ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS … › web › TC › files › LIC › pr...

ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS DURING 07/2015

CE Name CE No. Licence Type Types of Regulated Activity

Ally Bridge Group (HK) Limited BBS728 Licensed Corporation 9

BOB Scotia International Asset Management Company Limited BFL327 Licensed Corporation 4, 9

Buttonwood Finance Limited BFD147 Licensed Corporation 1, 4, 9

Central China International Securities Co., Limited BFI947 Licensed Corporation 1

Donglin Family Office (HK) Limited BFJ987 Licensed Corporation 9

Dragon Field Investment Limited BFH453 Licensed Corporation 4, 9

Eastfort Asset Management Private Limited BFI469 Licensed Corporation 9

AGARWAL Tarun BFT665 Licensed Representative 1, 2

ANDERSSON Carl Christer BFI902 Licensed Representative 9

AU Wing Sing ARF809 Licensed Representative 1, 6

AXELSSON Lars Joakim BFN674 Licensed Representative 1, 2

BAGHLA Deepak BFO601 Licensed Representative 9

BAL Raj Singh Jaj ANX746 Licensed Representative 4

BHARGAVA Rahul BFO073 Licensed Representative 9

BHARTIA Aditya BFP413 Licensed Representative 4

BI Xuewen BFE600 Licensed Representative 6

BISWAS Priyankar BFS965 Licensed Representative 4

BUT Chi Kwan BFP249 Licensed Representative 1, 2

CAI Peiye BFS140 Licensed Representative 1, 2

CAI Xiaoxiao AWH776 Licensed Representative 9

CAI Yu BFG346 Licensed Representative 1, 6

CHAN Wan Yiu BFS107 Licensed Representative 1, 9

CHAN Chi Shun, Samson AQD483 Licensed Representative 1, 2

CHAN Chun Sing BFR753 Licensed Representative 1

CHAN Chun Yu BFT081 Licensed Representative 1, 2

CHAN Ho Ming Horace BFT119 Licensed Representative 4

CHAN Hoi Yan AFZ453 Licensed Representative 4, 9

CHAN Ka Man BFN569 Licensed Representative 1

CHAN Ka Siu BFO988 Licensed Representative 1

CHAN Ka Yi, Amy BFS091 Licensed Representative 1, 6

CHAN Kam Fai, Gilfred BFP142 Licensed Representative 1

CHAN King Yiu BFR195 Licensed Representative 1, 2

CHAN Kwun Ho BFS120 Licensed Representative 4, 9

CHAN Men Fung BFN565 Licensed Representative 1

CHAN Mong Lee Lily BFU580 Licensed Representative 9

CHAN Pui Ching AGN555 Licensed Representative 1, 4, 9

CHAN Shing Yan BFO686 Licensed Representative 1

CHAN Tsz Yeung BFS818 Licensed Representative 1, 6

CHAN Wai Han BFT966 Licensed Representative 1

CHAN Wan BFS535 Licensed Representative 6

CHAN Yim Fan BFS346 Licensed Representative 1, 2

CHAN Ying Heung BFO636 Licensed Representative 1

CHAN Yuen Ching BFT688 Licensed Representative 1

CHANG Mee Yun Lisa BFT765 Licensed Representative 1, 4

CHANG Julie Ameria BFP514 Licensed Representative 9

CHANG Ming Keung AFK570 Licensed Representative 1

CHAO Yanan BFP937 Licensed Representative 4

CHEN Chih Yang ACZ366 Licensed Representative 1, 4, 9

CHEN Chu BFT303 Licensed Representative 9

CHEN Emily BBN893 Licensed Representative 4, 9

CHEN Guoxi ARG394 Licensed Representative 4, 9

CHEN Hongpei BFS296 Licensed Representative 4, 9

CHEN Mingjing BFP967 Licensed Representative 1, 2

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CHEN Pan Yu Steffi AXH004 Licensed Representative 1, 4, 6

CHEN Qi BFR575 Licensed Representative 1, 4

CHEN Qiqi BFS543 Licensed Representative 1

CHEN Szu Yu BFO350 Licensed Representative 1, 4

CHEN Wah Chung Walter BFO628 Licensed Representative 1

CHEN Yue BFK326 Licensed Representative 1, 6

CHEN Yunyan ARR085 Licensed Representative 1, 4

CHEN Yuxuan BFT766 Licensed Representative 1, 6

CHEN Zhang BFP705 Licensed Representative 1

CHEN Zhulin BFP682 Licensed Representative 1, 4

CHEN Zihao BFN912 Licensed Representative 1, 2

CHENG Chi BFP712 Licensed Representative 1, 6

CHENG Kai Man AMP573 Licensed Representative 1, 2

CHENG Liulingzi BFS139 Licensed Representative 4

CHENG Siu Hung BFN702 Licensed Representative 1

CHENG Yanyun BFP161 Licensed Representative 9

CHENG Yao BFN104 Licensed Representative 4, 9

CHEONG Yuen Teck BFT121 Licensed Representative 1, 6

CHERIAN Josh ANT539 Licensed Representative 1, 2, 4, 5

CHEUK Chin Ting BFP184 Licensed Representative 1

CHEUNG Chin Fung BFP193 Licensed Representative 1

CHEUNG Grace Samuel BDT215 Licensed Representative 1, 6

CHEUNG Hang Chin AOX089 Licensed Representative 9

CHEUNG Hiu Ching ANU469 Licensed Representative 1, 2, 3, 4

CHEUNG Hoi Ting, Peggy AWT900 Licensed Representative 1, 4, 9

CHEUNG Kai Cho BFQ076 Licensed Representative 1, 4

CHEUNG Kwan Siu AWR853 Licensed Representative 1, 2

CHEUNG Lok Man BFR193 Licensed Representative 1

CHEUNG Man AWL487 Licensed Representative 1, 4

CHEUNG Man Hin BFS154 Licensed Representative 1, 2, 4, 5

CHEUNG Man Wai APC059 Licensed Representative 1

CHEUNG Ming ABT543 Licensed Representative 1, 2, 4

CHEUNG Pak Hang, Darwin ABQ012 Licensed Representative 1

CHEUNG Tao Ping ARS456 Licensed Representative 9

CHHAJER Niraj Dhanraj BFP246 Licensed Representative 4, 9

CHIBA Kozue BBN530 Licensed Representative 1

CHIBERCHES Antonin Mariano Robert BFN830 Licensed Representative 1

CHIGOT Maxime Frederic Pierre BFU166 Licensed Representative 1

CHIU Chi Hang AXC533 Licensed Representative 1, 2

CHIU Josephine Wing Sze BFS501 Licensed Representative 1, 4

CHIU Lawrence Hoi Yeung BFO359 Licensed Representative 1, 2, 4

CHIU Man Yung AUV119 Licensed Representative 1, 4

CHOA James Michael ANT459 Licensed Representative 9

CHOI Hon Wah BFQ066 Licensed Representative 1, 4

CHOI Na Young ARE551 Licensed Representative 4, 9

CHOI Yuen Ching AXP880 Licensed Representative 1

CHONG Ching Ping BFS368 Licensed Representative 1

CHOU Calvin AFW616 Licensed Representative 1, 4

CHOU Tsz Yeung BFT505 Licensed Representative 1

CHOW Fung Chau, Clara AFY834 Licensed Representative 1, 2

CHOW Ka Yee BFS087 Licensed Representative 1

CHOW Lok Pan BFS708 Licensed Representative 1, 6

CHOW Wai Tat, Richard AJB550 Licensed Representative 1

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CHOY Tak Sum BAJ163 Licensed Representative 4, 9

