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The Comparison of Efficacies of TopicalCorticosteroids and Nonsteroidal Anti-
inflammatory Drops on Dry Eye Patients: A
Clinical and Immunocytochemical Study
AVNI MURAT AVUNDUK, MD, MUSTAFA CIHAT AVUNDUK, MD,
EMILY D. VARNELL, BS, AND HERBERT E. KAUFMAN, MD
●
PURPOSE: To investigate whether conjunctival inflam-mation represents a primary event in the pathogenesis ofkeratoconjunctivitis sicca or whether it is a secondary
inflammatory reaction caused by enhanced mechanicalirritation as a result of surface dryness and whether
anti-inflammatory drops (corticosteroids and nonsteroi-dal anti-inflammatory) have therapeutic effects and are
similar.● DESIGN: Single-masked, randomized, prospective clin-
ical trial.● METHODS: Thirty-two keratoconjuctivitis patients
with or without Sjogren syndrome were included in the
study. The patients were randomized to three groups.Group 1 patients received a topical artificial tear substi-
tute (ATS); group 2 received ATS plus nonsteroidalanti-inflammatory drops (NSAID); and group 3 received
ATS plus topical corticosteroidal drops. The eye symp-tom severity scores, Schirmer test values, rose bengal and
fluorescein staining scores were evaluated before treat-ment and 15 and 30 days after start of treatment.
Impression cytology specimens were stained using immu-nohistochemical methods to detect the percentages of
human leukocyte antigen II (HLA-DR) positive, Apo2.7 positive, and periodic acid–Schiff positive cells. Sta-
tistical analyses were performed within and betweengroups.
●
RESULTS: Group 3 patients had significantly lowersymptom severity scores, fluorescein and rose bengalstaining, and HLA-DR positive cells on days 15 and 30
compared with patients in other groups. They also had asignificantly higher number of periodic acid–Schiff posi-
tive (goblet) cells in their impression cytology specimenson days 15 and 30 compared with the other patients. On
day 30, group 3 patients had significant differencescompared with their baseline measurements in terms of
above-mentioned parameters. However, we did not detecta significant effect of any treatment schedule on the
Shirmer test value and the numbers of Apo 2.7 cells in
impression cytology specimens.● CONCLUSIONS: Topical corticosteroids had a clearly
beneficial effect both on the subjective and objectiveclinical parameters of moderate-to-severe dry eye pa-
tients. These effects were associated with the reductionof inflammation markers of conjunctival epithelial cells.
(Am J Ophthalmol 2003;136:593– 602. © 2003 byElsevier Inc. All rights reserved.)
ALTHOUGH THE IMMUNOPATHOLOGIC ANALYSIS OF
the lacrimal gland has received considerable atten-tion, less work has been done on pathologic
changes occurring in the ocular surface of patients withkeratoconjunctivitis sicca (KCS). However, a strong ex-
pression of human leukocyte antigen II (HLA-DR) anti-gens has been found in conjunctival epithelial cells of dry
eye patients.1 A strong relationship also has been proposedbetween inflammatory pathways and apoptosis, which
directly affects epithelial turnover.2 Overexpression of apoptotic markers was shown in impression cytology spec-
imens from patients with KCS.3,4 The above findingssupport the immunopathogenesis of KCS. However, it is
not clear that this inflammatory reaction represents aprimary phenomenon. Conversely, it may result from
chronic surface dryness and an increased friction between
Accepted for publication March 14, 2003.InternetAdvance publication at ajo.com April 24, 2003.From the Louisiana State University, School of Medicine, LSU Eye
Center, New Orleans, Louisiana (A.M.A., E.D.V., H.E.K.); and SelcukUniversity, School of Medicine, Department of Pathology, Konya,Turkey (M.C.A.).
This study was supported in part by US Public Health Service GrantEY02377 (H.E.K.) from the National Eye Institute, National Institutes of Health, Bethesda, Maryland, and an unrestricted departmental grant fromResearch to Prevent Blindness, Inc., New York, New York.
Inquiries to Avni Murat Avunduk, MD, KTU Lojmanlari No: 31/1761080, Trabzon, Turkey; fax: (90) 462-3252270; e-mail: [email protected]
© 2003 BY ELSEVIER INC. ALL RIGHTS RESERVED.0002-9394/03/$30.00 593doi:10.1016/S0002-9394(03)00326-X
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palpebral and bulbar conjunctiva because of tear defi-ciency.
