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A COMPARATIVE STUDY OF FINITE ELEMENT METHODOLOGIES …
Transcript of A COMPARATIVE STUDY OF FINITE ELEMENT METHODOLOGIES …
A COMPARATIVE STUDY OF FINITE
ELEMENT METHODOLOGIES FOR
TORSIONAL VIBRATION RESPONSE
CALCULATIONS OF BLADED ROTORS
by
Ronnie Scheepers
Submitted in fulfillment of part of the requirements for the degree of
Master of Engineering in the Faculty of Engineering, the Built
Environment and Information Technology
University of Pretoria
2013
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A COMPARATIVE STUDY OF FINITE
ELEMENT METHODOLOGIES FOR
TORSIONAL VIBRATION RESPONSE
CALCULATIONS OF BLADED ROTORS
by
Ronnie Scheepers
Supervisor: Professor P.S. Heyns
Department of Mechanical and Aeronautical Engineering
Degree: M Eng
Summary
Turbo-generator trains are susceptible to torsional vibration which can lead to fatigue
cracking and failure. Methods are available for the measurement and calculation of the
torsional natural frequencies of these systems for the purpose of design, monitoring and
life prediction. Calculation methods are conventionally based on one dimensional (1D)
finite element (FE) methodologies which require the simplification of a number of aspects
including the participation of flexible blades in torsional vibration modes.
The accuracy of 1D, three dimensional (3D) and three dimensional cyclic symmetric
(3DCS) FE methods was investigated by the application thereof on a small test rotor.
Experimental measurements of static and dynamic vibration responses were conducted
with rotation and torsional forcing accomplished through the use of a DC motor and a
digital control system optimised for fast transient and stable steady state response. Blade
stagger angle was demonstrated to have a significant effect on torsional frequencies
although no stress stiffening effects were noted in the speed range considered. Similarly,
damping was measured to decrease with blade stagger angle but not with rotational speed.
Step changes in torsional frequencies due to the activation of the motor field and armature
currents required optimisation of the motor models for static and dynamic conditions.
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Shaft torsional vibration responses were found not to include all blade modes and vice
versa.
Full 3D parametric models with a high degree of geometric detail were generated and
meshed using commercial software ANSYS ver. 14.0. No simplification was introduced
other than for the armature motor where an equivalent material density and elastic
modulus was obtained by measurement and frequency calibration. Calculated torsional
frequencies agreed well with measured results for static and dynamic conditions. 3DCS
models obtained by simplification of the full 3D models resulted in similar accuracy but
lower solution times. Visualisation of torsional modes is enhanced by 3D modelling
which also includes rigid shaft modes which is not possible in the 1D approach.
Further reduction to 1D models requires a number of simplifications which result in
smaller models with low solution times but generally reduced accuracy. Blade torsional
participation was accomplished in the 1D approach using Euler-Bernoulli beam theory
and the component mode synthesis technique to calculate equivalent mass and stiffness as
well as the residual mass of each blade mode to be coupled. Simplifications for sudden
diameter changes and shrunk-on disks were also made.
It is concluded that all three FE techniques applied in this work are useful depending on
the required accuracy, available information and resources. In cases, where a high level of
accuracy is required, direct field measurements should be used for model calibration or
model updating.
Keywords: Torsional vibration, modal analysis, steam turbine, finite element analysis,
torsional excitation, component mode synthesis, cyclic symmetric.
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Acknowledgements
The following individuals are thanked for their guidance and support:
Prof. P.S. Heyns
Dr. Abrie Oberholster
Mr. Francesco Pietra
Mr. Mark Newby
Mr. George Breitenbach
Mr. Herman Booysen
The author also wishes to thank Eskom and Eskom Power Plant Engineering Institute
(EPPEI) for the opportunity to do this work as well as for financial support.
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List of figures
Figure 2.1. Discretisation of shaft-disk-blade system .................................................................................................................... 29 Figure 2.2 BICERA compensation factors for sudden diameter change. ...................................................................................... 32 Figure 2.3 Extension of BICERA data by 3D FEA. ...................................................................................................................... 33 Figure 2.4 ANSYS element SOLID186 (ANSYS 14.0 user reference manual). ............................................................................ 35 Figure 2.5 Typical Campbell diagram ........................................................................................................................................... 39 Figure 3.1 Test rotor with blades at 90° (only shaft, disk #1 and #2 shown). ................................................................................ 40 Figure 3.2 Photograph of test rotor in the test bench. .................................................................................................................... 41 Figure 3.3 Diagram of DCREG4 speed control loop. .................................................................................................................... 43 Figure 3.4 Position of strain gauges on the shaft (left) and blade (right). ...................................................................................... 44 Figure 3.5 Shaft strain gauge positions and Accumetrics telemetry system. .................................................................................. 45 Figure 3.6 Calibration of Accumetrics telemetry system. .............................................................................................................. 45 Figure 3.7 Calibration of shaft strain gauge bridge and telemetry system. .................................................................................... 46
Figure 3.8 Calibration of blade strain gauge bridge and telemetry system. .................................................................................... 47 Figure 3.9 Calibration of DCREG4 analogue speed output signal (nOut). .................................................................................... 49 Figure 3.10 Calibration of armature current (from IOut). .............................................................................................................. 50 Figure 3.11 Indicated and calculated motor torque. ....................................................................................................................... 51 Figure 3.12 Time response of torsional pendulum using a cylinder. .............................................................................................. 52 Figure 3.13 Time response for free-free armature. ........................................................................................................................ 52 Figure 3.14 Suspended armature with bearing outer races constrained. ......................................................................................... 53 Figure 3.15 Time response of armature with fixed bearing outer races. ........................................................................................ 54 Figure 3.16 Experimental setup for torsional pendulum test using a mild steel rod. ...................................................................... 54 Figure 3.17 Armature time response for 150 mm rod. ................................................................................................................... 55
Figure 3.18 Response of drive for =0.1 and =0.09 s. ............................................................................................................. 56
Figure 3.19 Response of drive for =0.5 and =5 s................................................................................................................... 56
Figure 3.20 Response of drive for =8 and =0.4 s................................................................................................................... 57
Figure 3.21 Coherence and FRF for a mean speed of 250 rpm. ..................................................................................................... 57 Figure 3.22 Drive system FRF amplitude response for a range of speeds. ..................................................................................... 58 Figure 3.23 Drive system damping as a function of speed. ............................................................................................................ 59 Figure 3.24 FFT of current signal (IOut) at 1000rpm. ................................................................................................................... 59 Figure 3.25 FFT of speed signal (nOut) at 1000rpm. ..................................................................................................................... 60 Figure 3.26 FRF result for blade #1 using the single point LV. ..................................................................................................... 61 Figure 3.27 FRF result for blade #8 using the Accumetrics telemetry system. .............................................................................. 61 Figure 3.28 Blade #6 response on shaft and in bench vice using the LV. ...................................................................................... 62 Figure 3.29 TLV measurement positions on armature. .................................................................................................................. 63 Figure 3.30 Response at armature DE coupling. ............................................................................................................................ 63 Figure 3.31 Coherence and FRF for armature DE coupling. .......................................................................................................... 64
Figure 3.32 Armature modal test in vertical position. .................................................................................................................... 65 Figure 3.33 Time response measured for the suspended armature. ................................................................................................ 65 Figure 3.34 FRF for suspended armature. ...................................................................................................................................... 66
Figure 3.35 FRF test results for blades at 0°. ................................................................................................................................. 67 Figure 3.36 Measured frequency reduction vs. blade stagger angle (uncoupled, 0 rpm). ............................................................... 68
Figure 3.37 FRF for coupled (45° blades) rotor measuring at DE and exciting at NDE. ............................................................... 69 Figure 3.38 FRF for coupled rotor (45° blades) measuring at NDE and exciting at DE. ............................................................... 69 Figure 3.39 Frequency reduction vs. blade stagger angle (coupled rotor, 0 rpm). ......................................................................... 70 Figure 3.40 Damping of torsional modes (coupled rotor, 0 rpm). .................................................................................................. 71 Figure 3.41 FFT of current signal (IOut) during random excitation............................................................................................... 73 Figure 3.42 FRF of strain gauge response with IOut as reference at 750 rpm. .............................................................................. 73
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Figure 3.43 Frequency change vs. blade angle (coupled, random excitation, 250 rpm). ................................................................ 74 Figure 3.44 Damping vs. speed (coupled, random excitation). ...................................................................................................... 75
Figure 3.45 Damping vs. blade stagger angle (coupled, random excitation). ................................................................................. 75 Figure 3.46 Response of rotor to impulsive torque loading. .......................................................................................................... 76 Figure 3.47 FRF for impulsive loading at a mean speed of 940 rpm. ............................................................................................ 76 Figure 3.48 Frequency reduction vs. blade angle (coupled, impulse excitation, 250 rpm). ............................................................ 77 Figure 3.49 Measured Campbell diagram for 0° blades (coupled rotor). ....................................................................................... 78 Figure 3.50 Measured Campbell diagram for 45° blades (coupled rotor). ..................................................................................... 78 Figure 3.51 Measured Campbell diagram for 90° blades (coupled rotor). ..................................................................................... 79 Figure 3.52 Damping vs. speed (coupled, impulse excitation). ...................................................................................................... 79 Figure 3.53 Waterfall plot for blades at 0° (coupled rotor). ........................................................................................................... 80 Figure 3.54 Waterfall plot for blades at 45° (coupled rotor).. ........................................................................................................ 81 Figure 3.55 Waterfall plot for blades at 90° (coupled rotor). ......................................................................................................... 82 Figure 3.56 Waterfall plot for rotor with no blades (coupled rotor).. ............................................................................................. 82 Figure 3.57 FFT of blade strain gauge response at 250 rpm (0° blades). ....................................................................................... 83
Figure 3.58 Waterfall plot of blade strain gauge response (0° blades). .......................................................................................... 84 Figure 3.59 Blade response with random excitation (0°, 250 rpm). ............................................................................................... 84 Figure 4.1 1st and 2nd mode shapes of single blade. ....................................................................................................................... 85 Figure 4.2 3D modal results for uncoupled rotor with 0° blades, mode F2..................................................................................... 87 Figure 4.3 3D modal results for uncoupled rotor with 0° blades, mode F3a. .................................................................................. 87 Figure 4.4 3D modal results for uncoupled rotor with 0° blades, mode F4..................................................................................... 88 Figure 4.5 3D modal results for uncoupled rotor with 0° blades, mode F5..................................................................................... 88 Figure 4.6 Shaft mode-shapes for uncoupled rotor (3D FEA). ...................................................................................................... 89 Figure 4.7 Mode F2 for uncoupled rotor with blades at 45°. .......................................................................................................... 89 Figure 4.8 Full 3D model of coupled rotor with blades at 0°. ........................................................................................................ 91 Figure 4.9 Surface plot of composite error index. .......................................................................................................................... 92 Figure 4.10 Shaft mode shapes for coupled rotor (3D FEA). ......................................................................................................... 92 Figure 4.11 Coupled rotor model mode shape plots for 3D modal analysis, mode F2. ................................................................... 93 Figure 4.12 Coupled rotor model mode shape plots for 3D modal analysis, mode F3b. ................................................................. 93
Figure 4.13 Coupled rotor model mode shape plots for 3D modal analysis, mode F3a. .................................................................. 94 Figure 4.14 Coupled rotor model mode shape plots for 3D modal analysis, mode F4. ................................................................... 94 Figure 4.15 Calculated Campbell diagram for 0° blades. .............................................................................................................. 96 Figure 4.16 Calculated Campbell diagram for 45° blades. ............................................................................................................ 96 Figure 4.17 Calculated Campbell diagram for 90° blades. ............................................................................................................ 97 Figure 4.18 Frequency reduction vs. blade angle (coupled, full 3D, 1000 rpm). ........................................................................... 97 Figure 5.1 Convergence of blade mode B1. ................................................................................................................................... 99 Figure 5.2 Convergence of blade mode B2. ................................................................................................................................... 99 Figure 5.3 1D FE convergence of ‘shaft only’ frequencies . ........................................................................................................ 100
Figure 5.4 Line diagram of shaft with disks. ............................................................................................................................... 101 Figure 5.5 Convergence for 1D shaft-disk system with no diameter compensation. .................................................................... 101
Figure 5.6 Convergence for 1D shaft-disk system with compensation for sudden diameter change. ........................................... 102 Figure 5.7 Line diagram of 1D model for uncoupled rotor with no blades. ................................................................................. 103 Figure 5.8 Convergence of 1D frequencies vs. number of blade elements................................................................................... 104
Figure 5.9 1D FEA representation of uncoupled rotor with blades. ............................................................................................. 104 Figure 5.10 Definition of 1D shaft sections. ................................................................................................................................ 106 Figure 5.11 Equivalent inertia for coupled blade modes. ............................................................................................................. 107 Figure 5.12 Frequency reduction vs. blade angle (coupled, 1D, 0 rpm). ...................................................................................... 108
Figure 5.13 Mode shapes of coupled rotor using 1D analysis. ..................................................................................................... 109 Figure 6.1 3D cyclic symmetric model of test rotor (45° blades)................................................................................................. 110 Figure 6.2 3DCS Campbell diagram (0° blades).......................................................................................................................... 112
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Figure 6.3 3DCS Campbell diagram (45° blades). ....................................................................................................................... 112 Figure 6.4 3DCS Campbell diagram (90° blades). ....................................................................................................................... 112
Figure 7.1 FE model errors relative to experimental results. ....................................................................................................... 116 Figure A.1. Test rotor blade dimensions. ..................................................................................................................................... 127 Figure A.2. Dimensions of blade holder. ..................................................................................................................................... 127 Figure A.3. Dimensions of rotor disks #1 and #2. ....................................................................................................................... 128 Figure A.4. Shaft dimensions. ..................................................................................................................................................... 128 Figure A.5. Motor coupling dimensions. ..................................................................................................................................... 129 Figure A.6. Rotor shaft coupling dimensions .............................................................................................................................. 129 Figure A.7. DC motor armature dimensions. ............................................................................................................................... 130 Figure B.1. Measurement positions for lateral modes. ................................................................................................................. 131 Figure B.2 Setup for vertical modal tests to determine lateral modes. ......................................................................................... 131 Figure B.3 Results for vertical lateral vibration tests. .................................................................................................................. 132 Figure B.4 Results for horisontal lateral vibration tests. .............................................................................................................. 133 Figure C.1 FRF test results for blades at 45° ............................................................................................................................... 134