CHOY Ting Yan BFR089 Licensed Representative 1, 4

CHU Lap Shun BFP913 Licensed Representative 1, 4, 9

CHU Ping Hui ASP716 Licensed Representative 1, 4

CLEMENTSON Christian James ANE031 Licensed Representative 1

COHEN Eyal BFS116 Licensed Representative 1, 4, 9

COLVEN Peter Richard Thomas BFR255 Licensed Representative 1

CONOMOS John Theodore AZH720 Licensed Representative 4

CORNELISSEN Ramon Sebastiaan BFS157 Licensed Representative 1, 2

COX Mark Cameron BFT324 Licensed Representative 9

CUI Yichen BFR109 Licensed Representative 10

DAI Angela BFR745 Licensed Representative 1, 4, 9

DAI Wen BFI915 Licensed Representative 1, 4

DE SEQUEIRA Julia Maria Aisha BFS538 Licensed Representative 1, 6

DHASMANA Vaibhav AQM703 Licensed Representative 4

DING Feng BFT500 Licensed Representative 1, 6

DOLTON Robert Ian BFO953 Licensed Representative 1, 2

DONG Wenbin BFS720 Licensed Representative 1, 4

DONG Xiaojin BFS097 Licensed Representative 1, 4

DONG Yubo BFE045 Licensed Representative 1, 4

DOU Christopher Siyang BFT164 Licensed Representative 4, 9

DU Zewei BET099 Licensed Representative 2

FAN Kit Wing, Katherine BFP026 Licensed Representative 1, 4

FANG Tongtong BFP649 Licensed Representative 1

FENG Dafu BFN926 Licensed Representative 1, 4

FOK Man Ho AXI854 Licensed Representative 1, 2, 4

FOK Pak Yu BFS078 Licensed Representative 1

FONG Ka Chai BFP708 Licensed Representative 1, 2

FONG Yiu Pan BFS689 Licensed Representative 1, 2

FU Chenhao BFR576 Licensed Representative 4

FU Shiwei BFS397 Licensed Representative 4, 9

FUNG Yuen Ying BFS536 Licensed Representative 1, 6

FURUI Chie BFK801 Licensed Representative 9

GAO Chengming AYI710 Licensed Representative 1, 4

GAO Chenyu BFR730 Licensed Representative 1, 2

GAO Yuan BFT182 Licensed Representative 1, 6

GOU Wenhui BFR254 Licensed Representative 1, 2

GRINNAN IV St George Tucker BFP314 Licensed Representative 4, 9

GUI Ke BFP711 Licensed Representative 1, 6

GUO Jun BFP412 Licensed Representative 1, 4, 9

GUO Shaohong BFO843 Licensed Representative 1, 4, 9

GUO Ziming BFR741 Licensed Representative 1

HAN Jianan BFS839 Licensed Representative 4

HAN Jiandong BFS085 Licensed Representative 4, 9

HART Stephen David BFP347 Licensed Representative 1, 4, 7

HE Haotian BFN673 Licensed Representative 1, 4, 6

HE Li BFN682 Licensed Representative 1

HISHIDA Yuji BFL539 Licensed Representative 1, 4

HO Bianca Kar-Man BFS722 Licensed Representative 1, 6

HO Cheuk Hang, Ryan APL761 Licensed Representative 1, 2

HO Chi Fai BFQ064 Licensed Representative 1

HO Chung BCR059 Licensed Representative 1, 2

HO Hock Lye Benjamin BCO975 Licensed Representative 2

of 22



HO Kwok Wai BFP930 Licensed Representative 1, 4, 9

HO Ting Kin AYI236 Licensed Representative 6

HON Timothy Chi Hang BFO659 Licensed Representative 1, 4

HONG Kanghee BFP215 Licensed Representative 1

HONG Wong BFP356 Licensed Representative 4, 9

HSU Chia-Ling ASY527 Licensed Representative 1

HSU Hui-Hui AOX413 Licensed Representative 4

HU Bo AMJ466 Licensed Representative 1, 4

HU Wenqin BFQ045 Licensed Representative 1, 4, 6

HU Yufeng BFO558 Licensed Representative 4

HUANG Can BFE695 Licensed Representative 1, 6

HUANG Hao-Yang BFO654 Licensed Representative 4

HUANG I-HSU BFP704 Licensed Representative 1

HUANG Yiming BFE632 Licensed Representative 1, 6

HUEN Felix Ting Cheung BFR573 Licensed Representative 6

HUI Ka Lok Carl BFS741 Licensed Representative 4

HUI Ling BFO978 Licensed Representative 1, 4, 6

II Sachie BFN642 Licensed Representative 1, 4

INGE Christine BFO052 Licensed Representative 1, 2

IP Kun Ming BFU592 Licensed Representative 1

IP Wing Shan AFA844 Licensed Representative 1, 9

JAIN Nidhesh BFP415 Licensed Representative 4

JHAVERI Anuj Kamlesh AZG858 Licensed Representative 1, 2

JHAWAR Aditya Hiralal BFP474 Licensed Representative 4

JIA Fan BFP341 Licensed Representative 1, 4, 9

JIANG Nora Yang BFP845 Licensed Representative 1, 4, 6

JIANG Yiwei BFO772 Licensed Representative 4, 9

JIN Ying BFR077 Licensed Representative 1

JIN Dayong BBJ693 Licensed Representative 1, 4

JOESON Hei-Man, Stephanie BFP707 Licensed Representative 4, 9

JU Lixin BFR736 Licensed Representative 4

JUNG Jaewoong BFF175 Licensed Representative 1

KAETSU Yuri BFS890 Licensed Representative 1

KAIZU Hiroki BFP230 Licensed Representative 1

KAM Kin Sun BFG326 Licensed Representative 1, 9

KANDHARI Sumer BFT377 Licensed Representative 1, 6

KANG In Do BFR476 Licensed Representative 1

KHANAPURKAR Kuldeep Vishnukant BFS299 Licensed Representative 1, 4, 5, 9

KHOO Hock Huat AEP796 Licensed Representative 9

KIANG Li Li AMF565 Licensed Representative 1

KIKKO John BFP833 Licensed Representative 1, 2

KIM Eui Jin BFO844 Licensed Representative 1

KIM Ji Young AUE802 Licensed Representative 1, 4

KIM Jin Tae BFS123 Licensed Representative 4, 9

KIM Young Jae BFP669 Licensed Representative 9

KO Ling Yu BEY779 Licensed Representative 1

KOCHHAR Mukul BFP478 Licensed Representative 4

KONG Jie BFT889 Licensed Representative 1, 4

KONG Sheung Wing BFT354 Licensed Representative 1, 9

KUBOYAMA Masatoshi BFT760 Licensed Representative 1, 4, 9

KUI Wen BFI935 Licensed Representative 4, 6

KUNG Andre Hoi Hang BFT022 Licensed Representative 1, 4

KWAN Eric Wai Ming BFS997 Licensed Representative 1, 7

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KWAN Hoi Ngai, Michael ANT542 Licensed Representative 1, 2

