AN INDUSTRIAL ECOLOGY APPROACH TO OPTIMIZE … Case Study Final.pdf · THE STUDY IN SIDLAGHATTA ......

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AN INDUSTRIAL ECOLOGY APPROACH TO OPTIMIZE RESOURCES IN THE SILK REELING SECTOR IN SIDLAGHATTA, SOUTH INDIA Megha Shenoy, Rashmi Kumari, Lokanath S., Shilpa I. Pattanshetti May 2010 Resource Optimization Initiative

Transcript of AN INDUSTRIAL ECOLOGY APPROACH TO OPTIMIZE … Case Study Final.pdf · THE STUDY IN SIDLAGHATTA ......

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AN INDUSTRIAL ECOLOGY APPROACH TO

OPTIMIZE RESOURCES IN THE SILK REELING

SECTOR IN SIDLAGHATTA, SOUTH INDIA

Megha Shenoy, Rashmi Kumari, Lokanath S.,

Shilpa I. Pattanshetti

May 2010

Resource Optimization Initiative

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Photographs on cover by Rashmi Kumari

Clockwise from top left: Baskets of silk cocoons, Reeled silk, Firewood, Italian Type

Backend Reeling Machine, Waste pupae, Silk waste

Printed and distributed by

Resource Optimization Initiative (ROI),

No. 66, 1st Floor, 1st Cross, Domlur Layout,

Bangalore – 560 037

www.roi-online.org

May 2010

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Contents

ABSTRACT ........................................................................................................................................... V

ACKNOWLEDGEMENTS ............................................................................................................... VI

PROJECT TEAM ............................................................................................................................... VII

INTRODUCTION ................................................................................................................................ 1

SILK INDUSTRY IN INDIA ................................................................................................................................................................. 1 BACKGROUND ................................................................................................................................................................................. 5 THE STUDY IN SIDLAGHATTA ......................................................................................................................................................... 6 SIDLAGHATTA FACT FILE ................................................................................................................................................................ 6 GOVERNMENT POLICY AND THE REGULATORY FRAMEWORK ...................................................................................................... 8

METHODOLOGY .............................................................................................................................. 11

RESULTS .............................................................................................................................................. 17

FINDINGS OF THE RESOURCE FLOW ANALYSIS ............................................................................................................................. 17 PROJECT ACTIVITY WITH TECHNOLOGICAL DETAILS ................................................................................................................... 18 COMPONENT 1. ENHANCED HEAT UTILIZATION THROUGH EFFICIENT STOVES ......................................................................... 19 COMPONENT 2: USE OF SOLAR WATER HEATERS TO BOIL COCOONS WHICH WILL FURTHER REDUCE CONSUMPTION OF

FIREWOOD ..................................................................................................................................................................................... 20 KEY FINDINGS AND RECOMMENDATIONS .................................................................................................................................... 22

DISCUSSION ...................................................................................................................................... 29

MAJOR ISSUES IN SIDLAGHATTA .................................................................................................................................................. 29 DIRECT OUTCOME OF THE STUDY ................................................................................................................................................. 31 PERSPECTIVES OF BUSINESS AND PLANNING ................................................................................................................................ 31 AWARENESS PROGRAM ................................................................................................................................................................. 32 CHALLENGES DURING THE STUDY ................................................................................................................................................ 33 CONCLUSIONS ............................................................................................................................................................................... 34

REFERENCES ...................................................................................................................................... 35

CLEAN DEVELOPMENT MECHANISM - SIMPLIFIED PROJECT DESIGN DOCUMENT

FOR SMALL-SCALE PROJECT ACTIVITIES (SSC-CDM-PDD) ............................................. 37

SECTION A: GENERAL DESCRIPTION OF THE SMALL-SCALE PROJECT ACTIVITY ....................................................................... 39 SECTION B. APPLICATION OF A BASELINE METHODOLOGY: ..................................................................................................... 49 SECTION C. DURATION OF THE PROJECT ACTIVITY / CREDITING PERIOD: ............................................................................... 61 SECTION D. APPLICATION OF A MONITORING METHODOLOGY AND PLAN ............................................................................. 62 SECTION E.: ESTIMATION OF GHG EMISSIONS BY SOURCES: .................................................................................................... 74 SECTION F.: ENVIRONMENTAL IMPACTS ................................................................................................................................... 78 SECTION G. STAKEHOLDERS’ COMMENTS: ................................................................................................................................ 80

APPENDIX I: LIST OF ABBREVIATIONS ................................................................................... 84

APPENDIX II: LIST OF REFERENCES .......................................................................................... 85

APPENDIX III: CONSUMPTION OF RAW MATERIAL BY DIFFERENT TYPES OF SILK

REELING UNITS ................................................................................................................................ 86

APPENDIX IV: PRODUCTS AND WASTES GENERATED BY DIFFERENT TYPES OF

SILK REELING UNITS ..................................................................................................................... 88

APPENDIX V: QUESTIONNAIRE FOR TERI, SILK BOARD OFFICIALS AND SILK

REELERS .............................................................................................................................................. 89

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Abstract The demand for energy in India is growing. With a population of 1.12 billion, of

which 70% live in rural areas, the demand for firewood, the main source of energy in

rural India is extremely high. In 1991 India consumed at least 180 million tons of

firewood; this value has increased ever since owing to population growth and the

gap between supply and demand of electricity and liquid petroleum gas. Homes and

cottage scale industries in rural areas are the largest consumers of firewood. Cottage

scale industries are those that are operated by members of a family. Large scale use

of low efficiency technologies due to (i) lack of pollution control regulation in cottage

scale industries, and (ii) lack of competition from large scale government regulated

facilities have led to annihilation of forests around many clusters of cottage scale

industries that rely on firewood.

The purpose of our investigation is to increase the performance of these cottage scale

industries by reducing consumption of firewood, and emission of carbon di-oxide.

We use material flow analysis to assess resource optimization methods and suggest

those that are environmentally and socially sustainable yet economically viable. In

this article we present strategies to optimize resources for a large cottage scale

industry predominant in south India – silk processing. Our focus is on the silk

reeling process, that of boiling silk worm cocoons to obtain silk filaments that are

reeled on wheels. Currently this sector in the south Indian state of Karnataka

consumes around 26 kg of firewood and 112 L of water to produce 1 kg of raw

mulberry silk. In 2008 the state produced 7000 tons of silk; this amounts to a

consumption of 182,000 tons of firewood and 700 million L of water.

We propose to reduce firewood consumption and emissions by aiding in the

installation of solar water heating devices coupled to high efficiency but low cost

stoves. Briquettes or pellets made from agricultural waste, such as paddy husk,

coffee husk, and coconut husk can be used instead of firewood, if made locally.

Waste water from the silk reeling units is currently discarded along with sewage. We

assess two options that ensure sustainable water management in this sector: (i)

recycling of water to reduce consumption of fresh water by the silk reeling sector and

(ii) channel waste water (rich in protein and chemical free) to fertilize agricultural

lands around these silk reeling clusters and simultaneously recharge the water bed.

A thorough investigation of current patterns of resource consumption coupled with

assessments of efficient technologies available to cottage scale industries is urgently

needed to overcome environmental hazards as well as offers attractive benefits for

India’s rural population.

Keywords: Heat recovering unit, Solar Water Heaters, Cocoons, Silk-reeling,

Backend and multi-end reeling units

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Acknowledgements

We thank the Central Silk Technological Research Institute (CSTRI) for its co-

operation and support, especially Mr. Subrata Roy, Director In-charge and Mr.

Vijaykumar P. Kathari, Scientist CSTRI. We also extend our thanks to Mr. M.D.N

Simha, Chief Environmental Officer, Karnataka State Pollution Control Board at the

Bangalore Office. We also thank Mr. Mahesh. K. N., Scientist-C, CSTRI Sidlaghatta

office for providing guidance, arranging for interviews, and organizing an awareness

program to inform involved industries about the findings of this investigation. We

also thank all the managers of the companies interviewed for generously sharing

their time and providing detailed information about their operations. This work was

financially supported through a research grant from the Center for Industrial

Ecology, Yale University, USA.

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Project Team

Megha Shenoy, Research Director, ROI

Rashmi Kumari, M.Sc. Candidate, Natural Resources Management, TERI University,

New Delhi, Intern at ROI

Lokanath. S, Research Assistant, ROI

Shilpa I. Pattanashetti, Research Assistant, ROI

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Introduction

Silk industry in India

India is the second largest producer of silk, contributing to about 18 per cent of the

world production (Fashion & Fabrics, 2009). Five varieties of silk are available in

India, namely Mulberry, Tasar, Eri, Muga and Oak Tasar. These are obtained from

different species of silkworms which in turn feed on different food plants. Karnataka

produces 9,000 tons of the 14,000 tons of mulberry silk produced in India (Bangalore

Metblogs, 2006). The process of producing mulberry silk involves the cultivation of

mulberry plants, rearing silk worms on mulberry leaves till they produce cocoons,

boiling silk cocoons and reeling their filaments on wheels, skeining filaments to form

silk threads that are bleached, dyed and finally woven into fabric.

These steps are described below:

1) Cultivation of mulberry leaves: Mulberry leaves that silk worms feed on are

cultivated on deep, well drained, fertile soil of clayey loam to loamy texture.

Ambient conditions of 22 – 30 ° C temperature, 1000-2000 mm rainfall and 65-80

percent humidity are optimum for luxuriant growth of mulberry.

2) Rearing of silk worms: This step involves rearing of worms on mulberry leaves.

Eggs hatch into young silk worms that feed gregariously on mulberry leaves and go

through 4 molts to form mature worms in 17 to 23 days.

2) Formation of cocoons: The mature silk worm forms a covering around itself by

secreting a protein in the form of a thin strand of silk. Each cocoon is made of a single

strand of silk. Mature Mulberry silk worms take 7 to 8 days to form cocoons.

4) Silk reeling: Cocoons raised by farmers are delivered to silk reeling units via the

government regulated cocoon markets in the state of Karnataka. These regulated

markets are places where cocoons are auctioned to silk reelers. The price of the

cocoon varies every day depending on the price of silk for the day and the quality of

cocoons. There are four types of reeling machines commonly used in Karnataka:

charaka, cottage basin, Italian type back-end and multi-end machines. These different

types of machines cost different amounts to set up, with the charka units being the

cheapest and multi end units the most costly to set up and operate. Brief descriptions

of the different machines are given below:

i. Charka reeling machine (Fig. 1a): This is the oldest technology for reeling silk. In

this type of unit cocoons are boiled and reeled from the same water bath (Fig. 1a).

Silk is reeled onto a big reel (diameter approx. = 12 inches).

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ii. Cottage basin reeling machine: This technology consists of separate cooking and

reeling basins; the temperature of water is at boiling point only in the cooking basin

while it is at 40 °C in the reeling basin (Fig. 1b). In this type of unit silk is reeled first

onto small reels (diameter approx. = 6 inches). The silk is then re-reeled onto bigger

wheels (diameter approx. = 12 inches).

iii. Italian type back-end reeling machine: This technology was imported from Italy

in the early 1980s and is still used in a large number of silk reeling units in south

India. A typical Italian cooking basin oven unit, also known as a table, consists of one

cooking basin and two reeling basins (Fig. 1c). Each worker operates one table. Silk is

reeled onto a big reel (diameter approx. = 12 inches) that is located behind her/him.

There is no re-reeling in this process.

IV: Multiend reeling unit: This technology is an improved version of the Cottage

basin reeling unit which has been developed and promoted by the Central Silk

Technology and Research Institute (CSTRI), India. In these units boilers are used to

generate stem that heats water that is used for boiling and reeling silk. Steam is used

to generate heat from pipes that are used to dry silk during re-reeling. Like in cottage

basin units silk is reeled first onto small reels (diameter approx. = 6 inches) and then

re-reeled onto bigger wheels (diameter approx. = 12 inches).

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Fig. 1: Different types of silk reeling units in India: a: Charaka reeling unit, b: Cottage basin

reeling unit, c: Italian type back end reeling unit, d: Multi-end reeling unit.

Operations in the reeling units consist of the following stages:

a) Sorting Cocoons: The cocoons are sorted according to the color, size, shape and

texture as these affect the final quality of the silk. Cocoons may range from white and

yellow to grayish. .

b) Softening of Sericin: The silk filament is a double strand of fibroin, which is held

together by a gummy proteinaceous substance called Sericin. After the cocoons are

sorted, they are put through a series of hot and cold immersions to soften the Sericin

and ease the unwinding of silk filaments as a single continuous thread. For mulberry

silk, the cocoons are simply boiled in hot water to dissolve Sericin.

c) Reeling the filament: Reeling is the process of unwinding silk filaments from the

cocoon and combining them together to make a thread of raw silk. As the filament of

the cocoon is too fine for commercial use, three to ten strands are usually reeled at a

time to produce the desired diameter of raw silk which is known as "reeled silk". The

useable length of a reeled filament is 300 to 600m.

a

d c

b

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Figure 1: Flow Chart of Silk Reeling Industry

Source: http://www.fao.org/docrep/006/ad095e/AD095E01.htm

Close to 8 lakh families (around 320 million people) are engaged in sericulture

(cultivation of mulberry to reeling silk filaments) in the state of Karnataka (Bangalore

Metblogs, 2006). Other Indian states that have large silk reeling clusters are Tamil

Nadu and Andhra Pradesh.

Table1: Concepts and definitions in silk-reeling

TERMS DEFINATIONS

Cooking of

Cocoons

This is the process to soften the proteinaceous Sericin layer

around the cocoon. Sericin that covers the cocoon gets

agglutinated during the process of spinning; it then hardens

during the cocoon drying process. In preparation for reeling, this

layer should be softened by cooking in boiling water (FAO

Corporate Documentary Repository).

Reeling of Silk This is the process of unwinding the silk filaments from a group

of cocoons (4 to 10) in a hot water bath on to a reel (Sericulture

Department).

Re-reeling of

silk

Re-reeling is done to transfer the raw silk into standard sized

hanks. Re-reeling also improves the quality of the silk (Sericulture

Department).

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Background

There are many silk-reeling clusters in the state of Karnataka. CSTRI therefore has its

main set up in Bangalore, the capital of Karnataka. CSTRI has previously worked to

improve efficiency of silk reeling, and quality of reeled silk. They have developed

economic ovens that consume less firewood and multi-end reeling machines that are

more efficient than traditional charka reeling machines and Italian type back-end

reeling machines. The Energy Research Institute (TERI) has also worked in this

sector. They have developed fuel efficient gasifiers that can replace traditional stoves

used for cooking silk worm cocoons. However, no research has been done to quantify

total consumption of materials by a cluster of silk reelers. Such quantification

provides a clear picture of the total resources consumed by this sector and allow for

innovative approaches to optimize the flow of resources. Concepts of industrial

ecology have been used to assess current consumption of raw materials, and

quantities of discarded, and recycled wastes (Erkman & Ramaswamy, 2003). The

primary purpose of this study is to assess potential avenues to make clusters of silk

reeling industries more efficient and self sustaining by using concepts and tools of

industrial ecology.

