ALAMEDA COUNTY BEHAVIORAL HEALTH CARE SERVICES … PEI_Services_rfp.pdf · October 16, 2017 9:30 am...
Transcript of ALAMEDA COUNTY BEHAVIORAL HEALTH CARE SERVICES … PEI_Services_rfp.pdf · October 16, 2017 9:30 am...
ALCOHOL, DRUG & MENTAL HEALTH SERVICES CAROL BURTON, INTERIM DIRECTOR
Network Office 1900 Embarcadero Cove, Suite 205
Oakland, California 94606 510. 567.8296
ALAMEDA COUNTY BEHAVIORAL HEALTH CARE SERVICES (BHCS)
REQUEST FOR PROPOSAL (RFP) 17-09
SPECIFICATIONS, TERMS & CONDITIONS
FOR
UNSERVED AND UNDERSERVED ETHNIC AND LANGUAGE POPULATIONS
PREVENTIVE EARLY INTERVENTION SERVICES
INFORMATIONAL MEETING/ BIDDERS’ CONFERENCES
Date Time Location
Monday
October 16, 2017 9:30 am – 11:00 am
Alameda County Behavioral Health Care
Services
2000 Embarcadero Cove, Oakland
Gail Steele Room
Tuesday
October 17, 2017 2:00 pm – 3:30 pm
Alameda County Public Works Agency
951 Turner Court, Hayward
Conference Room 230ABC
PROPOSALS DUE
by 2:00 pm on Wednesday November 8, 2017
to
RFP# 17-09 c/o Rachel Garcia
1900 Embarcadero Cove Suite 205
Oakland, CA 94606
Proposals received after this date/time will NOT be accepted
Contact: Rachel Garcia
Email: [email protected] Phone: 510.383.1744
TABLE OF CONTENTS
Page
TABLE OF CONTENTS ............................................................................................................ 2
I. STATEMENT OF WORK .................................................................................................... 3
A. INTENT .......................................................................................................................... 3
B. BACKGROUND ............................................................................................................. 4
C. SCOPE ........................................................................................................................... 5
D. BIDDER MINIMUM QUALIFICATIONS .......................................................................... 6
E. SPECIFIC REQUIREMENTS ......................................................................................... 6
F. BIDDER EXPERIENCE, ABILITY AND PLAN ............................................................... 7
II. INSTRUCTIONS TO BIDDERS .........................................................................................14
A. COUNTY CONTRACTS ................................................................................................14
B. CALENDAR OF EVENTS .............................................................................................15
C. SMALL LOCAL EMERGING BUSINESS (SLEB) PREFERENCE POINTS..................15
D. BIDDERS’ CONFERENCES .........................................................................................16
E. SUBMITTAL OF PROPOSALS/BIDS ...........................................................................16
F. RESPONSE FORMAT/PROPOSAL RESPONSES .......................................................19
Table 1 ..................................................................................................................................20
G. EVALUATION CRITERIA/SELECTION COMMITTEE ..................................................25
Table 2 ..................................................................................................................................27
Table 3 ..................................................................................................................................28
H. CONTRACT EVALUATION AND ASSESSMENT ........................................................36
I. AWARD ........................................................................................................................36
J. PRICING .......................................................................................................................37
K. INVOICING ...................................................................................................................37
L. NOTICE OF INTENT TO AWARD .................................................................................37
M. TERM/TERMINATION/RENEWAL ................................................................................38
III. APPENDICES ......................................................................................................................39
A. GLOSSARY & ACRONYM LIST ...................................................................................39
B. PEI PREVENTION PROGRAM FACT SHEET ..............................................................42
C. UELP PEI PREVENTION PROGRAM PEI DATA REPORT FY 16/17 .......................53
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UELP PEI Services RFP #17-09
I. STATEMENT OF WORK
A. INTENT
It is the intent of these specifications, terms, and conditions for Alameda County Behavioral
Health Care Services (hereafter BHCS or County) to seek proposals for the provision of
Prevention and Early Intervention (PEI) outreach and education, mental health consultation, and
preventive counseling to families and individuals of all age groups. Services will be offered to
members of identified Unserved or Underserved Ethnic and Language Populations (UELP) in
Alameda County.
The table below details the priority populations, service areas, and funding amounts:
Priority Population Service Area Number of
Contracts
Maximum Annual
Amount Per Contract
Afghan North and South1 1 for North and
1 for South
$280,000
African North and South 1 $290,000
Asian Countywide 2 $290,000
Middle Eastern and Arabic North and Central 1 $290,000
Native American North and Central 1 $290,000
Native Hawaiians, other
Pacific Islanders and Filipino
Countywide 1 $580,000
South Asian County Wide 1 $580,000
Southeast Asian County Wide 1 $580,000
BHCS will use this Request for Proposals (RFP) to establish ten contracts to provide UELP PEI
services. Bidders may only apply to serve one priority population.
Any contract/s that results from this RFP process will be prorated for the fiscal year at the
contract start date.
Proposals shall form the basis for any subsequent awarded contract. Staffing levels and
operating costs must accurately reflect the Bidder’s costs for the program. BHCS reserves the
right to dissolve a contract if/when awarded Contractor materially alters staff, budgets,
deliverables and outcomes any time after the contract award.
The County is not obligated to award any contract as a result of this RFP process. The County
may, but is not obligated to, renew any awarded contract. Any renewal of an awarded contract
1 South County includes Fremont, Newark and Union City.
Central County includes unincorporated areas of Ashland, Castro Valley, Cherryland and cities of Hayward, San Leandro and San Lorenzo North County includes Alameda, Albany, Berkeley, Emeryville, Oakland and Piedmont East County includes Dublin, Livermore, Pleasanton and Sunol
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shall be contingent on the availability of funds, awarded Contractor’s performance, and
continued prioritization of the activities and priority populations as defined and determined by
BHCS.
BHCS intends to award ten contracts totaling $3,750,000 per contract year in Mental Health
Services Act (MHSA) Prevention and Early Intervention (PEI) funds to support UELP PEI
programs per contract year.
B. BACKGROUND
The Mental Health: Culture, Race, and Ethnicity: A Supplement to Mental Health: A Report of
the Surgeon General (DHHS, 2001) and The President's New Freedom Commission on Mental
Health’s Report Achieving the Promise: Transforming Mental Health Care in America. (DHHS,
July 2003) identified mental health disparities among racial/ethnic population groups as a
national problem.2 These communities are unserved and underserved and often undercounted
compared with the general population in the current public mental health system. The most
common barriers to mental health services in these communities include language differences
for those with limited English proficiency, existing programs that may not provide well-matched
or culturally-appropriate services, stigma and discrimination associated with mental health
symptoms and treatment, and fear of seeking help from the public mental health system.
Prior to launching the Mental Health Services Act (MHSA) PEI Community Planning Process in
Fiscal Year 2008/2009, BHCS developed an Ethnic/Language Disparities workgroup that
included community-based providers who identified with unserved and underserved populations
in Alameda County - Afghan, South Asian, Asian/Pacific Islander (API), Latino and Native
American, as defined by the State of California. Members of that group also participated in the
PEI Community Input Process where disparities in access to mental health services for the
priority population were identified as a priority. A panel was subsequently formed that came up
with recommended strategies specifically tailored for the unique needs of each identified
community. Those strategies prioritized as the Outreach, Education and Consultation Project
were accepted by the Alameda County’s Ongoing Planning Council, the primary stakeholder
group for MHSA Planning, and included in the County’s PEI Plan which was approved by the
State in 2008. As a result of this work, BHCS initially issued an RFP and subsequently awarded
six agencies to implement the UELP programs using MHSA PEI funds.
BHCS acknowledges the persisting and expanding need for services in Alameda County as
UELP members and their families and communities experience population growth and
demographic changes and as they continue to seek culturally-reflective services to address
family stressors, trauma exposure, and stigma and discrimination. A review and evaluation of
existing BHCS contracted UELP programs and client outcomes (2015 Health and Wellness
Survey) indicates increased need for linkage and access to services (of 547 clients, only 18%
2 California Reducing Disparities Project Prevention & Early Intervention Mental Health Services Act Strategic
Planning Workgroups California Department of Mental Health
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had ever been seen before in BHCS’ system). Ten percent of early intervention clients are on
specialty mental health services.
BHCS issued a Request for Information (RFI) in April 2017, and hosted two Bidders
Conferences to solicit feedback and collect information from potential Bidders and community
members to identify the needs of unserved and underserved groups.3 Data and information
collected from the Bidders Conferences and written responses were used to identify existing
and emerging priority populations included in this RFP.
C. SCOPE
UELP services will provide culturally sensitive prevention and early intervention mental health
services to accomplish the following goals:
Increase access to culturally responsive, strengths-based mental health outreach,
education, preventive counseling, and treatment services;
Build individual, community and organizational capacity, knowledge, and skills that
contribute to the prevention of mental health disorders;
Decrease stigma and discrimination toward individuals experiencing mental health issues;
Prevent mental illness from becoming severe and disabling;
Improve timely access to related information, services and supports; and
Increase collaboration with community stakeholders and organizations to serve UELP
communities.
BHCS will contract with agencies to provide the following services to UELP priority populations:
Outreach/ Engagement, Psycho-Education, Prevention
Mental Health Consultation
Preventive Counseling
Mental Health Referrals
In order to comply with MHSA regulations:
At least 75 percent of UELP PEI participants served must be from the priority population.
At least 51 percent of the funds will be directed to children or youth who are zero to 25 years
old.
UELP PEI services must be strength based, reflective of ethnic and traditional practices and
empowering of individuals, families and communities to be at choice in decision making
around the restoration of wellness.
3 Spanish-speaking and African American populations will continue to be served and funded through a separate
process and thus will not be included in this RFP.
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D. BIDDER MINIMUM QUALIFICATIONS
To be eligible to participate in this RFP, Bidders must successfully demonstrate in their proposal
how they meet the following Bidder Minimum Qualifications:
Have at least five years’ experience providing culturally-reflective health, counseling and
case management services to children, youth, adults and families of the priority population;
and
Have demonstrated capacity to track and report data including service utilization and client
level data.
Proposals that exceed the contract maximum amounts or that are unreasonable and/or
unrealistic in terms of budget, as solely determined by BHCS, shall be disqualified from moving
forward in the evaluation process.
Bidders are eligible to participate in the RFP process if they meet the Bidder Minimum
Qualifications. BHCS will disqualify proposals that do not demonstrate that Bidder meets the
specified Bidder Minimum Qualifications, and these disqualified proposals will not be evaluated
by the Evaluation Panel and will not be eligible for contract award under this RFP. BHCS has
the right to accept all or part of the proposed program model at its discretion.
E. SPECIFIC REQUIREMENTS
The scope of work for awarded contracts from this RFP will include conformance with all of the
following throughout the program period, as needed:
Recruit, hire and train diverse program staff;
Plan and implement continuous training and quality improvement on cultural and linguistic
responsiveness;
Delivery of program services in combination of field and office-based settings;
Compliance with the MHSA PEI data and evaluation regulations;
Compliance with the Medi-Cal Administrative Activities4 (MAA) policies and procedures;
o Complete required BHCS MAA trainings;
o Program staff are required to report their time using Individual Staff Logs (ISL), to
use proper procedure codes and to submit their ISL monthly;
Awarded Contractors that are new to MAA billing are expected to bill MAA by the second
year of the contract upon submittal of an approved MAA plan to the State and after
completing required MAA trainings;
Data entry in a timely manner, as instructed, using the County’s electronic information
management and claiming system (currently Clinician’s Gateway);
Complete trainings required to access County’s electronic information management and
claiming system; and
Complete other trainings as required or requested by the County.