KWOK Yiu Hung BFS503 Licensed Representative 1

KWOK Fung Kiu ALQ763 Licensed Representative 1

KWOK Ho Yan BFO812 Licensed Representative 1, 4, 9

KWON Hyuk Jin BFP361 Licensed Representative 1, 4

KWONG Ka Man, Carmen BFT899 Licensed Representative 1

LAI Chi Wai AZX861 Licensed Representative 1

LAI Hin Kay, Andrew AEQ446 Licensed Representative 9

LAI Yan Tung BFP509 Licensed Representative 1, 6

LAM Andrew Robert BFT298 Licensed Representative 4

LAM Chak Hang AZZ117 Licensed Representative 3

LAM Che Chuen AGJ652 Licensed Representative 1

LAM Chun Kwok, Jimmy AEY314 Licensed Representative 4

LAM Chung Ming BFP706 Licensed Representative 1, 4, 6

LAM Jenny Lai Ting APJ569 Licensed Representative 9

LAM Pak Fung BFT006 Licensed Representative 6

LAM Tsz Chung BFP838 Licensed Representative 6

LAM Wai Bun BFU206 Licensed Representative 1, 4

LAM Yee Mei BFP878 Licensed Representative 1, 4, 9

LAM Yiu Wing BFP652 Licensed Representative 1

LAMPLOUGH Jeremy David BFT883 Licensed Representative 4

LANG Chunmei BFS176 Licensed Representative 4, 6, 9

LANNOY Stephane Jean Marius Louis BFS744 Licensed Representative 2

LAO Sen BFR572 Licensed Representative 4, 9

LAU Tak Wing BFN651 Licensed Representative 1

LAU Wai Tung BEF816 Licensed Representative 1

LAU Wing Ho AJN820 Licensed Representative 1, 2

LAU Yiu Ming BFU396 Licensed Representative 1

LAW Mei Ka BFN685 Licensed Representative 1

LAW Pui Sha BFR526 Licensed Representative 1

LEE Chung-Lung BFO106 Licensed Representative 1

LEE Edmund Pak Kuen BBY957 Licensed Representative 1, 4, 9

LEE Hon Wai BFR935 Licensed Representative 1

LEE Hong Ki BFU735 Licensed Representative 1

LEE Ji Won AYY531 Licensed Representative 4, 9

LEE Jin Young BFN399 Licensed Representative 1, 2

LEE Junho BFR422 Licensed Representative 1, 4

LEE Kwan Wai BFR411 Licensed Representative 4, 9

LEE Kyung Ha BFH210 Licensed Representative 1

LEE Pak Shing ANB855 Licensed Representative 1, 2

LEE Po Lin BFO801 Licensed Representative 1, 4

LEE Shi Hyun BFT723 Licensed Representative 1, 6

LEE Strong AOS602 Licensed Representative 1, 4

LEE Sze Chung BFS156 Licensed Representative 1, 2

LEE Wai Ling BFS692 Licensed Representative 1, 4

LEE Wan Shan BFP948 Licensed Representative 1

LEE Yin Lok, Frederick ATO882 Licensed Representative 1, 2

LEE Ying Leong BFO130 Licensed Representative 9

LEUNG Andrew Hong-chuen BFN650 Licensed Representative 4, 5, 9

LEUNG Hiu Mei BFP141 Licensed Representative 1

LEUNG Hiu Woon AQG684 Licensed Representative 9

LEUNG Hoi Yuet BFN834 Licensed Representative 1

LEUNG Lau Chun BFT488 Licensed Representative 1

of 22



LEUNG Pui Nin, Karin BFN705 Licensed Representative 1

LI Kan Wan BEM085 Licensed Representative 4

LI Lap BEH807 Licensed Representative 1

LI Qingzhu BFT877 Licensed Representative 4

LI Qiqi BFO348 Licensed Representative 1, 4

LI Rong ARM918 Licensed Representative 4

LI Tao BFN998 Licensed Representative 1, 2

LI Tao BFR567 Licensed Representative 1, 4, 9

LI Yongde BFP145 Licensed Representative 6

LIANG Li AJE067 Licensed Representative 1, 2

LIM Ji Youn BFR528 Licensed Representative 1, 4, 9

LIM Marcus Brandon BFO649 Licensed Representative 1, 4

LIM Yee Choon BFN105 Licensed Representative 1, 4, 9

LIN Hao BFE478 Licensed Representative 1, 4, 6

LIN Hoi Andy BFR912 Licensed Representative 1, 6

LIN Hsueh Wei AOS087 Licensed Representative 1

LIN Kim Yong AOX809 Licensed Representative 1, 2

LIN Mengxi BFT772 Licensed Representative 4

LISITSYNA Valeriya AZT730 Licensed Representative 1, 2

LIU Bin BFN762 Licensed Representative 4

LIU Chun Kit BFT305 Licensed Representative 1

LIU Haibo BFN769 Licensed Representative 4

LIU Hui AHO166 Licensed Representative 1

LIU Jianyi BFO585 Licensed Representative 4

LIU Sai Ho ACX931 Licensed Representative 1

LIU Xingni AVE182 Licensed Representative 6

LIU Xingyu BFH217 Licensed Representative 1, 6

LIU Xinyu BFR945 Licensed Representative 1

LIU Yu BFW672 Licensed Representative 4, 9

