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GESTS Int’l Trans. Computer Science and Engr., Vol.18, No.1 209 GESTS-Oct.2005 An Analytical Model of Cell Coverage for Soft Handoffs in Cellular CDMA Systems Tsang-Ling Sheu and Jaw-Huei Hou Department of Electrical Engineering, National Sun Yat-Sen University Kaohsiung, TAIWAN [email protected], [email protected] Abstract. In this paper, we present an analytical model to study the soft handoff coverage by evaluating the new call blocking and the handoff call dropping probabilities in a cellular CDMA system. By assuming that the new call generation rate per unit area is uniformly distributed over the service area, enlarging the soft handoff region may increase both the blocking and the dropping probabilities. On the contrary, although shrinking the soft handoff region can reduce the two probabilities, an adverse effect may occur when the new call generation rate per unit area is largely increased. Finally, by fixing the maximum number of mobile calls per cell to a constant, we found out that a slight increase in the soft handoff region may greatly reduce the blocking and the dropping probabilities as well. 1 Introduction Previous works in soft handoff have been focused on the investigation of handoff delay versus cell coverage. Viterbi, et al [1] demonstrated that soft handoff could result in a larger cell coverage area and a subsequent increase in reverse link capacity. By investigating channel resources of soft handoff in a limited field environment, Cho, et al [5] proposed an analytical model for a DS-CDMA mobile system. Lee and Steel [9] analyzed the capacity loss on the forward link. They claimed that a small percentage of capacity loss might not adversely affect the overall system capacity, if the forward link capacity is higher than the reverse link capacity. In [10], Narrainen and Takawira proposed a traffic model for a DS-CDMA cellular network. In their scheme, the teletraffic behavior was investigated by taking into account CDMA soft capacity and soft handoff among cells. Kim and Sung [15] derived equations for handoff traffic and introduced a methodology to calculate the capacity increase due to soft handoff. However, their model assumed that cell coverage is square, which obviously simplifies the numerical analysis but it does not meet the realistic requirements of a cellular system. In [7], Kim proposed an algorithm of traffic Part of the work presented in this paper was published in the 10th IFIP Int'l Conf. on Personal Wireless Communications, Colmar, France, Augest 2005.

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GESTS Int’l Trans. Computer Science and Engr., Vol.18, No.1 209

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An Analytical Model of Cell Coverage for Soft Handoffs in Cellular CDMA Systems∗

Tsang-Ling Sheu and Jaw-Huei Hou

Department of Electrical Engineering, National Sun Yat-Sen University Kaohsiung, TAIWAN

[email protected], [email protected]

Abstract. In this paper, we present an analytical model to study the soft handoff coverage by evaluating the new call blocking and the handoff call dropping probabilities in a cellular CDMA system. By assuming that the new call generation rate per unit area is uniformly distributed over the service area, enlarging the soft handoff region may increase both the blocking and the dropping probabilities. On the contrary, although shrinking the soft handoff region can reduce the two probabilities, an adverse effect may occur when the new call generation rate per unit area is largely increased. Finally, by fixing the maximum number of mobile calls per cell to a constant, we found out that a slight increase in the soft handoff region may greatly reduce the blocking and the dropping probabilities as well.

1 Introduction

Previous works in soft handoff have been focused on the investigation of handoff delay versus cell coverage. Viterbi, et al [1] demonstrated that soft handoff could result in a larger cell coverage area and a subsequent increase in reverse link capacity. By investigating channel resources of soft handoff in a limited field environment, Cho, et al [5] proposed an analytical model for a DS-CDMA mobile system. Lee and Steel [9] analyzed the capacity loss on the forward link. They claimed that a small percentage of capacity loss might not adversely affect the overall system capacity, if the forward link capacity is higher than the reverse link capacity. In [10], Narrainen and Takawira proposed a traffic model for a DS-CDMA cellular network. In their scheme, the teletraffic behavior was investigated by taking into account CDMA soft capacity and soft handoff among cells. Kim and Sung [15] derived equations for handoff traffic and introduced a methodology to calculate the capacity increase due to soft handoff. However, their model assumed that cell coverage is square, which obviously simplifies the numerical analysis but it does not meet the realistic requirements of a cellular system. In [7], Kim proposed an algorithm of traffic

∗ Part of the work presented in this paper was published in the 10th IFIP Int'l Conf. on Personal Wireless Communications, Colmar, France, Augest 2005.

