation of solubility

effects in MALDI sample preparation. The core of the work has concentrated on the

application of nonpolar MALDI matrices for the analysis of nonpolar analytes which

conventionally are analyzed using polar (acidic) matrices. The need for new MALDI

matrices with similar polarity to the analytes of interest was discussed in Chapter 1.

Various studies have indicated that matrices (normally polar) that perform well for polar

analytes will not be optimal for nonpolar analytes. Various problems associated with

using polar matrices for nonpolar materials were discussed in Chapter 1. These

problems include irregularity in spectra reproducibility, lack of common solvents for the

matrix and analyte, limited compatible cationization reagents, as well as lack of

understanding of some fundamental principles of why certain analyses work while

others do not work.

In principle, conventional polar matrices are sources of protons and some metal

ions such as Na+ and K+ which facilitate polar analyte cationization during MALDI

process, producing pseudo molecular ions of the matrices and those of the polar

analytes. However, the work presented in Chapter 2 confirms that charge-transfer

ionization mechanism between nonpolar analytes and nonpolar matrices in MALDI-MS

is feasible as long as the ionization potential of the matrix of choice is compatible with

that of the analyte of interest Unlike polar matrices, nonpolar matrices produce radical

molecular cations when analyzed as neat samples in MALDI, and are not good sources

o f protons or metal ions during the MALDI process. The study in Chapter 2 indicates

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that for charge-transfer ionization to take place in MALDI-MS, the ionization potential

o f the nonpolar matrix used should be higher than that of the nonpolar analyte of

interest.

The work presented in Chapters 3 and 5 explored solubility effects in MALDI

sample preparation. The problems encountered during the analysis of nonpolar

polymeric materials using polar matrices are discussed in Chapters 1 and 3. The main

problems include solvent incompatibility; polar matrices require selective solvents that

are compatible with the solvents used for nonpolar analytes. In most cases, binary

solvents are used for sample preparation. However, the use of nonpolar matrices for

nonpolar analytes requires a single solvent. Due to poor matrix-analyte molecular

interaction, polar matrix molecules have been observed to precipitate separately from

nonpolar analyte molecules on the MALDI sample plate after the solvent has

evaporated. The separation forms hot-spots on the MALDI sample plate, which results

in irregularity in spectra reproducibility. In contrast, nonpolar matrices provide better

molecular interaction between the matrix and analyte in the solid-phase that increases

sample homogeneity on the MALDI sample plate and subsequent spectra

reproducibility. Under similar experimental conditions, polar matrices perform better

with copper salts than with silver salts. The work presented in Chapter 4 has shown that

polar (acidic) matrices when used with silver salts facilitate formation of high mass

silver-related clusters in MALDI-MS. These clusters give rise to elevated background

signal in MALDI spectra, and cause spectral interferences during nonpolar polymer

analysis. The nonpolar matrices do not favor formation of such clusters and generally

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perform better when used with silver salts as cationization reagents for nonpolar

polymers under similar experimental conditions.

Beside issues already discussed in this manuscript, there are many more issues

that need to be investigated in relation to the application and usefulness of the nonpolar

matrices in MALDI mass spectrometry. The foremost is the need to explore more

nonpolar matrix candidates which can facilitate charge-transfer ionization for large

nonpolar analytes. The fundamental working principle for charge-transfer ionization

mechanism in MALDI was proven for small molecules as discussed in the second

chapter o f this manuscript. It remains potentially feasible that large nonpolar molecules

including hydrocarbon polymers could undergo charge-transfer ionization mechanism

in MALDI-MS provided matrices of higher ionization energy than that

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Based on solubility considerations, different nonpolar matrices do form uniform

mixtures in solution. Because some of these matrices appear to be selective for lower

molecular weight polymer in the case of mixture analysis, the investigation of using

combined matrices for polymer mixture analysis will be useful. However, such a study

will require a consideration of the fact that matrices have varying threshold laser power

demands in MALDI, and therefore matrices to be used together should have similar

threshold values. Normally MALDI experiments are performed at laser powers just

above the matrix laser power threshold value. A general laser power variation and

response trends for some of the matrices used are presented in Figure 6.1. Results

presented in Figure 6.1 indicate that triphenylene and acenaphthene have the highest

threshold laser power then followed by anthracene, terthiophene, 9-phenylanthracene

and pyrene which requires the lowest power. The trend shown in Figure 6.1 correlates

with the trend of molar extinction coefficients for these matrices as presented in Table

2.1. The threshold laser power and the molar extinction coefficients values for these

matrices do not have any correlation with the matrix enthalpy of sublimation (AHSUb)

(cf. Table 2.1). In the literature it is suggested that AHSUb of the matrices may affect

their efficiency, [14,38,75, 109] however, it does not appear to be the case with the

nonpolar matrices studied. Hence if one is to study the effect of AHsub of the matrices in

MALDI-MS, results in Figure 6.1 and Table 2.1 should be considered.

Copper and silver salts are the only two salts that work as cationization reagents

for hydrocarbon polymer analysis to date. The most important reason that has been

given for this observation is the ability for these two metal ions to sustain an oxidation

state o f+1 during the MALDI process, and their high affinity for unsaturated electrons

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30000

20000

n pyrene

• d-phenyt-butadiene

4 acenaphthene

+■ triphenylene

■ 9-phenyt-anthrecene

a anthracene38co

10000 ■

4 0

laser power attenuation

Figure 6.1 The graph of laser power attenuation vs. ion counts (abundance) for nonpolar matrix compounds analyzed by MALDI instrument. The higher the laser power attenuation number, the lower the energy intensity imparted on the sample. Similar graphical trends are obtained by monitoring the ion abundance values for either the matrices or the nonpolar compound analyzed with the matrix.