Figure C.2 FRF test results for blades at 90° ............................................................................................................................... 134 Figure C.3 FRF test results with no blades .................................................................................................................................. 135 Figure D.1. Rigid shaft modes. .................................................................................................................................................... 136 Figure E.1. Speed step test data. .................................................................................................................................................. 137 Figure E.2. FFTs of speed step tests. ........................................................................................................................................... 138 Figure E.3. Typical torque pulse for a speed step test. ................................................................................................................. 139 Figure E.4. FFT of torque signal sequences. ................................................................................................................................ 139 Figure E.5. Measured blade stress response due to speed step. .................................................................................................... 140 Figure E.6. Definition of damping for transient dynamic analysis. .............................................................................................. 140 Figure E.7. Blade stress response due to self-weight. .................................................................................................................. 141 Figure E.8. Calculated blade stress response. .............................................................................................................................. 141
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List of tables
Table 3-1 Frequency results for static blade modal tests. .............................................................................................................. 62 Table 3-2 Measured frequencies for un-coupled rotor in static condition. ..................................................................................... 67 Table 3-3 Description of mode shapes. .......................................................................................................................................... 68 Table 3-4 Natural frequencies for coupled rotor tested in static condition. .................................................................................... 70 Table 3-5 Damping of torsional modes (coupled rotor, 0 rpm). ..................................................................................................... 71 Table 3-6 Summary of results for random excitation of the coupled rotor. .................................................................................... 74 Table 3-7 Summary of results for impulse excitation of the coupled rotor. ................................................................................... 77 Table 4-1 Summary of 3D modelling results for the uncoupled rotor. ........................................................................................... 90 Table 4-2 Summary of % error in 3D modelling results for the uncoupled rotor. .......................................................................... 90 Table 4-3 Summary of 3D modelling results for the coupled rotor (0 rpm). .................................................................................. 94 Table 4-4 Summary of % error of 3D modelling for the coupled rotor (0 rpm). ............................................................................ 95 Table 5-1 Natural frequencies for a single blade calculated by 1D FEA. ...................................................................................... 98
Table 5-2 Torsional frequencies for ‘shaft only’ 1D analyses. .................................................................................................... 100 Table 5-3 Variables for 1D model of uncoupled rotor with no blades. ........................................................................................ 103 Table 5-4 Calculated frequencies for uncoupled rotor using 1D FEA. ........................................................................................ 105 Table 5-5 Error in 1D frequencies relative to experimental results. ............................................................................................. 105 Table 5-6 Error in 1D frequencies relative to 3D results. ............................................................................................................ 105 Table 5-7. Additional variables for 1D model of coupled rotor. .................................................................................................. 106 Table 5-8 Calculated frequencies for coupled rotor using 1D approach. ..................................................................................... 107 Table 5-9 Coupled rotor, error in 1D frequencies relative to experimental results....................................................................... 108 Table 5-10 Coupled rotor, error in 1D frequencies relative to 3D FEA results. ........................................................................... 108 Table 6-1 Results of 3DCS modelling of the coupled rotor (0 rpm). ........................................................................................... 111 Table 6-2 Error of 3DCS modelling for the coupled rotor (0rpm). .............................................................................................. 111
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Nomenclature and Abbreviations
[ ] shaft elemental inertia matrix
[ ] general stiffness matrix
[ ] shaft elemental stiffness matrix
[ ] mass matrix
blade width
D shaft diameter
elastic modulus
distance from rotational axis to blade centre of gravity
frequency of mode
material shear modulus
system gain
harmonic index
area moment of inertia
blade moment of inertia
shaft moment of inertia
inertia of equivalent blade mass
blade substructure stiffness matrix, attachment DOFs fixed
blade substructure stiffness matrix
gauge factor
speed control loop gain factor
shaft torsional stiffness
blade elemental length
total length of blade
shaft elemental length
shaft total length
measured bending moment
blade substructure mass matrix, attachment DOFs fixed
blade substructure mass matrix
shaft mass
blade mass
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coupled modal inertia in coordinate
coupled modal inertia in coordinate
elemental mass
equivalent blade inertia
modal mass for mode
modal mass matrix for mode j
total blade inertia in coordinate
total blade inertia in coordinate
inertia cross coupling
angular speed of rotation
number of blade modes attached
nodal diameter
number of cyclic sectors
relative momentum for mode in shaft mode
shaft radius
radial distance to blade node n
measured torque
blade thickness
speed control loop integral time
basic sector high edge node DOF vector
duplicate sector high edge node DOF vector
basic sector low edge node DOF vector
duplicate sector low edge node DOF vector
telemetry system output voltage
dynamic speed signal
bridge excitation voltage
speed error voltage
mean speed setting voltage
speed offset voltage
speed reference signal voltage
speed setpoint voltage
mode j transformation matrix
blade nth translational displacement DOF
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blade attachment translational displacement DOF
modal scaling factor
β sector angle
residual blade inertia
participation factor of blade mode in shaft mode
blade nth angular displacement DOF
relative angular displacement of DOF in shaft mode
blade attachment angular displacement DOF
mode j eigenvector
tangential components of mode j eigenvector
poison ratio
material density
indicated strain
transformation matrix
ζ damping factor
log decrement
substructure unit displacement vector
ω eigen frequency
BICERA British Internal Combustion Engine Research Association
DC direct current
DE drive end
DFT Digital Fourier Transform
DOF degree of freedom
DSM direct stiffness method
FE finite element
FEA finite element analysis
FFT Fast Fourier Transform
FRF frequency response function
HP high pressure
HVDC high voltage direct current
IOut motor current signal from control system
Iarm indicated motor torque
IP intermediate pressure
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LP low pressure
LV laser vibrometer
NDE non drive end
nOut speed signal from control system
SigGen dynamic speed signal
TLV torsional laser vibrometer
TMM transfer matrix method
1D one dimensional
3D three dimensional
3DCS 3 dimensional cyclic symmetry
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Table of Contents
Summary i
Acknowledgements iii
List of figures iv
List of tables vii
Nomenclature and Abbreviations viii
Table of Contents xii
1. Introduction and Literature Study 1
1.1 Introduction 1
1.2 Torsional vibration in turbo-generators 2
1.3 Conventional approaches to torsional vibration modelling 4
1.4 State of the art calculation methods 14
1.5 Torsional excitation methods 22
1.6 Contribution of work and layout 23
2. Theoretical background 26
2.1 Modelling approaches to geometric complexities 26
2.2 1D Modelling of blades 27
2.3 1D Modelling of the shaft 32
2.4 1D qualitative determination of blade participation 33
2.5 Full 3D FE modelling 34
2.6 3D Cyclic symmetric modelling 35
2.7 Torsional properties of shafts and blades 37
2.8 Calculation of damping 37
2.9 Campbell diagram 38
2.10 Computer hardware 39
3. Experimental test rotor 40
3.1 Design and layout of test rotor 40
3.2 Drive and torsional excitation system 41
3.3 Measurement equipment 43
3.3.1 Strain Gauges for torque and bending strain measurement 43
3.3.2 Accumetrics Telemetry System 44
3.3.3 PL202 FFT Analyser 47
3.3.4 PCB Piezotronics Impact Hammer 48
3.3.5 Polytec Portable Digital Vibrometer PDV-100 48
3.3.6 Polytec Torsional Laser Vibrometer OFV-4000 48
3.3.7 Tachometer 49
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3.3.8 Rotational speed 49
3.3.9 Motor Torque 49
3.3.10 Oros OR35 DFT analyser and data logger 51
3.4 Electrical drive characterisation 51
3.4.1 Determination of armature polar moment of inertia 51
3.4.2 Control loop response and drive vibrational characteristics 55
3.4.3 Background noise signature 59
3.5 Static modal testing 60
3.5.1 Static modal testing of blades 60
3.5.2 Armature torsional vibration modes 62
3.5.3 Static modal testing of uncoupled rotor 66
3.5.4 Static modal testing of coupled rotor 68
3.6 Dynamic modal testing of coupled rotor 72
3.6.1 Random excitation of coupled rotor 72
3.6.2 Impulse excitation of coupled rotor 75
3.6.3 Background noise 79
3.7 Blade response 83
3.7.1 Background noise 83
3.7.2 Blade response to random excitation 84
4. Full 3D FE modelling 85
4.1 3D Static modal analysis of a single blade 85
4.2 3D static modal analysis of uncoupled rotor 85
4.3 3D Static modal analysis of coupled rotor 90
4.4 3D dynamic modal analysis of coupled rotor 95
5. 1D FE modelling 98
5.1 Modal analysis of blades 98
5.2 Shaft only analysis 99
5.3 Shaft with disks 100
5.4 Uncoupled rotor 1D modelling 102
5.5 Coupled rotor 1D modelling 105
6. 3D cyclic symmetric modelling 110
6.1 Coupled rotor 3DCS static modal analysis 110
6.2 Coupled rotor 3DCS dynamic modal analysis 111
7. Discussion and Conclusions 113
BIBLIOGRAPHY 119
APPENDIX A. Test rotor drawings 127
APPENDIX B. Armature lateral shaft modes 131
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APPENDIX C. Static coupled rotor tests 134
APPENDIX D. Rigid shaft modes 136
APPENDIX E. Transient dynamic analysis 137
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1. Introduction and Literature Study
1.1 Introduction
Turbo-generator trains used in the power generation industry typically consist of 2 to 4
turbine rotors, a generator rotor and an exciter rotor connected in tandem by solid forged
couplings. This results in quite long trains with relatively low torsional natural
frequencies as compared with the singular uncoupled rotor shafts. With typically low
torsional damping these natural frequencies can be vulnerable to excitation and resonance
during operation. Numerous fatigue failures of both shafts and turbine blading have been
attributed to torsional vibration globally. These failures can be catastrophic and must be
avoided both from a personnel safety and economic point of view.
Torsional vibration can be described as the cyclic, angular motion of a shaft about its
centreline superimposed on the angular speed of rotation. Lateral shaft vibration is the
radial-plane orbital motion about the rotation axis. In both cases severe damage and
catastrophic failure can result if sustained resonance occurs i.e. a forced excitation at or
near a natural frequency.
Lateral rotor vibrations are readily detectable by direct measurement of the shaft radial
displacement or indirectly by the vibration measurement of the bearing pedestals.
Historically, more focus has been afforded to lateral rotor vibrations and the management
and control thereof is well developed. In contrast, torsional vibration requires more
sophisticated measurement equipment which is typically not installed as standard. It is
generally not easily detected even in severe cases until some form of damage manifests.
Torsional resonance can be avoided by ensuring adequate separation between torsional
natural frequencies and expected stimuli during the design stage of a turbo-generator.
Natural frequencies are typically calculated by numerical modelling using a number of
approaches including the finite element approach. The complexity of these models can
vary significantly depending on the type of analysis, the frequency range of interest and
components considered.
One dimensional (1D) torsional models are conventionally used for rotordynamic analysis
and requires the geometry of rotors and other aspects to be simplified. Although these
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simplifications result in models with lower number of degrees of freedom (DOF) which
are readily solved with modern computers they do tend to be less accurate. Features that
require simplification for lower order models and which could lead to inaccuracies
include:
participation of flexible low pressure turbine blades in the torsional modes
abrupt diameter changes
geometric complexity and speed dependent stiffness and inertia of generators
shrunk on disks and couplings typically used in low pressure turbines
stiffness of bolted couplings
effective stiffness of the blade to disk mounting
In some cases the level of accuracy provided by simplified models is acceptable but in
other cases a much higher level of accuracy, which can be provided by full three
dimensional (3D) finite element (FE) methods, is required. The size of these models
(number of degrees of freedom) may become limiting from a computing point of view,
unless some form of model reduction such as the three dimensional cyclic symmetric
(3DCS) FE methodology is applied. Field testing of turbo-generators is an alternative to
determine the natural frequencies of turbo-generators and in some cases this is also used
to calibrate models. This can be costly however and methods of excitation and vibration
measurement may pose a challenge.
1.2 Torsional vibration in turbo-generators
Increasing demand for electrical energy worldwide places pressure on turbo-generator
designers and operators to deliver more power more cheaply. Designers are required to
increase capacity of these machines which, together with expanding transmission systems
tends to have made these machines more vulnerable to torsional vibration induced fatigue
damage (Dunlop et al. 1980; Y. Chen 2004). Operators are required to ensure ever higher
levels of reliability and availability in an environment where reserve margins of installed
capacity are decreasing, plant is aging and opportunity for maintenance is limited.
Up to the 1970s terminal short circuits and out of phase synchronisation were considered
to be the worst case torsional events that had to be designed for in turbo-generators
(Lambrecht and Kulig, 1982). However, investigations following catastrophic failures
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indicated that other, sometimes lower amplitude, events can lead to significant fatigue
damage and eventual failure.
Dunlop et al. (1980) conveniently categorized electrical disturbances that cause torsional
vibration into four classes namely single, double and multiple torsional events and
torsional resonance. Examples of single events include short circuits, faulty
synchronisation, load rejection and line switching. Bovsunovskii et al. (2010) state that
torques up to 3 times the nominal rated torque or even higher have been recorded in cases
of short circuits. Clearing of line faults can lead to double excitation events and auto re-
closing on faults to multiple excitation events which can result in excessive fatigue life
expenditure (Hammons, 1982). Sub-synchronous resonance, a class 4 or torsional
resonance case, occurs due to the interaction of multi-mass turbo-generator rotors and
series capacitor compensated transmission systems (IEEE, 1992). High voltage direct
current (HVDC) transmission systems and controls in close proximity to a turbo-
generator unit can also cause torsional excitation and sub-synchronous vibration. Another
possible class 4 condition referred to as super-synchronous resonance is caused by
unbalanced transmission systems (Tsai 2001). Control systems with adequate damping
have to be designed to prevent such occurrences (Bahrman et al., 1980).
The first notable failures attributable to torsional vibration were at Mojave Power Station
(Nevada, USA) during 1970 and 1973 (Chen 2004). Bovsunovskii et al. (2010) refer to
three cases namely Gallatin (Tennessee USA), Unit 4 Kashira (Russia) and
Pridneprovskaya thermal power plant (Ukraine). An out of phase synchronisation incident
that led to the plastic deformation of some couplings at a 630MW German station is
reported by Dunlop et al. (1980). EPRI reports twelve confirmed cases of torsional
vibration induced fatigue failures between 1971 and 2004 (EPRI, 2005a). These include
failures of turbo-generator shafts, low pressure turbine blades and coil retaining rings. W.
C. Tsai (2001) refers to low pressure turbine blade failures that occurred due to super-
synchronous resonance within one year of commissioning.
During 1980 the Electrical Power Research Institute (EPRI) embarked on a research
project to monitor and record torsional vibration data for all types of incidents and turbo-
generators (Brower, Bowler, and Edmonds, 1988). One of the objectives of this was to
obtain actual data for real structures to validate modelling approaches. Data were
recorded up to the end of 1988 and the following general conclusions were made:
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The number of torsional events recorded was fewer than expected.
HVDC lines in proximity to a turbo-generator can result in a high frequency of
torsional incidents and multiple torsional excitation events.
Calculated fatigue damage from the recorded events was not high but caution
was none the less advised.
Long term monitoring of torsional vibration was recommended.
Participation of long low pressure turbine blades in shaft torsional modes of vibration
results in changed frequencies of vibration for the combined system. This can also lead to
fatigue damage and failure of these blades (W.-C. Tsai, Tsao, and Chyn, 1997). Affected
turbine blades typically have a twisted profile that results in tangential, axial and torsional
modes of vibration. Tangential modes are most at risk of coupling with torsional modes.
Tsai also shows that some torsional frequencies of vibration vary with rotor speed which
implies that this must be taken into account in any analysis.
Given the relatively high number of confirmed cases of torsional vibration induced
fatigue failures, the potentially significant consequential damage and no physical warning
of distress, it is surprising that torsional vibration monitoring is the exception rather than
the rule in power generation (Ricci et al. 2010; W.-C. Tsai 2001). Unlike lateral vibration,
the monitoring of torsional vibration is typically not done continuously and would only be
considered in cases where it is suspected that it may be a problem and will then only be
done on a temporary basis.
Although the problem has been identified and researched for many years the accuracy of
models to calculate torsional vibration response is not acceptable in some cases,
especially for super-synchronous resonance where blades are affected and improved
models need to be developed (Bladh et al. 2002; W.-C. Tsai et al. 1997).
1.3 Conventional approaches to torsional vibration modelling
Throughout history as the operating speeds and capacities of rotating machinery increased
so do the need for reliable rotordynamic predictions and simulations. Torsional vibration
of rotating equipment can be seen as a sub-category of rotordynamics and its
development is closely linked thereto. The complexity of analytical methods used to
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describe these systems and to predict the vibration response thereof under various
conditions at any point in history strongly depended on the available computing power
(Nelson 1998; Szolc 2000). Elementary systems were introduced in the late 1800s with
notable contributions from Rankine, Dunkerley and Foppl. During the early 1900s up to
World War II many papers on the subject were published by Foppl, Stodola, Jeffcot,
Robertson and Holzer amongst others. The work by Holzer is especially relevant here as
he devised a method for the calculation of torsional natural frequencies of rotors.
Dimentberg, Tondl, Lund, Prohl and Myklestadt were some that were active in the field
during the period 1945-1970.
The two conventional methods that are still typically used today in rotordynamics are the
lumped parameter and distributed parameter methods. Both of these methods are based on
the discretisation of the rotor into a number of stations.
Lumped parameter approach
In the lumped parameter approach the level of discretisation is typically lower. Rotor
inertias are lumped at stations and connected by massless springs. In the most basic
application of this method inertias of the complete high pressure (HP), intermediate
pressure (IP) and low pressure (LP) turbines will each be represented by a single station
as well as the generator and exciter. This level of model complexity is generally adequate
for investigating machine layouts and low order sub-synchronous frequencies (Dunlop et
al., 1980).
Solution of the discretised system can be obtained by the transfer matrix method (TMM)
or the direct stiffness method (DSM) (Nelson, 1998).
The TMM originally developed by Holzer was later extended by Prohl, Myklestadt and
Lund for general use in rotordynamics. A vector containing displacement and force
information describes the state of a station. These states are transferred from one station
to another by a transfer matrix. After successive application of the transfer matrices,
assuming a frequency parameter, the state at one end of the rotor is related to the
condition at the other end. An approximate solution is obtained by making small changes
to the frequency parameter and iterating. Un-balance excitation can be accounted for by
the definition of an extended state vector (Nelson, 1998).
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State of the art software available during the early 1980s was evaluated by Murphy and
Vance (1983). These programs were all based on the Holzer transfer matrix approach.
They identified a weakness in some programs using a Newton Raphson iteration scheme
to converge to the eigenvalues. Convergence was found to be poor for some eigenvalues
and some were completely missed. Murphy and Vance developed a procedure to calculate
the characteristic polynomial coefficients using the TMM which ensures good
convergence and no missing of eigenvalues. A lumped parameter model is used where
shaft bending and shear is described by approaches from Euler and Timoshenko. Murphy
and Vance report an improvement in calculation time for their approach. Other
improvements include frequency convergence criterion instead of determinant criterion,
revised treatment of rotor end mass and rotor shear deflection.
Lund and Wang (1986) state that the TMM based on Myklestadt and Prohl can fail on
long shafts due the exponential growth of truncation errors and suggest the use of the
Ricatti transfer matrix method to overcome this.