4 Please reference http://www.dhcs.ca.gov/services/Pages/MH-MAA.aspx for additional information on MAA
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UELP PEI Services RFP #17-09
F. BIDDER EXPERIENCE, ABILITY AND PLAN
1. Understanding and Experience with Priority Population Needs
The priority population for this RFP includes individuals residing in Alameda County who
identify themselves as being part of the following communities:
Afghan;
African including Cameroon, Eritrea, Ethiopia, Kenya, Mali, Nigeria, and DR Congo;
Asian including China, Japan, Taiwan, Korea, Mongolia;
Middle Eastern and Arabic including Iran, Iraq, and Syria;
Native American or American Indian;
Native Hawaiians and other Pacific Islanders (NHOPI) and Filipino;
South Asian including Bangladesh, India, Sri Lanka, Hmong, Nepal, Pakistan and
Bhutan;
Southeast Asian including Vietnam, Cambodia, Laos, Myanmar, Karen, Thailand,
Malaysia and Brunei
Bidders should include their plan for serving recent refugees and immigrants in each priority
population.
The awarded Contractors will target individuals in the priority populations who are: isolated
and trauma-exposed; recent refugees and immigrants of all ages; any individual at risk of
early onset of serious mental illness; children and youth at risk for school failure and/or
juvenile justice involvement; and stressed families, especially those with children ages zero
to five.
Bidders must serve the various communities, as listed in this RFP, within the priority
population they are applying to serve. Bidders should specify the priority population for
which they are applying as well as any specific groups or subgroups within the population
they intend to serve as part of program services. Bidders must provide a clear rationale
including data and other information to demonstrate the needs in the priority population for
which they are applying.
Successful Bidders will demonstrate knowledge, experience and understanding of the
needs, issues and challenges faced by the priority population. Bidders should identify
strategies to address barriers faced by the priority populations and demonstrate experience
in supporting clients. Services and supports should be culturally and linguistically
appropriate. The awarded contractor/s shall have the cultural competency required to
successfully serve the priority populations. This competency spans not just race/ethnicity
and language capacity, but should include an understanding of and ability to reflect clients’
shared experience, existing and emerging community and organizational strengths, and the
unique experiences of community members as it relates to gender and sexual orientation,
race, age, exposure to trauma, immigration experience, mental health status,
socioeconomic status, and other risk and protective factors.
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2. Service Delivery Approach
UELP services include Outreach and Psycho-Education and Prevention; Mental Health
Consultation; Preventive Counseling; and Mental Health Referrals.
Outreach and Psycho-Education
Outreach refers to the process of engaging, encouraging and educating members of the
priority population and the larger community about ways to recognize and respond
effectively to early signs of potentially severe and disabling mental illness. Psycho-
Education will focus on reducing risk factors for developing a potentially serious mental
illness and building protective factors. Outreach and Psycho-Education activities may occur
simultaneously or separately.
Outreach and Psycho-Education activities may include:
Community events;
Culture-based educational workshops on mental health issues that explain common
responses to life stressors as conditions that can be ameliorated through mental health
services;
Psycho-educational workshops and drop-in mutual support groups that address
individual and family mental health as well as various wellness topics;
Outreach and education activities in community settings such as childcare settings,
schools, community centers, and faith based organizations;
Referral and positive linkage to appropriate mental health services;
Delivery of outreach and education to hard-to-reach segments of the unserved and
underserved community, for example home visits to reach isolated individuals and family
members; and
Active and continuous promotion of services in various bilingual resource guides,
newsletters and social media platforms etc. within community and County mental health
organizations for access by community members of all ages and community-based
organizations.
Mental Health Consultation
Mental health consultations aim to improve awareness of mental health issues including
signs and symptoms and awareness of BHCS and other services. Mental health
consultations will embed mental health messaging and education into existing community
services and activities so that Community Based Organizations (CBOs) may become project
collaborators in the provision of outreach and education, screening and assessment and
referral services. Mental health consultations will support community leaders to integrate
traditional and cultural practices and aspects with mental health prevention and early
intervention protocols. Community leaders may include elders, faith based leaders,
teachers, public health nurses or other trusted community members.
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The awarded Contractors will:
a. Provide training on mental health issues to CBOs.
The awarded Contractor will develop curriculum or use evidence based practices or
community defined models to deliver trainings on mental health including indicators of
the need for clinical assessment, referral and linkage, and the use of mental health
screening tools. CBOs will include agencies serving a significant population from the
identified community such as primary healthcare clinics, immigrant and refugee service
agencies, youth and family development programs and other institutions and
associations.
b. Provide mental health consultation, training and support to community leaders.
Leaders can hold valuable insight into the urgent needs of individuals, families and
groups within their communities. Program staff will provide consultation, training, and
resource materials to community groups and leaders to improve awareness of mental
health issues and knowledge about referral and linkage as needed to mental health
services.
c. Continuous promotion of services through multiple sources.
Services will be actively and continuously promoted to assist community leaders in
finding, accessing and referring individuals and families to community and County
mental health resources.
Preventive Counseling
Preventive Counseling includes brief low intensity problem solving sessions, consultations,
peer support, empathetic listening, brokerage services, linkage services, relapse prevention
and other services to address and promote recovery. The awarded Contractor can provide
Preventive Counseling to clients for up to one year. Models for Preventive Counseling will
be multi-dimensional to include family interventions, peer support, afterschool programs,
parent classes and support groups offered by culturally-competent providers and
practitioners. Clients may also receive Prevention Visits which include visits or activities to
support and prepare clients prior to receiving Preventive Counseling. Prevention Visits may
also be offered, in the event that brief follow up is needed, after clients have received
Preventive Counseling sessions.
Mental Health Referrals
Awarded Contractors shall provide and track referrals and linkages to mental health
treatment services to participants as needed. Awarded Contractors must track referrals
provided and follow up with clients to ensure positive linkage to additional services.
Bidders will propose their strategies for outreach and education, mental health consultation,
preventive counseling and mental health referrals. Bidders will be evaluated based on their
description of program services, including how well chosen practices meet the identified
needs of the priority population and their experience in implementing such practices.
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UELP PEI services must include cultural wellness practices, which will mirror the diverse
accepted practices in the priority population. Bidders should provide details of the cultural
wellness practices being proposed and the cost and details of the organization’s expertise
for supporting proposed practices.
3. Planned Staffing and Organizational Infrastructure
UELP PEI services will utilize a multidisciplinary staff to provide outreach and education,
mental health consultation, preventive counseling and mental health referrals. Program
services are based on the community-based consultation model designed to transfer the
knowledge and skills of the service provider to the community using appropriate strategies
that empower and engage the individual, family and organization in decisions and actions
toward their own wellness.
Program services must include the following staffing models:
For Service Area-specific programs including Afghan, African, Asian, Middle Eastern and
Arabic and Native American priority populations:
Program Manager at a minimum of 0.5 full time employment (FTE)
Mental Health Specialist at a minimum of 1.0 FTE
o Mental Health Specialist may be a Licensed Practitioner of the Healing Arts5
(LHPA) or Graduate Trainee/Student
Outreach Worker at a minimum of 1.5 FTE (allocated at no less than 0.5 FTE per
person)
Data Clerk at a minimum of 0.5 FTE
For County wide programs including NHOPI and Filipino, South Asian and Southeast Asian
priority populations:
Program Manager at a minimum of 0.75 full time employment (FTE)
Mental Health Specialist at a minimum of 2.0 FTE
o Mental Health Specialist may be a Licensed Practitioner of the Healing Arts
(LHPA) or Graduate Trainee/Student
Outreach Worker at a minimum of 3.0 FTE (allocated at no less than 0.5 FTE per
person)
Data Clerk at a minimum of 0.75 FTE
Individual staff must be allocated at a minimum of 0.5 FTE for Outreach Workers if including
multiple part time staff to provide services. Bidder should provide rationale for having
multiple staff providing Outreach Worker services. Bidders must allocate a portion of LPHA
FTE to provide supervision to the outreach worker and to co-sign for counseling services
provided by a Graduate Trainee/ Student in educational mental health programs. Bidders
5 For the purpose of this RFP, LPHA includes staff who are registered with the California Board of Behavioral
Sciences, usually registered MFT/ASW interns, Professional Clinical Counselors (unlicensed), psychologists and psychiatrists who are waivered by the State to provide services.
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shall make an effort where possible to have program staff that are proficient in the priority
population’s language and be culturally competent within the identified community.
The Outreach Worker will provide outreach and engagement, education, screening and
referral services. The Outreach Worker will work with the Mental Health Specialist to create
personalized wellness plans that include traditional healing practices and cultural aspects,
as well as follow up with individuals to prevent escalations in mental health crises. They will
identify signs and symptoms of mental health crisis and provide referrals and support clients
through the referral process to ensure positive linkage to resources and service.
The Mental Health Specialist shall be a language and culturally proficient member of the
identified community with mental health expertise. The Mental Health Specialist will assess
individual’s and family needs, provide preventive counseling services, make appropriate
cross-system referrals as needed and support clients through the referral process to ensure
successful linkages to resources and services.
Bidders shall demonstrate their current and planned organizational infrastructure to
successfully implement the program. Services shall be provided by an organization with
sound and appropriate business operations in terms of capacity, infrastructure, staffing and
hiring. Appropriate infrastructure, staffing and hiring includes:
Plan for training, supervising, and supporting staff;
Organizational capacity to track and bill MAA;
Organizational capacity to provide culturally informed services both onsite and in
community settings; and
Organizational capacity to track and enter data into the County’s electronic information
management and claiming system (Clinician’s Gateway).
BHCS will contract with only one agency to provide UELP PEI services for each of the
priority populations (Asian and Afghan populations will have two providers) . Bidders that
intend to collaborate with other service provider/s to provide services shall provide rationale
and describe how collaboration will enhance service delivery.
Bidders will describe their plan to provide ongoing program support and potential for
program sustainability. Bidders will be evaluated based on their description of their staffing
plan and organizational capacity to provide UELP PEI services.
4. Forming Partnerships and Collaboration
In order to meet the needs of the priority populations, Bidders must strengthen linkages
across services and programs. The awarded Contractors are expected to collaborate with
the County’s other PEI efforts such as: School Based Mental Health Consultation; Alameda
County Everyone Counts Stigma and Discrimination Reduction Campaign; Family Education
Resource Center (FERC) and the County’s Consumer Run and Family Member
Departments, among others in order to promote and increase access to County’s mental
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health support systems. Contractors may also collaborate with Wellness Centers, Peers
Envisioning and Engaging in Recovery Services (PEERS), Co-Occurring Conditions
Initiative, the Pool of Consumer Champions, and Health and Human Resource Education
Center (HHREC).
In order to meet the needs of the priority population, Bidders must strengthen connections
across services and programs. Clients in the priority population are often served by multiple
systems and may have multiple service coordinators. The awarded Contractor/s will
strengthen existing or establish new, strong collaborative relationships with the many
agencies to which clients may be referred. Bidders will propose their plan for building on
existing partnerships and establishing new relationships to meet client needs. Bidders shall
demonstrate how they will coordinate and collaborate across service systems, with a goal to
complete successful referral and linkages, maintain ongoing coordination and minimize
redundancy in supports.