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on the analytes they can cationize. There is a possibility that some other metal ions

could also function as cationization reagents for hydrocarbon polymers. Preliminary

results suggest that metal salts like Ce4+, Pb2+ and Sr2+ probably could cationize low

molecular weight polystyrenes when used with anthracene (nonpolar) but not with DHB

(polar). While conducting this study other salts which were tried and found not to work

are Zn2+, Fe2+, Fe3+, Co2+, Co* and Cd2+.

The issue of high mass metal cluster formation in MALDI has been addressed

only for Ag salts when used with polar (acidic) matrices. There are other metal salts

that also form high mass clusters in MALDI similar to Ag. Salts of Ce4+, Pb2+ and Sr2+

when used with DHB do form high mass clusters in MALDI as well. Surprisingly, Pb2+

seems to form clusters even when anthracene is used. Hence, metal cluster formation in

gas-phase is an area that needs to be studied in order to understand why such a

phenomenon is possible only under certain conditions. While both polar and nonpolar

matrices normally do not form high mass clusters during the MALDI process, it was

observed that dithranol form clusters in MALDI negative ion mode. This needs to be

studied as well.

The ESI-MS and MALDI-MS are both considered to be soft ionization

techniques. In most cases differences observed from results of the same analyte

obtained by ESI and MALDI can be easily explained by considering either multiple

charging caused by the ESI or fragmentation caused by MALDI as a result of using too

high laser power. However, for some analytes such as PGF discussed in Chapter 5, it is

difficult to explain the differences. There is therefore a need to study such cases and

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find out why then for PGF for example the MALDI results are so different from the ESI

results.

Overall the work presented in this dissertation has demonstrated that some

polyaromatic hydrocarbon compounds are potential MALDI-MS matrix candidates for

the analysis of nonpolar and moderately nonpolar polymeric materials. Because these

matrices are nonpolar, they provide enhanced matrix isolation for analytes of similar

polarity than the conventional polar (acidic) matrices during MALDI sample

preparation. Enhanced matrix isolation increases the solid-phase sample homogeneity

on the MALDI sample plate which improves spectral reproducibility. While Cu and Ag

salts are common cationization reagents for nonpolar polymers in MALDI-MS, it was

demonstrated that the efficiency of these salts is matrix dependent. Polar matrices

prefer Cu salts and nonpolar matrices prefer Ag salts. It was shown that nonpolar

matrices could facilitate charge-transfer ionization in MALDI-MS for selected low

molecular weight nonpolar analytes. Further applications of nonpolar matrices for the

charge-transfer ionization of higher molecular weight nonpolar molecules and for the

analysis of acid-sensitive polymers are logical extension of the work presented in this

dissertation.

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APPENDIX: LIST OF ABBREVIATIONSAg(acac) silver acetylacetonateAgTFA silver trifluoroacetateAPCI-MS atmospheric pressure chemical ionization mass

spectrometryCm carbon 60CuS copper sulfideDHB dihydroxy benzoic acidDa Daltons (1 Da = 1 atomic mass unit)AHsub enthalpy of sublimationdi-pbd trcms-trans-1,4-di-phenyl 1,3-butadieneESI-MS electrospray ionization mass spectrometryeV electron voltsFT-MS Fourier transform mass spectrometryGPC gel permeation chromatographyHABA 2-(4-hydroxyphenylazo)benzoic acidHC1 hydrochloric acidIAA indoleacrylic acidIP ionization potentialIR infraredK Kelvin (temperature unit)LC liquid chromatographyLD laser desorption ionizationMALDI-MS matrix-assisted laser desorption/ionization mass

spectrometryMCP microchannel plate

microliter (10 liter)PLmL mililiter (10"3 liter)mM milimolar (10'3 molar)Mp most probable peakM„ number average, molecular weightMw weight average molecular weightm/z mass-to-charge ratioNMR nuclear magnetic resonancePD polydispersity indexPEG poly(ethyIeneglycol)PGF poly[(o-cresyl glycidyl ether)-co-formaldehyde]PMMA poly methyl methacrylatePS polystyrenePt(II)PS platinum II linked polystyreneRE recombination energyRTA retinoic acidSEM scanning electron microscopyTHF tetrahydrofuranTOF time-of-flightUV ultraviolet

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Vita

Stephen F. Macha was bom on February 10,1959 in Kilimanjaro, Tanzania. He earned

his bachelor of science degree in chemistry, physics and education at the University of

Dar-es-Salaam, Tanzania, in 1987. Soon after graduation, Mr. Macha joined high

school teaching team in Tanzania where he taught chemistry in high school for several

years before he joined Hampton University in Virginia where he earned his master of

science degree in chemistry in 1996. Mr. Macha then attended Louisiana State

University where he pursued doctorate studies in chemistry under the guidance of Dr.

Patrick A. Limbach. While at Louisiana State University, Mr. Macha received Union

Carbide’s William Rand, Jr. Award, and the Chemistry Department Outstanding

teaching Award. He will receive the degree of Doctor of Philosophy in May 2001.

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