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management for multicode CDMA systems based on the same assumption that cell coverage is in square shape. Network capacity versus cell coverage was studied in [8]. Their analysis shows that there exists an explicit relationship between the cell coverage and the number of active users in the cell. This relationship may be useful for capacity planning, since the maximum amount of users admitted to a cell could be statistically determined. In [11], Avidor et al investigated the effect of two control parameters, the soft handoff threshold and the maximum number of active base stations. Their results demonstrated that the outage probability could be largely increased as the soft handoff threshold is increased and the number of active base stations is decreased.

In this paper, we build an analytical model to study the impact of changing soft handoff coverage on the new call blocking and the handoff call dropping probabilities for cellular CDMA systems. In our works, a cell is in hexagon shape with two parameters, a and b, representing the soft handoff region between the inner and the outer cell. Since these two parameters are tightly related to the thresholds of pilot signals, the adequate adjustment of the soft handoff region can improve system performance. The assumption of changeable soft handoff area makes our analytical model more realistic and more accurate. Additionally, since the generation rate of new calls may be affected once the size of service area is changed, we investigate the variations of new call blocking and handoff call dropping probabilities by first enlarging and then shrinking the soft handoff region.

The rest of this paper is organized as follow. Section 2 describes the basic traffic model of soft handoff used to build the proposed model for analyzing the soft handoff coverage. In Section 3, a Markov model is built to evaluate the average blocking probability of new calls and the average dropping probability of handoff calls. In Section 4, we present the analytical results and discuss the tradeoffs between enlarging and shrinking the soft handoff coverage. Finally, Section 5 contains concluding remarks.

2 The Soft Handoff Model

2.1 Soft Handoff

The pilot signal strength of base station (BS) that a mobile station (MS) can detect is inversely proportional to the distance between MS and BS. When pilot signal from a new BS is stronger than a threshold value, T_Add, a new link to the new BS is established while the old link to the old BS is still maintained. As shown in Fig. 1, a call is said to be in its soft handoff in this situation. An MS in soft handoff can communicate with two BS through two strong pilot signals, respectively. In a normal operation, if a pilot signal from the third BS becomes stronger than either of the two existing pilot signals, a handoff may occur and the call will drop the weakest link, so that only two links are available in any given time interval. For simplify, in our model, we do not consider the handoff effect from the third pilot signal. When the pilot signal from either the old BS or the new BS becomes weak and drops below a threshold value, T_Drop, the bad connection is released.

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Fig. 1. Soft handoff model of a CDMA system

The hexagon cell structure with soft handoff region for a mobile CDMA cellular system is shown in Fig. 2. In the figure, R is defined as the distance from the hexagon center to any vertex, and Req is defined as the equivalent radius of the hexagon cell. From [5], we know the equivalent radius can be derived as 0.91eqR R≈ . For convenience, the thresholds of T_Drop and T_Add can be defined as a function of Req. That is, and_ eqT Drop aR= _ eqT Add bR= , where 1 2a≤ ≤ and 0 b 1≤ ≤ . Soft handoff region may vary as the two parameters, a and b, change. Throughout this paper, the circle with radius is referred to as the inner cell. The circle with radius is referred to as the outer cell, and the hexagon cell with equivalent radius R

eqbR eqaR

eq is referred to as the original cell.

Fig. 2. The hexagon cell structures and their soft handoff boundaries

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The soft handoff rate is the frequency of soft handoff attempts that a call makes before the call terminates in the cellular system. The soft handoff rate can be determined by a number of factors. For examples, the size and the shape of a cell, the call density, and the moving speed of MS. Under the assumption that traffic is homogeneous and is in statistical equilibrium, the average handoff rate incoming to a cell is equal to the average handoff rate outgoing from the cell [3]. The derivation of the average outgoing handoff rate (λ ) can be referred to Thomas’s formula [4], [6]. Thus, we have

VLρλπ

= , (1)

where ρ , V and L, respectively, denote the call density per unit area, the average moving speed of MS, and the perimeter of the cell area.

