AFFIL. BEGIN. ENDING NAME DATE POSITION HELD … 015032/CHAPT… · affil. begin. ending name date...

54
AFFIL. BEGIN. ENDING NAME DATE POSITION HELD DATE DATE REVISED 08/38/95 J h H j T, ' A 1-6.18

Transcript of AFFIL. BEGIN. ENDING NAME DATE POSITION HELD … 015032/CHAPT… · affil. begin. ending name date...

AFFIL. BEGIN. ENDING

NAME DATE POSITION HELD DATE DATE

REVISED 08/38/95

J h H j T, ' • A 1-6.18

APPENDIX B

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I O : 813163788613 PAGE I:: DEC- 16-94 1 0 :3 1 F ROM : ANOALEX RES I NC

••

5/15/92

List all permtu islUed within tbe five (5) yeln preceding the date of this application (or coal mining operations in the United StAtes owned or controlled by the appUcsnL

Name of Appl1caDt or Person: CImarron Coal Corporation Permittee Cimarron Coal Corporation Employer ID No. 62-0785949 Address P.O. Box 89 City Madisonville State Kentuckv Zip 42431

-. -

PERMIT REGIJLA TORY MSHA DATEMSHA NUMBER STATE AUTHORIn' NUMBER NO. ISSUED

454-0139 KY KY DSMRE 15-02013 9·18-67

8S4-0139 KY KY DSMRE 15-02013 9-18-67

854-0094 KY ICY DSMRE lS-OlO13 9-18-67

854-0091 ICY K\"DSMRE l!-OlO13 9-18-67 . .. -.' - ..

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PAGE 14 DEC- 16-94 10:31 FROM : ANDALEX RES INC : 0: 8016378860

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Name of AppHcant or Penon: Welt Ken Coal Corporstion Permittee West KeD Coal Corporation Employer ID No. 61-a402550 Addreu P.O. Box 217 aty MadilonvtDe State Kentuckv Up 42431

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PEnnT REGULATORY MSHA NUMBER STATE AUTHORIn' NUMBER

419-9001 KY ICY DSMRE 15-02063 - -

889-0016 KY KY DSMRE 15-02063

819-O03! leY KY DSMRE 15-02063

889..Q040 ICY KY DSMRE 15-02063

889-0041 KY KY DSMRE 15-02063

819-0043 KY KY DSMRE 1 S-O 2. 063

889-0049 KY ICY DSMRE 15-0%063

B-2

DATEMSHA NO. ISSUED

1-14-59

1-14-59

1-14-59

1-14-59

1·14-59

1·14-59

1-14-59

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!/l!J92

• Name of ApplicaDt or Penon: West Ken Coal Corporation Pcrminee West Ken COli Corporation Empioyer m No. 61-0402550 Addreu P.O. Box 217 City Madisonville State KennJckl· ZIp 42431

PERMIT REGULATORY MSHA DATEMSHA NUMBER STATE AUTHORIn'

889-8001 KY ICY DSMRE

819·9000 KY KY DSMRE

889-9001 KY KY DSMRE

489-0026 KY KY DSMRE

87s.o001 KY KV DSMRE

• B-3

NUMBER NO. ISSUED

15-02063 1·14-59

15-02063 1-14-59

15-02063 1-14-59

15-12302 4-28-80

lS·03998 4-t11-71

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S/1!/92

Name ot Appllcant or Perlon: Andale!: Resources, Inc. - Cimarron Division Permittee And.alex RelOurces-Clmarron Dlv. Employer m No. 61-0931325 Addren P.O. Box 89 City Madisonville State Kenruckv Zip 42431

PERMIT REGULATORY MSHA DATE MSHA NUMBER STATE AUTHORl'n' NUMBER NO. ISSUED

8S4-0023 K\' KY DSMRE 15-02013 9-18-67

854-0039 KY KY DSMRE 15-02013 9·18-67

8!4-00!1 KY ICY DSMRE 15-02013 9-11ki7

• 8!4-00sa ICY ICY DSMRE 1S-Q2013 9-18-67

854-0091 ICY KY DSMRE 15-02013 9-18-67

- 1S4-0094 KY In'DSMRE l!-OlO13 9-18-67 . ---- "

854-4100 ICY KYDSMRE 15-02013 9-18-67

854-0115 ICY K\' DSMRE 15-02013 9-18-67

854-0119 ICY ICY DSMRE 15-02013 9-18-67

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5/15192

• Name of AppUcant or Penon: And.lex Resources .. (nco - Cimarron Division Permittee Andalet Relourcel-Clmarron Div. EmpJoytr ID No. 61"(}931325 Addreu P.O. Box 89 City Madisonville State Kenruckv Zip 42431

PERMIT REGULATORY MSHA DATE MSHA ,

NUMBER STATE AUTHORITY NlJ1\IBER NO. ISSUED

8~111 KY KY DSMRE 15-02013 9·18-67

854-0139 KY KY DSMRE 15-02013 9·18-67

8S4-0140 KY KY DSMRE 15-02013 9-18-67

8~144 ICY ICY DSMRE 15-02013 9-18-67

•• 8S4-01S1 ICY ICY DSMRE 15·01013 9-18-67

854-S012 KY KV DSMRE 15-02013 9-11-67

854-7000 In' KY DSMRE l!-OlO13 9-18-67

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Name or Appllcant or Penon:Andalex ResourcH, Inc. - Cimarron Divbion Permittee Andalex Resources-Clmarron Div. Employer ID-No. 61·0931325 Addreu P.O. Box 89 City Madlsonville State Kenruckv ZIp 42431

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PERMIT REGULATORY MSHA DATE MSHA NUMBER STATE AUTHORITY NUMBER NO. ISSUED

854-7001 KY ICY DSMRE lSeO:Z013 9-18-67

8!4-7002 ICY ICY DSMRE 15-02013 9-18-67

854-7005 KY ICY DSMRE 15-02013 9-18-67

854-9000 ICY KYDSMRE 15-02013 9-18-67

4!4-0139 ICY ICY DSMRE 15-02013 9-18-67

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CEC -1 6 - 94 1 0 :3 2 F ROM : ANDALEX RES INC 1 0 : 8016378960 PAGE 1

5/15192 •• Name of Applicant or Penon:And21ex Resources, Inc. Permittee And.lex Resources, Inc. Employer m No. 61-0931325 Addreu P.O. Box 711 City Madisonville State Kentuckv Zip 42431

PERMIT REGULATORY MSHA DATE MSHA NUMBER STATE AUTIIORITY NUMBER NO. ISSUED

8S4-0024 KY KY nSMRE 15-08046 3-01-75

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DEC- 16-94 10:33 FROM : ANCALEX RES i NC 10: 8016378860 PAGE 20

Name DC AppllcaDt or Penon:Andalex Resources, Inc. • Little Creek Dlv. Permittee ADdaIu Resources-Little Creek Employer m No. 61-0931325 Addreu P.O. Box 68 CIty BeverlY 0 . . ,___ • State Kentuc.kv Zip. 40913

PERMIT REGULATORY MSHA DATE MSHA NUMBER STATE AUTHORITY NUMBER NO. ISSUED ..

066-0045 KY ICY DSMRE N/A N/A

066-00!! K.Y KY DSMRE N/A N/A

066-()147 KY ICY DSMRE N/A N/A

166-50S1 KY KY DSMRE N/A N/A

807·S116 KY ICY DSMRE N/A N/A

I07-801S KY ICY DSMRE 1s.G9S46 6-14-91

807-1016 ICY KYDSMRE 15-09546 6-14-91

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5/15192

Name of Applicant or Penon:Andalcx Resources, Inc. .. Llttte Creek Dlvhion Permittee AndaJu Resoprcel-Llttle Creek Employer m No. 61-0931325 Addrels P.O. Box 61 City Bevertv State Kentuekv Zip 40913

PERMIT REGULATORY MSHA DATEMSHA NUMBER STATE AUTHORITY NUMBER NO. ISSUED

3449-75 KY KY DSMRE N/A N/A

807..ij2l9 ICY K\7DSMRE 15-16882 6-14-91

807-5113 ICY 10:' DSMRE N/A N/A

807·5114 ICY ICY DSMRE 15-15519 2-28-90

807-5115 ICY ICY DSMRE 15-16135 1-21--89

8l6-!Ol9 ICY KYDSMRE 15-16896 6-14-91

826-!O33 ICY ICY DSMRE 15-16805 ..

