Advanced Compliance and Ethics Workshop...

© Practising Law Institute

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Practising Law Institute1177 Avenue of the Americas

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Advanced Compliance and Ethics Workshop

2016

CORPORATE LAW AND PRACTICECourse Handbook Series

Number B-2276

Co-ChairsRebecca WalkerJeffrey M. Kaplan


17

Annual Compliance Program & Risk Assessment Report: Compliance Program Meetings (January 2016)

Michael Ward

Vice President & Chief Compliance Officer Juniper Networks

Copyright © 2014 Juniper Networks, Inc.

If you find this article helpful, you can learn more about the subject by going to www.pli.edu to view the on demand program or segment for which it was written.

279


280


Ann

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281


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286


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287


Ris

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• • • • • • • • • • • • • • • • • • • •

• •

288


• •

Ant

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289


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Ant

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290


• • •

Onl

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s

291


• • •

Con

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292


• • •

Em

ploy

men

t

293


• • • •

294


• •

Gov

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actin

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295


• • •

Gov

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296


• • • •

Info

rmat

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Priv

acy

297


• • •

Inte

llect

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298


• • •

Mar

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299


•

Rec

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300


• • •

Rev

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301


• • • •

Sec

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side

r Tr

adin

g

302


• • • • • • • • • • • • • •

• • • • •

• • • •

• • • •

• • • • • •

Ris

k A

sses

smen

t Rat

ing

Sca

les

303


Tha

nk y

ou

304


NOTES

305


NOTES

306

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