The primary advantage of the TMM method is that it requires a small amount of
computer memory and calculations are simple (Nelson, 1998). Kirkhope lists two
disadvantages of the TMM; firstly a high level of discretisation in the lumped mass
approach is required for good accuracy especially for higher order modes, secondly the
iterative technique to obtain eigenvalues by using the determinant as the convergence
criteria is problematic and requires numerical conditioning (Kirkhope and Wilson, 1976).
Joshi and Dange (1976) describe the TMM as simple to implement but cumbersome for
models with large numbers of DOF, which is required to obtain good accuracy.
Lumped parameter models are frequently used for the calculation of fatigue damage
caused by electrical grid disturbances (Chyn, Wu, & Tsao, 1996). In an investigation to
determine the long term fatigue effects of small torsional oscillations J. Tsai et al. (2004)
used a lumped parameter approach. An equivalent mass-spring system was used to
represent the longer LP turbine blades. Although the model accuracy is not reported it is
stated that it had to be calibrated after field measurements were completed.
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Distributed parameter approach
With the advent of the digital computer in the mid-1940s work by Turner, Clough, Topp,
Martin, Argyris and Archer (amongst others) led to the direct stiffness method (DSM) to
address various structural problems. Initially this was used to solve lumped parameter
problems but further developments of the approach led to the evolution of the finite
element (FE) approach which is well suited to solve distributed parameter models. In this
approach global matrices are assembled with an order equal to the degree of freedom of
the model. Historically this was problematic from a computing resource point of view but
with the explosive development of hardware and software this approach is now preferred
(Nelson, 1998). From the global matrices the natural frequencies, eigenvalues, of the
model are calculated by calculating the coefficients of the characteristic polynomial. This
can be calculated directly from the characteristic determinant, a procedure known as the
Hessenberg algorithm.
A higher level of discretisation is used in the distributed parameter approach. Dunlop et
al. (1980) state that this approach results in more accurate models which can then be used
to develop reduced order models, e.g. lumped parameter models, that capture only the
modes of interest and propose that the effect of flexible blades and generator rotor
complexity is dealt with by the use of branched discretised models.
Representing and solving the discretised system by a set of second order differential
equations has the disadvantage that damping cannot be adequately included although it
does allow for non-linear relationships (Dunlop et al., 1980). The system can also be
solved by modal vibration equations which allow for measured damping to be
incorporated but this is limited to linear behaviour. Dunlop et al. (1980) believe the
modal approach to be the best method for solving problems of resonance.
Xie et al. (2003) proposed an improved Ricatti transfer matrix method to solve for
distributed mass models. Results are reported to correlate well with the standard Holzer
method as well as with experimental results.
Ricci et al. (2010) investigated the modelling of torsional vibration of a turbo-generator
using what they refer to as the standard rotordynamic technique. They describe a standard
rotordynamic model to require the discretisation of the rotor shaft and the representation
of cylindrical sections by 1 DOF torsional beam elements i.e. a distributed parameter
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approach. It is stated that stepped shafts must be accounted for and a Lagrangian
approach is used to assemble the stiffness and mass matrices. Bladed disks are considered
as lumped inertias at the appropriate stations in this approach.
Hammons and Mcgill (1993) recommend the use of calibrated lumped parameter models
to solve for torsional vibration response in real time as the distributed parameter models
are more computationally intensive. However, the simpler lumped parameter models were
calibrated using more accurate FE models.
Model sophistication and model reduction
Nelson is of the opinion that one the most important decisions to be made by an analyst is
the required level of sophistication of a model to ensure the relevant characteristics are
captured adequately and the specified accuracy is obtained whilst keeping the model as
simple as possible. Over-sophistication can lead to reduced accuracy and computational
inefficiency (Nelson, 1998). Experience in the modelling process is stated to be a
valuable asset. Nelson also suggests that validation of sub-systems be done in isolation
before they are incorporated into the global system.
Detail finite element models, such as full 3D models, can have very high numbers of
DOF and two methods proposed for model reduction are the static condensation method
and modal synthesis (Szolc, 2000). Guyan reduction, or static condensation, is a
coordinate reduction scheme where a dependent set of coordinates are related to an active
set of coordinates through a coordinate transformation (Nelson, 1998). Chyn and Nelson
proposed the use of assumed modes for order reduction of discrete models (Nelson,
1998).
Rouch et al. (1991) describe the model synthesis method to be the modal analysis of the
substructures of a larger structure. Response of the larger structure is then obtained by the
combination of the separate substructure analyses.
A component mode synthesis scheme used by Glasgow and Nelson makes use of a set of
constrained modes and a set of internal modes with a reduced order. A constrained mode
is defined as a static displacement mode shape with a unit displacement of one of its
coordinates. An internal mode is a kinematically admissible displacement shape with all
of its attachment coordinates constrained (Nelson, 1998)
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Nelson (1998) predicted that future advancements in rotordynamic modelling would be in
assembling and analysing more complete models that will be made possible by improved
computing capability. However, he also stated that the availability of suitable commercial
software could limit the exploitation of this computing power in the rotordynamic field.
Modelling of complexities and limitations
Chivens and Nelson (1975) state that the state of the art in 1975 was based on either the
TMM or the FE method. In both cases disks were assumed to be rigid, notwithstanding
the fact that it was well known at the time that flexible blade-disk dynamics are
important.
Early blade-disk models considered rigid blade flexible disk or flexible blade rigid disk
models. It was however realised that significant participation of both components in
vibration modes, of especially lateral vibration, can occur. Significant work was done to
develop FE models for flexible blade flexible disk analysis and one such example is by
Kirkhope and Wilson (1976).
Rotordynamic modelling typically assumes rigid disks and in most cases rigid blades.
Vibration characteristics of blades and disks are usually considered separately from the
rotor analysis (Omprakash 1988; Chatelet et al. 2005). Crawley et al. (1986) state that by
not considering this, significant errors in the blade and/or shaft calculated vibration
response can occur.
The interaction between shaft-disk and blade lateral modes of vibration for a gas turbine
fan was investigated by Crawley et al. (1986). The uncoupled blade and shaft-disk
vibration response was calculated as a function of rotational speed and plotted on a
Campbell diagram. Intersection of the blade and shaft-disk modes indicates likely
participation of these and a coupled analysis is recommended.
Omprakash (1988) conducted an extensive literature review of the analysis techniques
used for blades, disks and bladed disks. He also lists references of work done on the
modelling of bladed-disk-shaft systems notably by Loewy and Khader, Crawley and
Mokadam and the use of FE and cyclic symmetry by Michimura et al.
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Flexible shaft effects on the forced response of bladed disks was investigated by Khader
and Loewy (1990) using a Lagrangian approach and the assumed mode method. They
concluded that for accurate prediction of the vibration response of real structures the
effect of flexible shafts, stress stiffening and Coriolis effects must be included.
A method applying a Raleigh-Ritz technique combined with cyclic symmetric analysis
for the modelling of bladed disks is proposed by Omprakash and Ramamurti (1988). Most
approaches at the time used for bladed-disk modelling relied on beam theory for the
description of blades. However, due to the complex geometry of real blades not all modes
of operation would have been captured. The approach by Omprakash and Ramamurti uses
shell FE elements for the blades and is shown to provide good accuracy for the lower
order modes investigated.
The effects of shaft sudden diameter changes on the torsional stiffness and thus the
torsional natural frequencies of shafts were first investigated by the British Internal
Combustion Engine Research Association (BICERA). Empirical data for a large number
of experimental tests were obtained and the results presented in graphical form (Walker,
2004). Reduction in the torsional stiffness is represented by an addition of a small virtual
length to the shaft with the lower diameter. This virtual length is a function of the ratio of
the shaft larger to smaller diameter as well as the ratio of the fillet radius (at the change of
section) to the smaller shaft section radius. A similar approach can be followed using full
3D finite element analysis (FEA) results instead of experimental data.
Xie et al. (2003) suggest that finer discretisation be used in areas where sudden and large
diameter changes occur. They recommend that the equivalent diameter approach be used.
Xie et al. (2010) propose a methodology to account for the torsional stiffness effects of
integral disks on shafts. An equivalent torsional stiffness diameter for the section of shaft
containing the disk is calculated based on the length of shaft, the disk width, the base
shaft diameter and the so called influence coefficient. This equivalent diameter is then
used to calculate the torsional stiffness of the section of shaft considered and used in a
typical 1D distributed parameter analysis to calculate the torsional frequencies. The
influence coefficient is a two variable polynomial function fitted to data generated by 3D
FEA. It is a function of the relative disk height and relative disk width. Torsional
frequencies for a 600MW turbo-generator were calculated using this methodology by the
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Holzer and Ricatti transfer matrix methods and good correlation was reported with
measured results.
Vance et.al. investigated the effect of shrunk-on disks on the calculation error of natural
frequencies (Vance, Murphy, and Tripp, 1987). They measured the response of a small
test rotor with a shrunk on disk and compared the results with calculated values of two
approaches. In the first the disk is assumed to be integral with the shaft and in the second
it is modelled as an external disk. In this case the integral disk assumption led to smaller
errors (<2%) than the external disk approach (3 to 13%). No details on the modelling
method for the external disk approach are supplied.
Ricci compared frequencies calculated with a distributed parameter approach to measured
results and reports errors ranging from 1% to 17% for the first 5 modes. Significant
improvement in calculated results was obtained after model updating was performed with
the maximum error being 2.3% (Ricci et al., 2010).
Disk flexibility and disk to shaft rigidity are typically ignored in rotordynamic software.
Vance investigated this effect and found that the accuracy of calculation can be
significantly improved by considering this in the modelling process in cases of large
diameter disks near vibration node points (Vance et al., 1987). F. Wu and Flowers (1992)
developed a transfer matrix approach for the inclusion of disk flexibility effects in
rotordynamic analysis.
Chatelet et al. (2005) lists three limitations of traditional simplified models used for
modal analyses namely; i) simplified ‘beam-like’ models do not account for inertial
coupling between blades, disks and shaft; ii) methods do not account for the sectional
deformation of thin walled shafts and; iii) behaviour of composite rotors requires
simplification techniques that can lead to inaccuracies.
Torsional stiffness and damping are functions of rotational speed and this nonlinear effect
has to be included in models (W.-C. Tsai et al., 1997). Tsai et al. used a mechanical
model where the shaft, disk and blades are separately modelled by inertia stations and
coupled by massless springs and dampers.
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Field testing is said to be the most accurate method of determining torsional natural
frequencies (Chen, 2004). Chen found that higher order modes around twice the grid
frequency were difficult to excite using the negative sequence current method on a 200
MW turbo-generator. He resorted to modal analysis to confirm the existence of these
frequencies and to demonstrate why they are difficult to excite. A lumped parameter
model was used and damping was ignored as it was found to be low. Errors in the first 6
calculated modes ranged from -14% to less than 1%.
Euler-Bernoulli beam theory offers the simplest formulations to model shaft elements.
This approach does not cater for rotary inertia effects or shear effects. It is for this reason
that Timoshenko beam theory is used in most rotordynamic codes (Stephenson, Rouch,
and Arora, 1989) as it can account for these effects.
The acceptable margin between natural frequencies and excitation frequencies is
dependent on the accuracy of calculation of these frequencies. If accuracy of calculation
is 5% this must be added to the recommended margin (Vance et al., 1987). Vance et al.
conducted experimental measurements on small scale test rotors and found that state of
the art software of the time correlated poorly with measured results even for the free-free
case where the complexities of bearings and supports can be ignored. They also
concluded that good correlation at lower modes does not necessarily imply good
correlation at higher modes.
The problem of stepped shafts i.e. changes in shaft diameter is addressed by Bernasconi
(1986) using a distributed parameter model. Torsional frequencies and mode shapes are
then calculated directly from the equation of motion using singularity functions. It is
further proposed that modal superposition be used to calculate the vibrational response of
complex structures.
Accurate torsional modelling of generator rotors is difficult due to the complex geometry
and effects of the copper rotor bars. The bars are typically modelled as inertia only with
no assumed effect on rotor stiffness which is suspected to be a major contributor to
inaccuracy of the frequency predictions (Ricci et al., 2010).
In both the lumped and distributed parameter approaches the assumption is that shaft
sections remain plane. Whilst this is acceptable for uniform shafts it is not valid for
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stepped shafts. The effect thereof in lateral vibration modelling is a reduction in bending
stiffness (Stephenson et al., 1989). Effective diameter approaches are used to compensate
for this. Stephenson et al. propose the use of axi-symmetric solid harmonic elements to
model stepped shafts. The advantage of this is that all shaft geometric details can be
directly modelled without the need for correction factors. To reduce the large degree of
freedom problem that results from this approach, Stephenson used the Guyan matrix
reduction scheme. As a test case Stephenson applied the approach to a test rotor used by
Vance et al. (1987) using a commercial code (ANSYS) and obtained very good
correlation with experimental results i.e. maximum 1.1% error.
Damping
Three forms of damping can be considered for torsional systems; i.e. viscous, Coulomb
and hysteretic damping. Only viscous damping is expected to increase with shaft speed
(W.-C. Tsai et al., 1997). Most rotordynamic software in use during the late 1980s did not
consider damping (Vance et al., 1987). Ricci et al. (2010) ignored damping in the
modelling of the torsional vibration of a turbo-generator that accounts for blade
interaction. Damping in torsional systems is low and errors in the range of ±5% are
expected if it is ignored (Xie et al., 2003). Doughty (1985) included damping in a TMM
approach.
Modelling of blades
Nagaraj and Shanthakumar (1975) describe three categories of methods for modelling of
rotating beams namely; Raleigh-Ritz, Galerkin and Runga-Kutta as well as combinations
of these. A Galerkin method using Hermitian polynomials is used by Nagaraj and
Shanthakumar to model a beam as an equivalent mass at the end of a massless spring, as
one would have for a lumped parameter approach. The approach is said to be economical
and accurate for the calculation of eigenvalues and eigenvectors of rotating beams.
Numerical results are in good agreement with a reference solution using the Galerkin
method with Duncan polynomials.
Modelling of blades on disks is commonly done by the use of Euler-Bernoulli beams.
Kirkhope used this approach in a FE analysis of bladed disks (Kirkhope and Wilson,
1976).
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A component synthesis method is used by Huang and Ho (1996) to investigate the
torsional vibration response of bladed-disk-shaft models. Vibration characteristics are
first solved for the disk-shaft and blade components separately and then combined using a
receptance method. Euler beam formulations are used to describe the blades. A distinction
between blade-shaft and blade-blade modes is made. Others describe this as flexible shaft
and rigid shaft modes. For flexible shaft modes blades participate in the shaft torsional
modes whereas in rigid shaft modes blades participate with the shaft being rigid (i.e. no
torsional strain). Rigid shaft modes of a specific mode shape occur at frequencies that are
closely spaced and are in some cases referred to as repeated modes. The number of
repeated modes is equal to the number of blades on the disk. The frequency of blade-shaft
modes can increase or decrease as the number of blades increases and depends on the
specific mode shape. Huang and Ho found that the blade-disk-shaft modes at rest split
into a forward and a backward rotating mode as the speed of rotation increases. In this
case these two modes diverged but then converged again at a higher speed. Following the
merge point the vibration is reported to become unstable. Numerical analysis was used to
validate the analytical approach proposed.
To account for the effect of flexible blades on torsional vibration frequencies Ricci et al.
(2010) propose a modification of the standard distributed parameter approach. In this
approach the bladed-disk’s inertia is lumped into a new node which is then coupled to the
appropriate shaft node by a torsional spring. The stiffness of this spring is assumed to be
proportional to the stiffness of the shaft section it is connected to. The proportionality
constant is calibrated by model updating.
1.4 State of the art calculation methods
Combined lateral-torsional vibration modelling
Most torsional analyses assume that lateral vibration can be decoupled from torsional
vibration. However, some researchers have shown that coupling can occur under some
conditions. Huang (2007) also demonstrated this by analysis and experimental work on a
simple test rotor. He concluded that torsional excitation of a shaft with unbalance occurs
at the frequency of rotation. As can be expected an increase in the first harmonic torsional
response occurs at a speed of rotation equal to a torsional natural frequency. A significant
second torsional harmonic also occurs for rotating frequencies of half the natural torsional
frequency. For operating frequencies at torsional natural frequencies an increased second
harmonic response in the lateral response is noted. Similarly Anegawa et al. (2011) found
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that blade lateral modes are excited by the second harmonic of rotation speed i.e. blade
resonance will occur at rotational speeds of half the blade natural frequency.