6-14-91

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Name of Appllcant or Penon:Andalex RelOurces, Inc ... Little Creek Division Permittee Aodalex Resource&-Llttle Creek Employer m No. 61-093132S Addresl P.O. Box 68 CIty Beverly State Kentutkv Zip 40913

PAGE 2 2

!11SJ92

PERMIT REGULATORY MSHA DATE MSHA NUMBER STATE AUTHORIn' NUMBER NO. ISSUED

826-7000 ICY KY DSMRE N/A N/A

826-8006 KY ICY DSMRE lS ... 18047 6-14-91

826-8007 KY KY DSMRE 1211·KY7 ... N/A 0705205

866-018S ICY ICY DSMRE 15-07724 3-19-90

• 866-0192 ICY ICY DSMRE 15-17004 7-22-91

-- 866-!M' KY K\:'DSMRE 15-12397 1·17 .. 90

866-5070 KY ICY DSMRE N/A N/A

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DEC - ~6-94 1 0 : 34 FROM: ~NDALEX RES INC 10 : 8016378860

Name ot Appl1caDt or Person:Andalex Resources, Int. • Little Creek Division Permittee Andalex Relourc:es--Llttle Creek Employer m No. 61 .. 0931325 Address P.O. Box 68 CIty Beverly State Kentuckv Zip 40913

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PERMIT REGUUTORY MSHA DATEMSHA NUMBER STATE AUI'HORITY NUMBER NO. ISSUED

866-5071 KY KY DSMRE N/A N/A -

866-5072 KY ICY DSMRE N/A N/A

866-5073 KY KY DSMRE 15-16609 3-19-90

866-7004 KY KY DSMRE N/A N/A

866-700! KY ICY DSMRE N/A N/A

KY-{)73 KY OSM 1!-1680S 6-14-91

807·5134 KY ICY DSMRE N/A NIl..

PAGE: 23

511SJ92

S07·S117 KY KYDSMRE N/A N/A - - -- -

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• Name of AppllcaDt or Penon:Andales: RHOlD"Ces, Inc:. - Tower Division Permittee Andalex RUOurces-Tower Division Employer m No. 61-093132S Address P.O. Box 902 aty Price State Utab Zip 84501

PAGE 24

5/15/91

PERMIT REGULATORY MSHA DATEMSHA NUMBER STATE AUTHORITY NUMBER NO. ISSUED

ACT/D07/ Utah Department of 42-o17~O May 1981 019 Namral 42-01474 July 1979

Resources - 42-02018 April 1988 DlvtIlonofOn, Gas and MlDlng

ACT/OO71 Utah Deparantnt of 42-01864 April 1984 OJl Natura!

• Resources -DlviUonolOD, Gu aad Millilli

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PROIOl!! Utah Departmeat 01 002 Nablrl.l

Resources -DlvIIIon 01 O~ Gas aDd MIDiD&

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OEC -1 9-S4 17 : ~7 FROM ; ANDALEX RES INC 10 : 8016378860

LIST OF VIOLA nONS RECEIVED BY CENTENNIAL PROJECT OPERATIONS 1989-1992

VIOLATION lDSroRY FORMAT KEY: 1. ISSUING AGENCY 2. DATE OF ISSUANCE 3. DESCRIPTION OF VIOLATION 4. CURRENT STATUS OF PROCEEDINGS 5. ACllONS TAKEN TO "ABATE VIOLATION

1. OOGM 2. N89-tB-l-1 was issued on 7nf89 3. Failure to submit current maps and pia ns with respect to

conditional Ipprova l 4. Violation abated s. Submitted current maps and plans

1. DOGM 2. N89-28-9-1 was illued on 10/18/89 l . Failure to submit NPDES report to DOGM 4." Violation abated s. Submitted quarterly report

I; DOGM 2. N90-13-1-1 was isaued on 5-3-90 3. Fallure to submit revised reclamation bond 4. Violation abated ~. Submitted reviled bond

1. DOGM 2. N91-34-1-1 wa. issued on 5-14-91 3. FaUure to cerdfy quarterty reCuse pUe repons 4. VialadoD tenninated, no fine 5. Submitted certtOed report

I. OOGM 2. N91-39-9-1 WI. lslued on 9124/91 3. F.Uure to apply ror five yur permit renewal

within 120 days of' expiration 4. Vlolation terminated, no fine ~. Submitted appllcation

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3/30/93

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{~ODtinlled)

LIST OF VIOLATIONS RECEIVED BY CENTENNIAL PROJECT OPERATIONS 1919-1992

OOCM ~92·32·J -2, 1 or 2 was issued on 1122/92 Failure to anat;:ze coal waite for chemical parameter~ Violation termlIuted 0

Submitted I plan for sample analyse5

DOG~t N91·32 .. 1 .. 2, 2 of 2 ~~s Issued on 1122/92 Failure to conduct erosion ltudies on disturbed area ditchc!\ Violation vacated

DOGM N92-42-1-1, was issued on 3/13192 Failure to store noncoal waite in a controlled manner Vlolatioll abated Placed trash 10 dumpster

DOGM N91-41-2-1, wa. issued on 4/24/92

071O!J94

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PaUurc to analyze roof, noor and coal umples for chemical parameters Vlolatloa abated

!. Submitted samples for laboratory analyses

1. DOOM 2. N94-34-1-J, WII bsued on 03/08/94 3. ToplOU scorale 4. Violation pendlDi abatement 5. Submitted plans for abatement

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• LIST OF VlOLATIONS RECEIVED BY AFnLlATE OPERATIONS 1919-1992

VIOLATION HlSTORY FORMAT KEY:

PAGE

07105194

1. ·ISSUING AGENCY (ICY DSMRE = KENTIJCKY· DEPARTMENT OF

SURFACE MlNlNG, REClAMATION AND ENFORCEMENT) 2. DATE OF ISSUANCE 3. MINE NAME AND PERMIT NUMBER 4. DESCRIPTION OF VIOLATION 5. CUR.RINT Sf AT US OF PROCEEDINGS 6. AC110NS TAKEN TO ABAT£ VIOLATION

1. 2. 3. 4.

5. 6.

I. 2. 3. 4. s. 6.

KY DSMRE 5/16189 Volunteer MIne 854-0091 NOV 013790 Backfllllnl and gradlng t contemporaneous reclamation, faHure to complete backl'lWnlt IBding, tOIKoil, on dblurbed area. Violation abated Complete baekftlUngt gradlDL topsoil OD disturbed areas.

ICY DSMRE 5/30/89 Center Mine; 275-0028 . NOV 013892 FaUure to elaabUsh pOlt mining land use in a timely manner. Violatlon abated Revegetlted aO disturbed areas al needed to eatabllsh post­mlDlng land use 01 pa.ture.

1. KY DSMRE 2. 5130/89 3. Center Mlne 2437 .. 72 S#l NOV Ol.lR63 4. 5. 6.

Failure to estabUsh pOlt mining land use in a timely maLnn~r. Violation abated -' Establish vecetatlon as required to establish post miningi, !arid me of pasture as per approved plan.

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1. KY DSMRE 2. 5130/89 3. CeDter l\1lne 2437-70 NOV 013862 4. Failure to reclaim area in a tlmcl~' manner. 5. Violation abated 6. Revegetated area as needed to obtain 100°/. bond reJease.

I. KY DSl\1R.E 2. 7/10/89 3. Volunteer Mine 854-0023 NOV 013898 4. Appro'llmately 40 acres of prime farmland soUs have been lost

during the mining procell. Thls applles to the area of the pit from road 1%2 t to the permit Une of 854-0039. (The western portion of Incremcn~ No.9).

5. Temporary reUer granced October 6, 1989. No Hnle frame Ipecified.

6. Obtain prime ramallnd will 10lt during the mining pro cess.

1. 1. 3. 4. S. 6.

l. 2. 3. 4. ~.

6.

1. 2. 3. 4. !. 6.

These soUs must be placed on the permit and be properly ldentified with signs and marken.

KY DSMRE 8118189 807-5115 NOV 025315 Off permit dlaturbances Vlo latlon abated

- -

Obtatned I permit for off penntt disturbances

KY DSMRE 8119189 866-0185 NOV 035569 Non-eontemporaneoul reclamation VloJatlon abaled Reclamation up-to-date

KY DSl\1RE 9/19189 866-5071 NOV 035568 Backnll and grading Violation abated Aru graded to compllance

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1. KY DSMRE 2. 9127/89 3. 807-S113 ~OV 025489 4. ReveKctatton S. Violation abated 6. Area seeded and mukhed

1. KY OSMRE 2. 8131189 3. Volunteer MIne MS4-0039 NOV 013899 4. Contemporaneous reclAmatloD; complete final reclamation

IDcluding backflll1ng, grading, topsoil and revegetation on aU disturbed areas.

S. Violation abated 6. Complete Onl' reclamadon including batkfiWng. ~rRding,

top,oiling and revegetation on all disturbed areas.

1. KY DSMRE 2. 9121189 3. Caney Creek Mine NOV 013768 4. Off permit disturbance 5. Violation abated 6. Revise permit to include aU ofT permit disturbance. Minor

field revision approved October 23, 1989.

- 1.- KY DSMRE 2. fJIl7189 3. VoiuDteer MIne 454-0139 NOV Ol3900 4. Contemponneoul reclamation.,: backnlUng and grading not

current on plt. 5. Violation abated 6. Complete nnal reclamation Including backmllng, grading,

topsoWng and revegetation on aU disturbed areas. Keep reclamation contemporaneous.

