Alps Industries 'Limitedalpsindustries.com/admin/img_subcat/report_8980827_Shareholding...2 10...

Regd.Office : B-2, Lonl Road Indl. Area (Opp.Mohan Nagar) Ghazlabad - 201 007Phone: 120-2657649, Fax: 0120-2657540

For Alps Industn/:i~~al(Ar~A

(Company Secr er arv (.;. General Manager-Lea- I'

Partly paid-up shares:- No. of partly paid-up As a % of total no. of As a % of total no. of sharesshares partly paid-up shares of the company

Held by promoter/promotergroup 0,00 0,00 0.00Held by public 0.00 0,00 0,00

Total 0.00 0.00 0.00

Outstanding convertible securities:- No. of outstanding As a % of total no. of As a% of total no. of sharessecurities outstanding convertible of the company, assuming full

securities conversion of the convertiblesecurities

Held by promoter/promotergroup 0.00 0.00 0.00Held by public 26,934,146 100.00 40,78

Total 26934146 100.00 40.78

Warrants:- No. of warrants As a % of total no. As a % of total no. of sharesof warrants of the company, assuming full

conversion of warrants

Held by promoter/promotergrouQ_ 0.00 0.00 0.00Held by public 0.00 0.00 0,00

Total 0.00 0.00 0.00

Total paid-up capital of the company, 66,048,246 100.00 100.00assuming fullconversion of warrants andconvertible securities

(I) (a) SHAREHOLDINGPATTERNintroductory sub-table (I)(a)Name of the Company: Alps Industries LimitedScrip Code, Name of the Scrip, Class of the Security: NSE-ALPSINDUS& BSE -530715 - ALPSIND, Alps Industries Limited, EquityQuarter Ended: Shareholding Pattern as on December 31, 2013.

I~·~.J.. ®r~~Alps Industries 'Limited

(A Government Recognised Golden Trading House)An ISO 14001 & ISO 9001 Company

57/2, Site-IV, Indusbial Area Sahibabad, Ghaziabad-201010 INDIAPhones : 91-120-4161700 (60 Unes) Fax: 91-120-2895299,2896041E-mail: [email protected]

Regd.Offlce : B·2, Lonl Road Indl. Area (Opp.Mohan Nagar) Ghazlabad • 201 007Phone: 120.2657649.Fax: 0120.2657540

For Alp. Indu.trlJ~~aJ{{';?;UPT A

(Company Secrerer ....&General Mana~,er-L!<··11

atement Showing Shareholdll_!9_Pattern as on December 31,2013Table ilia

Category Category of Shareholder Number of Total Number of Number of shares Total ahareholdlng as a Shares pledged orCode shareholders Shares held In percentage of total number of otherwise encumbered

dematerialized form shares

As. As a Percentage Number of AsaPercentage of of (A+B+C) Shares Percentage(A+B) 1 IX~(VIII)/

(IV)'100I II III IV V VI VII VIII IX

j_A)_ ShareholdinQ of Promoter and Promoter Group'

j_1 Indiana Individuals/ HinduUndividedFamily HUF 8 2,906,028 2,906,028 7.43 7.43 2,406,028 82.79b CentralGovernment/ State Governmentc BodiesCorporate 11 7,679,990 7,679,990 19.63 19.63 5,179,990 67.45d Financial Institutions I Bankse Any Other Specify)

sun- Total A 1 19 10586018 10586018 27,06 27.06 7,586,018 71.66

2 Foreign(a) Individuals(Non-ResidentIndividuals/Foreign

Individuals)b BodiesCorporatec Institutions(d) QualifiedForeiQnInvestore Any Other SpecifY)

Sub· Total A (2)

Total Shareholdlng of promoter and promoter19 10,586,018 10,586,018 27.06 27,.06 7,586,018 71.66:group (A)"A(1)+A(2)

