Presented by: Alex Hayden, License # 01202588 Executive Director
Alex the Compliance Director
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Transcript of Alex the Compliance Director
There’s insufficient Resource
No-one in Compliance has worked in risk before
No-one has ever compiled a Risk &
Controls Log
X
X
X
There is no recent TCF assessment
As part of the remediation plan, Conduct Risk features high but there are no detailsThe budget is limited
X
X
X
They work on a project basis
They only use industry experienced consultants who can walk the walk
You deal direct with the owner
The Difference is
They work WITH you and not For You
All work is done under a Non-Disclosure Agreement
They all roll up their sleeves and get stuck in
The Difference is also
Alex doesn’t have to manage the work –Compliance Consultant project manage it all
It’s cheaper than the big 5
Existing staff are up-skilled
Regular Reports
Qualified consultants future-proofing the work
Experienced “Conduct Risk” specialists
embedding CR into existing risk framework
FIND OUT MORE
https://www.facebook.com/ComplianceConsultant
Twitter.com/complianceconst
www. ComplianceConsultant.org
Call 0207 097 1434
Email: [email protected]