LIU Zhao BFD378 Licensed Representative 1, 6

LO Ching Man, Ilona AXL781 Licensed Representative 4

LO Chun Mui BFR273 Licensed Representative 1

LO Ka Ki ALQ310 Licensed Representative 1

LO Kar Yiu ACJ928 Licensed Representative 3

LO Pak Hin BFN428 Licensed Representative 1

LO Terence BFP325 Licensed Representative 9

LU Jiandong AHD638 Licensed Representative 1, 4, 6

LU Qian BFM259 Licensed Representative 1, 2

LUI Ling BFR541 Licensed Representative 9

LUK Hoi Ming BFR961 Licensed Representative 6

LUK Yiu Hang AEV949 Licensed Representative 1

LUO Yingying BFR710 Licensed Representative 1

MA CHUN FAI BCM858 Licensed Representative 6, 9

MA Hok Wang BFN864 Licensed Representative 1, 4, 6

MA Qi BFR717 Licensed Representative 1

MA Shun Wa BFO083 Licensed Representative 1

MAI Yingyi BFS280 Licensed Representative 1, 2

MAK Tsz Kin BFN917 Licensed Representative 1, 2

MAURER Caroline Yu BFR076 Licensed Representative 4, 9

MCLEISH Euan Grant BFR706 Licensed Representative 1, 4

MEIJER Frank Erik BFP485 Licensed Representative 1, 4

MENG Xinghai BFF372 Licensed Representative 6

MIAO Jingwei BFM548 Licensed Representative 4, 9

of 22



MOCATTA Frederick Edward Elkin AZH045 Licensed Representative 9

MOK Kwan Ho BBB910 Licensed Representative 1

NAM Hui May AZW698 Licensed Representative 2, 5

NEO Anthony Aik Chye BFR108 Licensed Representative 1, 2

NG Chi Wai AFL133 Licensed Representative 1

NG Chung Ka BFP512 Licensed Representative 1, 6

NG Kam Yu BFO401 Licensed Representative 1

NG Soo Nam AWS540 Licensed Representative 1

NG Tak Hung BFP058 Licensed Representative 1, 4, 6

NG Yat Tin BFN536 Licensed Representative 6

NG Yongxiang BFT102 Licensed Representative 1, 6

NGAN Yee Man APC659 Licensed Representative 9

NI Cheng BFR292 Licensed Representative 4, 9

NIU Xiao BFO764 Licensed Representative 9

O'HANLON David John BFN910 Licensed Representative 1, 2, 4

OLIETE GALIANO Adolfo BFO427 Licensed Representative 1, 4, 9

ONIBOKUN Opeyemi Adewumi BFP374 Licensed Representative 1, 6

OUYANG Huizi BFR099 Licensed Representative 1, 4, 9

PADMANABHAN Nitin BFP450 Licensed Representative 4

PAK Yin Wa BFS181 Licensed Representative 1, 2

PAN Yongxu BFP846 Licensed Representative 4, 9

PANG Sze Ming BFN439 Licensed Representative 1

PARK Hyekyung BFT687 Licensed Representative 1, 2

PARK Jun Tae BFS165 Licensed Representative 1, 4

PARK Nam Chol ADQ002 Licensed Representative 1

PENG Gangfu BFM414 Licensed Representative 1

PENG Jin BFN782 Licensed Representative 1

PIACHAUD James Anthony Charles ARG656 Licensed Representative 1

POON Chun Ming BFR074 Licensed Representative 1, 2

POON Yin Ming BFM764 Licensed Representative 1

QIN Chengxue BFP519 Licensed Representative 1, 4

RAMSAY Keiran Alexander BFP360 Licensed Representative 1, 2

RHEE Wonsuk AZS948 Licensed Representative 4

ROBERTS Ryan Clifford AOE441 Licensed Representative 4

RONG Ziguang BFG313 Licensed Representative 1, 6

RUSTAGI Dipanshu BFS697 Licensed Representative 10

SAHI Dhruv BFO641 Licensed Representative 1, 2

SATO Yuki BFP227 Licensed Representative 1

SCHNEIDER Jurgen Matthias BFS486 Licensed Representative 1

SCHWARTZ Mark BFO946 Licensed Representative 9

SEO Sunghun BFW621 Licensed Representative 1

SHAN Liming AQC404 Licensed Representative 9

SHAO Ji Wei BFP385 Licensed Representative 1, 4, 6

SHEK Hin Tak, Andrew AAW515 Licensed Representative 1, 4, 6

SHEK Sai Lok Edmond BFR586 Licensed Representative 1, 2

SHEN Sung Hsien Yves BFO643 Licensed Representative 1, 4

SHI Lin BFR854 Licensed Representative 1, 2

SHIU Kai Cheong Brian BFR455 Licensed Representative 9

SIM Yew Chuan BFP170 Licensed Representative 1

SIMMONS Cameron Michael BFP327 Licensed Representative 1, 2

SIU Wing Sze BFP892 Licensed Representative 1

SLATER Gordon Edward BFP910 Licensed Representative 1, 4, 6

SO Calvin Hiu To AQO199 Licensed Representative 1, 2

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SO Cheuk Hei BFN382 Licensed Representative 4, 9

