An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model...

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1 The paper is submitted as an original article. Title of the paper: An open source lower limb model: hip joint validationAuthors: L. Modenese, A. T. M. Phillips, A. M. J. Bull Corresponding author: L. Modenese Address: Imperial College London Structural Biomechanics Dept. Civil and Environmental Engineering, Skempton Building, South Kensington Campus, SW7 2AZ London, UK Email: [email protected] Telephone: +442075945963 Fax: +442075945934 Keywords: musculoskeletal model; hip contact force; leg model; static optimization Word count: 3578 words *Manuscript

Transcript of An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model...

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The paper is submitted as an original article.

Title of the paper: “An open source lower limb model:

hip joint validation”

Authors: L. Modenese, A. T. M. Phillips, A. M. J. Bull

Corresponding author: L. Modenese

Address: Imperial College London

Structural Biomechanics

Dept. Civil and Environmental Engineering,

Skempton Building,

South Kensington Campus,

SW7 2AZ London, UK

Email: [email protected]

Telephone: +442075945963

Fax: +442075945934

Keywords: musculoskeletal model;

hip contact force;

leg model;

static optimization

Word count: 3578 words

*Manuscript

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Abstract 1

Musculoskeletal lower limb models have been shown to be able to predict hip contact 2

forces (HCFs) that are comparable to in vivo measurements obtained from instrumented 3

prostheses. However, the muscle recruitment predicted by these models does not necessarily 4

compare well to measured electromyographic (EMG) signals. 5

In order to verify if it is possible to accurately estimate HCFs from muscle force patterns 6

consistent with EMG measurements, a lower limb model based on a published anatomical 7

dataset (Klein Horsman et al. 2007. Clin Biomech, 22. 239-247) has been implemented in the 8

open source software OpenSim. A cycle-to-cycle hip joint validation was conducted against 9

HCFs recorded during gait and stair climbing trials of four arthroplasty patients (Bergmann et al. 10

2001. J Biomech, 34, 859-871). Hip joint muscle tensions were estimated by minimizing a 11

polynomial function of the muscle forces. The resulting muscle activation patterns obtained by 12

assessing multiple powers of the objective function were compared against EMG profiles from 13

the literature. Calculated HCFs denoted a tendency to monotonically increase their magnitude 14

when raising the power of the objective function; the best estimation obtained from muscle 15

forces consistent with experimental EMG profiles was found when a quadratic objective 16

function was minimized (average overestimation at experimental peak frame: 10.1% for 17

walking, 7.8% for stair climbing). 18

The lower limb model can produce appropriate balanced sets of muscle forces and joint 19

contact forces that can be used in a range of applications requiring accurate quantification of 20

both. The developed model is available at the website 21

https://simtk.org/home/low_limb_london. 22

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1. Introduction 23

Musculoskeletal models of the lower limb have been developed and used to investigate the 24

biomechanics of the hip (Crowninshield et al., 1978), muscle architecture with respect to force 25

generation (Arnold et al., 2010) and to aid in surgical considerations (Delp et al., 1990) including 26

preclinical implant testing (Heller et al., 2001). The geometrical data used to implement these 27

models have generally been inferred from anatomy books e.g. Seireg and Arvikar (1973) or 28

cadaveric measurements e.g. Brand et al. (1982). Recently a new set of anatomical data was 29

collected by Klein Horsman et al. (2007) on a single specimen. They applied the criterion of 30

mechanical equivalence proposed by Van der Helm and Veenbaas (1991) to muscle 31

discretization and reported muscle attachment positions. Joint kinematics and muscle 32

contraction parameters were also measured, making this dataset particularly suitable for 33

musculoskeletal model implementation. Models derived from this data have already been used 34

and published (Klein Horsman, 2007; Cleather and Bull, 2010) although to the authors’ 35

knowledge only qualitative validation of the resulting models has so far been conducted 36

(Koopman and Klein Horsman, 2008). 37

Two standard forms of validation are used in these models: the first is a direct measure of 38

hip contact forces (HCFs), the internal forces transferred between the femoral head and the 39

acetabulum of the pelvis, from instrumented implants taking measurements at the femoral 40

head (Rydell, 1966; Davy et al., 1988; Bergmann et al., 2001) and the second is the use of 41

electromyographic signals (EMG) as a surrogate for muscle force and activation patterns (Seireg 42

and Arvikar, 1975; Pedersen et al., 1987; Glitsch and Baumann, 1997; Lenaerts et al., 2008). 43

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Several investigators in the literature calculated HCFs (Paul, 1965; Seireg and Arvikar, 1975; 44

Crowninshield et al., 1978; Hardt, 1978; Röhrle et al., 1984; Pedersen et al., 1987; Glitsch and 45

Baumann, 1997; Lenaerts et al., 2008) but only a few of them (Brand et al., 1994; Lu et al., 46

1997; Heller et al., 2001; Stansfield et al., 2003) validated their model against experimental 47

measurements obtained through instrumented prostheses. Considering just the studies based 48

on hip joint instrumented prostheses, Brand et al. (1994) validated their model using a 49

nonlinear optimization approach but the kinematic data used in their investigation was 50

collected several weeks after the HCFs measurement. Heller et al. (2001) obtained good 51

agreement between the calculated and the experimentally measured HCFs, but muscle forces 52

were calculated using a linear criterion minimizing their sum; this criterion has been shown not 53

to be suitable for accurate muscle activation pattern prediction in complex musculoskeletal 54

models because it recruits fewer muscles than are documented in EMG studies (Yeo, 1976; 55