5. Ability to Track Data and Outcomes
The awarded Contractors shall track data and outcomes for the purpose of reporting and for
continuous quality improvement of services.
The awarded Contractors must provide a minimum of the following services:
Service area specific priority populations including Afghan, African, Middle Eastern and
Arabic, Native American and Asian:
Provide at least five community events annually;
Provide at least one psycho-education workshops to community groups monthly;
Provide at least three support groups annually, based on content determined by
community need and preference;
Provide at least three educational workshops annually;
Provide at least four mental health consultations to CBOs, health care providers or
community groups annually;
Actively promote program services in at least five widely distributed and easily
accessible community-based sources, including newsletters, brochures, directories,
newspapers, web-sites, etc.;
Provide preventive counseling sessions to at least 40 individuals annually; and
Provide mental health referrals and successful linkages to at least six clients annually.
Countywide priority populations including NHOPI and Filipinos, South Asian and Southeast
Asian:
Provide at least seven community events annually;
Provide at least two psycho-education workshop to community groups monthly;
Provide at least six support groups annually based on content determined by community
need and preference;
Provide at least six educational workshops annually;
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Provide at least eight mental health consultations to CBOs, health care providers or
community groups annually;
Actively promote program services in at least ten widely distributed and easily accessible
community-based sources, including newsletters, brochures, directories, newspapers,
web-sites, etc.;
Provide preventive counseling sessions to at least 80 individuals annually; and
Provide mental health referrals and successful linkages to at least 12 clients annually.
Bidders shall propose the annual number of home visits to be offered and the annual
number of prevention visits to be provided to individuals and families. Bidders shall provide
rationale for their proposed number of home visits and number of prevention visits.
At least 66 percent of clients who receive referrals will successfully link with services
referred to. The awarded Contractors shall track any mental health referrals and enter
referrals made within BHCS system in the County’s electronic database, currently Clinicians
Gateway.
The awarded Contractors will track the following information and regularly enter this
information into Clinician’s Gateway:
Estimate of participants at outreach and education events; individuals who received
mental health consultation services;
Individual level data to be collected and reported on includes age, race/ethnicity, gender,
primary language, city of residence, sexual orientation, disability, veteran status, and
time spent per activity; and
Referrals to cultural wellness practitioners, treatment services and follow up to ensure
positive linkages.
The awarded Contractors will conduct annual program evaluations and report results.
Awarded Contractors will submit an annual Data and Program report using a BHCS
provided template.
Bidders shall describe their plan for data collection and reporting as well as their ability to
track data and any systems in place for data collection.
BHCS reserves the right to determine and to evaluate program measures and outcomes
and work with the awarded Contractors to alter their program and outcome measures in
subsequent years.
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II. INSTRUCTIONS TO BIDDERS
A. COUNTY CONTRACTS
All contact during the competitive RFP process shall be through the RFP contact, only.
The BHCS website http://www.acbhcs.org/Docs/docs.htm#RFP and the General Services Agency
(GSA) website
https://www.acgov.org/gsa_app/gsa/purchasing/bid_content/contractopportunities.jsp
are the official notification and posting places for this RFP and any Addenda.
The evaluation phase of the competitive process shall begin upon receipt of proposals until
contract award. Bidders shall not contact or lobby CSC/Evaluation Panelists during the
evaluation process. Attempts by Bidders to contact CSC/Evaluation Panelists may result in
disqualification of the Bidder’s proposal.
All questions regarding these specifications, terms and conditions shall be submitted in writing,
preferably via e-mail, as specified in the Calendar of Events to:
Rachel Garcia
1900 Embarcadero Cove, Suite 205
Oakland, CA 94606
Email: [email protected]
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B. CALENDAR OF EVENTS
Event Date/Location
Request for Proposals
(RFP) Issued
Monday October 9, 2017
Bidder’s Written
Questions Due
By 5:00 pm on the day of 2nd Bidder’s Conference – BHCS strongly
encourages Bidders to submit written questions earlier.
1st Bidders’
Conference
Monday
October 16, 2017
9:30 am – 11:00 am
2000 Embarcadero Cove, Oakland
Gail Steele Room
2nd Bidders’ Conference Tuesday
October 17, 2017
2:00 pm – 3:30 pm
951 Turner Court, Hayward
Conference Room 230ABC
Addendum Issued Tuesday October 24, 2017
Proposals Due Wednesday November 8, 2017 by 2:00 pm
Review/Evaluation Period Thursday November 9, 2017 – Tuesday December 19, 2017
Oral Interviews
(as needed)
Tuesday December 12, 2017:
Evaluation Panel 1 - African and Native American
Thursday December 14, 2017:
Evaluation Panel 2 - Afghan, Middle Eastern & Arabic and South
Asian
Tuesday December 19, 2017:
Evaluation Panel 3 - Asian, Southeast Asian and NHOPI and Filipino
Award Recommendation
Letters Issued
Wednesday January 3, 2018
Board Agenda Date April 2018
Contract Start Date July 1, 2018
Note: Award Recommendation, Board Agenda and Contract Start dates are approximate. Other
dates are subject to change. Bidders will be notified of any changes via email. It is the responsibility
of each Bidder to be familiar with all of the specifications, terms and conditions. By submission of a
proposal, Bidder certifies that if awarded a contract Bidder shall make no claim against the County
based upon ignorance of conditions or misunderstanding of the specifications.
C. SMALL LOCAL EMERGING BUSINESS (SLEB) PREFERENCE POINTS
The County is vitally interested in promoting the growth of small and emerging local businesses
by means of increasing the participation of these businesses in the County’s purchase of goods
and services.
As a result of the County’s commitment to advance the economic opportunities of these
businesses, Bidders must meet the County’s SLEB requirements in order to be considered for
the contract award. These requirements can be found online at:
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UELP PEI Services RFP #17-09
http://acgov.org/auditor/sleb/overview.htm
For purposes of this proposal, applicable industries include, but are not limited to, the following
North American Industry Classification System (NAICS) Codes: 813410 and 624190.
A small business is defined by the United States Small Business Administration (SBA) as
having no more than the number of employees or average annual gross receipts over the last
three (3) years required per SBA standards based on the small business's appropriate NAICS
code.
An emerging business is defined by the County as having either annual gross receipts of less
than one-half (1/2) that of a small business OR having less than one-half (1/2) the number of
employees AND that has been in business less than five (5) years.
D. BIDDERS’ CONFERENCES
BHCS strongly recommends that Bidders thoroughly read the RFP prior to attending any
Bidders’ Conferences. BHCS shall hold two Bidders’ Conferences. Bidders’ Conferences will be
held to:
Provide an opportunity for Bidders to ask specific questions about the program and request
RFP clarification; and
Provide the County with an opportunity to receive feedback regarding the program and RFP.
BHCS shall respond to written questions submitted prior to the Bidders’ Conferences, in
accordance with the Calendar of Events and verbal questions received at the Bidders
Conferences, whenever possible at the Bidders’ Conferences. BHCS shall address all questions
and include the list of Bidders’ Conferences attendees in an Addendum following the Bidders
Conferences in accordance with the Calendar of Events section of this RFP.
Bidders are not required to attend the Bidders’ Conferences. However, attendance to at least one
Bidders’ Conference is strongly encouraged in order to receive information to assist Bidders in
formulating proposals.
Failure to participate in a Bidders’ Conference shall in no way relieve the Bidder from furnishing
program and services requirements in accordance with these specifications, terms and conditions
and those released in any Addenda.
E. SUBMITTAL OF PROPOSALS/BIDS
1. All proposals must be SEALED and received by BHCS no later than 2:00 pm on the due
date and location specified on the RFP cover and Calendar of Events in this RFP. BHCS
cannot accept late and/or unsealed proposals. If hand delivering proposals, please allow
time for parking and entry into building.
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UELP PEI Services RFP #17-09
BHCS shall only accept proposals at the address and by the time indicated on the RFP
cover and in the Calendar of Events. Any proposals received after said time and/or date or
at a place other than the stated address cannot be considered and shall be returned to the
Bidder unread/unopened.
All proposals, whether delivered by an employee of Bidder, U.S. Postal Service, courier or
package delivery service, must be received and time stamped at the stated delivery address
prior to the time designated. BHCS’ timestamp shall be considered the official timepiece for
the purpose of establishing the actual receipt of bids.
2. Bidders must submit proposals which clearly state Bidder and RFP name. Bidders must
complete and submit their proposal using the Fillable Forms Template6. Bidders must indicate
the priority population they are applying for. Proposals shall include:
a. One original hard copy proposal in a three-ring binder, with original ink signatures. Original
proposal is to be clearly marked on the cover (it should be clear who the Bidder is on the
front of the binder);
The original proposal must include evidence that the person(s) who signed the proposal
is/are authorized to execute the proposal on behalf of the Bidder. A signed statement
by either the Executive Director or the Board President on an agency letterhead will
meet this requirement.
b. Seven copies of proposal. Copies must be unbound without a three-ring binder.
c. Enclosed with the hard copy include, a USB flash drive clearly marked with the Bidder and
RFP name with the following saved on it:
An electronic copy of the proposal, saved with Bidder’s name;
An electronic Excel copy of the completed Exhibit B-1 Program Budget, saved with the
Bidder’s name.
The County requests that all proposals submitted shall be printed double-sided and on
minimum thirty percent post-consumer recycled content paper.7
Bidders shall use the Fillable Forms Template for submittal of proposals to ensure that
proposals are:
Single spaced;
Use 11-point Arial font and
Conform to the maximum page limits.
3. The County will not consider telegraphic, electronic or facsimile proposals.
6 The Fillable Forms Template was created using Adobe Acrobat Pro which is not compatible with Google Chrome. In
order for the fillable fields to work properly, open the Template using other web browser such as Internet Explorer, Safari, etc. 7 Inability to comply with this recommendation will have no impact on the evaluation and scoring of proposals.
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UELP PEI Services RFP #17-09
4. Bidder agrees and acknowledges all RFP specifications, terms and conditions and indicates
ability to perform by submission of proposal.
5. Submitted proposals shall be valid for a minimum period of eighteen months.
6. All costs required for the preparation and submission of a proposal shall be borne by Bidder.
7. Proprietary or Confidential Information: No part of any proposal response is to be marked as
confidential or proprietary. County may refuse to consider any bid response or part thereof so
marked. Bid responses submitted in response to this RFP may be subject to public disclosure.
County shall not be liable in any way for disclosure of any such records. Additionally, all
proposals shall become the property of County. County reserves the right to make use of any
information or ideas contained in submitted proposals. This provision is not intended to require
the disclosure of records that are exempt from disclosure under the California Public Records
Act (Government Code Section 6250, et seq.) or of “trade secrets” protected by the Uniform
Trade Secrets Act (Civil Code Section 3426, et seq.).
8. All other information regarding proposals shall be held as confidential until such time as the
CSC/Evaluation Panel has completed their evaluation, notification of recommended award
has been made and the contract has been fully negotiated with the recommended awardees
named in the intent to award/non-award notification. The submitted proposals shall be made
available upon request no later than five calendar days before approval of the award and
contract is scheduled to be heard by the Board of Supervisors. All parties submitting
proposals, either qualified or unqualified, shall receive mailed intent to award/non-award
notification, which shall include the name of the Bidder(s) recommended for award of this
service. In addition, recommended award information will be posted on the BHCS website.
