A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007...

15
__ x_ Anu - POSITION r .. =' ·' V C' -o :) 9 : rn () 2007 PARTIES A TERMS (.-} = c - " () .. I c=0· U rri` o > · J - r ., - . C) rr'¿ · rn 0 I. 2007 Music Royalties-Amer. Society of Composers, Authors and Publishers (ASCAP) $ 253 2. $ 3. $ B. A M E N D E D R E P 0 R T AOIO(W) Rv. 1/08 FIANCIAL DISCLOSUE REPORT FOR CALENDAR YEAR 2007 Report Required b the Ethic in Goverment Act of 1978, (5 US.C app. §§101-llJ) I. Person Repordng (Last name, frst, middle initial) OWEN, Richard 2. Court or Organization U.S. Distict Cour Souther Distict of New York 3. Date of Report 5/15/08 4. Title (Article JI/judges indicate active or senior status; magitrate J ud c t indicatefll- or part-time) Senior U.S. Distict u ge 5a. Report Typ (check appropriate type) _ Nomton Date - It Fi 6. Reportng Period 1/1/07 - 12/31/07 5b. _Aende Rer 7. Chambers or Ofce Addreu 012345672240 8. On the basis of the Information contained In this Report and an 6 modifcations pertaining thereto, It Is, In my opinion, In compliance with appllca le laws and regulations. Reviewing Ofcer Date IMPORTANT NOTES: 'e instrctions accompanying thiform mut befollowed. Complete all part, checking the NONE box/or each part where you have no reporable inforation. Sign on lat page. I. POSITIONS. {Reprting individual only; see pp. 9-13 of Instrctions.) D NONE (No reporable positions.) NAM OF ORGANIZATION/ENTITY I. Trstee Manattan Schol of Muic 2. President and Boar Member N Lyric Oera Co. 3. II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.) 0 NONE (No reportble ageement.) I. rri + _ 2. III. NON-IESTMNT ICOME. (Reporting individual and spouse; see pp. 17-24 ofInstrctions.) A. Filer's Non-Investment Income D NONE (No reportable non-investent income.) DATE SOURCE A TYPE INCOM D NONE (No reportable non-investment income.) Opera and concert singer; fculty member-Manhattan School of Music; Assist. Profssor Baard/Columbia, I. 2. in voice Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section (dollar amount not required except fr bonorarla).

Transcript of A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007...

Page 1: A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007 PARTIES D TERMS c -" () .. I c=· 1 rri o>· > r.,-, C) rr' < rn 0 I.

__ x_ Annual --

POSITION

r> ......, ='

·' V2 CJ'. -o

:-.t)

9

::u rn ()

2007

PARTIES AND TERMS

(._.-} = c -"

(_,() .. Ic= · U1

rri o>·

J>-r; r.,-.., C)

rr'

·< rn 0

I. 2007 Music Royalties-Amer. Society of Composers, Authors and Publishers (ASCAP) $ 253 2. $

3. $

B.

A M E N D E D R E P 0 R T

AO-IO(WP)Rev. 1/2008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

Report Required by the Ethics in Government Act of 1978, (5 U.S.C. app. §§101-llJ)

I. Person Repor'dng (Last name, first, middle initial)

OWEN, Richard

2. Court or Organization

U.S. District Court Southern District of New York

3. Date of Report

5/15/08 4. Title (Article JI/judges indicate active or senior status;

magistrateJ

udcft8 indicate fall- or part-time) Senior U.S. District u ge

5a. Report Type (check appropriate type)

_ Nomination, Date

- Initial Final

6. Reporting Period

1/1/07 - 12/31/07

5b. _Amended Report 7. Chambers or Office Addreu

72240 8. On the basis of the Information contained In this Report and an6J modifications pertaining thereto, It Is, In my opinion, In compliance with appllca le laws and regulations.

Reviewing Officer Date

IMPORTANT NOTES: '/'he instructions accompanying this form must be followed. Complete all parts,

checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSITIONS. {Reporting individual only; see pp. 9-13 of Instructions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

I. Trustee Manhattan School of Music

2. President and Board Member NY Lyric Opera Co.

3.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.)

0 NONE (No reportable agreements.)

I. rri +:"_l

2.

III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME

D NONE (No reportable non-investment income.)

Opera and concert singer; faculty member-Manhattan School of Music; Assist. Professor Barnard/Columbia, I.

2. in voice

Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section (dollar

amount not required except for bonorarla).

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2.

2.

FINANCIAL DISCLOSURE REPORT Name of Person Reporting

Richard Owen

Date of Report

5/15/08

IV. REIMBURSEMENTS -- transportation, lodging, food, entertainment. (Includes those to spouse and dependent children. See pp. 25-27 of Instructions.)