ICY DSMRE 11/07189 Center MIne; 875-0001; ~OV 01·2855

1. 1. 3. 4. Material cleaned out b •• ins 1, 2, 3 placed on areas not under 1

!Rt control. Large gully above basin 2. Maintain water

3. 6.

quality and vegetation 81 needed to pre,'ent erosion. V~I. tion abated ? Obtained sediment control on areas d15turbed. Stabilized gu ly. ~

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07/05/M

1. KY DS~tR£ 2. 2/06/90 3. Little Creek 866-0192 NOV 035687 4. :vtaterlal off permit area 5. Violation abated 6. Revision obtained

1. KY DSMRE 2. 2120/90 3. Little Creek 866·5073 NOV 036199 4. Company hal failed to do reclamation work and has road blocked

to sedimentadon pond. Company ha§ not seeded area~ of grade work. that has been worked.

S. Violation abated ""., ..... " .

6. Do uadc work and seed and mulch all areas that has been graded. Seed and mulch all disturbance areas 00 permit.

1. KY DSMRE 2. 1121190 3. Little Creek 866-7005 NOV 036200 4. Road for maintained, material sUd over hUI. Road haa rut!,

company hal faUed to seed outllopes on road • S. Violation abated 6. Road needed to be Iraded ditch pull and material over hill

puUed back. Seed and m.kb outslopes of road.

1. KY DSMRE 2. 3JO!J90 3. Cimarron Volunteer Mine 8!4'()091 NOV 013901 4. OfT permit d1sturbanc~ nortbwest of the permit and adjacent to

increment #2. and very near to tbe P&L Railroad track. The eJ.teut or the off permit dllturbance amounts to one tenth acre.

S. Violltion abated 6. Grade and reelaim the dlshlrbante.

1. KY DSMRE 2. 3/09190 3. Little Creek 826·5033 NOV 064154 4. Off-perm tt disturbance 5. 'ViolatioD abated 6. Revblon obtained

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1. KY DSMRE 2. 3/09/90 3. LUtle Creek 826-7000 NOV 064155 4. Road maiorenance 5. VIOJation abated 6. Graded, seeded and mulched affected areas

1. 1(\' DSMRE 2. 3130190 3. Little Creek 807-5115 ~OV 025884 4. Failure to obtain waate dispolal permit; failure to clean out

silt structure #2JS; failure to provide ~' ritten notice to tbe Cabinet of temporary cels.tlon of operations.

!. Violation abated 6. Obtaln waite disposal pennlt; clean out silt structure #235;

provide letter of notice of temporary ce!sation of operatlons (0 the Cabinet.

1. 2. 3.

4.

5. 6.

1. 2. J. 4.

5. 6.

KY Division of Alr QuaUty 3/01/90, 6120/90, 10123/90 Clmarron COil Preparation Plant 072-1840-0008 Case #90014 Fu&idve dust emissions, fuCitive dUlt emissions, operation without permit Violation abated ControUed fuclttve dust, appUed for permtb

K\' DSMRE 4102/90 Little Creek 807-5113 NOV 025885 F.Uure to dean out IUt structure #181; r.Uure to obtain waiver for dlaturbante within 100 fcct of Cow Fork County Road; raUure to maintain riler pipe In pond # t 81. Violation abated Clean out pond #181; obtain waiver to conduct di~turb.nce wlthln 100 feet at Cow Fork County Road; clean out riser pipe in pond #181.

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DEC- 1S-94 17 : 10 FROM . ANDALEX RES INC rD , 8016378850

••

1. KY DSl\IRE 2. 4/02/90 3. Llttle Creek 866--5073 NOV 036052 4. Spoil slide orr of ieeeli road on left side of road. Permit

sign in place but not pennit markers. S. Violation abated 6. Pull and pickup ~Il 5poil that can be picked up off of down

1. 2. 3. 4. S. 6.

1. 2. 3. 4. 5. 6 •

1. 2. 3. 4.

!. 6.

I. 1. 3. 4.

5. 6.

slope. Put up markers around perm it area.

KY DSMRE 4/10190 826-5052 NOV Ol!886 ~alntenaDce of removed pond Violation abated Repaired and revegetated affected area

KY DSMRE 4114190 Volunteer MIne 8S4~013 NOV 013787 NODcontemporaneoul, breached levee Obtain amendment BrinK area back to contemporaneous state, repait- levee

KY DSMRE !J07190 Volunteer Mine 8!4-o139 NOV 013902 The maximum allowable peak panicle velocIty for ground vibration w •• exceeded. V~latlOD abated The blalt bad already occurred.

KY DSMRE 6/07190 Little Creek 866-5073 NOV 036054 Sediment pond OIled cauling water to short circuit througb principal spillway_ Water above legsl effluent Ilmltation discharged from pond #229. Clean out pond and treat water. Water has already passed through pond.

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DEC-1S-S4 17 : 1~ FROM : ANCALEX RES INC ID, 8016378860

1. 2. 3. 4. s. 6.

1. 2. 3. 4. ~.

6.

1. 2. 3. 4. 5. 6.

KY DSMRE 6/15190 Little Creek 866-5070 ~OV 036289 FaUure to maintain pond and road Violation abated Clean pond and maintain road

KY DSMRE

Little Creek 866-5073 Marken. spon off access road Violation abared Marken posted, material pulled back

KY DSMRE 7/83190 Little Creek 807-5115 Order of Cessation Disturbance olr permit Obtain amendment to pick up ofr permtt disturbance. Amendment 'ssued

1. KY DSMRE 2. 7/06/90 3. Uttle Creek 816-7000 NOV 064193 4. Failure to maintain culvert ,~ Violation abated 6. Maintain culvert

1. KY DSMRE 2. 7110190

PAGE 1

071O!194

3. CImarron Volunteer Mine 854-0140 Order of Remedial Measures 012919

4. Failure to conltruct protective berm. S. Violation abated 71l!/90 6. CODltruct protective berm according to permit package.

1. OSM 1. 7116190 3. Little Creek. 826-5052 NOV 90-81-061-002 4. Bac:kOWng and &rIding 5. . Violation abated 6. Bring backnll1ng and gradldg lnlO compliance.

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• 1. KY DSMRE 2. 7120/90 3. Llttle Creek 866-0185 NOV 036291 4. Non-contemporaneou5 reclamation S. Violation abated 6. Brioa reclamation to contemporaneous condition

1. 2. 3. 4. 5. 6.

KY DSl\IRE 8Ill190 Little Creek 866-5069 NOV 035662 Backfllllng and grading Violation abated Bring backftlUng and grading Into compliance.

PAGE 1:;'

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1. ., .... 3. 4. 5. 6 .

1. 2. J. 4. s. 6.

1. 1. 3. 4. s. 6.

KY ()SMRE 9/66190 tittle Creek 866-5072 NOV 035666 aackfilUng and grading Violation abated Bring blckfUl.1ng and grading into compllance.

KY DSMRE 9/14/90 Little Creek 8%6-7000 NOV 064170 Slide area occurred adjacent to and off perm it area Temporary reller granted

KY DSMRE 9/17/90 Clmarron 854-0144 NOV NC D12877 Disturbed watenhed prior to certifying sediment basin Violation abated. no proceedln&s. no penalty BuUt and certlfled ba.in

1. KV DSMRE 2. 9/18190 3. Little Creek 866-5071 NOV OJ~671 4. Contemporaneous reclamation 5. Vlolatton abated 6. Reclamation up-to-date

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DEC- 1S-84 1 7 : 1 2 F ROM : ANDALEX RES INC 1 0 . 8016378860 PAGE

07iO!1M

• 1. KY DSMRE 2. 9/18/90 3. Little Creek 866-5070 ~OV 035672 4. Sediment pond !. Violation abated 6. Pond cleaned

l. ",r nSM.RE 2. 9121190 3. LUtie Creek 8%6-5033 ~OV 064294 4. ACCHj road maintenance S. Violation abated 6. Maintenance up-lo-date

-. ..,... . -

1. KY DSMRE 2. 9117190 3. Clmarron 854-0100 NOV 013953 4. Exceeded maximum ground vibration s. Violation abated 6. Resolved- paid nne

--

• 1. KY DSMRE 1. 1 Oil 5190 3. Cimarron 8S~lOO NOV 013972 4. Off permit dJlturban~e S. Violation abated 6. Permitted disturbed area

1. KY DSMRE 2. 11/14190 3. Uttle Creek 866-0192 NOV 035675 4. Sllna lind markers !. Violation abated 6. Marken posted, topsoil properly marked

1- KY DSM.RE l. Ilt19/90 J. Uttle Creek 866-0185 NOV 035679 ,-

4. Pond ~ ~

5. Violation abated rJ 6. Pond repaired and certlfitd »

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-DEC-1S-84 17 : 12 FROM; ANDALEX RES INC IO; 8016378860 PAGE

07105194

• 1. Ki'DSMRE 2. 11127/90 3. Little Creek 866-0192 NOV 035680 4. Pond leaking S. Violation abated 6. Pond repaired

1. KY DSMRE 2. 11/07/90 3. Little Creek 866-0192 ~OV 035681 4. Metbod of operation s. Violation abated 6. Obtained a revision to change method of operation