9. Each proposal received, with the name of the Bidder, shall be entered on a record, and each
record with the successful proposal indicated thereon shall, after the negotiations and award
of the order or contract, be open to public inspection.
10. California Government Code Section 4552: In submitting a bid to a public purchasing body,
the Bidder offers and agrees that if the bid is accepted, it will assign to the purchasing body
all rights, title, and interest in and to all causes of action it may have under Section 4 of the
Clayton Act (15 U.S.C. Sec. 15) or under the Cartwright Act (Chapter 2, commencing with
Section 16700, of Part 2 of Division 7 of the Business and Professions Code), arising from
purchases of goods, materials, or services by the Bidder for sale to the purchasing body
pursuant to the bid. Such assignment shall be made and become effective at the time the
purchasing body tenders final payment to the Bidder.
11. Bidder expressly acknowledges that it is aware that if a false claim is knowingly submitted
(as the terms “claim” and “knowingly” are defined in the California False Claims Act, Cal.
Gov. Code, §12650 et seq.), County will be entitled to civil remedies set forth in the
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UELP PEI Services RFP #17-09
California False Claim Act. It may also be considered fraud and the Contractor may be
subject to criminal prosecution.
12. The undersigned Bidder certifies that it is, at the time of bidding, and shall be throughout the
period of the contract, licensed by the State of California to do the type of work required
under the terms of the Contract Documents. Bidder further certifies that it is regularly
engaged in the general class and type of work called for in the Bid Documents.
13. The undersigned Bidder certifies that it is not, at the time of bidding, on the California
Department of General Services (DGS) list of persons determined to be engaged in
investment activities in Iran or otherwise in violation of the Iran Contracting Act of 2010
(Public Contract Code Section 2200-2208).
14. It is understood that County reserves the right to reject this bid and that the bid shall remain
open to acceptance and is irrevocable for a period of 180 days, unless otherwise specified
in the Bid Documents.
F. RESPONSE FORMAT/PROPOSAL RESPONSES
Bidders shall use the Fillable Forms Templates (posted on the BHCS and GSA websites) to
submit proposals. This section provides the point system that the CSC/Evaluation Panel will use
to evaluate proposals. BHCS encourages Bidders to reference that section when responding to
this RFP.
The person(s) administering the competitive process will review each proposal for completeness
against the RFP requirements and ensure that responses conform to the page maximum for
each section and sub-section indicated in Table 1. Bidders cannot submit non-material
documents after the proposal due date, in order to complete their proposal. Proposals with any
missing items of submittals as outlined in the RFP and any Addenda shall be deemed
incomplete and may be rejected.
Proposals shall be complete, substantiated, concise and specific to the information
requested. Any superfluous and unrequested material submitted with the bid will be
removed and will not be viewed by the Evaluation Panel. Any material deviation from the
requirements may be cause for rejection of the proposal, as determined at BHCS’ sole
discretion.
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UELP PEI Services RFP #17-09
The proposal sections, instructions and page maximums are contained in Table 1.
Table 1
Section Instructions Page Max.
1. TITLE PAGE Use the Fillable Forms Template to complete and submit
the requested information. 1
2. EXHIBIT A:
BIDDER
INFORMATION
AND
ACCEPTANCE
Use the Fillable Forms Template to complete and submit
the requested information.
1
3. LETTER OF
TRANSMITTAL/
EXECUTIVE
SUMMARY
Use the Fillable Forms Template to complete and submit
a synopsis of the highlights and benefits of each
proposal. 1
4. BIDDER MINIMUM
QUALIFICATIONS
AND SPECIFIC
REQUIREMENTS
Use the Fillable Forms Template to describe and
demonstrate how Bidder meets all of the criteria.
2
Have at least five years’ experience providing
culturally-reflective health, counseling and case
management services to children, youth, adults and
families of the priority population;
Have demonstrated capacity to track and report data
including service utilization and client level data.
o Please provide an example of a data tracking
system or template as attachment 1A.
5. ORGANIZATIONAL
CAPACITY AND
REFERENCE
Supply Organizational Capacity and Reference
sections a. and b. in the original proposal only. N/A
a. Debarment and Suspension
Bidders, its principal and named subcontractors must
not be identified on the list of Federally debarred,
suspended or other excluded parties located at the
following databases:
https://www.sam.gov/portal/SAM/#1
https://exclusions.oig.hhs.gov/
https://files.medical.ca.gov/pubsdoco/SandIlandin
g.asp
https://www.ssdmf.com
N/A
b. References Use the Fillable Forms Template to
provide three current and three former references
that Bidder worked with on a similar scope, volume
and requirements to those outlined in this RFP.
Bidders must verify that the contact information for all
references provided is current and valid. Bidders are
strongly encouraged to notify all references that the
2
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UELP PEI Services RFP #17-09
Section Instructions Page Max.
County may be contacting them to obtain a
reference.
The County may contact some or all of the
references provided in order to determine Bidder’s
performance record on work similar to that described
in this request. The County reserves the right to
contact references other than those provided in the
proposal and to use the information gained from
them in the evaluation process.
6. BIDDER
EXPERIENCE,
ABILITY AND
PLAN
Use the Fillable Forms Template to complete and submit
the information below. N/A
a. Describe, in detail, Bidder’s Understanding and
Experience with the Priority Population Needs
including:
(4)
i. Bidder’s understanding of the priority population
including children and youth, adults, recent
immigrants and refugees:
1. Risk factors and barriers;
2. Protective factors;
3. Internal and external stigmas and challenges
with accessing and engaging in preventive
mental health services; and
4. Services needed, including cultural and
linguistic needs.
2
ii. Bidder’s experience working with the priority
population including children and youth, adults,
recent immigrants and refugees:
1. Proposed strategies for addressing barriers and
challenges faced by the priority population;
2. Proposed strategies to support and deepen
existing protective factors;
3. Providing prevention and early intervention
mental health services to the priority population;
and
4. Providing culturally and linguistically
appropriate services.
2
b. Describe in detail, Bidder’s Service Delivery
Approach, including: (5)
i. Describe Bidder’s plan to provide Outreach and
Psycho-Education services to the priority
population including:
1. Specific strategies to target and engage clients;
1
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UELP PEI Services RFP #17-09
Section Instructions Page Max.
2. Outreach and Psycho-Education services to be
provided. Include potential locations at which
services will be provided.
ii. Describe Bidder’s plan to provide Mental Health
Consultation services including:
1. Strategies to identify, target and engage
community leaders, community groups and
professionals;
2. Strategies to educate on how mental health
issues present in the priority population; and
3. Describe the impact proposed services will
have in the community. Including:
Proposed plan to use services to increase
community capacity and
How services will increase community
awareness of mental health signs and
symptoms and what evidence will
demonstrate increased community capacity.
2
iii. Describe Bidder’s plan to provide culturally
responsive Preventive Counseling including:
1. Proposed strategies or models including
evidence based practices or community
informed practices for providing Preventive
Counseling services and Prevention Visits; and
2. Strategies to provide services to clients of all
age groups, genders and sexual orientations.
and
3. Strategies to provide Mental Health Referrals
as needed and how referrals and linkage will be
tracked to ensure positive linkage.
1
iv. Describe how the cultural and linguistic needs of
the priority population will be addressed including:
1. Determining cultural wellness practices or
combination of wellness practices to provide;
2. Recognizing and addressing internal and
external stigmas related to accessing and
engaging in preventive mental health services;
3. The design of welcoming and healing
environments in which to deliver services;
4. How Bidder will collaborate with
consumers/families, community leaders, and/or
organizations to design and implement
culturally responsive programs.
1
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UELP PEI Services RFP #17-09
Section Instructions Page Max.
c. Describe, in detail, Bidder’s Planned Staffing and
Organization Infrastructure, including:
(4)
i. Bidders planned staffing structure including:
1. Proposed program chart that illustrates where
the program will sit within the organization
(include as Attachment 2A).
N/A
ii. Roles of direct and non-direct services staff, roles
and responsibilities of all staff. Including:
1. Plan for supervision and oversight of proposed
program components;
2. Plan for hiring, training, supervising, and
retaining all staff. Including how staff will reflect
priority populations and have language and
cultural capacity; and
3. Tasks necessary to provide the services
detailed in the scope and how they will be
assigned to both direct and non-direct service
staff.
2
iii. Bidder’s planned organizational infrastructure,
including:
1. Description of how program services will be
integrated into Bidder’s existing organizational
structure and services;
2. Experience with and/or capacity to develop a
MAA plan, track and bill MAA services; and
3. Experience with and/or capacity utilizing data
collection and service encounter tracking
systems.
4. If Bidder intends to collaborate with other
service provider/s, describe your rationale for
how collaboration will enhance services
delivery. Including:
How Bidder will work with other service
provider/s;
Describe systems to monitor, evaluate, and
reach program goals; and
Describe experience collaborating with other
service provider/s including addressing
barriers.
2
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UELP PEI Services RFP #17-09
Section Instructions Page Max.
d. Describe, in detail, Bidder’s ability and experience in
Forming Partnerships and Collaboration in
program services including:
1. Experience in collaborating with community
members and leaders, CBOs and providers that
work with the priority population. Provide
examples of experience. What were the results of
these collaborative efforts? Include existing
program partnerships and collaborations.
1
e. Describe, in detail, Bidder’s Experience and Plan to
Track Data and Outcomes, including Bidder’s plan
for collecting data specified in this RFP and tracking
outcomes for quality improvement, including:
1. Proposed annual number of home visits and
annual number of prevention visits to be
provided. Provide rationale for proposed
measures; and
2. Plan for tracking deliverables, client level data,
referrals and successful linkage to services.
Include data collection systems to be used and
experience with data collection and tracking
systems.
1
7. COST
Program Budget
a. Cost-Coefficient – Bidder does not need to submit anything additional for this.
b. Complete and submit one EXHIBIT B-1: BUDGET WORKBOOK (saved in MS Excel).
See EXHIBIT B-1: BUDGET WORKBOOK
INSTRUCTIONS in the Fillable Forms Template for
detailed instructions. Complete and submit all
worksheets in the Workbook.
(in addition
to the
Exhibit B-1:
Budget
Workbook)
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UELP PEI Services RFP #17-09
Section Instructions Page Max.
c. Bidder’s detailed Budget Narrative to explain the costs and calculations in the B-1: BUDGET WORKBOOK. i. Bidder’s narrative on how the proposed program
budget is aligned with the requirements of this
RFP taking into account how calculations were
made on the following and explanation on any
variances in costs:
1. Required Staffing
2. Salaries and Benefits
3. Operating Expenses
4. Administrative and/or Indirect Costs
5. Revenue
6. Service Hours
2
8. IMPLEMENTATION
SCHEDULE AND
PLAN
a. Bidder’s Implementation Schedule and Plan with
responsible persons, milestones and due dates
around the following activities: staff hiring and
training, identifying community leaders and key
stakeholders for mental health consultation services,
conduct outreach, provide mental health
consultations, preventive counseling and mental
health referrals and develop, submit and get
approval for MAA billing (if new to MAA).