Our study started by selecting the town of Ramanagaram for this assessment.

Ramanagaram is about 50 Km from Bangalore on Mysore road. There are around

2000 silk reeling and twisting units in this town (City Municipal Council,

Ramanagaram). The silk cocoon market in Ramanagaram is the biggest in Asia;

therefore we planned to investigate their resource consumption patterns. During the

course of the preliminary investigation we found that silk reelers in Ramanagaram

were not very receptive to new technologies and innovations. During our survey we

interacted with the Karnataka Sericulture Department officers in Ramanagaram who

advised us to meet the Director and chief scientists of the Central Sericulture

Technological Research Institute (CSTRI) in Bangalore to discuss our preliminary

results. In our meeting with these officials at CSTRI we came to know that they had

tested implementation of solar water heaters in one particular silk reeling unit in

Sidlaghatta. In addition, TERI (The Energy and Resource Institute) had also tested

the implementation of gasifiers in the same town. One of the researchers from TERI

who was involved in this project was also present at this meeting at CSTRI. The

hurdles faced by these two research teams during their investigations on

implementing solar water heaters as well as biomass gasifier was also discussed.

Both CSTRI and TERI advised us to visit these units in Sidlaghatta to examine their

efforts and assess the possibility of implementing another relevant strategy for

reducing consumption of firewood by the silk reeling sector in Sidlaghatta. CSTRI

was very supportive of our initial results; they agreed to take us to Sidlaghatta to

meet silk reelers there. During this visit we saw that reelers in Sidlaghatta were more

willing to accept new improved technologies and strategies, compared to reelers in

Ramanagaram. In addition, officials at the CSTRI silk quality testing wing in

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Sidlaghatta were extremely supportive of our efforts and promised to help us with

this investigation. In addition, they were aware of problems associated with future

scarcity of firewood and water. The scientists at this local research wing were

interested in testing and disseminating information about new technologies that

could reduce firewood consumption and recycle water for the silk reeling units in

this small town. During the preliminary ad libitum observations in Sidlaghatta it was

found that the silk reelers were also aware of limitations associated with consuming

large amounts of firewood and water and were keen on testing and implementing

better resource efficient technologies. Therefore, we decided to perform our detailed

research investigation in Sidlaghatta.

The study in Sidlaghatta

Sidlaghatta (13° 23′ 24″ N, 77° 51′ 36″ E) is a small town in Chikballapur District in the

south Indian state of Karnataka. Its current population is estimated to be around

50,000 (GOI Census, 2001). As is in most towns in India, Sidlaghatta has poor access

to infrastructure especially, roads, electricity and piped water. Sidlaghatta is one of

the major sericulture centers in Karnataka. During our investigation in this silk

reeling cluster we found that the scale of operations of the units are extremely small,

therefore it is not possible for an individual unit to make a major investments in a

new improved stove or better technology for reeling.

Sidlaghatta fact file

History of Sidlaghatta

Karnataka is the largest silk producing state in India. Reeling centers such as

Sidlaghatta, Ramanagaram are prominent in this state. The silk produced in

Sidlaghatta is considered to be of better quality compared to that reeled in the rest of

Karnataka. This better quality has been attributed to the quality of water available in

this town.

Sidlaghatta and its silk reeling industry

Sidlaghatta is also known as silky town of India. It is identified as a breeding center

for silk worms and for manufacturing silk threads and fibers. The main industry in

this town is silk reeling, silk twisting and weaving of silk fabric. Sidlaghatta town is

one of the biggest business centers in Chikballapur district. The town has got

potential for higher growth rate due to its nearness to the business center in

Chinthamani and Bangalore. Bangalore is about 70 km from this town. It is nearer to

Chikballapur and Chinthamani. It is located 20 km from the state highway No.5 and

16 km from National highway No.7

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Figure2: Map of India and Bangalore, Sidlaghatta and Ramanagaram

Infrastructure

A brief description of the infrastructure of the Sidlaghatta Taluk (Taluk is

subdivision of a district) is presented considering some aspects of available natural

resources, social, commercial and physical infrastructure facilities available. The

main occupation of the people in the taluk is Sericulture. Mulberry is cultivated

abundantly in the taluk. The Government has already initiated number of steps for

development of infrastructure after setting up of international airport at Devanahalli,

which is 30 km away from this town. The state highway SH96 which leads to

Sidlaghatta from the national highway NH7 has been recently tarred.

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However, power supply is erratic and the town is prone to frequent blackouts. A

majority of the industrial units have kerosene generators to provide stand-by power

to operate the reeling machines. The taluk is drought prone and no perennial river

flows through it. Bore wells are the main source of water. The water from these bore

wells is of the right quality (hardness) for silk reeling. Therefore large quantities of

water from these bore wells is used for silk reeling in this cluster. There is an

underground sewerage system. The waste water from the silk reeling units are

carried through this close drainage system along with sewage. The arrangements for

marketing industrial products, particularly silk based products, through sale depots,

exhibitions, or government regulated markets is not established in the taluk.

Inadequate infrastructure facilities such as poor roads within the town, inadequate

piped water supply, insufficient training and marketing support continue to plague

and impede progress of industrial sector in this town. Emerging competition from

countries such as China poise an additional problem to Sericulture industries in this

town and the rest of India.

Government Policy and the Regulatory Framework

Sericulture and silk reeling in Sidlaghatta

Sericulture provides employment to 5800 lakh persons (Bangalore Metblogs, 2006);

therefore the Indian government has given a lot of importance to this sector. On the

request of the Indian government the World Bank has actively promoted the silk

industry over the last decade and a half. From 1980 to 1989, the World Bank loaned

$54 million to support the sericulture industry in Karnataka (Bangalore Metblogs,

2006). This money was given to subsidize costs associated with the sericulture

industry in Karnataka.

The area covered under mulberry cultivation in Sidlaghatta is about 5400 thousand

hectares. The production of raw silk in the Sidlaghatta was about 8000 tons in year

(Bangalore Metblogs, 2006).

The first Italian type back end reeling machine in Sidlaghatta was set up by the

government of Karnataka in the year 1975 (according to one of the reelers). Until then

silk was reeled using only the traditional country charka machine. The Government

of Karnataka first introduced this Italian type back-end reeling technology in this

town by importing some units from Italy. Later local manufacturers started

replicating this technology which was adopted by several silk reelers in this region;

as of 2008-09 data from the Karnataka State Sericulture Department there are 2579

filature machines in Sidlaghatta.

The Central Silk Board (CSB) was created as a statutory body under the

administrative control of the Ministry of Textiles, GoI, under an act of parliament in

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April 1949. One of the main functions of CSB is devising means for improved method

of silk reeling.

In the year 1983 the Central Silk Technological Research Institute (CSTRI) was

established to cater the need of post cocoon technology. One of the main objectives of

CSTRI is to improve silk reeling technology by introducing appropriate reeling

techniques. The research in the institute aims at improving the quantity and quality

of raw silk by improving crude charka, cottage, Italian type back-end and multi-end

reeling machines. In addition, the institute provides practical training in reeling and

hand spinning to silk reelers.

Regulated cocoon market

In 1960 the Karnataka State government established the sericulture department at

Sidlaghatta for the organization of cocoon markets. The objectives of such regulated

cocoon markets are to:

1) Avoid exploitation of farmers and silk reelers by middlemen and encourage fair

transaction.

2) Offer sericulturists and reelers a common platform for inspection and provide a

wide choice of high quality of cocoons.

3) Provide a sense of security for both the silk worm rearers and silk reelers as the

transactions have a stamp of legality.

In order to transact in the cocoon markets the silk worm rearers and silk reelers are

required to obtain licenses from the Department of Sericulture. Silk reelers have to

pay one percent of the value of the produced silk as a market fee. Each cocoon

markets has a committee comprising of two rearers and three reelers nominated by

the government.

Regulation of sale or purchase of silkworm cocoons for reeling:

(1) In any area in which a cocoon market is established under this Act, Section 1 and

2 Inserted by Act 12 of 1997 w.e.f. 6.1.1997.

”No rearer shall sell or agree to sell; and no person shall purchase or agree to purchase,

silkworm cocoons except in such cocoon market and except in accordance with such

conditions and in such manner as may be prescribed. After a cocoon market is established for

any area, no person shall except in such cocoon market, use or permit the use or assist in the

use of, any building, room, tent, enclosure, vehicle, vessel or place in such area for the sale or

purchase of silkworm cocoons or in any manner aid or abet the sale or purchase of silkworm

cocoons.”

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Regulation of reeling: No person shall carry on the business of reeling silkworm

cocoons unless he holds a license granted under this Act.

New Industrial Policy – Reshme Vardana Yojan:

Under this new scheme (yojana) subsidies have been provided to reelers for purchase

of equipment (Rs. 40,000/machine). In addition structured training is provided to

the silk reelers at a fee of Rs. 2500/person. This fee is covered by the scheme.

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Methodology

Figure 3: The methodological Framework

The study was divided into three broad phases:

� Literature review

� Empirical phase

� Interpretive phase

Literature review: The investigation began with a thorough literature review of a

variety of studies including TERI’s work on silk-reeling sector, CSTRI work in

improving fuel efficiency, several reports, research papers, books, newspaper

articles, web links, and Sericulture Department’s annual reports. This thorough

literature review was conducted to:

a) Understand concepts associated with silk-reeling,

b) Assess earlier efforts by other organizations in improving efficiency of this

system,

c) Obtain an overview of the policy framework, institutional structures,

financing mechanisms, past and current initiatives to improve performance

and associated barriers for the silk-reeling sector in India.

• Data

Consolidation

&

Classification

• Analysis

• Project

Boundary

• Field work

• One-one

interviews

• Note-taking

• Documentation

• Research

Papers

• Reports

• News

paper

article

Literature

Review

Empirical Phase

Interpretative

Phase

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Empirical phase: This phase dealt with defining the project boundary and collection

of data from the silk reelers.

Project Boundary

Before starting any project it is important to demarcate the project boundary as it

makes the analysis and data collection more accurate, focused and convenient. For

this project, only the cocoon boiling phase and reeling is included in the project

activity. A flowchart showing the project boundary and activities associated with silk

reeling that are not included in the project boundary is illustrated below:

Figure 4: The boundary of the project activity

Collection of data

All the first hand data was collected through field research which was accomplished

through one-on-one interviews with officials from CSTRI, Karnataka State

Sericulture Department and silk-reelers in the Sidlaghatta taluk. Focus group

discussions among different stakeholders such as CSTRI and TERI Bangalore were

one of the primary means to get information for this investigation. For the study a lot

people and organizations provided help. A list of interviews/experts consulted:

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List of interviews/experts consulted:

Central Silk Technological Research Institute (CSTRI)

� Mr. Subrata Roy, Director In-charge

� Mr. J. Sampath, Joint Director (Publicity)

� Mr. Vijaykumar P. Kathari, Scientist

� Mr. K.N. Mahesh, Raw Silk Testing Centre, Sidlaghatta

Karnataka State Department of Sericulture

� Mr. Perumal, Commissioner

� Mr. Srivamappa, Asst. Director of sericulture and Mr. Suresh, Demonstrator

Karnataka State Pollution Control Board (KSPCB)

� Mr. M.D.N Simha, Chief Environmental Officer

The Energy Research Institute (TERI)

� Dr. V.V.N Kishore, Professor TERI University

� Mr. Sunil Dhingra, Fellow & Area Conveyer

� Mr. H.H. Ninga Shetty, Asst. Field Co-ordinator

� Mr. Y. Najaraju, Field Co-ordinator

Indian Institute of Science (IISc)

� Prof. H. I. Somashekar, Center for Sustainable Technology

� Prof. H. N. Chanakya, Center for Sustainable Technology

Enterprises

� Mr. M.S. Chandra Shekhar, Regional Manager-sales, Radiant Solar Pvt. Ltd.

� Mr. N. Ravi Kumar, Enterpreneur- Vijay Eng. Entp.

� Mr. Suresh N. Savalgi, Head-project, SELCO India Pvt. Ltd.

� Mr. Vivek Chokalingam, Former trainee-Aprovecho Research Centre

� Mr. Gurudath Savkoor, Sales Manager, First Energy Pvt. Ltd.

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Initially the Department of Sericulture, Karnataka, was requested for help, through a

formal letter to the Commissioner of the Department of Sericulture, to request for

help while conducting a survey of silk reelers in Ramanagaram. The Director In-

Charge of CSTRI was also contacted to discuss about the project. CSTRI was very

supportive throughout the study and a lot of information was obtained from them.

Most of the silk reelers were from the Muslim community; therefore their knowledge

of Hindi helped during the interview. During the survey we found that the actual

number of units in operation was far fewer than the number of units that had

obtained licenses. This is due to the high fluctuation in the price of the silk cocoons

and reeled silk, as the profit margin for silk reelers is very slim a lot of the units do

not operate when raw material (silk cocoon) costs are high.

Different sets of questionnaires were made in advance for different stakeholders (silk

reelers, CSTRI officials and relevant energy efficient appliance suppliers). These

questionnaires are included in Appendix V.

According to data given by sericulture department of Karnataka in Sidlaghatta, there

were 3033 licensed reeling units in Sidlaghatta in the year 2008-09. Out of which 2579

are filature units, 15 are multi-end units and 439 are charka units. Sericulture, reeling

and twisting and other related activities help a large number of families earn their

livelihood. The town supplies silk thread to industrial centers such as Mumbai and

Surat.

We decided to cover at least 5% of the units for the field study. The areas which were

covered in Sidlaghatta were: Kote, Gandhinagar, Nallimardanahalli, Salimnisalayout,

Nisarpallya, Azadnagar, TMC layout, Santoshnagar, Rahmatnagar and Kadripallya.

The responses received from each area were almost similar because majority of the

silk reelers used only back end reeling units. On a single day 10 to 15 reelers were

interviewed. On the last day we decided to take interview of silk reelers in the

cocoon market. Silk cocoon market is 2 km away from CSTRI branch office,

Sidlaghatta. Majority of the silk reelers come to auction market to buy the cocoons,

therefore it was easy to take the interview there itself, however when they were

approached at their units they were too busy in their work. Therefore the silk cocoon

market is a much better venue for conducting interviews with silk reelers and is

recommended for future investigations.

Earlier attempts at reducing firewood consumption conducted by different

organizations like TERI and CSTRI were also examined in detail. This detailed

comparison allowed us to assess the pros and cons of all available technologies for

reducing firewood to enable recommendation of options that are financially and

socially viable. We contacted various stakeholders such as: (i) manufacturer of the

gasifier designed by TERI, (ii) CSTRI officials, (iii) researchers at IISc who have

developed an energy efficient stoves that use briquettes instead of firewood, and (iv)

silk reelers who are the backbone of the system. We interviewed 101 silk reelers in

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total; including 93 Italian type back end reeling units, 3 charka units and 5 multi-end

units. During our investigation we came to know about one more type of reeling unit

called Dupion. Dupion reeling units are similar in operation to charka units.

However in Dupion units the cocoons are those which contain two worms. Therefore

the quality of silk reeled from these double cocoons much coarser and is used only

for weaving silk upholstery fabric.

