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A Matter of Knowledge
The Fall Armyworm and its Management in Giathenge, Kenya
Interdisciplinary Land Use and Natural Resource Management (5440-B3-3F18)
06.04.2018
Iason Koutroumpelas - trl799
Manon Bourqui - bmq694
Laura Møller Schmidt - frv103
Simon Siantidis - bsr899
Supervisors: Christian Pilegaard Hansen & Lise Tjørring
Words: 9579
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Abstract Among the various agricultural and socio-economic issues that Africa and Kenya face, another threat
puts agriculture and food security at risk since 2017. The Fall Armyworm (Spodoptera Frugiperda)
shows a highly destructive potential in warm climates like in Africa due to its fast distribution and its
consumption of many economical crops. The pest is native to the Americas, where many control
methods have been implemented in the agricultural practices of maize farmers to manage the pest.
In contrast, control of the FAW is still in the initial stage in Africa and Kenya. To control the pest
adequately, the Kenyan government and the international community released an action plan which
promotes the use of pesticides among other solutions. This paper aims on examining the active
management process against the FAW and the potential of non-chemical pesticides control methods in
the area of Giathenge in Othaya sub-county, Nyeri.
Results were collected through questionnaires and semi-structured interviews with farmers, pesticide
retailers and a government official during our field trip. Findings revealed that control methods were
limited to chemical pesticides and traditional methods (e.g. application of ash and soil). Lack of
knowledge and organisation among the people lead to these limitations, while poor application of
pesticides decreased the effectiveness of the latter. The community needs to cope with the FAW in the
coming years, work collectively and take initiative to inform themselves in order to manage the pest
efficiently. Moreover, the Kenyan government has to strengthen its position towards the FAW
infestation, support the local community with all necessary means (financial subsidies, trainings) and
create conditions for active collaboration. Despite the changes that should be done on a communal and
individual level, people’s positive attitude towards alternatives non-chemical control method leaves
potential for an integrated pest management in the future.
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Preface This report was written as a part of the examination for the course ILRUNM – SLUSE at the Faculty of
Science at the University of Copenhagen, in collaboration with Roskilde University and the University
of Nairobi. The report is directed towards master students with natural and social science background,
in addition to anyone with an interest in pest and disease management. This report was handed in the
06st of April 2018.
Table of Authors
Introduction All
Background All
Methodology All
Results All
Discussion All
Conclusion All
Recommendation All
Iason Koutroumpelas
_____________________________
Laura Møller Schmidt
___________________________
Simon Siantidis
___________________________
Manon Bourqui
___________________________
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Acknowledgments Firstly, we would like to express our gratitude to those who made this field trip possible; all the
instructors of the Wangari Maathai Institute, the University of Copenhagen and Roskilde University –
Prof. Christian Pilegaard Hansen, Dr. Lise Tjørring, Prof. Mutembei, Dr. Kiemo and Prof. Muthama
Nzioka that supervised our research.
We greatly appreciate the efforts of the chief and the community leaders in Othaya sub-county who
created a pleasant and safe environment for us to implement our project.
Special thanks go to the villagers of Giathenge and particularly to the farmers that gave their time and
answered our questions, supplying us with valuable information. We are also grateful to the
representative of the Kenyan government, the Agricultural Officer in Othaya sub-county for taking the
time to speak to us.
Finally, we are thankful to our Kenyan counterpart; Abel Kiprono, our host families; Mrs Martha Njake,
Mrs Nancy Gikiri, Mrs Laura Waigwa, that supplied us with more than we could ask; our guides,
Anthony & Agnes and our elder Myriam that provide us with knowledge and made the process of our
research much easier.
The group including supervisors, translator and host family
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List of Abbreviations AO: Agricultural officer
CABI: Centre of Agriculture and Biosciences International
FAO: Food and Agriculture Organisation of the United Nations
FAW: Fall Armyworm
FGD: Focus Group Discussion
MALF: Minister of Agriculture, Livestock and Fishery
PO: Participatory Observation
PRA: Participatory Rural Appraisal
SSI: Semi Structured Interview
USAID: United States Agency for International Development
Table of Figures Figure 1. Situation Map: Giathenge, Nyeri County, Kenya, Africa. ........................................ 9
Figure 2. Description of the life cycle of the FAW (Wawa, 2017). ....................................... 10
Figure 3. Distribution of questionnaires showed in blue (source: questionnaires). ................ 14
Figure 4 Distribution of FAW in the area of Giathenge. The orange bullets depict the infected
households while green depict the non-infected households (source: questionnaires). .......... 18
Figure 5. Farmers’ perceptions on major agricultural challenges faced in 2017, given in
percentage (source: questionnaires). ..................................................................................... 20
Figure 6. Pie chart indicating if people correlate FAW with yield losses last year (source:
questionnaires)..................................................................................................................... 21
Figure 7. Different uses of maize in Giathenge in percentage (source: questionnaires). ........ 22
Figure 8. Use of Chemicals on the study site showed in purple (source: questionnaires)....... 24
Figure 9. Indicates the actions taken to specifically control the FAW on maize (source:
questionnaires)..................................................................................................................... 25
Figure 10. Map made during PRA mapping exercise .................................................... XXXII
Figure 11. Posters presented during the feedback session ............................................. XXXVI
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Table of content
Abstract ................................................................................................................................. 1
Preface .................................................................................................................................. 2
Acknowledgments ................................................................................................................. 3
List of Abbreviations ............................................................................................................. 4
Table of Figures.................................................................................................................... 4
1 Introduction ....................................................................................................................... 7
2 Background ....................................................................................................................... 9
2.1 Description of field site .............................................................................................. 9
2.2 Life Cycle and Biology of Spodoptera frugiperda .................................................... 9
2.3 Related studies concerning the Fall Armyworm ..................................................... 11
2.4 National Program to manage the FAW ................................................................... 13
3 Methodology .................................................................................................................... 14
3.1 Observations and transect walk .............................................................................. 14
3.2 Questionnaires .......................................................................................................... 14
3.3 Semi-Structured Interviews ..................................................................................... 15
3.4 Participatory Rural Appraisal ................................................................................. 15
3.5 Focus Group Discussion Methodology .................................................................... 16
4 Results.............................................................................................................................. 18
4.1 Distribution of the FAW in Giathenge, Othaya sub-county ................................... 18
4.2 Agricultural challenges and their impacts in Giathenge ........................................ 19
4.3 Farmers, Agrovets, Agricultural Officers and their knowledge about the FAW .. 22
4.4 Information transfer in Giathenge .......................................................................... 23
4.5 Pest management and organisation challenges in Giathenge ................................. 23
4.6 Control methods against the FAW pest. ................................................................. 24
4.7 Acceptance of alternative pest control methods ...................................................... 26
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4.8 Interaction in the Community ................................................................................. 27
5 Discussion ........................................................................................................................ 28
5.1 Reflection on methods .............................................................................................. 28
5.1.1 Sampling and selecting respondents .................................................................... 28
5.1.2 Language and Translation.................................................................................... 28
5.1.3 Atmosphere and Locations of Data Collection ..................................................... 28
5.1.4 Sensible Topics During Research ........................................................................ 29
5.1.5 Data Reliability ................................................................................................... 29
5.2 Reflection on results ................................................................................................. 30
5.2.1 Governmental action plan: limitations and influences of pesticide companies ...... 30
5.2.2 Organisation and farmers’ knowledge ................................................................. 31
5.2.3 Yield losses due to the FAW in Kenya in comparison to other pests .................... 31
5.2.4 Inappropriate Pesticide Application in the Region of Giathenge .......................... 32
6 Conclusion ....................................................................................................................... 33
7 Recommendations and Future Perspectives .................................................................... 34
8 References ........................................................................................................................ 35
9 Appendices .......................................................................................................................... I
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1 Introduction
Pests1 on agricultural crops negatively affect production, livelihoods and food security (Geddes , 1990).
Sub-Saharan countries have a long history of being affected by pests (Geddes, 1990). Especially
countries with a tropical climate provide a suitable environment for insect pests due to the lack of a cold
winter. This enables and enhances the ability of insects to breed all year long (Hill, 1983). In general,
estimations of pre-harvest yield losses caused by pests’ aggregate to about 35% worldwide in the early
21st century and showed an increasing trend in the last decades (Bebber, Holmes, & Gurr, 2014; Oerke,
2006).
Crop production is hindered by yield losses through pests in Kenya as well. Grisley, (1997) estimated
yield losses for maize and beans at 57% and 42% in the Central Highlands of Kenya. There are six major
pests which affect agricultural crops in Kenya. These are Thaumatotibia leucotreta (false codling moth),
Liriomyza spp (Leafminer fly), Bemisia tabaci (Tobacco whitefly), Bactrocera invadens (Diptera:
Tephritidae), Ralstonia solanacearum (Bacterial wilt of potatoes) and Tuta absoluta (Tomato leaf
miner) (Wahome, 2016).
Still recovering from the aftermaths of a heavy drought in 2016, Kenya experienced devastating impacts
of the Spodoptera frugiperda, ‘Fall Armyworm’ (FAW) pest for the first time in 2017, leaving food
security threatened (Devi, 2018; FAO, 2017). The FAW is an invasive migratory pest and native to
tropical and subtropical regions of the Americas. First evidence of the FAW in Africa was found in 2016
in Central and Western African countries. It feeds on over 80 plant species and can cause tremendous
destruction and yield reduction of major crops, especially on maize, if not managed adequately (CABI,
2018). FAO estimates that about 7 million bags of maize have been lost due to the FAW during the
growing season of 2017 in Kenya (FAO, 2017).
FAW is significantly challenging in comparison to other insect pests. Its recent appearance in Kenya
leaves knowledge gaps that could be elaborated through the various studies that have been undertaken
in the Americas. In relation to that, many alternative control methods to pesticides have been tested. For
example, the push-pull method intercrops maize with repellent plants surrounded by attracting ones.
This technique has shown to be effective against the FAW in a study conducted in Kenya among other
countries (Midega, Pittchar, Pickett, Hailu, & Khan, 2018). The FAW has many natural enemies in
different life stages, both parasites and predators. This has been studied in the Americas and has
indicated to reduce the infestation of the FAW (Hoballah et al., 2004). Moreover, efforts of creating
resistant plants have been done but with contradicting results (Davis et al., 1995). Another well-known
1 In this context, ‘pest’ is defined as the occurrence of damage to a plant through an insect (Hill, 1983)
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method is the implementation of pheromone traps which have been tested in many places on the
American continent. However, their effectiveness is a debated topic.
As already mentioned the FAW is a new pest in Kenya. Therefore, only few studies have been done
about people’s knowledge concerning the pest and its management. The case study in Giathenge, Nyeri
County, Kenya gives us the opportunity to contribute to the available information about the FAW in the
region. From the literature we found that the current government programme to manage the FAW pest
in Kenya promotes the use of chemical pesticides. We hypothesise that the use of chemical pesticides
has several disadvantages. Issues might arise eventually since ingredients of pesticides have been found
to be toxic for humans and the environment. Exposure to toxic chemical pesticide ingredients is the most
common health threat for farmers in developing countries (Konradsen et al., 2003). Furthermore, poor
pesticide application can lead to economic drawbacks. Due to these reasons, sustainable agricultural
practices need to be promoted in Kenya, and non-chemical pesticide alternatives should be taken into
account (FAO, 2017). In relation to this, the research aims are:
1. To assess the extent of the Spodoptera frugiperda infestation in the study site of Giathenge in
Nyeri County
2. To examine farmer’, pesticide retailers’ and government officials’ present knowledge of the
FAW pest.
3. To outline the origin and transfer of knowledge of the pest and control methods.
4. To understand which actions are taken to manage the FAW pest and why.
These objectives will help us to answer the following research question:
“What is the potential for non-chemical pesticide control methods of the FAW infestation in
Giathenge?”
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2 Background
2.1 Description of field site
The research site is the village of
Giathenge, Nyeri County, Othaya
sub-county, located 120 km north of
Nairobi (figure 1). The area is a
tropical highland and most people in
the area are of the ethnic group
Gikuyu (Kenya-Information, 2018).
The area possesses a high agricultural
potential with fertile soils and a high
amount of rainfall. It rains
approximately 1,400 mm per year,
however, it varies in geographical
locations (Jaetzold & Schmidt,
1983). There are two rainy seasons,
long rains from April to May and
short rains from October to
November (Jaetzold & Schmidt
1983). Agriculture is the main
occupation in the region and the main
cash crops are coffee and tea.
However, most people are farming
for subsistence purposes
(kenyaInformation 2018). Houses are
scattered around the slopes of the area are with an average size of 0.64 ha including fields for agriculture
(Owuor et al. 2009).