2.2 Traffic Model

In the traffic model, we assume new call generations are uniformly distributed over the service area according to Poisson process with a mean rate per unit area ( aλ ), i.e.,

aλ is defined as the average number of new call generations per second per unit area. Although mobile call generations, in realistic, may be non-uniformly distributed over a service area, and the speed and the direction of a mobile call may vary during its call interval, for simplicity, we make some assumptions for the sake of analytical tractability [3], [13], [14]. That is, the speed and the direction of mobile calls are uniformly distributed in the interval [ ]max0, V , and in the interval [ ]0, 2π , respectively. In addition, in our model, the speed and the direction of a generated mobile call will remain unchanged during its call interval. The call duration time varies with a random variable , and it is assumed to be exponentially distributed

with a meancdT

1 cdμ . Thus, the probability density function of can be expressed as

cdT

, if 0( )

0, otherwise

cd

cd

tcd

Te t

f tμμ −⎧ ≥

= ⎨⎩

. (2)

2.3 System Capacity

In a cellular CDMA system, the call quality is proportional to the signal to interference ratio (SIR). SIR is directly affected by a number of factors, such as the system bandwidth, the code chip rate, the voice activity factor, etc. System capacity of a cellular CDMA system has been widely discussed in the previous literatures [1], [2], [8], [12]. The cell coverage versus system capacity is illustrated in Fig. 3 [8]. Note that in the figure, η represents the ratio of

0I N , where I is the cell interference

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power, and is the power density of the thermal noise. The results shown in Fig. 3 will be directly adopted to evaluate the blocking and dropping probabilities of our proposed model.

0N

Fig. 3. Cell coverage versus system capacity for a truncated Poisson user distribution

3 Performance Evaluation

When a call is generated in a certain cell, the cell is referred to as the original cell, and the call is categorized as a new call. When the new call move to the soft handoff region between the inner cell (with radius ) and the outer cell (with radius ), it may issue a handoff request to a new BS that is selected based on the strongest strength of pilot signals. If the selected new BS can offer a free channel to the mobile call, we say the handoff is successful. Within the soft handoff area, a successful handoff call can transmit data through either the old or the new BS. When this handoff call continues to pass through beyond the outer cell, the services from the old BS will be disconnected.

eqbR eqaR

The performance metrics of our interests include the average blocking probabilities of the new calls and the average dropping probabilities of the handoff calls. Assuming that the channel distributions and the cell structures are all identical as shown in Fig. 2, we can represent the new call generation rate per cell ( nλ ) as

2eqaoran RA πλλλ == , (3)

where orA is the area of original cell and aλ is the new call generation rate per unit area.

Handoff attempts may occur in the following two cases. In the first case, we

Jeff
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consider that mobile calls are generated only in the soft handoff region, where two neighboring cells have an overlapped area. Since we have assumed that new call generation rate is uniformly distributed over this overlapped area, only half of the new calls generated in one neighboring cell may issue handoff attempts to the other neighboring cell. Let the handoff attempt rate be denoted as 1hλ , we have

2 2 21

1 ( ) (12h a eqa b R Pλ πλ= − − )B

, (4)

where is the new call blocking probability. In the second case, we consider that mobile calls are generated within the inner cell. Handoff attempts can occur if the generated mobile calls are passing the inner cell boundary and entering the soft handoff region. This handoff attempt rate is denoted as

BP

2hλ . Refer to Thomas’s

formula as shown in Eq. (1), we have 2λ λ= , 2 eqL bRπ= and V is the average speed of mobile calls. Therefore, if the overall handoff attempt rate issued to the neighboring cells is denoted as hλ , we have,

1h h h2λ λ λ= + . (5) Since ρ is defined as the call density per unit area, it can be expressed as

( ) 1nc hc

ch otAλ λρ

μ+

= × , (6)

where ncλ and hcλ are, respectively, defined as the successful generation rate of new calls and the successful handoff attempt rate of handoff calls. They can be expressed as

(1 )nc n BPλ λ= × − , (7)

(1 )hc h fPλ λ= × − , (8)

where fP is the failure probability of handoff attempts. The value of 1 chμ can

represent the mean channel holding time. The value of otA represents the area of outer cell, and is given by

. (9) 2( )ot eqA aRπ=When a mobile call is terminated within a cell or when it passes beyond the

boundary of the outer cell, the occupied channel is released. Thus, the channel holding time, , is a random variable and can be expressed as chT

min( , )ch cd otT T T= , (10)

where the two random variables, and , are denoted as the call duration time

and the call residual time, respectively. Assuming that and are

exponentially distributed with two mean numbers,

cdT otT

cdT otT1 cdμ and1 otμ , respectively.