1
b. Bidder’s identification and strategies for mitigation of
risks and barriers, which may adversely affect the
program’s implementation
1
EXHIBITS
Using the Fillable Forms Template complete and submit
the following:
N/A EXHIBIT C: INSURANCE REQUIREMENTS
EXHIBIT D: EXCEPTIONS, CLARIFICATIONS AND
AMENDMENTS
G. EVALUATION CRITERIA/SELECTION COMMITTEE
All proposals that pass the initial Evaluation Criteria which are determined on a pass/fail basis
(Bidder Minimum Qualifications, Completeness of Response, Conformance to Page Limitations,
and Debarment and Suspension) shall be evaluated by the CSC/Evaluation Panel. The
CSC/Evaluation Panel may be composed of County staff and other individuals who may have
expertise or experience in the RFP content. The CSC/Evaluation Panel shall score and
recommend a Contractor in accordance with the evaluation criteria set forth in this RFP. The
evaluation of the proposals for recommendation shall be within the sole judgment and discretion
of the CSC/Evaluation Panel.
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UELP PEI Services RFP #17-09
All contact during the evaluation phase shall be through the BHCS contact person only. Bidders
shall neither contact nor lobby evaluators during the evaluation process. Attempts by Bidder to
contact and/or influence members of the CSC/Evaluation Panel may result in disqualification of
Bidder.
The CSC will evaluate each proposal meeting the minimum qualifications and requirements set
forth in this RFP. The CSC will conduct two separate evaluation processes based on the County
region to identify an awarded Contractor for North County and an awarded Contractor for
Central, East, and South County. Bidders should bear in mind that any proposal that is
unrealistic in terms of the technical or schedule commitments, or unrealistically high or low in
cost, shall be deemed reflective of an inherent lack of technical competence or indicative of a
failure to comprehend the complexity and risk of the County’s requirements as set forth in this
RFP.
As a result of this RFP, the County intends to award up to ten contracts to responsible Bidders
whose response conforms to the RFP and whose proposal presents the greatest value to the
County, all evaluation criteria considered. The combined weight of the evaluation criteria is
greater in importance than cost in determining the greatest value to the County. The goal is to
award a contract to the Bidders that demonstrate the best quality as determined by the
combined weight of the evaluation criteria. The County may award a contract of higher
qualitative competence over the lowest priced proposal.
BHCS will hold three separate CSC/ Evaluation Panels. Evaluation Panel 1 will evaluate the
following priority populations: African and Native American priority population bids. Evaluation
Panel 2 will evaluate bids for the following priority populations: Afghan, Middle Eastern and
Arabic and South Asian. Evaluation Panel 3 will evaluate the following priority populations:
Asian, Native Hawaiian and other Pacific Islanders and Filipino and Southeast Asian. All bids
for each priority population will be evaluated separately.
The basic information that each proposal section should contain is specified in section II. F.
These specifications should be considered as requirements. Much of the material needed to
present a comprehensive proposal can be placed into one of the sections listed in II. F.
However, other criteria may be added to further support the evaluation process whenever such
additional criteria are deemed appropriate in considering the nature of the services being
solicited.
Each of the Evaluation Criteria below shall be used in ranking and determining the quality of
proposals. Proposals shall be evaluated according to each Evaluation Criteria and scored on a
zero to five-point scale shown in Table 2. The scores for all the Evaluation Criteria shall be
added according to their assigned weight, as shown in Table 3, to arrive at a weighted score for
each proposal. A proposal with a high weighted total shall be deemed of higher quality than a
proposal with a lesser-weighted total. The final maximum score for any program is five hundred
fifty (550) points including the possible fifty (50) points for local and small, local and emerging,
or local preference points (maximum 10% of final score).
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UELP PEI Services RFP #17-09
The evaluation process may include a two-stage approach including an initial evaluation of the
written proposal and preliminary scoring to develop a short list of Bidders that will continue to
the final stage of oral interview and reference checks. The preliminary scoring will be based on
the total points, excluding points allocated to references, and oral interview.
If the two-stage approach is used, the three Bidders that receive the highest preliminary scores
and with at least 200 points shall be invited to participate in an oral interview. Only the Bidders
meeting the short list criteria shall proceed to the next stage. All other Bidders shall be deemed
eliminated from the process. All Bidders shall be notified of the short list participants; however,
the preliminary scores at that time shall not be communicated to Bidders.
The zero to five-point scale range is defined in Table 2.
Table 2
Score Label Description
0 Not
Acceptable
Non-responsive, fails to meet RFP specification. The approach
has no probability of success. If a mandatory requirement this
score shall result in disqualification of proposal.
1 Poor Below average, falls short of expectations, is substandard to that
which is the average or expected norm, has a low probability of
success in achieving objectives per RFP.
2 Fair Has a reasonable probability of success, however, some
objectives may not be met.
3 Average Acceptable, achieves all objectives in a reasonable fashion per
RFP specification. This shall be the baseline score for each item
with adjustments based on interpretation of proposal by
Evaluation Committee members.
4 Above
Average/
Good
Very good probability of success, better than that which is
average or expected as the norm. Achieves all objectives per
RFP requirements and expectations.
5 Excellent/
Exceptional
Exceeds expectations, very innovative, clearly superior to that
which is average or expected as the norm. Excellent probability of
success and in achieving all objectives and meeting RFP
specification.
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UELP PEI Services RFP #17-09
The evaluation criteria and respective weights for this RFP are contained in Table 3.
Table 3
RFP SECTION EVALUATION METHOD EVALUATION CRITERIA WEIGHT
1. TITLE PAGE Reviewed for completeness Complete/Incomplete
Meets/Does Not Meet Minimum Qualification
Responses to this RFP must be complete. Responses that do
not include the proposal content requirements identified within
this RFP and subsequent Addenda and do not address each
of the items listed below will be considered incomplete.
Additionally, bid responses that do not conform to the page
limitations in Table 1, will be rated a Fail in the Evaluation
Criteria and will receive no further consideration.
Pass/Fail
2. EXHIBIT A: BIDDER
INFORMATION AND
ACCEPTANCE
3. LETTER OF
TRANSMITTAL/
EXECUTIVE
SUMMARY
4. BIDDER MINIMUM
QUALIFICATIONS
Have at least five years’
experience providing
culturally-reflective
health, counseling and
case management
services to children,
youth, adults and families
of the priority population;
Have demonstrated
capacity track and report
data including service
utilization and client level
data.
5. ORGANIZATIONAL
CAPACITY AND
REFERENCES
a. Debarment and
Suspension
To be considered for contract award, the Bidder and its
principal may not be identified on the list of Federally
debarred, suspended or other excluded parties located in the
following databases:
https://www.sam.gov/portal/SAM/#1
https://exclusions.oig.hhs.gov/
https://files.medical.ca.gov/pubsdoco/SandIlanding.asp
Pass/Fail
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UELP PEI Services RFP #17-09
https://www.ssdmf.com
b. BHCS will accept only
non-BHCS references.
BHCS will check
references for Bidders
placed on the shortlist
and ask the references
standard questions,
which will be evaluated
by the Evaluation Panel.
How do the Bidder’s references respond to the following:
Bidder’s capacity to perform the services as stated;
Areas in which Bidder did well and areas in which bidder
could have improved (if applicable);
Communication and responsiveness, reporting and
invoicing, training, customer service, compliance with
program, legal, and/or funding requirements,
documentation and reliability on a scale of one to five;
Whether the project was completed on time and on
budget;
Capacity and ability to meet program or contract
deliverables;
Understanding of the project and need;
References’ overall satisfaction with Bidder;
References’ comfort with recommending the Bidder to
Alameda County;
Whether Bidder would be used again by Reference; and
Any other information that would assist in Alameda
County’s’ work with the Bidder.
5
6. BIDDER
EXPERIENCE,
ABILITY AND PLAN
a. The Evaluation Panel will read and assign a score based on how detailed and specific the
Bidder’s response to following questions which will become the total score under the
Clinical Understanding and Experience with Priority Population Needs.
(13)
Section
Subtotal
i. Understanding of
the Priority
Population
How well does Bidder demonstrate understanding of the priority
population including:
Risk factors and barriers;
Protective factors;
Internal and external stigmas and challenges with
accessing and engaging in preventive mental health
services; and
6
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UELP PEI Services RFP #17-09
Services needed including cultural and linguistic needs.
ii. Experience with
Priority Population
How well does Bidder demonstrate experience working with or
knowledge of the priority population including:
How well matched are Bidders proposed strategies for
addressing barriers and challenges?
How well matched are Bidder’s proposed strategies to
support and deepen existing protective factors?
How well does Bidder demonstrate experience providing
prevention and early intervention mental health services?
How well does Bidder demonstrate experience providing
culturally and linguistically appropriate services?
7
b. The Evaluation Panel will read and assign a score based on how detailed and specific the
Bidder’s response to following questions which will become the total score under the
Service Delivery Approach.
(28)
Section
Subtotal
i. Program Services
How well matched is Bidders plan to provide Outreach and
Psycho-Education and Prevention services including:
How well matched are proposed strategies to target and
engage clients?
How appropriate are proposed Outreach and Psycho-
Education activities? How accessible are potential locations
to provide services?
7
How well matched is Bidder’s plan to provide Mental Health
Consultation services including:
How appropriate are proposed strategies to target and
reach community leaders, community groups, and
professionals?
How appropriate are proposed strategies to educate on
how mental health issues present in the priority population?
How well does Bidder describe the impact services will
have in the community?
How well does Bidder describe how services will increase
7
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UELP PEI Services RFP #17-09
community awareness of mental health signs and
symptoms?
o How well does Bidder demonstrate how services will
increase community awareness of mental health
signs and symptoms?
How well does Bidder describe what evidence will be
utilized to demonstrate increased community capacity?
How well matched is Bidder’s plan to provide Preventive
Counseling services? Including:
How well matched are Bidder’s proposed models for
providing Preventive Counseling services and Prevention
Visits?
How well matched are Bidder’s strategies to provide
services to clients of all age groups, genders and sexual
orientations?
How well matched is Bidder’s plan to provide mental health
referrals including:
o How effective are proposed strategies to provide
Mental Health Referrals? How well does the bidder
describe how they will track referrals to ensure
positive linkage?
7
ii. Cultural
Responsiveness
How well does Bidder demonstrate how cultural and/or
linguistic needs of the priority population will be addressed,
as well how Bidder will determine cultural wellness
practices?
How well does Bidder recognize stigma related to
accessing and engaging in preventative mental health
services? How well does Bidder describe how they will
address these stigmas?
How well does Bidder describe how services will be
delivered in a welcoming and healing environment?
7
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How well does Bidder describe how they will collaborate
with consumers/ families, community leaders, and/or
organizations to design and implement culturally responsive
programs?
c. The Evaluation Panel will read and assign a score based on how detailed and specific the
Bidder’s response to following questions which will become the total score under the
Planned Staffing and Organizational Infrastructure.
(11)
Section
subtotal
i. Planned Staffing
Structure
How well does proposed staffing pattern match the program
requirements?
How well does Bidder’s plan demonstrate effective hiring,
training, supervising, and retaining all staff? Including
supervision and oversight of proposed program.
How well does Bidder demonstrate how staff will reflect
priority populations and have language and cultural
capacity?
How well does Bidder describe the tasks necessary to
provide the services detailed in the scope? How well does
Bidder describe how they will assign tasks to staff?
6
ii. Organizational
Infrastructure
How well does the proposed program integrate into
Bidder’s existing organizational structure, business
operation, and services?
How well does Bidder demonstrate experience with or
capacity to develop a MAA plan and track and bill MAA
services?