Cyclic symmetric modelling
Cyclic symmetric modelling appears to have been introduced by Thomas (1979) who
referred to it as modelling of rotationally periodic structures. Thomas found that for every
non-rigid-body natural frequency a pair of orthogonal mode shapes exists. Each
substructure, or sector, has the same amplitude of vibration but at a constant mode shift
from the previous sector. It is thus possible to calculate the response of the whole system
by considering only one cyclic symmetric sector thereof, whilst applying appropriate
boundary conditions to enforce the phase shift. Industrial problems that Thomas
addressed with this approach included turbine bladed disks, generator end windings and
cooling towers. The approach is not limited to FE analysis but is suitable for any matrix
analysis provided it is linear elastic. Thomas extended the use of this approach from free
undamped systems to forced damped systems.
Also referred to as rotational periodicity Omprakash (1988) reviewed a number of papers
where the cyclic symmetric approach is applied to bladed disks. Works reviewed included
the application of sub-structuring and wave propagation methods to address the modelling
of steam turbine and other turbomachinery components.
Non rotating modes of vibration for a flexible bladed disk-shaft system were calculated
using a cyclic symmetric approach by Jacquet-Richardet et al. (1996). Rotational effects
such as stress stiffening and the gyroscopic effect as well as all coupling effects between
components (geometric properties) were included. Jacquet-Ricardet et al. state that the
traditional methods to simulate rotor trains (1D beam models) and bladed-disks have
advantages and have been shown to be useful in many cases. However, the requirement
for increased accuracy in simulation especially at the design stage requires an alternative
approach for flexible blade-disk-shaft systems. A number of approaches were reviewed
but it was concluded that the cyclic symmetric approach as proposed by Geradin and Kill
appears to be the most promising in predicting the vibration response of geometrically
complex flexible blade-disk-shaft systems. Some form of simplification or reduction
technique is however required due to the large number of degrees of freedom for such
systems to ensure practical solution times on available computer systems. Jacquet-
Ricardet et al. propose that the nonrotating mode shapes be solved only once by cyclic
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symmetric analysis. The dynamic system at each rotating speed is then solved by first
writing the mode shapes in terms of the static mode shapes. The approach was applied to
a steel impeller mounted on a shaft and very good correlation with experimental results
was obtained for disk flexural frequencies. Torsional modes were not reported. To
establish the effect of the rigid disk assumption the results were compared with a
conventional rotordynamic approach. It was concluded that some modes were
significantly affected. Effects of the rigid shaft assumption on calculated disk frequencies
were also evaluated and here it was also found that these frequencies are affected for this
case.
Jacquet-Richardet and Dal-Ferro (1996) also applied cyclic symmetric modelling and
modal synthesis reduction techniques to submerged turbomachine wheels and included
the fluid-structure interface. Good correlation with experimental results was obtained
with errors below 7%.
Cyclic symmetric analysis is mostly applied in linear vibration problems. Petrov (2004)
proposed a methodology for the use thereof in nonlinear problems and presents results for
calculations done on a high pressure turbine disk where nonlinear blade to blade and
shroud interaction is taken into account by the use of contact elements. Good correlation
with full 3D models is reported.
Chatelet et al. (2005) concluded that the vibration response of blade-disk-shaft structures
may be poorly modelled by traditional modelling techniques based on one dimensional
beam approaches and by uncoupling the rotordynamic and bladed disks analysis. It is
recognized by Chatelet et al. however that the full 3D modelling of large realistic
structures for the calculation of vibration response will result in models with large
numbers of degrees of freedom which are extremely computationally intensive to solve.
They assessed two techniques to reduce the size of these problems. Firstly the dynamic
mode shapes of the structure are written as a linear combination of the corresponding
mode shapes at rest and secondly a 3D cyclic symmetric approach is used which can
include exact geometric detail. The speed dependence of the vibration response is
typically shown on a Campbell diagram for which the system response has to be solved at
a number of points. With this approach the problem is solved only once for static
conditions. The approach was used on a 5 stage turbo molecular pump neglecting
damping and torsional response. For lateral vibration it was found that blade-shaft
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interaction remains significant over the whole speed range considered. Accuracy of rigid
blades/flexible shaft models was found to be poor when compared to flexible
blade/flexible shaft models. No experimental results were reported.
For blade-disk analysis the cyclic symmetric approach is used with good effect to reduce
the order of the problem. One disadvantage of this approach is that it assumes that all
blades are identical (tuned). It has been shown that considerable mistuning of blades
occurs in practice however, which results in slightly modified and differing response
frequencies (Bladh et al., 2002). Bladh et al. present a methodology using reduced order
models and Monte Carlo simulations to assess mistuning. Reduced order models are
developed from detail FE cyclic symmetric models and results compared to full 3D FE
models.
According to Genta (2008) classical rotordynamics is based on the frequency domain
analysis of typically one dimensional models with the assumptions of linearity and steady
state behaviour. Rotordynamics is however an active field of research and in Genta’s
opinion the trend is towards more complex 3D models which include non-linearity and
non-stationary conditions that are solved in the time domain. Although some development
is still done using the transfer matrix approach the current trend is towards the use of the
FE approach which is better suited to automatic computation. Most FE based
rotordynamic software is based on 1D beam structures to represent the shaft and lumped
masses for other components such as disks and blades. This is problematic in many cases
especially where flexible disks and blades have to be considered. For these cases axi-
symmetric approaches and variations thereof can be used. Genta states that although
Guyan reduction can be used for 1D models, it could be more useful in 3D approaches
where the number of degrees of freedom is significantly higher. Also, model reduction by
cyclic symmetry is an important area of research according to Genta.
Mbaye et al. (2010) present a model reduction method based on cyclic symmetric analysis
for the analysis of geometrically varying blades. This approach aims at addressing the
normal variations in blade geometry and mass that normally occur as a result of
manufacturing processes which in turn result in mistuned blades and the phenomenon of
localisation where one or a small number of blades can be affected by resonance and
fatigue damage. Detuning is the process whereby a row of mistuned blades are tuned in
order to reduce or eliminate resonance. Methods of detuning include material
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modification, geometry modification as well as the change in rigidity between blades and
the carrier disk. In this case geometry modification is used for tuning. It is stated that sub
structuring, i.e. considering component parts in isolation first, is generally used to solve
problems of mistuning. Commercial code ANSYS was used for cyclic symmetric
modelling and generation of the mass and stiffness matrices used as input to the reduced
order model. In addition a full 3D analysis was done in ANSYS and used as the reference
to validate the reduced order approach. Good correlation was obtained.
Full 3D FE modelling
An empirical technique developed by Imregun and Visser (1991) is aimed at the
simplification of complex steam turbine blades to compound beams. Available
experimental measurements and/or full 3D FE results are used to calibrate the beam
geometry and density. The intention is then that these reduced order 3D FE models can be
used for parametric studies of mistuned bladed disks. However, although it is concluded
that the method can be used for qualitative investigations it is stated that care should be
taken in the case of quantitative studies of complex blades as the accuracy of all modes is
not easily calibrated.
Bovsunovskii et al. (2010) investigated the torsional fatigue damage caused by system
short circuits using a full 3D FE model consisting of 50 000 elements. The focus was on
shaft fatigue and blade-shaft interaction was not considered.
A full 3D FE rotordynamic analysis of the rotor of a hydro power station consisting of the
runner, generator rotor and associated couplings was done by Bai et al. (2012) using the
commercial FE software ANSYS. Gyroscopic effects and damping were included in the
model consisting of approximately 3 million elements. Modal analysis was conducted and
the full Campbell diagram was calculated.
Rotordynamic analysis of a multistage centrifugal pump based on full 3D and beam
element analysis was conducted by Tian et al. (2012) using the commercial software code
ANSYS. Advantages of using the FE method are stated to include the ability to model the
geometry accurately and the fact that rotational effects such as the gyroscopic effect can
easily be included. Calculated frequencies were not compared to experimental results.
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EPRI (2005) used an axial fan for the broad base excitation of an experimental setup. The
aim was to detect cracked shafts by monitoring and looking for changes in the torsional
natural frequencies. A frequency range from 125 to 150 Hz was of interest and it was
concluded that the torsional natural frequencies are sensitive to transverse cracks.
Although similar trends in calculated results for full 3D FE modal analysis were obtained,
the accuracy thereof was not good. Reasons for this are suspected to be related to the
model simplifications and repeatability of the measurements.
Y.-han Kim et al. (2006) conducted electronic torsional excitation tests (ETET) of a
refrigerator fan assembly using the brushless direct current (BLDC) motor that drives the
fan. The motor has a three phase nine slot winding and a six pole permanent magnet rotor
and is driven by rectangular voltage strokes with two phases (i.e. pulse width
modulation). Due to commutation phase lag occurs which results in a torque ripple at 18x
rotation speed in this case. This ripple torque can lead to torsional resonance of the
system should it coincide with a natural frequency. For the ETET a sine wave current
signal was applied to one of the three phases. The rotor is nominally stationary during this
test with only small cyclic torsional displacements. A function generator is used to control
the signal amplitude and frequency. Frequency of modes measured ranged from 300 to
420 Hz and compared reasonably well with full 3D FE modal analysis. One reason for the
difference in measured and calculated frequencies is that the ETET was not done at
speed. It was concluded that stress stiffening of the fan blades is significant and should be
included in the experimental setup.
Multistage cyclic symmetric modelling
Sternchuss et al. (2009) developed a methodology for the analysis of multi stage mistuned
disks using sub-structuring and introduced the use of an intermediate ring to avoid
complexities of mesh compatibility.
Analytical models for the blade-shaft torsional interaction with multiple disks were
developed and investigated by Chiu and Chen (2011) using the assumed modes method.
Inter blade modes and rigid shaft modes were identified for each disk and the number of
blade-shaft, or flexible shaft modes, depended on the number of disks. It was also found
that frequencies of instabilities reduce as the number of disks increase. The number of
blades per disk do not affect the inter blade modes but it was shown that the blade-shaft
modes reduce in frequency as the number of blades increase. Similarly the shaft-blade
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modes decrease in frequency as the number of disks is increased. Split frequencies i.e.
forward and backward modes are seen to occur with an increase in rotational speed. Some
of these split frequencies converge again as the speed is further increased.
Laxalde and Pierre (2011) extended the work by Bladh et al. (2002) on model reduction
for the assessment of mistuning on a bladed disk to multiple disks. The process is in
principle the same but a method for the cyclic symmetric modelling of multiple stages is
introduced. This is especially relevant to gas turbines where interstage coupling can
occur. As the sector angle of the individual cyclic symmetric segments will vary, methods
had to be developed to combine these individual segments in one cyclic symmetric
model. The approach was applied to a two stage gas turbine rotor and results compared
with a full 3D FE reference model. It is concluded that strong interstage coupling can
occur even for mistuned blades.
An algorithm similar to the modified modal domain analysis used to generate the reduced
order model of a multistage rotor was developed by Bhartiya and Sinha (2012). Reduced
order models for tuned and mistuned blades are developed using cyclic symmetry. Effects
of mistuning are investigated with the use of Monte Carlo simulations. Results of the
reduced order model compare well with that of full 360° FE models. Good correlation in
eigenvectors was also found using the modal assurance criterion (MAC).
Blade-shaft coupling
Crawley and Mokadam (1984) investigated the effect of blade stagger angle on the
inertial coupling with shaft torsional and flexible disk modes. A Ritz analysis is proposed
to identify the non-dimensional frequency and mass ratios which can be used to predict
the level of blade coupling with shaft and disk modes. Blade stagger angle was found to
strongly influence the mass ratio and hence the level of coupling.
Al-Bedoor (1999) found that studies on the general case of flexible blades, flexible disks
and flexible shafts were not available in literature at the time. He used the finite element
method to discretise blades and the Lagrangian approach to derive the equations of
motion. Blade axial shortening and gravitational effects were included. For the
investigated numerical cases strong interaction between blade bending and shaft torsional
modes is reported.
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Al-Nassr and Al-Bedoor (2003) state that whilst significant research has been done on
lateral vibration of rotors the phenomenon of torsional vibration and especially with blade
participation requires further analysis and experimental investigation.
Blade-shaft interaction typical of wind turbines was investigated by Santos et al. (2004).
A representative test model was built for the validation of developed models. Blades were
modelled as Euler-Bernoulli beams, gyroscopic effects were eliminated and only lateral
shaft vibration in the horizontal direction was included. In addition only the first bending
modes of the blades were included. To ensure that the effect of stress stiffening is taken
into account the nonlinear terms related to the blade deformation were accounted for.
Blade-blade modes as well as shaft-blade modes were identified. Natural frequency
bifurcation with rotational speed is shown using waterfall plots.
The forced vibration response of a flexible blade with torsional excitation is studied by
Al-Bedoor and Al-Qaisia (2005) using a reduced order nonlinear model. The resulting
system of second order ordinary differential equations is solved using the method of
harmonic balance. Torsional vibration excitation amplitude in addition to frequency is
shown to significantly affect blade stability. Stability maps are generated that can be used
for design and diagnostic purposes.
Turhan and Bulut (2006) state that detail 3D FE analysis of practical systems may be the
best approach to address real structures, but analytical models still have value in
investigating and understanding the principles of vibration response. With this as the
starting point they devised an analytical method for modelling and qualitative
investigation of blade participation in shaft torsional modes for single and multiple stages.
The stated disadvantages of their approach using Euler-Bernoulli theory to represent the
blades are that out of plane vibration is not accounted for. In addition, non-linear coupling
and mistuning effects are ignored.
Vibration characteristics of a combined blade, shaft and disk system were investigated by
Yang and Huang (2007) using the energy and assumed modes approaches. Relations for
shaft torsion, disk bending and blade bending are first derived independently and then
combined to calculate the assembled model dynamics. It is shown that shaft-blade, blade-
disk, blade-blade as well as shaft-blade-disk modes exist. Stagger angle of the blades is
shown to affect the degree of coupling, e.g. for a stagger angle of 0° the disk is effectively
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uncoupled and for 90° the shaft is uncoupled. Frequency bifurcation and loci veering is
said to occur as a result of disk flexibility. When merging of the modes occur at higher
rotational speeds instability may occur.
In order to include the effect of long last stage LP turbine blades on torsional vibration
frequencies Okabe et al. (2009) propose the use of a so called quasi modal technique
based on the modal synthesis approach. An equivalent mass-spring system is derived for
the blades and applied with standard 1D models conventionally used by original
equipment manufacturers. Whilst some calibration of the equivalent blade system may be
required results obtained for a 700 MW unit correlated well with experimental
measurements.
Blade and/or blade-disk modes with a nodal diameter of 0 or 1 are known to participate in
shaft torsional, axial and lateral vibration. Anegawa et al. (2011) investigated the
phenomena for a nodal diameter of 1, i.e. lateral participation.
Advances in turbine blade technology to increase turbine capacity resulted in modern low
pressure turbine blades being very long. This increases the risk of blade participation and
fatigue damage (Okabe et al., 2012). None the less the conventional approach is still to
analyse bladed disks separate from the rotordynamic analysis. Okabe et al. propose a
modelling methodology where the blades are represented by an equivalent mass-spring
system in the rotordynamic assessment.
1.5 Torsional excitation methods
Torsional excitation of rotor systems for the purpose of measuring the vibration response
to a quantified torsional input is an active area of research. Methods include the use of
simple mechanical devices, hydraulic drives as well as electrical motors coupled to servo
drives.
Drew and Stone (1997) investigated the use of an AC motor coupled to a servo drive for
the rotation and torsional excitation of small test rotors. Servo drive settings were
optimised for the required response with dynamic forcing of up to 10 N.m obtained.
Stiffness and damping for the system were successfully determined. It was found that the
stiffness and damping levels were functions of rotational speed, excitation level and
inertia of the coupled rotor.
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For the testing of large scale steam turbines the negative sequence current method was
used by Chen (2004) on a 200 MW turbo-generator. He found that lower modes were
easily excited but had difficulty in exciting the higher modes.
Cogging torque of brushless DC motors have also been used for torsional excitation such
as was done in a study by Kim et al. (2006) to investigate the reduction of noise in a
refrigerator motor. Measured results using this excitation method correlated well with 3D
FEA modal analysis. The same excitation method was also successfully applied by Leong
and Zhu (2011).
1.6 Contribution of work and layout
Torsional vibration excitation methods, field measurement techniques and mathematical
modelling are active areas of research. However, these or aspects of these approaches are
mostly considered in isolation and often without experimental verification. Whilst
important and relevant, many studies will focus on fundamental aspects that increase
knowledge and understanding in this field, but implementation and application thereof to
practical problems that also include other relevant aspects may be lacking.
Work by Jacquet-Richardet et al. (1996) and Chatelet et al. (2005) on the 3D cyclic
symmetric modelling of rotational structures demonstrates the significant effect the
flexibility of blades has on torsional frequencies and the potential errors of conventional
1D models. However, in the case of Chatelet et al. the calculated frequencies were not
directly correlated with experimental results. In both cases only lateral vibration was
investigated. Omprakash (1988), Petrov (2004) and Mbaye et al. (2010) showed that
good accuracy can be obtained for linear, non-linear and mistuned blade cases
respectively by 3DCS FEA but their work was limited to bladed-disks. Full 3D FE
rotordynamic analyses have been conducted by a number of workers (Bovsunovskii et al.