Hardt, 1978; Pedersen et al., 1987), unless additional activation constraints are imposed 56

(Crowninshield, 1978). Furthermore linear criteria seem to preclude antagonistic activity 57

(Pedersen et al., 1987). Stansfield et al. (2003), used a double stage linear optimization 58

technique (Bean and Chaffin, 1988) in order to enhance muscle synergism, but their model was 59

unable to accurately reproduce the two-peaked nature of the HCFs during gait and the muscle 60

activation patterns were not completely consistent with the EMG profiles. Considering the 61

relative insensitivity of HCFs to differences in muscle load sharing (Brand et al., 1986; Stansfield 62

et al., 2003), it may be possible to predict HCFs close to those measured in vivo based on sets of 63

muscle forces and activation patterns inadequately supported by EMG measurements. 64

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The aim of this investigation is to assess whether it is feasible using a musculoskeletal 65

model to predict HCFs close to those measured in vivo (Bergmann et al., 2001) based on muscle 66

forces whose activation patterns are supported by experimental EMG recordings. With this aim 67

a lower limb model based on the anatomical dataset collected by Klein Horsman et al. (2007) is 68

introduced and its performance assessed over a range of different muscle recruitment criteria 69

through the following steps: 70

1. HCFs predicted by the model using the kinematic and kinetic data available in the 71

literature (Bergmann et al. (2001), hereafter referred to as HIP98) are compared against 72

in vivo measured HCFs (also from HIP98) for the two most frequent activities of daily 73

living, level walking and stair climbing (Morlock et al., 2001). 74

2. Muscle forces and associated activation patterns estimated by the model producing the 75

predicted HCFs are compared against experimental EMG measurements available in the 76

literature for both activities. 77

Special attention is given to the influence of muscle synergism on both HCFs and muscle forces. 78

79

Methods 80

2.1 The musculoskeletal model 81

The lower limb musculoskeletal model used in this study was implemented using an 82

anatomical dataset based on measurements on the right leg of a single cadaveric specimen 83

(Klein Horsman et al., 2007). The model consists of 6 segments (pelvis, femur, patella, tibia, 84

hindfoot and midfoot plus phalanxes) considered as rigid bodies onto which the muscles are 85

attached (Fig. 1). 86

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163 actuators are included in the model in order to represent 38 muscles, divided into 87

57 muscle parts composed of up to 6 bundles (Klein Horsman et al., 2007). The muscle paths 88

are enhanced by via points and wrapping surfaces where the muscles are allowed to slide 89

without friction. The muscle isometric strength FISO is considered to be proportional to the 90

physiological cross sectional area and calculated using a maximum muscle tensile stress of 37 91

N/cm2, chosen after Weijs and Hillen (1985) and Haxton (1944). 92

The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 93

tibio-femoral joint is represented as a hinge and the ankle joint complex is composed of the 94

talocrural and the subtalar joints, both revolute joints. The patella is dragged by the patellar 95

ligament (assumed to be inextensible) along a circular path on a plane perpendicular to the 96

patello-femoral axis; the patello-femoral axis is distinct from the flexion-extension knee axis. 97

The positions of the joint centers, orientations of joint axes and description of patello-femoral 98

mechanism are reported by Klein Horsman et al. (2007). The total degrees of freedom of the 99

model are potentially twelve, but the subtalar joint was locked in the neutral position during 100

the static optimization analysis reducing this number to eleven. 101

Some modifications were applied to the parameters reported by Klein Horsman et al. 102

(2007). The insertion of adductor magnus (distal bundles) was moved from the tibia to the 103

femur as there was no anatomical justification for the former attachment. The talocrural joint 104

axis was moved with respect to the original position in order to allow the foot to align with the 105

neutral position described by the International Society of Biomechanics when the rest position 106

was assumed (Wu et al., 2002). Communication with one of the authors of the study (Klein 107

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Horsman et al., 2007) has confirmed these alterations are required to provide functionality of 108

the developed model. 109

2.2 Kinematics and Inverse dynamics 110

In order to obtain a cycle-to-cycle comparison of the HCFs calculated by the model with 111

the experimental measurements, the kinematic and ground reaction forces reported in the 112

HIP98 dataset were used to set up the numerical simulations. All of the normal speed walking 113

and stair climbing trials available in HIP98 for each of the four different patients were 114

investigated (see Table 1 for details). All these patients have previously been assessed by Heller 115

et al. (2001) and subjects S1 and S2 by Stansfield et al. (2003). 116

A model representative of each subject was derived after mirroring the general right leg 117

model, since the available kinematics describe the pelvis and left limb motion. The segment 118

lengths were linearly scaled using scaling ratios calculated from the joint rotation centre and 119

the bony landmark locations available in the HIP98 database, while the segment masses were 120

manually set to the values published by Bergmann et al. (2001) after scaling the length of the 121

segments. The generalized coordinates used to drive the subject specific versions of the model 122

were obtained applying the algorithm described by Lu and O'Connor (1999) to the available 123

marker data. 124

Using OpenSim an inverse dynamics analysis was performed to determine the 125

intersegmental moments before proceeding to muscle force estimation. Generalized actuators 126

acting on the 6 degrees of freedom of the pelvis with respect to the ground reference system 127

were defined in order to provide the dynamic contributions associated with the missing torso 128