In recent times the number of back end reeling units has increased while the

primitive charka units have reduced their numbers [at present only 10 charkas and

1300 cottage basin units are operational in Sidlaghatta (February 2010)].

The stoves used for boiling the cocoon are traditional in nature and have an overall

efficiency of 10 to 15% (TERI, 2004). The number of workers involved in silk reeling

units depends on the number of basins used.

All data obtained from these stakeholders was analyzed using Microsoft Excel®.

Interpretive phase: This study applied principles and tools of industrial ecology

especially that of material flow analysis (MFA), to determine best practices for the

silk-reeling industry in the town of Sidlaghatta. In the context of developing

countries an MFA is more appropriately called a Resource Flow Analysis (RFA)

(Erkman and Ramaswamy, 2003).

Consolidation, classification and interpretation of both secondary data and first-hand

data were carried out in this phase. Data were analyzed and a RFA was made for the

entire Sidlaghatta silk-reeling cluster by extrapolating the results obtained from our

survey with 101 reelers. Another RFA was prepared for Sidlaghatta when Sidlaghatta

is not running in full capacity.

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Results

Findings of the resource flow analysis

The results of the resource flow analysis for the entire Sidlaghatta cluster when all

the units are running in full capacity is given below. This is for a total of 3033 units.

Silk-reeling Industry

(Full Capacity)

3033 facilities

Finished Product

( Raw Silk)

8000 Tons/year

Pupae25,000 Tons/year

Silk waste 2500 Tons/year

Charcoal 10,000 Tons/year

Waste Water 427 Million L/year

Ash 5,000 Tons/year

Reused

Unused

Resources

Water 892 Million L /year

Cocoon 70,000 Tons/year

Firewood 211,000 Tons/year

Kerosene 2 Million L/year

Electricity 6000 MWh/year

Figure5: RFA in silk-reeling industry when Sidlaghatta is running in full capacity

After drawing the RFA we realized that the quantities of raw silk produced from the

cluster was not matching the actual figures which the Karnataka State Department of

Sericulture had. We then came to know from CSTRI that in reality only half of the

total units were currently in operation; therefore another RFA was prepared for

Sidlaghatta when only half of the units were in operation. For these calculations total

quantities was extrapolated to 5 charkha, 1300 back-end reeling units and 15 multi-

end units. The results of this calculation matched those from the Department of

Sericulture, Karnataka.

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Figure 6: RFA for silk-reeling industry, Sidlaghatta when running in current (half)

capacity

The conclusion drawn from the RFA was:

a) To reel 1 Kg of silk, 26 Kg of firewood is required on an average.

b) To reel 1 Kg of silk, water required is 112 L.

c) The waste water generated out of these units is directed to drains.

d) Amount of waste water generated per day in Sidlaghatta is 1.4 Million liters.

e) The production of raw silk in the Sidlaghatta is about 7000 tons in year when

the all licensed units are running at full capacity in Sidlaghatta.

Project activity with technological details

After doing the field survey and interacting with different organizations, various

options for reducing firewood consumption in this sector were assessed. Among all

available technologies, the best option was to reduce the firewood consumption was

to implement a coupled system of energy efficient stoves and solar water heaters. In

addition replacing firewood with agricultural residue briquettes will also help.

In order to facilitate the implementation of these results, various manufacturers of

efficient stoves and solar water heaters were contacted. Manufacturers claim that

solar water heaters can reduce firewood consumption by around 40-50% (Selco India

Pvt. Ltd.) and energy efficient stoves can save firewood consumption by around 40-

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60% (Aprovecho Research Centre). A few silk reelers have already installed solar

water heaters and say that their wood savings is around 30-40%. For our analysis we

have taken a total reduction in firewood consumption of 45% (25% solar water

heaters + 20% efficient stoves) which is the lowest estimate for firewood savings.

Once the solutions are implemented in the field the actual saving in firewood

consumption can be measured.

Figure 7: Different models of efficient stoves with wood saving and pollution saving

percentages

Source: Aprovecho Research Centre

Component 1. Enhanced heat utilization through efficient stoves

There are several energy efficient stoves available in the market. After a thorough

assessment of these various types of stoves, we find that rocket stoves that have a

design feature that allows a passage of air to flow from the bottom to the combustion

chamber enhances and ensures complete combustion of fuels saving 40-60% of

firewood. Instead of wood agricultural residue briquettes can also be used as fuel for

this stove.

Dr. Larry Winiarski, who is currently the Technical Director of Aprovecho, began

developing the Rocket Stove in 1980 and invented the principles of the Rocket stove

in 1982. Makers of such rocket stoves were winners at the Ashden Awards for

Sustainable Energy in 2005 in the 'Health and Welfare' category for their work in

Honduras. Aprovecho were winners of the Special Africa Award at the Ashden

Awards in 2006 for their work with rocket stoves for institutional cooking in Lesotho,

Malawi, Uganda, Mozambique, Tanzania and Zambia.

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The double burner stoves designed by the Aprovecho Research Centre fits perfectly

into the frame for the stove of silk-reeling sector. The heat generated from the burner

can also be transferred to the other chamber (basin) through a passage so that the

water in the silk reeling basin can be maintained at 40 °C. For the same heat

requirement the traditional stoves currently require extra firewood to maintain the

temperature of the basins to 400 C.

Component 2: Use of solar water heaters to boil cocoons which

will further reduce consumption of firewood

Fig 8 solar water heater installed at Sidlaghatta reeling unit

Solar energy is one of the main renewable sources which will help silk reelers to

reduce firewood consumption for boiling silk cocoons. Technical details of solar

water heaters are described below.

A solar water heater is composed of collectors (panels), a storage tank and depending

on the system - electric pumps. There are basically three types of collectors: flatplate,

evacuated-tube, and concentrating. A flatplate collector, the most common type, is an

insulated, weather-proof box containing a dark absorber plate under one or more

transparent or translucent covers. Evacuated-tube collectors are made up of rows of

parallel, transparent glass tubes. Each tube consists of a glass outer tube and an inner

tube, or an absorber that is covered with a selective coating that absorbs solar energy

well but inhibits radiative heat loss. The air is withdrawn ("evacuated") from the

space between the tubes to form a vacuum, which eliminates conductive and

convective heat loss. Concentrating collectors for residential applications are usually

parabolic troughs that use mirrored surfaces to concentrate the sun's energy on an

absorber tube (called a receiver) containing a heat-transfer fluid.

Most commercially available solar water heaters require a well-insulated storage

tank. Many systems use converted electric water heater tanks or plumb the solar

storage tank in series with a conventional water heater. In this arrangement, the solar

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water heater preheats water before it enters the conventional water heater. In the case

of the silk reeling sector the preheated solar water can be used to boil silk cocoons

and thereby reduce the consumption of firewood by this sector.

Some solar water heaters use pumps to re-circulate warm water from storage tanks

through collectors and exposed piping. This is generally done to protect the pipes

from freezing when outside temperatures drop to freezing or below.

0%

10%

20%

30%

40%

50%

60%

70%

Traditional

Stoves

Rocket stoves Solar water

heaters

Solar water

heaters +

Rocket stoves

Efficiency

Efficiency

Figure 9: Efficiency Graph

Figure 10: Flow chart of traditional stove

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Fig 11:- Flow chart of solar water heaters coupled to energy efficient stoves

Key findings and recommendations

Short Terms Recommendations

Firewood savings

• We recommend silk reelers to install solar water heaters and improve

efficiency of the stoves: Implementation of solar water heaters coupled to

energy efficient stoves for all 3033 units will save 94950 tones of

firewood/annum. Therefore, 949500 tones of firewood for a period of 10

years could be conserved, if the number of units and the production efficiency

remains constant. Without the project activity, to produce the same amount of

heat, the traditional stoves would have taken up 211000 tones of firewood

and hence more CO2 would have been released in the atmosphere.

• To investigate means to subsidize these solar water heaters through funds

from GoI, such as those from the Jawaharlal Nehru National Solar Mission

which was launched on 11th Jan 2010 (PIB, 2010; MNRE, 2010) or from a Clean

Development Mechanism funded project.

• CO2 emission from all the 3033 units if operating at full capacity is 317

thousand tones/year (CO2 produced = 1.5 tones of CO2/tons of firewood

with 10% moisture).

� CO2 emission from reduction of firewood consumption would be (45%

reduction) 174 thousand tones

� Investment potential for a CDM project = 317000-174000 = 143,000 x 11.4

Euro/ton of carbon = Euro 1630200 = Rs. 96650231 = Rs. 9.6 Crores/year.

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� Therefore if the timeframe of the project is taken to be 10 years the investment

would be Rs. 96 Crores.

� This shows that this project is viable for CDM grant as well.

� Without CDM grants the payback period for solar water heater alone was

also calculated taking the cost of solar water heaters= Rs. 65,000; 25%

reduction in firewood consumption; subtracting the monsoon season i.e. 4

months.

Type of Unit Avg. Quantity of

Silk/Month (26 working

days in a month)

Payback Period

Italian Type

Back-end

222 Kg 2 years 10 months

Multi-end 525 Kg 1 year 6 months

Charkha 150 Kg 1 year 1 month

Table 2: Average quantity of silk consumed by different units and payback period

for solar water heaters

0

100

200

300

400

500

600

700

800

900

1000

1100

0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34

kg of silk/month

Pay back period (years)

pay back period (charaka)

pay back period (back end)

pay back period (multiend)

Figure 12: Graph showing the payback period for solar water heater for different

types of units

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Water savings

• We recommend the Central Silk Technological Research Institute (CSTRI) to

investigate and recommend a suitable means to recycle and reuse the large

quantities of water that the silk reeling sector currently discard.

• This water is free from chemicals, rich in a protein Sericin and rich in nitrogen

content. This Sericin is reportedly used for cosmetic creams and could add a

tremendous financial value to silk reeling activities. Alternatively this waste

water could be either recycled or used as a supplementary fertilizer for fields

around the silk reeling units.

• If the 3033 units in Sidlaghatta operate at full capacity producing 8000 tons of

silk/year, they will consume 892 Million L of water/year of which they

would discard 427 Million l/year. This water is currently being discarded in

the sewage drains of the town. The difference is lost as evaporation as the

water is continuously heated in open containers.

• At their current capacity the 1320 units in operation produce 3600 tons of

silk/year and consume 370 Million L of water/year of which they discard 170

Million L/year. The difference is lost as evaporation as the water is

continuously heated in open containers.

Long term Recommendation

• As a long term recommendation a separate nodal agency should be set up to

continuously measure and regulate the consumption of firewood and water

and other resources by the Silk Reeling Sector.

• This agency should perform following functions:

i. Create awareness among silk Reelers to control rapid deforestation by

conducting awareness programs and studies on consumption of wood

and subsequent deforestation caused by the silk reeling sector.

ii. Maintain monthly records on consumption of firewood, water and

other resources in silk reeling clusters.

iii. Obtain funding to subsidize renewable energy based efficient

technology for silk manufacture for the reduced consumption of raw

materials and natural resources and implement strategies to reuse and

recycle waste.

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Table 3: Summary of results

In case silk reelers are unable to invest in solar water heaters, we have found that

some organizations such as Micro Energy Credits (see details below) help

microfinance institutions link their activities to the carbon market.

Micro Energy Credit (MEC)

Micro Energy Credits is a social enterprise that links microfinance institutions to the

carbon markets when they lend for clean energy. MEC sells the carbon credits

earned by replacing dirty fuels like kerosene, wood, coal and dung on the voluntary

carbon markets and passes the carbon revenues along to its partner institutions. The

institutions can then use the revenues to offset their costs of running the clean energy

Previous Attempts

Options Available

1) Gasifier – TERI 2) Solar Water Heaters – CSTRI 3) Economic Oven – CSTRI 4) Heat Recovering Unit- TERI

Problems with different options

1) Gasifier a. Beneficial only when the unit is running in full capacity. b. Need small pieces of wood as fuel. c. Needs continuous supply of electricity for blower. d. Needs periodic maintenance 2) Solar water heaters a. Incapable of producing sufficient heat, therefore could not be used in isolation. 3) Economic oven

a. Additional modifications are needed.

Best option among all

• Solar water heaters + efficient stoves Merits

1) It reduces firewood consumption to more than 45% (25% + 20%). 2) The firewood consumption will reduce so much that the payback period for these

equipments is affordable by reelers themselves. 3) Produce less smoke. 4) Improved health conditions. 5) Sustainable option.

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program or can pass the savings along to the client in the form of reduced interest

rates, free battery replacements or other benefits.

MEC was launched on 5 May, 2008 at Finca Uganda where it is providing carbon credit revenues for three products:

• solar energy systems, • energy efficient stoves • efficient handheld lanterns

These projects are based on demand for these products by Finca's customers by utilizing different suppliers.

MECs Business model

MEC’s business model is based on its vision that getting on a clean energy path will become an integral step of every microentrepreneur’s journey out of poverty. In a sustainable market, many players come together to create a carbon offset. The client purchases the product; a distributor provides equipment; the microfinancer provides financing’ and there may also be a manufacturer, an NGO and a donor in the mix. In the current regulatory environment all or any of these players may make the case that they should receive the carbon offset. However, in every instance the choice needs to be clear because there can be no “double counting” of carbon offsets. MEC helps micro finance institutions (MFIs) obtain funding to support low carbon technology.

A successful example is Grameen Shakti, the renewable energy sister-company of the Grameen Bank in Bangladesh. Grameen Shakti markets three energy technologies to its clients. These are solar home systems, improved cook stoves and biogas digesters. Grameen Shakti has sold over 180,000 solar home systems to its clients in Bangladesh. These energy products enable households and microenterprises to reduce their energy expenditure on kerosene, wood and charcoal. Moreover, clean fuels avoid health problems such as smoke and pollutants in the home or fire. Finally, these renewable energy technologies put microfinance clients on a path to achieve energy self-sufficiency. After they pay off their systems, clients own their own source of electricity or biogas with minimal ongoing costs, and they are insulated from common problems such as power outages or increases in fuel or utility prices.

How to approach MEC?

If an MFI is interested in providing loans for clean energy and energy efficient products, they could partner with a company such as MEC. These MFIs can assist in the identification of clean energy products, program design, staff training and ongoing support. If an MFI has already established a capacity to lend for clean energy products, MEC can work with them to calculate the carbon emissions offset by the clean energy products and incorporate the practices needed to capture carbon market revenues from the offsets created as the MFI scales up the energy lending to more clients.

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Contact information: Micro Energy Credits Address: 1752 NW Market Street, No 105 Seattle, WA 98107 USA Telephone: +1 206 274 6457 Fax: +1 866 880 8093 Email: info@ microenergycredits.com Website: www.microenergycredits.com

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Discussion

Major issues in Sidlaghatta

Water

Water is a major resource that is used by silk industry. The main sources of water are

bore wells in the taluk. The amount of water required to produce 1 kg of raw silk in

charka is 203 liters per day, filature 103 liters per day, in multi-end 70 liters per day.