(2010), Bai et al. (2012), Y.-han Kim et al. (2006), EPRI (2005)) but in none of these
cases were blade participation in torsional vibration considered. The effect of blade
stagger angle on the torsional frequencies of rotors was investigated by Crawley and
Mokadam (1984), Al-Bedoor (1999), Al-Nassr and Al-Bedoor (2003) and Yang and
Huang (2007). In these cases 3D cyclic symmetric FE analysis was not used however.
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The objective of this work is that of a comparative study of the 1D, full 3D and 3DCS
finite element (FE) methodologies used to calculate the torsional vibration response of
bladed rotors. Accuracy relative to experimental results obtained for a small scale test
rotor is determined. Modelling effort, model size and solution times are also considered.
This direct performance comparison of the mentioned torsional vibration modelling
techniques as applied to an actual test rotor, where blade participation and blade stagger
angle effects are also considered in parallel, has not been studied or reported on
previously.
Work will be discussed in six chapters as follows:
In Chapter 2 the 1D, full 3D and 3DCS FE methodologies, their basis,
assumptions, simplifications and decisions made are discussed. Calculation
methods for damping and Campbell diagrams are presented and the specifications
of the computer used throughout this work are described.
Chapter 3 describes the design and torsional vibration testing of a small scale test
rotor. Optimisation and characterisation of the drive system used for rotation as
well as torsional excitation are described. Modal testing of constitutive
components is done in isolation first before testing of the complete assembled
rotor. In some cases more than one measurement and/or excitation method are
used to confirm results. Vibration response of the test rotor with no blades and
blades with varying stagger angles is obtained for static and dynamic conditions.
Blade response measurement during steady state and dynamic operation is
described and results presented.
The full 3D FE modal analysis methodology and results are discussed in Chapter
4. The modelling process is described and results are obtained for various blade
stagger angles and for the rotor with no blades. Results of constitutive
components and of the assembled rotor are compared with measured results. The
effect of centrifugal stiffening for the test rotor is investigated and reported.
Modelling of the test rotor with flexible blades by means of 1D FE approaches is
described in Chapter 5. Detail modelling simplifications and decisions are
discussed. Results for constitutive components and the assembled rotor are again
correlated with experimental and 3D results for all cases.
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Chapter 6 presents the 3DCS modelling process and results. As above the results
for various blade stagger angles as well as the case with no blades are presented.
Dynamic response in the form of a Campbell diagram is also discussed.
A discussion on the findings and comparison of the 1D, full 3D and 3DCS
methodologies is presented in Chapter 7.
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2. Theoretical background
2.1 Modelling approaches to geometric complexities
At least six aspects that require some form of simplification or modelling approach are
identified in the literature. The first of these is the participation of flexible blades in the
torsional vibration modes. This aspect is addressed in the full 3D and 3DCS
methodologies by direct inclusion of the complete blade. For the 1D methodology a
model synthesis technique is applied and is discussed in section 2.2.
Abrupt diameter changes are again directly included in the detail geometry of the full 3D
and 3DCS methodologies. For the 1D methodology the British Internal Combustion
Engine Research Association (BICERA) approach of calculating a virtual shaft length
and adding it to the length of the smaller diameter shaft section is used (section 2.3).
However, some of the diameter ratios for the test rotor used are not contained in the
available BICERA charts. These charts are then extended up to the required ratios using
3D FEA. Effective contact lengths between couplings and shafts are based on the position
of grub screws or keys which is always shorter than the actual coupling length. These
resultant sudden diameter changes with ‘overhangs’ are found not to be modelled well by
the standard BICERA approach. For these cases (drive end (DE) and non-drive end
(NDE) couplings) the 1D compensation factors (virtual shaft lengths) are calculated using
3D FEA as discussed in Chapter 5.
Although the basic geometry of the motor armature is captured in the 3D models the
detail modelling of the speed dependent stiffness is beyond the scope of this study. As
such the approach used is to directly measure the polar moment of inertia and to calculate
an equivalent density. Stiffness is calibrated for static and dynamic conditions using
measured frequency response data (section 4.3). The same density and stiffness values
applied in the 3D models are also applied in the 1D methodology.
Both disk #1 and #2 are shrunk-on, but based on the findings of Vance (Vance et al.,
1987) these are assumed to be integral to the shaft and did not require further
simplification in the 3D approaches.
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The single bolted coupling, the DE coupling, has a large flange diameter relative to the
shaft diameters. Based on this and the fact that lateral vibration modes are not included in
the study the coupling is assumed to be torsionally stiff and modelled as a lumped mass in
the 1D approach. In the 3D and 3DCS approach the complete coupling is modelled but
assuming perfect bonded contact between axial faces.
Blade to disc flexibility may be problematic to determine in the case of loose fitting
blades. In this case however this is avoided by the use of blade holders which are bolted
to the rotor disks. In the 3D models these are modelled in detail as integral to the disks
and their inertia added to the lumped masses of disks in the 1D approach. Complete
flexibility of the shaft, disk and blades is ensured in the 3D approaches. However, based
on the relatively large disk widths these components are assumed to be rigid in the 1D
approach. This is considered acceptable as only torsional modes are investigated and no
lateral or coupled modes are included.
Initial testing indicated no stress stiffening effects in the speed range considered. As such
Euler-Bernoulli beam theory is used for blade modelling which does not allow for stress
stiffening effects. This effect is however investigated using the 3D methodologies.
2.2 1D Modelling of blades
Euler-Bernoulli beam theory with finite element discretisation is used for modelling of
individual blades as well as for the component mode synthesis approach of modelling the
complete rotor. The kinetic energy for a volume with distributed mass is given by
(Chandrupatla & Belengundu, 2003);
∫
where is the velocity vector and is the density. Dividing the volume into elements
and expressing displacement, in nodal displacements using shape functions the
elemental kinetic energy is given by;
[∫
]
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where the bracketed expression is the elemental mass matrix;
[ ] ∫
Applying Hermitic shape functions to represent the lateral deformation, i.e. and
integrating the elemental mass matrix can be determined;
[ ]
[
] 2.2-1
Similarly from the elemental strain energy given by;
∫ (
)
The elemental stiffness matrix [ ] can be shown to be (Al-Bedoor, 1999);
[ ]
[
]
2.2-2
For the calculation of the internal modes of a single blade the attachment DOFs and
are assumed to be fixed (Figure 2.1). Equations of motion are solved to obtain the
eigenvectors and eigenfrequencies of the blade substructure from;
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{
}
{
}
2.2-3
The resultant eigenvector matrix is an by matrix where is the DOF of the blade
substructure and is the number of blade modes that will be used to synthesise the
component mode/s.
Figure 2.1. Discretisation of shaft-disk-blade system
The transformation matrix used to transform mass and stiffness constraint mode matrices
(attachment DOF included) from the absolute to modal coordinate system is of the form
(Cook, Malkus, Plesha, and Witt, 2002);
[
] 2.2-4
where is the eigenvector of mode to be transformed. is a vector describing the
displacements of the internal DOF of the substructure for a unit displacement of the
attachment DOF. In this case all the blade DOFs are to be written in terms of the rotor
angular DOF, , located at the centreline of the shaft by;
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2.2-5
2.2-6
where is the radial distance of node from the shaft centreline and is a modal
scaling factor. Note that is small and can be reduced to in equation 2.2-5.
The modal mass ( ) and stiffness ( ) matrices for a single transformed mode are
obtained by applying the transformation matrix to the blade substructure matrices and
respectively (Cook et al., 2002);
2.2-7
2.2-8
where the non-diagonal modal mass matrix is of the form;
[
] 2.2-9
where is the total blade inertia in the coordinate, is the total blade inertia in the
coordinate, is the modal mass for mode , is the coupled modal inertia in the
coordinate, is the inertia cross-coupling and is the coupled modal inertia in the
coordinate.
In order to transform the modal properties of mode from the modal to absolute
coordinate system a transformation matrix is required. Let be the DOF the
equivalent blade mode will be attached to. Then;
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2.2-10
[
] [
] 2.2-11
[
] 2.2-12
Setting , the coupling factor, equal to the ratio of and and applying the
transformation to the following is obtained when the translation DOF is also ignored
(Okabe et al., 2009);
[
] 2.2-13
where;
= equivalent blade inertia
= residual blade inertia
For multiple blade modes the same process is conducted for each mode and the equivalent
modes (inertia and stiffness) attached to the relevant torsional system DOF. The total
residual inertia is added to the torsional system DOF inertia the modes are connected to.
Multiple blades are accounted for by neglecting so called rigid shaft modes, i.e. assuming
that blades are tuned and respond in phase with each other. With the aforementioned
assumptions all blades of a single row can be seen to be coupled in parallel. One mode of
the complete row of blades can then be represented by a single equivalent inertia,
stiffness and residual inertia by multiplying the single blade equivalent inertia, stiffness
and residual mass by the number of blades in the row. Blade stagger angle ( is
accounted for in the torsional analysis by only coupling the tangential components of the
eigenvector as follows;
2.2-14
where 2.2-15
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2.3 1D Modelling of the shaft
Shaft sections are modelled using a lumped mass approach and finite element
discretisation. Each torsional element has 2 nodes with one degree of freedom per node.
Elemental inertia and stiffness matrices are shown in equations 2.3-1and 2.3-2 (Cook et
al., 2002).
[ ]
[
]
2.3-1
[ ]
[
]
2.3-2
To account for sudden changes in diameter the BICERA approach is applied (Walker,
2004). In this approach a virtual shaft length ( ) is added to the shaft with the smaller
diameter ( ) based on the ratio of the shaft diameters ⁄ and the ratio of fillet
radius to the smaller shaft radius ⁄ (Figure 2.2). Solid markers in Figure 2.2 are
discretised points obtained from an original BICERA graph provided by Walker (2004).
A 3rd order polynomial was fitted to these points to obtain the data points shown by open
markers and the dotted lines. The BICERA data is however only provided up to a
diameter ratio of 3 and the disk to shaft ratio for the test rotor approaches 5.
Figure 2.2 BICERA compensation factors for sudden diameter change. NOTE: Solid markers are discretised points from original graph and open markers are fitted points.
1 1.5 2 2.5 30
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
D2/D
1
Lv/D
1
r/R1=0
r/R1=0.1
r/R1=0.2
r/R1=0.3
r/R1=0.4
r/R1=0.5
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3D FEA was used to extend the ⁄ curve to a diameter ratio ⁄ of 5. Using
a shaft diameter in the same range as the test rotor shaft diameter (i.e. ~30 mm), the
virtual shaft length for diameter ratios in the range 1.25 to 5 was determined by 3D FEA
(Figure 2.3). Small differences between the BICERA and 3D FEA data are noted in the
diameter ratio range of 2 to 3. This could be due to mesh refinement or other unknown
geometric or measurement factors in the BICERA data. None the less the fit is considered
acceptable for this approach. A Matlab code was developed to calculate virtual shaft
lengths for any combination of diameters and is used in the 1D FEA analysis of the test
rotor. For diameter ratios up to 3, the BICERA data is utilised and for ratios higher than 3
up to 5 the 3D FEA data is applied.
Figure 2.3 Extension of BICERA data by 3D FEA.
2.4 1D qualitative determination of blade participation
Small equivalent inertias can be calculated in cases where a blade vibration mode couples
lightly with a shaft torsional mode. Moreover, due to numerical errors very small inertias
and stiffness values are calculated in cases where no coupling exists. In these cases the
resultant relative displacement of these blade mode DOFs can be very large and a simple
plot of the eigenvector will not be representative of the level of blade mode participation.
It is proposed that the level of participation of a blade equivalent inertia at DOF for
eigenmode be represented on the basis of the relative momentum of the vibrating
DOF as follows;
1 1.5 2 2.5 3 3.5 4 4.5 50
0.02
0.04
0.06
0.08
0.1
0.12
0.14
0.16
D2/D
1
Lv/D
1
BICERA3D FEA
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| |
∑ | |
2.4-1
where is the total number of DOF. The blade participation factor is then
used to scale the blade mode DOF in the normalised eigenvector.
2.4-2
2.5 Full 3D FE modelling
3D finite element modelling is done using the commercial software package ANSYS
version 14.0. A high level of geometric detail is included in all cases to ensure good
accuracy. To this end all bolts, nuts and threaded holes are included. All geometry is
modelled to be parametric including blade stagger angle to allow for parametric studies as
well as updating of dimensions to as built values if required. The standard SI unit system
is used throughout.
Meshing is done using hexahedral and tetrahedral ANSYS element SOLID186. This 20
node element uses quadratic shape functions and has 20 nodes (Figure 2.4). Each node
has three translational degrees of freedom and has stress stiffening as well as large
deflection and large strain capabilities.
Homogenous and isotropic material properties for density, modulus of elasticity,
Poisson’s ratio, damping and thermal expansion coefficients can be defined (amongst
others). The default option of uniform reduced integration is used although no volumetric
locking is expected in the current work.
Bonded contact is applied between couplings and shafts. This form of contact implies no
sliding or separation of contact pairs and allows for linear solutions (required for modal
analysis).
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Figure 2.4 ANSYS element SOLID186 (ANSYS 14.0 user reference manual).
For pre-stress modal analysis, required for stress stiffening effects, a steady state
structural analysis is first conducted at the speed of interest. This structural analysis
requires the same set of constraints as the modal analysis to follow in addition to the
angular velocity. A direct sparse solver is used for structural analysis using the ‘in-core’
option which does all matrix factorisations in the computer physical memory as opposed
to the ‘out-of-core’ option which uses space on the computer hard drive. If adequate
memory is available the ‘in-core’ option is stated to be more efficient.
Undamped natural frequencies are calculated by solving the classical eigenvalue problem:
[ ] [ ]{ } { } 2.5-1
For all modal analysis, static and dynamic, the Block Lanczos extraction method is
applied which uses the sparse direct solver. Damping and non-linearities are
excluded/ignored. Other methods available include the predicted conjugate gradient
Lanczos, super node and reduced mode methods. Block Lanczos is used due to its ability
to find a large number of modes even when poorly shaped elements exist.
2.6 3D Cyclic symmetric modelling
Cyclic symmetric structures have geometry that is repeated an integer number of times
about some axis. This is clearly the case for most rotating components. FE models of such
structures can be reduced dramatically in size to contain only one of the repeated sectors.
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Static structural as well as modal and pre-stressed modal analysis can be done using
cyclic symmetric models potentially resulting in significant time saving during the
solution process. Cyclic symmetry is applied in ANSYS by first modelling one complete
sector in a cylindrical coordinate system. A pair of matching surfaces on either side of the
sector is defined. Surfaces are referred to as high and low boundary edges. It is preferable,
although not required, that these surfaces have matching nodes i.e. the surfaces have
perfectly matching meshes. Matching meshes can be generated manually or by defining
cyclic symmetry before meshing is done. ANSYS then automatically attempts to match
the meshes. ANSYS applies the Duplicate Sector solving technique thus creating a
duplicate of the defined sector including all loads and constraints. Boundary nodes of
both the modelled and duplicate sectors are coupled using constraint equations of the
form;
{
} [
] {
}
Cyclic symmetric structures, e.g. disks, have vibration modes with areas of zero
displacement; these are referred to as nodal diameters. A mode with a nodal diameter of
0, also referred to as the umbrella mode, implies out of plane displacement of the outer
edge relative to the centre or in plane torsional displacement of the outer edge. The
harmonic index, or wave number, is an integer number that describes the variation of a
DOF spaced at angles equal to the sector angle. The nodal diameter may be the same as
the harmonic index but it is not always the case. A number of nodal diameter solutions
may exist for a given harmonic index. The relation between these two integer numbers
can be expressed as;
2.6-1
where;
= 0, 1, 2, …, ∞
= number of sectors such that
= harmonic index
In this study only the 0th nodal diameter is of interest and hence modal solutions for the
0th harmonic index only were calculated. Modal and pre-stressed modal analysis with 3D
CS models are conducted the same as for full 3D models.
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2.7 Torsional properties of shafts and blades
The polar moment of inertia and torsional stiffness for a cylindrical solid shaft with
a diameter , length and shear modulus around its axis of rotation can be calculated
from (EPRI, 2005a);
2.7-1
2.7-2
Assuming a 1 DOF system the torsional natural frequency thereof can be calculated
from (Tse, Morse, and Hinkle, 1978);
√
2.7-3
Polar moment of inertia for a rectangular flat blade with a mass of , thickness and
width around an axis away from its centre of gravity can be calculated from (Roark
and Young, 1975);
2.7-4
2.8 Calculation of damping
Calculation of the damping factor in the time domain can be done using the log
decrement method. In this approach the displacement amplitude of two consecutive peaks
( and ) are measured in the time domain and the damping factor is calculated from
(Tse et al., 1978);
√ 2.8-1
with (
) 2.8-2
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Damping can also be calculated in the frequency domain using the peak picking method
also referred to as the half power method. The frequency of the maximum amplitude ( )
of an isolated resonance peak in the FRF is taken as the natural frequency for the mode
( ). Frequencies at the half power point (| | √ are determined as (above ) and
(below ) from which the damping factor for the mode can be calculated from
(Meirovitch, 2001);
2.8-3
with
2.8-4
2.9 Campbell diagram
Campbell diagrams are used to plot the dependence of natural frequencies on speed.