How well does Bidder demonstrate experience with and/or
capacity utilizing data collection and service encounter
tracking systems?
If Bidder intends to collaborate with service provider/s to
provide services, how well does Bidder justify how
collaborative services will enhance the program? How
feasible is Bidder’s proposed plan to work with service
5
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provider/s including monitoring, evaluating, and
collaborating to meet program goals?
o How well does Bidder demonstrate experience
collaborating with service provider/s to provide services
and address barriers in working with service provider/s?
d. The Evaluation Panel will read and assign a score based on how detailed and specific the
Bidder’s response to following questions which will become the total score under
Partnerships and Collaboration and Tracking Data and Outcomes.
(10)
Section
subtotal
i. Partnerships and
Collaboration
How well does Bidder demonstrate experience in
collaborating with community members and leaders, CBOs
and providers that work with the priority population?
How realistic is Bidder’s plan to collaborate with the
community partners and providers working with the priority
population?
5
ii. Track Data and
Outcomes
How appropriate and reasonable are Bidder’s proposed
annual number of home visits and annual number of
prevention visits? How well does Bidder justify proposed
measures?
How appropriate is Bidder’s plan for tracking deliverables,
client level data, referrals and successful linkage to
services?
How well does Bidder demonstrate experience with data
collection and electronic data and/or tracking systems?
5
7. COST
a. The Evaluation Panel will review the Exhibit B-1 Budget Workbook and the Budget
Narrative and assign a score based on how the Bidder’s proposed program budget aligns
with the requirements of the RFP which will become the total score under the Cost. The
Cost-Coefficient is scored by applying the standard County formula.
(13)
Section
subtotal
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i. Cost Co-Efficient Low bid divided by low bid x 5 x weight = points
For example:
$100,000 / $100,000 = 1 x 5 x 5 = 25 points
Low bid divided by second lowest bid x 5 x weight = points
Low bid divided by third lowest bid x 5 x weight = points
Low bid divided by fourth lowest bid x 5 x weight = points
5
ii. Budget and Budget
Narrative Review
How well-matched is Bidder’s budget to the proposed
program?
How well does the budget capture all activities and staff
proposed in the Budget?
How well does the Bidder allocate staff and resources?
How appropriate are the staffing and other costs?
How much value does the proposal add considering the
cost of the program, expected outcomes and the number of
clients served?
How well does the narrative detail how Bidder arrived at
particular calculations including start up period?
How well does Bidder “show the work”?
8
8. IMPLEMENTATION
SCHEDULE AND
PLAN
i. Implementation Plan
Review
How detailed and specific is Bidder’s response?
How realistic does Bidder account for timeline to complete
each specified milestone? Milestones include: staff hiring
and training, identifying community leaders and key
stakeholders for mental health consultations, conduct
outreach, provide mental health consultations, preventative
counseling and mental health referrals and develop, submit
and get approval for MAA billing (if new to MAA).
5
ii. Identification and
Strategies for
Mitigation of Risks
and Barriers
How thorough, thoughtful, and realistic is Bidder’s
identification of challenges and barrier mitigation
strategies?
How well does Bidder assess barriers?
How creative and solution-oriented are Bidder’s strategies?
5
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EXHIBITS
Exceptions, Clarifications
and Amendments
Complete/Incomplete
Meets Minimum Requirements/
Fails to Meet Minimum Requirements
N/A
ORAL INTERVIEW, IF
APPLICABLE
Criteria are created with the CSC/Evaluation Panel.
The oral interview on the proposal shall not exceed 60 minutes. The oral interview may
include responding to standard and specific questions from the CSC regarding the Bidder’s
proposal. The scoring may be revised based on the oral interview.
10
PREFERENCE
POINTS, IF
APPLICABLE
Local Preference: Points equaling five percent of Bidder’s total score, for the above
Evaluation Criteria, will be added. This will be the Bidder’s final score for purposes of award
evaluation.
Five
Percent
(5%)
Small and Local or Emerging and Local Preference: Points equaling five percent of Bidder’s
total score, for the above Evaluation Criteria, will be added. This will be the Bidder’s final
score for purposes of award evaluation.
Five
Percent
(5%)
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H. CONTRACT EVALUATION AND ASSESSMENT
During the initial sixty (60) day period of any contract, which may be awarded to a successful
Bidder (“Contractor”), the CSC and/or other persons designated by the County may meet with
the Contractor to evaluate the performance and to identify any issues or potential problems.
The County reserves the right to determine, in its sole discretion, (a) whether Contractor has
complied with all terms of this RFP and (b) whether any problems or potential problems are
evidenced which make it unlikely (even with possible modifications) that the proposed program
and services will meet the County requirements. If, as a result of such determination the County
concludes that it is not satisfied with Contractor, Contractors’ performance under any awarded
contract as contracted for therein, the Contractor shall be notified of contract termination
effective forty-five (45) days following notice. The County shall have the right to invite the next
highest ranked Bidder to enter into a contract.
The County also reserves the right to re-bid these programs if it is determined to be in its best
interest to do so.
I. AWARD
1. Proposals evaluated by the CSC/Evaluation Panel shall be ranked in accordance with the
RFP section II.G. of this RFP.
2. The CSC shall recommend award of each contract to the Bidder who, in its opinion, has
submitted the proposal that best conforms to the RFP and best serves the overall interests
of the County and attains the highest overall point score. Award may not necessarily be
recommended or made to the Bidder with the lowest price.
3. The County reserves the right to reject any or all proposals that materially differ from any
terms contained in this RFP or from any Exhibits attached hereto, to waive informalities and
minor irregularities in responses received, and to provide an opportunity for Bidders to
correct minor and immaterial errors contained in their submissions. The decision as to what
constitutes a minor irregularity shall be made solely at the discretion of the County.
4. Any proposal that contains false or misleading information may be disqualified by the
County.
5. The County reserves the right to award to a multiple Contractors.
6. The County has the right to decline to award a contract in whole or any part thereof for any
reason.
7. BOS approval to award a contract is required.
8. A contract must be negotiated, finalized, and signed by the intended awardee prior to BOS
approval.
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9. Final terms and conditions shall be negotiated with the Bidder recommended for award. The
successful Bidder may request a copy of the Master Agreement template from the BHCS
RFP contact. The template contains the agreement boilerplate language only.
10. The RFP specifications, terms, conditions, Exhibits, Addenda and Bidder’s proposal, may be
incorporated into and made a part of any contract that may be awarded as a result of this
RFP.
J. PRICING
Federal and State minimum wage laws apply. The County has no requirements for living wages.
The County is not imposing any additional requirements regarding wages.
K. INVOICING
1. Contractor shall invoice the requesting department, unless otherwise advised, upon
satisfactory receipt of product and/or performance of services.
2. Payment will be made within thirty days following receipt of invoice and upon complete
satisfactory receipt of product and performance of services.
3. County shall notify Contractor of any adjustments required to invoice.
4. Invoices shall contain County purchase order (PO) number, invoice number, remit to
address and itemized products and/or services description and price as quoted and shall be
accompanied by acceptable proof of delivery.
5. Contractor shall utilize standardized invoice upon request.
6. Invoices shall only be issued by the Contractor who is awarded a contract.
7. Payments will be issued to and invoices must be received from the same Contractor whose
name is specified on the POs.
L. NOTICE OF INTENT TO AWARD
At the conclusion of the proposal evaluation process (“Evaluation Process”), all Bidders will be
notified in writing by e-mail, fax, or US Postal Services mail of the contract award
recommendation, if any, by BHCS. The document providing this notification is the Notice of
Intent to Award.
The Notice of Intent to Award shall provide the following information:
The name of the Bidder being recommended for contract award; and
The names of all other Bidders that submitted proposals.
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At the conclusion of the RFP response evaluation process and negotiations, debriefings for
unsuccessful Bidders will be scheduled and provided upon written request and will be restricted
to discussion of the unsuccessful Bidder’s proposal.
Under no circumstances shall any discussion be conducted with regard to contract
negotiations with the recommended /successful Bidder.
All submitted proposals shall be made available upon request no later than five (5) calendar
days before approval of the award and contract is scheduled to be heard by the Board of
Supervisors.
M. TERM/TERMINATION/RENEWAL
The term of the contract, which may be awarded pursuant to this RFP, will be one year and may
be renewed thereafter, contingent on the availability of funds, Contractor’s performance,
continued prioritization of the activities and priority populations, as defined and determined by
BHCS.
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III. APPENDICES
A. GLOSSARY & ACRONYM LIST
Agreement The formal contract between ACBHCS and Contractor.
Best Practice A body of knowledge that may include scientific, practical or anecdotal
elements and that is perceived as an effective method of treatment.
BHCS Alameda County Behavioral Health Care Services, a department of the
Alameda County Health Care Services Agency
Bid A Bidders’ response to this Request; used interchangeably with proposal
Bidder The specific person or entity responding to this RFP
Board Shall refer to the County of Alameda Board of Supervisors
Client The recipient of services; used interchangeably with beneficiary and
consumer
Community Collaboration The process by which various stakeholders (which may include
consumers, families, citizens, agencies, organizations, and businesses)
work together to share information and resources in order to accomplish
a shared vision. Collaboration allows for shared leadership, decisions,
ownership, vision, and responsibility.
Consumer The recipient of services; used interchangeable with beneficiary and
consumer.
Community-Based
Organization (CBO)
A non-governmental organization that provides direct services to
beneficiaries
Community defined model
Contractor When capitalized, shall refer to selected Bidder that is awarded a
contract
County When capitalized, shall refer to the County of Alameda
CSC County Selection Committee or Evaluation Panel
Cultural Responsiveness The practice of continuous self-assessment and community awareness
on the part of service providers to assure a focus on the cultural,
linguistic, socio-economic, educational and spiritual experiences of
consumers and their families/support systems relative to their care.
Culture Refers to a group’s pattern of communications, actions, customs, beliefs,
values and institutions of racial, ethnic or social groups
Deliverable A term used in project management or contract monitoring to describe a
tangible or intangible object produced as a result of the project that is
intended to be delivered to a customer.
Evidence based practice
(EBP)
Evidence based practices are well-defined and have been demonstrated
to be effective through multiple research studies
Federal Refers to United States Federal Government, its departments and/or
agencies
Full Time Equivalent
(FTE)
A budgetary term used to describe the number of total hours worked
divided by the maximum number of compensable hours in a full-time
schedule as defined by law. For example, if the normal schedule for a
staff person is 40 hours per week (40*52 weeks–4 weeks for
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vacation=1,920). Someone working 1,440 hours during the year
represents 1,440/1,920=.75 FTE
Graduate Trainee/
Student
Students in educational Mental Health programs granting an Masters in
Social Work (MSA), Masters of Arts (MA), Masters of Science (MS),
psychiatrist or psychologist degree which lead to an LPHA.
Inappropriately-Served
Populations
Groups that exhibit poor outcomes despite receiving a disproportionally
high rate of mental health services. The mental health services being
received by this group may not be culturally appropriate for addressing
their needs.
Licensed Practitioner of
the Healing Arts (LPHA)
Licensed clinical staff (MD, PhD, MFT, LCSW) and staff who are
registered with the California Board of Behavioral Sciences, usually
registered MFT/ASW interns; psychologists who are waivered by the
State to provide services; and Master’s level clinical nurse specialists
who have national or state license to practice independently.