Evidence of inflammatory processes in the pathogenesisof KCS led to the development of cyclosporine A (CsA) as
a first attempt to treat this condition therapeutically. Theproposed mechanisms of CsA are twofold: immunomodu-
lation and anti-inflammation. Immunomodulatory activity
of CsA is achieved by its selective inhibition of the signaltransduction cascade of inflammatory cytokines such asinterleukin 2 and an eventual prevention of the autoim-
mune response.5 The anti-inflammatory effect of CsA isthrough its inhibition of phosphatases.6 Topical CsA
treatment of dry eye patients has been reported to beclinically effective7,8 and to reduce the numbers of acti-
vated lymphocytes and immune-related markers within theconjunctiva.9,10 The ef ficacy of topical CsA in dry eye
patients suggested that other immunosuppressive or anti-inflammatory drops would have a similar or greater bene-
ficial effect in KCS patients.
The aims of this study are twofold: (1) to investigatewhether conjunctival inflammation represents a primaryevent in the pathogenesis of KCS or whether it is a
secondary inflammatory reaction caused by enhanced me-chanical irritation as a result of surface dryness; and (2) to
investigate whether other anti-inflammatory drops (corti-costeroids and nonsteroidal anti-inflammatory) have sim-
ilar therapeutic effects.
METHODS
THE STUDY WAS COMMENCED AS A SINGLE-SITE, PROSPEC-tive, randomized, and single-masked clinical trial. In-
formed consent was obtained from all patients, and theresearch was begun after obtaining approval from the
Institutional Review Board of the Louisiana State Univer-sity Health Sciences Center. The research was carried out
according to the tenets of the Declaration of Helsinki. Allstudy medications were dispensed in coded bottles. The
examiner (A.M.A.) was masked as to the medication usedby the patients. Thirty-two KCS patients with or without
Sjogren syndrome were included in the study. All patientswere at least 21 years of age. Inclusion criteria for patients
included Schirmer test (without anesthesia) of 7 mm in 5minutes or less in at least one eye; mild superficial punctate
keratitis defined as a corneal punctate fluorescein score of 1 in either eye (scale 0 [none]–3 [severe]); and one or
more moderate dry eye related symptom including itching,burning, blurred vision, foreign body sensation, dryness,
photophobia, and soreness or pain.Patients were excluded from the study if they had eye
injury, infection, nondry eye ocular inflammation, trauma,or surgery within the previous 6 months; received concur-
rent treatment that could interfere with the interpretationof the study results (systemic corticosteroids, immunosup-
pressive therapy, and so on); had an uncontrolled disease
or significant illness; or were pregnant or lactating. Post-menopausal patients who were on hormonal replacement
therapy were also excluded. Before initialization of thestudy, the patients were instructed not to use any topical or
systemic medication for at least 1 week.On day 0, Schirmer test, tear breakup time, fluorescein
and rose bengal staining examinations were performed on
both eyes of all patients. The Schirmer test was performedafter corneal staining, because it may affect the stainingpattern of the cornea with either fluorescein or rose bengal.
We used the previously described scoring system for rosebengal and fluorescein staining.11 We also obtained symp-
tom severity scores from patients12 who were instructed tograde their symptoms averaging the symptom severities for
both eyes. The results of the Schirmer test and rose bengaland fluorescein staining scores were evaluated separately
from right and left eyes.Impression cytology specimens were obtained from the
right eyes of all patients on day 0, day 15, and day 30 to
avoid statistical comparison between different eyes indifferent periods. For this purpose, Whatman nitrocellulosefilter paper (cat no: 7195004, Whatman Int. Ltd., Maid-
stone, UK) was used. The paper was cut into strips of approximately 6 15 mm, which were pressed against the
temporal bulbar conjunctiva for 5 seconds and removed.Patients were randomized to three groups according to a
computerized list generated by the LSU Eye Center bio-statistician. Group 1 patients were treated with a preser-
vative-free topical artificial tear substitute (ATS; Refresh,Allergan Inc., Irvine, California, USA) four times a day in
both eyes. Group 1 patients did not receive any medication
besides Refresh. Groups 2 patients were treated withtopical nonsteroidal anti-inflammatory drug (NSAID) eye
drops, flurbiprofen (Ocufen, Allergan Inc. Irvine, Califor-nia, USA) four times a day plus ATS four to eight times a
day in both eyes. Group 3 patients were treated withtopical corticosteroidal drops (TSD) FML (Allergan Inc.,
Irvine, California, USA) four times a day plus ATS four toeight times a day in both eyes. The patients were in-
structed to discuss their medications only with the studycoordinator and not with the examiner.