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and controlateral leg, so equilibrating this segment during the static optimization simulations 129

without influencing muscle recruitment. 130

2.3 Load sharing problem 131

The system is statically indeterminate and different combinations of muscle forces are 132

able to satisfy the joint equilibrium when an external moment is applied. A unique solution to 133

the problem of distributing the external load between the actuators can be found by 134

minimizing an appropriate function J of the muscle forces, as proposed in previous works 135

(Seireg and Arvikar, 1973; Penrod et al., 1974; Pedotti et al., 1978; Crowninshield and Brand, 136

1981). The objective function can be minimized under the constraints of mechanical 137

equilibrium at the joints and physiological limits for muscle tensions, such that the general 138

optimization problem can be expressed as follows: 139

140

( )1 ,

minimize

pn

ii

i i max

FJ F

F=

æ ö= ç ÷ç ÷

è øå (1.1) 141

142

1

subject to n

ij i j

i

r F M=

´ =å MMr F Mij iij ir Fr Fij iij iij ir F Mr Fr F MM 1, ,i n= ¼ ; 1, ,j d= ¼ (1.2) 143

,0 i i maxF F£ £ 1, ,i n= ¼ (1.3) 144

145

where iF is the magnitude of i -th muscle force, ,i maxF is the value of the maximal force the i-th 146

muscle can exert (here considered to be the maximal isometric force ISOF , calculated as 147

described in section 2.1), p is the power of the objective function, n is the total number of 148

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actuators, ijrijrij is the moment arm of the i -th muscle with respect to the j-th joint axis, d is the 149

total number of axes in the model and jMM is the moment acting around the j-th joint axis. This 150

technique is known as static optimization and solves the muscle load distribution problem for 151

the intersegmental joint moments calculated through the inverse dynamics analysis in each 152

frame of the kinematics independently, as in a statics problem. 153

By increasing the power of p the muscle synergism is enhanced in the sense that the 154

load is shared more equally in terms of muscle activation between the recruited actuators 155

(Rasmussen et al., 2001). To evaluate the influence of muscle synergism on HCF and muscle 156

force estimation, all powers between p = 1 and p = 15 were considered. 157

2.4 Hip contact forces and muscle forces 158

The numerical HCFs obtained for each adopted power were compared against the HIP98 159

measurements in terms of relative variability (maximum difference between the cycle force 160

peak and the mean force peak divided by the mean force peak value) and relative deviation 161

(difference between numerical and experimental HCFs divided by the experimental value). The 162

latter parameter was calculated at the instant of the experimental peak (to compare the results 163

with Heller et al. (2001) and Stansfield et al. (2003)) and between the numerical and 164

experimental maximum peaks. When averaging relative deviations, absolute values were 165

considered in order to avoid cancellation due to opposite signs. The time shift between the 166

numerical and experimental peaks (calculated for the first peak and expressed in percentage of 167

the activity cycle) was also determined to assess the reliability of the peak time prediction. 168

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In addition, the root mean square error (RMSE) and the Pearson’s product-moment 169

correlation coefficient (R) were calculated for each simulated trial in order to globally assess the 170

model predictions and the similarity in shape of the HCFs profiles, as for a similar validation 171

focused on the upper limb (Nikooyan et al., 2010); ranges are provided for both parameters. 172

The estimated muscle forces were evaluated against activation profiles available in the 173

literature for level walking (Wootten et al., 1990; Perry, 1992) and stair climbing (McFadyen and 174

Winter, 1988). 175

3. Results 176

A visual comparison between the calculated and the experimental resultant HCFs for 177

different values of p is provided in Fig. 2 and Fig. 3 for level walking and stair climbing 178

respectively. When p = 1 and p = 2 the model both overestimates and underestimates the 179

HCFs compared to in vivo measurements, but the tendency is to progressively overestimate the 180

joint contact forces as p increases. This trend is clearly displayed in Fig. 4 where the average 181

HCFs peak values calculated for all the subjects are shown. 182

The numerical results of the simulations are available from Table 2 and Table 3. The 183

relative variability is on average below 12% for all recruitment criteria for both activities; the 184

relative deviation at experimental peak is on average minimum when p = 1 for walking (9.9%) 185

and p = 2 for stair climbing (7.8%), while the peak to peak mean deviation is monotonically 186

increasing with the objective function power starting from 18.8% for walking and 8.1% for stair 187

climbing. The RMSE values were at their lowest for p = 1 for walking and p = 2 for stair 188

climbing, but stronger correlation coefficients were found for p = 2 (walking: 0.90 ≤ R ≤ 0.96, 189

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stair climbing: 0.84 ≤ R ≤ 0.97; p < 0.001 for all trials). Finally, the timing of the numerical peaks 190

remains relatively consistent, independent of the criterion chosen to solve the load sharing 191

problem (maximum average shift: 8.2% of gait cycle for walking and 5.5% for stair climbing). 192

Forces in muscles crossing the hip are shown for an example cycle of level walking (Fig. 193