MAA Medi-Cal Administrative Activities
Medi-Cal California's Medicaid program, which provides health care coverage for
more than six million low-income children and families as well as elderly,
blind, or disabled individuals. Medi-Cal is jointly funded by the state and
federal government and administered by the California Department of
Health Services
Mental Health Services Individual, family or group services or interventions that are designed to
provide information on mental health issues, reduction of mental
disability and/or improvement or maintenance of functioning
MHSA Mental Health Services Act. Proposition 63, also known as the Mental
Health Services Act was passed by the California voters in November
2004. The MHSA provides funding to counties to expand mental health
services to those who are unserved or underserved.
Outcomes The extent of change in attitudes, values, behaviors, or conditions
between baseline measurement and subsequent points of measurement.
Depending on the nature of the intervention and the theory of change
guiding it, changes can be short, intermediate, and longer-term
outcomes.
Outreach The act of extending services or assistance to those in the community
who may benefit from care but who have not, or have not been able to
come forth to seek it.
Proposal Shall mean Bidder’s response to this RFP; used interchangeably with
bid.
Qualified Competent by training and experience to be in compliance with specified
requirements.
Referral When used in a contract, it means to a process by which an individual
and/or organization must follow before receiving/ providing services.
Request for Proposal
(RFP)
Shall mean this document, which is the County of Alameda’s request for
proposal to provide the services being solicited herein; also referred
herein as RFP.
Response Shall refer to Bidder’s proposal submitted in reply to RFP
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SLEB Small Local Emerging Business
State Refers to State of California, its departments and/or agencies
Underserved Ethnic
Languages Populations
(UELP)
Ethnic and languages communities that was underserved or unserved by
the traditional mental health system.
Unserved or Underserved
Populations
Groups that have not received services or are receiving inadequate
services to meet their needs. These groups include populations defined
by race/ethnicity, language, gender, age, sexual identity, geographic
location, immigration status, and veteran status.
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B. PEI PREVENTION PROGRAM FACT SHEET
Definitions
Adopt Section 3720 as follows: Section 3720. Prevention Program. [p. 12-13]
Prevention Program:
“Prevention Program” means a set of related activities to reduce risk factors for developing a potentially
serious mental illness and to build protective factors. The goal of this Program is to bring about mental
health including reduction of the applicable negative outcomes as a result of untreated mental illness for
individuals and members of groups or populations whose risk of developing a serious mental illness is
greater than average and, as applicable, their parents, caregivers, and other family members.
“Risk factors for mental illness” means conditions or experiences that are associated with a greater than average risk of developing a potentially serious mental illness. Risk factors include, but are not limited to, biological including family history and neurological, behavioral, social/economic, and environmental. Examples of risk factors include, but are not limited to:
o A serious chronic medical condition o Adverse childhood experiences, o Experience of severe trauma o Ongoing stress o Exposure to drugs or toxins including in the womb o Poverty o Family conflict or domestic violence o Experiences of racism and social inequality o Prolonged isolation o Traumatic loss (e.g. complicated, multiple, prolonged, severe) o Having a previous mental illness o A previous suicide attempt, or o Having a family member with a serious mental illness.
*Note: The County shall include all of the Strategies in each Outreach for Increasing Recognition of Early Signs of Mental Il lness Program
as referenced in Section 3735.
Required Strategies
Adopt Section 3735 as follows: Section 3735. Prevention and Early Intervention Strategies. [p. 14-15]
* Note: The County shall include all of the following Strategies as part of each Program listed in Sections 3710 through 3730 of Article 7:
1. Be designed and implemented to help create Access and Linkage to Treatment.
2. Be designed, implemented, and promoted in ways that Improve Timely Access to Mental Health Services
for Individuals and/or Families from Underserved Populations.
3. Services shall be provide in convenient, accessible, acceptable, culturally appropriate settings such as
primary healthcare, schools, family resource centers, community-based organizations, places of worship,
shelters, and public settings unless a mental health setting enhances access to quality services and
outcomes for underserved populations.
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4. Be designed, implemented, and promoted using Strategies that are Non-Stigmatizing and Non-
Discriminatory
“Optional” Strategies
Adopt Section 3560.010 as follows: Section 3560.010. Annual Prevention and Early Intervention Program and Evaluation Report. [p. 3-4]
Outreach for Increasing Recognition of Early Signs of Mental Illness
Required Methods (Quality/Standards)
Adopt Section 3740 as follows: Section 3740. Effective Methods. [p.16]
1. Methods must be likely to bring about intended outcomes
2. Methods must be based on one or a combination of the following standards:
a. Evidence-based practice standard
b. Promising practice standard
c. Community and or practice-based evidence standard
Required Data
Reported Annually
Adopt Section 3560.010 as follows: Section 3560.010. Annual Prevention and Early Intervention Program and Evaluation Report. [p.3-7]
As required for each Prevention Program:
The Program Name:
Data Requirements: Description:
# of unduplicated individuals served in the preceding fiscal year
If a Program served both individuals at risk of a mental illness (Prevention) and individuals with early onset of a mental illness (Early Intervention), the County shall report numbers served separately for each category.
If a Program served families the County shall report the number of individual family members served.
As required for Access and Linkage to Treatment Strategy:
The Program Name:
Data Requirements: Description:
# of individuals with SMI referred to treatment
Type of treatment referred to
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# of individuals followed through on referral & engaged in treatment
Defined as participating at least once in the treatment to which referred.
Average duration of untreated mental illness (measured in standard deviation)
Duration of untreated mental illness shall be measured for persons who are referred to treatment and who have not previously received treatment as follows: 1. The time between the self-reported and/or parent-or-family-reported onset of symptoms of mental illness and entry into treatment, defined as participating at least once in treatment to which the person was referred.
Average time between referral and participation in treatment
Defined as participating at least once in the treatment to which referred, and standard deviation.
*Note: For Measures in this section, the County may use a methodologically sound random sampling method to satisfy this requirement.
The sample must be statistically generalizable to the larger population and representative of all relevant demographic groups included in
the larger population.
As required for Improve Timely Access to Services for Underserved Populations Strategy:
The program Name:
Data Requirements: Description:
Identify target population
# of referrals to a Prevention program
# of individuals followed through on referral & engaged in treatment
Defined as participating at least once in the treatment to which referred.
Avg time between referral and participation in treatment
Defined as participating at least once in the treatment to which referred, and standard deviation.
# of referrals to an Early Intervention program
# of individuals followed through on referral & engaged in treatment
Defined as participating at least once in the treatment to which referred.
Average time between referral and participation in treatment
Defined as participating at least once in the treatment to which referred, and standard deviation.
And/Or
# of referrals to treatment beyond early onset
# of individuals followed through on referral & engaged in treatment
Defined as participating at least once in the treatment to which referred.
Average time between referral and participation in treatment
Defined as participating at least once in the treatment to which referred, and standard deviation.
Description of ways the County encouraged access to services and follow-through on referrals
*Note: For Measures in this section, the County may use a methodologically sound random sampling method to satisfy this requirement.
The sample must be statistically generalizable to the larger population and representative of all relevant demographic groups included in
the larger population.
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As required for each Prevention Program:
Report disaggregate numbers served, and number of referrals for treatment and other services by:
Demographics:
Age Groups
Race
Ethnicity
o Hispanic or Latino
o Non-Hispanic or Non-Latino
Primary Threshold Language
Sexual Orientation
Disabilities
Veterans Status
Gender
o Assigned at birth
o Current gender identity
*(See Appendix for complete list of demographics)
Reported Every Three Years
Adopt Section 3750 as follows: Section 3750. Prevention and Early Intervention Component Evaluation. [p. 17]
As required for each Prevention Program:
Data Requirements: Description:
Measure reduction in risk factors that may lead to o Improved mental functioning o Improved emotional functioning o Improved relational functioning
Measure the reduction of prolonged suffering that may result from untreated mental illness by measuring a reduction in risk factors, indicators, that may lead to improved mental, emotional, and relational functioning. The County shall select, define, and measure appropriate indicators that are applicable to the Program.
And/Or
Measure increased protective factors that may lead to o Improved mental functioning o Improved emotional functioning o Improved relational functioning
Measure the reduction of prolonged suffering that may result from untreated mental illness by measuring increased protective factors that may lead to improved mental, emotional, and relational functioning. The County shall select, define, and measure appropriate indicators that are applicable to the Program.
Measurement of impact to 1 or more of the negative outcomes listed in the MHSA: o Suicide o Incarcerations o School failure or dropout o Unemployment o Homelessness
The County shall select, define, and measure appropriate indicators that are applicable to the Program.
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o Removal of children from their homes
“Optional” Data
Reported Annually
Adopt Section 3560.010 as follows: Section 3560.010. Annual Prevention and Early Intervention Program and Evaluation Report. [p.7]
As “optional” for each Prevention Program:
The Program Name:
Data Requirements: Description:
Implementation challenges, successes, lessons learned, and relevant examples
Evaluation Plan
Adopt Section 3755 as follows: Section 3755. Prevention and Early Intervention Component of the Three-Year Program and Expenditure
Plan and Annual Update. [p.20-21, 23-24]
Prevention Program
Program name
Identification of the target population for the specific Program, including:
o Participants’ risk of a potentially serious mental illness, either based on individual risk or
membership in a group or population with greater than average risk of a serious mental illness, i.e.
the condition, experience, or behavior associated with greater than average risk.
o How the risk of a potentially serious mental illness will be defined and determined, i.e. what criteria
and process the County will use to establish that the intended beneficiaries of the Program have a
greater than average risk of developing a potentially severe mental illness.
o Demographics relevant to the intended target population for the specific Program including but not
limited to age, race/ethnicity, gender or gender identity, sexual orientation, primary language used,
and military status.
Specify the type of problem(s) and need(s) for which the Prevention Program will be directed and the
activities to be included in the Program that are intended to bring about mental health and related
functional outcomes including reduction of the negative outcomes for individuals with greater than average
risk of potentially serious mental illness.
Specify any MHSA negative outcomes as a consequence of untreated mental illness that the Program is
expected to affect, including reduction of prolonged suffering.
o List the mental health indicators that the County will use to measure reduction of prolonged
suffering.
o If the County intends the Program to reduce any other specified MHSA negative outcome as a
consequence of untreated mental illness, list the indicators that the County will use to measure the
intended reductions.
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o Explain the evaluation methodology, including, how and when outcomes will be measured, how
data will be collected and analyzed, and how the evaluation will reflect cultural competence.
Specify how the Prevention Program is likely to bring about reduction of relevant MHSA negative
outcomes for the intended population by providing the following information:
o If the County used the evidence-based standard or promising practice standard to determine the
Program’s effectiveness, provide a brief description of or reference to the relevant evidence
applicable to the specific intended outcome, explain how the practice’s effectiveness has been
demonstrated for the intended population, and explain how the County will ensure fidelity to the
practice according to the practice model and program design in implementing the Program.
o If the County used the community and/or practice-based standard to determine the Program’s
effectiveness, describe the evidence that the approach is likely to bring about applicable MHSA
outcomes for the intended population(s) and explain how the County will ensure fidelity to the
practice according to the practice model and program design in implementing the Program.