NONE (No such reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PROVIDED OR PAID

I.

3.

4.

5.

6.

7.

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

NONE (No such reportable gifts.)

SOURCE DESCRIPTION VALUE

l. $

$

3. $

4. $

VI. LIABILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructions.)

0 NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

*Value Codes: K=$15,00l-$50,000 L=$50,00l-$100,0001=$15,000 or less N=$250,001-$500,000

P2=$5,000,001-$25,000,000

0=$500,001-$1,000,000

P3=$25,000,001-50,000,000

M=$100,001-$250,000

PI =$1,000,001-$5,000,000

P4=$50,000,00I or more

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A.

:f

::r .,.. '{

s. tN\lCol\f :J

AN $ {i)

'/ to/to

r 13\J 3/, :j \(,'M.SUt-- t Cl--ARr i L5\ Co Rf 4/3 P/M¢ MY ft-

1/i i 5'/ T]�M })ARs,H u,.1 -1' to/,9J s )) '< "Bv'i

\ -

Q \V\ OTO R() t -A 1rJC A. '1

FINANCIAL DISCLOSURE REPORT Page 4of11

Name of Peno• Report1a1

Richard Owen

D1te of Report

5/15/08

vn. INVESTMENTS and TRUSTS -'--· H/111, fnllUcdtHu (lnelda tltou O/f{HllUI 111111 UJl*llMtrt chllitttl; Sttpp. JU4 o/fllbv WtrlfCtiollJI.)

0 NONE (No reportable income, assets, or transactions.) B. c. D.

Description of A5ICtl lncomo durina Orou value It end of Tl'lllJICtiona durina reporting period (includina trust welll) reportlna period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (S)Pllco "(X)" after each met Amount Type(e.a., Value Value Type(e.a., Date Value Oaln Identity of

exempt from prior discloluR Code! div., rent, Codc2 Method buy, sell, Month- Code2 Codol buyer/seller(A-ff) or int.) (J-P) Codo3 ) Dly (J-P) (A-ff) (ifprivate

(Q-W) tramaction)

1. flt..<JA1fl-- "L\J A N 2· AN £_\} i\1-st '> A i))" 3· (lo , f;.TJ1'>of'/ Pr l)l''/ 4• 1'ow c. M )CAL. A- T)\\f :f

,::: , , 1\.\1 A vl'J 6. N e.. r i 7. \ j H-€.\ NJ._ A 'DIV :f ---)8. p t::-P--S 1\ CD 4 Vtv ·J B\J\f :( 9. µo\V\ \)a{ A 1) )\J :r -{ B" 10/q,.. :J 10. A- DJV -:r ...-(IN'\ i-

11. rJ· o 0 ':;fOti\N 50 fr '\)\V ·---r

12. A- 1JI V" 13. No e- ---(' · ::( 5PvVOf 14.

,44&€ y_.,, M IS.

}.JNfttl A ·:f 16. "DlV 17.

I. Income Gain Codes: A ..,l.OOOorleu B ..,l,001 -$2.500 C ""2,501 • S.l,000 0 "'1.l,001 - su.ooo E <>$15,001 - S.l0,000 (See Columno BI and 04) F•S50,00l ·SIOO.OOO O..SlOO,OOl ·Sl,000.000 HI ..,1.000,001 • ",000.000 H2 •More than s.1.000,000

2. Value Codco J ..,l.l,OOOor leM K-SU.001 -S.l0.000 L -$.l0,001 -$100,000 M -$100.001 -$2$0,000 (See Columno Cl and DJ) N •$230,00 I -S.l00,000 O-S.S00.001 -Sl,000,000 Pl -Sl,000,001 -S.l,000,000 P2 ,.,.l,000.001 - $2.l,000,000

Pl -S2$.000.00I • S.l0,000.000 P4 •More lhaa S.l0,000,000 J. Value Method COO.. Q•Appnial R -coot (Roal Eitale Only) S•A&lel...- T -cub Martel

(See Column C2) U=BookValue V--Oth<r w •l!stimaled

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A. D.

-1 \J Of.¥ 1"\ 'f.\l?;

6\J ./

CTI'?R A'M 1,P. ,, Pr @VALt\1\4 SARA t-Y 'S"

A- ·"\ 'Bu 10/ ·r- -1" Rvv 3/)

j""' 21· 6.ots% lo/ 3}<1(

-<

q+cl{ N l &/D Vi

N SC. r/o

t-l· l. M V\lfi f A . ll i,. g, 1' b f3 A V'l-1' t:. 4

�p.oN 1 7-ts:- A lfi\ j" 1

FINANCIAL DISCLOSURE REPORT Page 5of11

Name of Peno• Reportlaa

Richard Owen

n.te or Report

5/15/08

VII. INVESTMENTS and TRUSTS - WIHIV, Niu, ft'tufUCtitHu (llfdda ,,,_Of JJNJIUI.,.,, lilpellbllt c!tJUrut; UI pp. JUI of Jllbw llutnu:liDM.)