The mean channel holding time can be obtained by [14]

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1 1

ch cd otμ μ μ=

+. (11)

Assuming that the call residual time is proportional to the radius of the outer cell, the mean call residual time (1 otμ ) within the outer cell is given by

1 1

ot or

aμ μ

= × , (12)

where 1 orμ represents the mean residual time in the original cell [14]. Thus, Eq. (11) becomes

1( )ch cd or

aaμ μ μ

=+

. (13)

Since 1 orμ is inversely proportional to the speed of Mobile calls, without losing any generality, the mean residual time in the original cell can be expressed as

1 eq

or

RVμ

= . (14)

The state transition diagram of Markov model, as shown in Fig. 4, is used to evaluate the system performance. We assume that a cell owns C code channels, and C is a variable that depends on the service area of the cell as described in Section 2. A Markovian state, jE , indicates that there are j code channels in use for a cell. If all the code channels owned by a cell are all occupied, any new call will be blocked and any handoff attempts will fail. If we let represent the steady state probability of the

state jP

jE , then can be calculated. jP

01!

j

n hj

ch

P Pj

λ λμ

⎛ ⎞+= × ×⎜ ⎟

⎝ ⎠ , where (15)

1

00

1!

kCn h

k ch

Pk

λ λμ

=

⎡ ⎤⎛ ⎞+⎢= ⎜ ⎟⎢ ⎥⎝ ⎠⎣ ⎦∑ ⎥ . (16)

Fig. 4. State transition diagram of the Markov Model

If handoff calls do not posses higher priority than new calls, the blocking

probability of new calls should be equal to the failure probability of handoff calls.

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Thus, the average blocking probability of new calls ( ) and the average failure

probability of handoff calls (BP

fP ) are all equal to the probability that all the code

channels are occupied ( ). We have, CP

01

!

C

n hB f C

ch

P P P PC

λ λμ

⎛ ⎞+= = = × ×⎜ ⎟

⎝ ⎠ . (17)

If a handoff call can successfully pass the boundary of outer cell, it implies that the mobile call has obtained a code channel from a foreign cell and it has released the code channel originally assigned by the home cell. On the other hand, a handoff call will be dropped if the handoff attempt occurs at the boundary of outer cell but not any foreign cells can assign channels. Based on Eq. (1) and the average failure probability of handoff calls ( fP ), we can derive the average dropping rate of handoff calls ( hdλ ) as

ohd f

V L Pρλπ

= × , (18)

where oL is the perimeter of outer cell. Finally, the average dropping probability of

handoff calls ( ) is just the average dropping rate of handoff calls (hdP hdλ ) divided by

the overall handoff attempt rate ( hλ ). We have,

hd ohd f

h h

V LP λ ρλ λ π

= = ×P . (19)

4 Analytical Results and Discussions

In this section, we present and discuss the analytical results based on the equations derived in Section 3. According to Fig. 3, 2η = is used in the system. Fig. 5(a)

shows the average blocking probability of new calls ( ), and Fig. 5(b) shows the

average dropping probability of handoff calls ( ). Here, we increase the parameter a from 1.0 to 1.6 and observe three different settings of the new call generation rate per unit area (i.e.,

BPhdP

aλ = 0.05, 0.075, and 0.1). Let b be fixed to 0.8 and assume

30=V km/hr. Since increasing the parameter a will enlarge the soft handoff area, the new call generation rate per cell ( nλ ) is increased accordingly. As observed from

these two figures, a slight increase in aλ can significantly increase the average

blocking probability of new calls ( ) and the average dropping probability of

handoff calls ( ). In addition, we observe that and are all increased as the increase of the parameter a.