5) and stair climbing (Fig. 6) for Subject S1. The model recruits a minimum number of muscle 194

bundles with an extremely sparse activation profile for both activities when a linear recruitment 195

is adopted. Higher powers of the objective function enhance muscle synergism, continuity of 196

the activation profiles and complex muscle recruitment features such as co-contraction of 197

antagonistic muscle bundles. The muscle forces produced by nonlinear recruitment criteria 198

present activation profiles more consistent with the experimental EMG data than those 199

resulting from a linear criterion. 200

201

4. Discussion 202

4.1 Hip contact forces 203

The average relative variability of the experimental HCFs resultant derived from HIP98 204

data does not exceed 8% for both level walking and stair climbing and is generally reproduced 205

by the HCFs from the model (around 11% when 5p < , then decreasing for higher powers). The 206

magnitude of the HCFs clearly depends on the value of p, i.e. on the muscle synergism that the 207

chosen recruitment criterion is able to express. When considering linear optimization (minimal 208

degree of muscle synergism/antagonism), the average relative deviations at the instant of the 209

measured HCFs peak (9.9% for level walking and 11.0% for stair climbing) denotes a better 210

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agreement with the measured forces in terms of magnitude than found by Heller et al. (2001) 211

(12% for walking and 14% for stair climbing). Stansfield et al. (2003) predicted similar values 212

(S1: 12.3% and S2: 6.2% for walking) to those obtained in this study but the joint forces 213

calculated here produce a clear double peak profile in comparison to the abnormal third 214

peaked force calculated in their study. It is worth recalling that in this study the absolute value 215

of cycle relative deviations is averaged to avoid cancellations due to opposite signs; if the 216

arithmetic mean was calculated as in Heller et al. (2001) then our average relative deviation 217

would be 3.9% for walking and 10.9% for stair climbing, lower than reported in their study. 218

By using nonlinear muscle recruitment criteria, the HCFs increase with the power of J 219

as previously reported by Pedersen et al. (1987) comparing linear and cubic objective functions. 220

When the function with the highest power is used (p = 15) the model overestimates the joint 221

contact force peak on average by 183.6% for walking and 159.4% for stair climbing (Table 2 and 222

Table 3). The magnitude increment of the HCFs when raising the power of the objective 223

function can be explained by the interconnected effects of muscle discretization and muscle 224

synergism. As demonstrated in previous investigations (Dul et al., 1984; Rasmussen et al., 225

2001), the synergism between muscles increases with the objective function power, but the 226

activation of a larger number of actuators also generates moments out of the plane in which 227

the external moments are acting, so forcing other muscles to contract to stabilize the spherical 228

hip joint in response to these additional moments. 229

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4.2 Muscle forces and EMG 230

The assessment of the predicted muscle forces is based on experimental EMG profiles 231

from healthy subjects available in the literature for level walking (Wootten et al., 1990) and 232

stair climbing (McFadyen and Winter, 1988). However, the staircase inclination was less in the 233

HIP98 trials than in the EMG dataset. Müller et al. (1998) measured EMG activity at the end of 234

single leg stance increasing with the inclination of the staircase for the glutei and rectus 235

femoris, while medial hamstrings activation (semitendinosus) was scarcely influenced. Being 236

aware of the results of that study and considering the modest effect of stair inclination on joint 237

angle and moment patterns (Riener et al., 2002), it was still considered meaningful to compare 238

in a qualitative way the estimated muscle forces with the EMG signals reported by McFadyen 239

and Winter (1988). 240

As Fig. 5 and Fig. 6 display in column 1p = , the linear recruitment criterion does not 241

produce results consistent with the EMG data. As previously observed in the literature (Hardt, 242

1978), only a few muscle bundles were suddenly recruited and often reached maximum 243

activation e.g. the single bundles of adductor longus active around toe off. Gluteus maximus 244

was not recruited during stair climbing simulation, although its action as a hip extensor is 245

recorded by the EMG data. 246

When using low power (p ≤ 5) nonlinear optimization criteria, the monoarticular 247

muscles crossing the hip joint (gluteus maximus, gluteus medius, adductor longus) present 248

activation profiles comparable to the EMG patterns for both the investigated activities. 249

Concerning the hip biarticular muscles, the semitendinosus exhibits a profile compatible 250

with the gait EMG pattern (Fig. 5) especially for low power nonlinear criteria, while for stair 251

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climbing (Fig. 6) its activation resembles the three-peaked experimental EMG only for 2p = , as 252

for higher powers a major fourth peak arises towards the end of single leg stance. The biceps 253

femoris (long head) activity peaks during the weight acceptance phase of gait (Fig. 5, fifth row) 254

as the reported EMG profile but then is almost silent till the next heel strike, where only a 255

minor activation increase matches with the second experimental peak at terminal swing. 256

Finally, rectus femoris presents a single peak in the pre-swing phase of the gait cycle (Fig. 5, last 257

row), in contrast with the data published by Wootten et al. (1990) but in accordance with those 258

of Perry (1992). During stair climbing simulations, this muscle does not produce force except for 259

an isolated peak just before toe off unless a high power criterion is used (Fig. 6, 10p = ). In this 260

case, the numerical activation becomes comparable to the EMG data of McFadyen and Winter 261