SO Wai Chung BFT331 Licensed Representative 1, 4

SO Yi Miu BFR286 Licensed Representative 1, 4

SONG Sujin AQN418 Licensed Representative 4, 9

STANI Benjamin BFO099 Licensed Representative 1, 2

STEYN Peter Copeland BFT880 Licensed Representative 4

SUEN Pui Kan BFP211 Licensed Representative 1

SUN Haiqing BFT095 Licensed Representative 4

SUN Mengqi BFS834 Licensed Representative 4

SUN Shuai BFS276 Licensed Representative 1, 6

SUN Yuyin BFP849 Licensed Representative 1, 4

SURTI Khashayar Mehrnosh BFS285 Licensed Representative 1, 2

TAI Chun Ki Jacky BFU204 Licensed Representative 1, 4

TAI Ho Ying AWU880 Licensed Representative 4, 9

TAM Chun Cheong BFS837 Licensed Representative 1, 4, 9

TAM Hey Wood BFP664 Licensed Representative 9

TAM Mayce ADW542 Licensed Representative 1

TAM Wai Yin ANR260 Licensed Representative 1

TAN Chun Man BFK134 Licensed Representative 1

TAN Chun Peng, Desmond BFN306 Licensed Representative 4

TAN Edric Wei Han BFT486 Licensed Representative 1, 6

TAN Minjie BFR472 Licensed Representative 4, 9

TANAKA Anthony BFO548 Licensed Representative 4

TANG Chun Yuen BFT479 Licensed Representative 1

TANG Pinky Ying Tung BFI280 Licensed Representative 6

TANG Yilun BFP929 Licensed Representative 1, 2, 5

TANG Zhuojing BFK685 Licensed Representative 1, 4

TEE Zing Hong BFP732 Licensed Representative 1, 6

TIAN Silu BFP218 Licensed Representative 1, 6

TOMIYAMA Takuya AGU752 Licensed Representative 1, 2

TONG Constance BFP007 Licensed Representative 1

TSAI Sze Wui AVH108 Licensed Representative 4

TSANG Michael ADX573 Licensed Representative 1, 3

TSANG Tsz Hei BFN703 Licensed Representative 1

TSANG Tsz Ki BFO583 Licensed Representative 1

TSANG Wai-sze, Vivian BFS522 Licensed Representative 10

TSE Lok Yin, Joyce ARN689 Licensed Representative 1

TSE Long Chak, Roger AVM306 Licensed Representative 2

TSE Pui Kwan BFS409 Licensed Representative 1

TSO Ka Chung BFP651 Licensed Representative 4

TSUI Ngai, Eddie BFO423 Licensed Representative 1, 2

TSUI Pui Ki Diana AZC461 Licensed Representative 1, 2

TSUI Samuel BFR580 Licensed Representative 1, 4, 6

TSUI Wai Hin Erwin AZR721 Licensed Representative 9

TWAROWSKI Aleksander BFO077 Licensed Representative 9

VACHHANI Koustubh Vijay AML409 Licensed Representative 1, 2, 7

VELAMAKANNI Sri Karthik BFP476 Licensed Representative 4

WAN Kwun Lun BFP345 Licensed Representative 1

WAN Sihui BFS549 Licensed Representative 1

WANG Pai Hao BFJ767 Licensed Representative 1, 4

WANG Bo AGD229 Licensed Representative 4, 9

WANG Chun Lin BFT482 Licensed Representative 4, 9

WANG Dongqi BFU169 Licensed Representative 4, 9

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WANG Hao BFR960 Licensed Representative 4

WANG Jueyi BDV681 Licensed Representative 4, 9

WANG Kun BFP546 Licensed Representative 1, 4, 6

WANG Shifen BFU175 Licensed Representative 4

WANG Yifeng BFS141 Licensed Representative 9

WANG Zhe BFT477 Licensed Representative 1, 6

WANG Zhifei BFL103 Licensed Representative 4

WEEKES Mark Alan Wentworth AVQ693 Licensed Representative 1, 7

WEI Haoxing BFR504 Licensed Representative 1, 4

WEI Qi BFP647 Licensed Representative 4, 6

WEN Yong AVO566 Licensed Representative 1, 4, 6

WHALE Patrick Xavier ARO879 Licensed Representative 1, 9

WONG Che Fung BFT485 Licensed Representative 4, 9

WONG Gregory Lok Tin BFW636 Licensed Representative 9

WONG Gregory Yu Tak BFO646 Licensed Representative 1, 6

WONG Hok Man BFR725 Licensed Representative 1, 2, 4

WONG Ka Po AJE893 Licensed Representative 1, 2

WONG Ka Yee BFR291 Licensed Representative 1, 4, 9

WONG Kam Fai BFS886 Licensed Representative 1

WONG Kee Yick, Vivian ADM218 Licensed Representative 1

WONG Kin Hang BFS726 Licensed Representative 4

WONG Kin Leung BFP402 Licensed Representative 2

WONG Li Ping Audrey BFI044 Licensed Representative 1, 4

WONG Li Ting BFT721 Licensed Representative 1

WONG Pui Shan BFP139 Licensed Representative 1, 4

WONG Shing Kwan BFO971 Licensed Representative 1, 2, 4

WONG Tsun Wai BFP248 Licensed Representative 1, 4

WONG Voon-Chung APA193 Licensed Representative 1

WONG Wai Chung BFN508 Licensed Representative 6

WONG Wai Lung BFS852 Licensed Representative 1

WONG Wai Man BFT764 Licensed Representative 1

WONG Yan Lok BFS840 Licensed Representative 1, 6

WONG Yat Man BFU143 Licensed Representative 1, 4

WONG Yee Shuen, Regina AHS889 Licensed Representative 6

WOO Stephanie Ka Wai AQR182 Licensed Representative 1, 4

WU Chi Tse BFR420 Licensed Representative 1, 4

WU Wai Hung BFR080 Licensed Representative 1, 2

WU Yi-Ping BFN192 Licensed Representative 1

XIANG Xin BFI671 Licensed Representative 1, 6

XIAO Dianna Wanzhi BFP510 Licensed Representative 1

XIAO Lingjun BFS506 Licensed Representative 1

XIAO Yuchao BFE698 Licensed Representative 1, 6

XIE Kaixi BFO612 Licensed Representative 1, 4, 6

XING Mengwei BFR807 Licensed Representative 1

XU Bo AXG732 Licensed Representative 4

XU Jilong BFO581 Licensed Representative 1, 4

XU Jingyi BFP205 Licensed Representative 6

XU Kuang BEV807 Licensed Representative 1, 4, 9

XU Xian BFP375 Licensed Representative 1, 6

XU Xiaofang BFN763 Licensed Representative 4

XU Ying ANK771 Licensed Representative 9

YAN Keer BFN695 Licensed Representative 1

YAN Tsz Fai BFT272 Licensed Representative 6

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YAN Xiayun AYI447 Licensed Representative 1, 4