--------------------------~----------------------------------~ ~ . ~ . -1. J(\'DSMRE 2. 11113/90 3. Cimarron 8!4-GIOO NOV 013974 4. No sediment control In place 5. Violatlon abated, no proceedings, no penalty 6. Constructed sediment coatrol

• 1 • KV DSMRE 1. 2106/91 3. Little Creek 866-0185 NOV 035686 4. orr permtt d1aturbance !. Violation abated 6. Revision obtained to permit disturbance

I. KY DSMRE 2. 11l~191 3. Little Creek 866.5073 NOV 035689 4. Access road maintenance s. Violation abated 6. Accesl road aradtd

1. KY DSMRE 2. 2J2SJ91 3. Uttle Creek 866-7005 NOV 033688 4. Maintenance 5. Violation abated 6 . Maintenance brought up-to-date

DEC -1 894 17 : 1 2 FROM : ANCALEX RES INC 10, 8016379860 PAGE

071O!1M

1. KY DSMRE 2. 2125/91 3. LIttle Creek 866-0192 :SOV 035691 4. Signs and mlrkers~ road not certified 5. Violation abated 6. !'rtarkera pOlted, road certified

1. KY DSMQF. 2. 3/04/91 3. Little Creek 826-5033 ' ~OV 064407 4. Pond It capacity S. Violation abated 6. Pond cleaned

--------------------------------------------------------------~ ' . . ~ .-l. KY DSMRE 2. 3/04191 J. Little Creek 826-5033 NOV 064406 4. Off permit djlturbanc~ 5. Violation abated 6. Revisions made to permit

1 • I{\' DSMRE 2. 3/19191 3. Little Creek 866-0192 NOV 035685 4. Material 011' permit area ~. Violation abated 6. Revil10ns made to permit

1. KY DSMRE 2. 3127191 .' . 3. I~lttle Creek 866-5069 NOV 035695 4. Sedlmeot pond (ull !. Violation abated 6. Cleaned sediment structure

----------------------------------------------------------------I. KY DSMRE 2. 3128191 3. Little Creek 866-0192 NOV 03!696 4. Sediment pond IpillwllY plucaed ~.Vlolatlon abated 6. Spillway cleaned

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DEC -1 S-S4 17 ; 13 F RO M , ~NDALEX RES INC ID : 8016379860

1. KY DSl\1 RE 2. 4/1019 t 3. Little Creek 866-0192 NOV 035698 4. Pond at iedlment capacity S. Violation abated 6. Sediment removed from pond

1. KV DSMRE 2. 4130/91 3. Cimarron 854-0023 NOV 012920 .... Mined Into sediment pond #15 S. Violation abated, no proceeding!, no penalty 6. ...\pplled ror amendment to remove pond #15

1. KY DSMRE 2. ~/1J191

3. Little Creek 826-5029 NOV 064463 4. DIY-permit dllturbance s. Vloladon abated 6. Amendment issued

1. In' DSMRE 2. S/2,9191 3. Cimarron 854-0144 NOV 014044 4. SulJ.standard water - basin N10 5. VIolation abated 6. Treated water to meet water quality standards

1. KY DSMRE 2. 7103191 3. Cimarron 854-0144 NOV 014045 4. Sub-standard water .. baltD #10 5. Violation abated 6. Treated water to meet water quality standards

1. KY DSMRE l. 71OS191 J. Little Creek 866-0192 NOV 035705 4. Marken, backmI and gradlng s. . Vlolatlon abated 6. POlted markers, reclamation up-to-date

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07105/94

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DEC- ! 9-S4 17 . 1 3 FROM: ANOALEX RES INC rD , 8016378860

• 1. K'r" DSMRE 2. 8/18191 3. Uttle Creek 807-5114 NOV 02~316 4. Off pennie disturbance 5. Violation abated 6. Obtained revlslon (or oft-permit disturbance

1. 2. 3. 4. 5. 6.

KY DSl\1RE 9/30/91 Clmarron 854-0023 NOV 012921 ~lo\led topsoU stockpUe prior to receiving approval Violation abateo, no proceedings, no penalty Received minor neld modification 10101/91

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071O!1M

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1. 2. J. 4. 5. 6.

1 • 2. 3. 4. s. 6.

I{\' DS~1RE

10/21191 Cimarron 843-0144 NOV 014973 Failure to siockplie topsoU Vlolatlon abated Remove and stockpUe topsoU ahead of stripping operations

KY DSMRE 12130/91 Cimarron 8S4-700S NOV 014974 F.Uure to obtain approval to alter haul road Violation abated. no proceedlagl, no penalty RebuUt and certified haul road according to permit cODdltlons

1. KY DSMRE 2. 1131/92 3. Little Creek 86~192 Violation No. 037281 4. Sedlmeat pond at capacity 5. Violation abated 6. Sediment pond cleaned out

1. 2. 3. 4. 5. 6.

KY Division of Alr Quality 2/03/92 Cimarron 854-0023 Violation No. V92-0WB-OIO Excessive fugitive dUit on haul road Violation abated Waler aU road. and yard areas regularly

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OEC-19-S4 17 : 1 3 FROH : ANOALEX RES INC 10: 8~16378e6~ PAGE

071OSJ94

• --1. KY DSMRE 2. 3116192 j. Little Creek 866-0192 Violation ~o. 03-7282 4. ~on-contemporlneous reclamation 5. Violation abated 6. Reclaimed areas

1. KY DSMRE 1. 3118/92 3. Little Creek 866-7005 Vlolltton No. 03-7287 4. Access road Dot maintained S. Violation .bated 6. Acce!, road &raded '. ' ., . -

1. KY DSMRE 2. 4/.17/91 3. Little Creek 826-5029 Violation No. 0647~4 4. BacklnHng and grading ~.

6.

• 1. KY DSMRE 1- 4117192 3. Uttle Creek 826-8007 Vloladon No. 06-4753 4. Slumping 011 access road !~ Vlolatlon aba ted 6. Slump repaired

1. KY DSMRE 2. 6/17192 J. Cimarron 8S4-0119 Violation No. NC 015015 4. f:xceeded air blalt nmltatlonl on 6-3-92 at 6:01 p.m. 5. Not applicable 6. Non-correctable

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07JO!1t4

• 1. KY DSMRE 2. 4/17192 3. Little Creek 826 .. !O29 4. Backmllng and grading s. Violation abated 6. Backfilllng and grading brought up to date

1. KY DS.MRE 2. 4/17/92 3. Little Creek 826-8007 4. Slumping on access road to pump ~tatlon 5. Violation abated 6. Repaired accel~ road

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1. KY DSt\1RE 2. 6fl~/92

3. Cimarron 8~4-0144 NC 015016 4. Exceeded air bla~t llmltations on blast 6/2/92 2:20 pm 5. ~ot appUcable 6. Non-correctable

• 1. KY DSMRE 2. 9/16192 3. Cbnarron 8!4-0144 NC 015011 4. FaUure to redalm In a timely manner s. VIolatluD abated 6. Performed reelamatioD requirementl

1. KY DSMRE 2. 91%2/92 3. Little Creek 866"()192 4. Silt atrutture not as per approved plan S. Violation abated 6. Revision submitted

1. KY DSMRE ~ .. ~.

2. 11/%/92 ;r ~

3. Uttle Creek 826-8006 r-: :-~ -: £= •

-= oS. ~.Uur8 to ,ubmlt mid-tenn modlfltatlon r: f/ )

s. Violation abated ,r:

Y" rn -:::'/. 6. Mid-term modification submitted 10/26/92 -c "Tl?9 ;u

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07105/M

• I. KY DSMRE 2. 12/10192 ~. Little Creek 826-8007 4. Failure to pa" all drainage tbrough sedlment pond 5. Violation abated 6. Unblocked culverts and reconstructed bern1

-~--

1. KY DSMRE 2. 12110/92 3. LIttle Creek 826·8006 4. Failure to pal. lurflce dralnage throURh iediment !lructure 5. Violation abated 6. Re~onltructed berm

1. KY DSMRE 2. 1/12J93 3. Cimarron 854-0088 NC 0 1 ~OO4 4. f.~.lled to report unscheduled blast !. Not applicable 6. Non-correctable, [10 penalty, no fine

• 1 • KY DSMRE 2. 1/12193 3. Cimarron 8!4-0013 NC OlSOOJ 4. FaUed to report unscheduled blast 5. Not applicable 6. Non-correctable, 00 penalty t no nne

1. KYDSMRE 2. llZ6/93 3. Uttle Creek 4. Failure to grade and seed roup areas around pond 5. Violation abated 6. Graded and I"ded areal

l. KY DSMRE z. 3/08193 c. t;=-:-

3. Cimarron 8~Ol444 NC OlS083 - Z ::I: n 4. Exteeded lirblalt Umlb on a Ihot on 313/93 at 4:22 pm ~

5. Non-correctable roO 6. $750 nne "l1~ "'I'iV

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07JO!1M

• 1. KV DSMRE l. 8/04/94 3. Cimarron 854-0115 NC 015164 4. Operator aUowed tree to be pushed and one fell off permit area ~. Violation abated 6. ~o penalty, no fine

1. KY .nSMRF. 2. 81Oli93 3. Cimarron 8S4-011! NC OlS165 4. E~cteded air blast limits; on shot on 5/3193 1 0:45 ~m 5. Non-correctable 6. 5360 fine

1. KY DSMRE 2. 8113193 3. Clmarron 854-0115 NC 015166 4. permittee widened county road, disturbed private property s. Viol.don .bated 6. No penalty. no Rne

•• 1 • ICY DSMRE 2. 8/16/93 3. Cimarron 854-0119 NC 015167 4. "~rock left the permitted area, struck nearby rClldence 5. Non-correctable 6. Order, S 1600 ftne

1. KY DSMRE 1. 9123/94 3. Cimarron 4. Exceeded air bla!1 limits for !hot 91Z2194 at 8:03 am 5. No IKOrrectable 6. ""., ...

