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    A Review and Comparison of Efficacy and Side Effects of

    Risperidone vs. Fluoxetine in the treatment of Autism

    Spectrum Disorder

    By

    Kimberly Bolin

    May 6, 2010

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    Abstract

    Objective: To review the current use of risperidone and fluoxetine in children

    with Autism Spectrum Disorder(ASD) and compare the efficacy of each drug on

    relieving major symptoms of the disorder. Method: Three papers, for each drug,were chosen on the efficacy and side effects in the treatment of children with

    ASD. Results: Fluoxetine appears to produce significant improvement in global

    functioning, repetitive behaviors, and anxiety. Risperidone seems to produce

    significant improvement in control of activity level, stability of affects, and lesser

    withdrawl. Side effects with fluoxetine were comparable to placebo while side

    effects of risperidone were common and potentially serious Conclusion: Both

    risperidone and fluoxetine appear to show good efficacy in treating major

    symptoms of ASD but they appear to treat different symptomology. While

    fluoxetine can be used with little or no side effects, risperidones propensity for

    causing weight gain makes it less desirable unless severe anger, temper tantrums,

    or hyperactivity are the main concerns.

    Autism Spectum Disorder (ASD) is a developmental disability characterized by

    global impairments in many developing systems. ASD is on the rise and its

    estimated prevalence is 1 of 99 births. The DSM-IVTR defines ASD as:

    (I) A total of six (or more) items from (A), (B), and (C), with at least two from (A), and

    one each from (B) and (C)

    (A) qualitative impairment in social interaction, as manifested by at least two of the

    following:

    1. marked impairments in the use of multiple nonverbal behaviors such as eye-to-

    eye gaze, facial expression, body posture, and gestures to regulate social

    interaction

    2. failure to develop peer relationships appropriate to developmental level

    3. a lack of spontaneous seeking to share enjoyment, interests, or achievements

    with other people, (e.g., by a lack of showing, bringing, or pointing out objects of

    interest to other people)

    4. lack of social or emotional reciprocity ( note: in the description, it gives the

    following as examples: not actively participating in simple social play or games,

    preferring solitary activities, or involving others in activities only as tools or

    "mechanical" aids )

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    (B) qualitative impairments in communication as manifested by at least one of the

    following:

    1. delay in, or total lack of, the development of spoken language (not

    accompanied by an attempt to compensate through alternative modes of

    communication such as gesture or mime)

    2. in individuals with adequate speech, marked impairment in the ability to initiateor sustain a conversation with others

    3. stereotyped and repetitive use of language or idiosyncratic language

    4. lack of varied, spontaneous make-believe play or social imitative play

    appropriate to developmental level

    (C) restricted repetitive and stereotyped patterns of behavior, interests and activities, as

    manifested by at least two of the following:

    1. encompassing preoccupation with one or more stereotyped and restricted

    patterns of interest that is abnormal either in intensity or focus

    2. apparently inflexible adherence to specific, nonfunctional routines or rituals

    3. stereotyped and repetitive motor mannerisms (e.g hand or finger flapping or

    twisting, or complex whole-body movements)4. persistent preoccupation with parts of objects

    (II) Delays or abnormal functioning in at least one of the following areas, with onset prior to age

    3 years:

    (A) social interaction

    (B) language as used in social communication

    (C) symbolic or imaginative play

    (III) The disturbance is not better accounted for by Rett's Disorder or Childhood Disintegrative

    Disorder

    It can be seen from this diagnostic criteria that ASD is a complex and varied

    disorder that can devastate families and keep these children from being

    contributing members of their communities. Many therapies have been used

    to treat the many different aspects of ASD including, ABA, OT, PT, language

    therapy, music therapy, equine therapy, behavioral modification, auditory

    integration therapy, picture exchange system, sensory integration, social skills

    training, and social stories. Some nontraditional medical treatments have

    also been tried including chelation and gluten - casein free diets (Goin-Kochel

    et al). While it has been determined that early intervention leads to the best

    possible outcomes, ASD in its milder forms can be difficult to diagnose,

    making early intervention impossible. Since no cure exists for ASD, drugs

    such as antidepressants, antipsychotics, and anxiolitcs are used to reduce the

    major symptoms of the disorder. This will allow the child to better interact

    with the world thus increasing education and training opportunities in the

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    hope that they will be able to interact and contribute to the community. Some

    drugs have received more study than others to determine their effects on

    children with ASD. Here the focus will be fluoxetine and risperidone.