The impression cytology sample strips were cut intothree pieces: one piece was used for periodic acid–Schiff
(PAS) staining; one was used for HLA-DR (MonoclonalMouse Anti Human HLA-DR, Alpha-Chain Clone TAL
1B5 Code No. M0746 Lot068 DAKO); and the other forApo 2.7 (Monoclonal Antibody Apo 2.7 Cat. No: 2087
Immunotech) staining. The strip samples were placedseparately cell side down on gelatin-coated slides. The
slides, with adherent nitrocellulose strips, were air driedthoroughly at room temperature, placed in 100% metha-
nol, and washed repeatedly with methanol until thenitrocellulose totally dissolved. The slides were then
wrapped in waxed papers and mailed to the laboratory insuitable containers. The immunohistochemistry tech-
niques reported by Bales and Durfeen13 were used.
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Negative and positive control slides were run with eachsample. The staining pattern of goblet cells of colon
mucous epithelium was used as control to PAS staining.Similarly, the staining pattern of human tonsil specimen
was used as control to HLA-DR and the staining pattern of the basal cell layers of squamous epithelium was used as
control to Apo 2.7 staining. The slides were viewed andphotographed using a Zeiss Photomicroscope III (Zeiss,
Oberkochen, Germany). To standardize data collection,
four fields on each sample were viewed using a 25objective and photographed. Cell counts were carried out
on coded slides to avoid bias. In masked fashion, twoexaminers quantified the pattern of staining photographi-
cally (Figures 1 and 2). Percentages of reactive cells weredetermined by counting at least 200 cells in each speci-
men. Damaged cells were not considered.Statistical analyses were performed using SPSS for
Windows (Version 6.0 and 10.0, SPSS Inc., Chicago,Illinois, USA). The first comparison between and within
groups on different examination days was analyzed using atwo-way analysis of variance (ANOVA) test. Examination
days and groups were chosen as independent variables orfactors, and the other parameters were chosen as depen-
dent variables. Within groups, changes from baseline wereevaluated with a one-way ANOVA test (day was the
independent variable) using the Tukey post-hoc test. Thecomparisons between groups on different examination
points were also analyzed with a one-way ANOVA testusing the Tukey post-hoc test (group was an independent
variable). P .05 was considered significant for all effects.The null hypothesis was that there was no difference
among the treatment groups with regard to changes frombaseline values. The alternate hypothesis was that there
was a change.
Power was calculated to detect an among-group differ-ence in change from baseline in symptom severity scores
on day 30. The power of the study was calculated accord-ing to the given formula.14 For a sample size of 11 patients,
the power to calculate 1 grade difference was 0.64.
RESULTS
A TOTAL OF 32 PATIENTS WERE ENROLLED IN THE STUDY.Four patients were discontinued for administrative reasons.Eight patients in group 1, nine patients in group 2, and 11
patients in group 3 concluded the whole study period. None of the above discontinued patients reported adverse
effects that could be related to the medications used in this
study.Group 1 contained five female and three male patients
(mean age, 51.2 12.4 SD). Five female and four malepatients constituted group 2 (mean age, 46.67 8.66 SD).
Group 3 comprised seven female and four male patients(mean age, 57.6 12.4 SD).
At the beginning of the study (day 0), no significantdifference was detected between groups in terms of any
parameters studied.We did not observe any complication that could be
linked to the study medications during treatment period.Significant differences between groups, days, and mean
effect were observed in terms of symptom severity scores(mean effect, P .01; groups, P .01; days, P .09;
two-way ANOVA). Group 3 patients had significantly lesssymptom severity scores both on days 15 and 30 compared
with groups 1 and 2 patients (P .02 and P .03 for day15 comparisons, and P .03 and P .03 for day 30
comparisons). When comparisons were made between the
FIGURE 1. An impression cytology specimen from a patient
with pretreatment period. The monoclonal antibody (anti hu-
man HLA-DR) stains cell membranes in a granular manner, as
evidenced by this photomicrograph. Arrows indicate the cells
stained positively (bar 25 ).