(1988) and Müller et al. (1998). 262

In conclusion, when nonlinear recruitment criteria are adopted the model recruits hip 263

muscles with activation patterns that are consistent with EMG measurements for single-joint 264

and most biarticular muscles for both walking and stair climbing. The agreement between EMG 265

and muscle forces has been recognized as a qualitative means of validation for muscle force 266

predictions (Patriarco et al., 1981; Pedersen et al., 1987). If this accordance occurs for hip joint 267

crossing muscles together with reliable prediction of the measured HCFs, it strongly supports 268

the hypothesis that the contact forces were obtained from a set of forces reproducing the 269

actual muscle recruitment. This is the case for the developed model when a quadratic criterion 270

is adopted. 271

The comparison of the force and EMG profiles for muscles not directly crossing the hip 272

joint is available in the supplementary website material. 273

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4.3 Limitations of the model 274

In the present model neither contraction dynamics nor force-length-velocity 275

relationships were implemented for the muscle actuators. This has been shown not to influence 276

muscle force prediction for walking (Anderson and Pandy, 2001), but it may be relevant for stair 277

climbing. 278

Furthermore, although estimated by using kinematics and kinetics from total hip 279

replacement patients, the predicted muscle forces were compared against EMG signals 280

recorded in healthy subjects. This kind of validation can be found in previous works, e.g. 281

Stansfield et al. (2003), and is partially justified since at the time of HIP98 data collection the 282

four patients were on average 17 months post-operative (Bergmann et al., 2001). At this post-283

operative time, patient gait and EMG patterns have been observed to shift towards normality, 284

although hip muscle weakness (not modeled in our simulations) persists for longer periods 285

(Murray et al., 1981; Long et al., 1993). 286

Although beyond the immediate scope of this work, the presented model needs to be 287

further assessed in order to quantify the sensitivity of the produced results to possible 288

deviation in the description of the kinematics and in the muscle attachment positions resulting 289

from subject-specific scaling, as well as possible alteration due to surgical treatments (such as 290

total hip replacement of the investigated patients). 291

292

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5. Summary 293

A lower limb model has been implemented using the open source software OpenSim 294

and validated for the hip joint using public domain data. The model is capable of predicting 295

reliable hip joint contact forces based on realistic muscle activation patterns using a quadratic 296

objective function. This, together with the high discretization of the broad attachment muscles, 297

makes the model especially valuable in producing biofidelic balanced sets of muscle and joint 298

contact forces, with application in finite element models of the musculoskeletal hip construct 299

(Speirs et al., 2007; Wagner et al., 2010); as well as being of potential use in informing the 300

development of physiotherapy and rehabilitation programs, as the effect on the hip joint of 301

load bearing activities can be assessed. 302

The developed model is available at the website 303

https://simtk.org/home/low_limb_london. 304

305

Conflict of interest statement 306

None of the authors have any financial or personal conflict of interest with regard to this study. 307

308

Acknowledgments 309

This work was supported by the Engineering and Physical Sciences Research Council (Grant 310

EP/F062761/1). 311

312

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Davy, D. T., Kotzar, G. M., Brown, R. H., Heiple, K. G., Goldberg, V. M., Heiple, K. G., Jr., Berilla, J. 351

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Figure 1 The musculoskeletal model as implemented in OpenSim.

Figure 2 Comparison between the average resultant of measured HCFs (in red) and

numerical HCFs (in black) for level walking. Numerical HCFs are calculated for each subject

available in the HIP98 using several values of the power of the objective function p and

considering all the activity trials. The thin lines represent one standard deviation with

respect to the average value.

Figure 3 Comparison between the average resultant of measured HCFs (in red) and

numerical HCFs (in black) for stair climbing. Numerical HCFs are calculated for each subject

available in the HIP98 using several values of the power of the objective function p and

considering all the activity trials. The thin lines represent one standard deviation with

respect to the average value.

Figure 4 Sensitivity of the mean value of the maximum HCFs calculated from all the trials for

each subject to the power of the objective function, p.

Figure 5 Comparison between the EMG profiles for walking published by Wootten et al.

(1990) (grey shaded areas, activity scale between 0 and 1 on the left side of the plots) and

the muscle forces of an example gait trial of Subject S1 (thin black lines, force scale on the

right side of the plots) estimated using different objective functions. Only hip crossing

muscles are represented: gluteus maximus (8 selected bundles), gluteus medius (12

bundles), adductor longus (6 bundles), semitendinosus (single bundle), biceps femoris caput

Figure and Table Legends

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longum (single bundle), rectus femoris (2 bundles). Toe off is indicated with a thin red line in

each subplot.

Figure 6 Comparison between the EMG profiles for stair climbing published by McFadyen

and Winter (1988) (grey shaded areas, activity scale between 0 and 1 on the left side of the

plots) and the muscle forces of an example gait trial of Subject S1 (thin black lines, force

scale on the right side of the plots) estimated using different objective functions. Only hip

crossing muscles are represented: gluteus maximus inferior (6 bundles), gluteus medius (12

bundles), semitendinosus (single bundle), rectus femoris (2 bundles). Toe off is indicated

with a thin red line in each subplot.

Table 1

General characteristic of patients and the recorded experimental trials available on the

HIP98 database.

Table 2

Results of the level walking simulations in terms of relative variability, relative deviation

(calculated at the frame of experimental peak and between the numerical and experimental

peak), peak time shift, range of the root mean square error (RMSE) and Pearson’s

correlation coefficient (p < 0.001 for all trials). The absolute value of the relative deviations

was used when averaging the result of different trials.