Natural frequencies for blades and bladed disks have been shown to be affected by
rotational speed due to the stiffening effect of the centrifugal force on the blades. In this
work the effect on torsional frequencies, which can be affected by blade participation, is
investigated using Campbell diagrams. Natural frequencies are either measured or
calculated at various speeds in the range of interest and directly plotted on a graph.
Harmonic excitation lines, which are calculated as multiples of running speed, are also
shown on the same graph. Areas where the harmonic excitation lines cross a natural
frequency may be susceptible to resonance. Due to the occurrence of nodal diameters in
the case of bladed disks the interference diagram is also used. This is however not
considered here as only the 0 nodal diameters, which couple with torsional modes, are
considered.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
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Figure 2.5 Typical Campbell diagram
2.10 Computer hardware
All simulations using ANSYS and Matlab were done on the same desktop PC with the
following specifications;
Processor Intel i7 960 @ 3.2 GHz 4 Core
Memory 16 GB
Operating system Windows 7 64 bit
Hard drive 2 TB
0 1000 2000 3000 4000 5000 60000
100
200
300
400
500
600
700
800
potential resonance
speed (rpm)
frequency
(H
z)
1st mode
2nd
mode
3rd
modeoperational speedexcitation lines
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3. Experimental test rotor
3.1 Design and layout of test rotor
A test rotor was designed for laboratory testing and measurement of shaft torsional
vibration response under steady state operation as well as during forced excitation. Steady
state operation implies constant speed operation whilst forced excitation includes random
excitation, impulse loading and sudden speed step changes.
The rotor consists of a shaft, three disks, eight blade holders with blades and a drive end
(DE) coupling; all manufactured from EN8 carbon steel. In order to have flexibility in
configuration both disks were machined to accept the blade holders and blades. For all the
tests the blade holders and blades were fitted to disk #1 (disk on DE side). The blades can
be fitted in the 0, 45 or 90° position, known as the blade stagger angle, where 90° is the
position where the blade width is aligned with the tangential direction (or perpendicular
to the shaft centre line) as in Figure 3.1. The disk mounted on the NDE side (disk #3) is to
provide additional inertia at that end (see Figure 3.2).
Figure 3.1 Test rotor with blades at 90° (only shaft, disk #1 and #2 shown).
The shaft has a nominal diameter of 29 mm, but is stepped to a diameter of 30 mm and 31
mm for the bearing and disk landings respectively, with a total length of 880 mm. Both
disks #1 and #2 have a diameter of 150 mm and a width of 40 mm and are shrunk onto
the rotor whereas disk #3 is attached with a coupling (NDE coupling). Blades have a
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
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width of 26 mm, a thickness of 2.1 mm and a length of 110 mm (measured from the top
of the blade holder).
Rotational drive and torsional excitation are accomplished through a drive system
consisting of a DC motor and a digital controller. The rotor is coupled to the DC motor by
a flanged coupling and is supported by two self-aligning roller element bearings. The
complete setup is mounted on a vibrationally isolated test bed mounted on springs. For
additional details on the rotor geometry please refer to Appendix A.
Figure 3.2 Photograph of test rotor in the test bench.
3.2 Drive and torsional excitation system
A 3 kW Brook Crompton DC motor with a maximum armature voltage and rotational
speed of 180V and 3000 rpm is used to drive the test rotor. The motor is controlled with a
DCREG4 digital controller manufactured by Elettronica Santerno and designed for
controlling field and armature current of DC motors for speed or torque control. Control
loops for speed (or armature voltage) and current are used as well as a regulator for the
motor stator field. The DCREG4 allows for fully reversible operation i.e. the motor can
act to drive or brake the test rotor.
Based on initial performance tests it was decided to use speed control instead of torque
control as this provided faster response as well as more stable speed control. The field
current can be regulated in fixed or field weakening mode which can be used to reduce
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energy consumption when no drive is required for a set period of time. Fixed field current
regulation was selected (field current fixed at 0.49 A).
Speed feedback for the speed control loop can be obtained from an encoder, tachometer
or the armature voltage. Although a Hengstler R-158/D1000ED rotary encoder was fitted
to the NDE side of the motor armature and used for speed indication available through an
analogue output (nOut), it led to unpredictable speed response and was not used for speed
control. Analogue speed output signal nOut is discussed in more detail in section 3.3.8. It
was decided to use armature voltage for speed feedback. In this control mode the speed is
controlled indirectly through the armature voltage where a maximum voltage of 180 V
relates to approximately to 3000 rpm. A simplified diagram of the control system speed
control loop is shown in Figure 3.3.
A voltage signal/s from a number of sources is conditioned, summed and filtered to
produce a speed reference voltage, or in this case an armature voltage reference that
ranges from -10 to +10 V for an armature voltage of ±180 V (which relates to ±3000
rpm). Where required the mean speed ( ) was set using the DCREG4 potentiometer.
One of the two analogue inputs was used to supply a dynamic speed reference signal
( ), from an external source, that is summed to as well as any offset ( if
required to give a speed reference signal ( ). The difference between and the
feedback speed ( ) is the speed error ( ). After applying a low pass filter (inactive
in this work) to a speed setpoint ( ) based on the speed loop proportional gain
( and integral time ( ) is calculated. Based on , the current feedback signal,
current loop proportional gain and integral time constants, a current setpoint is calculated
which is used by the motor controller to drive the motor.
A ±10 V signal proportional to the armature current referred to as IOut is also available
from the DCREG4. A signal of 6.67 V corresponds to the rated capacity of the drive (20
A) which implies a sensitivity of 3 A/V. Local displays of nOut and IOut have a 12 bit
resolution. Although the rated field current of the DCREG4 is 5 A the field current
supplied to the motor stator was set at 0.49 A. The motor rated field current is 0.6 A. The
torque developed by the motor can be calculated as the product of the armature current
and the field current. Based on this the nominal maximum torque at full motor armature
rated current is 10 N.m. Optimum values for the relevant settings of the speed control
loop as described above to obtain a fast speed response, minimal speed over/under shoot
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as well as minimal fluctuation during constant speed operation were determined through
testing and are discussed in more detail in section 3.4.
Figure 3.3 Diagram of DCREG4 speed control loop.
3.3 Measurement equipment
3.3.1 Strain Gauges for torque and bending strain measurement
Two full Wheatstone bridges were used for torque and bending strain measurement of the
shaft and blade #1. Strain gauges used for both the shaft and blade were Kyowa KFG-5-
350-D16-11 with a gauge factor of 2.1. These have a gauge length of 5 mm, a resistance
of 350 Ω, are bi-axial (0° and 90°) and are manufactured for steel applications. For torque
measurement the strain gauges were placed 25 mm inboard of disk #2 on the shaft.
Gauges were placed on both sides of the shaft so as to eliminate the effect of shaft
bending and at an angle of 45° with the shaft centre line to measure shear strain.
A similar configuration is used to measure bending strain in blade #1 except that the
gauges are aligned to the blade width and length direction to eliminate tensile strain and
Poisson effects. The centre of the gauge was placed 10 mm from the blade holder (Figure
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3.4). Strain gauges and wiring were glued down using Kyowa CC33A cyano-acrylate glue
and wired to an Accumetrics telemetry system.
Figure 3.4 Position of strain gauges on the shaft (left) and blade (right).
3.3.2 Accumetrics Telemetry System
The Accumetrics AT-500 telemetry system has a frequency bandwidth of up to 1 kHz.
This system has a single channel output with the transmitter and battery weighing 35.5 g
and 19.6 g respectively. A connection block used to connect the strain gauges weighed an
additional 11.7 g. The telemetry system, battery and connection block was held in place
with multiple layers of reinforced strapping tape. A magnetic base clamp was used to
locate the receiver aerial as close as possible to the transmitter.
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Figure 3.5 Shaft strain gauge positions and Accumetrics telemetry system.
Calibration of the telemetry system was done using a HBM Kalibriergerat K3607 strain
gauge bridge calibrator (serial #42077) and a HP 3465A digital multimeter (serial #553).
Using a sensitivity of 0.5 mV/V the system calibration was found to be acceptable (Figure
3.6). The response is linear between -80 and +90% of the input signal.
Figure 3.6 Calibration of Accumetrics telemetry system.
For torque measurements using a full bridge configuration it can be shown that the
indicated strain ( ) and measured torque ( ) can be calculated from (Hoffmann, 1989);
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
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3.3-1
3.3-2
where;
= telemetry system output voltage
= gauge factor
= bridge excitation voltage
= system gain
= modulus of elasticity
= shaft radius
= Poisson ratio
Using the Accumetrics telemetry system the shaft and blade strain gauge bridges were
balanced using a short length of Constantan wire. The accuracy of these installations was
tested by applying a known torque or bending moment to the shaft and blade respectively.
A torque arm with a length of 0.3 m was mounted on the non-drive end side coupling of
the shaft. The shaft was fixed in the circumferential direction at the drive end side
coupling. Calibrated weights were added incrementally and the resultant torque calculated
from the measured strain correlated well with actual applied torque (Figure 3.7). A
theoretical sensitivity factor of 11.08 N.m/V was calculated using equation 3.3-2.
Calibration resulted in a small change to 12.47 N.m/V.
Figure 3.7 Calibration of shaft strain gauge bridge and telemetry system.
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For the blade bending measurements it can be shown that the measured bending moment
is given by (Hoffmann, 1989):
3.3-3
where;
= telemetry system output voltage
= gauge factor
= bridge excitation voltage
= system gain
= modulus of elasticity
= blade width
= blade thickness
With blade #1 in the horisontal position weights were hung 5 mm from the tip of the
blade. Reasonable correlation between the theoretically calculated and measured bending
moment was obtained (Figure 3.8) with a calculated sensitivity factor of 0.188 N.m/V. A
calibration factor was applied to obtain better correlation and the sensitivity increased to
0.241 N.m/V.
Figure 3.8 Calibration of blade strain gauge bridge and telemetry system.
3.3.3 PL202 FFT Analyser
For static modal tests of blades and the un-coupled rotor a 2 channel Diagnostics
Instruments PL202 FFT analyser was used. Processed FRFs were downloaded via a serial
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
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link to a PC and further processed using Matlab for presentation. Connections and
settings for specific tests are discussed in the relevant sections.
3.3.4 PCB Piezotronics Impact Hammer
All modal tests were conducted with a model 086C03 PCB Piezotronics impact hammer
serial number 8133 with a sensitivity of 2.15 mV/N. Where the PL202 analyser was used
a PCB Piezotronics model 480C02 ICP sensor power unit was used. When the Oros
OR35 analyser (discussed below) was used the hammer was coupled directly to the OR35
which can drive ICP transducers directly.
3.3.5 Polytec Portable Digital Vibrometer PDV-100
A Polytec PDV-100 single point laser vibrometer (LV) was used to measure blade
response for modal tests when exciting the blade directly or indirectly via the shaft using
the impact hammer. The PDV-100 has a frequency range of 0.05 Hz to 22 kHz and was
set to a range of 500 mm/s which implies a scaling factor of 125 mm/s/V for the output
voltage of ±4 V. The low pass filter was set at 1 kHz and the 100 Hz high pass filter was
activated.
3.3.6 Polytec Torsional Laser Vibrometer OFV-4000
For non-contact measurement of torsional vibration a Polytec OFV-400 sensor head with
an OFV-4000 controller was used. Torsional velocity is measured based on laser
interferometry and torsional displacement is then internally calculated by integration. The
system has a frequency range of 0.5 Hz to 10 kHz. Rotational speeds of up to 11000 rpm
are measureable and angular resolution is claimed to be very high (no limit specified).The
laser head was mounted on a tripod ~400 mm from the shaft surface with the two laser
beams focussed at approximately equal distances from either side of the shaft centreline
(i.e. symmetrically) to ensure good balance and that the complete speed range can be
measured. DC rotation rate was set to fast in order to capture the rotational speed during
transient conditions (e.g. during impulse excitation), which implies a time constant of 100
µs. Rotational speed is available via a 1 mV/rpm analogue voltage output from the
controller. A scale factor of 10 °/s/V, 100 °/s/V, 1000 °/s/V or 6000 °/s/V can be selected
for angular vibration velocity measurements. Low and high pass filters are available and
were used where indicated.
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3.3.7 Tachometer
A tachometer was required for waterfall tests and for this an Optel Thevon 152G8 optical
fibre switch was used. It has a maximum capacity of 500k pulses per second with a rise
and fall time of 25 nano seconds. A 5 mm wide reflective strip was placed on the flange
of the DE coupling and used as a 1 per revolution counter.
3.3.8 Rotational speed
The Hengstler rotary shaft encoder attached to the motor NDE side has a resolution of
1000 pulses per revolution and is used by the DCREG4 to generate an analogue ±10 V
signal (nOut) which is equivalent to ±3000 rpm. This signal was used as the primary
speed indication. In order to ensure a reliable and accurate speed signal a sensitivity
factor was determined from a calibration test and applied to the nOut voltage signal. The
motor was run through the complete speed range (0 to 3000 rpm) whilst recording the
torsional laser vibrometer (TLV) speed signal, the nOut voltage signal as well as the
frequency of the encoder pulses. The TLV indicated speed and that calculated from the
encoder frequency correlated well. Using the speed calculated from the encoder
frequency signal as the base an average sensitivity factor of 310.7 rpm/V was calculated
for nOut.
Figure 3.9 Calibration of DCREG4 analogue speed output signal (nOut).
3.3.9 Motor Torque
Although a local indication on the DCREG4 directly gives the motor torque, this is not
available as an output signal that can be recorded in parallel with other parameters. Motor
torque can however be calculated by the product of the armature current and the field
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current. Armature current is also only available locally (no output signal) but the IOut
signal is proportional to the armature current and available as a voltage signal. As
discussed in section 3.2 the specified sensitivity of this signal is 3 A/V. A calibration test
was done to confirm and refine this value (Figure 3.10).
Figure 3.10 Calibration of armature current (from IOut).
With the rotor coupled the indicated armature current (Iarm), motor speed, indicated
torque, indicated field current and motor current (IOut) was recorded at speeds from 0 to
2000 rpm. A plot of the indicated armature current vs. IOut shows a linear relationship
(Figure 3.11). A first order polynomial was fitted to the data and the sensitivity found to
be 3.22 A/V. Torque calculated from the indicated armature current as well as based on
IOut correlated well with the indicated torque. Note that the indicated field current
remained constant at 0.49 A.
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.90
0.5
1
1.5
2
2.5
3
IOut (V)
arm
atu
re c
urr
en
t (A
)
measured
polynomial fit
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Figure 3.11 Indicated and calculated motor torque.
3.3.10 Oros OR35 DFT analyser and data logger
For recording of time series data, modal and FFT analysis and control signal generation
an Oros OR35 real time analyser was used. It provides for 8 input channels, 2 external
tachometer inputs and 2 outputs. Connections and settings for each test will be described
in the relevant section. For the generation of short impulse signals, a Topward Electrical
Instruments TFG-4613 function generator was used.
3.4 Electrical drive characterisation
3.4.1 Determination of armature polar moment of inertia
Using the torsional pendulum technique a cylindrical weight of known inertia (calculated
from measured dimensions and density) was suspended vertically, using a nylon string
and steel hook and torsionally perturbed. Oscillatory torsional motion was captured using
the TLV and the natural frequency of the oscillation was calculated from the measured
periods. The inertia of the string and hook were considered to be negligible. Mass and
inertia of the cylinder is 5.12 kg and 0.0030 kg.m2. The response of the cylinder is shown
below in Figure 3.12.
0 200 400 600 800 1000 1200 1400 1600 1800 20000
0.2
0.4
0.6
0.8
1
1.2
1.4
motor speed (rpm)
torq
ue
(N
.m)
torque indicated
torque based on Iarm
torque based on IOut
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Figure 3.12 Time response of torsional pendulum using a cylinder.
Measured periods were found to be approximately equal. Based on the average oscillation
period of three tests the calculated natural frequency of the cylindrical weight is 0.266 Hz.
From this the stiffness of the string was calculated as 0.366x10-4 mN.m/rad. The time
response for the suspended armature with the bearing outer races un-constrained is shown
in Figure 3.13.
Figure 3.13 Time response for free-free armature.
The period and frequency for the armature was measured to be 5.94 s and 0.167 Hz.
Using the string stiffness as calculated above the armature inertia was calculated as
0.0075 kg.m2. Note that the inertia of the outer races, ball bearings and the hook was
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included in this approach. The above test was repeated with the outer bearing races
constrained as depicted in Figure 3.14.