NONE (No reportable income, assets, or transactions.) 0 B. c.

Detcriplion of Auell Income durina Grou value at end of Trmsactiom durina reporting period (including lnllt well) rcportina period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) ($) Place "(X)" after each wet Amount Type(e.a., Value Value Type(e.a., Date Value Gain Identity of

exempl from prior disclOIUl'O Code I div., mlt, Code2 Method buy, sel Month· Code2 Code! buyer/seller(A·H) or int) (J-P) CodeJ redemption) Day (J-P) (A-H) (if private

(Q-W) lrlnsaction)

18. A DlV j"" _,,., rfJ w CvA' 19. II B\J · -21 ,,....

0

20. ,, -Z<l 21.

1>JV v 22. tVe- (f 1 23. A- J:>\V 1 24. OS S oRfr> 'D)V (f25. WI L"" (J,..J '1S A- 1HV 26. \\ 1/11Ev'{

A vJ'-f d 28. f\\t-- S01o 1\-0-o1 1> /N-f K 29. N'/ G11v.; N q,bi A IN{" I< 1 30. (Js'b &l{)t Wf 'J""A

31. llJ1tJ(:( JHS.1\ 4' VV-'\ K 1 32.

15-- 1l/\J

33. r\IVi(l\I CS-p 1;x;t{, 34.'l'J Uf.t. tJj

I. Income Gain Coda: A •Sl,000 or leu B zSl,001 - S2,500 C ><Sl,j{) I • "·000 D-$5,001 • $15,000 E ·S 15 ,00 I • $50,000

(See Colums11 8I !!Id 04) F ""°,001 • SI00,000 0 -SI00,001 ·SI ,000,000 HI -Sl,000,001 • $5,000,000 H2 •More than $5,000,000

2. Value Codes 1-S 15,000 or !coo K-Sl5,001 • $50,000 L -$50,001 • $100,000 M-SI00,001 • $250,000 (See Columm Cl and OJ) N oo$250,00I • S500,000 O -S500,00 I - S 1,000,000 Pl -Sl,000,001-$5,000,000 P2 -S5,000,00I • $25,000,000

Pl *S25,000,001 • $50,000,000 P4 *!dote than $50,000,000

J. Value Method Codes Q •Appralul R -cost (Real EJtUo Only) s "- T-CuhM..ut

(Sec Column C2) U -Boo!< Value V-otbet w Estimated

Page 5: A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007 PARTIES D TERMS c -" () .. I c=· 1 rri o>· > r.,-, C) rr' < rn 0 I.

A.

A 1)/\1 J

I

?M1WPr, :J I

J 4 ..,.. A ,

I 1U

f\M.eRv:AV' V \2.

AIM , -s '-

(-MSA- r(.) 1> 'i>l "j

Date or Report Name or Penoa Reportlq FINANCIAL DISCLOSURE REPORT Page 6<?f11 5/15/08Richard Owen

VII. INVESTMENTS and TRUSTS -1nco-. ""'u. lnttUctlotu rrnc1,,m 11wu afqaw, .u .,,llM"' cltlltlttli; ,,,,,..Ju. afJUJtw brltncdouJ

0 NONE (No reportable income, assets, or transactions.) B. c. D.

Deacription of Alldl Income durins Groa value at cpd of TraDACtiona durin& reporting period (includins tnllt wets) reportiJli period reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after Neb auet Amouat Type(e.1-, Value Vahle Type {e.g., Data Value Gain Identity of

exempt from prior disclosure Code! div., rent, Codc2 Method buy, sell, Month- Codc2 Code! buyer/seller (A-H) or int.) (J-P) Code3 redemption) Day (J-P) {A-H) (if private

(Q-W) tranuction)

35.

5o\Ji 36. A l V8flv D1V 37.

f y, V)VPe< 38.

TJIVVNlC()W\ . 39.

e,. (o '\ M\11\Jil J P\V J 40.

" .1)\v -s \U/\/ lJi\}.CX..c{M_J$ 41. \>iv r.. 1A\£! 42. \'l J' IA 43.

, \>ivA 44.

rJ{}J 45.

46.

47.

48.

49.

50.

51.