BP

hdP BP hdP

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Fig. 5(a). Average blocking probability of new calls when a is varied and 8.0=b

Fig. 5(b) Average dropping probability of handoff calls when a is varied and 8.0=b

Figs. 6(a) and 6(b), respectively, show the variations of and , when the parameter b is increased from 0.5 to 1.0. Here, we assume and

BP hdP2.1=a

30=V km/hr. Since increasing the parameter b can reduce the soft handoff area, the number of handoff attempts within that area becomes smaller. Consequently, both

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BP and are slowly decreased as the increase of parameter b. However, there is

an interesting phenomenon to notice. That is, when hdP

aλ is large (for example, 1.0=aλ ), increasing the parameter b from 0.95 to 1.0 may adversely

increase . This is because although increasing the parameter b may reduce the soft handoff region, it also increases the number of new calls per cell. As a result, the number of mobile calls contending for a fixed number of code channels is increased. Therefore, as shown in Fig. 6(b), the curve of handoff-call dropping probability (when

hdP

aλ = 0.1) goes down smoothly first and then goes up, as the parameter b is increased from 0.5 to 1.0.

To further confirm our logical speculations on Fig. 6(b), Figs. 7(a) and 7(b), respectively, show the variations of and , when BP hdP aλ is varied between 0.1

and 0.3. We compare three different values of the outer cell radius, , denoted

as = 1 km, 1.2 km, and 1.4 km in the figures. We also fix the parameter b to 0.8

and set

eqaR

oRV to 30 km/hr. It is observed that as aλ is increased, both and

are increased very quickly, since the number of mobile calls contending for a constant number of code channels is largely increased.

BP hdP

Fig. 6(a). Average blocking probability of new calls when b is varied and 2.1=a

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Fig. 6(b). Average dropping probability of handoff calls when b is varied and 2.1=a

Fig. 7(a). Average blocking probability of new calls versus aλ

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Fig. 7(b). Average dropping probability of handoff calls versus aλ

The above analytical results have assumed that the generation of new calls is uniformly distributed over a service area according to the Poisson process with a mean rate per unit area aλ . This assumption explicitly implies that when the service

area is getting bigger, the generation rate of new calls per cell ( nλ ) is increasing accordingly. However, since the code channels to be assigned per cell do not increase as the number of mobile calls increases, both and are therefore increased very quickly. For the purpose of verifications, we could assume that the maximum number of mobile calls that a cell can accommodate is a constant. Similar to Figs. 5(a) and 5(b), in Figs. 8(a) and 8(b), the parameter a is varied between 1.0 and 1.6; the parameter b is fixed to 0.8, and

BP hdP

30=V km/hr. As can be seen from Figs. 8(a) and 8(b), both and are now decreased very rapidly as the increase of the parameter a. This is because the soft handoff area is enlarged, which naturally reduces the blocking and the dropping probabilities. In addition, we can observe that both

and curves are much higher when

BP hdP

BPhdP aλ = 0.1 than those curves when aλ = 0.05.

This is because a larger aλ can reach the maximum number of mobile calls per cell

much faster than a smaller aλ .

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Fig. 8(a). Average blocking probability of new calls when a is varied and 8.0=b

Fig. 8(b). Average dropping probability of handoff calls when a is varied and . 8.0=b

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5 Conclusions

In this paper, we have presented an analytical model to study the impact of changing soft handoff coverage on the blocking and the dropping probabilities for cellular CDMA systems. In the model, we assume a cell is in hexagon shape with two parameters representing the soft handoff region between the inner and the outer cell. The analytical model was built with Markov chains and Thomas’s formula. By either enlarging or shrinking the soft handoff coverage, we have investigated the variations of new call blocking and handoff call dropping probabilities. From the analytical results, we have obtained some significant observations. First, the enlargement of soft handoff region can adversely increase both the blocking and the dropping probabilities due to the increase of new call arrival rate. On the other hand, shrinking the soft handoff area can simply reduce the blocking and the dropping probabilities. Yet a side effect may occur once the new call generation rate per unit area is largely increased. Finally, for the purpose of verifications, we assume the maximum number of mobile calls that a cell can accommodate is a constant. Under this assumption, we found out that a slight increase in the soft handoff region can largely reduce the blocking and the dropping probabilities as well.

References

[1] A. J. Viterbi, A. M. Viterbi, K. S. Gilhousen & Z. Zehavi, “Soft handoff extends CDMA cell coverage and increase reverse link capacity,” IEEE J. Select. Areas Commun., Vol. 12, pp. 1281-1288, Oct. 1994.

[2] A. J. Viterbi, CDMA: Principle of Spread Spectrum Communication, Addison-Wesley, 1995.