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† indicates underestimation of the experimental peak determined with the arithmetical mean of the

relative deviations.

*indicates delay of the numerical peak with respect to the experimental.

Table 3

Results of the stair climbing simulations in terms of relative variability, relative deviation

(calculated at the frame of experimental peak and between the numerical and experimental

peak), peak time shift, range of the root mean square error (RMSE) and Pearson’s

correlation coefficient (p < 0.001 for all trials). The absolute value of the relative deviations

was used when averaging the result of different trials.

† indicates underestimation of the experimental peak determined with the arithmetical mean of the

relative deviations.

*indicates delay of the numerical peak with respect to the experimental.

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Fig

ure

1

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cycl

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%]

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1 2 3 4 5 6 7 8 9 10 11 12 13 14 152

3

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Power of the objective function

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Fs

[H

CFs

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LEVEL WALKING

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Subject 1

Subject 2

Subject 3

Subject 4

Figure 4

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p =

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5

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p =

1

GLUTEUS MAX INF

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04

06

08

01

00

0

0.51

02

04

06

08

01

0001

2

24

p =

5

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

5

30

p =

10

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0002

1

41

Muscle force [N]

GLUTEUS MED

EMG Activation

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

64

32

7

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0004

9

97

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0004

6

92

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0004

5

89

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0005

7

11

4

Muscle force [N]

SEMITENDINOSUS

EMG Activation

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

17

23

3

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0008

1

16

1

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0009

0

17

9

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0008

6

17

1

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

01

20

1

Muscle force [N]

Gait c

ycle

[%

]

RECTUS FEM

EMG Activation

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

98

39

5

Gait c

ycle

[%

]

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0003

5

70

Gait c

ycle

[%

]

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0002

0

39

Gait c

ycle

[%

]

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0001

6

31

Gait c

ycle

[%

]

02

04

06

08

01

00

0

0.51

02

04

06

08

01

0003

6

72

Muscle force [N]

EM

G (

McF

ad

yen

an

d W

inte

r, 1

98

8)

F M

us

Fig

ure

6

Page 35: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Table 1

Subject HIP98

name Sex Age

Body

Weight [N]

Height

[m]

Walking

speed [m/s]

Walking

trials

Stair Climbing

mean time [s]

Stair Climbing

trials

S1 HSR M 55 860 1.74 1.36 8 1.6 6

S2 KWR M 61 702 1.65 1.15 8 1.7 6

S3 PFL M 51 980 1.75 1.13 6 1.5 2

S4 IBL F 76 800 1.70 1.08 5 1.8 6

Table

Page 36: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Ta

ble

2

Su

bje

cts

HC

Fs

P=

1

P=

2

P=

3

P=

5

P=

10

P

=1

5

S1

Re

lati

ve

va

ria

bil

ity

[%

Ex

p p

ea

k]

15

.9

15

.1

16

.1

15

.8

6.4

3

.8

Re

l d

ev

at

ex

p p

ea

k

[% E

xp

pe

ak

] 6

.9

16

.7

22

.9

30

.9

10

4.7

1

77

.4

Re

l d

ev

be

tw p

ea

ks

[% E

xp

pe

ak

] 2

9.2

3

9.3

4

7.7

5

9.7

1

14

.5

18

4.6

Pe

ak

tim

e s

hif

t [%

ga

it c

ycl

e]

5.0

4

.5

4.9

5

.1

4.5

3

.9

RM

SE

ra

ng

e

[%B

W]