2.2 Life Cycle and Biology of Spodoptera frugiperda
The Spodoptera frugiperda is a pest of the Lepidoptera order, native to the tropics and subtropics regions
of the western hemisphere. The pest can consume a large number of leaves, stems and seeds of more
than 80 plants, many of which are major economical crops such as maize, rice, sorghum (CABI, 2018).
During summer the life cycle is completed in about 30 days, whereas in winter it is completed in 80 to
90 days (Capinera, 1999). The number of generations that a moth will have in a year is influenced by
climatic conditions, however, a female can lay approximately 1500 to 2000 eggs during a year. The eggs
are spherical with a diameter of 0.75 mm and during oviposition they are of green colour. Eggs are laid
SituationMap Légende
Giathenge
Nairobi
NyeriCounty
400km
N
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ImageLandsat/Copernicus
ImageLandsat/Copernicus
ImageLandsat/Copernicus
DataSIO,NOAA,U.S.Navy,NGA,GEBCO
DataSIO,NOAA,U.S.Navy,NGA,GEBCO
DataSIO,NOAA,U.S.Navy,NGA,GEBCO
USDeptofStateGeographer
USDeptofStateGeographer
USDeptofStateGeographer
Figure 1. Situation Map: Giathenge, Nyeri County, Kenya, Africa.
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in masses on the underside of leaves and their number usually vary between 100 and 200 per mass (J.
Capinera, 1999). In temperatures of 20-30 degree Celsius the eggs will hatch within 2 to 3 days (CABI,
2018).
The larva has six different instars, which vary in appearance. The duration of the larval stage varies from
14 days in warmer environments to 30 days in colder environments. The mature larva has a reddish-
brown head, a brownish body and an inverted Y shape of yellow colour in its face. It can be also
recognised by the dark spots in the dorsal of its body (J. Capinera, 1999). In its mature stage it is around
3-4 cm long and has eight prolegs (CABI, 2018). Pupae are smaller than mature larvae and they usually
grow in the soil at depths of 2 cm to 8 cm. Pupation takes around eight to nine days in warm climates
and around 20 to 30 days in cold climates (J. Capinera, 1999).
The adult moth’s body length is 1.6 cm and its wingspan 3.8 cm. The hind wings in both sexes are silver-
white and have narrow dark borders (J. Capinera, 1999). Adults are more active during warm, humid
evenings and females lay their eggs in the first four to five days of their life. Their average life span is
10 days, which can range from 7 to 21 days in relation to climate (J. Capinera, 1999). The pest can be
significantly destructive in its larva stage and can reach high population numbers, while consuming
almost all vegetation in its path and disperse in large numbers. Finally, in America the pest can move
about 480 km per generation and use weather systems during migration (Sparks, 1986).
Figure 2. Description of the life cycle of the FAW (Wawa, 2017).
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2.3 Related studies concerning the Fall Armyworm
Several researches have been undertaken on maize and the FAW during the last 100 years, especially
on the American continent (FAO, 2017). A widely used technology involves intercropping maize with
repellent and attracting plants (push-pull method). In a recent study, which involved 250 farmers in the
dry areas of Kenya, Uganda and Tanzania, researchers studied the effectiveness of a push-pull system
by comparing it with a monoculture maize plantation. The push-pull method involved intercropping
with the repellent plant Desmodium intortum, while using Brachiaria to create an attractive wall around
the main crop (Midega et al., 2018) The results showed a reduction of 82.7% in the average number of
larvae per plant, while the maize yields were 2.7 times higher compared to the monoculture maize
plantations (C. Midega et al., 2018).
The importance of biodiversity in agricultural systems is widely recognised while native insects and
pathogens can be significantly beneficial in agro-ecosystems (Gabriela Murúa, Molina-Ochoa, &
Fidalgo, 2009) In relation to that, S. frugiperda has many natural enemies in different life stages, both
parasites and predators, of which many have been studied in the Americas.
Research in Mexico (1999-2001) found parasitoids which can reduce the activity of FAW on maize and
other plants (Hoballah et al., 2004). Parasites can be beneficial and contribute to both farmers (increase
crop yield) and the plant by helping it to evolve defensive traits (M. Elena Hoballah et al., 2004).
Furthermore, the introduction of natural enemies does not require a lot of effort and cost and does not
harm the environment (Huis, 1981). On the other hand, only about a third of introduced biological
control agents manage to establish themselves in a new environment (Nechols, n/a). This is related to
genetic and environmental factors (Nechols, n/a). Moreover, it is possible that the imported species will
not interact well with the native ones (Nechols, n/a). These are issues that cannot resolved by
manipulating the environment, therefore the choice of the imported natural enemies should be done by
considering all the potential implications (Nechols, n/a).
In Nicaragua and Latin America, the FAW infestation created yield losses of 30% to 60% respectively
although a very small percentage (8%) of farmers used insecticide against it (Huis, 1981). The
government recommended the use of insecticide and new maize varieties to reduce the infestation (Huis,
1981). Introducing new varieties can affect the physiological and phenotypic conditions of the plant that
in turn can affect the development of the pest and its attacking patterns (Huis, 1981). Moreover,
unsprayed ecosystems are richer in fauna which is beneficial against the FAW and more than 19 natural
enemies were identified in Nicaragua (Huis, 1981). Despite that, natural enemies cannot always keep
the infestation below acceptable economic thresholds (Huis, 1981).
Concerning the FAW, 99% of the farmers in Ethiopia and Kenya claimed that they know the FAW
(Kumela et al., 2018). The source of information is mainly media and agricultural agents who are active
in the area after its detection (Kumela et al., 2018).
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The average rate of FAW infestation in Ethiopia was 32% and 47.3% in Kenya and created significant
reduction of maize yields in both countries (Kumela et al., 2018). Farmers in all areas supported that the
FAW infestation was more serious and devastating than other pests (e.g. stem borer) and they observed
it mainly during its larvae stage (Kumela et al., 2018). In Ethiopia 25% combined chemical pesticides
with handpicking, while in Kenya 39% used traditional control methods (e.g. soil application). Despite
the fact that the state recommended specific pesticides, many farmers chose to use others. This is related
to pure registration and distribution processes to get free pesticides. Furthermore, farmers are not used
to apply chemical pesticides on maize in these countries (Kumela et al., 2018).
In Ethiopia, 14% of respondents stated that pesticides affect human health, while in Kenya 12% of
people reported that maize deformation is the only negative effect in the use of pesticides (Kumela et
al., 2018). According to this research, governments distributed free pesticides but no adequate training
and spray equipment in these first actions against FAW (Kumela et al., 2018).
Many efforts have been made in the last decades to develop more resistant maize varieties to pests. For
instance, the ‘Mp’ inbred and the CIMMYT/MBR maize varieties seem to be more resistant to FAW
infestations (F. Davis et al., 1995). These varieties have stronger tissues, which are difficult for the
larvae to consume while their nutritional value is lower (F. Davis et al., 1995). The use of pesticides and
resistant maize varieties can be effective control methods, however, we cannot erase the possibility of
the pest to develop resistant traits against them (Hoballah et al., 2004).
Pheromone traps are a prevention and scouting intervention that can help farmers and authorities to
identify the presence of the FAW. Pheromone traps can detect and lure male flying pest species with the
use of pheromones that are naturally emitted by females (FAO, 2018a; Johnson, 2018).
Results from research in Mexico showed that moths are usually more active during rainy seasons (Rojas,
Virgen, & Malo, 2004). Moreover, a positive correlation between wind speed, temperature and trap
captures was observed (Huis, 1981). It was also noticed that moths are more active from the 10th to the
41st day of the maize growth, which is the most sensible stage of the plant (Huis, 1981). In conclusion,
climatic conditions can affect population numbers and specifically, heavy rains can kill the larvae and
reduce moth population (Huis, 1981).
Crop rotation is a potential pest control method for insects with low mobility between growing seasons
and with restricted host plant range (Stoner, 2012). However, not many pests follow this pattern, which
reduces the effectiveness of the intervention (Stoner, 2012). The time of planting is another factor that
small-scale farmers should consider to minimize the damage caused by pests (Zehnder, 2011). Planting
at periods that the pest is not present, can reduce the damage by avoiding high population numbers. By
planting early, crops can tolerate the damage better since they are stronger and more resistant when the
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pest will be present (Groves, 2012). In fact, recent reports from Kenya support that late-planted maize
had higher yield losses compared to early-planted maize (FAO, 2018a).
2.4 National Program to manage the FAW
As national food security is threatened by the infestation of the FAW, the Minister of Agriculture,
Livestock and Fishery (MALF) took action in 2017 to tackle it. A multi-institutional team with experts
from different institutions was introduced. Kenya participates in a project of ‘early warning’ and
‘monitoring’ funded by the USAID’s Office of U.S. Foreign Disaster Assistance (USAID/OFDA). FAO
provided the Kenyan government with about 500 pheromone traps and organised monitoring trainings
for 400 farmers in 2017 (FAO, 2017).
The government program focuses on creating awareness and distributing knowledge on a national and
county level regarding the identification and management of the FAW (Kenyan State Department of
Agriculture, 2017). This is achieved through training of farmers, pesticide retailers and Agricultural
Officers. Technical recommendations are also instructed and include early planting patterns or the use
of pheromone mass traps (Kenyan State Department of Agriculture, 2017). The program recommends
and gives information about chemical pesticides such as Diazinon or Alpha Cypermethrin (Kenyan State
Department of Agriculture, 2017). However, a wide range of sustainable alternatives, are not mentioned
in the programme.
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3 Methodology
3.1 Observations and transect walk
We participated in daily activities of our host families, which helped us to have an inside view of the
situation. These observations gave us the opportunities to ask informal questions which helped us to
understand the social context of the field study. We worked at the research area during the beginning of
the maize planting season and therefore not many maize plants could be observed. The first day the
group (including guides and translators) decided to take a transect walk in order to have better
understanding of the area and familiarize with people.
3.2 Questionnaires
General questionnaires are used to
gather large amounts of data in a period
of a short time, with the purpose to
increase the understanding of a topic, to
generate hypotheses (qualitative) or to
test hypotheses, which have been
previously made and to correlate data
(quantitative) (FAO, 2018b).
For our case study a combinatorial
questionnaire was used (qualitative and
quantitative). The purpose was to
discover the distribution and the
farmer’s awareness and knowledge
concerning the FAW pest and if and
which kinds of actions farmers take to
manage it. Furthermore, conducting the
questionnaires in the beginning of our
research aimed at introducing us to the
community. Moreover, we looked for
possible correlations between age, farm
size, control actions, FAW knowledge
and maize yield losses. Questionnaires
were distributed to 40 houses in the
broader area of Giathenge by the following systematic sampling method. We followed this sampling
Questionnairesrepartition
Légende
FarmsparticipatedtoQuestionnaire
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1km
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Image©2018CNES/Airbus
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Figure 3. Distribution of questionnaires showed in blue (source: questionnaires).
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method because we had limited knowledge about the population of Giathenge and we wanted to disperse
our sample unit throughout it (University of Arizona, 2018). We split in two genders mixed teams and
by setting one of our host households as starting point we followed different directions. Then we
identified long roads and started selecting samples every third house along our way. If we could not
approach anybody in a house, we noted it and went to the next one.
The general questionnaire was undertaken in the second day of our fieldwork while in our first day we
tested it in the house of one of our hosts. We did so, to get feedback especially on questions that are
being perceived as being sensible such as the position in the household, education and age. Finally, the
respondents for following semi-structured interviews were chosen from the questionnaires based on pre-
prepared characteristics (see Appendix).
3.3 Semi-Structured Interviews
‘Semi-structured interviews’ (SSIs) are a qualitative data conducting method including open-ended and
closed questions in which an interviewer wants to elicit information from a responder whom is given
room to give answers in a conversational manner (Kvale, 1996). The aim of doing these interviews was
to give the possibility to the respondents to get into some unexpected topics and give more details that
seem important to them.
We examined elaborated perspectives from pest-affected farmers (8 SSIs), an Agricultural Officer (one
SSI in Othaya) and pesticide retailers called Agrovets (5 SSIs in Giathenge and Othaya). Farmers whom
we have been in contact with during the process of the questionnaire method were chosen as respondents
for the SSIs based on the characteristics as being affected by the FAW, expressing interest about the
topic and agreeing on an interview. All these SSIs were based on an interview guideline (see Appendix).
