AN APPROACH TO COLLABORATIVE SENSEMAKING PROCESS · 2012-10-03 · 1. Identify contextual...

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006 NORTH CAROLINA A&T STATE UNIVERSITY AN APPROACH TO COLLABORATIVE SENSEMAKING PROCESS Professor Celestine A. Ntuen, Ph.D Distinguished University Professor The Army Center for Human-Centric C2 Decision Making [email protected] http://gandalf.ncat.edu/ihms +1-336-334-7780 (X531): phone +1-336-334-7729: fax

Transcript of AN APPROACH TO COLLABORATIVE SENSEMAKING PROCESS · 2012-10-03 · 1. Identify contextual...

Page 1: AN APPROACH TO COLLABORATIVE SENSEMAKING PROCESS · 2012-10-03 · 1. Identify contextual information 2. Identify a common process in assigning meanings to context 3. Identify the

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

NORTH CAROLINA A&T STATE UNIVERSITY

AN APPROACH TO COLLABORATIVE SENSEMAKING PROCESS

Professor Celestine A. Ntuen, Ph.DDistinguished University ProfessorThe Army Center for Human-Centric C2 Decision [email protected]://gandalf.ncat.edu/ihms+1-336-334-7780 (X531): phone+1-336-334-7729: fax

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Presentation Outline

1. INTRODUCTION: Define Sensemaking/ Occasions for SM

2.THE INDIVIDUAL SENSEMAKING STRUCTURE

3.COLLABORATIVE SENSEMAKING (CS)4.PRINCIPLES SUPPORTING CS5.CS FRAMEWORK6.CHALLENGES 7.SUMMARY/ CONCLUSIONS/ EXAMPLE

CS SYSTEM

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Sensemaking: A process, design, or techniques of fusing information in context to derive understanding.

Making Sense: The art or science of making meaning and/ or interpreting information in context fordecision making.

WHAT IS SENSEMAKING ?

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Some Sensemaking Definitions

1. HOW MEANING IS CONSTRUCTED AT BOTH THE INDIVIDUAL & THE GROUP LEVELS – (Weick, 1995).

2. A SYSTEM OF ACTIONS, SYMBOLS AND PROCESSES THAT ENABLES AN ORGANIZATION TO TRANSFORM INFORMATION INTO VALUED KNOWLEDGE WHICH INTURN INCREASES ITS LONG-RUN ADAPTIVE CAPACITY – (Schandt, 1997; pp. 8)

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Some Sensemaking Definitions

3. A THEORY AND A PROCESS OF HOW PEOPLE REDUCE UNCERTAINTY OR AMBIGUITY; SOCIALLY NEGOTIATE MEANING DURING DECISION MAKING

----(Weick, 1985)

4. ARTICULATING AND POSSIBLY CONTESTING THE MEANING AND SIGNIFICANCE OF AN ARTIFACT OR IDEA –(S.B. Shum & A. M. Selvin, In Distributive Collective Practices 2000: www.limsi.fr/WkG/PCD2000)

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Some Sensemaking Definitions

5. COLLECTING “DOTS” and BRIDGING MEANING TO HUGE VOLUME OF DATA---INQ-Tel (Arlington-based company).

6. DERIVING MEANING FROM FRAGMENTARY CUES–(DARPA’S Information Awareness Project).

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Why Sensemaking ?Situation Understanding Solution Approach

•Political•Economic•Military•Social•Information•Infrastructure

Iraqi Problems•Insurgency•Terrorism•Civil Unrest•Ethnic Rivalry•Weapon of

Mass Destruction•Despotic Leadership

Adversary Characteristics

Dynamic, Uncertain, Chaos,Complex, Novel, Ambiguous,Asymmetric Enemy

OrFriend?

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Why Sensemaking ?Interpreting Commander’s Intent

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Spatial dimensions of the Sensemaking Environment:the Cynfin framework (a la Leedom, 2004 )

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

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Cognitive Domain

Sensemaking: An End-to-End Approach

Sensemaking

Battlespace Monitoring

Awareness Battlespace Management

Synchronization

Operating Environment

Adapted from “Understanding Information Age Warfare” (CCRP, 2001)

Physical Domain

Information

Domain

Command IntentUnderstanding

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To create a systematic, widespread and persistentCognitive Edge for the warfighter

Sensemaking Challenge

Target

Effect

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Hindsight:The commander relies in hindsight—elements of experiential knowledge; lessons-learned data; “I have seen this before syndrome”

Foresight:The commander attemptsto project his knowledge into the future throughenvisioning, anticipated (expected goals). A product of mental simulation

Insight:The commander relies on tacit knowledge—”knowing more than he can tell;” the “aha” experience

Oversight:The commander overestimates/Underestimates situation—unintentional omission or mistake.