(B) Public snarenoldlna

1 Instttutionsa MutualFundsl UTI 3 300 100 0.00 0.00(b) Financial Institutions I Banks 1 200 200 0.00 0.00(c) CentralGovernmenVStateGovernment(s) 1 100 100 0.00 0.00(d) VentureCapitalFunds(e) InsuranceCompanies(FI Gov!. SponSered) 2 2.028.738 2.028,738 5.19 5.19(f) Forei n Institutional Investors Fils(01 Forei n Venture Caoitallnvestorsh QualifiedForeicn Investori Any other specify]

Sub· Total B 1 7 2,029,338 2029138 5.19 5.19

2 Non-Institutions(a) BodyCorporate 386 3,189,040 3,183,820 6.15 8.15 6,000 0.19b IndividualsI Individuals· (i) Individualshareholdersholding 23,745 13.769.250 13.705.461 35.20 35.20nominalshare capital up 10Rs. 1 lakh.II (ii) Individualshareholdersholdingnominal share 227 8,726,310 6,726,315 22.31 22.31capital excess to Rs. 1 laKh.

Total (bl+bll 23,972 22,495,565 22431 776 58 58 32.017 0.14(e) QualifiedForeign Investor1_d) Any Olher Total . 284 814,139 785594 2.06 2.06(a·i) (NRI Repatnable)& 209 642,334 613,889 1.64 1.64td·iQ (NRI Non Repartiable) 75 171.805 171.705 0.44 0.44

sue- Total B (2) 24,642 26498,744 26,401,190 67.75 67.75 38,017 0.14.

Total I'ubllc Shareholdlng (II - R .. +R ~ 24,649 28,528,082 28,430,328 72.V4 72.V4 ae,017 0.13

(~I snares nala bY custOdians and against whichdepository receipts have been Issued.

1 Promoter& PromoterGroup2 Public

sue . Total C

Grand Total A+B 24,668 39,114,100 39,016,346 100.00 100.00 7,624,035 19.49

••

Wa:Alps Industries Limited


57/2, Site·IV, Industrial Area Sahibabad, Ghaziabad·201010 INDIAPhones 91·120-4161700 (60 Unes) Fax: 91-120·2895299, 2896041E-mail: [email protected]

B-2, Lonl Road Indl. Are. (Opp.Mohan Nagar) GhiWablid • 201 007Phone: 120-2657649, Fax: 0120-2657~

Regd.Oflice

• •

Sr. Ho. N.ma of the Shareholders Oet.lI. of eonvertlble Total sharesTotal Shares held Shares oJ.deed or otherwise encumbered Details of warrants securities (Including

No of Shares as Ala%of No of Sharel as A.. As a % of grand Number of A.. Number of As. underlying shareson 31.12.2013 grand total on 31.12.2013 percentage total of sub warrants percentage convertible percentaqe assuming full

(A.B) (VI=VlIII·100) clau•• (I)(a) held total number of securities total number conversion of(VII) warrants of the hold of warrant. of warrants and

eame the same class convertibleclass IIcurltles) as a %

of diluted sharecapital

I II III IV V VI VII (VIII 'IX) (X) (XI) (XIIPromoter IndlvlduallHUF

1 1 K.K. Aaarwal & Sons HUF1 117,000 0.30 67,000 57.26 0.17 0.182 2 K. K. A arwal 1,147,460 2.93 1.147.460 100.00 2.93 1.743 3 NidhlAgarwal 216100 0.55 16,100 7.45 0.04 0.334 4 Rohan Agarwal 430,128 1.10 230,128 53.50 0.59 0.655 5 Sandeep AQarwal 651.510 1.67 651.510 100.00 1.67 0.996 6 Sandeep Agarwal HUF 94,380 0.24 44,380 47.02 0.11 0.147 7 SanvoQAqarwal 248,650 0.64 248,650 100.00 0.64 0.388 8 SunandinlAgarwal 800 0.00 800 100.00 0.00 0.00