3.4 Participatory Rural Appraisal
The ‘Participatory Rural Appraisal (PRA)’ method is a participatory field-based tool, which is
commonly carried out by a multidisciplinary team to collect information. It is characterised by a semi-
structured procedure with the goal to identify a new hypothesis about rural life. Central points of a PRA
are perceptions, attitudes and behaviours of the participants (McCracken, Rietbergen-McCracken,
Pretty, & Conway, 1988; Narayanasamy, 2009). Since these three aspects go hand in hand with the
acceptance of people concerning something new to them, we decided to use the PRA method as we were
interested in the level of acceptance of people concerning alternative control methods against the FAW
pest. Moreover, this will help us to develop a conclusion about our research question.
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The PRA was held in the office of the Chief’s assistant in Giathenge with 8 participants. Two translators
assisted throughout the exercises.
The criteria for inviting people for the PRA were the following:
1. Person participated in the questionnaire survey
2. Person was affected by the FAW pest
3. Person expressed interest in more extensive collaboration with our research
The PRA session was divided into two different exercises, namely a participatory mapping exercise and
a pairwise ranking exercise. Starting with the participatory mapping exercise, the purpose of this method
was to create a framework for working collaboration between the participants including discussions in
which every person felt comfortable. Barriers of illiteracy are removed, and space is given to the
participants to express their knowledge. Furthermore, it is crucial for research to rely on local native
knowledge since it has the ability to present a distinct and accurate perception and picture of the region
(Alcorn, 2000; Narayanasamy, 2009).
The participants were randomly divided into two groups and were asked to draw the FAW infestation
on a pre-prepared map of the area of Giathenge based on their own perceptions of the infested area and
their seriousness. This process was followed by a second round of drawing, in which the participants
were asked to indicate the chemical pesticides use of specific areas. Big circles were used to show heavy
pesticide use, while small circles indicated less chemical pesticide use.
After completing the first mapping exercise the second exercise, a brief description of seven alternative
control methods (see Appendix) followed by a pairwise ranking exercise was executed. Pair-wise
ranking methods are systematic tools that allow a prioritisation or a ranking list of problems or options
after completion. This happens through each-to-each comparison (Tim Russell, 1997). This was useful
to reach the goal of this exercise, which was to gain an understanding of the participant’s acceptance
concerning alternative control methods for the FAW pest besides chemical pesticide use. Furthermore,
a prioritisation provides information about which control method is most likely to be implemented by
the participants (Russel 1997).
Participants were asked to discuss about the presented alternative methods and to come up with possible
questions. Finally, the exercise was accomplished. Every person was requested to mark their own
preference by comparing each control method to each other on a pre-prepared poster.
3.5 Focus Group Discussion Methodology
Hennink defines ‘focus group discussions’ as a tool of qualitative research, which is characterised by
interactive discussions between a group of preselected people with a common background. The
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discussion is led by a moderator with the goal to gain an understanding of different points of view
concerning a specific topic (Hennink, 2013).
Respondents for the ‘Focus group discussion’ were selected by the following criteria:
1. Participated in the PRA. This ensured that respondents have the same background as being
familiar with maize farming and being affected by the FAW. As well, a comfortable working
atmosphere was already created through the PRA, which is essential for the success of a focus
group discussion.
As 8 people participated in the PRA session, we were able to form a focus group right after the
completion of the PRA with the same people in the same location. Leading questions (see Appendix)
were prepared beforehand to ensure a vital discussion. However, the discussion is based on the results
of the PRA and was therefore shaped by its outcomes.
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4 Results
4.1 Distribution of the FAW in Giathenge, Othaya sub-county
Figure 4 Distribution of FAW in the area of Giathenge. The orange bullets depict the infected households while green depict the non-infected households (source: questionnaires).
The first map (figure 4) shows the spatial distribution of the pest during the long rain season in 2017.
Farmers who participated in the SSIs experienced problems with the FAW for the first time in 2017.
The distribution follows a random pattern. However, one zone is more affected with only infested farms
(numbers 12 to 20). The damages by the pest vary to a significant degree among households (source:
Questionnaires).
The participatory mapping exercise showed the participant’s perception of the distribution of the FAW
infestation. Only a small area was marked as not infested. Areas were marked as less infested when they
were sprayed with pesticides. However, not every infested area was sprayed with pesticides. Notes were
FallArmyworm(FAW)distributionofthelastseason
Légende
FAWdammages
NoFAWonfield
1km
N
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made if participants thought that a pesticide spray was applied too late to be effective. Both maps showed
that the area of Giathenge was heavily affected by the FAW in 2017 and that the participants are aware
or have their own perception of the geographical distribution, the pest’s infestation and the extent of
pesticide use.
4.2 Agricultural challenges and their impacts in Giathenge
The Agricultural Officer (AO) affirmed results
from the maps, showing that the infestation of the
FAW was extensive in the area of Giathenge.
According to the AO, 80% of all farms in the
region of Othaya (including the area of Giathenge)
were infested. However, there were no statistics
accessible to us, which quantified the infestation
of the FAW and the losses it caused on maize
yields. Nonetheless, other challenges intersperse
with the problem of the FAW pest in the region
which makes the quantification of maize yield
losses caused only by the FAW difficult (source:
SSIs & Questionnaires). Through the
questionnaires and the SSIs, several farmers
expressed an explicit concern and despair about
maize yield losses due to the drought.Picture taken during conducting a questionnaire, where the woman explained and showed us how the FAW had destroyed all her maize.
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Figure 5. Farmers’ perceptions on major agricultural challenges faced in 2017, given in percentage (source: questionnaires).
Figure 5 indicates that drought was regarded as the major challenge in 2017, while the second major
challenge was the FAW pest. Finally, a small percentage (11%) stated that they did not face any major
challenge last year. Farmers were free to set their own range of major challenges that they faced last
year. We calculated the total number of the answers given defined as challenges. That resulted in 31
respondents indicating that drought was a major challenge, while 18 claimed FAW as a major challenge.
Finally, only 6 people claimed that they did not face any major challenges in 2017.
31
18
6 10
5
10
15
20
25
30
35
drought FAW no don’tknow
Respondents
Challenges
Majoragriculturalchallengesin2017
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Figure 6. Pie chart indicating if people correlate FAW with yield losses last year (source: questionnaires).
By looking at figure 6, we can see that 50% believe that the FAW is responsible for the reduction of
their yield. However, still a large percentage of 45% stated that the FAW is not responsible for maize
yield losses. This result can be related to the lack of knowledge concerning the FAW that we observed
in many farmer and to the significant low rainfall that the broader area of Othaya experienced in 2017.
Farmers also set concerns about yield losses of maize in a context of food security (source: SSIs). Figure
7 shows that all farmers grow maize for their own consumption which shows the importance maize in
the region. In detail, 57% of the farmers grow maize exclusively for consumption while 43% use it
additionally for selling, fodder and gifts (source: questionnaires). Moreover, several farmers stated in
the SSIs that they had to buy maize or other food items to cope with the maize losses last season.
Therefore, maize yield losses affect households on an economical level too.
yes50%no
45%
don’tknow5%
Fawresponsibleformaizeyieldlossin2017
yes no don’tknow
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Figure 7. Different uses of maize in Giathenge in percentage (source: questionnaires).
4.3 Farmers, Agrovets, Agricultural Officers and their knowledge about the FAW
In general, we found from the questionnaires and the SSIs that the knowledge of farmers concerning the
pest was limited, especially about its life cycle and its spread. This is perceived as a problem by farmers
and they do not feel that their knowledge is sufficient enough to control the pest in the coming season
(source: SSIs).
For example, one farmer was afraid that the eggs of FAW were hiding in the maize seeds that she planted
(source: SSI number 3). Another person told us about a theory discussed among farmers that a kind of
locust pest attacking the trees, might fall down and transform into the FAW (Source: SSI number 5).
Nonetheless, interviewees of the SSIs were certain of their ability to identify the FAW as the cause of
the experienced problems on maize. They could distinguish it from other pests due to its extensive
damage on maize and its high caterpillar numbers.
The interviewed Agrovets knowledge concerning the control of FAW was limited to the information
printed on the pesticide bottles. They made statements concerning the effectiveness of a certain pesticide
based on reports from customers or own experiences. However, Agrovets stated that most pesticides
which work on other pests are not effective against the FAW (source: SSI with Agrovets 1 and 3).
It has to be noted that the AOs get their knowledge transferred directly by pesticide companies. The
officer states her opinion that “the FAW is not a more serious threat than previous caterpillar pests in
the area” (source: SSI AO). Related to that, she is confident that the issue will be managed soon. In
addition, she was not aware that the FAW pest is a long-term pest problem in South America.
Concerning the knowledge about pesticides, farmers were in general not sure about how they work. For
example, there was no consent if the pesticides kill the FAW in different life stages or just “push” it
57%28%
10%
5%
Farmersuseofmaize
eat eat,sell eat,offer eat,sell,feed
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away from the sprayed area (source: PO & SSI). However, none of the farmers had observed dead worms
after spraying.
By looking at the results of the questionnaire concerning socio-economic factors, we found that there is
no significant correlation between age, educational level, civil status, gender, household position and
knowledge concerning the FAW pest.
4.4 Information transfer in Giathenge
Through triangulation from participatory observations and the SSIs with different data providers, the
process of knowledge transfer concerning the FAW pest in the region of Giathenge could be outlined.
According to the Agriculture Officer (AO) “a lot has been done to inform people about the available
training seminars and the pest” (source: SSI AO). Information posters and brochures were given out and
put up in public places by government officials, such as in the Assistant Chief’s office in Giathenge and
in churches. The posters are issued by the pesticide company, Syngenta and include a brief manual on
how to identify the FAW with a series of photos. Furthermore, the poster recommends two pesticides2
to fight the FAW and suggests spraying early in the morning or late in the evening and night. It also
recommends that spraying should be commenced directly after detecting the FAW for the first time.
Information is mainly distributed through television and radio. Both kinds of media broadcast
information on how to manage the FAW in Kikuyu and English. In addition, a meeting has been
organised by the Department of Crop Production, Othaya sub-county, in order to train and inform
farmers about the FAW (source: SSI AO). However, contradicting information was found concerning
this topic. The AO stated that many farmers participated in these meetings, while farmers stated the
opposite (source: SSI AO & PO). Moreover, farmers were advised to report any FAW infestation at the
agricultural office. If reported, pesticide samples were given out, either on farms or directly in the office,
with a brief explanation on how to use it. This is an indication of responsibility moving from the
government to another actor. As one of the farmers described: “Nowadays, there are no field officers
visiting farms and advising farmers on agricultural issues anymore, such as pest management” (source:
SSI number 1).
4.5 Pest management and organisation challenges in Giathenge
Farmers lack organisation including a representative and the wish for such an organisation/union was
expressed (source: FGD). Improved information transfer from government officials to farmers is
expected by an active union of farmers. Furthermore, a union can gain attention from the government
faster, which is important to manage pests at an early stage and limit their negative impacts. However,
2 Product names: Voliam Targo & Match
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such a union has not been founded yet, since most farmers have limited time available and are already
involved in other associations (source: FGD).
Moreover, people expressed their conviction that limited AOs are available in the region nowadays.
Participants would like to see ’field officers’ visiting their farms, advising and collaborating with them
like they did in the past (source: SSIs & PO). This could reduce the gap of knowledge and save farmers
time, since they would not need to go to the agricultural office to report an infestation and receive related
information. Finally, participants stated that the government is responsible for providing solutions and
take rapid actions to tackle the FAW and other agricultural issues (source: FGD).
The AO explained that the national government is responsible for providing the financial resources for
distributing knowledge and implementing various control methods in the county, such as pheromone
traps. The AO states that: “The national government is not giving enough money to the county
government and therefore our resources are limited”.
4.6 Control methods against the FAW pest.
Figure 8. Use of Chemicals on the study site showed in purple (source: questionnaires)
UseofChemicalsontheField
Légende
ApplicationofChemicals
NoChemicalsused
1km
N
➤➤
N
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Data from the questionnaires and the SSIs with farmers showed that chemical pesticides are the most
prevalent and favoured method to control the FAW. However most of the questionnaire respondents did
not take any special action against the FAW (see figure 8). The only alternative methods used were
traditional control methods. These included:
1. Applying ash on maize plants
2. Applying soil on maize plants
3. Applying a water mixture of boiled tobacco with ‘piri-piri’ chillies on maize plants
However, statements concerning the effectiveness of these methods differ and are blurred since they
were usually used in addition to chemical pesticides.
Furthermore, interviewees did not specify how these methods fight the FAW and if their application
altered in response to the FAW.
Figure 9. Indicates the actions taken to specifically control the FAW on maize (source: questionnaires).