Access and Linkage to Treatment Program and Strategy
Program name
Explain:
o How the Program and Strategy within each Program will create Access and Linkage to Treatment
for individuals with serious mental illness.
o How individuals will be identified as needing assessment or treatment for a serious mental illness
or serious emotional disturbance that is beyond the scope of an Early Intervention Program.
o How individuals, and, as applicable, their parents, caregivers, or other family members, will be
linked to county mental health services, a primary care provider, or other mental health treatment.
o How the Program will follow up with the referral to support engagement in treatment.
Indicate if there are additional outcomes other than the ones required. Specify how they will be measured,
including timeframes for measurement.
Improve Access to Services
Program name
Explain how the Program will be implemented to help Improve Access to Services for Underserved
Populations.
If the County intends to locate the Program in a mental health setting, explain why this choice enhances
access to quality services and outcomes for the specific underserved population.
Indicate if there are additional outcomes other than the ones required. Specify how they will be measured,
including timeframes for measurement.
Non-Stigmatizing and Non-Discriminatory
Program name
An explanation of how the Program will use Strategies that are Non-Stigmatizing and Non-Discriminatory,
including a description of the specific Strategies to be employed and the reasons the County believes they
will be successful and meet intended outcomes.
Required Reporting
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*Annual Update: First due December 30, 2017
All required data (including optional data)
All evaluation plan components
*Three-Year Program & Evaluation Report: First due December 30, 2018
All required data (including optional data)
A description of the outcomes and indicators selected for each program; o Data on the identified indicators; o The approaches used to select the outcomes and indicators, collect data, and determine results
for the evaluation of each Program, and o How often the data were collected for the evaluation of each program.
Full evaluation of program’s impact as described in the evaluation plan. (For example: Evaluate the reduction of prolonged suffering that may result from untreated mental illness.)
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Appendix
General Definitions
“Program” as used in the Prevention and Early Intervention regulations means a stand-alone organized and planned work, action or approach that evidence indicates is likely to bring about positive mental health outcomes either for individuals and families with or at risk of serious mental illness or for the mental health system.
“Strategy” as used in the Prevention and Early Intervention regulations means a planned and specified method within a Program intended to achieve a defined goal.
“Mental illness” and “mental disorder” as used in the Prevention and Early Intervention regulations means, a syndrome characterized by clinically significant disturbance in an individual’s cognition, emotion regulation, or behavior that reflects a dysfunction in the psychological or biological processes underlying mental functioning. Mental illness is usually associated with significant distress or disability in social, occupational, or other important activities. An expected or culturally approved response to a common stressor or loss, such as the death of a loved one, is not a mental illness. Socially variant behavior (e.g. political, religious, or sexual) and conflicts that are primarily between the individual and society are not mental illness unless the variance or conflict results from a dysfunction in the individual, as described above.
o This definition is applicable to serious emotional disturbance for individuals under the age of 18, other than a primary substance use disorder or developmental disorder, which results in behavior inappropriate to the individual’s age according to expected developmental norms.
“Serious mental illness,” “serious mental disorder” and “severe mental illness” (SMI) as used in the Prevention and Early Intervention regulations means, a mental illness that is severe in degree and persistent in duration, which may cause behavioral functioning which interferes substantially with the primary activities of daily living, and which may result in an inability to maintain stable adjustment and independent functioning without treatment, support, and rehabilitation for a long or indefinite period of time. These mental illnesses include, but are not limited to, schizophrenia, bipolar disorder, post-traumatic stress disorder, as well as major affective disorders or other severely disabling mental disorders.
“Access and Linkage to Treatment” means connecting children with severe mental illness, and adults and seniors with severe mental illness, as early in onset of these conditions as practicable, to medically necessary care and treatment, including but not limited to care provided by county mental health programs.
“Improving Timely Access to Services for Underserved Populations” means to increase the extent to which an individual or family from an underserved population who needs mental health services because of risk or presence of a mental illness receives appropriate services as early in the onset as practicable, through program features such as accessibility, cultural and language appropriateness, transportation, family focus, hours available, and cost of services.
“Strategies that are Non-Stigmatizing and Non-Discriminatory” means promoting, designing, and implementing Programs in ways that reduce and circumvent stigma, including self-stigma, and discrimination related to being diagnosed with a mental illness, having a mental illness or seeking mental health services, and making services accessible, welcoming, and positive.
“Evidence-based practice” means activities for which there is scientific evidence consistently showing improved mental health outcomes for the intended population, including, but not limited to, scientific peer-
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reviewed research using randomized clinical trials.
“Promising practice” means Programs and activities for which there is research demonstrating effectiveness, including strong quantitative and qualitative data showing positive outcomes, but the research does not meet the standards used to establish evidence-based practices and does not have enough research or replication to support generalizable positive public health outcomes.
“Community and or practice-based evidence” means a set of practices that communities have used and determined to yield positive results by community consensus over time, which may or may not have been measured empirically. Community and or practice-defined evidence takes a number of factors into consideration, including worldview, historical, and social contexts of a given population or community, which are culturally rooted.
Required Demographics
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For the information reported under the program categories of Prevention, Early Intervention, Outreach for Increasing Recognition of Early Signs of Mental Illness, and Access and Linkage to Treatment each program will need to report disaggregate numbers served, number of potential responders engaged, and number of referrals for treatment and other services by: (A) The following Age groups:
0-15 (children/youth)
16-25 (transition age youth)
26-59 (adult)
ages 60+ (older adults)
Number of respondents who declined to answer the question (B) Race by the following categories:
American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or other Pacific Islander
White
Other
More than one race
Number of respondents who declined to answer the question (C) Ethnicity by the following categories:
(i) Hispanic or Latino as follows o Caribbean
o Central American o Mexican/Mexican-American/Chicano
o Puerto Rican
o South American
o Other
o Number of respondents who declined to answer the question (ii) Non-Hispanic or Non-Latino as follows
African
Asian Indian/South Asian
Cambodian
Chinese
Eastern European
European
Filipino
Japanese
Korean
Middle Eastern
Vietnamese
Other
Number of respondents who declined to answer the question
More than one ethnicity
Number of respondents who declined to answer the question
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(D) Primary language used listed by threshold languages for the individual county (E) Sexual orientation,
Gay or Lesbian
Heterosexual or Straight
Bisexual
Questioning or unsure of sexual orientation
Queer
Another sexual orientation
Number of respondents who declined to answer the question (F) Disability, defined as a physical or mental impairment or medical condition lasting at least six months that substantially limits a major life activity, which is not the result of a severe mental illness
If Yes, report the number that apply in each domain of disability(ies) o Communication domain separately by each of the following:
difficulty seeing,
difficulty hearing, or having speech understood)
other, please specify
o Mental domain not including a mental illness (including but not limited to a learning disability, developmental disability, dementia)
o Physical/mobility domain
o Chronic health condition (including but not limited to chronic pain)
o Other (specify)
No
Number of respondents who declined to answer the question (G) Veteran Status,
Yes
No
Number of respondents who declined to answer the question
(H) Gender (i) Assigned sex at birth:
(a) Male (b) Female (c) Number of respondents who declined to answer the question
(ii) Current gender identity: (a) Male (b) Female (c) Transgender (d) Genderqueer (e) Questioning or unsure of gender identity (f) Another gender identity (g) Number of respondents who declined to answer the question
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C. UELP PEI PREVENTION PROGRAM PEI DATA REPORT FY 16/17
As required for each Prevention Program:
The Program Name: ___________________________________________________________________
Number of unduplicated individuals served in the preceding fiscal year (FY 16/17): _______________
Number of individual family members (this number will be included in your total above): _______________
Demographics
Report disaggregate numbers served, number of potential responders engaged (for agencies
conducting outreach), and number of referrals for treatment and other services for the
following categories:
Age Group (Unduplicated)
Children/Youth (0-‐15)
Transition Age Youth (16-‐25)
Adult (26-‐‐59)
Older Adult (60+)
Declined to Answer
Race (Unduplicated) American Indian or Alaska Native
Asian
Black or African American
Native Hawaiian or other Pacific Islander
White
Other
More than one race
Declined to Answer
PEI Data Report Requirements
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Ethnicity (Cultural Heritage)
Hispanic or Latino as follows:
Caribbean
Central American
Mexican/Mexican-‐‐American/Chicano
Puerto Rican
South American
Other
Declined to Answer
Non-‐‐Hispanic or Non-‐‐Latino as follows:
African
Asian Indian/South Asian
Cambodian
Chinese
Eastern European
European
Filipino
Japanese
Korean
Middle Eastern
Vietnamese
Other
More than one ethnicity
Declined to Answer
PEI Data Report Requirements
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Primary Languages
Sexual Orientation Gay or Lesbian
Heterosexual or Straight
Bisexual
Questioning or unsure of sexual orientation
Queer
Another sexual orientation
Decline to Answer
English
Spanish
Chinese Dialect
Japanese
Filipino Dialect
Vietnamese
Laotian
Cambodian
Sign ASL
Other Non-‐‐English
Korean
Russian
Polish
German
Italian
Mien
Hmong
Turkish
Hebrew
French
Cantonese
Mandarin
Portuguese
Armenian
Arabic
Samoan
Thai
Farsi
Other Sign
Other Chinese Dialects
Ilocano
PEI Data Report Requirements
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Disability
Veteran Status
Yes
No
Decline to Answer
Gender Assigned sex at birth:
Male
Female
Decline to Answer
Current Gender Identity:
Male
Female
Transgender
Genderqueer
Questioning or Unsure of Gender Identity
Another Gender Identity
Decline to Answer
Yes
Communication Domain:
Difficulty Seeing
Difficulty hearing, or having speech understood
Other (specify)
Mental Domain
Physical/Mobility Domain
Chronic Health Condition
Other
No
Decline to Answer
PEI Data Report Requirements
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This section is optional. Please complete if your program conducts outreach activities in relation to your program.
The Program Name: _________________________________________________________________________________
Total number of potential responders (outreach audience): _______________
List type of setting(s) in which the potential responders were engaged and the type(s) of potential responders engaged
in each setting:
Type of Setting(s) (ex: school, community center)
Type(s) of Potential Responders (ex: principals, teachers, parents, nurses, peers) Separate each type of responder with a comma.
PEI Data Report Requirements
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Access and Linkage to Treatment Strategy (Required):
Number of individuals with SMI or SED referred to BHCS treatment system (includes county and CBO providers): _______
List type(s) of treatment referred to:
Number of individuals followed through on referral & engaged in treatment: _______________
Average duration of untreated mental illness: _______________ Standard Deviation: _________
Average time between referral and participation in treatment: _______________ Standard Deviation: _________
Improving Timely Access to Services for Underserved Populations Strategy (Required):
Identify target population: ____________________________________________________________________________
Number of referrals to a Prevention program: _______________
Number of individuals followed through on referral & engaged in treatment: _______________
Average time between referral and participation in treatment: _______________ Standard Deviation: _________
Number of referrals to an Early Intervention program: _______________
Number of individuals followed through on referral & engaged in treatment: _______________
Average time between referral and participation in treatment: _______________ Standard Deviation: _________
And/Or
Number of referrals to BHCS treatment system beyond early onset: _______________
Number of individuals followed through on referral & engaged in treatment: _______________
Average time between referral and participation in treatment: _______________ Standard Deviation: _________
PEI Data Report Requirements
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As required for each Prevention Program:
Implementation Challenges:
Successes:
Lessons Learned:
PEI Data Report Requirements
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Describe ways your program has encouraged access to services and follow-‐through on referrals:
Additional Information (Please provide any additional program information you’d like to share.)