The water utilized in the silk reeling industries for boiling the cocoons is released

directly to the drainage.

This waste water which is released in the process of silk reeling is not polluted by

chemicals and is rich in a protein called Sericin (pers. comm. Roy CSTRI1). This

protein rich water can probably be used as a fertilizer for agriculture and

aquaculture.

In addition the amount of rainfall received by the taluk is very less [60 to 80 cm

annually (Annual Rainfall Map of India, 2008)] leading to scarcity of water in this

region. Lack of sufficient water and uninterrupted electricity are the major hindrance

to start new industries in the Sidlaghatta. Therefore, the State Government has to

take adequate steps to provide water through bore wells and alternative sources for

promotion and development of the silk reeling industry in this town.

Firewood

The consumption of firewood by the silk reeling industry is over 211.012 thousand

tons per year. This firewood is brought in by the felling of trees from the nearby

states of Tamil Nadu and Andhra Pradesh. Therefore, rapid depletion of firewood is

as major problem. In fact within next 10 years the government may ban use of

firewood in small scale industry owing to their large consumption (pers. comm. Roy,

CSTRI). Considering these reasons CSTRI, Central Silk Board, and TERI came

forward to improve the traditional stove. However, each of the previous attempts

faced hurdles that prevented their large scale implementation.

CSTRI tested for the use of solar water heaters in place of traditional stove but they

observed that the temperature of water from these devices could not be maintained

at a constant value during the 10 hours of operation in the silk reeling units. In

addition, water from the solar water heater reached a maximum temperature of 70 °C

while the silk reeling operations required boiling water (100 °C). Therefore, these

solar water heaters alone could not be used for heating water for the silk reeling

sectors.

1 Mr. S. Roy, Director In charge, Central Silk Technological Research Institute, Ministry of

Textiles, Government of India.

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TERI tried to implement biomass gasifiers in place of traditional stove but these large

instruments were too costly and had to be operated for the entire unit to be

economically viable. Due to shortage of labor in the silk reeling sector in Sidlaghatta,

often only half or quarter of the entire unit would function, making the biomass

gasifier unviable for this sector. In addition extra labor was needed to chop the wood

into small pieces (approx 10 cm x 5 cm x 2 cm). These financial, social and technical

problems prevented the implementation of biomass gasifiers for silk reeling in

Sidlaghatta.

The large amount of firewood used by this sector emits a lot of CO2 and smoke which

cause major environmental and human health hazards.

Silk waste

Silk waste is produced after reeling the cocoons (Fig. 13). This silk waste consists of

cocoons that could not be reeled completely and ones that got entangled with other

cocoons

Figure 13: Silk waste hung to dry outside a silk reeling unit

In the reeling process nearly 2.494 thousand tones of silk waste are generated per

year by the silk reeling industry in Sidlaghatta. This silk waste is sold and utilized as

filling material like bed quilts, pillows and winter clothes. This silk waste is sold at a

much lower price than the reeled silk. A comparison of the amount of silk waste

produced by the three different technologies shows that the amounts produced by

the three technologies does not vary significantly. This could be due to inherent

defects in the silk cocoons that cannot be rectified by the technologies used to reel

silk.

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Silk reeling

Technology

Charka Italian Type Back

End Machine

Multi-end reeling

Machine

Silk waste/kg of

cocoon average per

day

0.036 0.041 0.050

Table 4: Comparison of amount of silk waste projected using the three reeling

technologies

It is also used for the production of spun silk yarns, which are high grade wastes that

can be used to produce finer counts of yarns. After degumming, the waste is opened

and processed through a series of machines to convert the fibrous material into

useful yarn.

In some cases high quality silk waste can also be used for making fabrics used to

make shirts, ties, scarves and curtains; lower quality coarse silk used for making

upholstery and furnishing fabrics. The price of silk waste varies from time to time,

depending on the price of silk. During the time of this study, the cost of silk waste

was Rs. 220 per kg in Sidlaghatta. Few reelers say that silk waste is sold in terms of

basins and few others say they sell it terms of weight.

Direct outcome of the study

As a first step based on the result, it was obvious that implementation of solar water

heaters coupled to energy efficient stoves could reduce the consumption of firewood.

In addition, waste water could be valorized or recycled to fertilize and irrigate

agricultural fields around the silk reeling units.

In addition to implementing solar water heaters, CSTRI is assessing the possibility of

using briquettes made from agricultural wastes as a fuel for heating water for the silk

reeling sector. However, the availability of raw material (unused agricultural

wastes), electricity to run the briquetting machine and the cost of the product

(briquette) need to be examined carefully, to ensure large scale implementation.

Both options for reducing firewood through implementation of solar water heaters

and valorization/recycling of water will have to be examined financially to make the

options both economically and environmentally viable. Further research to measure

the change in crop yield due to irrigation and fertilization of agricultural fields using

waste water from silk reeling units has to be completed.

Perspectives of business and planning

Sidlaghatta is characterized by heavy pollution, misuse and depletion of critical

resources such as firewood and water. High flows of materials passing rapidly

through the system makes this industrial cluster a good example of a typically

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unsustainable ecosystem. The RFA study of Sidlaghatta quickly pointed to new,

simple and effective solutions.

In the perspective of industrial ecology, planners could play a crucial role in

preventing potential disasters resulting from deforestation and depletion of ground

water resources. RFA studies of different activity groups, aggregated to provide an

overall picture of material flows in a region, can allow planners to consider

promotion of industries in specific sectors that would optimize the use of critical

resources, and guide the development of a region towards sustainability.

Awareness program

To obtain feedback on our investigation and to recommend ways to reduce firewood

and water consumption by the silk reeling sector in Sidlaghatta an awareness

program on “Industrial Ecology Approaches to Optimize Resources in the Silk

Reeling Sector” was organized by the Resource Optimization Initiative, Bangalore.

This program was organized at the Karnataka State Department of Sericulture office

at Sidlaghatta on the 28th of May 2010. The program was open to all silk reelers in the

town. The program consisted of a presentation titled “Maximize Resource Efficiency

in Silk-Reeling Units in Sidlaghatta” by Lokanath S. (Researcher, ROI). Resource flow

analysis, key findings of our investigation, energy savings from reducing firewood

consumption by using solar water heaters and options to reuse/recycle waste water

from this sector were discussed in detail. Mr. M. S. Chandra Shekhar, Regional

Manager- Sales, Radiant Solar Pvt. Ltd explained details on types of solar water

heaters that can be used for the silk reeling cluster, the costs involved and specific

pay back periods by reducing consumption of firewood. Both presentations were

delivered in the local language – Kannada. The program was well received by the

silk reelers, officers from the Central Silk Technological Research Institute in

Sidlaghatta and officers from the Karnataka State Department of Sericulture.

Figure 14: Photographs from the Awareness Program in Sidlaghatta

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Challenges during the study

This case study has successfully illustrated that strategy for optimal utilization of

resources in developing countries often involves effective organization of

information and stakeholders rather than expensive and new technologies. This form

of organizational innovation needs to be encouraged and developed so as to deliver

implementable results in contexts where resources are becoming scarce.

During the course of this study the primary challenges and limitations included:

i. lack of sufficient data on CO2 emissions from different types of stoves,

namely traditional stove, rocket stove and economic ovens developed by

CSTRI,

ii. Difficulty in convincing silk reelers in Sidlaghatta to encourage them to shift

to more energy efficient means of production. This difficulty stems from a

lack of faith in applied research and previous experiences where researchers

have experimented and failed in implementing sustainable technologies (for

e.g. gasifiers)

iii. Difficulty in arranging for funds from microfinancers for this group of silk

reelers in Sidlaghatta. Previously microfinancers had lent money to several

silk reelers who failed to pay back money on time or at all. This has lead to a

situation where microfinancers are unwilling to lend money to this group.

iv. Difficulty in devising financially viable options for silk reelers to shift to

sustainable production strategies. This difficulty arises because silk reelers get

extremely small profit margins as they have to buy their raw material (silk

cocoons) at a fair price from the government regulated markets but sell their

product (reeled silk) in unregulated markets to agents who try to pay the

lowest possible price. Despite government efforts to regulate the price of

reeled silk by holding fair price auctions in regulated silk markets, the

government has failed to make it illegal for silk traders to buy silk in other

unregulated markets. Due to this failure silk traders do not attend the

regulated silk auctions and prefer to buy silk at unregulated prices that are

much lower than those in the regulated markets, and thereby squeezing profit

margins for silk reelers.

v. The most suitable venue for an awareness program for silk reelers would

have been the silk cocoon market in Sidlaghatta, where all silk reelers gather

in the morning to buy silk cocoons. However, a previous government officer

had taken money from silk reelers for silk reeling machines but had not yet

delivered the machines. Due to this incident silk reelers were angry with the

government officials. Current government officials were afraid that they may

not be able to control the large group of silk reelers in case they got agitated

and angry during the program. This was the primary reason for holding the

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awareness program at the small office of the sericulture department in

Sidlaghatta. Due to lack of faith in the government officials and the

department only 100 of the 3033 (3%) silk reeling unit owners attended the

awareness program. This small turnout at the event further reduced chances

of convincing silk reelers to invest in changing their practices to more

sustainable ones.

Conclusions

This investigation has shown that simple and elegant industrial ecology tools such as

material flow analysis can reveal a wealth of information on current resource

consumption patterns. Such data can be used for effectively implementing strategies

to optimize resources for a cluster of cottage scale industries. In addition this data

can be used to assess the feasibility of seeking funds for implementing appropriate

renewable energy technologies via the clean development mechanism. We hope that

silk reelers will be able to implement these recommendations with the help of

subsidies from the Government or from CDM grant funds so as to increase economic

benefits for themselves while simultaneously decreasing negative environmental

impacts of the cottage scale sector in India and other developing countries.

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Mande S, Dhingra S, Raman P, Kishore V V N. 1997 Development of gasifier based

silk reeling oven: phase I New Delhi: Tata Energy Research Institute. [Report

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MNRE (Ministry of New and Renewable Energy), 2010. Jawaharlal Nehru National

Solar Mission <http://mnre.gov.in/pdf/mission-document-JNNSM.pdf>

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Clean development mechanism - Simplified project

design document for small-scale project activities (ssc-

cdm-pdd)

Document prepared by: Resource Optimization Initiative, Bangalore, India

Project to be implemented by: Central Silk Technological Research Institute (CSTRI),

Bangalore, India

Project to be implemented in: Silk reeling industries in Sidlaghatta

Clean Technology to be implemented: Solar Water Heaters and Energy Efficient

Rocket Stoves

Number of industries (silk reeling units) where clean technology is to be

implemented: 3033

Crediting Period: 10 years

CO2 Before Implementation (10 years): 211,000 tons of firewood/year x 1.83 tons of

CO2/ton of firewood x 10 years = 3861300 tons of CO2

CO2 After Implementation (10 years): 55% (211,000 tons of firewood/year x 1.83 tons

of CO2/ton of firewood x 10 years) = 2123715 tons of CO2

Reduction in CO2 emission (10 years) = 1737585 tons of CO2

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CLEAN DEVELOPMENT MECHANISM

SIMPLIFIED PROJECT DESIGN DOCUMENT

FOR SMALL-SCALE PROJECT ACTIVITIES (SSC-CDM-PDD)

CONTENTS

A. General description of project activity

B. Baseline methodology

C. Duration of the project activity / Crediting period

D. Monitoring methodology and plan

E. Calculation of GHG emissions by sources

F. Environmental impacts

G. Stake holder’s comments

Annexes

Annex 1: Information on participants in the project activity

Annex 2: Information regarding public funding

Appendix

Appendix I: List of Abbreviations

Appendix II: List of References

Appendix III: CER calculation sheet

Appendix IV: Life Cycle Economic Analysis of VAR & VCR

Appendix V: Pictorial representation of the Monitoring Plan & Location of the

instruments

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SECTION A: General description of the small-scale project activity

A1. Title of the small-scale project activity

Title: ENERGY EFFICIENCY PROJECTS- TECHNOLOGICAL UP GRADATION OF

THE TRADITIONAL STOVES TO SOLAR WATER HEATING DEVICES COUPLED

TO HIGH EFFICIENCY ROCKET STOVES TO MAXIMIZE ENERGY EFFICIENCY

AND MINIMIZE EMISSION FROM SILK REELING INDUSTRY IN

SIDHLAGHATTA

PDD version:

Date:

A2. Description of the small-scale project activity

Background

Sidlaghatta is located 60 km North of Bangalore on National Highway No.7. This

town is near the Devanahalli International Airport and on the outskirts of

Chikballapur city.

Silk is the main commercial product in Sidlaghatta Taluk. Silk is one of the oldest

known textile fibers as it was used as long ago as the 27th century BC. In Sidlaghatta

silk processing is started in the year 1953

The silk manufacturing process is energy intensive and consumes fuel wood and

electrical energy. The main variety of silk available in Sidlaghatta is Mulberry silk;

the production of which is around 8000 tons per year.

The project activity includes energy efficiency improvement, emission reduction and

water recycling (ROI, 2010).

Purpose

With the growing concern of cleaner production, the Central Silk Technology and

Research Institute (CSTRI), a government research organization has focused on

energy conservation strategies in the existing operations. The basic objective of the

project is to reduce specific energy consumption through implementation of solar

water heating devices coupled to energy efficient stoves, which in turn reduces the

firewood consumption in the unit and subsequently reduces the Greenhouse Gas

(GHG) emissions.

CSTRI has performed an internal energy audit study of the traditional stove.

Potential areas of improvements were also identified by which the specific firewood

consumption could be reduced.

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Project Activity

The project activity involves a set of objectives involving technological up-gradation

of traditional stove in the form of energy efficiency projects at the silk reeling units in

Sidlaghatta. The objective as been classified under 2 major components as mentioned

below.

1. Improve energy efficiency of old traditional stove by replacing/modifying

them to rocket stove design.

2. Supply of solar water heaters to silk reelers to boil cocoons, so that

firewood consumption is reduced even further.

Salient Features of the Project:

• Improve energy efficiency of old traditional stove by replacing/modifying

them to rocket stove design

• Supply of solar water heaters to silk reelers to boil cocoons

• Reduce firewood consumption

• Reduction of aggregate GHG emissions from the silk unit due to overall

energy savings

Project’s contribution to sustainable development:

The contribution of the project activity towards sustainable development has been

addressed under the following pillars of sustainable development:

Social Well Being: The task of the project is to do social responsibilities also. Use of

improved traditional stoves would reduce the amount of smoke generated and

thereby promote better health among silk reelers. The efficient stoves will also reduce

the amount of firewood burnt to meet the heat requirement of the reeling process.

Thereby the silk reelers will be able to save money from reduced consumption of

firewood and in turn upgrade their standard of living.

Environmental Well Being: The project activity reduces the specific firewood

consumption for the production of silk. This reduction in firewood consumption

corresponds to the reduced emissions of equivalent amount of carbon dioxide from

combustion process and reduced GHG emissions in transportation of firewood.