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071O!J94

1. KY DSMRE 1. 03/11193 3. Cimarron 8~4-0139 NC Ol~005 4. Gulley depper thin 9" abo~e sediment basin #38 5. Violation lIbated 6. No penalty, no floe

1. KY DSMRE 1. 3/19/93 3. Cimarron 854-0119 NC 015136 4. A shot 3/9/93 at 3:41 pm exceeded maximum peak particle velocity 5. Non-correctlble 6. $650 fine

. 1. KY DSMRE 2. 5/.17/93 3. Cimarron 854-0115 NC 015137 4. Falled to maintain #6/#10 bathlA, failed to submit lnstream sample 5. Violation abated 6. No penalty. no flne

1. KV DSMRE 2. 6/14193 3. Cimarron 8S4-0119 C0-93-82-IOI-1 OSM 4. orr permit dlaturbance s. Vlolatlon abated 6. "" .. 1. K\' DSMRE 1. 6/17/93 3. Cimarron 854-0115 NC 015138 4. Exceeded air blalt limits on ahot 5/26193 S. Not appUcable 6. No penalty, 5360 nne

1. K\' DSMRE 1. 7108/93 3. Cimarron 8!4-0115 NC 015163 4. Flyrock hal left permitted area (use of explnsive,,) S. Vlohltion abated, final order 6. $220 l1Ile

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• APPENDIX D

- - -~ ---

-•

T ~L: 1 4 ; 3::' ~· l c: . I):) 6 ~,O 2

Rev:sed October 1990

CERllFlCATE OF l..tAnIlJTf lNstJRANCE luuld To:

State of Utah ~p:utment of Narural R~ourtC$ Division of Oil, Gu Uld Mining

-000000--

TIUS IS TO CERTIFY 1llAT:

_____ . t£~_~_r_~.;.._ : :~ F.mr~nce C_~mpany _ .. _ . __ ~ _ .. '_"' ___ ~_ .. ___ .,_. __ "'_'_"

(Nr\nlc of I~surance COlnpany) .) ,l? WaJ :.ut 5 t:::-cet, 18th l? loor Cinc .; nnati, 011 45202 -----_._. ..... . .. -----.. -- .. - ... ----(HonH~ n[orc /\ddrc.~s of Insurance Cornpany)

lIAS ISSUrm TO :

GENWA L ~c !;Qurce s, 1 nc. --_ .. _---_ ... _----------(Nume of Pern1ittfp.)

C:::-ar.d:lll 2anVOTl M:"~ ... c

(Mine Name)

CHlrnFIC..A1"E OP [NSURANCE:

371Q-2t:;-94 ____ _ _ _ 07~O}..··~-9~4 __________ _

(Policy Number) (EffcctiYe Date)

UNDER '1111 POLI..OWrNG TERMS Mro CONOmONS:

ref R614·30 1-890 Terms and Conditions for Liability InSllrance:

A.

n .

TIle DM~ON shan require the PEnMn"rEE t(> submit as part of its penni( application lJ ccrtificUle issued by an insur~ncc company authorized to do business in the stftf(," of Urah ('e.rtifying that the applicant has a public liability insurnnc(' lJolicy La force for the surface r.nal mining and reclamation op(~ralion~ for which (he pcmlit is sought. Such policy shaH provide for per~cnnl injury and property datllag{' protection in an anlount adequate to cornpensale any persons injt\1'cd or ploperty damaged as a r~sult of the surfi.\C'e coal mining and. r~~Jall14\lion aper.atiQns, in~ltt ing {he use of explosives and who arc enliTkd ra co~npet}$ation funtic-r'd,c applicnble provisions of state l~w. Mblhnun\ in~u!,~1.§e' cove/roge fot' bodily inj\.uy and propclty damag<! shan be. $30b~(JQ f-or. ~ eh ace rrence and $500,000 aggrrgLlte. J

pYH I ~ 19~)5

The policy sh"n be maintained jJl (ull force during (he life of the p nnit or any rflrlcwcl1 thereof, i 11('1 uding th~ li~~biHty perioo necc::sary to c.on1 l~t~ nlt H:l':iulnarion ()pC'rn1icAls und~r hl~j~hrlprcr. L, JAS ANI :MINING

TEL: 1 4 : ~ J r-l c . 00 E· P. 0 ~

Revised Octo her 1 9~0 Crn.TIFIC.t\TE OF LIABIUTV INSURANCE

c. "nle policy r;hnll induc!' a rider requiring tlwt the insul c·r notify the Division whenever sub~[al~~ lve changes ~n~ Tl1adc in rhe policy includ~ng

rml . (,.t any te naClo, .. or ,au;;re to renevv.

IN ACCORDANCE. Wffi.1 '{1-1E ABOVE 'tEIWS AND CONnmONS, and the Utah Code Annotated 40·10·1 Cit seq., the :nsurance Con)pany hereby att~sts lO the fac-t thar coveruge for $aid PC;11nic ApplicE1tiuu i~ in accordtince wiTh the requir(~tnents or" the Suue of Utah and agree$ (0 notify the Divl;ion of Oil, G ~~!: ~~d Mining In \¥riting of any ~. · " ·~ ~ :\r,tiv~ change, in(~)uding canc('iL!dol1, failuie to l'~IleW, orothr.r llHUcrial change. No (:hange shan h(: (·ffp.ctive until rtt least thiny (30) days after such notke is received by th~ Division. Any (;hange unauthotized by the Division is considen~d breach of the nnCIAMATION AGllREME.NT dnc! the Dlvisicn rna}' pursue reme-ciics thereunder.

UNDErlVJRmNG AGENT:

Jimmy Riddle

(Ag~nt's N(1Inc) 302-821-3122

(Phone)

j. CW~iddl0 C9lDpany! J~_, ___ _

(Compuny Nalne)

PO Box 549 Mndi~onville, KY 42431 ._ ...... .. .,._--- ~- ... . . .... _.-(Mailing Address) (City. State, Zip Code)

The undersigned ,tf!inns that the abov~ infonnat ion is true and cClnpl~tc to the be::;t of his/her knowledge anti h(\~kr, and rhat h~/~hc is all authorized representluive of r he above-named ir~urancc comp~ny. (An Affidavit of Qu3lifica.tionmust be complC!tcd ::lnn ntt"ched to this (DIm for c"d~ authoriz ~ agenr 01' officer.)

/~L'?~ <~ :11- ___ .#.e9,.wt:_ .. __ (Date, Signarur~ d Tille 0 1\utharized AgelH of Insurance Company)

this 12th

Jimmy RiddJG -_. __ .. -_. --..- .. - ... -------

__ day of __ ... ..... 9:~l}y~r~y~ _

__ -l:::O..=..3 -0_1=.'1.1--_________ . . . , ="' .• -.,.,. .... ~=:..---

.',; OIL, GAS AND MINING \ (Dat~)

......... ---~.­... ---..:'" ~.

APPENDIX 1-10

CERTIFICATE OF INSURANCE

r

FEB-0S-50 13: 25 FROM. : PR 1 CE :r NSURANCE ,l,CENCY [D: 8016370Se 3 PAGE 4/4

r-'i;'l;,: .,~ ... ~ jtl~~~~t!t~l~m!.~j:: ·1111~~ill~IE~~I!i~II!I!!,§:.I~~~lil~IlI!~~i~i~·! i~] :i~~ C~:-e ~MM/OC~ Wi Kl .. ~~~ 0.,.1 09 /9~ nus ct:R"I1IF1CA TE IS ~rED AS A MA T'aJt 'OF lNF<IRMA TlON ONLY t~1D CONFERS NIl IlIGHTS Ul)ONI THE (:EFmFlCATE HOLDER. nns csmACA n; DOES NOT ~MI:ND. E)tTEllD OR At '"ert 'rl-IE COVERAGE Aff!!ROm BY ..!tlEJ;JOUCJES saow.