Figure 3.14 Suspended armature with bearing outer races constrained.
The time response is shown below in Figure 3.15. As can be seen the periods of
oscillation are not constant and only two to three oscillations are recorded. This is likely
due to bearing friction. An alternative approach was used where the flexible string was
replaced with a stiffer mild steel rod 2 mm in diameter. The experimental setup allows for
the length of the rod and thus the torsional stiffness to be varied. Figure 3.16 shows the
experimental setup with the armature in the horisontal position and the bearing outer
races constrained. Torsional stiffness of the rod can be calculated directly from the
diameter, length and bulk modulus thereof. Time series responses for three rod lengths
(i.e. 150, 340 and 430 mm) were measured and recorded using the TLV and OR35. Three
tests per rod length were conducted and the average period determined. It was found that
the periods for the first two oscillations tended to be longer than the subsequent
oscillations and these were ignored in the calculations. Time response for a rod length of
150 mm is shown below in Figure 3.17.
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Figure 3.15 Time response of armature with fixed bearing outer races.
Figure 3.16 Experimental setup for torsional pendulum test using a mild steel rod.
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Figure 3.17 Armature time response for 150 mm rod.
Based on the natural frequencies calculated from the oscillation periods and the calculated
rod stiffness, the armature inertia for the three cases was calculated as 0.0078, 0.0078 and
0.0079 kg.m2. This correlates well with the value of 0.0075 kg.m2 determined using the
torsional pendulum approach with a flexible string. An inertia value of 0.0078 kg.m2 was
used in all further calculations.
3.4.2 Control loop response and drive vibrational characteristics
A large number of programmable control loop settings are available through the
DCREG4 control system. This was reduced by initial testing to the variables as discussed
in section 3.2. Further testing was conducted to optimise these selected parameters in
order to obtain a fast speed response for transient conditions (e.g. speed step change) but
also to obtain stable response during constant speed operation. With the low pass filter on
disabled, the remaining two parameters to optimise were the speed loop proportional
gain ( ) and integral time ( ). Using the DCREG4 potentiometer the mean speed was
set to approximately 1000 rpm with always zero. A voltage signal equivalent to a
speed step of ~300 rpm was generated by the OR35 and connected to the DCREG4
analogue input. For each step the speed error ( motor current (IOut), motor speed
(nOut) and speed step signal were recorded at a sampling rate of 51.2k samples per
second. Low values of proportional gain and integral time resulted in a slow speed
response that is also lightly damped with significant over/under shoot (Figure 3.18). Low
proportional gain with a high time integral value results in a slow response that is highly
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damped with no overshoot (Figure 3.19). A high proportional gain and a low integral time
of 8 and 0.4 s resulted in a fast response with minimal overshoot and stable response at
constant speed. Using these settings, the response of the drive system to 300 rpm speed
steps from a mean speed of 250 to 2500 rpm in steps of 250 rpm was measured. In each
case the FRF of the speed signal (nOut) with reference to the control signal (SigGen) was
calculated to determine the frequency response of the drive system.
Figure 3.18 Response of drive for =0.1 and =0.09 s.
Figure 3.19 Response of drive for =0.5 and =5 s.
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Figure 3.20 Response of drive for =8 and =0.4 s.
Using the control signal as trigger the coherence, FRF amplitude and phase for a sudden
speed step from a mean speed of 250 rpm was calculated (Figure 3.21). A natural
frequency at 2.5 Hz was detected. This frequency does not change with rotational speed
as can be seen from Figure 3.22 which depicts the FRF amplitude response for a number
of mean speeds. Assuming a single degree of freedom system the stiffness of the drive
system was calculated as 0.858 mN.m/° based on the inertia calculated in section 3.4.1.
Figure 3.21 Coherence and FRF for a mean speed of 250 rpm.
0 10 20 30 40 50 60 70 8094
96
98
100
coh
ere
nce (
%)
0 10 20 30 40 50 60 70 8010
2
103
104
am
plitu
de
(rp
m/V
)
0 10 20 30 40 50 60 70 80-100
-50
0
50
pha
se
(d
eg)
frequency (Hz)
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Figure 3.22 Drive system FRF amplitude response for a range of speeds.
To calculate damping in the frequency domain the half power method (equation 2.8-3),
was applied using Matlab. Damping was calculated based on the FRFs of the 1000 to
2500 rpm responses. Due to the low natural frequency and other low frequency
components the FRFs of the 250 to 750 rpm tests were not suited for this method. An
average damping of 51.6 N.s/rad was calculated using this approach.
Damping was also calculated in the time domain using the log decrement method
(equation 2.8-1). As nOut was recorded with DC coupling each data series first had to be
offset for the mean speed, after which the maxima of the first two peaks following a
speed step, was determined and the damping calculated. An average damping of 54.2
N.s/rad is calculated which correlates well with the half power method. Results for both
methods are shown in Figure 3.23.
No significant change of damping with speed is noted although calculated values at
speeds >1000 rpm are more consistent.
0 5 10 15 200
1000
2000
3000
4000
5000
6000
7000
8000
9000
frequency (Hz)
rpm
/V
250rpm750rpm1250rpm1750rpm2250rpm2500rpm
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Figure 3.23 Drive system damping as a function of speed.
3.4.3 Background noise signature
To determine typical background noise generated by the motor and control system, FFTs
of nOut and IOut were calculated with the motor running freely. Ten spectral averages
were taken with the motor running at mean speeds of 250, 500, 1000, 2000 and 3000 rpm.
Peaks in the FFTs were only detected at multiples of running speed and line frequency as
can be seen in the plots for a mean speed of 1000 rpm in Figure 3.24 and Figure 3.25.
Figure 3.24 FFT of current signal (IOut) at 1000rpm.
0 500 1000 1500 2000 2500 300040
45
50
55
60
65
70
speed (rpm)
dam
pin
g (
N.s
/rad
)
peak-pick
mean peak-pick
log dec
mean log dec
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Figure 3.25 FFT of speed signal (nOut) at 1000rpm.
3.5 Static modal testing
Static modal testing of blades, un-coupled (from the DC motor) and coupled rotor was
conducted. This data was required in order to check and/or calibrate models of isolated
and assembled components.
3.5.1 Static modal testing of blades
Modal tests of the individual blades mounted in their holders were conducted firstly with
the blades mounted on the rotor. Tests were conducted using the impact hammer with a
nylon tip, ICP power unit, Polytec PDV 100 LV and the PL202 FFT analyser.
Force/exponential windows were used and an average of three tests was recorded for each
blade. With the blades mounted at a stagger angle of 0° each blade to be tested was
rotated to be in the top dead centre position. The laser beam was focussed near the tip of
the blade and the impact hammer was used to excite the blade just above the blade holder.
The measured FRF of blade #1 is presented in Figure 3.26.
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Figure 3.26 FRF result for blade #1 using the single point LV.
Figure 3.27 FRF result for blade #8 using the Accumetrics telemetry system.
The modal test was repeated for blade #8 using the strain gauge and telemetry system
(Figure 3.27). Good correlation with the laser measurements was found. Results for all 8
blades are summarised in Table 3-1.
To confirm that the static natural frequencies measured for the blades fitted to the shaft
were not affected by shaft torsional effects, blade #6 was mounted in a heavy bench vice
and tested using the LV. Good correlation with ‘on-shaft’ frequencies was obtained and it
was concluded that the static frequencies of the blades as measured on the shaft are not
affected significantly by shaft torsional effects. Results are shown in Figure 3.28.
0 100 200 300 400 500 600 700 800 900 100010
-4
10-3
10-2
10-1
100
norm
alise
d a
mp
litu
de
0 100 200 300 400 500 600 700 800 900 1000-200
-100
0
100
200
frequency [Hz]
pha
se
an
gle
[de
g]
0 100 200 300 400 500 600 700 800 900 100010
-4
10-3
10-2
10-1
100
frequency [Hz]
norm
alise
am
plitu
de
0 100 200 300 400 500 600 700 800 900 1000-200
-100
0
100
200
frequency [Hz]
pha
se
an
gle
[de
g]
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Figure 3.28 Blade #6 response on shaft and in bench vice using the LV.
Table 3-1 Frequency results for static blade modal tests.
Mode # Blade
#1
Blade
#2
Blade
#3
Blade
#4
Blade
#5
Blade
#6
Blade
#7
Blade
#8
B1 (Hz) 142.5 145 145 145 145 145 145 142.5
B2 (Hz) 902.5 915 902.5 905 907.5 910 912.5 892.5
The average natural frequencies for the 1st and 2nd blade modes were found to be 144.6
and 907.9 Hz. Note that the frequencies for blade #8 are slightly lower. This is most
likely due to the additional mass of the strain gauge wiring.
Damping of the 1st and 2nd blade modes was calculated using the half power method and
the average for all blades was found to be 3.6 and 0.68 % respectively.
3.5.2 Armature torsional vibration modes
Modal testing of the motor armature was conducted using the impact hammer, TLV and
OR35. Tangential impacts imparted on a bolt tightly fastened in one of the DE coupling
key grub screw holes at a diameter of 59 mm were used for torsional excitation in all
cases. Torsional vibration measurements were taken at six positions as indicated in Figure
3.29. The armature was placed on two supports with the bearing outer races constrained
in the torsional direction. Force and response windows were applied to the hammer and
TLV angular velocity responses respectively. The TLV sensitivity was set to 100 mV/°/s.
0 100 200 300 400 500 600 700 800 900 100010
-4
10-3
10-2
10-1
100
norm
alise
d a
mp
litu
de
on shaft
in bench vice
0 100 200 300 400 500 600 700 800 900 1000-200
-100
0
100
200
frequency [Hz]
pha
se
an
gle
[de
g]
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
63
Figure 3.29 TLV measurement positions on armature.
To ensure all possible modes were captured both the low pass and high pass filter of the
TLV were disabled and the OR35 was set to a frequency range of 10 kHz. With 6401
lines used a frequency resolution of 1.5625 Hz was obtained. Spectral averaging was used
and the average of three tests per position was recorded. The time series response
measured at the DE coupling and its FRF is depicted in Figure 3.30 and Figure 3.31.
Figure 3.30 Response at armature DE coupling.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
64
Figure 3.31 Coherence and FRF for armature DE coupling.
A natural frequency at approximately 540 Hz was detected as can be seen by the peak in
amplitude and the phase change (Figure 3.31). This frequency and only this frequency
was seen in all other measurement positions.
To confirm that the 540 Hz mode was not affected by the bearing supports or the
vibration table it was mounted on, the modal test was repeated with the armature
suspended in the vertical direction (Figure 3.32). The measured time response and
calculated FRF (see Figure 3.33 and Figure 3.34) was found to correlate well with the
horisontal test.
Whilst the armature was removed from the stator the opportunity was used to conduct
modal tests to determine the lateral vibration modes as well. As the results are not directly
relevant here they are presented in Appendix B.
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 100000
1
2
3
4
5
tors
iona
l ve
loci
ty)/
forc
e (
deg
/s)/
(N)
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 10000-200
-100
0
100
200
frequency (Hz)
pha
se
(d
eg)
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 100000
50
100
coh
ere
nce (
%)
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
65
Figure 3.32 Armature modal test in vertical position.
Figure 3.33 Time response measured for the suspended armature.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
66
Figure 3.34 FRF for suspended armature.
3.5.3 Static modal testing of uncoupled rotor
Modal testing of the complete rotor without being coupled to the DC motor was
conducted as an intermediate step to check natural frequency predictions without the
complication of the motor rotor. The rotor was fully assembled and mounted in the test
bench in the roller bearings. Modal tests were conducted with blade stagger angles of 0,
45 and 90° as well as with no blades using the impact hammer, TLV and PL202 FFT
analyser. The TLV controller was set to a sensitivity of 100 °/s/V with no filters. The
angular speed response output from the TLV controller was used for the FFT analyses.
The frequency range was set to 2 kHz. The result of three spectral averages was recorded
for each test. Force and response windows were used for the hammer and TLV responses
respectively. Four shaft measurement and impact positions were used (i.e. 4x4 test
matrix) namely;
next to the DE coupling (DE)
next to disk 1 (disk #1)
next to disk 2 (disk #2)
next to the coupling at the NDE side (NDE)
The resultant FRFs for the blades at 0° are shown in Figure 3.35 (See Appendix C for
blades at 45 and 90°). It can be seen that the FRF result matrix is symmetrical around the
diagonal which confirms that the rotor reacts linearly and reciprocity is valid. Natural
frequencies measured are summarised in Table 3-2. Frequencies of modes F1 (~10 Hz)
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 100000
1
2
3
4
tors
iona
l ve
loci
ty/f
orc
e (
de
g/s
)/(N
)
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 10000-200
-100
0
100
200
frequency (Hz)
pha
se
(d
eg)
0 1000 2000 3000 4000 5000 6000 7000 8000 9000 100000
50
100
coh
ere
nce (
%)
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
67
and mode F4 (~535 Hz) did not change significantly as the blade angle was altered. For
mode F2, F3a and F5 the frequencies decreased as the blade angle was changed from 0°
to 45° to 90° (Figure 3.36). Note that a new mode was identified between mode F2 and
F4 for the coupled rotor which will be referred to as mode F3b. See Table 3-3 and,
Figure 4.6, Figure 4.10 and Figure 4.11 for descriptions and plots of the mode shapes.
mea
sure
men
t p
osi
tio
n
DE
disk #1
disk #2
NDE
DE disk #1 disk #2 NDE
impact position
Figure 3.35 FRF test results for blades at 0°.
Table 3-2 Measured frequencies for un-coupled rotor in static condition.
Stagger
angle
F1
(Hz)
F2
(Hz)
F3a
(Hz)
F4
(Hz)
F5
(Hz)
no blades 12 315 535 725
0° 10 155 307.5 535 715
45° 10 152.5 294 532.5 710
90° 10 282.5 532.5 707.5
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
68
Figure 3.36 Measured frequency reduction vs. blade stagger angle (uncoupled, 0 rpm).
Table 3-3 Description of mode shapes.
Mode Description
Blades Shaft
F1 unknown unknown
F2 1st bending
(out of phase with rest of rotor)
all sections in phase
(low level of participation)
F3a 1st bending
(out of phase with disc #1) NDE coupling & disc #1 out of phase with disc #2 and #3
F3b 1st bending
(out of phase with disc #1)
armature & DE coupling
out of phase with disc #1 to #3
F4 1st bending
(low level of participation) disc #3
F5 2nd bending DE coupling
(exist only for uncoupled rotor)
3.5.4 Static modal testing of coupled rotor
Modal testing of the coupled rotor was conducted after assembling it in the test bench
(see Figure 3.2). The impact hammer, TLV and OR35 were used to conduct all tests with
measurement and impact positions the same as for the un-coupled rotor (i.e. 4x4 test
matrix, see section 3.5.2). A frequency range of 1 kHz was selected with 3201 lines to
give a frequency resolution of 312.5 mHz. Three spectral averages per test were taken. A
hammer trigger level of 1 N was used and a time delay of -1% or 32 ms. Force and
response windows were applied to the hammer and TLV signals.
Reciprocity was again clear from the results and to demonstrate this measurement/impact
position pairs DE/NDE and NDE/DE, for the blades mounted in the 0 degree position are
presented in Figure 3.37 and Figure 3.38. The effect of the telemetry system mass on the
natural frequencies of the test rotor was investigated by comparing the measured natural
90 deg 45 deg 0 deg no blades0
2
4
6
8
10
12
14
16
18
20
blade orientation
change in f
requency (
%)
F1
F2
F3a
F4
F5
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
69
frequencies of the coupled rotor with no blades to that of the same system but without the
telemetry system. The effect was found to be small with a maximum of 2 Hz increase in
some frequencies. A summary of the measured frequencies for the static, coupled rotor is
given in Table 3-4. Note that mode F5 was again detected but it was found to have high
damping and only detected when measuring and impacting at the DE side.
Figure 3.37 FRF for coupled (45° blades) rotor measuring at DE and exciting at NDE.
Figure 3.38 FRF for coupled rotor (45° blades) measuring at NDE and exciting at DE.
0 100 200 300 400 500 600 700 800 900 10000
50
100
coh
ere
nce (
%)
0 100 200 300 400 500 600 700 800 900 10000
0.5
1
1.5
2
velo
city/f
orc
e (
de
g/s
)/(N
)
0 100 200 300 400 500 600 700 800 900 1000-1000
-500
0
500
1000
pha
se
(d
eg)
frequency (Hz)
14Hz
149Hz
198Hz
316Hz 532Hz
0 100 200 300 400 500 600 700 800 900 10000
20
40
60
80
100
coh
ere
nce (
%)
0 100 200 300 400 500 600 700 800 900 10000
1
2
3
velo
city/f
orc
e (
de
g/s
)/(N
)
0 100 200 300 400 500 600 700 800 900 1000-1000
-500
0
500
1000
pha
se
(d
eg)
frequency (Hz)
14Hz
149Hz
198Hz 316Hz 532Hz
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
70
Table 3-4 Natural frequencies for coupled rotor tested in static condition.