[3] S. S. Rappaport, Models for call handoff schemes in cellular communication networks, Third Generation Wireless Information Networks, Kluwer Academic Publishers, 1992.

[4] H. Xie and S. Kuek, “Priority handoff analysis,” International Journal of Wireless Information Network, Vol.1, pp. 141-148, 1994.

[5] M. Cho, K. Park, D. Son & K. Cho, “Effect of soft handoffs on channel resources in DS-CDMA mobile systems,” IEICE Trans. Commun., Vol. E85-B, pp. 1499-1510, Aug. 2002.

[6] R. Thomas, H. Gilbert & G. Mazziotto, “Influence of the moving of the mobile station on the performance of a radio cellular network,” Proc. 3rd Nordic Seminar on Digital Land Mobile Radio Communications, Sept. 1988.

[7] D. K. Kim and D. K. Sung, “Traffic management in a multicode CDMA system supporting soft handoffs,” IEEE Trans. Veh. Tech., Vol. 51, pp.52-62, Jan. 2002.

[8] V. V. Veeravalli & A. Sendonaris, “The coverage-capacity tradeoff in cellular CDMA systems,” IEEE Trans. Veh. Tech., Vol. 5, pp. 1443-1450, Sep. 1999.

[9] C. C. Lee & R. Steele, “Effect of soft and softer handoffs on CDMA system capacity,” IEEE Trans. Veh. Tech., Vol. 47, pp. 830-841, Aug. 1998.

[10] R. P. Narrainen & F. Takawira, “Performance analysis of soft handoff in CDMA cellular networks,” IEEE Trans. Veh. Tech., Vol. 50, pp. 1507-1517, Nov. 2001.

[11] D. Avidor, N. Hegde & S. Mukherjee, “On the impact of the soft handoff threshold and maximum size of the active group on resource allocation and outage probability in the UTMS system,” IEEE Trans. Wireless Commun., Vol. 3, pp. 565-577, March 2004.

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[12] H. Jiang & C. H. Davis, “Cell-coverage estimation based on duration outage criterion for CDMA cellular systems,” IEEE Trans. Veh. Tech., Vol. 52, pp. 814-822, July 2003.

[13] D. H. Hong & S. S. Rappaport, “Traffic model and performance analysis for cellular mobile radio telephone systems with prioritized and non- prioritized handoff procedure,” IEEE Trans. Veh. Tech., Vol. VT-35, pp. 77-92, Aug. 1986.

[14] R. A. Guerin, “Channel occupancy time distribution in a cellular radio system,” IEEE Trans. Veh. Tech., Vol. VT-35, pp. 89-99, Aug. 1987.

[15] D. K. Kim & D. K. Sung, “Characterization of soft handoff in CDMA systems,” IEEE Trans. Veh. Tech., Vol. 48, pp. 1195-1202, July 1999.

Biography

▲ Name: Tsang-Ling Sheu Address: 70 Lien-hai Rd. Kaohsiung 804, Taiwan Education & Work experience: Tsang-Ling Sheu received the Ph.D. degree in computer engineering from the Department of Electrical and Computer Engineering, Penn State University, University Park, USA, in 1989. From Sept. 1989 to July 1995, he worked with IBM Corporation at Research Triangle Park, North Carolina. In Aug. 1995, he became an associate professor at the Dept. of Electrical Engineering, National Sun Yat-Sen University, Kaohsiung, Taiwan. His research interests include wireless mobile networks and multimedia networking. He was the recipient of the 1990

IBM Outstanding Paper Award. Dr. Sheu is a member of the IEEE, and the IEEE Communications Society.

Tel: +886-7-5252000 ext. 4145 E-mail: [email protected]

▲ Name: Jaw-Huei Hou Address: 70 Lien-hai Rd. Kaohsiung 804, Taiwan Education & Work experience: Jaw-Huei Hou received the B.S. degree in electronic engineering from Fu-Jen Catholic University, Taipei, Taiwan in 1979 and the M.S. degree in electrical engineering from National Chung-Cheng University, Chia-Yi, Taiwan, in 1981. He is currently working toward his Ph.D. degree at the Dept. of Electrical Engineering, National Sun Yat-Sen University, Kaohsiung, Taiwan. His current research interests include the design and analysis of personal

and wireless communication networks. Tel: +886-7-6077294 E-mail: [email protected]