These efforts result in the reduced consumption of firewood (a depleting reserve),

which is a primary resource for energy generation. In addition, reducing

deforestation causes an increase in (i) availability of carbon sinks, (ii) biodiversity

and (iv) ecosystem services. Thus project activity contributes towards socio-

economic benefits both at micro and macro level.

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Technological Well-being: With the project activity, the silk reeling sector upgrades

its core production process to an energy efficient and cleaner process.

A3. Project participants

Contact Person:

(Details in Annex I)

Name of party involved

(host party)

Private and/or public

entity

(ies) project participants

(as applicable)

Kindly indicate if the

Party involved wishes to

be considered as project

participant (Yes/ No)

A.4. Technical description of the small-scale project activity

A.4.1. Location of the small-scale project activity

A.4.1.1. Host Party(ies):

India

A.4.1.2. Region/State/Province:

Karnataka

A.4.1.3. City/Town/Community etc:

Sidlaghatta

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A.4.1.4.Detail of physical location, including information allowing the unique

identification of this small-scale project activity(ies):

Project is being implemented at Sidlaghatta, Chikballapur taluk, Karnataka, India

The town has got potential for higher growth rate due to its nearness to business

center such as Chinthamani and Bangalore. It is also near Chikballapur, Chinthamani

and it is located 20 km from State Highway No.5 and 16 km from National Highway

No.7.

A.4.2. Type and category(ies) and technology of the small-scale project activity:

The project falls under the UNFCCC small scale CDM project activity under Type II

with project activity involving energy efficiency measures reducing energy

consumption on the demand side.

Main category-Type II [Energy Efficiency Improvement Projects]

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Sub Category-D [Energy efficiency and fuel switching measures for industrial

facilities]

As per Appendix B of the UNFCCC-defined simplified modalities and procedures

for small scale CDM project activities, the aggregate energy savings from the project

activity primarily aimed at energy efficiency measures, may not exceed the

equivalent of 15 GWh per year, for the project to qualify as a small-scale CDM

project.

The project consists of industrial energy efficiency improvement measures through

technological up-gradation. The project activity would reduce energy consumption

on the demand side. As the net energy consumption reduction is less than 15 GWh

/annum, project falls under small-scale category.

Evidently, the project qualifies as a small scale one under Type II.D.

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Project activity with technology detail

Project activity involves modifications in the existing traditional stove coupled with

solar water heater.

The technological description of the energy efficiency project as described by the

Resource Optimization Initiative (ROI) in different silk reeling units, is described

below. The project activity components implemented by CSTRI in a phase-wise

manner will be complete by ____________. Depending upon the technology adopted

and mode of heat recovery all the energy efficiency measures taken up by this project

activity have been categorized under two components which represent the two major

principles adopted by the project proponent in the facility. These are:

Enhanced heat utilization through efficient stoves which reduce consumption of

firewood by 20% to 70% and also reduction in pollution by 40 to 85%

Use of solar water heaters to boil cocoons which will further reduce consumption of

firewood to 25% to 70% and also reduce pollution by 90% when combined with

efficient stoves

The above components consist of different sub-components or sub-activities

undertaken in different units

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Component 1. Enhanced heat utilization through efficient stoves which reduce

consumption of firewood by 20 to 70% and also reduction in pollution by 40 to 85%

1. This project component involves the following individual energy efficiency

measures in different sections of the silk reeling industry:

2. Insulated compartment around the fire so that it can resist the amount of heat

generated.

3. Short chimney which is insulated above the fire to burn up the smoke and

speed up the draft.

4. Increase the draft being pulled into the fire through the implementation of the

rocket stove design to reduce the emission of smoke.

5. Provide unrestricted airflow by maintaining constant cross sectional area

through the stove.

6. Increase efficiency by maintaining the same size for (i) opening into the fire,

(ii) size of the spaces within the stove through which hot air flows, and (iii)

chimney.

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EXAMPLE OF ROCKET STOVE

The Rocket stove is design of wood-burning cooking stove. It is easy to construct,

with low-cost materials. These are low-mass stoves designed to burn small pieces of

wood very efficiently. Cooking is done on top of a short insulated chimney. The

stoves are typically constructed out of trash: tin cans, old stovepipes, etc. A skirt

around the pot will help hold heat in and thereby increase efficiency.

Rocket stoves use branches, twigs, small wood scraps, or just about any small

combustible material for fuel. These pieces of wood or other material burn at their

tips and thereby increasing combustion efficiency, creating a very hot fire, and

eliminating smoke. The low-mass stove body and insulated chimney assure that the

heat goes into the cooking pot, and not into the stove. Rocket stoves used in

conjunction with hay-boxes can save enormous amounts of fuel, cooking complete

meals while using very few resources.

It operates roughly twice as efficiently, and substantially more cleanly, than the open

fire cooking methods still used in many areas of the world. Furthermore, the design

of the stove requires small diameter lengths of wood, which can generally be

satisfied with small branches. As such, sufficient fuel for cooking tasks can be

gathered in less time, without the benefit of tools, and ideally without the destruction

of forested areas.

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Use of solar water heaters to boil cocoons which will further reduce consumption of

firewood to 25% to 70% and also reduce pollution by 90% when combined with

efficient stoves

Solar energy is one of the main renewable sources which will help silk reelers to boil

cocoons. Technical details of solar water heaters are described below.

Solar water heaters are made up of collectors, storage tanks, and, depending on the

system, electric pumps.

There are basically three types of collectors: flat-plate, evacuated-tube, and

concentrating. A flat-plate collector, the most common type, is an insulated, weather-

proofed box containing a dark absorber plate under one or more transparent or

translucent covers.

Evacuated-tube collectors are made up of rows of parallel, transparent glass tubes.

Each tube consists of a glass outer tube and an inner tube, or absorber, covered with

a selective coating that absorbs solar energy well but inhibits radiative heat loss. The

air is withdrawn ("evacuated") from the space between the tubes to form a vacuum,

which eliminates conductive and convective heat loss.

Concentrating collectors for residential applications are usually parabolic troughs

that use mirrored surfaces to concentrate the sun's energy on an absorber tube (called

a receiver) containing a heat-transfer fluid.

Most commercially available solar water heaters require a well-insulated storage

tank. Many systems use converted electric water heater tanks or plumb the solar

storage tank in series with the conventional water heater. In this arrangement, the

solar water heater preheats water before it enters the conventional water heater.

Some solar water heaters use pumps to re-circulate warm water from storage tanks

through collectors and exposed piping. This is generally to protect the pipes from

freezing when outside temperatures drop to freezing or below.

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A.4.3. Brief explanation of how the anthropogenic emissions of anthropogenic

greenhouse gas (GHGs) by sources are to be reduced by the proposed small-scale

project activity, including why the emission reductions would not occur in the

absence of the proposed small-scale project activity, taking into account national

and/or sectoral policies and circumstances:

The project activity includes a host of energy efficiency measures in the form of

modification in the present traditional stove system through effective heat utilization

with the use of new improved stove design. These improved stove coupled with

solar water heater will help in reducing the demand for fire wood in view of the fact

that in absence of these measures an much larger amount of firewood would be

consumed releasing more smoke and CO2 into the atmosphere.

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SECTION B. Application of a baseline methodology:

B.1. Title and reference of the approved baseline methodology applied to the small

scale project activity:

Title: ENERGY EFFICIENCY IMPROVEMENT PROJECTS – Energy Efficiency for

Industrial Facility– Type II.D

Reference: Appendix B of the simplified modalities and procedures for small-scale

CDM

Project activities - Indicative Simplified Baseline and Monitoring Methodologies

for Selected Small-Scale CDM Project Activity Categories

Details of approved methodology for baseline calculations for small-scale CDM

projects of Type II.D is specified in the document referred below.

B.2 Project category applicable to the small-scale project activity:

Appendix B of the simplified M&P for small-scale CDM project activities,

provides guidelines for preparation of Project Design Document (PDD) including

baseline calculations. As per this document the proposed project falls under

Category II.D – “Energy Efficiency and Fuel Switching measures in industrial

facilities.”Baseline methodology for projects under Type II. D has been detailed in

this document. It states:

“3. The energy baseline consists of the energy use of the existing equipment that is replaced in

the case of retrofit measures and of the facility that would otherwise be built in the case of a

new facility. In both cases, the electricity component of the energy baseline is adjusted for

technical transmission and distribution losses for the electrical grid serving the industrial

facility.

4. Each energy form in the emission baseline is multiplied by an emission coefficient (in kg

CO2equ/kWh). For the electricity displaced, the emission coefficient is calculated in

accordance with provisions in paragraphs 6 or 7 for category I.D projects. For fossil fuels, the

IPCC default values for emission coefficients may be used.”

Thus the energy baseline is the energy use or total amount of firewood consumption

in the present scenario. The project activity in silk-reeling sector, Sidlaghatta whose

energy baseline consists of the energy use in the existing traditional stoves in form of

firewood, that is replaced with better and efficient stoves (also called as Rocket

stoves) coupled with solar water heaters, would reduce firewood consumption on

the demand side. The estimated reduction is within the upper cap of the small scale

CDM project activity under Category II.D (i.e., up to the equivalent of 15

GWh/annum). Estimated annual average energy savings from the project activity

would be of the order of 12.27 GWh/annum. Thus the baseline methodology

prescribed by the UNFCCC in Appendix B to Simplified M&P for small scale CDM

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projects activities belonging to Type II.D, is justifiably applicable for the project

activity.

B.3. Description of how the anthropogenic emissions of GHG by sources are

reduced below those that would have occurred in the absence of the registered

small-scale CDM project activity:

As per the decision 17/CP.7 paragraph 43, a CDM project activity is additional if

anthropogenic emissions of greenhouse-gases by sources are reduced below those

that would have occurred in the absence of the registered CDM project activity. The

project activity includes energy efficiency improvement measures with net CO2

emission reductions through reduced firewood consumption for the process.

Resource Optimization Initiative (ROI, Bangalore) has prepared the Project Design

Document. It will be best if the Central Silk Technological Research Institute (CSTRI),

Bangalore takes-up the implementation of this project as it is a well established body

that has engaged in implementing improved silk reeling technologies in the silk

reeling sector, all over India. This energy efficiency project is an important step

towards curbing GHG emissions by the silk reeling sector. The project activity has

been initiated to reduce the GHG (carbon dioxide) emissions by sources which

would otherwise not have been implemented due to the existence of the barrier(s)

discussed below. The decision on investment has been influenced by the Clean

Development Mechanism (CDM) related development at the United Nations

Framework Convention on Climate Change. The additionality has been further

established below in accordance with the UNFCCC guidelines.

Additionality test based on barriers to the proposed project activity

[Reference: Attachment A to Appendix B of the simplified M&P for small-scale CDM

project activities]

The project type is not a prevailing practice in the proposed area of implementation.

ROI identified the areas where the energy efficiency improvement in silk-reeling

sector could be adopted and then assessed means to reduce specific firewood

consumption and its associated emissions.

Barriers in the Implementation of the Project

There are basically two components of this barrier analysis. This is because of the two

options available for the reduction in firewood consumption. These options are:

1) Use of solar water heaters to raise the temperature of water to 60-700 C for boiling

cocoons. This would result in requirement of only small amount of wood to raise

the temperature of the water to 1000C. So the use of solar water heaters reduces

wood consumption to 25% to 70% and also results in smoke reduction of about

70%.

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2) The other option available is, use of rocket stoves, which are more efficient and

less polluting stoves. This stove is better over traditional stove as it allows

complete combustion of the fuel and the heat generated is recovered and utilized

for the other chamber. It has chimney attached to it to allow the flue gases to

escape and there is also a replaceable combustion chamber. Use of these stoves

reduces the firewood consumption from 20% to 60%.

Barriers of option 1: Use of solar water heaters

1) Technological Barrier: The technological barrier faced by the project for

installation of solar water heaters is that these devices are not able to heat the

water to 100 °C, therefore this technology cannot be used in isolation. Solar water

heaters can heat water to around 60 °C to 70 °C, after which the water will have to

be heated to 100 °C through the use of firewood, electricity or other fuels such as

coal. In addition some minimal maintenance activities are needed to ensure

proper usage. These maintenance activities include regularly (once a week)

cleaning the panels to avoid accumulation of dust as this could reduce the

efficiency of the solar water heater.

2) Investment Barrier: Money is one the key decisive factor for this project because

the target group viz. the silk-reelers are not in a good economic condition to afford

the solar water heaters. The cost of solar heaters is the main barrier for

implementation of this project, as the reelers are not capable of paying the costs.

3) Information Barrier: As the people of this sector are very poor, most of them

don’t even have done primary education. This results in negligence towards

acceptance of new technology. Most of the people are not even aware of the fact

that there are new technologies available in the market. Due to this limited

information they are resistant to accept such technologies.

Barriers of option 2: Use of rocket stoves

1) Technological Barrier: The rocket stoves prove to be better over traditional

stoves in terms of efficiency and are also less polluting. The main technological

barriers concerned with these stoves are the availability of trained technicians to

service the stoves. In addition users of the stoves need to be trained to not feed

too much wood into the stoves so as to maintain maximal efficiency. In addition

very large logs of wood will need to be cut into smaller pieces to ensure complete

combustion.

2) Investment Barrier: Although the cost of the stoves is not much, the stoves will

need to be customized for the silk reeling sector. Although these stoves will bring

a huge savings in firewood consumption, silk reelers are not able to afford the

costs of customization. In addition, silk reelers expect a subsidy from the

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government as the Central Silk Board has been providing subsidies for purchase

of equipment used to reel silk and that developed by the Central Silk

Technological Research Institute. As the Rocket Stove is not designed by the

CSTRI the Government is unlikely to provide subsidies for implementation of

this technology.

3) Information Barrier: As mentioned earlier because the reelers are not very

educated people, they are very apprehensive about accepting new technologies.

They don’t realize the demerits of their traditional stoves therefore it becomes

difficult to convince them about newer and better technologies.

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Table 1: Sensitivity of Net Present Value (NPV) w.r.t Electricity Cost

S.N

o Electricity

Cost

(Rs/Unit)

Units

consu

med

per month

Average electricity

Bill/month (Before Project)

(Rs.)

Average electricity bill

with 2% reduction

(After Project) (R

s.)

Savings per

month

1 1

528

528

517.

44

10.5

6

2 1.

5 52

8 79

2 77

6.76

15

.24

3 2

528

1056

10

34.8

8 21

.12

4 2.

5 52

8 13

20

1293

.60

26.4

0

5 3

528

1584

15

52.3

2 31

.68

6 3.

5 52

8 18

48

1811

.04

36.9

6

7 4

528

2112

20

69.7

6 42

.24

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54

Table 2: Sensitivity of Net Present Value (NPV) w.r.t firewood consu

mption in presence of solar water heaters

S.

No.

Cost of

firewood (Rs./

tons)

Consu

mption of wood

(tons/year)

Cost of purchasing

wood/year

(Before Project)

(Rs.)

Cost of purchasing w

ood/year

with 25 %

reduction

(After project) (R

s.)

Savings per year

(Rs.)