I. Income Gain Codel: A '"11,000or leu 8 '"11,001 -$2,.500 C =Sl,SOI • U,000 D-SS,001 -SIS,000 E -$1$,001 -SS0,000 (See Columnl BI and (}I) F -!$0,001 • S 100,000 0 -SIOO,OOl -Sl,000,000 Hl '"ll,000,001 • $5,000, 000 H2 •More tbu $5,000,000

2. Value Codes J -SU,000 or lat K -SU,001 -$50,000 L-SS0,001 • $100,000 M-SI00,001 - $250,000 (See Columm Cl and DJ) tl -S250,00I • $500,000 o •SS00,001 • Sl,000,000 Pl QSl,000,001 • $5,000,000 P2-$5,000,001 -$25,000,000

Pl "'25,000,001 -$50,000,000 P4 •More lhai $50,000,000 J. Value Method Codca Q•Appnisal R =<:Oii (Ral E.ulo Only) s- T<ul>Marbt

(See Colum11 C2) LJsBoolcValue v >o()d,., W s£atim&ted

Page 6: A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007 PARTIES D TERMS c -" () .. I c=· 1 rri o>· > r.,-, C) rr' < rn 0 I.

A.

1'.:IJtJ

µ f4UG'/

S 5 {N'C

f'Jf-w'{op.

s- :J

k I_

/"1

)' '°"Bv'-1 -J' .

rr s- A

r,- gVV1 10/11. J Bvv !t/zi-

/-\-- 'VI\{ :J f>vy s/10 I

1Ji1 J ,__,,

V..ather

S4. Cof\JlplL i'VA

Descripdoo of ASHii (including llwl well)

Plal:e "(X)" after each wet

exempt from prior disclosure

S2. At.CM Lr l\J( S3. (

A/J \)SC\\ Co

ss.Vow C UVV\ llAt.,s6.r\K\\ -ntro OR\> s1. }\'V\r¢S 1NL s8• to S9. }Jo'4\.\ 60.

IN'\6'l-61. 1o ;t 1o\V'¥d:JtJ 62.

L5t LOR 63.

A , 64.

Me-W.N'VA!V l oS6S.

l'-

66. MO r;t.-A-

67. f\w1G'> CL

68. \<..

I. Income Gain COiiea: A..,l,OOOorlca

(See Columni 81 and 04) f-S$0,00I -$100,000

2. Value Codee J-SU,OOOorlca

(See Col11111111 Cl and DJ) N..,2.50,00 I - 5'00,000

Pl -$2$,000,001 - $50,000,000

3. Vllue Method Codes Q•AppraUal (See Column C2) U Boole Value

B. c. D.Income durina <3l'Oll value at end of Transactions durina rq>ortina period

rq>ortina period reporting period (I) (2) (I) (2) (I) (2) (3) (4) (j)

Amount Type (e.a., Value Value Type(e.a., Date Value Gain Identity of Code I div., rent, Code2 Method buy, sell, Month· Code2 Code I buyer/seUer(A·H) or int.) (J·P) Code3 redemption) Day (J-P) (A·H) (ifprivato

(Q-W) truuction)

Ix 1Jl\J A- TJ1V

lJIV <f I

A- lJlV :J"" ,,...,,..

A- 1)\\/

NtN s /1

A DlV f 1 15v ro/lq :r A-- )J\v -J 1 k ])\/ :r 1 A- 1J)V ·f' Mr

N -0- [;PfZ- t)-3 J SfwCFF-

Mmtf-. +z.

A 1>\v :.r

i ft 'Dl\1 J ·\

'( J

B-Sl,001 ·S2$!0 C •$2,50 I - $$,000 D-SS,001 -SU,000 E -$1$,001 -S.50,000

O-SI00.001 • Sl,000,000 HI -Sl,000,001 • $$,000,000 H2 -Mont llwl $5,000,000

K ..,15,001 -S.50,000 L •S.50,001 - $100,000 M -SI 00,00 I -$2$0,000

O-S.S00,001 -Sl,000,000 Pl "'!l,000,001 • $5,000,000 P2 "15,000,00 I -$25,000,000

P4 mMorc dwi S.50,000,000 R >Colt (Roal Eltlle Only) s •Aueattleai T mCuh Mu1ttt

W ml!slimau:d

Date or Report Name or Peno• Repordaa FINANCIAL DISCLOSURE REPORT

Page 7of11 5/15/08Richard Owen

VII. INVESTMENTS and TRUSTS-wo-.....i111,muu.cdo1U(/nc/uintlftJUOftrp011#Wlk/HnMrttcltJ/m11;Jttpp.JUloffl/lltrbutnlctlo1U.)

0 NONE (No reportable income, assets, or transactions.)

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S!tAAu;

11NSl

µtt, 10-i ox A\MITW&1 , v , l;1(;r;_ r-'"( I '

tJ. .. 1.-12.