Outsight:The commander looks foroutside informationto confirm his believes—HUMINT, SIGMINT, etc. “What is happening out there syndrome”

ME

TT-TC

The AdversaryP

ME

SII

SWEAT-MS

Short-sight:The commander relies on short-term goals; Lacks discernment or long-range planning perspective.

DIME

INDIVIDUAL SENSEMAKING STRUCTURE

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

INDIVIDUAL SENSEMAKING STRUCTURE

020406080

personal experience

display influence

depend on intuition

think about display

provide information

different thinkingAbsolutelySomewhatNone

TACIT KNOWLEDGE INTERACTION WITH OTHERSINDIVIDUAL MENTAL MODEL LEARNING STYLESSELF AWARENESS LEADERSHIP STYLESPERSONAL EXPERIENCE PERSONALITY STYLESCRITICAL THINKING ABILITY OTHER TRAITSINTUITION / COGNITIVE DEVELOPMENTTRAINING LEVEL OF EXPERTISE

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 20062006 CCRTS, San Diego. June 22, 2006

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THEORETICAL RATIONALE AND EMPIRICAL SUPPORT—THE INDIVIDUAL PERSPECTIVE

KLEIN (1988): Power of IntuitionMental SimulationMetaphorStory Telling

Theory of Expertise (Chi, Simon; 1981; Adelson, 1984; many others:

Product of experienceTrainingSkill, ability, knowledge Competency, ProficiencySituated Acts (Suchman, 1987)

Situational factorsTask complexityUncertaintiesCognitive codes in the mind

Schema Theories (Hintzman, 1976) Cognitive codes in the mindStorehouse of experienceDaily coping (Functional)Atypical beliefs (Cognitive)Meta-cognitive codes

(Contextual)Pirolli & Card Model:INFORMATION SCHEMA INSIGHT

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

PanicConfusionInconsistencyLack of CohesionSnafusLack of ConsensusBreak down in

sensemaking

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ORGANIZATIONAL (DRIVING) FACTORS IN THE SENSEMAKING PROCESS

Ecological Level(Environmental Interactions)

Organizational Level(Collaborative Work Communities)

Individual Level(Cognitive Core)

Levels ofOrganizationalSensemaking

Analysis

Individual & Group TrainingComplexity & Interdependence of

multiple culturesAvailability of Aiding ToolsFraming Shared Understanding

Team Situation AwarenessTeam Mental ModelShared Purpose

Common Language for communicationSynchronizing Efforts: Time & place

Bleach trainingin Iraq

Who is there?

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 1: Collaboration requires a shared vision and goal

Principle 2: Collaboration takes place in the same information space(a) Common operating picture(b) Common situation awareness

Principle 3: Collaboration results from shared communication

Principle 4: Time and space is invariant during collaboration

Principle 5: Collaboration involves organizational (group)knowledge process

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 1: Collaboration requires a shared vision and goal

Target space

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 2: Collaboration takes place in the same information space(a) Common operating picture(b) Common situation awareness

Do

you

see

wha

t I s

ee?

Can

you

tell

whe

re it

is?

Can

you

tell

wha

t tim

e it

disa

ppea

red?

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 3: Collaboration results from shared communication

What did I say?

What did you

tell him?

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 4: Time and space are invariant during collaboration

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

Principle 5: Collaboration involves organizational (group) knowledge process

IMINT/ SIGINT/ /MASINT/HUMINT/ REPORTS/

IMAGER/ ACOUSTICS/

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What

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SharedSharedShared“Deep” understandingof situation•Cause and effect•Temporal relations•Dynamic futures•Opportunities & Risks

Sensemaking•Values•Anticipated dynamicfutures•Alternatives perceived

Command Intent•Choice among alternativesIncluding contingent choices•Choices to wait•Choices to seek information•Choices to consult others

Prior Knowledge

Mental Models

DecisionProcesses

Judgment

Shared

Awareness•Emotions•Physiological Factors•Beliefs•Perceptions

Capabilities &Intentions

OtherUncertainty

Constraints

Environm

ent

Mission

Time & Space

Information (data in context)

Data (representation)

Planning•Missions•Assets•Boundaries•Schedules•Contingencies

Directives•Request for support•Queries•Reports•Efforts to consult

Actions

Decision SupportModels &Tools

CognitiveDomain

InformationDomain

PhysicalDomain

Objects/events

Synchronization

Ref: Leedom, 2004

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Sensemaking Process

Meaning

Interpretation

Comprehension

Understanding ExperienceTraining

Judgment

Knowledge

Information

Data

Transform,Act

Explore, Analyze, Fuse

A Team ofSensemakers

? ? ? ? ? ? ? ?