Figure 9 shows that the majority of farmers (26 out of 40) did not take any special actions against the
FAW. This includes all the respondents with and without any infestation. This result does not highlight
if people took actions to prevent the pest before being infested and if people had an infestation but did
not take any special action. Moreover, the figure shows that 10 of the respondents claimed that they
sprayed their maize plantations with chemical pesticides to control the FAW. Only 2 of them used
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traditional methods such as the application of ash and soil. This graph includes answers of all the
participants from the questionnaires, so farmers with and without worms on their maize.
In response to the FAW infestation, the government distributed free chemical samples to the community
after the problem was reported. Only a few farmers received these samples, while the distribution was
not in time to fight the FAW sufficiently (source: FGD & SSIs). It is uncertain if the distribution will
continue. As the AO says: “the FAW is not the only issue the Agriculture office has to deal with’’
(source: SSI AO). In addition, the officer believes that people living in the research area have the
financial capacities to buy their own pesticides. On the contrary, farmers expected more help from the
government and believed that earlier distribution of pesticides would be helpful (source: SSI).
4.7 Acceptance of alternative pest control methods
The pairwise ranking exercise allowed us to rank the seven presented alternative control methods (see
table 1). The rank list, which gives information about the prioritisation of the different control methods
is headed by ‘crop rotation’ with a score of 40, followed by ‘early planting’ with a score of 38 and
‘promote biodiversity/ push-pull’ with a score of 31. The alternative methods with the lowest score are
‘early warning’ with a score of 12 and ‘pheromone traps’ with a score of 4.
Table 1. Shows results gathered during PRA the pairwise ranking exercise (source: PRA)
Resistan
t varieties
Promote Biodiversity (push-pull)
Monitoring
Pheromone Traps
Early Warning (SMS)
Crop Rotatio
n
Early Plantin
g
Score of
method in
column
Rank of metho
d in column
Resistant Varieties
24 4
Promote Biodiversit
y (push-pull)
6 2
27 3
Monitoring
2 6
0 8
16 5
Pheromone Traps
0 8
0 8
1 7
3 7
Early Warning
(SMS)
3 5
0 8
2 6
6 2
12 6
Crop Rotation
8 0
7 1
7 1
8 0
8 0
44 1
Early Planting
5 3
8 0
8 0
7 1
7 1
3 5
38 2
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The participants of the FGD showed consensus of ranking ‘crop rotation’ as their favourite control
method and gave several reasons for it. Favouring crop rotation is based on their perception that the
FAW dies during the period in which maize is not planted (short rain season from October to December).
Furthermore, they stated that crop rotation is easy to implement, since it does not require skills that go
beyond people’s present farming knowledge and does not involve extraordinary expenditures. Lastly,
‘crop rotation’ is being preferred due to the fact that the maize harvest in the short rain season is not as
fruitful as in the long rain season.
People rely more on the yields of the long rain season (source: SSI & FGD). This means that
relinquishing from planting maize in the short rain season is conceivable from the point of subsistence
demands. In general, low costs and easy implementation are major factors for farmers that define the
potential of the implementation of a new alternative control method. Although the SSIs showed that
opinions on the subject vary. For example, one farmer felt ready to fight the FAW and ready to change
whatever crop is not profitable for her (source: SSI number 5). Whereas other farmers mentioned that
they couldn’t imagine themselves to not growing maize, since is an important part of their diet (source:
SSI number 1).
4.8 Interaction in the Community
One farmer expressed her opinion that pesticide samples were not equally distributed by the government,
as she said: “some people are favoured” (source: SSI number 2). The community does not exchange
ideas and knowledge regarding the FAW pest or how to manage it. In general, it’s not usual to help
neighbours if it is not a friend or a member of the family (source: PO & SSIs). Moreover, one farmer
mentioned that people would gossip about people, who have enough money to buy chemical pesticide
spray and who did not (source: SSI number 1). Money was considered to be a sensitive topic to talk
about (source: SSIs).
Nonetheless, several people expressed their concerns for the rest of the community regarding food
security due to the FAW pest. The most drastic statement expressed that: “there is no future for maize
farming the area if the problem will not be solved” (source: SSI number 6).
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5 Discussion
5.1 Reflection on methods
5.1.1 Sampling and selecting respondents
Several people were not found on their property to answer our questionnaires since we did not make
appointments beforehand. In this case, the neighbour house was approached. Moreover, before
conducting the questionnaire we needed to figure out which person in the household was responsible
for the maize farming. This was achieved by our elder or translators without any problems. Furthermore,
due to practical reasons, SSI respondents were limited to farmers who were affected by the FAW.
However, it might have been interesting to conduct interviews with non-affected farmers as well, to
examine the reason why this person was not affected. Moreover, the questions found in the
questionnaires, did not allow us to find any strong correlations between knowledge, actions against the
FAW and socio-economic factors. However, if questions had been phrased differently it might have
shown correlations between these variables.
5.1.2 Language and Translation
Translation and wording of the questionnaires did not show any barriers and respondents were able to
give their answers clearly. This was due to the sufficient and competent work of our translators.
Nonetheless, we experienced some language barriers during the SSI with the AO. The interview was
held in English. However, some answers were difficult to understand due to fast paced speaking, low
voice and a strong accent. An interview in Kikuyu did not seem appropriate for this occasion as the AO
started the conversation in English. We might have missed out on information as we felt it was impolite
to ask questions again if we did not understand her in the first place.
5.1.3 Atmosphere and Locations of Data Collection
The SSI with the AO was conducted in her office, which was rather small compared to the number of
researchers and interpreters who participated in the SSI. Therefore, a tense atmosphere might have been
created for the AO. However, the respondent did not seem to feel intimidated.
The data collection setting was more problematic while doing the SSIs with farmers. Due to the fact that
most respondents invited us in their house, it occurred that other people were present. This often resulted
in statements and interferences which made it hard to focus on the interviewee’s words. At some points
translation was difficult for the interpreters when discussions involved more persons. Furthermore, the
respondent might have been influenced by statements of other people or felt intimidated to speak freely.
It might have been better to agree on a private room, to avoid distractions during the interviews.
Agrovets in Othaya were very busy and therefore owners did not find the time to answer in a focused
way. Furthermore, two respondents asked us if the interview was paid.
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The atmosphere during the PRA mapping exercise was friendly and all people participated in the
discussion. Agreements during the map the exercise were made in a fairly short time. The way we
divided participants into groups did not respect to mix people from different areas. Therefore, the two
groups consisted of people from the same area.
The PRA pairwise exercise took too long since every person was asked to state his or her preference
individually for each method. However, the participants did not show fatigue or disinterest due to this
fact. In general, people were open and showed interest to participate in our research.
5.1.4 Sensible Topics During Research
Adjustments were made on questions which were considered as sensible after testing the questionnaire
with one of our hosts. In addition, question number 2.3 (civil status) was not asked anymore after finding
out that several respondents felt uncomfortable giving their answer (especially widowed people).
Furthermore, several farmers found question number 2.4 (age question) difficult to answer which caused
a slightly uncomfortable laughter in some cases. Therefore, this information was gathered through the
translators in an indirect way and then included in the questionnaire. Moreover, respondents in the
Agrovets seemed to feel uncomfortable to answer our questions. Therefore, we conclude that the topic
was considered to be sensible for them.
5.1.5 Data Reliability
There was no maize growing in the area at the time of the case study, hence no FAWs were observed
(except for one farm). If the case study would have been conducted during the maize growing season,
we might have come to different results. For example, during growing seasons the direct observation of
the infestation would be possible. The fact that FAW is new to the area and arrived in a year with a
severe drought makes the quantification of the damage caused by FAW more difficult.
Errors in questionnaires are defined as differences between the respondent’s answer and a ‘true’ answer
(Lavrakas, 2008). Question number 3.3 (number of maize bags harvested per season) in the
questionnaire relied on the estimation of the respondent which lead to striking variation in the responses.
Subjectivity might have blurred the accuracy of the answer, since the question concerning the maize
harvest is connected to the overall farm productivity and therefore the farmers’ ability and skills in
agriculture. It is possible that respondents exaggerated their answer concerning the number of bags
harvested to leave an impression of being a successful farmer. This could explain the huge variety in the
responses, that sometimes did not match the field size. Since the FAW infestation happened during the
last rainy season of 2017, we cannot exclude that people misremembered details and numbers.
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Leading questions occurred during the SSIs (e.g. ‘Would you like to receive more information about the
FAW pest’). Leading questions might lead to false statements that do not reflect the true thoughts and
personality of the respondents. Therefore, they should be excluded (Swann, Giuliano, & Wegner, 1982).
Several difficulties arose during the pairwise ranking exercise that might have influenced its results. For
example, the presentation of the alternative control methods was demanding for the farmers. These
control methods were new to most participants, while there was not enough time to explain them in
detail. As a result, we cannot be certain that all aspects were understood. Details might have been lost
due to translation as well This could explain the lack of questions and discussion after the presentation.
Based on this, stated preferences of methods reflected a superficial decision made in the heat of the
moment. Moreover, a distinct reflection on the methods was not possible for the respondents. Therefore,
it is doubtful how valid our results are and in how far they represent the real preferences of the
participants.
5.2 Reflection on results
5.2.1 Governmental action plan: limitations and influences of pesticide companies
As the government promotes the use pesticides (source: SSI AO), it is not likely that farmers will reduce
their application in the coming years in the region. This is underlined by the fact that the authorities
collaborate with pesticide companies with the goal of gaining knowledge and releasing official
recommendations. This may dismiss or overlook alternative pest control methods since pesticide
companies promote their own interest: selling chemical pesticides.
The fact that information posters are issued by Syngenta implies that the government shifted their
responsibility to another actor for any potential pesticide related issues.
Our findings, that several non-pesticide control methods are included in the government plan, were not
visible in the region during our field trip (source: SSIs & PO). This might be the outcome of the
mentioned collaboration. Officials would gain a broader knowledge if they were trained by independent
educational institutions or researchers without the interference of business priorities. Farmers are at the
end of this one-sided knowledge-transfer system and face disadvantages such as lack of knowledge
concerning alternative control methods.
Next to pesticide use, the government plan suggests the use of crop rotation which is also suggested on
a county level by the AO (source: SSI AO). However, literature showed that pests with a high mobility,
and a high range of host plants like the FAW, cannot be controlled to a significant degree by the use of
crop rotation (Stoner, 2012). The pairwise ranking exercise therefore reflects a lack of knowledge since
crop rotation was participant favoured method.
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The government is planning to introduce pheromone traps in the region of Giathenge in the next maize
growing season (source: SSI AO). However, this could be hindered by financial issues during the
implementation in relation to the limited resources that the national government provides in the county
(source: SSI AO).
5.2.2 Organisation and farmers’ knowledge
Supported by the Teshome Kumela (2018) study, we find that the majority of the questionnaire
respondents (31 out of 40) heard about the FAW and were able to recognise it from pictures that we
showed during the questionnaires.
Our research showed that the officials in the region of the Othaya are aware of the governmental program
and try to implement it (source: SSIs & AO). Therefore, the governmental plan and a knowledge-transfer
system are active in the region. However, we do not know how many people are reached by the program.
Knowledge concerning the FAW reaches farmers mainly through media and posters/brochures and not
through the available training programs. This is because the effort and the time that is needed to gain
information from the media is much lower than from attending trainings. In accordance to that, Kumela
(2018) supports that knowledge transfer systems like media, posters and training are used by the
authorities to distribute information (source: SSI AO).
Lack of participation in meetings which provide detailed information about the FAW might be related
to the limited knowledge that the majority of farmers have. A knowledge gap about the life cycle of the
FAW makes it difficult for farmers to distinguish it from other pests. That leads to inappropriate control
methods, such as applying pesticides, which are not designed to control the FAW. Thus, an important
part of the knowledge, which is tried to be transferred by the government is either not distributed in a
sufficient way or lost during the communication process.
Lack of organisation among the farmers and the involved agents (authorities) significantly reduced the
communication and the knowledge that is exchanged. As a result, farmers have to report infestations by
themselves. This makes it difficult for the government to quantify and qualify the infestation extent and
to target the help needed. A union of farmers, that would represent people’s opinions, issues and requests
could raise government awareness and trigger actions faster. Participants expressed that a representative
and the reintroduction of field officers could be beneficial for them (source: FGD).
5.2.3 Yield losses due to the FAW in Kenya in comparison to other pests
As mentioned in the introduction, the average yield loss in the Central Highlands of Kenya due to pests,
is summing up to approximately 57% for maize (Grisley, 1997). Compared to our research, the farmers
stated that the yields losses on maize due to the FAW infestation were bigger compared to other pests
and in some cases summed up to 100% (source: SSIs). The high infestation rates of the FAW on maize
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and its highly destructive potential is confirmed by both, Capinera, (1999) and by the SSIs findings of
our research.