·3 iHf·P fo· ,t,7 n,+u

.._ v.,__ - - ldenat, ef

-:(" iv'-( 10/Ji

Bvl/ J

' /

'vi A

f( 1

A- WI -::r It

fl-- VVT

A vv'I I A- //V/ '"f

FINANCIAL DISCLOSURE REPORT Page 8of11

Name of Peno• Reportlq

Richard Owen

Date of Report

5/15/08

VIl. INVESTMENTS and TRUSTS -111c ""''"' trMHctlolu r111ct1U1a t1iou ofllpOIU• iUV c111Un11; 1ttpp. 1.u1offllbw11utrlldlou.J

0 NONE (No reportable income, assets, or transactions.) A.

Delcriplion of Auels (includina trust auell)

Place "(X)" after each U10C

exempt ftom prior diaclosllre

69. e 70. \J5' p71.

UllrMN&=ffi/J 72. \\

73· C l--f 61.oVP 1•·--w,01 74.SJ- 1 \' fP,VJ.6 'b-1\--GS' 7Sf ), O 76.!; p

77'N't 18. {Jtteo.t IA/79. 5¥ C\1f IJ\I 80.

81.

82.

83.

84.

85.

I. Income Gain COO..: A•S 1.000 or leN (See Column: BI and 04) F S50,00I • SI00.000

2. Value COO.. 1"'515,000orlca (See Columns Cl and DJ) N•$250,001 • $500,000

Pl ""25,000,001 • 5'0,000,000 J. Value Method COO.. Q•ApproiJal

(See Column Cl) U•Book Value

B. c. D. Income durina Grou value at end of TraDllCliona during repol1ina period

rqiortina period rcportina period (I) (2) (I) (2) (I) (2) (3) (4) (5)

.......... T - v.i....- v.-. lYI-<.....- DMe- .. ---Code! div.,mit, Code2 Method buy, sell, Month- Code2 Code! buya'/seller(A-H) or int.) (J-P) Code3 redemption) Oay (J-P) (A-H) (ifprivalie

(Q-W) tranuction)

.4 1>1\r A- "P/V J J k l>IV -0 1 -1) 1

Bv 72 .J

A- vV\ II-?() j'MA"1R£ A V""'"f

1 VV\

:r ,,-

T

B -S 1,001 • $1,500 c =$2,501 • $5,000 D -S5,00 I • S 15,000 E•SU,001-$50,000 0-SI00,001-Sl,000,000 HI -Sl,000,001-5',000,000 H1 -Moro dwt $5,000,000 K•S15,00I • $50,000 L-$50,001 • $100,000 M -S 100,001 • $150,000 0-$500,001 • Sl,000,000 Pl -Sl,000,001-$5,000,000 P2 -S5.000,00 I • W,000,000

P4•MOR dwt $50,000,000 R -Coot (Real Estate Only) S•Aueamenl T -cul! Marl<el V..Qther W•llstimated

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.tf }J,le;ri pert".:rui.o mV. u.u

'

\

. . .

FINANCIAL DISCLOSURE REPORT Page 11of11

Name of Peno• Report1111

Richard Owen

IX.CERTIFICATION. I certify that all lnformatloa Kfven above (lncludln1 Information and m

accurate, true, and complete to the beat or my knowled1e and belief, and that any Information not re

Date or Report

5/15/08

provlllona permittln1 non-cllscloture.

I further certify that earned Income from outside employment and honorarla and the acceptance or &lfts which have been reported are In compliance with the provillona of 5 U.S.C. app. § 501 et. aeq., 5 U.S.C. § 73!3, and JudJclal Conference replatlona.

Slpature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

Page 9: A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007 PARTIES D TERMS c -" () .. I c=· 1 rri o>· > r.,-, C) rr' < rn 0 I.

__ x_ Annual

rn· ew

U) : c :::,,.

() N

rn

2.

POSITION

AO-IO(WP) Rev. 1/2008

FINANCIAL DISCLOSURE REPORT

FOR CALENDAR YEAR 2007

1. Person Reporting (Last name, first, middle initial) 2. Court or Organization

OWEN, Richard U.S. District Court Southern District of New York

4. Title (Article !IIjudges indicate active or senior status; Sa. Report Type (check appropriate type) masistrateiu1ts indicate full- or part-time)

Senior U.S. District u ge -Nomination, Date

-Initial

--Final

Sb. _ Amended Report

Report Required by the Ethics in Government Act of 1978, (5 U.S.C. app. §§101-111)

3. Date of Report

5/15/08

6. Reporting Period

111107 - 12/31/07

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and

Dis t coultn Pear mt1 . 2240

York, 0007

regulations.

Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. (Reporting individual only; see pp. 9-13 of Instructions.)

D NONE (No reportable positions.)

NAME OF ORGANIZATION/ENTITY

I. Trustee Manhattan School of Music

President and Board Member NY Lyric Opera Co.

3.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of Instructions.)