1 25

00

2110

00

52,7

5,00

,000

39

,56,

25,0

00

13,1

8,75

,000

2 27

00

2110

00

56,9

7,00

,000

42

,72,

75,0

00

14,2

4,25

,000

3 30

00

2110

00

63,3

0,00

,000

47

,47,

50,0

00

15,8

2,50

,000

4 32

00

2110

00

67,5

2,00

,000

50

,64,

00,0

00

16,8

8,00

,000

5 35

00

2110

00

73,8

5,00

,000

55

,38,

75,0

00

18,4

6,25

,000

6 37

00

2110

00

78,0

7,00

,000

58

,55,

25,0

00

19,5

1,75

,000

7 40

00

2110

00

84,4

0,00

,000

63

,30,

00,0

00

21,1

0,00

,000

Table 3: Sensitivity of Net Present Value (NPV) w.r.t firewood consu

mption in presence of Rock

et Stoves

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S. No

Cost of

firewood (Rs./

tons)

Consu

mption of wood

(tones/ year)

Cost of purchasing

wood/year

(Before Project) (R

s.)

Cost of purchasing w

ood/year

with 20 %

reduction (After

project) (R

s.)

Savings per year

(Rs.)

1 25

00

2110

00

52,7

5,00

,000

42

,20,

00,0

00

10,5

5,00

,000

2 27

00

2110

00

56,9

7,00

,000

45

,57,

60,0

00

11,3

9,40

,000

3 30

00

2110

00

63,3

0,00

,000

50

,64,

00,0

00

12,6

6,00

,000

4 32

00

2110

00

67,5

2,00

,000

54

,01,

60,0

00

13,5

0,40

,000

5 35

00

2110

00

73,8

5,00

,000

59

,08,

00,0

00

14,7

7,00

,000

6 37

00

2110

00

78,0

7,00

,000

62

,45,

60,0

00

15,6

1,40

,000

7 40

00

2110

00

84,4

0,00

,000

67

,52,

00,0

00

16,8

8,00

,000

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56

Table 4: Sensitivity of Net Present Value (NPV) w.r.t firewood consu

mption in combined presence of solar water heaters and rock

et stoves

S. No

Cost of

firewood

(Rs./

tons)

Consu

mption of wood

(tons/

year)

Cost of purchasing

wood/year

(Before Project)

(Rs.)

Cost of purchasing w

ood/year

with 45 %

reduction

(After project)

(Rs.)

Savings per year

(Rs.)

1 25

00

2110

00

52,7

5,00

,000

29

,01,

25,0

00

23,7

3,75

,000

2 27

00

2110

00

56,9

7,00

,000

31

,33,

35,0

00

25,6

3,65

,000

3 30

00

2110

00

63,3

0,00

,000

34

,81,

50,0

00

28,4

8,50

,000

4 32

00

2110

00

67,5

2,00

,000

37

,13,

60,0

00

30,3

8,40

,000

5 35

00

2110

00

73,8

5,00

,000

40

,61,

75,0

00

33,2

3,25

,000

6 37

00

2110

00

78,0

7,00

,000

42

,93,

85,0

00

35,1

3,15

,000

7 40

00

2110

00

84,4

0,00

,000

46

,42,

00,0

00

37,9

8,00

,000

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Some Barriers for Silk-Reeling Sector in General:

The Indian Silk-reeling sector is experiencing soaring raw material prices (especially

firewood), barriers in pricing flexibility, low profit margins and non-availability of

labors. A current-state analysis has been presented below to demonstrate the

economic downturn in the silk-reeling industries. If CSTRI raises investment for this

energy efficiency project through internal accruals, such a situation may act as

financial barriers for the implementation of the project activity.

Two third of the total silk produced in India is being produced in Karnataka itself,

followed by Andhra Pradesh and Tamil Nadu. However, because of the shrinkage in

the mulberry cultivation area, there is also the possibility of a shortfall in the supply

of cocoon which may also exacerbate the economic situation of the silk-reeling

industries. With imports of firewood from nearby states, the cost of transportation

increases and hence the cost of silk produced also increases. It has also been seen that

there is extreme fluctuation in cocoon and raw silk production. The prices of

firewood, which is the key raw material for silk-reeling industry, has also

experienced an uptrend from around Rs.2600/- per tons in 2009 to Rs. 3000/- per

tons in 2010 (Rs. 400/year = 13% increase/year).

Field observations conducted by ROI researchers show that the consumption of

firewood is mostly in the form of tamarind firewood and it’s a fact that tamarind

trees take hundred years to grow to its maximum size. Therefore, this sector is

utilizing a very precious form of natural resources. The huge consumption of

firewood has lead to depletion of the forest cover in the state and now has turned to

neighboring states such as Andhra Pradesh. This import has lead to the increase in

the cost of firewood and thus an increase in silk produced. In fact, the silk production

in the state of Karnataka has dropped by 1000 tons in the year 2009 compared to

2007-08 2. The reason reported for this was a drastic shrink in the area under

mulberry cultivation and consequently less production of cocoons. The rising input

and labor costs, besides competition with imported Chinese silk had forced

thousands of farmers to uproot mulberry cultivation and abandon sericulture all

together. The total number of small-scale reeling units in the State had come down

from 11,000 in the year 2007 to 7,500 in the year 2009.

Such a down-turn in the silk-reeling industry has also affected the overall

profitability of silk-reelers and acts as an investment barrier for the project activity.

The project activity has to be implemented in phases to avoid negative impacts from

the market.

2 Laiqh A. Khan. 2009. State’s top position in silk production under threat. The Hindu. Bangalore.

24/07/2009 <http://www.thehindu.com/2009/07/24/stories/2009072454750600.htm>

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B.4. Description of how the definition of the project boundary related to the

baseline B methodology selected is applied to the small-scale project activity:

According to the baseline methodology “The project boundary is the physical,

geographical site of the industrial facility, processes or equipments that are affected by the

project activity”. The project boundary for this project activity consists of:

• The firewood consumed in cooking the cocoons.

• The firewood consumed for maintaining constant temperature in the reeling

basins.

• The physical boundary of the project is Sidlaghatta.

A brief and simple schematic of the project boundary has been shown in the

following diagram. The project boundary and the consolidated diagram consisting of

all the components of the project activity have been detailed in the section D.3.

Mulberry Cocoon Cooking of Reeling Skeining Bundling

Charcoal

Silk

WasteWaste

Water

Dead

WormsAsh

Water

FirewoodCocoon

Transportation of

Solar Water Heaters

Transportation of

Rocket Stoves

Reduction in the

transportation of wood

Cultivation Cocoons

Figure showing the boundary of the project activity and leakage

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B.5. Details of the baseline and its development:

B.5.1: Detail of the energy and emission baseline has been developed using the

baseline methodology prescribed by the UNFCCC in Appendix B to Simplified M&P

for small scale CDM projects activities belonging to Type II.D. The baseline study is a

two-step study conducted to determine the Baseline emissions over the crediting

period in absence of project activity.

Step – I: Determination of Energy Baseline

Step – II: Determination of carbon intensity of the chosen baseline

Step I

Energy Savings by Project Activity

The project activity will save 94,950 tons of firewood/annum if solar water heaters

and energy efficient stoves are implemented in all of the 3033 silk reeling units in

Sidlaghatta. Therefore, a conventional energy equivalent of 9,49,500 tons of firewood

for a period of 10 years would be conserved by the project activity. Without the

project activity, to produce the same amount of heat, the traditional stoves would

have taken up 211000 tons of firewood and hence more CO2 would have been

released in the atmosphere.

Energy Baseline

In absence of the proposed project activity the easiest option available for the project

proponent is to continue with the existing traditional stoves for boiling cocoons in

the unit. Therefore, the energy baseline for the project activity will be the

continuation of the existing traditional ways of cooking the cocoon with stoves

having efficiency of about 10% to 15% 3.

Step II

As per the provisions of paragraph 59 of Appendix B of Simplified Modalities and

Procedures for Small Scale CDM Project Activities [FCCC/CP/2002/7/Add.3,

English, Page 21], the emission coefficient (measured in Kg of CO2/ Kg of firewood)

for the firewood saved had been calculated in accordance with the laboratory

analysis and stoichiometric analysis.

3 Mande, S., V. V. N. Kishore. 2007. Towards Cleaner Technologies: A process story on

biomass gasifiers for heat applications in small and micro enterprises. TERI and Swiss Agency

for Development and Cooperation. <http://bookstore.teriin.org/docs/books/SDC-

Gasifier%20full.pdf>

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Baseline Emissions

The main GHG emissions in this system boundary arise from burning firewood for

heat generation for silk reeling units. This heat is used for boiling water.

In addition to the emissions arising from firewood burning in silk production,

additional CO2 emissions occur during the transport of firewood from nearby

forests. Because of a lack of data on average transport distance for firewood to the

units (due to variety of firewood sources) fuel transport emissions are not included in

the system boundary of both the current situation and the project. This also provides

a much more conservative estimate of the emission reductions. The baseline

emissions are arrived at based on the above mentioned baseline emission factor

calculated based on the firewood consumption within the project boundary in the

absence of the project activity.

Based on the above, (see section E for calculations) the project activity will reduce

around 17,37,585 tons of CO2 in 10 year of credit period, if the solar water heaters

and rocket stoves are implemented in all 3033 silk reeling units. Since, the project

activity is not a baseline scenario, without project activity there will be emission as

per the carbon intensity of the baseline (1.5 ton CO2/ton of firewood with 10%

moisture). It is seen that if the firewood is of tamarind wood then 1.83 tons of CO2 is

produced from burning one ton of firewood (climateproject.org). Therefore the

project activity on implementation would reduce the energy requirement of the

system within the project boundary and its associated emissions.

B.5.2 Date of completing the final draft of this baseline section – June 2010

B.5.3 Name of person/entity determining the baseline: Resource Optimization

Initiative (ROI, Bangalore) (Project Participant, details listed in Annex-01).

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SECTION C. Duration of the project activity / Crediting period:

C.1. Duration of the small-scale project activity: 10 Years

C.1.1. Starting date of the small-scale project activity:_____________

C.1.2. Expected operational lifetime of the small-scale project activity: 20 years

C.2. Choice of crediting period and related information:

C.2.1. Renewable crediting period:

C.2.1.1. Starting date of the first crediting period:__________

C.2.1.2. Length of the first crediting period: 10 years

C.2.2. Fixed crediting period:

C.2.2.1. Starting date:

C.2.2.2. Length: 10 years

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SECTION D. Application of a monitoring methodology and plan

D.1. Name and reference of approved monitoring methodology applied to the

small-scale project activity

The project activity for the silk reeling sector in Sidlaghatta falls under Category II.D

as has been established in section A.4.2 Therefore, monitoring of the project

parameters will be performed according to the Appendix B of the simplified M&P for

small-scale CDM project activities, for industrial energy efficiency projects falling

under Category II.D.

D.2. Justification of the choice of the methodology and why it is applicable to the

small-scale project activity

The project activity includes the installation of solar water heaters coupled to

efficient stoves at silk reeling units in Sidlaghatta where installation of energy

efficiency measures would result in reduction in specific energy consumption and

GHG emissions. Here emission reduction quantity depends on the units of firewood

(kg of firewood) that would be saved by the project activity.

Description of Monitoring Plan

As per Appendix B of the simplified M&P for small-scale CDM project activities, for

industrial energy efficiency projects falling under Category II.D, in the case of retrofit

measures, monitoring shall consist of:

(a) Documenting the specifications of the equipment replaced

(b) Metering the energy use of the industrial facility, processes or the equipment

affected by the project

(c) Calculating the energy savings using the metered energy obtained from sub-

paragraph ‘(b)’

The project activity at Sidlaghatta involves installation of some new equipments and

ancillaries in the existing silk reeling units for improving energy efficiency through

the use of solar water heaters and efficient stoves. Therefore, this project activity is

not the development of a new facility but just an addition to the existing system and

thus the project activity will follow the M&V Plan for a retrofit system.

A Monitoring & Verification (M&V) Plan has been developed by Resource

Optimization Initiative (ROI), Bangalore for monitoring and verification of actual

emission reduction. The Monitoring and Verification (M&V) procedures define a

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63

project-specific standard against which the project's performance (i.e. GHG

reductions) and conformance with all relevant criteria will be monitored and

verified. It includes developing suitable data collection methods and data

interpretation techniques for monitoring and verification of GHG emissions with

specific focus on technical / efficiency / performance parameters. It also allows

scope for review, scrutiny and benchmarking all this information against reports

pertaining to M & V protocols.

The M&V Protocol provides a range of data measurement, estimation and collection

options/ techniques in each case indicating preferred options consistent with good

practices to allow project managers and operational staff, auditors, and verifiers to

apply the most practical and cost-effective measurement approaches to the project.

The aim is to enable this project to have a clear, credible, and accurate set of

monitoring, evaluation and verification procedures. The purpose of these procedures

would be to direct and support continuous monitoring of project performance/key

project indicators to determine project outcomes, and green house gas (GHG)

emission reductions.

The project activity’s revenue is based on the units (tones of wood) that would be

saved in comparison to the units (tones of wood) that are consumed before the

implementation of the project to produce each kg of silk. The monitoring and

verification system would mainly comprise of these measures as far as wood

consumption and saving of energy are concerned.

The parameters and performance indicators are project specific and have been

described in the section D.3 under different project categories. Monitoring and

verification of raw material characteristics (physical characteristics)/ quality is also

required to be monitored as it could influence change in efficiency of the equipments

and hence the quantum of emission reductions in tones of CO2 equivalent.

The project would employ the monitoring and control equipments that measure,

record, report, monitor and control mentioned key parameters. The instrumentation

systems for monitoring of the project would mostly comprise instruments of reputed

make with desired level of accuracy. All instruments would be calibrated and

marked at regular intervals so that the accuracy of measurement can be ensured all

the time.

Justification of choice of methodology

Project activity would include a set of energy efficiency measures. The project

monitoring would include:

• Taking the daily ambient temperature 3 times a day (morning, afternoon,

evening)

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64

64

• Taking the temperature of bore well water before heating using a solar water

heater

• Taking the temperature of the water once it has been heated using a solar

water heater

• Calculating the difference in specific wood consumption for reeling 1 kg of

silk after and before project implementation, which is equivalent to total

energy saved

According to UNFCCC released document for choice of monitoring methodology –

Appendix B of the simplified M&P for small-scale CDM project activities also suggest the

same for projects similar to this project for the silk reeling sector under the

Paragraphs 62 (a) & (b).

The quantity of emission reduction unit claimed by the project will be the total

emission saved from reduced wood consumption. Therefore it is justified to check

the total wood consumption from total hot water consumption by the process and

compare this specific unit of wood consumption with pre-project stage historical data

of wood consumption of the said boundary.

GHG Sources

There is no direct onsite emission from the project boundary (due to the specific

activities included in the project activity). The project activity will only include some

technical modifications in the traditional stove, which will contribute to the enhanced

energy efficiency of the process without generating any additional GHG emission.

The indirect off-site GHG source would be the emission of GHGs involved in the

process of transportation for procurement of equipments. However, considering the

project life, the total wood consumption savings and the emissions to be avoided in

the life span of 20 –25 years emissions from the above-mentioned source are too

small and hence neglected.