FIGURE 2. An impression cytology specimen stained with
antihuman Apo 2.7 after treatment with nonsteroidal anti-
inflammatory drops plus artificial tear substitute. Apo 2.7 is a
specific apoptosis marker, and anti-Apo 2.7 antibody stains cell
membranes of reactive cells. Arrows indicate positive cells (bar
25 ).
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treatment days in particular groups, no significant differ-
ence was found in groups 1 and 2 patients. However, asignificantly less symptom severity score was detected on
day 30 compared with day 0 in group 3 patients (P .02).Comparison between days 0 and 15 also gave a significant
result (P .03). Other comparisons within and betweengroups did not differ significantly (Figure 3).
Similarly, when rose bengal staining of right eyes wascompared between groups, significant differences were
obtained in terms of main effect (P .03) and groupcomparison (P .04), but no significant difference was
observed in terms of day comparison (P .07) (two-wayANOVA). Although there was no significant difference
observed between groups on day 15, group 3 patients hadsignificantly lower rose bengal staining scores compared
with group 2 patients on day 30 (P .046), but compar-ison between groups 2 and 3 did not show a significant
difference. In group 3 patients, the mean rose bengalstaining score on day 30 was significantly lower than that
of day 0 (P .01), and the mean score on day 15 was alsolower than that on day 0 (P .02). However, comparison
between days 15 and 30 was not significantly different.
There was a significant difference between days 0 and 15 in
group 2 patients (P .007). However, other comparisonswithin and between groups did not give any significant
difference (Figure 4). Left eye comparisons between groupsgave similar results.
Comparison between groups in terms of fluoresceinstaining patterns of right eyes was significantly different in
terms of groups (P .019), but no significant differencewas observed in terms of days (P .074) or main effect (P .092). Group 3 patients had a significantly lowerfluorescein staining score compared with group 2 patients
on day 30 (P .017). In group 2 patients, the fluoresceinstaining score was significantly lower on day 15 compared
with day 0 (P .017). Similarly, comparisons betweendays 0 to 15 and 0 to 30 gave significant results in group 3
patients (P .018 and 0.016, respectively). Other com-parisons within and between groups did not differ signifi-
cantly (Figure 5). Comparison between left eyes amongfluorescein staining pattern gave similar results.
In impression cytology examinations, comparison be-tween groups in terms of PAS staining gave a significant
result among group comparison (P .003) and main effect
FIGURE 3. Change from baseline in symptom severity scores. *Significantly different from baseline value (all P .000 both for
days 15 and 30; P .003 on day 15 for ATSTSD treated group, and P .002 on day 30 of ATSTSD treated group). ATS
artificial tear substitute; NSAIDs nonsteroidal anti-inflammatory drops; TSD topical corticosteroidal drops.
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(P .012), but no significant difference could be observed
between day comparisons. On day 15, group 3 patients hada significantly greater number of PAS cells compared
with both groups 1 and 2 patients (P .034 and P .028,respectively). Similar results were obtained on day 30
comparisons. On day 30, the mean percentage of PAS
cells in group 3 patients was significantly higher than in
both groups 1 and 2 patients (P .000 and P .001,respectively). In group 3 patients, the mean percentage of
PAS cell was significantly higher on day 30 than both ondays 0 and 15 patients (P .01, P .02). Other
comparisons within and between groups were not signifi-cant (Figure 6).
Human leukocyte antigen (HLA) staining comparisonbetween groups also revealed significant differences in terms
of group comparison (P .046), but no significant differencecould be detected in terms of either days or main effect. On
day 15, group 3 patients had significantly lower HLA cells
compared with both groups 1 and 2 patients (P .032 and P
.042, respectively). On day 30, group 3 patients had asignificantly less HLA-DR cells compared with groups 1
and 2 (P .024 and P .033, respectively). In group 3patients, mean HLA-DR cells on day 30 were significantly
lower than that in both groups 1 and 2 on days 0 and 15 ( P
.042 and P .038, respectively). Other comparisons
within and between groups did not reveal any significantdifference (Figure 7).