Total A 2906028 7,43 2406028 82.7' 6.15 4.40

Promoter aoev Corporate1 9 AI s Processers Pvt. Ltd. 250,116 0.64 250,116 100.00 0.64 0.382 10 Careen Fintec P Ltd. 295.000 0.75 295.000 100.00 0.75 0.453 11 Coronation SplnnlnQ India Pvt Ltd 900,000 2.30 300,000 33.33 0.77 1.364 12 Pacific Texmark Pvt. Ltd. (Formerly known as 2,835,872 7.25 2,835,872 100.00 7.25

AlpsInfin(P)Ltd.) 4.295 13 Padam Precision Dies & ComDonents P Ltd. 1,688,200 4.32 188200 11.15 0.48 2.566 14 Peek Finvest P ltd. 342,082 0.87 342.082 100.00 0.87 0.527 15 Peek Texfab Ltd. 100.120 0.26 120 0.12 0.00 0.158 1. Pretect Flnmen eervrcee P Ltd. 412,800 1.06 262,800 63.66 0.67 0.62

9 17 Roseat Finvest P ltd, 382,000 0.98 382,000 100.00 0.98 0.5810 18 Saurabh Floriculture Pvt Ltd. 183,800 0.47 183,800 100.00 0.47 0.2811 19 SupremeFinve'l Pvt Ltd. 290,000 0.74 140000 48.28 0.36 0.44

Total B 7679990 19.63 5179990 67.45 13.24 11.63

Grand Total A.6 10586018 27.06 7586018 71,66 19.39 16.03

(I) (b) Statement showing holding of securities (Including shares, warrants, convertible securities) of persons belonging to thecategory "Promoter and Promoter Group"


57/2, Site·lV, Industrial Area Sahibabad, Ghaziabad·201010 INDIAPhones 91·120-4161700 (60 Unes) Fax 91·120·2895299, 2896041E-mail: [email protected]

Alps Industries Limited

Regd.Offlce ; B-2, Lonl Road Indl. Area (Opp.MohanNagar) Ghaziabad - 201 007Phone: 120-2657649, Fax ; OUO-Z657540

,-

DetailS of convertible Total sharesDetails of warrants securities (including

SL.NO. Nameof theShareholder No.of Shares Sharesasa Number of Asa Number of Asa underlying%ageof total warrants held percentage convertible percentage shares assumingnumberof total number securities total number full conversionshares of warrants held of warrants of warrants and(I.e.GrandTotal of the same of the same convertibleA+B+C class class securities) as aindicatedinstatementat % of dilutedpara(I)(aJ share capitalabove)

A. FI(GOVT.SPONSEREDFIJ1 GENERALINSURANCECORPORATIONOFINDIA 1,000,000 2.56 - - - - 1.512 UNITEDINDIAINSURANCECOMPANYLTD. 1,028,738 2.63 - - - - 1.56

TOTAL(AJ 2,028,738 5,19 3.07

B. NONINSTITUTIONSINDIVIDUALSHAREHOLDERS- RESIDENTORDINARY

1 ANILKUMARMISRA 972,001 2.49 1.472 SUNil KUMARMALIK 413,383 1.06 0.633 BHARATJAMNADASDATTANI 452,896 1.16

TOTAL(C) 1,838,280 4.70 2.10

GRANDTOTAL(A+B) 3,867,018 9.89 5.17

(I) (c) (i) Statement showing holding of securities (including shares, warrants, convertible securities) of persons belonging to the category "Public" and holding morethan 1% of the total number of shares as on December 31, 2013.

I/'·~-/-,®Ill~lr~

Alps Industries Limited(A Government Recognised Golden Trading House)

An ISO 14001 & ISO 9001 Company5712,Site-IV, Industrial Area Sahibabad, Ghaziabad-201010 INDIAPhones 91-120-4161700 (60 Lines) Fax: 91-120-2895299,2896041E-mail: [email protected]

Regd.Office : B·2, Loni Road Indl. Area (Opp.Mohan Nagar) Ghaziabad • 201 007Phone: 120·2667649, Fax: 0120-2667540

..

NOTE: The percentagehave been calculated on total number of convertible securities issued to thealloties i.e 26,934,146 OCCPS, which includes less than 5% also.