0 NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

CJ ())() , ....., o:::::

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fTI

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III. NON-INVESTMENT INCOME. (Reporting individual and spouse; see pp. 17-24 of Instructions.)

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

DATE SOURCE AND TYPE INCOME

I. R. Owen Music Royalties-Amer. Society of Composers, Authors and Publishers (ASCAP) $ 253

2. $

3. $

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, please complete this section (dollar

amount not required except for honoraria).

D NONE (No reportable non-investment income.)

Opera and concert singer; faculty member-Manhattan School of Music; Assist. Professor Barnard/Columbia, I. Spouse

in voice

2.

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Page 4of11

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Richard Owen 5/15/08

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those ofspoust and dependent childrtn; Set pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.) D A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

1 . fl1,,iJA1t-1,-- "L\JC:f. A

2· AN j-\E.\l f._ i\j 'SC C<J

J. (10!\S;>t1V f/\)l brV 4· 1) o\f-f l '2-M )CAL. 5. r:: , ,\\ ·1t\l {\\) 6.

7. \ j H-€. \ f\/2-8. p 'f/P..,S f\f: CD

9. O'W\ \)er( 10. IN·'f v II. N

· o N:ctJ -:)o\;'\r-.l 50

12. \("'""·.B i-e C

13. l5\ Co 14.

A-&6f<\E..-15.

)!AJfVJ16. 1tJC 17.

B. c. Income during Gross value at end of

reporting period reporting period

(I) (2) (I) (2) (I) Amount Type (e.g., Value Value Type (e.g., Code I div., rent, Codc2 Method buy, sell, (A-II) or int.) (J-P) Codc3 redemption)

(Q-W)

"j(JNf;- -::s-A TJ)-J A i)lY ::r A- DlV

A vN ::r NaN r ·i

'DIV :J ") 4 p)v r,- B\J

A 1) )\J :.r -{ B\] A- D1V 1

fr 'D'V '\" 13 A- VIV

NeNf3- ,, .M IL M

A ·j A n1v ()

D.

Transactions during reporting period

(2) (3) Date Value

Month- Codc2 Day (J-P)

loftb :J 10/r;,. -r-

:j

/,j

'-f z. 1

s

(4) Gain

Code I (A-H)

(S) Identity of

buyer/seller

(if private

transaction)

sP\NOf

I. Income Gain Codes:

(See Columns Bl and 04) A =$ 1.000 or less

F =$50.001 -SI00,000

B =$1,00 I • $2,500

G =SI00,001 -Sl,000,000

C =$2,SOI - $5,000

HI =Sl,000,001 "ss,000.000

D =$5,001 -$15,000

H2 =More than $5,()()1),000

E =$15,001 -$50,000

2. Value Codes

(See Columns Cl and DJ) J =S 15,000 or 1 ...

N =$250,00 I -$500,000

K=Sl5,001-S50,000

0 =$500,00 I -$1,000,000

L =$50,001 -$100,000

Pl =Sl,000,001 -$5,000,000

M =SI00,001 • $250,000

P2 =$5,000,001 -$25,000,000

3. Value Method Codes

PJ =$25,000,001 - $50,000,000

Q=Appraisal R =Cost (Real Estate Only)

P4 =More than $50,000,000

S =Assessment T =Cash Market

(See Column C2) U =Book Value V=Othcr W =Estimated

Page 11: A M E N D E D E P 0 R T - Judicial Watch..._x_ nnl -POSITION > .., =' ·' 2 J. -o t) 9 u rn () 2007 PARTIES D TERMS c -" () .. I c=· 1 rri o>· > r.,-, C) rr' < rn 0 I.

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FINANCIAL DISCLOSURE REPORT

Page 5of11

Name of Penon Reporting

Richard Owen

Date of Report

5/15/08

VII. INVESTMENTS and TRUSTS - income, value, transactions r1nc1udes those of spouse and depen1un1 children; see PP. 1-1-60 of fuing instructions.)

NONE (No reportable income, assets, or transactions.)0 A.

Description of Assets (inclu ding trust assets)

B.

Inc ome d u ring

re porting period

c.

Gr oss value at end of

reporting period

D.

T r ansactions d uring reporting period

Place "(X)" after each asset

exempt from prior disclos u re

(I) Am ount Code I (A-H)

(2)

Type (e.g.,

div., rent ,

or int .)

(I) Value

Code2

(J-P)

(2) Value

Method

Code 3 (Q-W)

(I) Type (e.g., buy , sell,

redemption)

(2)

Date

Month-

Day

(3) Value

Code2

(J-P)

(4) Gain

Code I (A-H)

(5) Identity of

buyer/seller

(if private

transaction)

18. ::f tJ 0w OR\L Cvk A DlV --lLI J 19. II Bv ·5-2) s 1120.

-4) 21.