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

COLLABORATIVE SENSEMAKING

1. Identify contextual information

2. Identify a common process in assigning meanings to context

3. Identify the process for interpreting information

4. Identify process for understanding information

5. Define a common framework for sharing individual tacit knowledge.

THE FRAMEWORK

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What

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Actionable Knowledge

Understanding Analysis

Interpretation Domain

Meaning Analysis

Contextualization/ Situated Information

Tacit dimension

FocalKnowledge

Model-Based

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What

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Relevant Paradigms:Data/Frame ModelMulti-Thread/Multi-Trace Model

Leedom, 2005

THE FRAMEWORK

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Relevant Paradigms:Knowledge Marketplace ModelSocial Network Theory

Leedom, 2005

THE FRAMEWORK

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What

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Leedom, 2005

Relevant Paradigms:Knowledge Marketplace ModelSocial Network Theory

THE FRAMEWORK

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Concept is that of a social construction of knowledge. Social construction denotes the structure or the epistemology of team semantic knowledge, and, the process or the ontology of team syntactic knowledge.

Ntuen, C.A. A Model of Sensemaking in Dynamic Organizations:A Review and Implications for Military Decision Making Process ( ARO Report, August 30, 2005)

Challenges:Collaborative Sensemaking

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Multicultural Collaboration

• Lack of training• Warfighting Mindset• Lack of technologies to support full spectrum operations• Culturally-based differences in:

– Cognitive Processes– Organizational Procedures

Little information exchangeLimited understanding of team member roles and responsibilities Poor team coordinationLittle giving or receiving of assistance Little motivation to work with others on the team

Inaccurate team situation awarenessIncreased conflictLimited trustLow psychological safetyLack of commitment to the teamLittle innovation or risk takingPoor team performance

U.S. and Multinational Forces, Other Government Agencies, Non-Government

Organizations

A Possible Team

The ability to interoperate is necessary but not sufficient

to insure effective collaboration.

Barriers Challenges

Pierce (2006)

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2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

SUMMARY / CONCLUSIONS

1. COLLABORATIVE SENSEMAKING IS PERVASIVE INEVERYDAY TEAM PROBLEM SOLVING

2. MANY FACTORS AFFECT COLLABORATIVE SENSEMAKING PROCESS:

1. Group Dynamics2. Dynamic Tasks3. Availability of Technology4. Expertise and Experience of the Stakeholders5. Cultural Mix of the Sensemakers6. Communication / Language

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SUMMARY / CONCLUSIONS3. REQUIRES MODELLING METHODS THAT CAPTURES THE SENSEMAKING PROCESS ATDIFFERENT LEVELS OF ABSTRACTION

ContextualAnalysis =

Team Mental Model

Team Situation Awareness

TeamCommunication

Cognitive TaskAnalysis

Display &Visualization

InformationManagement

Kno

wle

dge

Man

agem

ent T

ools

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SUMMARY / CONCLUSIONS

Activate Execute

Interpret

ProblemStructuring

Decision/ActionSteps

relations

CoG and EffectSpace:Tactical thinking

Force/Power intensitymanagement

Procedural thinkingInstitutional thinking

Operational thinking

METT-CPMSEIIDIMESWEAT

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Effects

Mission

Tasks Planning

Target Nomination

Activities

Actions

Execution

Strategic goalOperational goalTactical goal

Abstraction Decomposition Ladder(Rasmussen, 1986)

SensemakingProcess

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SUMMARY & CONCLUSIONS

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Sample SM System to Support Collaboration

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SUMMARY & CONCLUSIONS

2006 ICCRTS, De Vere university Arms, Cambridge, UK. June 22, 2006

Analytical Model to help in information management

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SUMMARY & CONCLUSIONS

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QUESTION?