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65

D.3 D

ata to be m

onitored

D

ata to be m

onitored in the Project A

ctivity: Component1: S

olar Water Heaters

ID

number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is data

archived to

be kept?

Comment

D.3

.1

Tem

per

atu

re

Incr

ease

in

tem

per

atu

re o

f

wat

er u

sin

g

sola

r w

ater

hea

ter

for

1 h

ou

r

deg

ree

Cel

siu

s

m

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s.

Th

e th

erm

om

eter

s w

ill

be

cali

bra

ted

on

ce i

n a

yea

r

and

ch

eck

ed b

y a

n

accr

edit

ed l

abo

rato

ry.

D.3

.2

En

erg

y

con

sum

pti

on

So

lar

ener

gy

fro

m s

un

jou

les

e D

aily

B

y d

oin

g

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s.

Tim

e o

f su

nri

se i

n

Sid

lag

hat

ta a

nd

tim

e

req

uir

ed t

o h

eat

wat

er t

o

max

imu

m p

oss

ible

tem

per

atu

re w

ill

be

reco

rded

eac

h d

ay.

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66

ID

number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is data

archived to

be kept?

Comment

D.3

.3

Red

uct

ion

in

fire

wo

od

con

sum

pti

on

Dec

reas

e in

fire

wo

od

con

sum

pti

on

afte

r

imp

lem

enta

tio

n

of

sola

r w

ater

hea

ters

kg

s c

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s.

Th

is v

alu

e w

ill

be

use

d t

o

esti

mat

e th

e re

du

ctio

n i

n

def

ore

stat

ion

du

e to

th

e

pro

ject

act

ivit

y.

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67

Component 2: Energy efficiency stove

ID

number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is data

archived to

be kept?

Comment

D.3

.4

Tem

per

atu

re

Incr

ease

in

tem

per

atu

re o

f

wat

er f

rom

roo

m

tem

per

atu

re t

o

100

°C u

sin

g

effi

cien

t st

ov

es

alo

ne.

deg

ree

cels

ius

m

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s.

Th

e th

erm

om

eter

s w

ill

be

cali

bra

ted

on

ce i

n a

yea

r

and

ch

eck

ed b

y a

n

accr

edit

ed l

abo

rato

ry.

D.3

.5

En

erg

y

con

sum

pti

on

En

erg

y c

on

ten

t

of

fuel

wo

od

to

incr

ease

th

e

tem

per

atu

re o

f

wat

er b

y 1

°C

fro

m 2

5 °C

jou

les

e D

aily

B

y d

oin

g

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s.

Th

e ca

lori

met

ers

wil

l b

e

cali

bra

ted

on

ce i

n a

yea

r

and

ch

eck

ed b

y a

n

accr

edit

ed l

abo

rato

ry.

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68

ID

number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is data

archived to

be kept?

Comment

D.3

.6

Fir

ewo

od

con

sum

pti

on

Dec

reas

e in

fire

wo

od

con

sum

pti

on

afte

r

imp

lem

enta

tio

n

of

ener

gy

effi

cien

t st

ov

es

kg

s c

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s. T

his

val

ue

wil

l es

tim

ate

the

red

uct

ion

in

def

ore

stat

ion

du

e to

th

e p

roje

ct a

ctiv

ity

.

C

arb

on

per

cen

tag

e

in w

oo

d

CO

2 em

issi

on

s

fro

m w

oo

d

resu

lt f

rom

th

e

per

cen

tag

e o

f

carb

on

in

wo

od

pp

m

e D

aily

B

y u

sin

g

sop

his

tica

te

d c

arb

on

mea

suri

ng

dev

ices

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sel

ecte

d

silk

ree

lin

g u

nit

s. T

his

val

ue

wil

l es

tim

ate

the

red

uct

ion

in

CO

2

emis

sio

ns

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69

Component 1 + 2: Solar water heaters coupled w

ith efficient stove

ID

Number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is

data

archived

to be

kept?

Comment

D.3

.8

Tem

per

atu

re

Incr

ease

in

tem

per

atu

re o

f

wat

er f

rom

25

°C t

o 1

00 °

C

usi

ng

so

lar

wat

er h

eate

rs

cou

ple

d t

o

effi

cien

t st

ov

es

deg

ree

cels

ius

m

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sele

cted

sil

k r

eeli

ng

un

its.

Th

e th

erm

om

eter

s w

ill

be

cali

bra

ted

on

ce i

n a

yea

r an

d c

hec

ked

by

an

accr

edit

ed l

abo

rato

ry.

D.3

.9

En

erg

y

con

sum

pti

on

En

erg

y c

on

ten

t

of

fuel

wo

od

to

incr

ease

th

e

tem

per

atu

re o

f

wat

er b

y 1

°C

fro

m h

ot

wat

er

fro

m t

he

sola

r

wat

er h

eate

r

e

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sele

cted

sil

k r

eeli

ng

un

its.

Th

e ca

lori

met

ers

wil

l b

e

cali

bra

ted

on

ce i

n a

yea

r an

d c

hec

ked

by

an

accr

edit

ed l

abo

rato

ry.

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70

ID

Number

Data type

Data variable

Data

unit

Measu

red

/Calculated

/Estim

ated

Recording

Frequency

How w

ill

the data be

archived?

(electronic/

paper)

For how

long is

data

archived

to be

kept?

Comment

D.3

.10

Fir

ewo

od

con

sum

pti

on

Dec

reas

e in

fire

wo

od

con

sum

pti

on

afte

r

imp

lem

enta

tio

n

of

so

lar

wat

er

hea

ters

co

up

led

to e

ner

gy

effi

cien

t st

ov

es

kg

s c

Dai

ly

By

do

ing

surv

ey a

nd

by

pap

er

arch

ive

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sele

cted

sil

k r

eeli

ng

un

its.

Th

is v

alu

e w

ill

esti

mat

e

the

red

uct

ion

in

def

ore

stat

ion

du

e to

th

e

pro

ject

act

ivit

y.

D. 3

. 11

Car

bo

n

per

cen

tag

e in

wo

od

CO

2 em

issi

on

s

fro

m w

oo

d

resu

lt f

rom

th

e

per

cen

tag

e o

f

carb

on

in

wo

od

pp

m

e D

aily

B

y u

sin

g

sop

his

tica

te

d c

arb

on

mea

suri

ng

dev

ices

10 y

ears

afte

r th

e

cred

itin

g

per

iod

Th

is d

ata

wil

l b

e

mo

nit

ore

d a

t 10

sele

cted

sil

k r

eeli

ng

un

its.

Th

is v

alu

e w

ill

esti

mat

e

the

red

uct

ion

in

CO

2

emis

sio

ns

du

e to

th

e

pro

ject

act

ivit

y

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71

Flow chart of traditional stove

Flow chart of solar water heaters coupled to energy efficient stoves

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72

4. Qualitative explanation of how quality control (QC) and quality assurance (QA)

Procedures are undertaken

Data

(Indicate table

and ID number

e.g.

D.4-1; D.4-2.)

Uncertainty level of

data

(High/Medium/Low)

Are QA/QC

procedures

planned for

these data?

Outline explanation why

QA/QC procedures are or are

not being planned.

D 3.8 Medium Yes It is a critical parameter that

would affect the GHG

reductions claims.

There is a considerable chance

of fluctuations of this data due

to variation in daily ambient

temperature.

D 3.9 Medium Yes It is a critical parameter that

would affect the GHG

reductions claims.

There is a considerable chance

of fluctuations of this data due

to variation in moisture

content, age and species of

wood.

D 3.10 Medium Yes It is a critical parameter that

would affect the GHG

reductions claims.

There is a considerable chance

of fluctuations of this data due

to variation in moisture

content, age and species of

wood.

D 3.11 Medium Yes It is a critical parameter that

would affect the GHG

reductions claims.

There is a considerable chance

of fluctuations of this data due

to variation in moisture

content, age and species of

wood.

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73

D.5.Please describe briefly the operational and management structure that the

project participant(s) will implement in order to monitor emission reductions and

any leakage effects generated by the project activity

The net reduction in fire wood combustion from the project activity will determine

the emission reductions from the project activity. This will be measured by accessing

combustion of fire wood in 10 randomly selected silk reeling units in the presence of

solar water heater and energy efficient stoves at different locations where the project

activity will be implemented. The monitoring and verification system mainly

comprise of records of temperature and wood consumption. The reduction in fire

wood combustion from the project activity ultimately results in reduced wood

consumption at the boiler end which leads to GHG emission reductions. Therefore,

the percentage of water and carbon in the wood has to be regularly monitored by

laboratory analysis as described in D 3.7 and D 3.11. The technology and control

system for the project activity are designed with adequate instruments to control and

monitor the various operating parameters for safe and efficient operation.

Central Silk Technological Research Institute (CSTRI) should be responsible for

monitoring and archiving of data required for estimating emission reductions The

Scientist in charge at the CSTRI Silk Testing Center in Sidlaghatta could be

responsible for primary data collection (daily data logging, and monthly reports). He

would be supported by his staff. The management structure has been demonstrated

below

D.6. Name of person/entity determining the monitoring methodology

Central Silk Technological Research Institute (Project Participant, details listed in

Annex-01)

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74

SECTION E.: Estimation of GHG emissions by sources:

E.1. Formulae used:

E.1.1 Selected formulae as provided in appendix B: Not available.

E.1.2 Description of formulae when not provided in appendix B:

The project activity includes the use of rocket stoves, which are more efficient than

existing traditional stoves coupled with solar water heaters. This combination can

reduce the firewood consumption to more than 45%. The effect of the project activity

would be reflected on reduced firewood consumption for boiling the cocoons. In

addition, the import of firewood would decline leading to stabilization in the cost of

production for raw silk. Therefore the GHG emission scenario in the specific areas of

project activity has be analyzed along with regular firewood consumption scenario

and calculation of the reduction of anthropogenic emissions by reducing firewood

combustion during boiling of cocoons. The calculated net baseline factor is a

conservative estimate of the emission of carbon dioxide before the project activity.

Algorithm and formulae used for estimation of the anthropogenic emissions by

sources of greenhouse gases of the baseline and GHG reduction units from project

activity are provided in the sections below.

E ffic ienc y

0%

10%

20%

30%

40%

50%

60%

70%

Traditional

S toves

R oc ket s toves S olar water

heaters

S olar water

heaters +

R oc ket s toves

E ffic ienc y

E.1.2.1 Describe the formulae used to estimate anthropogenic emissions by sources

of GHGs due to the project activity within the project boundary:

The project activity involves a set of energy efficiency measures in different units of

the silk-reeling sector. This energy efficiency project activity results in reduced CO2

emissions from the units due to reduced firewood consumption in the stoves.

As described in Section A, the component 1 of the project activity involves enhanced

heat recovery from process. Difference of the heat recovery in pre-project scenario

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75

and post-project scenario contribute to energy savings which in turn would lead to

firewood consumption savings.

In the section E.1.2.5 the consolidated algorithm is given for the calculation of GHG

emission reductions from the project activity. This algorithm has been developed

incorporating the Project Scenario as well as the Baseline scenario.

E.1.2.2 Describe the formulae used to estimate leakage due to the project activity,

where required, for the applicable project category in appendix B of the simplified

modalities and procedures for small-scale CDM project activities

The performance of the system may degrade over time and the efficiency may drop

down. There may also be some wear and tear in equipment over a period of time.

The CO2 emission from vehicles for the delivery of the stoves and solar water heaters

is an additional source of emissions. This leakage estimation would be accounted for

through the consolidated formulae in section E.1.2.5.

E.1.2.3 The sum of E.1.2.1 and E.1.2.2 represents the small-scale project activity

emissions:

Refer to the section E.1.2.5 for consolidated algorithm of emission reductions from

the project activity

E.1.2.4 Describe the formulae used to estimate the anthropogenic emissions by

sources of GHGs in the baseline using the baseline methodology for the

applicable project category in appendix B of the simplified modalities and

procedures for small-scale CDM project activities:

Refer to the section E.1.2.5 for consolidated algorithm of emission reductions for

component 1 & component 2 of the project activity. This algorithm has been

developed incorporating both After Project and Before Project (Baseline) scenarios.

E.1.2.5 Difference between E.1.2.4 and E.1.2.3 represents the emission reductions

due to the project activity during a given period: Consolidated algorithm for

calculating emission reductions from Component 1: Reduced firewood

consumption as a result of use of solar water heaters:

In the calculation of emission reduction from the project activity, the major criterion

was reduction in the consumption of firewood. It is seen that the use of solar water

heaters reduces the firewood consumption to at least 25% (pers. comm. Roy CSTRI),

although the solar water heater manufacturers claim that, if maintained properly, it

could even go to 50%. Therefore, to get a conservative estimate of the reduction in

CO2 emission we have taken the lowest estimate .i.e. 25%.

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Component 2 – Reduced firewood consumption as a result of use of rocket stoves:

In the calculation of emission reduction from the project activity, the second

component was reduction of firewood due to use of rocket stoves. These stoves are

more efficient than traditional stoves and also less polluting. The manufacturers of

these stoves claim that this design can save 20 to 70% of the firewood used by

traditional stoves. In addition these stoves can reduce the air pollution and smoke by

40 to 90%. Currently the silk reelers use traditional stoves that have an overall

efficiency of 10% to 15%.

CO2 emission reduction from the project activity = CO2 reduction from solar

water heaters + CO2 reduction from rocket stove

Before Project Scenario After Project Scenario

Mulberry Cultivation Fed by worms

Cocoons Processing

Heat

Cooking of cocoons Basins

(By traditional stoves) Extra firewood

Reeling

Skeining

Bundling

Mulberry Cultivation Fed by worms

Cocoons

Processing

Heat Recovery

Cooking of cocoons Basins

(By efficient stoves)

Reeling

Skeining

Bundling

Solar water

Heaters (25%

Savings in

firewood)

Efficient Stoves

(20% savings in

firewood)

The computation of the above mentioned project emissions have been performed in

The ‘Project emission’ section of the Appendix-III.

E.2 Table providing values obtained when applying formulae above:

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Table E.1 – CO2 emission reductions due to project activity

Sl. No. Operating Years CO2 Emission Reduction

from the Project Activity

(Tons of CO2)

1 2011-2012 1,73,759*

2 2012-2013 3,47,517

3 2013-2014 5,21,276

4 2014-2015 6,95,034

5 2015-2016 8,68,793

6 2016-2017 10,42,551

7 2017-2018 12,16,310

8 2018-2019 13,90,068

9 2019-2020 15,63,827

10 2020-2021 17,37,585

Total For 10 Years 17,37,585

* CO2 Emission Reduction from the Project Activity (Tons of CO2) in 2011-2012 =

45% * (1.83*211,000) = 1,73,759

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SECTION F.: Environmental impacts

F.1. If required by the host Party, documentation on the analysis of the

environmental impacts of the project activity:

The project activity does not fall under the purview of the Environmental Impact

Assessment (EIA) notification of the Ministry of Environment and Forest,

Government of India. However the project proponent has given due weightage to the

environmental aspects of the project activity. Basic philosophy of this project

activities involving implementation of solar water heaters coupled to energy

efficiency stoves in place of traditional stove involves measures that are driven by the

concept of reducing CO2 emissions from the silk reeling units and their impact on the

environment.