No significant differences at any examination point (Figure8) were found with Schirmer test values and the percentage
of Apo 2.7 cells in impression cytology specimens.
DISCUSSION
THE MOST IMPORTANT RESULTS OF THIS STUDY WERE
that treatment with TSD significantly improved the ocular
FIGURE 4. Change from baseline in rose bengal staining of right eye. *Significantly different from baseline value (P .007 on day
15 of ATSNSAIDs group; P .02 on day 15 of ATSTSD group; P .01 on day 30 of ATSTSD group). ATS artificial
tear substitute; NSAIDs nonsteroidal anti-inflammatory drops; TSD topical corticosteroidal drops.
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signs and symptoms of moderate-to-severe dry eye patients,and these improvements were associated with reduction of
HLA-DR cells and an increase of PAS cells in con-junctival impression cytology specimens. However, ATS
alone or ATS plus NSAID did not change these parame-ters. Keratoconjunctivitis sicca is an autoimmune disease
that involves not only the lacrimal gland but also thewhole ocular surface. Increased conjunctival inflammation
has been reported before in KCS patients.1,15 Brignole andcoworkers found that conjunctival cells from patients with
dry eye with moderate-to-severe KCS, with or withoutSjogren Syndrome, overexpressed inflammatory markers.16
However, whether inflammation is a primary phenomenonin KCS or is the consequence of repetitive abrasion of the
corneal surface after tear film deficiency is not clear. Itcauses chronic inflammation, lymphocytic infiltrates, and
apoptosis of ocular epithelial cells that could hypotheti-
cally result from chronic ocular surface dryness and epi-thelial cell degeneration caused by increased friction
between ocular surfaces.10 Our results presented here aresomewhat contradictory to this hypothesis. This study
provides evidence that conjunctival inflammation plays aprimary role in the pathogenesis of KCS, because treat-
ment with ATS and ATS plus NSAID drops did notchange HLA-DR expression in conjunctival cells, but
treatment with corticosteroids significantly reduced thesemarkers in conjunctival epithelial cells.
Our study provides evidence that TSD treatment im-proved clinical signs and symptoms, but topical ATS plus
NSAID and ATS alone had no effect on these subjectiveand objective clinical parameters. The beneficial effect of
corticosteroidal drops in the treatment of KCS has beenreported before. Marsh and Pflugfelder17 treated 21 severe
KCS patients with Sjogren syndrome with nonpreserved
FIGURE 5. Change from baseline in fluorescein staining of right eye. *Significantly different from baseline value (P .017 on day
15 of ATSNSAIDs group; P .018 on day 15 of ATSTSD group; P .016 on day 30 of ATSTSD group). ATS artificial
tear substitute; NSAIDs nonsteroidal anti-inflammatory drops; TSD topical corticosteroidal drops.
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topical methylprednisolone and observed impressive im-
provement in clinical parameters. However, they advo-cated using this treatment as “pulse therapy” because they
observed significant side effects of corticosteroids afterlong-term therapy. We did not observe any TSD-related
complication during the study period, but using corticoste-roids was relatively weak compared with methypred-
nisolone, and the duration of the therapy was short. Thus,it is possible to see corticosteroidal side effects in the
longer therapy with TSD. Sainz de la Maza Serra and hiscoworkers treated 15 severe KCS patients with unpre-
served TSD before punctual occlusion and compared theclinical results with the patients who did not receive any
pretreatment before punctual occlusion.18 They reportedthat 2 weeks of therapy with unpreserved TSD signi ficantly
improved clinical parameters in severe KCS. Treating thepatients with ocular surface inflammation with nonpre-
served methylprednisolone drops was reported to avertdelayed tear clearance.19 In our study, the clinical im-
provement observed after TSD plus ATS treatment wasassociated with reduction of the number of HLA-DR
cells and an increase of goblet cell numbers in the
impression cytology specimens. HLA-DR is a major im-
mune-related marker normally expressed by immunocom-ponent cells, that has been shown to be upregulated in
epithelial cells in cases of autoimmune and inflammatorydisorders, and in KCS, conjunctival cells overexpress this
marker.15 Part of the beneficial effect of TSD on dry eyepatients might be a result of the reduction in HLA-DR
conjunctival cells. The decreasing effect of corticosteroidson HLA-DR expression of human epithelial cells has been
reported before.16 The mechanism of this reduction mayinvolve several possibilities. As HLA-DR expression in
epithelial cells is stimulated by various cytokines, such asinterferon- (I-) and tumor necrosis factor- (TNF-),
which could be synthesized in the ocular surface and byinfiltrating lymphocytes, TSD might downregulate
HLA-DR expression by decreasing these cytokine produc-tions. The reductive effects of corticosteroids on TNF-
and I- are well known.17 Conversely, because corticoste-roids decrease intercellular adhesion molecule-1
(ICAM-1) activation,18,19 TSD may display its beneficialeffect on the ICAM-1 system. ICAM-1 plays an important
role in cell-to-cell interactions and cell migration of
FIGURE 6. Change from baseline in PAS cells. *Significantly different from baseline value (P .01). ATS artificial tear
substitute; NSAID nonsteroidal anti-inflammatory drops; PAS periodic acid–Schiff; TSD topical corticosteroidal drops.