Differences in yield losses compared to other pests in Africa are related to the fact that the FAW is a
new pest in Kenya and therefore management practices are still in an initial stage. The process of
planning management actions took time while the pest kept spreading. During our research, people
stated that the FAW is more aggressive and challenging than other pests in the past (SSIs). As mentioned
in the literature review, all farmers in Ethiopia and Kenya supported that the FAW infestation is more
serious and devastating than for example, a Stem borer (Maliarpha separatella) infestation (Teshome
Kumela et al., 2018).
The results of our case study show that the FAW poses a threat on food security in the region of
Giathenge, since maize is a staple food for the people. (Devi, 2018) supports this observation in a study
on the FAW undertaken in southern Africa.
Striking is, that yield losses from other countries, for example Nicaragua as described by Van Huis
(1981), are significantly lower than what our research showed. In our case study, the yield losses due to
the FAW summed up to 100% for some farmers, while the yield losses in Nicaragua were about 30-
60% (Huis, 1981) However, exaggeration of our respondents and differences in geographical conditions
(e.g. presence of natural enemies) could be the reason for this significant variation. A general conclusion
that the FAW is causing more yield losses in Africa than in America should therefore not be made.
5.2.4 Inappropriate Pesticide Application in the Region of Giathenge
Two of our respondents in the SSIs revealed that they experienced health problems in the form of allergy
due to pesticide use. This stands in contrast with findings of Kumela (2018) who did not observe any
health complaints by Kenyan farmers about chemical pesticides. However, Agrovet number 1 revealed
that many farmers complained about skin irritations after applying a specific chemical pesticide against
the FAW. This fact stresses the importance of providing knowledge on adequate and safe pesticide use.
Spraying in a constructive manner could reduce the amount sprayed and thereby save farmer’s money
while minimizing the environmental and health risks. Similarly, appropriate application of pesticides in
regard of time, amount and allocation can increase their effectiveness. The poor application of chemical
spray on maize might be related to the fact that maize did not face many pests in the past and people are
not used to spray it (source: PO). Kumela’s (2018) findings on non-chemical pesticide control methods
confirm our findings that applying soil or a tobacco mixture on maize is a practice that can be found in
Kenyan agriculture.
Our results showed that farmers are relying on maize for subsistence purpose to a great extent which
could imply their willingness to use more pesticides in order to save their harvest. However, we cannot
be certain that the use of specialised pesticides against the FAW on both maize and other crops can help
to control FAW in our case study.
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6 Conclusion The FAW pest is a considerable threat to maize farming in the region of Giathenge. We have observed
an extensive infestation that significantly reduced farmer’s yields in 2017 and threatened food security.
Furthermore, other problems such as droughts affect the agricultural productivity in the region and
intensify the situation.
The research revealed that farmer’s knowledge about the FAW is limited and not sufficient to manage
the pest adequately. Furthermore, government’s actions are in an initial stage and did not successfully
tackle the FAW infestation.
Farmer’s knowledge originates mainly from observations on their fields, the media, posters and
brochures. The knowledge transfer is, however, flawed in the region, as many farmers are left with a
knowledge gap about the FAW.
The agricultural officers gain knowledge on a regional level by training organised by pesticide
companies. Pesticide retailers showed limited knowledge about the FAW and the products they sell to
combat the pest.
Chemical pesticides are the most prevalent control method against the FAW in the region of Giathenge
mainly due to government promotion and their availability in Agrovets. Nonetheless, inappropriate
pesticide use was reported in the interviews and discrepancies were found between used pesticides and
the ones recommended by the government. There were no alternative control methods found besides
traditional control methods, like applying ash and soil on maize.
The potential of non-chemical control methods in Giathenge is determined by the available knowledge
of farmers and officials along communication and collaboration between them. These factors that were
significantly low. The implementation of an integrated pest management is a slow process that requires
labour and time efforts. However, it can be beneficial for both the environment and the community. The
participating farmers showed interest to learn about new alternative control methods, a factor which is
important to define their potential. Therefore, we conclude that implementing non-chemical pest control
methods are possible if the mentioned barriers are managed in the region.
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7 Recommendations and Future Perspectives Maize farmers in the region have to realise that the FAW will be a problem affecting their agricultural
practices from now on, since it is unlikely to exterminate the pest. Therefore, several recommendations
can be made that would help the community to manage the pest in the future.
Farmers should actively participate and take initiatives to inform themselves on how to manage the pest
effectively. This could reduce the problem of missing information. Implementing a union of farmers in
the community could improve the communication among the farmers but also between farmers and the
government. Furthermore, it could strengthen the position of farmers towards the government and arouse
attention to their problems.
The government should define effective control methods against the pest and put the bases for adequate
communication, to ensure the success of the plan. Moreover, if financial constraints are limiting the
integration of alternative control methods by farmers, financial support from the government should be
considered. In addition, it is important that the government strive to gain diverse knowledge, and not
only training from pesticide companies. The area of Giathenge and its farmers could benefit from an
integrated pest management in the future. Therefore, considering and learning about non-chemical
alternative control methods should be the first step in order to reduce the use of chemical pesticides and
their drawbacks.
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8 References Alcorn, J. B. (2000). Keys to unleash mapping’s good magic. PLA Notes - International Institute for
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Bebber, D. P., Holmes, T., & Gurr, S. J. (2014). The global spread of crop pests and pathogens: The
global spread of crop pests and pathogens. Global Ecology and Biogeography, 23(12), 1398–
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CABI. (2018, February 16). Invasive species compendium-Detailed coverage of invasive species
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https://www.cabi.org/isc/datasheet/29810
Capinera, J. L. (1999). fall armyworm, Spodoptera frugiperda (J.E. Smith). Retrieved April 2, 2018,
from http://entnemdept.ufl.edu/creatures/field/fall_armyworm.htm#intro.
Davis et al., F. M. (1995). Feeding by Southwestern Corn Borer (Lepidoptera: Pyralidae) and Fall
Armyworm (Lepidoptera: Noctuidae). J. Agric. Entomo!. Vol. 12, No.1 (1995).
Devi, S. (2018). Fall armyworm threatens food security in southern Africa. The Lancet, 391(10122),
727. https://doi.org/10.1016/S0140-6736(18)30431-8
FAO. (2017). Enhancing the fight against Fall Armyworm in Kenya | FAO in Kenya | Food and
Agriculture Organization of the United Nations. Retrieved April 5, 2018, from
http://www.fao.org/kenya/news/detail-events/en/c/1068542/
FAO. (2018a). Fall armyworm spreads to East Africa : FAO in Emergencies. Retrieved April 2, 2018,
from http://www.fao.org/emergencies/fao-in-action/stories/stories-detail/en/c/882822
FAO. (2018b). Sustainable Management of the Fall Armyworm in Africa. FAO programme for action.
Retrieved from http://www.fao.org/3/a-bt417e.pdf
Gabriela Murúa, M., Molina-Ochoa, J., & Fidalgo, P. (2009). Natural Distribution of Parasitoids of
Larvae of the Fall Armyworm, Spodoptera frugiperda, in Argentina. Journal of Insect Science,
9. https://doi.org/10.1673/031.009.2001
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Geddes, A. M. W., & Natural Resources Institute (Great Britain). (1990). The relative importance of
crop pests in sub-Saharan Africa. Chatham Maritime, Kent: Natural Resources Institute.
Grisley, W. (1997). Crop-pest yield loss: A diagnostic study in the Kenya highlands*. International
Journal of Pest Management, 43(2), 137–142. https://doi.org/10.1080/096708797228834
Groves, R. L. (2012, May 3). Cultural Control. Retrieved April 5, 2018, from
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Hennink, M. M. (2013). Focus Group Discussions. Oxford University Press.
Hill, D. S. (1983). Agricultural insect pests of the tropics and their control (2. ed). Cambridge u.a: Univ.
Pr.
Hoballah, M. E., Degen, T., Bergvinson, D., Savidan, A., Tamo, C., & Turlings, T. C. J. (2004).
Occurrence and direct control potential of parasitoids and predators of the fall armyworm
(Lepidoptera: Noctuidae) on maize in the subtropical lowlands of Mexico. Agricultural and
Forest Entomology, 6(1), 83–88. https://doi.org/10.1111/j.1461-9555.2004.00207.x
Huis, A. van. (1981). Integrated pest management in the small farmer’s maize crop in Nicaragua (phd).
van Huis, Wageningen. Retrieved from http://library.wur.nl/WebQuery/wurpubs/74659
Jaetzold, R., & Schmidt, H. (1983). Farm Management Handbook of Kenya. Vol. II. East Kenya (pp.
245-285). Kenya: Ministry of Agriculture.
Johnson, D. (n/a). Using Pheromone Traps in Field Crops. Retrieved from
https://entomology.ca.uky.edu/ef112
Kenya-Information. (2018). About Nyeri County in Kenya. Retrieved April 5, 2018, from
http://www.kenya-information-guide.com/nyeri-county.html
Kenyan State Department of Agriculture. (2017). Fall Armyworm (Spodoptera frugiperda).
Konradsen, F., van der Hoek, W., Cole, D. C., Hutchinson, G., Daisley, H., Singh, S., & Eddleston, M.
(2003). Reducing acute poisoning in developing countries—options for restricting the
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availability of pesticides. Toxicology, 192(2–3), 249–261. https://doi.org/10.1016/S0300-
483X(03)00339-1
Kumela, T., Simiyu, J., Sisay, B., Likhayo, P., Mendesil, E., Gohole, L., & Tefera, T. (2018). Farmers’
knowledge, perceptions, and management practices of the new invasive pest, fall armyworm (
Spodoptera frugiperda ) in Ethiopia and Kenya. International Journal of Pest Management, 1–
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Rapid Rural Appraisal for Agricultural Development. International Institute for Environment
and Development.
Midega, C. A. O., Pittchar, J. O., Pickett, J. A., Hailu, G. W., & Khan, Z. R. (2018). A climate-adapted
push-pull system effectively controls fall armyworm, Spodoptera frugiperda (J E Smith), in
maize in East Africa. Crop Protection, 105, 10–15.
https://doi.org/10.1016/j.cropro.2017.11.003
Narayanasamy, N. (2009). Participatory Rural Appraisal: Principles, Methods and Application. B-42,
Panchsheel Enclave, New Delhi 110 017 India: SAGE Publications India Pvt Ltd.
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Oerke, E.-C. (2006). Crop losses to pests. The Journal of Agricultural Science, 144(1), 31–43.
https://doi.org/10.1017/S0021859605005708
Rojas, J. C., Virgen, A., & Malo, E. A. (2004). Seasonal and nocturnal flight activity of spodoptera
frugiperda males (lepidoptera: noctuidae) monitored by pheromone traps in the coast of chiapas,
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mexico. Florida Entomologist, 87(4), 496–503. https://doi.org/10.1653/0015-
4040(2004)087[0496:SANFAO]2.0.CO;2
Sparks, A. N. (1986). Fall Armyworm (Lepidoptera: Noctuidae): Potential for Area-Wide Management.
The Florida Entomologist, 69(3), 603–614. https://doi.org/10.2307/3495397
Stoner, K. A. (2012). Management of Insect Pests with Crop Rotation and Field Layout. Retrieved April
5, 2018, from https://www.sare.org/Learning-Center/Books/Crop-Rotation-on-Organic-
Farms/Text-Version/Physical-and-Biological-Processes-In-Crop-Production/Management-of-
Insect-Pests-with-Crop-Rotation-and-Field-Layout
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conjecture in social interaction. Journal of Personality and Social Psychology, 42(6), 1025–
1035. https://doi.org/10.1037/0022-3514.42.6.1025
Tim Russell. (1997). Pair wise ranking made easy. PLA Notes (1997), Issue 28, Pp.25–26, IIED London.
