Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975,...

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Transcript of Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975,...

Page 1: Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975, it is unlawful to make any untrue statement of material fact. Respondent fraudulently
Page 2: Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975, it is unlawful to make any untrue statement of material fact. Respondent fraudulently
Page 3: Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975, it is unlawful to make any untrue statement of material fact. Respondent fraudulently
Page 4: Alabama Securities Commission · Act. 10. Pursuant to Section 8-6-17(a)(2), Code of Alabama 1975, it is unlawful to make any untrue statement of material fact. Respondent fraudulently