YANG Chen-Hai BFR959 Licensed Representative 1, 4

YANG Dan BFL252 Licensed Representative 9

YANG Ledong ATS611 Licensed Representative 1, 4, 9

YANG Lile BFR220 Licensed Representative 1, 2

YANG Ling BFN408 Licensed Representative 1, 2

YANG Tao AVP529 Licensed Representative 4, 9

YANG Yue BFS327 Licensed Representative 1, 4

YAO Jiayi BFN786 Licensed Representative 1

YAU Christopher Shu Kwong BFP324 Licensed Representative 1, 2, 9

YE Jun BFR087 Licensed Representative 1, 4, 9

YE Yihui BFO777 Licensed Representative 1

YEE Magdalene Wei Min BFN195 Licensed Representative 1, 4

YEO Keng Chun ANQ025 Licensed Representative 1, 2, 4

YEUNG Ho Chun BFP526 Licensed Representative 9

YEUNG Ho Hin Francis BFO832 Licensed Representative 1

YEUNG Kok Tong AEO749 Licensed Representative 1, 2

YEUNG Lam ARE535 Licensed Representative 1

YING Wing Pui BFP503 Licensed Representative 4, 9

YIP Fung Wai BFR107 Licensed Representative 1, 4

YIP Ho Yin BFT973 Licensed Representative 1

YIP Shing Lam BFR732 Licensed Representative 6

YOU Wen BFH222 Licensed Representative 1, 6

YU Guang APR569 Licensed Representative 1

YU Huiling AVL564 Licensed Representative 9

YU Wing Cheung BFP964 Licensed Representative 3

YU Yan BFI467 Licensed Representative 1, 6

YUAN Shenyi BFT021 Licensed Representative 1, 4, 9

YUE Conglu BFM537 Licensed Representative 1, 6

YUEN Chun Hin BFP702 Licensed Representative 2

YUEN Ka Yan BFT016 Licensed Representative 6

YUNG Keen Ming BFP332 Licensed Representative 4, 6

YUNG Man Ching BFP330 Licensed Representative 1

ZENG Luhai AQQ661 Licensed Representative 1, 6

ZENG Yifeng BFO652 Licensed Representative 1, 4

ZHANG Bin BFR261 Licensed Representative 1, 4

ZHANG Cheng BFR269 Licensed Representative 4

ZHANG Hang BFP382 Licensed Representative 1, 6

ZHANG Jin BFS725 Licensed Representative 1, 4

ZHANG Jincheng ATT807 Licensed Representative 1, 4, 9

ZHANG Li BFI933 Licensed Representative 1, 6

ZHANG Tiansheng BFM557 Licensed Representative 1, 2

ZHANG Wei BFE571 Licensed Representative 1, 6

ZHANG Xuefeng BFS502 Licensed Representative 1, 2, 4, 5, 9

ZHANG Yan BFP931 Licensed Representative 1, 6

ZHANG Yumin BFM942 Licensed Representative 2

ZHAO Ke BFN314 Licensed Representative 4

ZHAO Lin BFP352 Licensed Representative 1, 4

ZHAO Sen BFE377 Licensed Representative 2

ZHAO Song BFR106 Licensed Representative 9

ZHAO Tianyi BFP949 Licensed Representative 4, 9

ZHAO Yi BFP699 Licensed Representative 4, 9

ZHENG Jie BBN074 Licensed Representative 1, 9

of 22



ZHENG Xiaotian BAE169 Licensed Representative 1, 4, 6

ZHOU Lihua BFS121 Licensed Representative 4, 9

ZHOU Nian BFH188 Licensed Representative 1

ZHOU Qin AUZ063 Licensed Representative 4

ZHOU Yi BFT873 Licensed Representative 4

ZHU Ke BFU205 Licensed Representative 6

ZHU Rongchen BFS277 Licensed Representative 1, 6

CHAN Ho Sun, Sunny ABG920 Licensed Representative - Responsible Officer 1, 6

CHAN Kai Wah AAF083 Licensed Representative - Responsible Officer 6

CHEUNG Ho ALZ587 Licensed Representative - Responsible Officer 4, 9

CHEUNG Yik Kin AJG326 Licensed Representative - Responsible Officer 1

CUI Xiaojun BEJ196 Licensed Representative - Responsible Officer 4, 9

FAN Kung Sheng BFK814 Licensed Representative - Responsible Officer 9

FUJIKURA Takashi BFI204 Licensed Representative - Responsible Officer 1, 4

GOBBI Sebastien BFH464 Licensed Representative - Responsible Officer 4, 9

HAYASHI Ryosei BFP481 Licensed Representative - Responsible Officer 1, 2, 4

HUNG Cho Yan ALF771 Licensed Representative - Responsible Officer 1

JI Haiming BFL342 Licensed Representative - Responsible Officer 4, 9

JIANG Xinrong AWF495 Licensed Representative - Responsible Officer 9

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WANG Xingan BFW352 Licensed Representative (Provisional Licence) 1, 6

WANG Xinqi BFS800 Licensed Representative (Provisional Licence) 1, 2

WANG Xinting BBR069 Licensed Representative (Provisional Licence) 1, 6

WANG Yao BFW346 Licensed Representative (Provisional Licence) 4

WANG Yesong BFU375 Licensed Representative (Provisional Licence) 6

WANG Ying Hsin BFV913 Licensed Representative (Provisional Licence) 1

WANG Yining BFV980 Licensed Representative (Provisional Licence) 1, 6

WANG Yu BFT187 Licensed Representative (Provisional Licence) 9

WANG Yumei BBY647 Licensed Representative (Provisional Licence) 4

WANG Zhe BFT477 Licensed Representative (Provisional Licence) 1, 6

WEEGENAAR Justinus Simon BFW338 Licensed Representative (Provisional Licence) 1, 2

WELLS Alan Frank BFW348 Licensed Representative (Provisional Licence) 4

WEN Hao BFV916 Licensed Representative (Provisional Licence) 1, 6

WEN Shuhan BFX531 Licensed Representative (Provisional Licence) 1, 4, 9

WONG Ka Yee, Anthea BFW344 Licensed Representative (Provisional Licence) 1, 6

WONG Che Fung BFT485 Licensed Representative (Provisional Licence) 4, 9

WONG Chi Chung BFX162 Licensed Representative (Provisional Licence) 6

WONG Ho Man BFT530 Licensed Representative (Provisional Licence) 1, 4, 9

WONG Jin Hua Ezra BFT029 Licensed Representative (Provisional Licence) 1, 4

WONG Kai Siu, Kelvin BFX834 Licensed Representative (Provisional Licence) 4, 9

WONG Kam Fai BFS886 Licensed Representative (Provisional Licence) 1

WONG Kin Wang AYD861 Licensed Representative (Provisional Licence) 1

WONG Lai, Sarah ANR234 Licensed Representative (Provisional Licence) 1, 4, 6

WONG Li Ting BFT721 Licensed Representative (Provisional Licence) 1

WONG Siu Lun BFV971 Licensed Representative (Provisional Licence) 1, 2

WONG Tin Lok BFV207 Licensed Representative (Provisional Licence) 1, 6

WONG Wai Man BFT764 Licensed Representative (Provisional Licence) 1

WONG Yik Shing AWO225 Licensed Representative (Provisional Licence) 1, 2, 4, 5

WONG Yin Chun BFU604 Licensed Representative (Provisional Licence) 4

WU Chunni BFU741 Licensed Representative (Provisional Licence) 1

WU Jiaqing BFU119 Licensed Representative (Provisional Licence) 1, 6

WU Weiyang BFX493 Licensed Representative (Provisional Licence) 1, 6

WU Xia BFX736 Licensed Representative (Provisional Licence) 4, 9

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WU Yan BFW634 Licensed Representative (Provisional Licence) 1