Wahome, J. (2016). All on pests and diseases that stop your produce from reaching. Retrieved April 5,
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from-reaching-export-market/2301238-3112876-k7pslu/index.html
Wawa, B. (n.d.). Scientists tackle deadly fall armyworm infestation devastating maize in southern Africa
| CIMMYT. International Maize and Wheat Improvement Center. Retrieved April 5, 2018, from
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Zehnder, G. (2011). Planning Crop Location and Timing to Avoid Insect Pests - eXtension. Retrieved
April 5, 2018, from http://articles.extension.org/pages/18575/planning-crop-location-and-
timing-to-avoid-insect-pests
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9 Appendices Appendix 1: Synopsis
Appendix 2: Updated Questionnaire
Appendix 3: Updated SSI guide
Appendix 4: Updated PRA and Focus group guideline
Appendix 5: Overview of the applied methods
Appendix 6: Overview of the conducted SSIs
Appendix 7: Research design
Appendix 8: Recommendation Posters
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Final Synopsis
Control methods strategies against the pest “Fall Armyworm” in Nyeri County,
Kenya
Interdisciplinary Land Use and Natural Resource Management (5440-B3-3F18)
23.02.2018
Iason Koutroumpelas - trl799
Manon Bourqui - bmq694
Laura Møller Schmidt - frv103
Simon Siantidis - bsr899
Supervisors: Christian Pilegaard Hansen & Lise Tjørring
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Table of Contents Introduction...............................................................................................................................................IVMethodology..............................................................................................................................................VI
Participatory observation.................................................................................................................................................VIIQuestionnaire......................................................................................................................................................................VIISemi-Structured Interview...............................................................................................................................................VIIMap using a GPS..............................................................................................................................................................VIIIParticipatory Rural Appraisal (PRA)..........................................................................................................................VIIIFocus Group......................................................................................................................................................................VIII
References..................................................................................................................................................IXAppendix.....................................................................................................................................................XI
Matrix......................................................................................................................................................XI
Timetable.............................................................................................................................................XIII
Questionnaire concerning the Fall Armyworm infestation in Giathenge, Kenya......................XV1. General information......................................................................................................................................................XV2. Background information about the respondents....................................................................................................XV3. Respondents interconnection with the FAW pest..................................................................................................XV4. Respondents knowledge concerning the FAW pest.............................................................................................XVI5. Respondents actions to manage the FAW infestation.........................................................................................XVI6. Further contact............................................................................................................................................................XVII
Semi-Structured Interviews Guide...............................................................................................XVIII
PRA and Focus Group Guide...........................................................................................................XXI Abbreviations CABI: Centre for Agriculture and Biosciences International
FAO: Food and Agriculture Organization of the United Nations
FAW: Fall Armyworm
KALRO: Kenya Agricultural & Livestock Research Organization
KEPHIS: Kenya Plant Health Inspectorate Service
PCPB: Pest Control Products Board
ICIPE: International Centre of Insect Physiology and Ecology
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Introduction Pests3 on agricultural crops, which negatively affect production, livelihoods and food security have been
part of the history of sub-saharan countries including Kenya (Geddes, 1990). Production levels of staple
crops are hindered by yield losses through pests in the highlands of Kenya. Grisley (1997) estimated
yield losses for maize and beans at 57% and 42% in the Central Highlands of Kenya, which shows the
relative importance of pests. As James Wahome (2016), the ‘Acting General Manager’ of the
‘Phytosanitary Services’ at Kenya Plant Health Inspectorate Services (Kephis) explains, there can be
six common major pests outlined, which affect agricultural crops in Kenya. Among these pests are the
Thaumatotibia leucotreta, Liriomyza spp, Bemisia tabaci, Bactrocera invadens, Ralstonia solanacearum
and Tuta absoluta (Wahome, 2016). However, African countries including Kenya have to face a new
threat for their agricultural production. Still recovering from the aftermaths of a heavy drought in 2016,
Kenya experienced devastating impacts of the Spodoptera Frugiperda, 'Fall Armyworm' (FAW) pest for
the first time in 2017 (FAO, 2017). The FAW is a migratory pest and native to tropic and subtropic
regions of the Americas. First evidence of the FAW in Africa was found in 2016 in Central and Western
African countries. It feeds on over 80 plant species and can cause tremendous destruction and yield
reduction of major crops such as maize, if not managed adequately (CABI, 2018).
Food security and livelihoods are endangered by the FAW in Kenya, as maize is the main staple crop
for many smallholder farmers in Kenya and in Nyeri County, the area of the field study (FAO, 2017b).
The FAW prefers to feed on maize. Action is needed urgently to manage the impacts of the pest and to
keep them low. As a part of this management, scientific assessments of the agricultural, economic and
social impacts of the FAW pest in Kenya are necessary (FAO, 2017b). Moreover, these assessments are
scarce until now due to the recency of the pest in Africa and farmers lack of knowledge on how to
manage the pest efficiently. This leaves a knowledge gap about which or if measures are currently
operating in the region of Nyeri to enhance knowledge concerning the pest. This shall be focused in the
field study (FAO, 2017b).
However, as national food security is due to the FAW pest an explicit concern, political actions to tackle
the FAW infestation in Kenya were launched by the ‘Ministry of Agriculture, Livestock and Fishery’ in
2017. It introduced an multi-institutional team with experts of institutions of the ‘Kenya Agricultural &
Livestock Research Organization’ (KALRO), the ‘Kenya Plant Health Inspectorate Service’ (KEPHIS),
the ‘Centre for Agriculture and Biosciences International’ (CABI), the ‘Pest Control Products Board’
(PCPB), the ‘International Centre of Insect Physiology and Ecology’ (ICIPE), the 'Plant Protection
Services' and the 'State Department of Agriculture of Kenya'. Since then studies concerning the FAW
pest in Kenya are scarce, the governmental programme emphasises the buildup of capacities on a
3 In this context, ‘pest’ is defined as the occurrence of damage to a plant through an insect (Hill, 1983)
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national and county level concerning monitoring, problem identification and management (Kenyan State
Department of Agriculture, 2017). This takes place through trainings for public and private service
providers, sellers and applicants of pesticides, researchers, farmers and the public. Part of these training
programmes aims to provide knowledge on how to detect the FAW as part of an early warning system,
which is complemented by monitoring the plants to recognize early stage damages. Furthermore,
technical skills are being instructed. These include recommendations of early planting patterns or the
use of pheromone mass traps (Kenyan State Department of Agriculture, 2017). Although the programme
includes the knowledge transfer of chemical pesticide use, such as Diazinon or Alpha Cypermethrin,
alternative, sustainable, non-chemical pesticide methods are not included in the teaching programme, a
fact that create questions to what extent farmers are aware of non-chemical pesticide management
methods and if they are applied (Kenyan State Department of Agriculture, 2017).
As programmes, which are carried out to tackle the FAW pest in Kenya include the distribution of
chemical pesticides to maize farmers, who are not accustomed to applying pesticides in maize farming.
Issues might arise eventually, since ingredients of pesticides have shown to be toxic for the human health
and the environment (Damalas, 2011). Exposure to toxic chemical pesticide ingredients is the most
common health threat for farmers in developing countries (Konradsen, 2003). Furthermore, poor
pesticide application can lead to environmental and economical drawbacks and should therefore be of
concern. Due to these reasons, sustainable agricultural practices need to be promoted in Kenya, and non-
chemical pesticide alternatives should be taken into account (FAO, 2017b). To contribute to a more
sustainable pest management approach, the research question of the field trip is: What is the potential
of non-chemical-pesticide adaptive methods of the FAW infestation in Giathenge (Nyeri)?
As mentioned above different control methods can be used against the FAW attacks and though the fall
Armyworm may be relatively new in Africa, it is a well-known pest on the American continents
(FAO,2017). Therefore, it can be useful to take a look at methods already being used in preventing the
FAW infestation.
Some existing management practices can be adopted directly, after a validation performed by tests
(FAO,2017b). The use of pesticides is the most common response to FAW infestations but probably not
the most suitable one. Most smallholders in Africa do not apply pesticides in maize farming and the
introduction of pesticides in maize might lead the production to be economically unsustainable, as
continuously buying pesticides will increase the expenses of the production (FAO, 2017b). Moreover,
pesticides negatively affect the distribution and diversity of natural enemies of the FAW, enemies that
would naturally help regulate the FAW population (FAO, 2017b). And as already mentioned, chemical
pesticides can be harmful for humans and the environment.
There are several alternative methods to chemical pesticides:
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Biological pesticides: There are different biological pesticides that can substitute the use of chemical
insecticides. These pesticides are usually by-products of parasites and pathogens and have been applied
in many American countries with high efficiency against FAW. At the time, there are not available
papers in the application of biological pesticides in the African region and Kenya, however, FAO and
other agents are planning to promote integrated pest management practices in the long term.
Push-pull method: According to Midega et al. (2017) a study in Kenya showed that the damage from
the FAW on the plants decreased and the yield of maize got significantly higher, when using a push-
pull method. This can be achieved by intercropping grasses that will either repel or attract the pest.
Introducing natural enemies: The FAW has a variety of natural enemies, predators, parasitoids and
pathogens, that attacks the FAW in different stages of its life cycle. Natural enemies can be important
in order to control the pest (Cabi, 2018). There are a lot of natural enemies of the FAW. The complication
with introduction of these are depending on the particular case and if the specific species are indigenous
to the area or not.
Hybrid plants, GMCs: Cross-pollinated and genetic modified plants that have been introduced mainly
in the Americas, seems to effectively regulate the density of FAW in maize (e.g. Bacillus thuringiensis
maize) (Chilcutt el al., 2006).
Pheromone traps: Pheromone traps are considered an effective tool to detect the arriving of the FAW
and other pests and thereby act as an early warning system. Pheromone traps can be helpful in tracking
migration patterns of FAW´s and monitoring of the speed in which the pest is spreading. (FAO,2017).
These different alternatives might serve a more economical and environmental sustainable way, to
control pests in small-scale maize farming in Kenya. Before any changes are done it is important to
consider the complications and pitfalls existing in the various methods.
Nevertheless, there is no literature to be found in whether the governmental programme is active in the
region around Othaya in Nyeri, which will be the location area of the field study. Thus, it is going to be
essential to examine the knowledge of farmers concerning the FAW pest to understand why and how
certain pest management methods are used.
Methodology The study is interested in gaining a deeper understanding of people's thinking concerning pest stresses
and how a community as a whole reacts in such a situation. Different actors such as farmers, pesticide
retailers or state officials are affected differently by the pest and therefore perceptions of the pest will
presumably differ. As we assume a close link between the perception of the pest and the acceptance of
management methods, the field study aims at examining the link between perceptions and actions and
look at the potentials of alternative non-chemical pesticide management methods. We are a group of
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people from various academic backgrounds and cultural traditions, thus our approach on the field will
be a combination of diverse methods. The field study will give us knowledge from indigenous people
but also from each other under various conditions. In order to answer our research question and
objectives, the following section is describing our proposed methods. The high number of persons in
our group will allow us to split in different groups for work tasks. However, that means we need to have
a good communication between members and write down all the information we receive.
Participatory observation
During all the fieldwork in appropriate moments, some observations may be done in various forms. To
participate in the everyday life is a good way to gain information and some practices/behaviors that
might not be conducted through interviews or questionnaires because they not always happen on a verbal
level. If possible and with the agreement of the person, notes can be taken during the observation.
Otherwise a moment should be taken afterwards to have a written path in order to share the information
with the other members of the group. This method can provide, for example, information about the
knowledge of the farmers concerning the pest and also about practices, that farmers execute but do not
expect to influence the pest. Nevertheless, these practices can be relevant for our report.
Questionnaire
Questionnaires will be the first main step of our data collecting. The questionnaires will be conducted
with the help of an interpreter to translate the written questions and then in reverse to translate the answer
of the respondent. The group’s target will be the farmers themselves with a goal of approximately 40
participants. This aims at answering various of our objectives. First, it will give us an idea of the
repartition of the pest on the land and how it impacts the household and assess the maize losses.
Secondly, it will bring us an idea of the knowledge of the farmers about the pest and how they gained
this knowledge. Finally, questions will be asked about actions taken to control the pest and if the farmers
use pesticides.
Semi-Structured Interview
The semi-structured interview will be conducted with three different group of actors. The first one is, in
continuity with questionnaires, with the group of farmers. The questionnaires will help as a support to
conduct the interviews and choose a smaller group of participants (5-10 Interviews) who are of our
interest to answer our objectives. The objectives we attend to answer with this method is focusing on a
deeper overview of the farmers’ knowledge about the pest, the control methods applied and their
limitations or advantages. As well it will be observed if the pest influences the food security of the
household in respect of economical, changes of habits or/and others unknown aspects.
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The second group of actors will consist of a representative of the government with a number of
approximately 2-3 interviewees. Those interviews aim at learning about a more general point of view
and at trying to understand the position of the government, if for example they provide some help to the
farmers to control the pest. The last group will be interviewed will be pesticide resellers with again
approximately 2-3 interviews. The focus of those interviews will be on learning what they advise to
control the pest and their knowledge of it.