1>JV iJ 22.

NiNe-- Cf 1 23. A J>iV --s- 24. A- 'DlV () ·1 25.

A- 1>\V '1'"' 26. \\ ,:('13\Jlf r/11 21f 6-0ISo/o lo I vV-1 j28· f\H--D c,-ro1o 1\-\ -o1 /Nf K 29. t.J\/ G1 1v-i1 Alb A JN{' j( 1 30.

'JS'b ltl O A wr 1 1.3 Cof-/JuJ(::f' ;HS.I\ 4' {/IJ-'f k 1 2.3 kr15-('...

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I. Income Gain Cedes: A =Sl,000 or less B =$1,001 -$2,500 c =$2,501 • $5,000 D =$5,001 -$15,000 E =$15,001 -$50,000 (Sec Columns BI and 04) F =$50,001 -$100,000 G =$100,001 -$1,000,000 HI =Sl,000,001- $5,000,000 H2 =More than $5,000,000

2. Value Codca J =$15,000 or 1 ... K =$15,001 • $50,0oo L =$50,001 • $100,000 M =$I 00,00 I • $250,000

(See Columns CI and DJ) N =$250,001 - $500,000 0 =$500,00 I -SI ,000,000 Pl =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000

PJ =S25,000,00 I -$50,000,000 P4 =More than $50,000,000 3. Value Method Code. Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

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FINANCIAL DISCLOSURE REPORT Page 6of11

Name of Person Reporting

Richard Owen

Date of Report

5/15/08

VII. INVESTMENTS and TRUSTS - income, value, transactions (lnc/udn those of spouse and dependent children; see pp. 34-60 of filing Instructions.)

NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description of Assets Income during Gross value at end of Tra nsactions during reporting period

(inclu ding trus t asset s ) reporting period reporting period

(!) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset A mou nt Ty pe (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior dis cl osu re Code I div., rent , Code2 Method buy, sel l, Month- Code2 Code I buyer/sel ler (A-H) or int.) (J-P) Code3 redemption) Day (J-P) (A-H) (if private

(Q-W) transaction)

35.

So\Ji Rr0 36. Ai.N V f\ DIV -r 37.

i TJ)V :JPe--< 38.

TJl'VVN l {,() \AA 4 . 39.

.e e_ CclN" M. VN \l Pr'laJ Y>'v JA 40.

VI\/ U!\NX.tCMft) /\ \)\\J ·0 I 41. Viv r. ·1A AV' iC 42.

l/v\ \-t6C \.-\' \l\'J ·1 IA 43.

\...\" Viv 5A 44.

[V(Nt-45.

46.

47.

48.

49.

50.

51.

I. Income Gain Codes: A =S 1.000 orless B =SI.DOI • S2,500 c =$2,501 -S5.000 D =S5,00I -$15,000 E =Sl5,00l -$50,000

(See Columns BI and 04) F =S50,00l • S 100,000 G =SI 00,00 l - SI ,000,000 HI =Sl,000,001 -S5,000,000 H2 =More than S5,000,000

2. Value Codes J =$ 15,000 orless K=Sl5,00J -S50,000 L=Sl0,001-$100,000 M =$100,001 • $250,000

(See Columns Cl aod 03) N =$250,001 • $500,000 o =$500,001 - Sl,000,000 Pl =$ l ,000,00 I - $5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q =Appraissl R =Cost (Real Estate Only) S =Assessm ent T =Cash Market

(See Column C2) U =Book Value V=Other W =Estimated

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FINANCIAL DISCLOSURE REPORT Page 7of11

Name of Penon Reporting

Richard Owen

Date of Report

5/15/08

VII. INVESTMENTS and TRUSTS - income, value, 1ransac11ons (1nctut1es those of spouse and dependent children; see PP. 3<1-60 offuinx instructions.)

NONE (No reportable income, assets, or transactions.)

A.

Description of Assets

(including trust assets)

Place "(X)" after each asset

exempt from prior disclosure

52. Ai,tk\ v t\Jt 1+

53. I

AN l:f' \)SC\\ Co 54.

!'iCo '- fi7A l:?o55· pow CUM \LAt.,,56. f l ff\\ i'\t D : iJRf>57.

t\fV'J'¢7 !Nl 58. eo 59.

W..f/ w< 60. IN'\ l-61. ,f0·\-V'J :J- 1o tJ62 . LSI (OR.f 63.

AUGt..e 64.

1\ MeLfi'..N'\JAN t vS65.

i'

66.

M o--rq:. ex-A-67.