0 CE INSURANCE AGENCY r. NEST M..~IN ST - P.O. BOX 871 PRICE! UT 8450l-0871 (801. 637-3351

INSUfW)

GENWAL RESOURCES! Il':"C. PO BOX l420 HUNTINGTON, UT 8452 ~3-1420

C¢MPAN"t·

A P:~JERAL I~rStiPJI.NCE ( CIrrrSJ3 GROt~· C¢MP,ur,'

B

eOMP~N'f'

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CQMPAN'f'

D

. . . . ' . . '. . ". .... '. . ;' ~t~~;~~:~tj~~~:~~lliH:~~~s~· THIS IS TO CERTIFY THAT '7HE POLICIES OF INStiHANCE LrSTEO BI;t..() N HAVE :~E£N I$S'ui:D TO iHE I NSUf,Et ' Nt.MEl> ABOVE: FOF THE POU::Y pr1UC'O INDICATED, NOTWITHSTANDING ANY ReQLJr.R9.IEI'lT, TffiM OR COl\:mncm OF AN'{ COIHRACT OR OTHS;: Q;)Ct 'MEUT WITH r.ESPECT TO WHICH THIS CERTIFiCATE MAY BE ISSUED OR MAY P8~TAltll , iHe INSUAANC!! J~r ;FCIRDED BY THE POLICIES oESCRIBi:O HBll!IN IS SUB... ECT T() AU. l1-iE T£RMS. EXCLUSIONS AND CONDlnONS OF SUCH POUC1:=:- . Lll\i1ITS ~~HOWN MAY HAve E:t:EN H.r:tJU,::ED BY PAID CI.;I,.W~ ______ • I

co I LTR ! TYPE OF tN$UMNce

~ c~aw. UAaIJJTV : X I COMMERCIAL G'ENSU.l w.sn.JTY

F(·t lev NUMBER

I:)::;:::J ! a.JJMS MADE 00 OCCUR

1~ ; I OWNER'S" CONTftACTOR':S PROT 3 710 - 3 ~~ .. ;3 9

R--AU'~OMIOBIII.i LIAISIUTY

POUC'( ~CTl\lE "oue\" r»lMTtCiN DA'rn (MMIOD/Y'" DATE (MMIOD/Y\') I.1MITS

CCHBINf[D SNGU UMrr

BO[lll.Y InJURY (FWp •• un)

BOt'll. Y f~PJR'( IPH .te:it~

PRe PER1Y DAMAGE

$

I· _ ...... ----

tAC H O<:!C~NCE1 : $ _

"G.(~G.~n I $

~~~~~~~~~~ ______ . __________ ~'_~' ________ 'r-__________ ~~~ ________ ::Is ====== I X "" .=0"" , ..... 1- @';:"(j!.' ,:.,,:!: : •. WORJt(RS ~CMPmSAllON ANtI

eDl.OYERS" LIAB1UlY

THE PROPRiETOR! F'A~eUTIVE ()~~ARE:

WCl. I

EXCI. !

~~------------------~------- .. ----------.---~--------~--------~------------OlWt:IVPllON oft OPEM.TlON$Jl.OCAnON$NE)iICt.ESISPfClAL lUM$

STATE OF 'OTAE n r 'v-rSION OJ;' OIL, GAS & Mll\jING 355 WEST NORTI-i TEl"lPL .~ III TP .. IA.I:' CENTER SU:: rE 3;:0 SJ...L'T LAKE CIT'l~ I t''r 3 '1 1.8 C - 1203

FE8-09-S0 13: 25 FROM. : PR I CE [ NSURANCE .'\CENCY (1):80163705£3 PAGE

PRocueER

~~ INSURANCE AGENCY ~ST M.~IN ST - P.o. BOX 871

CA TE (MM/I>t)1YV1

~ . '09 95 THIS ct:R'I1lF1CA TE IS tSStfED AS; A MA T'as:t 'OF lNF<tRMA nON ONLY ~~D CONFERS NI) I~GHTS Ul'ONl THE cemFlCA TE HOLDER. llifS camRCAlC DOES NOT AMI:ND. E)(TElID OR At "eE 'n-IE COVERAG BY THI: l~UCres saow.

~ ____ ~~~~~~~E~~~~~~~~GE PRICE I UT 8450l-0871 cO MPAN"I'

w~8~O.:.1/.-) _6~3:!...7!..-.-.....::3!.:3:'...::5~1=--______ •• _____ ._._._+-_A_.::..P.::::~::>::.~ERAL::=::::::!-.:::=!..::.:::...!::.:~!!:~:.::~~C~:IIT:.=~r8]3 GROU:f') rlolSUFtm

GENWAL RESOURCES I Il\;{~ . PO BOX 1420 HUNTINGTON, UT 8452:3-1420

COMPANY B

~---.-.-------------.----.----C:OMP':"NY

C

r--------.------------------.------.-------------------COM PAN'.,.

D ... _, - .

~~~~~~~@~~~~~~~~~~~~~W~[l~~~~~~mrr~~~~~~~omi~~~~~~~~~~~!~~~~~~I~~~~~~~ili~~ f~ 1 . . . .. . . . ... : : : ' . . . .' .. ' ' . . . . . :SS!~ ~~ THIS IS TO CERTIFY THAT iHE POUCtES OF INStiHANCE LrSTED 61;J.t)'N HAVE E~E£N I$s'ue:o 'ro iHE INSUf,E[' Iit,MEl> ABOVE: FOF THE POIJCY PfJiIC'O INDICATED. NOTWITHSTANOtNG ANY RSQUrAEMEI'lT. TERM OR cot-.Drncm OF .~NY COIHAACT OR OTHEF: (1)ctMJ;tlT WITH F':ESPECT TO WHICH THIS camRCATe MAY ee ISSUeo OR II/lAY PSUAlt'll . iHE INStJAANCl! AF:FCIRDED BY TIlE POLICIES DESCftlBEO HBU!IN lS SUB..ECT TO AU. THE T£RMS. eXCL.USfONSAND CONDITIONS OF S.UCH POUCE:. LJMITS SHOWN MAV l·fAvE E;eEN Him BY PAID CI.AW~ __________ _ I

co 1

LTR !

~ GiNa;w. UAlUUTV

: ?~ .. 1 COMMERClAL <lENSW. W.Bn.rTV

t..; .... : ... j I .... & ... ·5·· ..... £ fX1 OCC"R \-:-:.:....... ~.. "LAI"I ~ ...

F'(·lICY NUM6ER

1~ ; j OWNER'~ ac CONTItACTOR'~ PROT 3 71. a - 3:~ .• a 9

R---, .

WOI\KIRS COMPmSAllON AHD EMPlOYERS'L1AWUTY

THE PROPRtETORt F',&.~euTIVE CI~~AR£:

INet. I

EXCt. !

POUC'( ~rnJ£ F'OUC\' ~MT1CN DATt (MMIOD/yn CAn (t.'lMJODIYl')

, I

I.1MITs

01/01/9.51 ()1/Ol/96 ~~~~~:~ .. _~~...S:!~~~

CC.48INliD SNG1.E UMrr $

SO(llty IHJURY $ (FWpemlln)