29

.7-4

6.7

3

6.5

-52

.4

51

.0-6

6.3

7

3.7

-90

.6

22

7.5

-23

5.1

3

60

.1-3

70

.6

R r

an

ge

0.9

0-0

.93

0

.91

-0.9

4

0.9

0-0

.94

0

.88

-0.9

1

0.7

8-0

.85

0

.67

-0.7

7

S2

Re

lati

ve

va

ria

bil

ity

7.7

9

.0

8.7

5

.3

4.6

1

4.4

Re

l d

ev

at

ex

p p

ea

k

9

.0†

6.3

9

.1

19

.5

12

4.5

1

87

.4

Re

l d

ev

be

tw p

ea

ks

1

2.4

1

7.2

2

4.0

4

1.5

1

39

.8

24

1.4

Pe

ak

tim

e s

hif

t

5

.3

5.3

5

.7

6.0

4

.1

8.3

*

RM

SE

ra

ng

e

2

5.0

-35

.6

23

.2-3

5.9

3

2.8

-49

.1

68

.6-7

8.6

2

69

.0-2

84

.9

42

6.4

-45

2.3

R r

an

ge

0.9

0-0

.96

0

.90

-0.9

6

0.8

7-0

.95

0

.86

-0.9

3

0.7

6-0

.86

0

.57

-0.7

7

S3

Re

lati

ve

va

ria

bil

ity

13

.0

12

.7

12

.7

10

.9

4.3

4

.8

Re

l d

ev

at

ex

p p

ea

k

6

.0

11

.0

14

.2

20

.0

85

.7

13

4.6

Re

l d

ev

be

tw p

ea

ks

1

8.0

2

2.6

2

7.6

3

9.0

1

03

.1

16

1.2

Pe

ak

tim

e s

hif

t

1

4.9

1

0.4

1

0.4

1

4.5

1

4.2

1

3.7

RM

SE

ra

ng

e

3

1.3

-39

.0

32

.9-4

6.4

3

8.6

-53

.5

50

.3-6

5.1

1

77

.3-1

95

.4

28

7.7

-30

9.7

R r

an

ge

0.9

0-0

.94

0

.91

-0.9

4

0.8

9-0

.93

0

.88

-0.9

3

0.8

9-0

.93

0

.81

-0.8

9

S4

Re

lati

ve

va

ria

bil

ity

8.7

8

.2

7.6

6

.9

1.8

3

.2

Re

l d

ev

at

ex

p p

ea

k

1

7.7

6.3

4.7

6.1

7

1.4

1

16

.6

Re

l d

ev

be

tw p

ea

ks

1

5.4

4.1

3.3

7

.2

80

.6

14

7.3

Pe

ak

tim

e s

hif

t

3

.7

3.4

3

.4

3.6

7

.1

7.1

RM

SE

ra

ng

e

3

7.1

-46

.1

33

.5-4

2.9

4

2.3

-52

.2

64

.8-7

2.7

2

35

.5-2

46

.6

36

9.0

-40

0.5

R r

an

ge

0.9

1-0

.94

0

.91

-0.9

5

0.8

9-0

.94

0

.86

-0.9

0

0.6

7-0

.83

0

.39

-0.6

3

Av

era

ge

Re

lati

ve

va

ria

bil

ity

11

.3

11

.2

11

.3

9.7

4

.3

6.5

Re

l d

ev

at

ex

p p

ea

k

9

.9†

10

.1

12

.7

19

.1

96

.6

15

4.0

Re

l d

ev

be

tw p

ea

ks

1

8.8

2

0.8

2

5.7

3

6.8

1

09

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18

3.6

Pe

ak

tim

e s

hif

t

7

.2

5.9

6

.1

7.3

7

.5

8.2

RM

SE

to

tal

ran

ge

25

.0-4

6.7

2

3.2

-52

.4

32

.8-6

6.3

5

0.3

-90

.6

17

7.3

-28

4.9

2

87

.7-4

52

.3

R t

ota

l ra

ng

e

0

.90

-0.9

6

0.9

0-0

.96

0

.87

-0.9

5

0.8

6-0

.93

0

.67

-0.9

3

0.3

9-0

.89

Page 37: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Ta

ble

3

Su

bje

cts

HC

Fs

P=

1

P=

2

P=

3

P=

5

P=

10

P

=1

5

S1

Re

lati

ve

va

ria

bil

ity

[%

Ex

p p

ea

k]

7.0

7

.9

8.4

7

.1

2.1

4

.0

Re

l d

ev

at

ex

p p

ea

k

[% E

xp

pe

ak

] 3

.9†

8.4

1

4.3

2

1.3

8

5.3

1

51

.2

Re

l d

ev

be

tw p

ea

ks

[% E

xp

pe

ak

] 2

.4†

10

.6

16

.7

23

.6

92

.9

17

1.5

Pe

ak

tim

e s

hif

t [%

ga

it c

ycl

e]

2.2

2

.6

2.7

2

.7

5.1

*

4.1

*

RM

SE

ra

ng

e

[%B

W]