Sr. No. Name(s)of the shareholder(s)andthe Persons Numberof Sharesasa Details of warrants Detailsof convertible TotalsharesActing in Concert(PAC)with them shares percentageof total securities (including

number of shares underlying(i.e.,GrandTotal shares

(A)+(B)+(C)Indicated assumingfullin Statementat para conversion of

(I)(a)above) warrants andconvertible

Numberof As a% total Numberof %w.r.t securities)as awarrants number of convertible total % of diluted

warrants of securities number of sharecapitalthe held convertible

same class securitiesof the same

class1 PunjabNationalBank 13.203.013 49.0 20.0

2 StateBankofMysore 6,601.506 24.5 10.0

3 State Bankof Hyderabad 3,960,904 14.7 6.0

Total 23.765.423 88.2 36.0

(I)(c)(ii) Statement showing holding of securities (including shares, warrants. convertible securities) of persons (together with PAC) belonging to the category "Public" andholding more than 5% of the total number of shares of the company as on December 31.2013

~Wa:~Alps Industries Limited


57/2, Site·IV, Indusbial Area Sahibabad, Ghaziabad·201010 INDIAPhones 91·120-4161700 (60 Unes) Fax: 91·120·2895299, 2896041E-mail: [email protected]

Regd_Offlce : B-2, Lont Road Indl. Area (Opp.Mohan Nagar) Ghazlabad- 201 007Phone: 120-2657649,Fax: 0120-2057540

• •

SL.NO. Nameofthe Shareholder Category of Shareholder No.of locked-in Locked-In Sharesas a Locked-In Period(Promoters/Public) shares %ageof total numberof

shares(i.e.GrandTotalA+8+CIndicatedInstatementat para(I)(a)above)

ITo From----------------------NIL--------------------

I TOTAL _l _l I

(I) (d) Details of locked-in shares as on December 31, 2013

I/;A®11I~lr~ ..

Alps Industries Limited(A Government Recognised Golden Trading House)

An ISO 14001 & ISO 9001 Company57/2, Site-IV, Industrial Area Sahibabad, Ghaziabad-201010 INDIAPhones : 91-120-4161700 (60 Lines) Fax: 91-120-2895299,2896041E-mail: [email protected]

Regd.OHice : B-2, Lonl ROad Indl. Area (Opp.Mohan Nagar) Ghazlabad - 201 007Phone: 120-2657649, Fax: 0120-2657540

..

SL. Type of outstanding DR (AORs,GORs,SORsetc.) Number of Number of Shares underlying outstandingNO. outstanding DRs shares DRs as a %age of total number of

underlying shares {l.e.Grand Total A+B+Coutstanding indicated in statement at para (I)

DRs (a) above}

---------------------- NIL--------------------

Details of Depository Receipts (DRs) as on December 31,2013(II) (a)

I~·~-I-.. ®11I~~,1r~

~J ., Alps Industries Limited(AGovernmentRecognisedGoldenTradingHouse)

An ISO 14001 & ISO 9001 Company·57/2, Site-IV, Industrial Area Sahibabad, Ghaziabad-201010 INDIAPhones : 91-120~161700 (60 Lines) Fax: 91-120-2895299,2896041E-mail: [email protected]

Regd.Offlce : 8·2, Loni Road Indl. Area (Opp.MohanNagar)Ghaziabad• 201 007Phone: 120·2657649, Fax: 0120-2657540

•

••

SL. Nameof the DR holder Type of Number of Shares underlying outstandingNO. outstanding DR shares DRs as a %age of total number of

(ADRs, GDRs, underlying shares (l.e.Grand Total A+8+CSDRs etc.) outstanding indicated in statement at para (I)

IDRs (a) above}

······················NIL····················

(II) (b) Statement Showing Holding of Depository Receipts (DRs), where underlying shares held by 'promoter/promotergroup' are in excess of 1% of the total number of shares as on December 31, 2013

1"~IWd~Alps Industries Limited

(A Government Recognised Golden Trading House)An ISO 14001& ISO 9001 Company

57/2, Site·IV, Industrial Area Sahibabad, Ghaziabad·201010 INDIAPhones : 91·120-4161700 (60 Unes) Fax: 91·120-2895299,2896041E-mail: [email protected]