Map using a GPS
Closely linked with the questionnaires and the interviews 2 distinct map will be made. The first map
will be a GPS point map representing the area where we saw the FAW or that the farmers told us having
some. As mentioned, these observations will be done during the questionnaires and the interviews but
could also be done during some participatory observations. The second map is also a GPS map but this
time with various colors points representing the different methods used to control the pest. These two
maps have the purpose to answer the repartition of the pest objective in addition to represent
geographically the distribution of the various methods.
Participatory Rural Appraisal (PRA)
The PRA method will help us to have a better representation of our field area, gain valuable knowledge
about the control method with a perspective of a group of people from the indigenous community. The
two PRA will take place during a meeting we will organise. The first PRA method is a mapping exercise
of the area where they live with the position of the maize field. Then we will ask them to draw where
pest touched the area and finally add the control methods they take/took.
The second PRA exercise is a ranking type with pairwise table. We will first explain simply using some
pictures of some methods already applied in other places (that could be some methods they already use)
to the guests of the meeting. Then, they will have to fill the table comparing two methods which one
they think being the best in their case. It will be followed by a small discussion about the reasons they
choose such method more than another. This method aims to show us the acceptance of the various
methods and the pros and cons.
Focus Group
A focus group will follow the PRA method with the same group of people. We will ask the people who
were interviewed to come and open to who is interesting to the topic. We hope that the practical exercises
before will lead the people to an open discussion. The discussion will focus on the future plan the farmers
wish to take and observe how they want to organize themselves in order to control the pest. What are
the barriers to implement such methods and will show us if some sources of knowledge are more
influential than others?
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References
CABI (2018): Invasive species compendium-Detailed coverage of invasive species threatening
livelihoods and the environment worldwide. [Online] Last accessed 16/02/2018.
https://www.cabi.org/isc/datasheet/29810
Chilcutt. F.C, Odvody.G.N, Correa. J. C, Remmers.J (2006): Effects of Bacillus thuringiensis
Transgenic Corn on Corn Earworm and Fall Armyworm (Lepidoptera: Noctuidae) Densities
Entomologocal Society of America. [Online] Last accessed 18/02/2018
http://www.bioone.org/doi/full/10.1603/0022-
0493%282007%29100%5B327%3AEOBTTC%5D2.0.CO%3B2
FAO (2017a): Fall armyworm spreads to East Africa; [Online] Last accessed: 16/02/2018
http://www.fao.org/emergencies/fao-in-action/stories/stories-detail/en/c/882822/
FAO (2017b): Sustainable Management of the Fall Armyworm in Africa. FAO programme for action.
[Online] Last accessed: 22/02/2018
https://drive.google.com/drive/folders/1t_gHJW_-rvhhyoo5rSbcN5g1FcHOEQZ8
Grisley, W.(1997): Crop-pest yield loss: a diagnostic study in the Kenya highlands. International
Journal of Pest Management, 43(2), pp.137-142.
Hoeschle-Zeledon, I., P. Neuenschwander and L. Kumar.( 2018): Regulatory challenges for biological
control. The CGIAR System wide Program on Integrated Pest Management.
Hill, D.S., (1983): Agricultural insect pests of the tropics and their control. CUP Archive.
Kenyan State Department of Agriculture (2017): Fall Armyworm (Spodoptera frugiperda)
Konradsen, F., van der Hoek, W., Cole, D.C., Hutchinson, G., Daisley, H., Singh, S. and Eddleston,
M.(2003): Reducing acute poisoning in developing countries ,options for restricting the availability of
pesticides. Toxicology, 192(2-3), pp.249-261.
Midega C.A.O, Pittchar J .O, Pickett .J .A, Halilu .G.W, Kahn. Z.R. (2017): (A climate-adapted push-
pull system effectively controls fall armyworm, Spodoptera frugiperda (J E Smith), in maize in East
Africa. International Centre of Insect Physiology and Ecology (icipe), Nairobi, Kenya.
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John L. Capinera. (1999). common name: fall armyworm scientific name: Spodoptera frugiperda (J.E.
Smith) (Insecta: Lepidoptera: Noctuidae). [Online] Last accessed 17/02/2018
http://entnemdept.ufl.edu/creatures/field/fall_armyworm.htm#intro.
Idrissa Maiga et al., (2017). the Fall armyworm Spodoptera frugiperda, the new maize pest in West
Africa, has reached Niger. [Online] Last accessed 16/02/2018.
http://www.agrhymet.ne/eng/PDF/Bulletin%20special%20Chenille_eng.pdf.
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Appendix
Matrix Research Question(s) Objectives Sub-Questions Data Required Methods Equipment
What is the potential of non-chemical pesticide adaptive methods of the FAW infestation in Giathenge?
Assessment of the distribution of the pest on the field
1. Where the pest is observed? 2. Do certain geographical factors influence the extent of the pest? 3. When was the pest first discover in the area?
Geographical conditions
Mapping Questionnaire PRA mapping Participatory observation Interview
GPS Pen and paper
Assessment of maize yield losses due to Spodoptera frugiperda infestation and other parameters
1. What is the economic impact of the lost yield? How much money do people lose? 2. Is the food security in the area threatened due to the pest? 3. What kind of other parameters (pest) can induce a loss in the maize field? Is it possible to isolate yield losses due to the pest from other causes?
Numbers of yield and losses (in percentage or estimates/ perceptions) 1 2 3 Ask farmer and government
Interview Focus Group Questionnaire
GPS Pen and paper Audio recorder?
Assessment of present knowledge of the farmers concerning the pest
1. How do actors identify the pest 2. What do they know about the pest biology (life cycle)?
Interview Questionnaire
Pen and paper Audio recorder
Assessment of the origin of the recommendations of knowledge / actions /pesticides
1. Who is providing knowledge? 2. How is knowledge transferred? 3. Are there differences in the quality of provided knowledge?
Programme brochures
Participatory observation Interview Focus Group
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What actions are taken to manage the pest by individuals and why?
1. Who is using which strategies due to which reasons (access, costs, knowledge)? Why do they differ? 2. Assessment of the success of the applied strategies 3. Where are pesticides used?
Prices of pesticides Interviews
Questionnaire Interview PRA comparative Mapping Participatory observation
Poster/ material to illustrate
What are the alternative methods to control and prevent the FAW ( to substitute chemical pesticides) and how is the acceptance of famers on these alternatives?
1. Push pull systems 2. Pheromone traps 3. Communication platform (prevention method)? 4. Biological control 5. Natural enemies 6.Is their application possible? What are the costs? Will they be beneficial for farmers?
Studies from different countries
Questionnaires Interviews PRA and Focus group Participatory observation
Audio recorder Pen and paper
(How is the communal life affected by the pest? )
1. Do people feel left alone with the problem? 2. How do people assign responsibility concerning the pest (management or maybe cause)? 3. Do management actions of some affect others? Do people work together or do conflicts arise? 4. How does the community react as a whole?
PRA Focus group Interviews
Posters/ material to illustrate Audio recorder
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Timetable
Friday 2 Saturday 3 Sunday 4 Monday 5 Tuesday 6 Wednesday 7
Goal of the day
Person in charge of the day
Iason Laura Simon Manon Iason Laura
Morning Travelling from Nairobi Wangari Maathai Day Church
Questionnaires + GPS
Points / Contact
government and
pesticide company
Interview government
/pesticide
Interview government
/pesticide
Lunch
Afternoo
n
Exploring area, meeting
new friends and
observatory methods
Questionnaire + GPS
Points
Questionnaires + GPS
Points
More Questionnaire? /
analzing data we have for
interview
Interview government
/pesticide Interview farmer
Dinner
Evening Meeting and Test the
Questionnaires Meeting Meeting Meeting Meeting Meeting
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Thursday 8 Friday 9 Saturday10 Sunday 11 Monday 12 Tuesday 13
Goal of the day
Person in charge of the day
Simon Manon Iason Laura Simon Manon
Morning Interview farmer Interview farmer Interview farmer Church ? Feedback in Othaya Back to Nairobi
Lunch
Afternoon Interview farmer Interview farmer Focus group + PRA of
dfrawing
Dinner
Evening Meeting Meeting Meeting Meeting Farewell party
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Questionnaire concerning the Fall Armyworm infestation in Giathenge, Kenya
For the surveyors: Remember to inform the respondents thoroughly about the purpose (topic, how the data will be used, learning purpose). Introduce yourself and present the goal of the survey. It makes sense to ask the respondent before conducting the interview if they grow maize on their land to avoid wasting time giving out questionnaires to people who do not grow maize.
1. General information
GPS point: Interviewer:
Date and time: Translator:
Interview number:
2. Background information about the respondents
2.1. What is your full name (optional) ? 2.2. What year were you born/ how old are you? 2.3. How many persons live in your house? 2.4. What is your position in your household? 2.5. How many years did you go to school? 2.6. What is your occupation/job?
3. Respondents interconnection with the FAW pest
3.1. Do you use any pesticide? 3.2. How many bags/kg/other measurements of maize do you usually harvest (estimation)?
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3.3. What do you do with your maize (Circle more than one answer if needed)? a. Eat it b. Sell it c. Trade it d. Others: ___________________________________________________
3.4. Did you experience significant maize yield losses last year?
a. Yes b. No c. Do not know
3.4.1 If yes, can you estimate your maize yield losses (bags or other named measurement method)? 3.4.2 If yes, were your maize yield losses bigger compared to other years?
a. Yes b. No c. Do not know
4. Respondents knowledge concerning the FAW pest
4.1. Do you know the Fall Armyworm? (Picture) a. Yes b. No
4.2. Have you seen it on your fields?
a. Yes b. No c. Do not know
4.3. If yes, do you think it is responsible for your maize yield losses?
a. Yes b. No c. Do not know
5. Respondents actions to manage the FAW infestation
5.1. Did you ever take actions to manage yield losses on your maize fields? a. Yes b. No
5.1.2. If yes which management methods do or did you use?
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5.2. Did you ever take special actions to manage the FAW pest? a. Yes b. No
5.2.1 If yes, do or did you use any of these control methods?:
a. Chemical pesticide b. Others:
c. Do not know
6. Further contact
6.1. Would you agree to do an interview concerning the topic? a. Yes b. No
6.2 If yes, how can we contact you? Telephone number?
For the surveyor: Ask if the respondent has some questions and don’t forget to thanks for taking some time for the survey. Surveyor’s notes:
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Semi-Structured Interviews Guide How do we select interviewees based on results of the questionnaires? Proposed number of interviewees: 5-10 persons Selection criteria:
1. Must be affected by the Fall Armyworm pest (based on own perception) 2. Takes actions to manage the pest 3. Does not take action to manage the pest 4. Gave consent to do an interview in questionnaire
Number 2 and 3 allows us to form ‘groups’ of people that might be compared. Leading question for the SSIs with farmers (order might change during interview)
1. Introduce our project and our research goal
2. How do you experience the worms presence?
3. When did you observed it for the first time?
4. Is it different from other pests that you experienced?
5. Can you identify the Fall Armyworm? How do you do it?
6. Do you have knowledge about its life cycle? (Moths and caterpillars look, where and
when they lay their eggs? About its rapid distribution in the field)
7. How do you control the pest in the field? Do you use preventive methods? Do you use
monitoring methods?
8. How did you choose the management method that you are applying and why? How did
you learn them? Do they success?
9. If not already stated: Do you use pesticides? What is their price? Do you consider them
to be expensive? Where do you buy them? How do you apply them? Who showed you
to use them? Do you think they are effective against the pest?
10. For farmers who do not apply any method yet: Why are you not taking actions to control
the pest yet? Costs, knowledge, labour time?
11. How did the yield losses/ the pest affect the food supply for your household? What did
you do to compensate the losses? (Eating less, taking other jobs to earn money etc.)
12. Do you know other people in the community that are affected by the pest? Do you help
each other? Did somebody help you?
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How do we select interviewees, who are working or owning pesticide shops? Proposed number of interviewees: 2-5 Selection criteria:
1. Owning or working in a chemical pesticide retail shop 2. Willing to speak with us
Leading questions for the SSIs with pesticide shop owners/ workers (order might change)
1. Introduce our project and our research goal
2. Have you heard of the Fall Armyworm pest?
3. When did you first hear about it? When did it come to this region?
4. Can you identify it or distinguish from other pests? What do you know about its life
cycle? (Moths and caterpillars look, where and when they lay their eggs? About its rapid
distribution in the field)
5. Where did you get your knowledge about the pest?
6. Is it different from other pests? Do you recommend a specific pesticide do fight it? Did
the demand or sale for chemical pesticides go up to fight it?