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lymphocytes into the surrounding tissues such as theconujunctival epithelium and substantia propria.20 We
failed to find any effect of NSAID on HLA-DR expressionof the conjunctival cells. However, this finding did not
seem to be surprising, especially considering the abovepossible mechanisms of effect, because NSAID have no
effect on cytokine production.21 The decrease of HLA-DR cells in conjunctival epithelial cells of dry eye
patients (Sjogren and non-Sjogren) had been reportedbefore after topical CsA treatment.9,10 Fukagawa and
associates speculated that chronic stimulation from envi-ronmental challenges (contact lens, low humidity, wind,
and so on) on the ocular surface interferes with theneuronal transmission to the lacrimal glands, resulting in
the activation of vigilant traf ficking lymphocytes and sub-sequent production of proinflammatory cytokines, promoting
the autoimmune response.22 Therefore, CsA and TSD ther-apy are rational approaches for treating immune-based in-
flammation in KCS.Another important finding of the current study is an
increase of goblet cell numbers in impression cytology
specimens of dry eye patients after treatment with TSD, asevidenced by a significant increase of PAS cells. Such an
effect was demonstrated previously following treatment of non-Sjogren syndrome patients with CsA ophthalmic
emulsion.23 The authors speculated that reducing inflam-mation with topical CsA treatment might have a prolifer-
ating effect on goblet cells. It is logical to think the samemechanism may be valid for TSD treatment.
An interesting result was obtained in terms of apoptoticcell numbers that were investigated by Apo 2.7 expression
in impression cytology specimens. Topical TSD treatmenthad no effect on the numbers of apoptotic cells. The same
result has been reported before with topical CsA treat-ment.10 The authors speculated that increased apoptosis
after CsA treatment might represent a very early normal-ization of epithelial cell differentiation from a severely
affected state. Although this mechanism may operate forTSD treatment, another explanation is also present. Both
corticosteroids and CsA have an inducing effect on apo-ptosis.24,25 Thus, an expected decrease in apoptosis after
treatment with either CsA or TSD (because of reduction
FIGURE 7. Change from baseline in HLA-DR cells. *Significantly different from baseline value (P .042). ATS artificial
tear substitute; NSAID nonsteroidal anti-inflammatory drops; TSD topical corticosteroidal drops.
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of immune-based inflammation in conjunctiva of dry eyepatients) and direct stimulation of apoptosis by the drugs
may negate each other.Commercial TSD and NSAID used in the study (Oc-
ufen and FML) contain mercurial preservatives that couldhave confounded surface inflammation; however, this fac-
tor was unlikely to affect the comparison between twogroups because both drops contain preservatives.
The results of the study implied that TSDs were moreeffective than topical NSAIDs or ATS in reducing the
ocular surface inflammation in KCS patients. Topicalsteroids had a clear beneficial effect both on the subjective
and objective clinical parameters of moderate-to-severedry eye patients. These effects were associated with the
reduction of inflammation markers of conjunctival epithe-lial cells. Based on the data provided, it may be speculated
that conjunctival inflammation is a primary event in thepathogenesis of KCS rather than a secondary finding,
because the decreasing surface friction by ATS did notprovide any beneficial effect. We think that TSD might be
a good alternative to topical CsA therapy in the treatmentof dry eye disease. A comparison of the two drugs would
clarify this hypothesis.
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