XIA Tian BFX031 Licensed Representative (Provisional Licence) 1, 4

XIE Melody Raine BAC298 Licensed Representative (Provisional Licence) 9

XING Huayu BFX747 Licensed Representative (Provisional Licence) 1, 6

XIONG Xiang BFU200 Licensed Representative (Provisional Licence) 3

XIONG Ying BFX045 Licensed Representative (Provisional Licence) 10

XU Li BFS384 Licensed Representative (Provisional Licence) 1

XU Yuanzhou BFT558 Licensed Representative (Provisional Licence) 4

XU Yue BFY023 Licensed Representative (Provisional Licence) 1, 4, 6

XU Zhe BFX048 Licensed Representative (Provisional Licence) 4, 9

XUE Yuan BFY105 Licensed Representative (Provisional Licence) 4

YAMAMOTO Yuya BFW674 Licensed Representative (Provisional Licence) 1, 4, 6

YAN Tsz Fai BFT272 Licensed Representative (Provisional Licence) 6

YAN Yan BFW834 Licensed Representative (Provisional Licence) 4

YANG Seungju BFX291 Licensed Representative (Provisional Licence) 1

YANG Xi BEB071 Licensed Representative (Provisional Licence) 1

YANG Yuanhao BFW663 Licensed Representative (Provisional Licence) 6

YANG Zhiqi BFX329 Licensed Representative (Provisional Licence) 1

YAU Chun Kit, Randy AAD733 Licensed Representative (Provisional Licence) 1, 2

YAU Kin Fat BFW599 Licensed Representative (Provisional Licence) 1

YE Bangqi BFV908 Licensed Representative (Provisional Licence) 1, 6

YE Beijia BFV914 Licensed Representative (Provisional Licence) 1, 6

YE Ping BFX209 Licensed Representative (Provisional Licence) 1, 2, 4

YE Tian BFX165 Licensed Representative (Provisional Licence) 6

YE Yushi BFV909 Licensed Representative (Provisional Licence) 1, 6

YEUNG Ching BFU561 Licensed Representative (Provisional Licence) 9

YEUNG Kin Lun BFX009 Licensed Representative (Provisional Licence) 1, 2

YEUNG Wing Yan, Idy ALL236 Licensed Representative (Provisional Licence) 1, 4, 9

YI Shenshen BFY149 Licensed Representative (Provisional Licence) 4

YIM Kwok Man AFW086 Licensed Representative (Provisional Licence) 4, 5, 9

YIN Yurong BFX732 Licensed Representative (Provisional Licence) 1, 6

YIP Ho Yin BFT973 Licensed Representative (Provisional Licence) 1

YIP Yan Ki Candy BFX699 Licensed Representative (Provisional Licence) 1, 4, 9

YIU Yin Man BFU981 Licensed Representative (Provisional Licence) 1, 2

YU Jungho BFX811 Licensed Representative (Provisional Licence) 1, 4, 6

YU Ning BFT659 Licensed Representative (Provisional Licence) 1, 4, 6

YU Pak Ngai BFT172 Licensed Representative (Provisional Licence) 1

YU Runnan BFU382 Licensed Representative (Provisional Licence) 6

YU Shuo BFU750 Licensed Representative (Provisional Licence) 1, 6

YU Tak Hei BFT922 Licensed Representative (Provisional Licence) 6

YU Ting Ting BFX191 Licensed Representative (Provisional Licence) 6

YU Wai Sun BFY027 Licensed Representative (Provisional Licence) 1, 2

YU Ying BFU726 Licensed Representative (Provisional Licence) 4, 9

YUDHA Brata BFW683 Licensed Representative (Provisional Licence) 4, 6

YUEN Hoi Yin AMO501 Licensed Representative (Provisional Licence) 1, 4

YUEN Ronald BFW832 Licensed Representative (Provisional Licence) 4, 9

ZHANG Chen BFU404 Licensed Representative (Provisional Licence) 1, 4, 9

ZHANG Fan BFS665 Licensed Representative (Provisional Licence) 4

ZHANG Feiran BFU387 Licensed Representative (Provisional Licence) 4, 9

ZHANG Hongyi BFX877 Licensed Representative (Provisional Licence) 1, 6

ZHANG Jialin BFX875 Licensed Representative (Provisional Licence) 4

ZHANG Kangyang BFX292 Licensed Representative (Provisional Licence) 1, 6

ZHANG Phoebe Xiaoyue BFW810 Licensed Representative (Provisional Licence) 1, 4, 6

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ZHANG Qianyang BFX482 Licensed Representative (Provisional Licence) 4

ZHANG Xin BFW833 Licensed Representative (Provisional Licence) 1, 2

ZHANG Yanwen BFY131 Licensed Representative (Provisional Licence) 1, 2

ZHANG Yuan BFX819 Licensed Representative (Provisional Licence) 1, 4, 6

ZHANG Yuanning BFY190 Licensed Representative (Provisional Licence) 1, 4, 6

ZHAO Ji Yu BFX038 Licensed Representative (Provisional Licence) 1, 6

ZHAO Shengjie BFW849 Licensed Representative (Provisional Licence) 1, 6

ZHAO Yao BFY025 Licensed Representative (Provisional Licence) 1, 4

ZHENG Dongli BFX015 Licensed Representative (Provisional Licence) 1, 6

ZHENG Xin BBP693 Licensed Representative (Provisional Licence) 1

ZHI Jingxuan BFU748 Licensed Representative (Provisional Licence) 6

ZHOU Xinwen BCB923 Licensed Representative (Provisional Licence) 1, 4, 6

ZHOU Yi BFT873 Licensed Representative (Provisional Licence) 4

ZHOU Yuan BFX481 Licensed Representative (Provisional Licence) 4, 9

ZHOU Yuhui BFV906 Licensed Representative (Provisional Licence) 1, 6

ZHOU Zheng BFX289 Licensed Representative (Provisional Licence) 6

ZHU Haokang BFU118 Licensed Representative (Provisional Licence) 1, 2

ZHU Jun AFN536 Licensed Representative (Provisional Licence) 1, 9

ZHU Rongchen BFS277 Licensed Representative (Provisional Licence) 1, 6

ABE Kenji BEO560 Licensed Representative (Temporary Licence) 1, 4

ADETULA Matthew Olajide BFU967 Licensed Representative (Temporary Licence) 1

AIBA Yusuke BEL332 Licensed Representative (Temporary Licence) 1

ANEGAWA Toshiyuki BAI276 Licensed Representative (Temporary Licence) 1, 4

ARNOLD James Robert BFS333 Licensed Representative (Temporary Licence) 1, 6

BENNETT Jason Shinpei BFX690 Licensed Representative (Temporary Licence) 4

BHUTORIA Vivek BFX836 Licensed Representative (Temporary Licence) 1

BISHOPP Michael James BFT050 Licensed Representative (Temporary Licence) 1, 4

BISZTYGA Peter Andrew BFT052 Licensed Representative (Temporary Licence) 1, 4

BLACK Laurence Stubley BFX955 Licensed Representative (Temporary Licence) 1

BLUMHARDT Daniel John BFP694 Licensed Representative (Temporary Licence) 1, 4

BREWER Jeffrey Michael AMF464 Licensed Representative (Temporary Licence) 1

BRYAN Mark BAX718 Licensed Representative (Temporary Licence) 1, 4

CASE Gregory James BFX043 Licensed Representative (Temporary Licence) 1

CHING Yi Edmund AKU003 Licensed Representative (Temporary Licence) 4

CHOPRA Raashi BEE682 Licensed Representative (Temporary Licence) 4

CHOU Hui-wen AKW772 Licensed Representative (Temporary Licence) 1

CHUA Minguang Donald BEF380 Licensed Representative (Temporary Licence) 1, 4

DAWSON James BCA004 Licensed Representative (Temporary Licence) 1

DIDDAMS Justin Flower BEO566 Licensed Representative (Temporary Licence) 4

DOBLER Thomas A BFO629 Licensed Representative (Temporary Licence) 1, 4

EDWARDS James Rhodri BFX189 Licensed Representative (Temporary Licence) 1, 4

FREDERICKS Michael John BDF015 Licensed Representative (Temporary Licence) 1, 4

GLEESON David Luke BDL878 Licensed Representative (Temporary Licence) 1, 4

GOLDSMITH Christian Guy ANL061 Licensed Representative (Temporary Licence) 1

GREENBERGER Kimberly Conroy BBK170 Licensed Representative (Temporary Licence) 1

GUPTA Sachin BDD526 Licensed Representative (Temporary Licence) 1

HAGIWARA Manabu BEI574 Licensed Representative (Temporary Licence) 4

HARMSTONE-RAKOWSKI Andrew Tadeusz ARW607 Licensed Representative (Temporary Licence) 1