BOt1lt.Y f~!JR'( $ IP« .te:il:iowttl

~t PERlY DAMAGE $

h ~- i(

XCtJ COVER.n.GE ARE I~iCLm::ED IN POLICY '~ORM; ~~l.O 00 DEDUCTI~~±J~'-'''-PRO:l?I8.~~ IoJIIHE NAME; CRANDALL CANY01:r MINE Nm~E)::~r:. ACT a l5 - 0 3 ~ r . .

~~~~~~~~~~~~~i·$~7-f.;·;;~·I<· : <~>I ... ·,.·"""<--'" :·\<~~.~!.: s:*;; .~·y ~;.AA;:~~li6~)· .!:t<;~: : i~~4M~~;F3r~4b£~:Z!:1~/:to:>. m~r.: .. : .~f ~;;;;, ::> : ~!!\ : ~E-I ~! .... ~~·~%~; :~ .: ~~~~i~:~:: : :~~~:~:~~~~~~~~~~ ;~! :~:~~i~k~~~~~~~~~Hj~ :i~"'~~,.>;~ .. ~~~~~~~.i;_!!~U :g~~~~~::ti<*~: \~ :; :~;~ :!;~{~ ~:Ai :-:::;:;~ :~;, . :~ :~ :~:<

STATE OF 'OTAE D I"iiIS ION OJ;' OIL, GAS &: t't!J:NING-355 WEST NORTE TElo,WL:: III TP .. IAI.) C3}ITER SU::TE 3::0 S~.LT LAlZE CITY, tT ~ ,1 1. S C - 1203

'.

CHAPTER 8

BONDING AND INSURANCE

(R645-301-800)

'\ "

e CHAPTER 8:

SECTION

8.20

8.30

8.30.14

8.40

8.50

8.60

8.70

8.80

8.90

Table of Contents

BONDING AND INSURANCE

DESCRIPTION

Requirement to File a Bond ••..•.......•••.•••••.•.• 8-1

Determination of Bond Amount .•••..••..•••..••...••• 8-1

Detailed Estimated costs ..•..............••••.••••• 8-1

General Terms and Conditions •••.•.••••••••••••••••• 8-1

Bond Requirements for Underground Coal Mining and Reclamation Activities ...•.•••••••••••••• 8-2

surety Bonds ...•....•••••••••••.•....•.•••••.••••••. 8 - 2

Replacement of Bonds .••••••••••••••••.••••••••••••.. 8-2

Requirement to Release Performance Bonds •••••••••••• 8-2

Terms and Conditions for Liability Insurance •••••••• 8-2

CHAPTER 8 (R645-30l-800)

BONDING AND INSURANCE

8.11

8.12 -

8.20

Terms Used

Division Responsibilities

Requirement to File a Bond

The entire disturbed area at the Crandall Canyon mine is bonded. The disturbed boundaries of the Crandall Canyon mine site is shown on Plate 5-3 (the mine site) and Plate 2-2 (the three topsoil storage areas). The disturbed boundary configuration shown on Plate 5-3 was physically surveyed from known control monuments on April 3, 1992.

The current bond is filed on the form provided by the Division and is for an amount equal to or exceeding the bond amount previously determined under regulation R645-301-830. The current bond form and Reclamation Agreement are presented in Appendix 8-1.

Genwal Coal Company currently uses, and will continue to use, a surety bond to satisfy R645-301-800.

Genwal proposes the type of bonding to be instituted for the mine life and reclamation monitoring period to be the entire performance bond for the entire permit term (i.e. five years plus a ten year liability period) dependent upon reclamation success beginning at the time of the last augmented seeding.

8.30 Determination of Bond Amount

8.30.11

The amount of the bond required will be determined by the Division.

8.30.14 Detailed estimated costs

The detailed estimated costs for reclamation is listed within Appendix 5-20. The cost calculations are for the entire disturbed area.

8.40 General Terms and Conditions

General terms and conditions as stated within R645-301-840 through R645-301-840.520 will be met by Genwal Coal Company.

11/01/93 8-1

8.50 Bond Requirements for Underground Coal Mining and Reclamation Activities

The bond will remain in full force and extend until all reclamation, restoration, and abatement work under the permit has been completed as outlined in the approved Mining and Reclamation Plan.

8.60 surety Bonds

The form of performance bond that will be submitted to the regulatory authority will be a surety bond (MR Form 5) as sent by the Utah Division of Oil, Gas, and Mining.

8.70 Replacement of Bonds

Equivalent coverage will be provided is Genwal replaces its current bond.

8.80

8.90

Requirement to Release Performance Bonds

Genwal commits to meet the requirements within R645-310-880

Terms and Conditions for Liability Insurance

A copy of Genwal Coal Company's certificate of liability is incorporated into section 1-17 of chapter 1 of this document, and in Appendix 8-1.

11/01/93 8-2

.e

Table of Contents

Appendices

Appendix Number Description

1-1

1-2

1-3

1-5

1-6

1-7

1-8

2-1

2-2

2-3

2-3A

3-1

3-2

3-3

3-4

3-5

3-6

3-7

3-8

Lease Assignment

USFS Road Use Permit

USFS Special Use Permit for Facilities

Land ownership

Mining Suitability Determination

Negative Unsuitability Determination

Newspaper Advertisement

Negative Determination, Prime Farmland

Negative Determination, Alluvial Valley Floor

Soils Study

Soils

Vegetation Reference Area & Species List

Aquatic Resources of Crandall Canyon

vegetation and Terrestrial wildlife Report

Letter from USDI Fish & wildlife Services

Irrigation Plan

Proposed Seed Mixture

Sample Adequacy

UDOGM Letter

11/01/93 (Revised 5/5/94)

4-1

.4-1A

4-2

4-3

4-4

4-5

4-6

4-7

11/01/93

Archaeological Reconnaissance in Crandall Canyon

Archeological Study - East Mountain Locality

cultural Resource, Determination of Effect

OSM Clearance

cultural Resource Report, Sherman Shelter

Archaeological Survey Map

cultural Resource Survey

Approval Order, Air Quality

Appendix 8-1

Bonding and Insurance

~ BAFECO<!)

CHIUAl INSURANCE COMP/H,,,,,, 0 .. AMERICA FIRST NAtiONAL INSu:tlrrNCE COMPAN¥

OF AMERICA ~OI.Af OFFice: SAFeco PLAIA SEATTLf. 'HASHINGTQN O&t85o

To be attached 10 and form a pari ;:)f

Bond No. 4 6891 75

Type of Bond:

dated Iftective

execufed by

and by

in favor or

Reclamation

May 10, 1990 IMONTK-DAr-vtA~

Genwal Coal Company

C""NC"A~l

SAfECO INSUAA NeE C:OMPANV Of AMERII: .•.

State of Utah (DllIOm

,as Surety.

in conSideration Of thR murual agrQQll'Ients "er!!lin conrilin$" Irle PrinCipal and the Surety tlereb'; consent to changing

.as Principal,

The bond penalty from $268,000. 00 (1i~o Hundred Sixty l":ight Thousand dol1ar3 & no/lOO) tu $ 703 t 000.00 (Seven nundrl=ld Thrfle Thc'T.ISalld doll nrs llnd no/lOO)

And adding the wording:

"In the avent the Cooperat.Lve Agreemerrt between the Division lind OS~i is terminated, then the portion of the bond covering th~ Federal Lands \.11111 be payable only to tha United States, Department of Interior, Office of Surfal~C': r-lin:tng~"

NOthing herein contained srtall vary. illler ~)r Qxtend Ir"I'( prO'vi::;ion (,)1" eor\(fition of lhis bond axeepra~ harait'l Q>:.pr&!i~;ly ::alated.

This ndor is affeCtive September 2], ]993

JIt10~'II-DA'I'-\'[AIIl

Signad and Saalaa September~~1~9~9~3~ ____ _ tMOtf'H-DAV-VEA~

,.'" '!'''INCII'.!)

By: kJi'fYAK £. u}'Tl;I...I!i::...·'_· _-,;7:;..:.. ·...:~::::::··;:;;.:~.t~.-:?:.:.:;A-:..:;;I(."....:::!..::::.d......:/l.,.r~ _____ _

","INC I !'.tU

SAFECO INSURANCE COMPANY 01= AMERICA

.(. ~"L-.-' A-t:'<., J. ;r J'_~~1--, ...... _.

,--------------------By:

_ ")Ie P 3/$0 Cl)1t"OIE:tertta tUU3Imilrll Of SAHCO corpofltiO).

PRlI-m:O If'll U.S,:"

.u,co IH$~.NC£ COMPANY 01 AMEa.eA Cle., ..... IN, ... AG couP.,.y a AMeRICA HOMII OF',e& SAFE(O ~"'l" SeAtTLE. WAStulllarow ""'

No. 8318 kNOW ALL IV THESE PREsENT.:

ThI, IAFECO INSURANCE COMPANY 01' AMERICA and GENERAL INSURANCE COMPANY OF AMERICA •• acl'l a WashinglOl'l corporation. CIOeS •• er. WtbV appoil'l'

••••••••••••••••••••••••••••• GEORGIA L. NELSON ••••••• q ••• I" ••••• ~ •••••••••••••• ~ ••••••••••••

ItS .tue ..0 lawfw Iftorney(sl-ln-flCf" with (wi IUthOraV to 'Ix.cute on Irs beNif fldelfty 1M a"ety bond$ 01' ,,",der1aking5 Wld other OOC"",*,,1S of • smlr ch .. ecter Issued In tt .. cOU"se of "s C~Iin'II. ~ to birw:t t~ reapactlve ccmp.,." thereby.

IN WITNESS WHEREOF, SAFECO INIIJRAtlCE COMPANY 0' j~MEAtCA and QENErlAL INIURANCE CC"'ANV OF AMERICA have eerch .xtc\ltH ano aUested 1htse presents