·f\Ms;S CL-68. \L

I. Income Ga i n Codes: A=Sl,OOOorleu

(Sec Columns BI and 04) F=$50,00I -$100,000

2. Value Codes J =S 15,000 or leu

(See Columns Cl and DJ) N =$250,001 -$500,000

B. c. Income during Gross value at end of

reporting period reporting period

(1) (2) (I) (2) (I) Amount Type (e.g., Value Value Type (e.g., Code 1 div., rent, Code2 Method buy, sell, (A-H) or int.) (J-P) Code3 redemption)

(Q-W}

k 1Jl\f A- 1))\)

VIV ':f .,

A- lJ\V 1

A- 1)1\/ :J NtrJt:- ::r- /

l

A DlV f 1 'Bv A-- J;\'1 ·::) 1 A- l>)V :r 1 !\-- 1J\V

N0 bPf?--

M lt

A \)\\/ s

Pr l)l\j J ·\

0 -(

B=Sl,OOl -S2,500 c =$2,501 -$5,000

G =$100,001 • Sl,000,000 HI =$1,000,001 - $5,000,000

K=S15,00l -$50,000 L =$50,00 I • $I 00,000

0 =$500,001 -$1,000,000 Pl =$1,000,001-S5,000,000

PJ =$25,000,001 -$50,000,000 P4 =More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Ass essment

(See Column C2) U =Book Value V=Other W =Estimated

D.

Transactions during reporting period

(2) (3) (4) (5) Date Value Gain Identity of

Month· Code2 Code 1 buyer/seller

Day (J-P) (A-H) (if private

transaction)

to/lq j

/;r -J -3 J 5fwCFP

+z. A .f

j

J

D=S5,001-$15,000 E =$15,001 • $50,000

H2 =More than $5,000,000

M =$100,001 -$250,000

P2 =$5,000,001 -$25,000,000

T=Cash Market

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1)1\r

Q =Appraisal

FINANCIAL DISCLOSURE REPORT Page 8of11

Name of Person Rep-0rtlng

Richard Owen

Date of Rep-0rt

5/15/08

VII. INVESTMENTS and TRUSTS -Income. value, transactwm r1nctui1u those of spouse ant1t1ependen1 children; see PP. J4-6o offuinx instrucdons.J

NONE (No reportable income, assets, or transactions.) 0 B.

Inc ome d uring repor ting period

c. Gross value at end of

reporting period

D.

Tr ans ac tions during reporting period

(I) Atneunt-· Code I (A-H)

(2)

Typ.(*.g,,. div., rent,

or inl)

(I) va1-

Code2 (J-P)

(2)...v.ru..

Method

Code3

(Q-W)

(1)

Typc>(9*;' . buy, sell,

redemption)

(2) . !)ate. M onth-

Day

(3) Vaftie.···

Code2 (J-P)

(4) -tleift.n Code I (A-H)

(5) · ·· Identity of

buyer/seller

(if private

transaction)

A. Description of Assets

(inc luding trust assets)

Place "(X)" after each asset exempt from prior disclosure

69. 1L-¥ CURQ -4 70. --( J\}_> A- 'DIV 71.

Wli-MN&:ffiµ k 'l>IV \) 1 1-11 1 72. \\ Bv 72 -J 73. c ' &,vvp l ·"W,01 A- VV\ MA"' IF� 1 74. Rirr.s--1' 11¥-...AS i-10'CS" A V"-f

' r75 ), <:Jo -::r 1 76.!: P.5P

)r-t Jt -::r 11. N"l $\ r"' A.Uh ::r 1 78. f3- txiJ 79. ciy v TI

80.

81.

82.

83.

84.

85.

i. Income Gain Codes: A =$1 ,000 or leu B =$ 1,001 -$2,500 c =$2,501 -$5,000 D=S5,00 l -S l5,000 E =S 15,00 I -$50,000 (See Columns Bl and 04) F =$50,00I -$100,000 G =$100,001 -$1,000,000 HI =$1,000,001-$5,000,000 H2 =More than$5,000,000

2. ValueCodes 1 =$15,000 or lcu K =$15,001 -$50,000 L =$50,00 I -$100,000 M =$100,001 • $250,000

(See Columns C l and DJ) N =$250,001 -$500,000 0=$500,001 -$1,000,000 P l =$1,000,001-$5,000,000 P2 =$5,000,001 -$25,000,000

P3 =$2l,000,00I • $50,000,000 P4 =More than $50,000,000 3. Value M ethod Codes R =Cost(Real Estate Only) S =Assessment T=CashMarlcct

(See Column C2) U =Book Value V=Other W =Estimated

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• <

Inte of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

Page 11of11 5/15/08Richard Owen

IX. CERTIFICATION.

I certify that aU information given above ( including information pertaining to my spouse and minor or dependent children, if any) Is accurate, true, and complete to the best of my knowledge and belief, and that any Information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honorarla and the acceptance of gifts which have been reported are In compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353 , and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

FILING INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544