    Fluoxetine is a second generation antidepressant. The PDR defines fluoxetine

    as: a selective serotonin reuptake inhibitor (SSRI) used to treat depression,

    obsessive-compulsive disorder, panic attacks, certain eating disorders

    (bulimia), and a severe form of premenstrual syndrome (premenstrual

    dysphoric disorder or PMDD). This medication works by restoring the balance

    of neurotransmitters in the brain, specifically serotonin. The mechanism

    believed to be responsible for this is increasing serotonin levels by blocking

    reuptake which then leads to a down regulation of receptors, optimizing

    serotonin levels in the brain. This drug is also used to treat certain other

    eating disorders (anorexia nervosa), obesity, and depression associated with

    bipolar disorder. The FDA approved Fluoxetine in December 1987. Since its

    approval, it has also been used offlabel to treat ASD.

    DeLong and colleagues performed an open-label study of fluoxetine in 37

    children (2-7years old) using non standard measures, which included various

    instruments covering a wide range of functions. Assessments by

    independent evaluators were included as well. Approximately 59% were

    considered to have a positive result from the medication includingimprovements with language and social interactions. Side effects were minor

    and included hyperactivity and agitation. This study appears to support the

    use of fluoxetine in treating ASD; however, due to the lack of double blinds,

    placebo controls, and no standardized outcome measures, this study is

    unreliable on its own.

    In a placebo controlled study by Hollander et al, the efficacy of fluoxetine was

    examined in 45 children ranging in age from 5 to 16 whom had a diagnosis of

    ASD. The study was conducted during a 20wk period divided into two 8-week

    sessions with a 4-week waiting period in-between. Outcomes were measured

    using the Childrens Yale-Brown Obsessive Compulsive Scale (CYBOCS), the

    CGI adapted for global autism (CGI_AD), and a Global Autism Composite

    Improvement Measure. All study participants were kept free of concurrent

    medications throughout the study. Over a two week period, fluoxetine dosage

    was titrated to a maximum of .8 mg/kg per day dependent upon symptoms

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    and side effects. The average daily dose was 9.90 mg daily. The CYBOCS

    measure showed a significant reduction in repetitive behaviors over the

    placebo control group. The global autism composite improvement measure

    showed no statistically significant improvement over placebo neither did the

    CGI-AD. There were no difference in side effects between the fluoxetine andthe placebo group. Side effects were minimal and included sedation or

    agitation. Side effects were related to dosage of fluoxetine with 16% of

    participants requiring a reduction due to agitation. Efficacy was shown at low

    levels which appears to have lead to far fewer side effects.

    Cook and colleagues examined the efficacy of fluoxetine using an open-label

    design in 23 individuals with ASD (age 7-52) and 16 individuals who had

    mental retardation without ASD. The CGI was used to assess the

    improvement of overall severity of symptoms and specifically, repetitive

    behaviors. The dosage of fluoxetine ranged from 20mg and 80mg daily in anopen titration. 15 of the 23 ASD patients and 10 of the 16 mentally retarded

    patients showed improvement in global functioning as well as a reduction of

    perseverative and compulsive behaviors. Side effects were hyperactivity,

    insomnia, decrease appetite, or sedation. Side effects tended to be seen more

    often in nonresponders and abated after reduction or discontinuation of

    treatments.

    Based on these studies, fluoxetine would appear to be an effective overall

    treatment for symptoms of ASD, including an increase in global functioning, adecrease in withdrawal, anxiety, and repetitive behaviors. With few side

    effects, especially at lower doses, fluoxetine shows promise for treating ASD

    symptoms.

    Risperidone is an atypical antipsychotic. The FDA has approved risperidone

    for the treatment of schizophrenia, bipolar disorder, and autism spectrum

    disorder. According to the manufacturer The mechanism of action of

    RISPERDAL, as with other drugs used to treat schizophrenia, is unknown.

    However, it has been proposed that the drugs therapeutic activity in

    schizophrenia is mediated through a combination of dopamine Type 2 (D2)and serotonin Type 2 (5HT2) receptor antagonism. RISPERDAL is a

    selective monoaminergic antagonist with high affinity (Ki of 0.12 to 7.3 nM)

    for the serotonin Type 2 (5HT2), dopamine Type 2 (D2), 1 and 2

    adrenergic, and H1 histaminergic receptors. RISPERDAL acts as an

    antagonist at other receptors, but with lower potency. RISPERDAL has low

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    to moderate affinity (Ki of 47 to 253 nM) for the serotonin 5HT1C, 5HT1D, and

    5HT1A receptors, weak affinity (Ki of 620 to 800 nM) for the dopamine D1

    and haloperidol-sensitive sigma site, and no affinity (when tested at

    concentrations >10-5 M) for cholinergic muscarinic or 1and 2 adrenergic

    receptors. The clinical effect from RISPERDAL results from the combined

    concentrations of risperidone and its major metabolite, 9-hydroxyrisperidone.Antagonism at receptors other than D2 and 5HT2may explain some of theother effects of RISPERDAL.