lh1s ___ ~~_t ..... h _____ CIrt of ___ J_8_"....,u ..... e ... r-r,.Y_ ... _____ • '0 ~.

b&

ClRTIPICA TI

!)(ttlCt 1rc"" 1M By-Law$ of IA'FiCO INIURANCE COMPANY 0' AMERICl and ()f GENER.lL INIU1.lNCE COMPANY or AMIR1CAt

-,Artiel. V. section '3~ - FIlELrTV /tHJ S.KlY ~S ••• 1he Pruldent. 11"1 Vlee PrtSidtrlt. Ihi S,cretlr"V, Ind Iffl Assist'"t Vict PteSi4en1 appoint" for ,hit pWpOSfi bv tt1l. officer ift C"-tg. of '''''Y operltions, 11*' __ raarv •• uthOtity to eppoinl individual$ ., .'orneys-.n-fecf or 1,,1\(1.,. other ap~OPtia,t. thles With aut.hOf'itv to ')C8CU1e on De,.1 of the ~'" fiGeliTy and :surtty DOncIS .net Ot ...... (tOe..,.,..,s Of $hI1. Chatactet iSsued twv tht c~ in ,he C~ of iTS tMineSS ~ •• On tnt instrunent making Of evidencir.g SUCh IOf)Ointmtnt. the ligna.,," may t. ,"i:.ct(l r" r8CSitn'8. Ot. Jr'f inSltLtneftt confCttttftCI SUCh autt.ctily 01' CI'I I1'f bOnd Of loMertlking of the ccrnt)anv. ,ht sell. or a f.cSitnjl. 11'11.teot. MatI be ~)t.~SH(J Of af'i:.c8(f or in " 0' .... ' ~ tWoGuCeCl: ptoYlded. hOw ........ • ..., ttlt .... ShIll not be necessary to 1he "alidity Of Int su:h inslrwnlnf or '-I1dtrtaking.-

I!xtrlCt frem I AasorutiO' of ttte Soard of tlt .. CIOt. of "FECO !INSURANCE COMPANY OF AMERICA Ind af QENltAAL INSURANCE COMPj,NY 01 AMERlC .. ldOptecf Jl.Jy 28, '0;0.

-en ."" certific •• e .xecuteCS tJi Iht Strcr.'4Jy or an assislam :;ecrellrV Of t .... CI)'TIpaI'ly seninO OU'C. (I) r .... PtoYiliOftS of Arbcta v. StClit:tn 13 of 1he rt,'·I.;.ws, "'"

(ii) A COVt of Ihe ~w.,.-ol- • .,or.,.,. appOintment, ex.,,:utld IU'SUInt t,*"eto. and (iii) Certifying that said pOwer-of .. atterney iPPOImrnenf Is &n fYl fore. anci .fflitc.,

the slpt". of the certifying officlr may t. by facsmll., jJl'Jd Ihe $I" of the Ccmpanv mav be I. flCs.,.,II, thereor."

~ R. A. Plerscn, s.cr.,W'Y of SAFECC' INSURANCE COMPA'~Y OF AMERtCA JncI Of GENERAL INIUP:ANCE COMPANY OF AMERICA, do hereby c:en.,y 1,* , .... foregoing t1{It'CfS 01 1ht 8y-Lawfi it'!4 Of ,. ~OIuti('" 01 t ... Board of Diroetors Of 1hese co:ooratiOflS •• 114 of • Pow., of AUOtNIy ISSUCI(t pur"'lInl 1h",110 • .,.. 1rue 11'1(1 correct. " th.lt both the Bv"L~ws, the Resolution and rho Power of AUorntv ". Ifill In fyl fore. lind art'ICt.

IN WlTNlII WHIRIOPt , hive ..... UO..O Nt ".", hand 1M .Uikctd .,.. facSiMIle .... 01 $lid COI'por.,ion

1hi$ _...;.7 .... t;...;.h------ Gay Of __ S_ce ....... tc_~_b_.e_r ______ d. 19 ~ •

•••• ,~p ""

May 1990 Exhibit "B" - BONDING AGREEMENT SURETY BOND ,4689175 Annual Premium: $3,350.00

Permit Number : ACT/01S/032 Expiration Date: May 13, 1993

(FEDERAL COAL) SURETY BOND

THIS SURETY BOND entered into and by and between the undersigned OPERATOR, and SURETY COMPANY, hereby jointly and severally bind ourselves, our heirs, administrators, executors, successors and assigns, unto the State of Utah, Division of Oil, Gas and Mining, and, the U. S. Department of Interior, Office of Surface Mining Reclamation and Enforcement (OSMRE) in the penal sum of Two Hundred Sixty-Eight Thousand and no/lOO dollars ($268,000.00) for the timely performance of reclamation responsibilities of the surface disturbance described in Exhibit "A" of this reclamation agreement.

This SURETY BOND shall remain in effect until all applicable rules and the OPERATOR'S reclamation obligation have been met and released by the Division of Oil, Gas and Mining.

Terms for release or adjustment of this BOND are as written and agreed to by the DIVISION and the OPERATOR in the RECLAMATION AGREEMENT incorporated by reference herein, to which this SURETY AGREEMENT has been attached as Exhibit "Btl.

May 1990 Exhibit -B" - BONDING AGREEMENT SURETY BOND

r

So agreed this 10th day of May, 1990.

FOR THE OPERATOR:

FOR THE SURETY:

COUNTERSIGNED FOR UTAH:

ACCEPTED BY THE STATE OF UTAH:

COMPANY OF AMERICA

INC.

by: --~~~~~--~~~~---------

by: -------------------------------

Note: An Affidavit of Qualification must be completed and attached to this form for each authorized agent or officer. Where one signs by virtue of Power of Attorney for a company, such Power of Attorney must be filed with this agreement. If the Principal is a corporatior the agreement shall be executed by its duly authorized officer.

PI ICE IIISUlWlCE AGENCY 54 WEST MAIII ST. P.o. BOX an

ICE, UT -501-0171

",OJ A. IIICAS 80''''637-3351

IIIIURID NEVADA ELECTRIC INVESTMENT CDMPANY, IIIC •• tal P. o. BOX 1201 HUIITJ NGTCII, UT 84528-1201

A - 'i": CCI_ a E.W.GlNBW.UAIIJIY

::~\~~~~i~~~j~l~t::::~:::~ QMIIWpe C:~:.::" OCCUR -; mwara &00N1'IWlTCInI PADr. ;

• . _..... .. ........................... r ....................... ~....................... ..,............ ~

UAIU1Y

: IrII'I MII'D

: MLCMNEDMII'CI .... ..... ~ ..

: ICHEDWDAU'IQI

:::::::j tlNDAUICS ~ NQN.OWI&:I AUI'08

......... GNWIE UAalfY

.IXCEA~

; UMIFEI..LA FCAM

. car..., .... "":' ,,' UIII1' . ~. . . .

~ ....................... -...................... " .. ' ....... ~ .............................. . '. i--.ylNJURY .:.. .t. i ......... .

: ............. _ ........ -............................ ..; ............................ . 11DD1.Y INJURY . 1, 1 ........... ! . t············-····-···············~·~······· ...... ;··· .. ·· ......... : ....... .

1. MlFERi. DMMGE ~ ,

1-_.....;:..;=-.n;;..;.;",;,HER;;;;.;..THAN--~-.... - .... _U_ .... _A1IOII-FCAM ____________ ----------------Liiiiii .. -... -j .. ~~~.~~ ... ~ .... ~ .. ~ ... ~ ... ;iiii 1 MCH MX:DENr . ~ •

~ : ................................................ ; ......................... . ~ ~.. PCUCf'LMf . ~,

a::uwar UA8MY fQ.iijD ... ·EAa7~ .... :· ....... ·· .. ··· .. ··· ....

DE,SCRlPnQlfOPOPIRA1K*M.QCA1IOIIV1IHCtD1W1CiAL1lDIa

)Cal COVERAGES ARE INCL . ...,ED IN ~S1000 DEDUCTIBLE PROPERn~..!!L­AOD'L NAMED INSUREDS:.-.. GEJIWAL:CDA.L .?lIC_-&c:-.CAS'LI·YALLET·Jl:I:~,5 03!i:.(~ MINE NAME: GENWAL' COAL COMPANY CRANDALL CANVON MINE NUMBEl ACT 0 • ~ MINI NAME:- UELU.GTCIIL.aADCXn·, .... · ... n ACT·007-012

STATE OF UTAH DIVISION OF OIL, GAS & MINING 355 WEST NORTH TEMPLE III TRIAD CENTER SUITE 350 SLC UT 84180"'120~

ACQRn ?s.s 17/90\

SHOULD ANY OF THE ABOVE DESCRIBED POUCIES BE CANCELLED BEFORE THE

EXPIMnON DATElHEAEOF. ntE ISSUING COMPANYWllJ.. _RI\J\GI:D certif MAIL ~ CAYS WRITTEN NOTICETO ntE CERl'lFICATE HOLDER NAMED TO THE

... ~. LEFT.iiliiCiWllih&AilW'CMM8JIHS i _ SWil_HaiiOMcae

.:. XMI~aJAlllNl#..:~·

:::: AU'IHORIZED REPf!DEltTATM • r' 1--=-'"'1- .. - .::' /'/ .. ,/ -'_ .;,)..,. __ -

ROY A. JlIKAS- -"-'

January 28, 1993

PRZCE INSURANCE AGENCY • All JCjnds o£ I.Dsurauce-

54 west MaiD st. P. O. Box 871 price, utah 84501-0871

PAX 801-637-0503 1-801-637-3351 or 1-800-464~33S1

Nevada Electric Investment Company, Inc. Genwal Coal Company, Inc. Castle Valley Resources, Inc. P. O. Box 1201 Huntington, UT 84528-1201

A'ttn'. : Larj.··yJ o~nso'n ..

RE: Policy 13710-3989 Federal Insurance Co. (Chubb Group)

Dear Larry,

This letter is to confirm the handling of your $1000 property damage deductible will be the same as prior years. The insurance company investigates the claim, has all proper documentation completed (i~e. proof of loss, releases, etc.), and issues the appropriate check to the claimant. Afterwards, the insurance company collects any deductible amount from the Insured. This makes sure the claimant is satisfied and not awaiting a deduct­ible check from the Insured.

The above described procedure is common with most insurance companies nationwide. If you have any questions, please contact me • Thank you.

~DL Roy ~ Nikas