29

.8-3

3.3

2

3.3

-29

.8

25

.7-3

3.0

4

1.6

-47

.6

21

5.6

-22

8.7

3

58

.3-3

73

.2

R r

an

ge

0.9

6-0

.98

0

.96

-0.9

7

0.9

5-0

.96

0

.96

-0.9

7

0.9

3-0

.96

0

.89

-0.9

2

S2

Re

lati

ve

va

ria

bil

ity

13

.4

15

.2

14

.2

9.3

6

.3

4.8

Re

l d

ev

at

ex

p p

ea

k

1

9.1

11

.0†

6.9

10

.7

96

.1

17

0.6

Re

l d

ev

be

tw p

ea

ks

1

3.4

9.3

5.1

10

.5

10

1.6

1

66

.5

Pe

ak

tim

e s

hif

t

5

.1

4.1

3

.8

3.8

3

.0

4.0

RM

SE

ra

ng

e

4

4.8

-61

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31

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7.5

3

1.6

-40

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38

.5-5

4.4

2

35

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74

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38

1.0

-44

4.9

R r

an

ge

0.9

4-0

.95

0

.94

-0.9

7

0.9

1-0

.95

0

.90

-0.9

6

0.6

2-0

.93

0

.46

-0.8

6

S3

Re

lati

ve

va

ria

bil

ity

0.9

2

.1

1.8

1

.3

1.9

1

.0

Re

l d

ev

at

ex

p p

ea

k

3

.8†

4.2

1

1.1

1

8.6

9

6.9

1

71

.9

Re

l d

ev

be

tw p

ea

ks

3

.3

9.0

1

4.4

2

1.9

1

04

.6

17

8.2

Pe

ak

tim

e s

hif

t

3

.5

3.2

3

.2

2.7

5

.7

2.2

RM

SE

ra

ng

e

2

1.7

-29

.7

20

.0-2

6.8

2

4.1

-28

.2

40

.8-4

1.9

2

07

.1-2

14

.3

33

4.9

-34

0.3

R r

an

ge

0.9

4-0

.97

0

.94

-0.9

7

0.9

4-0

.98

0

.96

-0.9

8

0.9

5-0

.95

0

.85

-0.8

7

S4

Re

lati

ve

va

ria

bil

ity

25

.2

20

.1

18

.3

18

.2

4.3

3

.8

Re

l d

ev

at

ex

p p

ea

k

1

7.4

7.8

7.3

8

.7

51

.5

10

8.3

Re

l d

ev

be

tw p

ea

ks

1

3.5

11

.0

11

.6

17

.5

60

.7

12

1.5

Pe

ak

tim

e s

hif

t

6

.6

5.2

4

.9

4.8

8

.4*

6.6

*

RM

SE

ra

ng

e

5

9.7

-65

.5

43

.7-6

1.1

4

6.9

-67

.6

65

.9-8

5.2

2

42

.4-2

79

.8

38

9.3

-42

3.6

R r

an

ge

0.7

6-0

.91

0

.84

-0.9

2

0.8

4-0

.91

0

.83

-0.9

2

0.7

0-0

.83

0

.33

-0.6

0

Av

era

ge

Re

lati

ve

va

ria

bil

ity

11

.6

11

.3

10

.7

9.0

3

.6

3.4

Re

l d

ev

at

ex

p p

ea

k

1

1.0

7.8

9.9

1

4.8

8

2.5

1

50

.5

Re

l d

ev

be

tw p

ea

ks

8

.1†

10

.0

12

.0

18

.4

90

.0

15

9.4

Pe

ak

tim

e s

hif

t

4

.4

3.8

3

.6

3.5

5

.5*

4.2

*

RM

SE

to

tal

ran

ge

21

.7-6

5.5

2

0.0

-61

.1

24

.1-6

7.6

3

8.5

-85

.2

20

7.1

-27

9.8

3

34

.9-4

44

.9

R t

ota

l ra

ng

e

[to

tal

ran

ge

] 0

.76

-0.9

8

0.8

4-0

.97

0

.84

-0.9

8

0.8

3-0

.98

0

.62

-0.9

6

0.3

3-0

.92

Page 38: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Muscle Forces versus EMG patterns for muscles not crossing the hip joint (Figure A and

Figure B)

When a linear optimization criterion is adopted, only two bundles of vastus lateralis

are recruited from the vasti muscles both for walking simulation (Fig. A) and stair climbing

(Fig. B); the gastrocnemii are maximally activated during the propulsive phase of gait

although the agonist soleus bundles (not represented in Fig. A) are inactive.

When level walking is simulated using nonlinear criteria with p>2, vastus lateralis

and vastus medialis are synchronized in a double peaked action delayed by around 5% of

the gait cycle in comparison to the EMG data. The activation profiles of these muscles do

not reproduce the EMG peak due to knee extension in preparation of heel strike at the end

of the gait cycle. The simplified patellar mechanism implemented in the model could have a

role in this inaccurate prediction.

For ankle crossing muscles, any nonlinear recruitment criterion yields activations in

remarkable agreement with the experimental EMG measurements for both activities. In

particular, the good accordance between muscle force and EMG pattern of the soleus

displayed in Fig. B, (third row) suggests that the model can reproduce the body lifting and

pulling-up action of this muscle during the stance phase of stair climbing.

Co-contraction of the antagonist muscles tibialis anterior and gastrocnemius is

predicted by the present model for higher objective function powers in both the

investigated activities.

Page 39: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Figure A

p = 1V

AS

TU

S L

AT

EM

G A

ctiv

atio

n toe off

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

252

503p = 2

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

56

112p = 3

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

40

79p = 5

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

14

27p = 10

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

15

29

Mus

cle

forc

e [N

]

VA

ST

US

ME

D

EM

G A

ctiv

atio

n

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

8

16

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

10

20

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

11

21

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

9

18

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

11

21

Mus

cle

forc

e [N

]

TIB

IAL

IS A

NT

EM

G A

ctiv

atio

n

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

47

94

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

52

104

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

51

101

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

54

108

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

72

144

Mus

cle

forc

e [N

]

Gait cycle [%]

GA

ST

RO

CN

EM

II

EM

G A

ctiv

atio

n

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

821

1641

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

763

1526

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

537

1073

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

401

801

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

346

692

Mus

cle

forc

e [N

]

EMG (Wootten et al., 1990) F Mus

Page 40: An open source lower limb model: hip joint validation · 2015. 12. 15. · 93 The unilateral model includes 5 joints. The hip is modeled as a ball and socket joint, the 94 tibio-femoral

Figure B

p = 1V

AS

TU

S L

AT

EM

G A

ctiv

ation

toe off

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

550

1100p = 2

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

242

483p = 3

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

167

333p = 5

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

130

259p = 10

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

98

196

Muscle

forc

e [N

]

TIB

IAL

IS A

NT

EM

G A

ctiv

ation

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

38

76

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

43

85

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

41

82

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

40

79

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

55

110

Muscle

forc

e [N

]

SO

LE

US

EM

G A

ctiv

ation

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

550

1099

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

195

389

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

216

432

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

232

463

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

236

472

Muscle

forc

e [N

]

Gait cycle [%]

GA

ST

RO

C M

ED

EM

G A

ctiv

ation

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

822

1643

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

710

1419

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

553

1105

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

429

858

Gait cycle [%]

0 20 40 60 80 1000

0.5

1

0 20 40 60 80 1000

378

755

Muscle

forc

e [N

]

EMG (McFadyen and Winter, 1988) F Mus