HERGESHEIMER Niklaus Charles BFN303 Licensed Representative (Temporary Licence) 1

HILL Brian Thomas BFS625 Licensed Representative (Temporary Licence) 1

HIROSE KUWAHARA Akiko AOB564 Licensed Representative (Temporary Licence) 1, 4

IKEGAYA Satoshi BFE997 Licensed Representative (Temporary Licence) 1

JAVELLANA Nicole Marie Fortune Tan BFH781 Licensed Representative (Temporary Licence) 1

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JOB Melanie Yvette Suzanne BFU363 Licensed Representative (Temporary Licence) 1, 2

KERVEN Daniel Robert BFX177 Licensed Representative (Temporary Licence) 1, 4

KIT Wei Zheng BEB420 Licensed Representative (Temporary Licence) 4

KNIGHT Peter Edward AQS491 Licensed Representative (Temporary Licence) 1

KOJIMA Nobuko BAJ425 Licensed Representative (Temporary Licence) 1

KWEK Kevin Siew Beng AZN097 Licensed Representative (Temporary Licence) 4

LAIPPLY Stephen A BFS513 Licensed Representative (Temporary Licence) 1, 4

LEE Isaac BFX302 Licensed Representative (Temporary Licence) 1, 2

LEE Su Sie BFU417 Licensed Representative (Temporary Licence) 1, 4

LOKUR Vikram Madhav BFI967 Licensed Representative (Temporary Licence) 1

MARIANI Elena BFU721 Licensed Representative (Temporary Licence) 1

MATHUR Aditya BEO279 Licensed Representative (Temporary Licence) 4

MCCALLUM Joshua Neil BFW390 Licensed Representative (Temporary Licence) 1, 4

MOULDER Anthony Bruce BFB113 Licensed Representative (Temporary Licence) 4

NEO Avon AKM123 Licensed Representative (Temporary Licence) 1

NICHOLSON Wendy Caroline BFW996 Licensed Representative (Temporary Licence) 4

NIHONYANAGI Kei BBP472 Licensed Representative (Temporary Licence) 1, 4

NISHIYAMA Kengo BCE750 Licensed Representative (Temporary Licence) 4

OH Sung Hwan ARO583 Licensed Representative (Temporary Licence) 1, 4

OHAMA Yohei BCZ582 Licensed Representative (Temporary Licence) 4

ONG Choon Keong BEV987 Licensed Representative (Temporary Licence) 1, 4

PACAN Maxime, Jacques, Francois BFP547 Licensed Representative (Temporary Licence) 1, 4

PAIK Matthew Marks AZE916 Licensed Representative (Temporary Licence) 1

PARK Sung Mee BFT696 Licensed Representative (Temporary Licence) 4

PARKER Angus James Coats BBK014 Licensed Representative (Temporary Licence) 1

PATEL Ruchir Bharatkumar BFR207 Licensed Representative (Temporary Licence) 1

PEARSON Stanley Douglas BFU454 Licensed Representative (Temporary Licence) 1

PERCY Felicity Ann BBE950 Licensed Representative (Temporary Licence) 1, 4

PITTAWAY Nigel Clive BEM323 Licensed Representative (Temporary Licence) 4

PU Chi-Ling BFX498 Licensed Representative (Temporary Licence) 1, 2, 4, 5

RAFFALDINI II Jerome Lino BFV948 Licensed Representative (Temporary Licence) 1, 4

RAH Sangdae BBD963 Licensed Representative (Temporary Licence) 1

RAMJEE Shaniel BFS335 Licensed Representative (Temporary Licence) 4

REEVES Andrew James AJK532 Licensed Representative (Temporary Licence) 1, 2

RINGDAL Lauritz Lundberg BAC401 Licensed Representative (Temporary Licence) 1, 4

RUSSELL George Andrew BAS862 Licensed Representative (Temporary Licence) 1

SAITO Mitsuhiro BEL279 Licensed Representative (Temporary Licence) 1

SASAKI Futoshi BEZ608 Licensed Representative (Temporary Licence) 1, 4

SHAH Nikki BFX854 Licensed Representative (Temporary Licence) 1, 2

SHAH Samit BFU753 Licensed Representative (Temporary Licence) 1, 2

SHIBANO Masahiro BFN431 Licensed Representative (Temporary Licence) 4

SIMON Denise Sarah AUQ758 Licensed Representative (Temporary Licence) 1, 4

SOLE Jay Daniel BEK759 Licensed Representative (Temporary Licence) 1

STOPFORD Patrick John Richard AQE998 Licensed Representative (Temporary Licence) 4

SWAMINATHAN Kartikeyan BFX930 Licensed Representative (Temporary Licence) 1, 4

TAN Li Chiang, Aurelia ATQ763 Licensed Representative (Temporary Licence) 1

TANAKA Chikai AWO799 Licensed Representative (Temporary Licence) 4

TERADA Shusuke BEE082 Licensed Representative (Temporary Licence) 4

TOH Shikai BFI045 Licensed Representative (Temporary Licence) 1, 2

TOMARU Yoshitaka BFT494 Licensed Representative (Temporary Licence) 1, 2

VAN ELDIK Martijn BBF265 Licensed Representative (Temporary Licence) 1

VOGEL Tobias BEJ600 Licensed Representative (Temporary Licence) 1

WATANABE Ritsuo BAZ846 Licensed Representative (Temporary Licence) 1, 4

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WINSLOW Louise Susan BAI301 Licensed Representative (Temporary Licence) 1

YANG Wei-Lun AXZ658 Licensed Representative (Temporary Licence) 4

YAU Hoe Kiat, Patrick AML197 Licensed Representative (Temporary Licence) 4

YEO Yeong Sang BEX917 Licensed Representative (Temporary Licence) 4

YEUNG Pui Yi Annie AMJ191 Licensed Representative (Temporary Licence) 1, 2

YOO Jae Hyuk BBS475 Licensed Representative (Temporary Licence) 1, 4

CIMB Bank Berhad AFJ901 Registered Institution 1, 4

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ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS … › web › TC › files › LIC › pr...

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Transcript of ADDITIONS OF LICENSED PERSONS/REGISTERED INSTITUTIONS … › web › TC › files › LIC › pr...