7. Do you only sell pesticides, or do you also give advice to farmers on how to use them?
If yes, how does your advice look like?
8. Is there other methods that can be used with (chemical) pesticides?
9. Do you recommend only pesticides?
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How do we select interviewees, who are governmental official? Proposed number of interviewees: As many as available Selection criteria:
1. Is a governmental official working in the agricultural field? Leading questions for the SSIs with governmental officials (order might change)
1. Introduce our project and our research goal
2. When was the pest first observed in the region?
3. Is it different from other pests in relation to yield losses, distribution?
4. What do you think about the pest? How does it affect the region (Nyeri, Othaya) and its
farmers?
5. Have you/ the government quantified the impacts of the pest? (economical losses, yield
losses)
6. How do you evaluate the knowledge of the farmers about the pest? Do they know
enough to deal with it?
7. Is there a plan active in the region? To what extent? (Does this control programme differ
from other programmes in the past/ compared to the pests?)
8. Do the governmental actors provide/ distribute enough information and money to the
farmers to control the pest?
9. What do you think about pesticides use? Do you consider it a long-term solution?
10. What is the next step? Dow do you plan to control the pest in the future?
11. Do you believe the future plan will be effective and why?
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PRA and Focus Group Guide
Plan for the PRA-Mapping
- Make different groups
- Let these group do maps of the area including their maize fields and worm attacks and
the various methods applied.
- This will take place in different steps.
- After and during we will discuss the results of the maps and the methods used in the
community and why and how it works.
Material needed:
Big papers, markers in different colors, beverages and snacks
Plan PRA: Pair-wise ranking /compare alternative control methods
Q. Which is method is the best
GMO/Hybrid Push-pull Pheromone
traps
introduce
natural
enemies
early
warning
social app
GMO/Hybrid
Push-pull
Pheromone
traps
introduce
natural
enemies
early warning
social app
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Plan for the focus group discussion
- Discussion of future plans / desires or what is most likely to be taken into consideration
- What are the complications with the implementations of the different methods
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Appendix 2 Updated Questionnaire concerning the Fall Armyworm infestation inGiathenge, KenyaFor the surveyors: Remember to inform the respondents thoroughly about the purpose(topic, how the data will be used, learning purpose). Introduce yourself and present the goal ofthe survey. It makes sense to ask the respondent before conducting the interview if they growmaize on their land to avoid wasting time giving out questionnaires to people who do notgrow maize.We are students of Copenhagen University and Nairobi university. And we are here toinvestigate the pest FAW on maize and possible solutions against the pest . All of the answerswill stay NN1. General information GPS point: Interviewer:
Date and time: Translator:
Interview number:
2. Background information about the respondents2.1. How many persons live in your house?2.2 How long have you lived here?2.3. What are you civil status-Married-Single-Widow-Divorced2.4. When were you born? Year?2.5. What is your position in your household?- head of household-other2.6. What is you level of education?2.7. What is your occupation/job?2.8. Do you have other sources of incomes?Ex. pension, business2.9. How much land do you own?2.10. How much of your land is rented?
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3. Respondents interconnection with the FAW pest3.1. Did you use any chemical pesticides last year?If yes: on which crops?CoffeeMaizeOther Veggies3.2. how many acres/m2 of maize field do have?3.3. How many bags/kg/other measurements of maize do you usually harvest(estimation)?
3.4. how many times a year do you harvests maize? and when?3.5 Do you have different varieties of maize?3.6. What do you do with your maize (Circle more than one answer if needed)?a. Eat itb. Sell itc. Trade itd. Others: ___________________________________________________3.7. Do you use any fertilizer?-yes-no3.7.1 If yes: what kind?3.8. Did you experience significant maize yield losses last year?a. Yesb. Noc. Do not know3.8. What were the main challenges that coursed the losses last year?3.9 If yes, were your maize yield losses bigger compared to other years?a. Yesb. Noc. Do not know4. Respondents knowledge concerning the FAW pest4.1. Do you know the Fall Armyworm? (Picture)a. Yesb. No4.2. Have you seen it on your fields?a. Yes
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b. Noc. Do not knowd. Neighbours4.3. If yes, do you think it is responsible for your yield losses on maize?a. Yesb. Noc. Do not know5. Respondents actions to manage the FAW infestation5.1. Did you take actions to manage yield losses on your maize fields last year?a. Yesb. No5.1.2. If yes which management methods do or did you use?
5.2. Did you ever take special actions to manage the FAW pest?a. Yesb. No5.2.1 If yes, do or did you use any of these control methods to manage the FAW pest?:a. Chemical pesticideb. Otherc. Do not know6. Further contact6.1. Would you agree to do an interview concerning the topic?a. Yesb. No6.2 If yes, how can we contact you? Telephone number?What is your name ?For the surveyor: Ask if the respondent has some questions and don’t forget to thanks fortaking some time for the survey.Surveyor’s notes:
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Appendix 3
Semi-Structured Interviews GuideHow do we select interviewees based on results of the questionnaires?Proposed number of interviewees: 5-10 personsSelection criteria:1. Must be affected by the Fall Armyworm pest (based on own perception)2. Takes actions to manage the pest3. Does not take action to manage the pest4. Gave consent to do an interview in questionnaireNumber 2 and 3 allows us to form ‘groups’ of people that might be compared.Updated guiding questions for the SSIs with farmers (order might change during interview)1. Introduce our project and our research goal2. How do you experience the worms presence?3. When did you observed it for the first time?4. Is it different from other pests that you experienced?5. Can you identify the Fall Armyworm? How do you do it?6. Do you have knowledge about its life cycle? (Moths and caterpillars look, where andwhen they lay their eggs? About its rapid distribution in the field)7. How do you control the pest in the field? Do you use preventive methods? Do you usemonitoring methods?8. How did you choose the management method that you are applying and why? Howdid you learn them? Do they success?9. If not already stated: Do you use pesticides? What is their price? Do you considerthem to be expensive? Where do you buy them? How do you apply them? Whoshowed you to use them? Do you think they are effective against the pest?10. For farmers who do not apply any method yet: Why are you not taking actions tocontrol the pest yet? Costs, knowledge, labour time?11. How did the yield losses/ the pest affect the food supply for your household? What didyou do to compensate the losses? (Eating less, taking other jobs to earn money etc.)12. Do you know other people in the community that are affected by the pest? Do youhelp each other? Did somebody help you?
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13. Did you report the infestation to an official?14. Why do you think are you affected? How do we select interviewees, who are working or owning pesticide shops? Proposed number of interviewees: 2-5Selection criteria:
1. Owning or working in a chemical pesticide retail shop 2. Willing to speak with us
Updated guiding questions for the SSIs with pesticide shop owners/ workers (order might change)
1. Introduce our project and our research goal
2. Have you heard of the Fall Armyworm pest?
3. When did you first hear about it? When did it come to this region?
4. Can you identify it or distinguish from other pests? What do you know about its life cycle? (Moths and caterpillars look, where and when they lay their eggs? About its rapid distribution in the field)
5. Where did you get your knowledge about the pest, maize seeds and pesticides?
6. Is it different from other pests? Do you recommend a specific pesticide do fight it? Did
the demand or sale for chemical pesticides go up to fight it?
7. Do you only sell pesticides, or do you also give advice to farmers on how to use them? If yes, how does your advice look like?
8. Is there other methods that can be used with (chemical) pesticides?
9. Do you recommend only pesticides?
10. Do you think some maize varieties are more resistant?
11. Who decides the price of the pesticides?
12. Did many people buy pesticides to fight the FAW?
13. Do you think pesticides are affordable for everyone?
14. What do you think about biological control methods?
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How do we select interviewees, who are governmental official?
Proposed number of interviewees: As many as availableSelection criteria:
1. Is a governmental official working in the agricultural field? Updated guiding questions for the SSIs with governmental officials (order might change)
1. Introduce our project and our research goal
2. When was the pest first observed in the region?
3. Is it different from other pests in relation to yield losses, distribution?
4. What do you think about the pest? How does it affect the region (Nyeri, Othaya) and its farmers?
5. Have you/ the government quantified the impacts of the pest? (economical losses, yield
losses)
6. How do you evaluate the knowledge of the farmers about the pest? Do they know enough to deal with it?
7. Is there a plan active in the region? To what extent? (Does this control programme differ
from other programmes in the past/ compared to the pests?)
8. Do the governmental actors provide/ distribute enough information and money to the farmers to control the pest? What about the pesticide samples?
9. What do you think about pesticides use? Do you consider it a long-term solution?
10. What is the next step? Dow do you plan to control the pest in the future?
11. Do you believe the future plan will be effective and why?
12. Do you think there are disadvantages in the use of pesticides?
13. Do you know/promote other methods?
14. Are there other agricultural organizations active in the region? (e.g. FIPS Africa, CABI)
15. If yes. How do they work? What kind of help do they provide? Are they in contract with
the government?
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Appendix 4
Updated PRA plan Plan for the PRA-Mapping
- Make different groups
- Let these group do maps of the area including their maize fields and worm attacks and
the various methods applied.
- This will take place in different steps.
- After and during we will discuss the results of the maps and the methods used in the
community and why and how it works.
Material needed:
Big papers, markers in different colors, beverages and snacks
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Plan PRA: Pair-wise ranking /compare alternative control methods
Q. Which is method is the best
Resistant varieties Promote
biodiversity
(push-pull)
Monitoring Pheromone traps Early warning
social app
(sms)
Crop rotation Earlu planting
Resistant varieties
Promote biodiversitz
(push-pull)
Monitoring
Pheromone traps
Early warning social
app (app)
Crop rotation
Early warning social
app
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Updated Focus Group Discussion Following subjects will be discussed:
• Future plans for fighting the FAW pest
• Which alternative control methods is most likely to be taken into account, and why.
• Advantages and disadvantages
• Collaboration – working together in monitoring the FAW pest
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Figure 10. Map made during PRA mapping exercise
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Appendix 5
Overview of applied methods
Overview of applied methods
40 Questionnaires
1 Pilot Test of Questionnaire
1 Observation
1 Transect Walk
8 Semi-Structured Interviews with Farmers
5 Semi-Structured Interviews with Agrovets
1 Semi-Structured Interview with Officer
2 Participatory Rural Appraisal exercises
1 Focus Group meeting
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Appendix 6 Overview of the conducted SSIs Interview number 1 Interview number 10Name: Jacke Name: Agrovet 1Date: 06/03/2018 Date: 07/03/2018Interview number 2 Interview number 11Name: Margaret 1 Name: Agrovet 2Date: 06/03/2018 Date: 07/03/2018Interview number 3 Interview number 12Name: Myryam Name: Agrovet 3Date: 06/03/2018 Date: 07/03/2018Interview number 4 Interview number 13Name: Benson Name: Agrovet 4Date: 07/03/2018 Date: 07/03/2018Interview number 5 Interview number 14Name: Lucy Name: Agrovet 5Date: 06/03/2018 Date: 07/03/2018Interview number 6Name: AgnesDate: 06/03/2018Interview number 7Name Margaret 2Date: 07/03/2018Interview number 8Name: RoseDate: 06/03/2018Interview number 9Name: Agricultural OfficerDate: 07/06/2018
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Appendix 7 Research Design This single-case study took place from the 2th to 12th of March 2018 in the region around the
settlement of Giathenge, which is in the Kenyan County of Nyeri.The research relied on a
combination of quantitative and qualitative data collection methods to maximize the credibility
of the research findings and to complement possible strengths or weaknesses of a specific
data collection method (Johnson et al. 2003 p. 299).
The research included 40 questionnaires with farmers, semi-structured interviews with 7
farmers, 5 agro-vets and one ‘Agricultural Officer’. In addition to this, participant observation
was being carried out during our stay at different times.
Data Providers
Three different data/ information providers were selected to be part of the research to ensure
a variety of background knowledge, opinions and interests. These three data providers were
farmers in the area of Giathenge, so called Agro-vets in Giathenge and Othaya, which are
pesticide selling shops and the ‘Agricultural Officer’ of the region of Othaya, who is also
responsible for the region around Giathenge.
Data Collection
Data was collected by two groups. One group consisted of two Danish students, one elder
and one translator, while the other group consisted of two Danish students, one Kenyan
student and one translator.
Either the elder or the translator introduced our research topic, when approaching new data
providers. This happened in Swahili for the purpose of building up trust, since most
interviews took place in the private homes of farmers. The interview with the Agricultural
Officer was the only exception and the research introduction was held in English. The data
collection was either done in English or in Swahili and translators were played an essential
role in this process.
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Appendix 8
Recommendation Posters
Figure 11. Posters presented during the feedback session
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