Regd_Offic8 : B·2, Lonl ROad Indl. Area (Opp.Mohan Nagar) Ghulabad - 201 007Phone: 120·2657649, Fax: 0120-2657540

Category Category of Shareholder Number of Voting Rights held In each class of Total Voting Total Voting Rights I.e. (VI)Code securities Rights (III+IV+V)

Class Equity Class Y Class Z Percentage Percentage ofof (A+8) 1 (A+8+C).

(I (II) (III) (IV) (V) (VI) (VII) (VIII)(A) Promoter and Promoter Group

(1 Indiana Individuals / Hindu Undivided Familv HUF 2.906.028 - 2906028 7.43 7.43b Central Government / State Govemment - -c Bodies Corporate 7,679.990 7679,990 19.63 19.63d Financial Institutions / Banks - -e Any Other Specitv) - - - -

Sub - Total A 1 10586018 - 10586018 27.06 27.06

2 Foreign(a) Individuals (Non-Resident Individuals/Foreign - - -

Individuals)(b) Bodies Corporate(c) Institutions - - - -(d) Qualified Foreign Investor - - -e Any Other Specify) - - -

Sub - Total A (2)-

Total Shareholdlng of promoter and promoter 10,586,018 10,586,018 27,06 27.06Igroup (A}=A{1}+A(2)

(8) Public shareholdlng 3

1 Institutionsa) Mutual Funds/ UTI 300 300 0.00 0.00(b) Financial Institutions / Banks 200 200 0.00 0.00

(c) Central Government/State Government(s) 100 100 0.00 0.00

(d) Venture Capital Funds - - -(e) Insurance Companies (FI Govt. Sponsered) 2,028,738 - 2,028,738 5.19 5.19

(f) Foreign Institutional Investors (Fils) - -(g) Foreign Venture Capital Investors - - -(h Qualified Foreign Investor - -(i) Any other (specify) - -

Sub - Total 1:5 1 2029338 2029336 5,19 5.19

(2 Non-Institutions -(a) Body Corporate 3.189.040 - - 3.189040 B.15 8.15(b) Individuals - -I Individuals - (i) Individual shareholders holding 13.769,250 - 13.769,250 35.20 35.20

nominal share capital up to Rs. 1 lakh .II (ii) Individual shareMlcters holding nomlnei Share 9,726.315 - - 8,726,315 22.31 22.31

capital ,,~eess to Rs. 1 lakh.Total(bl+bll) ZZ,485505 22495565 57.51 57.51

(e) Quglifi"d Foreign Investor - - - - -(d) Any Other(Total) 514,139 - 614,139 2.08 2.08(d-i) (NRI Repatriable) 642334 - - 642334 1.64 1.1>4

(d-ii) NRI Non Repartiable) 171805 - - 171605 0.44 0.44Sub - Total 8 (2) 26498744 26498744 67.75 67.75

Total Public Shareholdlng iii = iii 1 +8 2 28528082 28528082 72.94 72.94

(C) Shares held by custodians and against whichd~O!lltory rscslpts have been Issued.

1 Promoter & Promoter Group - -2 Public - - -

Sub - Total (C)

Grand TotaUA+B) 39114100 - 39114100 100.00 100.00

..

(III) (a) Statement showing the voting pattern of shareholders, If more than one class of shares/securities Is Issued by the Issuer as on December 31, 2013

\Wta!Alps Industries Limited


57/2, Site·IV, Industrial Area Sahibabad, Ghaziabad·201010 INDIAPhones 91·120-4161700 (60 Unes) Fax: 91·120·2895299, 2896041E-mail: [email protected]

Alps Industries 'Limitedalpsindustries.com/admin/img_subcat/report_8980827_Shareholding...2 10...

Documents

Transcript of Alps Industries 'Limitedalpsindustries.com/admin/img_subcat/report_8980827_Shareholding...2 10...