Air pollution: The project activity in the silk reeling unit proposed by Resource

Optimization Initiative (ROI) involves a set of energy efficiency measures for the up-

gradation of existing traditional stove systems. This project involves reduced

firewood consumption through supply of solar water heaters coupled to energy

efficient stoves. The solar water heaters are one of the safest water and zero-pollution

heating devices available in the market. These solar water heaters heat water from

room temperature (20 °C to 30 °C) to about 65 °C to 70 °C using solar energy. As they

use solar energy, they do not emit any emissions. In addition the energy efficient

stoves that are coupled to the solar water heaters are one of the safest stoves in the

market. Each energy efficient stove produces less external heat in the silk reeling

unit, less smoke and less pollution due to a chimney and other design elements that

are described in section A 4.2 (Project activity with technology detail). It also

drastically reduces the risk of health problems (1.6 million death/year in the world

because of respiratory diseases). Such energy efficiency measures ultimately reduce

firewood consumption to meet energy requirement for the process. Reduced

firewood consumption at the boiler end results in reduced CO2 emissions from the

unit. Moreover, the reduced firewood consumption in the process helps in avoiding

the following problems associated with the consumption of firewood:

• Deforestation which is responsible for about 20% of global greenhouse gas

emissions from combustion of fuel wood containing water vapor, carbon

dioxide and other chemicals and aerosol particulates, that can be irritating

and potentially dangerous by-products.

• Due to reduced wood consumption in the unit the associated emissions

related to the transportation of wood from forests to the unit get largely

eliminated.

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Noise Pollution: The project activity will not contribute to any additional noise

pollution. This is because neither the solar water heaters nor the efficient stoves emit

any sound.

Wastewater: Waste water which is released from the silk reeling process is not

polluted with chemicals but it is rich in protein called Sericin. Currently this waste

water is release directly into the town drainage system. In addition to reducing

firewood one of our project goals is to reuse this waste water either for generating

biogas, or as a supplementary fertilizer in agriculture fields around silk reeling units

so that ground water in the area gets recharged and farmers get higher yields from

their mulberry farms.

Solid waste: There is no proper ash handling system. Reduced wood consumption in

the unit helps in reducing, to some extent, the problems related to bottom ash

disposal from the stoves.

Monitoring: The Central Silk Technological Research Institute should undertake

regular monitoring of emissions generated from different unit operations. These

emissions should be compliant to the regulatory norms so that facilities operate with

necessary clearances from the relevant statutory bodies.

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SECTION G. Stakeholders’ comments:

G.1. Brief description of how comments by local stakeholders have been invited

and compiled:

Stakeholder consultation aims at:

� transparency

� accountability

� flexibility

� increased stakeholder awareness of policy issues

� broad stakeholder input and involvement

� efficiency and effectiveness

� promotion of stakeholder confidence

� an understanding of stakeholder perspectives

Identification of Stakeholders:

The project has to be implemented in the existing silk reeling units in Sidlaghatta.

The major stakeholders are:

� the community in the area

� the Government Departments like Central Silk Technological Research

Institute, Central Silk Board and the Department of Sericulture, Karnataka

� the owners of the silk reeling units

� the customers of raw silk

� the suppliers of wood, water and raw materials

Stakeholder consultation on the project activity is an on-going process. The Central

Silk Technological Research Institute is a proactive entity on the stakeholder and

social front. The project during its operations will try to adhere, as far as possible to

all relevant requirements of the stakeholders.

G.2. Summary of the comments received:

The process of stakeholder consultation is not over. While ROI was preparing the

project design document and over the course of its research investigation, it received

some comments from CSTRI and Silk reelers:

G.3. Report on how due account was taken of any comments received:

CSTRI: The CSTRI are meant to be keen about the welfare of silk reelers. However,

due general inefficiency in government run institutions and short terms for heads of

the different departments in CSTRI, they are not provided officials with incentives to

help reelers. Moreover, prejudice and apathy towards government run institution in

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addition to lack of co-operation between CSTRI (a body governed by the central

government (federal)) and the Department of Sericulture (a body governed by the

State government) hinder their ability to help silk reelers. CSTRI is willing to invest

efforts in improving conditions for the reeling sectors but have not yet been able to

find a financially viable solutions to reduce firewood and water consumption. Their

focus so far has been on primarily increasing production efficiency and quality

without taking resource consumption into account. In addition, the main issue for

CSTRI is finding alternative energy resources for the silk reelers to avoid using large

quantities of resources such as wood that are imported from other states in India.

ROI: The Resource Optimization Initiative is a not-for-profit research based

organization that is dedicated to promoting industrial ecology in developing

countries. ROI has done a detailed investigation on resources consumed by various

industrial activities <www/roi-online.org>. After an investigation on the silk reeling

sector ROI has proposed to reduce firewood consumption through the use of solar

water heaters coupled to efficient stoves while also reducing Greenhouse Gas (GHG)

emissions.

During ROIs investigation they found that around 211000 tons of firewood is

consumed by the silk reeling sector in Sidlaghatta per year, if all licensed units are

operational. Most of this firewood is imported from other states in India, and is

decreasing in availability in the concerned area. The reelers are getting very slim

economic benefits due to the high cost of wood and transportation charges.

Therefore, by creating a financially viable option (through CDM funding) for silk

reelers to reduce firewood and switch to other energy sources such as solar and

agricultural wastes (biofuels), the system can be made more sustainable. It is very

important to keep in mind the requirements of the reelers so as to offer them

solutions that are attractive and affordable.

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Annexure I – CDM PDD

CONTACT INFORMATION ON PARTICIPANTS IN THE PROJECT ACTIVITY

Organization: Central Silk Technological Research Institute

Street/p.o.box: Central Silk Board Complex, B.T.M. Layout, Madivala

Building:

City: Bangalore

State/region: Karnataka

Post fix/zip: 560 068

Country: India

Telephone: +91 80 2628 2122

FAX:

E-mail:

URL:

Represented by:

Title:

Salutation:

Last name:

Middle name:

First name:

Department:

Mobile:

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Organization: Resource Optimization Initiative

Street/p.o.box: No. 66, 1st Floor, 1st Cross, Domlur Layout,

Building:

City: Bangalore

State/region: Karnataka

Post fix/zip: 560 071

Country: India

Telephone: +91 80 2535 4466

FAX:

E-mail: [email protected]

URL: www.roi-online.org

Represented by:

Title: Research Director

Salutation: Dr.

Last name: Shenoy

Middle name:

First name: Megha

Department:

Mobile: +91 98456 12126

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Appendix I: List of Abbreviations

CC Climate Change

CDM Clean Development Mechanism

CER Certified Emission Reductions

CO2 Carbon di-oxide

CP Credit Period

CSB Central Silk Board, India

CSTRI Central Silk Technological Research Institute, Bangalore

Cum Cubic Meter

DOE Designated Operational Entity

DPR Detailed Project Report

EIA Environmental Impact Assessment

GHG Green House Gases

GJ Giga Joules

GoI Government of India

GWh Giga Watt hour

EIA Environmental Impact Assessment

HR or hr Hour

HW Hot Water

IPCC Intra-governmental Panel for Climate Change

KP Kyoto Protocol

km kilo meter

kWh Kilo Watt hour

MT Metric Ton

NOC No Objection Certificate

p.a. Per annum

PDD Project Design Document

PFD Process Flow Diagram

PIN Project Idea Note

ROI Resource Optimization Initiative

TDS Total Dissolved Solids

TPD Tones per day

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Appendix II: List of References Reno Particulars of the references

1 Kyoto Protocol to the United Nations Framework Convention on Climate

Change

2 Website of United Nations Framework Convention on Climate Change

(UNFCCC), http://unfccc.int

3 UNFCCC Decision 17/CP.7 : Modalities and procedures for a clean

development mechanism as defined in article 12 of the Kyoto Protocol

4 UNFCCC document, Clean Development Mechanism-Project Design

Document (CDMPDD) version 01(in effect as of: August 29, 2002)

5 UNFCCC document : Annex B to attachment 3 Indicative simplified

baseline and monitoring methodologies for selected small scale CDM

project activity categories ver. 01, January 21, 2003.

6 Intergovernmental Panel on Climate Change (IPCC) Document on

emission factors. IPCC-1996-Rev.

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Appendix V: Questionnaire for Teri, Silk board officials

and silk reelers

Questions for Teri

1) How many silk reeling units did you cover in your study?

2) How many gasifiers were installed in the silk reeling sector?

3) What were the challenges you faced during your study?

4) Are there other methods used that are similar to the gasifiers?

5) What are the differences between gasifiers and these other methods?

6) Have you seen any improvement in the health of the workers since the

gasifier has been used?

7) What is efficiency of the stove and the gasifier?

8) Currently do silk reelers use multiple fuels for heating water, if so which one

is the most preferred and why?

9) What are the operational and maintenance costs of the gasifiers and the

instruments in currently being used?

10) Are silk reelers given any subsidies for traditional stoves, gasifiers or any

other heating devices?

11) What is the amount of CO2 emission/ kg of produce (silk) from a traditional

stove, a gasifier and any other heating device in use?

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Questions for silk board officials

1) Silk reeling units are located_____ km away from the Sidlaghatta town?

2) Is the environment in and around Sidlaghatta polluted yes/no. What is its affects on public health and water?

3) Who bought the reelers their traditional stoves?

4) How old are the silk reelers’ stoves?

5) Where did they buy the stoves?

6) What are the designs of the stoves?

7) Who planned the design of the stove?

8) What raw materials were used in the manufacture of the stove?

9) Does the stove have any design defects?

10) Has the stove caused an industrial accident?

11) What is the amount of CO2 emitted from the stoves?

12) Have the silk reelers had any legal or regulatory problems because of the

method of silk reeling that they are using? Example:- because of the smoke or waste water from your process.

13) Do you know whether any of the other methods you mentioned have had any

legal or regulatory problems?

14) Are pollution control regulations enforced in the silk reeling sector?

15) What is the cost of maintence of the silk reelers’ unit?

16) Do you know if any of the other methods you mentioned had any legal or regulatory problems?

17) Are pollution control regulations enforced in the silk reeling sector?

18) Have any silk reelers in your locality paid a fine to the pollution control

authorities?

19) Do the silk reelers have easy access to water and wood?

20) Where do they get water and wood from? Distance covered?

21) What are the costs associated with gasifiers and costs associated with similar efficient alternatives?

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22) What is the cost of maintence of gasifiers and the alternatives?

23) Are there other methods used that are similar to the gasifiers?

24) On average, how many silk reeling units does a single owner own?

25) What is the average distance between 2 silk units?

26) Have you seen any improvement in the health of the workers since the

gasifier has been used?

27) How many types of ovens are you aware of?

28) What is the efficiency of the stove and the gasifier?

29) What are the risks associated with handling the traditional stoves?

30) How many cocoons can be boiled in 100 liters of water?

31) Are there multiple sources of fuel being used, if so which one is the most

preferred and why?

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Questions for silk reelers

Name:

Age:

Sex:

Village: District:

Contact information:

1) How many silk reeling units do you own?

2) How many Km is this unit located from Sidlaghatta town?

3) Are children (persons below 18 years of age) involved in the silk reeling in this

unit?

4) Is the environment in and around Sidlaghatta polluted yes/no?

5) If yes what are the pollution problems that you are facing?

6) What is the capacity of unit? How many kg of silk do you reel per day?

7) Quantity of the product produced? Price of the product?

8) What is the highest level of education you have completed?

No Schooling Elementary School High School

College degree What kind? Other training?

9) How many people live in your household?

a. What are their ages and genders?

Income & Employment

10) Any other job:

a. Type(s) of work:

b. Months per year you work in that job?

c. How much money you make from that job in a year?

11) Does anyone else in your family have any job?

If so, who in your family works, describe the type(s) of work, how many months a

year they work in that job, and how much money they make from that job in a year?

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12) How much money does your household make in an average year

13) Information on waste by your silk reeling units (types in materials used)

14) What do you do with your wastes that you do not sell?

15) Do you buy any agricultural wastes?

a. How much do you use of each?

b. How much do you pay for each kind?

16) If someone wanted to buy your silk wastes, what is the minimum price you

would be willing to sell them for?

17) What type of traditional stove do you use? Did you buy the stove or make it?

18) How old is your stove?

19) Where did you buy the stove? And how much did it cost?

20) Have you got any subsidy for the traditional stoves?

21) What is the cost of maintenance of your unit?

22) Have you made any modifications after buying the stove?

23) Who designed the stove?

24) What are the raw materials used in manufacture of the stove?

Raw material Details of the

fuel

Quantity/day or batch

of silk reeled per stove

Cost (Rs.) Location

Fuel

Silk

Water

Electricity

25) Does the stove have any design defect?

26) What are the risks associated with handling of the traditional stoves?

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27) Has the stove caused any accident in your unit?

Type of Accident Date Number of People

Affected

Severity of the

Accident

28) What is the amount of CO2 emission from stove?

29) Other than the method that you use to reel silk, what other methods do you

know of?

30) Where are these other methods implemented?

31) How much do these other methods cost?

32) Has the government given you any regulations for pollution reduction?

33) Has any silk reeler in your locality paid a fine to the pollution control

authorities?

34) Do you have easy access to water and wood and other raw material?

Type Location Distance to unit Cost (Rs.)

Water

Wood

Raw material

35) What are the raw materials for silk reeling? Fill the table in report?

Type Location Distance to unit Cost (Rs.)

36) How many cocoons can be boiled in say 100 liters of water?

37) Are there multiple fuels being used, if so which one is most preferred and

why?

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38) Is fuel switching possible? (such as switching from tamarind husk to coconut

shell)?

39) Why have you not bought biomass gasifiers?

40) Are there other methods used that are similar to the gasifiers?

41) Why have you not invested in those methods?

42) What are the differences between gasifiers and other methods?

43) Do you know anybody in Sidlaghatta who uses gasifier?

44) Have you seen any improvement in the health of the workers since the

gasifier is being used?

45) How many types of oven are you aware of?

46) How much fuel does your stove takes compared to gasifier for boiling the

same amount of cocoon?

47) Do you use a motor?

48) What is the capacity of the motor which is used in the process? (volts)

49) What other machines use electricity in your unit?

50) From where do you get electricity?

51) How much is your average bill per month and units consumed?

52) Do you have a diesel generator or any other source of electricity?

53) Have you ever thought of installing diesel generator?

54) Do you think it would be useful?

55) Do you get electricity throughout the day?

56) What is the quantity of fuel required to process a certain amount of cocoon?

57) Have you found any savings with respect to money after the use of gasifiers?

58) How much time do you spend in training the workers?

59) What are the barriers you will face while switching from traditional stove to

gasifier or any other technique?

60) If somebody provides you with a free gasifier or at a cheap rate will you

prefer to shift? If not, why?

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