    In 2001, Masi et al. did a 16-week open trial of risperidone monotherapy in

    young children with ASD. Twenty-four children between the ages of 3.6 and

    6.6 years participated. Baseline assessments were taken for all physiological

    measures and repeated every 4-weeks and at the end of the trial. Symptom

    assessment tools used consisted of the Childrens Psychiatric Ratings Scale

    (CPRS), Childhood Autism Ratings Scale (CARS), CGI-I, Childrens GlobalAssessment Scale (C-GAS), and Assessment of Intellectual Functioning usingGriffiths Developmental Scale. All subjects were started on a dose of .25mg at

    bedtime. Titration was at .25mg increments weekly as needed depending on

    clinical response and occurrence of side effects. Maximum dose of .75mg was

    not exceeded and the average dosage was 0.49mg. Two patients did not

    complete the study due to side effects. CPRS scores at the end of the trial

    showed a 21% improvement over baseline with significant improvement in

    the following areas (p

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    other psychoactive drug during the course of the study. Baseline assessments

    were made of all relevant physiological measures, including prolactin levels in

    37 of the patients. Rating scales used were CARS, CPRS, CGI-I, C-GAS, and

    Griffiths Developmental Scale to assess intelligence functioning. All subjects

    were started on a dose of 0.25mg at bedtime. Titration at 0.25mg weeklydepending on clinical response and side effects with a maximum dose of 1mg

    daily. The average length of follow-up was 7.9+/-6.8months. 25 participants

    continued on risperidone while 28 discontinued its use. Optimal dosage was

    0.55+/-0.2mg/daily. As with the previous study, CPRS scores at the end of

    the trial showed a 21% improvement over baseline with significant

    improvement in the following areas (p

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    and 4 were lost to follow-up. 38 patients were enrolled in the discontinuation

    phase, which left 13 who continued risperidone treatment throughout the 16-

    week period. The 13 who continued treatment had mild to moderate side

    effects including increased appetite, tiredness, and abnormal movements.

    Although no dyskinesias were identified by the physician. The mostsignificant side effect was weight gain. However, 80% of those who continued

    to receive treatment retained the improvements obtained in all areas. A

    relatively low mean does of 2.0mg per day was effective for managing

    aggression, agitation, and self-injury.

    Based on the results from these studies, risperidone shows efficacy in treating

    aggression, agitation, and angry affect. However, the myriad of side effects,

    even at low doses, means that a risk vs. benefit assessment must be made

    before pursuing this form of treatment.

    Overall, fluoxetine was effective for improving overall global functioning,

    reducing repetitive behaviors, and relieving anxiety while producing few side

    effects. When these are the main issues, fluoxetine appears to be the best

    choice. However, fluoxetine does not have any effect on aggression, agitation,

    or angry affect and can actually cause or increase these in some children.

    Risperidone does effectively reduce aggression, agitation, and angry affect, but

    they should be causing severe impairment before treatment is considered due

    to the high risk of intolerable side effects.

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    References

    DSM-IV 2005

    Goin-Kotchel Robin, P., Myers, Barbara J., Mackintosh, Virginia H. Parentalreports on the use of treatments and therapies for children with autism

    spectrum disorders. Research in Autism Spectrum Disorders 2007; 1:194-

    209.

    PDR physicians desk reference 2007.

    DeLong RG, Teague LA, Kamran MM. Effects of fluoxetine treatment in young

    children with idiopathic autism. Dev Med Child Neurol 1998; 40:551-562.

    Hollander E, Phillips A, Chaplin W, et al. A placebo controlled crossover trialof liquid fluoxetine on repetitive behaviors in childhood and adolescent

    autism. Neuropsychopharmacology 2001; 4: 119-125.

    Cook EH, Rowlett R, Jaselinkis C, et al. Fluoxetine treatment of children and

    adults with autistic disorder and mental retardation. J Am Acad Child Adolesc

    Psychiatry 1992; 31: 739-745.

    Risperidone Manufacturer

    7503241Revised April 2010

    Ortho-McNeil-Janssen Pharmaceuticals, Inc. 2007

    Masi G, Cosenza A, Mucci M, Brovedani P. Open trial of risperidone in 24

    young children with pervasive developmental disorders. J Am Acad Child

    Adolesc Psychiatry 2001; 40(10): 1206-1214.

    Masi G, Cosenza A, Mucci M, Brovedani P. A 3-year Naturalistic study of 53

    preschool children with pervasive developmental disorders treated withrisperidone. J Am Acad Child Adolesc Psychiatry 2003; 64(9): 1039-1047.

    Research Units on Pediatric Psycopharmacology Autism Network.

    Risperidone treatment of autistic disorders: Long term benefits and blinded

    discontinuation after 6 months. Am J Psychiatry 2005; 162: 1361-1369.

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