Stagger
angle
F1
(Hz)
F2
(Hz)
F3b
(Hz)
F3a
(Hz)
F4
(Hz)
no blades 16 200 351 534
0° 14 152 198 336 534
45° 14 149 199 315 533
90° 14 199 303 533
no telemetry
& no blades 16 202 353 533
When the rotor was coupled to the armature the mode F1 frequencies rised by
approximately 4 Hz and mode F2 reduced by approximately 3 Hz. A new mode, F3b, at
approximately 200 Hz was detected for the coupled rotor which did not exist for the
uncoupled rotor. Mode F3a increased by 22 to 40 Hz for the coupled rotor but mode F4
was largely unaffected. Mode F5 could not be detected for the coupled rotor. As was the
case for the un-coupled rotor mode F1 and F4 did not change with blade stagger angle as
well as the new mode F3b. Mode F2 and F3a reduced with blade stagger angle (0 through
90°) similar to what was found for the un-coupled rotor (Figure 3.39).
Figure 3.39 Frequency reduction vs. blade stagger angle (coupled rotor, 0 rpm).
Damping of mode F2 to F4 was calculated using the half power method (equation 2.8-3).
Average damping values of 4 tests are summarised in Table 3-5.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
71
Table 3-5 Damping of torsional modes (coupled rotor, 0 rpm).
Stagger
angle
F2
(%)
F3b
(%)
F3a
(%)
F4
(%)
no blades 3.1 1.2 0.46
0° 1.7 4.0 3.7 0.48
45° 1.4 3.4 2.0 0.43
90° 2.8 1.8 0.44
Damping for modes that included a high degree of blade participation, i.e. F2, F3a and F3b,
were affected by blade participation and peaked when blades were at 0° which have the
highest level of blade participation. Damping values for 90° blades, i.e. no blade
participation, is similar to those with no blades. Mode F4 contains a relatively low level of
blade participation and was not affected by blade stagger angle.
Modal analysis by 3D FEA (see section 4.3) confirmed mode F4 to be a mode related to
disk #3 and not the armature natural frequency identified at 540 Hz. Once the armature
was coupled to the rotor its frequency was also expected to shift.
Figure 3.40 Damping of torsional modes (coupled rotor, 0 rpm).
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
72
3.6 Dynamic modal testing of coupled rotor
3.6.1 Random excitation of coupled rotor
A random noise signal with a bandwidth of 1 kHz and a peak level of 100 mV (i.e. ± 30
rpm) was generated through the OR35 and connected to the analogue input of the
DCREG4. FRF functions of the shaft strain gauge response with the armature current as
reference was calculated at speeds of 250, 500, 750, and 1000 rpm in order to detect
natural frequencies and any stiffening effects. In each case 3 spectral averages were taken
over a bandwidth of 1 kHz. With 1601 frequency lines a resolution of 625 mHz was
obtained. A FFT of the current signal, IOut, showed high energy up to approximately 100
Hz with lower peaks at 300, 600 and 900 Hz (Figure 3.41).
Modes F2, F3a F3b and F4 were clearly identifiable in the FRFs for the 0° blades and only a
slight stress stiffening effect was noted in mode F3a for the 45° blade case as the speed
increases from 250 rpm to 1000 rpm. A similar response of mode F3a was noted for
impulse excitation. This behaviour was not seen in the FE model results however. Figure
3.42 shows the FRF for blades at 0° and a speed of 750 rpm. Identified modes for all tests
are presented in Table 3-6. It was noted that the natural frequencies for the dynamic case
(i.e. motor field and control system active) for mode F3a and F3b reduced by
approximately 5 and 4% respectively with respect to the static condition (i.e. motor field
and control system off). Modes F2 and F5 appeared to be unaffected. This phenomenon is
believed to be due to the electro-magnetic forces created in the DC motor affecting the
stiffness thereof. Modes F3a and F3b contain significant participation of the armature
whereas it is much less so for mode F2 and F4 (see section 4.3), which supports this
hypothesis. Mode F1 was not detected. The reduction in frequency for mode F3a as the
blade stagger angle increases from 0° to 90° is as a result of the participating torsional
inertia that increases with the blade stagger angle. The further reduction in frequency of
mode F3a with blades at 45° as speed increases cannot at this stage be explained and
further work is recommended to investigate this.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
73
Figure 3.41 FFT of current signal (IOut) during random excitation.
Figure 3.42 FRF of strain gauge response with IOut as reference at 750 rpm.
0 100 200 300 400 500 600 700 800 900 10000
50
100
coh
ere
nce (
%)
0 100 200 300 400 500 600 700 800 900 10000
10
20
30
tors
ion/t
orq
ue
(V
/V)
0 100 200 300 400 500 600 700 800 900 1000-1000
-500
0
500
1000
pha
se
(d
eg)
frequency (Hz)
153.75Hz
191.25Hz 322.5Hz 531.25Hz
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
74
Table 3-6 Summary of results for random excitation of the coupled rotor.
speed
(rpm) F2 (Hz) F3b (Hz) F3a (Hz) F4 (Hz)
0 d
egre
e
250 151.88 190.00 320.00 530.63
500 151.25 189.38 323.75 531.88
750 153.75 191.25 322.50 531.25
1000 153.75 188.75 322.50 532.50
45
deg
ree
250 148.75 193.13 310.63 530.63
500 147.50 191.25 305.63 530.63
1000 148.75 191.50 302.50 530.00
90
deg
ree
250 188.75 293.13 530.63
500 184.38 292.50 531.25
750 187.50 293.13 530.00
1000 186.25 291.25 530.00
Figure 3.43 Frequency change vs. blade angle (coupled, random excitation, 250 rpm).
Similar to the static case, changes in blade stagger angle resulted in significant frequency
changes of mode F3a but less so for mode F2. Modes F3b and F4 were not affected.
Damping was calculated as a function of speed as well as blade stagger angle using the
half power method. Modes F3b and F4 are relatively well defined in the FRF plots. This
results in more reliable estimates of damping. Modes F2 and F3a are however not so well
defined in all cases which result in more randomness in the results. Damping of modes F2,
F3b and F4 tend to decrease with an increase in rotational speed. This was also noted for
90deg45deg0deg100
150
200
250
300
350
400
450
500
550
blade orientation
freq
uen
cy (
Hz)
F2
F3b
F3a
F4
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
75
mode F3a with blades at 0° but with blades at 45° and 90° this is not the case (Figure
3.44). Data suggests that damping under dynamic conditions also decreases with blade
stagger angle (0 through 90°), similar to static conditions, but poorly defined FRF peaks
for some modes may result in errors which show the opposite.
Figure 3.44 Damping vs. speed (coupled, random excitation).
Figure 3.45 Damping vs. blade stagger angle (coupled, random excitation).
3.6.2 Impulse excitation of coupled rotor
Using the function generator single short duration square waves were generated and
coupled to the analogue input of the DCREG4. This resulted in impulsive torque loading
of the rotor as can be seen in Figure 3.46. Using the motor current signal (IOut) as
reference the FRF of the strain gauge response was calculated.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
76
Tests were conducted at mean speeds of 250, 500, 750 and 940 rpm with blades at 0, 45
and 90°. Five spectral averages were taken over a frequency range of 1 kHz and a
resolution of 625 mHz. Results were similar to those obtained through random excitation
except for mode F3b which was found to be 4% lower in the case of the impulse tests (see
Figure 3.49 to Figure 3.51). A slight speed dependency is noted for only mode F3a for 45°
blades similar to what was found for random excitation. The frequency of this mode
decreases with speed. Mode F1 was again not detected. The FRF for a mean speed of 940
rpm is shown in Figure 3.47 and all results are summarised in Table 3-7.
Figure 3.46 Response of rotor to impulsive torque loading.
Figure 3.47 FRF for impulsive loading at a mean speed of 940 rpm.
0 100 200 300 400 500 600 700 800 900 10000
50
100
coh
ere
nce (
%)
0 100 200 300 400 500 600 700 800 900 10000
10
20
30
tors
ion/t
orq
ue
(V
/V)
0 100 200 300 400 500 600 700 800 900 1000-1000
-500
0
500
1000
pha
se
(d
eg)
frequency (Hz)
153 Hz 325 Hz
530 Hz
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
77
Table 3-7 Summary of results for impulse excitation of the coupled rotor.
speed
(rpm) F2 (Hz) F3b (Hz) F3a (Hz) F4 (Hz)
0 d
egre
e
250 151.3 182.5 322.5 533.8
500 152.5 181.9 320.0 530.6
750 152.5 181.9 323.1 530.0
940 152.5 180.6 324.4 532.5
45
deg
ree 250 148.8 181.9 310.6 531.3
500 148.3 186.3 305.6 530.6
1000 150.0 176.3 302.5 530.6
90
deg
ree
250 183.8 298.8 530.0
500 172.5 297.5 531.9
750 178.8 286.8 528.9
940 180.0 290.0 528.8
Figure 3.48 Frequency reduction vs. blade angle (coupled, impulse excitation, 250 rpm).
NOTE: ran refers to random excitation shown for comparison and imp for impulse excitation.
The variation of frequency with blade stagger angle for impulse excitation is similar to
those found for random excitation (Figure 3.48).
Measured Campbell diagrams are shown in Figure 3.49 to Figure 3.51
90deg45 deg0deg100
150
200
250
300
350
400
450
500
550
freq
uen
cy (
Hz)
blade orientation
F2 ran
F3b
ran
F3a
ran
F4 ran
F2 imp
F3b
imp
F3a
imp
F4 imp
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
78
Figure 3.49 Measured Campbell diagram for 0° blades (coupled rotor).
NOTE: magenta points - static coupled; blue lines – coupled random excitation; red lines – coupled
impulse excitation.
Figure 3.50 Measured Campbell diagram for 45° blades (coupled rotor).
NOTE: magenta points - static coupled; blue lines – coupled random excitation; red lines – coupled
impulse excitation.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
79
Figure 3.51 Measured Campbell diagram for 90° blades (coupled rotor).
NOTE: magenta points - static coupled; blue lines – coupled random excitation; red lines – coupled
impulse excitation.
Damping calculations using the half power method for the impulse excitation tests
resulted in similar values as for the random excitation tests for mode F3a and F4.
Randomness for mode F3b is expected to be due to poorly defined FRF peaks used for the
calculation of damping (Figure 3.52).
Figure 3.52 Damping vs. speed (coupled, impulse excitation).
3.6.3 Background noise
Waterfall plots of the shaft strain gauge response over the speed range 120 to 1000 rpm
were recorded at intervals of 5 rpm for blades in the 0, 45 and 90° positions as well as for
the rotor with no blades. No excitation was applied during these tests. Speed increments
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
80
were controlled via the OR35 output using a sine wave of 0 Hz frequency and
incrementing the output voltage by 20 mV to effect a ~5 rpm speed increase with each
step. A speed increment event was programmed and used as the FFT trigger. Three
spectral averages were calculated at each speed increment. The optical fibre switch was
used as a tachometer input to the OR35.
The plot with blades at 0° clearly show mode F4 at 534 Hz. ‘Activity’ around 150Hz
could be interpreted as either mode F2 or a multiple of line frequency. Based on the fact
that much less ‘activity’ is seen in the case of 90° blades and with no blades, which do not
contain mode F2, it is concluded that mode F2 is detected for the 0 and 45 ° case. A strong
response is seen at 200 Hz which is likely to be a multiple of line frequency as mode F3b
is expected to be closer to 190 Hz based on the random excitation and impulse tests. The
control system frequency at 300 Hz is very dominant as well as the 2nd harmonic thereof
at 600 Hz. Mode F1 at ~14 Hz could not be identified in this test. Excitation lines which
are multiples of running speed emanates from the zero point radially outwards. Sidebands
around 300 and 600 Hz can be clearly seen.
Figure 3.53 Waterfall plot for blades at 0° (coupled rotor).
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
81
Figure 3.54 Waterfall plot for blades at 45° (coupled rotor)..
With blades at 45° mode F2 and F4 are clearly visible at ~149 Hz and 531 Hz. Modes F1,
F3a, F3b and F5 are not clearly detected. Mode F2 is clearly absent (as expected) from the
waterfall plot for blades at 90° (Figure 3.55). This supports the conclusion that this mode
is what is seen in the plots for blades at 0° and 45°. Mode F3b appears at 200 Hz but this
could also be due to a multiple of line frequency. Mode F3a at ~305 Hz is not clearly
identifiable in the plot due to the strong response at 300 Hz caused by the control system.
Mode F4 is again clearly identifiable at ~533 Hz. In the waterfall plot for the rotor with no
blades, Figure 3.56, the multiples of line frequency can be seen in the straight vertical
lines at 100, 150 and 200 Hz. Note however that these lines are much lighter (i.e. weaker
response) at ~150 Hz as compared to the cases where a natural frequency is close to this
mode. Only mode F4 is again clearly distinguishable.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
82
Figure 3.55 Waterfall plot for blades at 90° (coupled rotor).
Figure 3.56 Waterfall plot for rotor with no blades (coupled rotor)..
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
83
3.7 Blade response
Using the strain gauge bridge mounted on blade #8 the response of this blade to free
running, random excitation and impulse loading was measured to obtain the frequency
response thereof. Tests were conducted for blades at 0° and 45 °.
3.7.1 Background noise
FFTs of the blade response were measured with the rotor running at constant speeds of
250, 500, 750 and 1000 rpm. Ten spectral averages were taken with a frequency
bandwidth of 1 kHz and a resolution of 625 mHz.
In all cases 1x running speed is clearly visible as well as the 300 and 600 Hz peak due to
the control system forcing at this frequency. The first and second bending modes of blade
#8 at ~145 and ~896 Hz can be seen in Figure 3.57. In addition the response of rigid shaft
modes at ~152 (1st bending, F2) and ~ 902 Hz (2nd bending) were also detected. The
torsional mode F3a at ~320 Hz is also distinguishable. No significant stress stiffening over
the measured speed range was observed.
Figure 3.57 FFT of blade strain gauge response at 250 rpm (0° blades).
A waterfall plot of the blade strain gauge response for the speed range 120 to 1000 rpm is
shown in Figure 3.58. Blade #8’s first and second mode is distinguishable at ~145 and
896 Hz respectively. An additional frequency, expected to be a rigid shaft mode with the
2nd bending mode of the blades, can be seen at ~930 Hz.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
84
Figure 3.58 Waterfall plot of blade strain gauge response (0° blades).
3.7.2 Blade response to random excitation
The same setup for random excitation as described in section 3.6.1 is applied with blades
at 0°. The same results were obtained as in the waterfall plots except that mode F3a was
also detected.
Figure 3.59 Blade response with random excitation (0°, 250 rpm).
0 100 200 300 400 500 600 700 800 900 10000
50
100
coh
ere
nce (
%)
0 100 200 300 400 500 600 700 800 900 10000
50
100
150
200
ben
din
g s
tre
ss/
torq
ue
(V
/V)
0 100 200 300 400 500 600 700 800 900 1000-1000
-500
0
500
1000
pha
se
(d
eg)
frequency
145Hz 151.25Hz
325.5Hz
896Hz 935Hz
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
85
4. Full 3D FE modelling
4.1 3D Static modal analysis of a single blade
A single blade in its holder was modelled in 3D and meshed with ANSYS SOLID186
elements with the holder bottom surface constrained. A modulus of elasticity of 207 GPa
and a material density of 7850kg/m3 was used. With mesh refinement over the length of
the blade the 1st and 2nd mode frequencies converged to 145.2 and 905.9 Hz respectively
which correlates well with measured data. For mode 1 ten element divisions along the
blade length was found to be adequate with a deviation of only 0.24% from the converged
solution at 1000 divisions.
Figure 4.1 1st and 2
nd mode shapes of single blade.
4.2 3D static modal analysis of uncoupled rotor
The complete rotor with couplings, coupling bolts, blade holders and disks was modelled
in 3D and meshed using ANSYS SOLID186 elements. Hexahedral elements were used
for the shaft sections, blades and where practical. More complex geometries such as the
disks, couplings and blade holders were meshed using tetrahedral elements. Based on the
convergence results reported in section 5.3, 10 divisions per shaft section were considered
to be adequate to obtain acceptable accuracy in the calculated frequencies. For the short
shaft sections (see L3 and L5 in Table 5-3) two divisions per section were used. Blades
were divided into ten sections in the lengthwise direction and two over the width. Both
couplings were attached by bonded contact up to the points of effective contact. For the
NDE coupling this was taken as the length from the outboard face up to the centre of the
NDE coupling grub screw. Effective contact for the DE coupling was taken to start at the
coupling key. In all cases as-built dimensions were used with a material density and
elastic modulus of 7850 kg/m3 and 207 GPa. The resultant model had 105819 elements
with 181401 nodes. Using the Block Lanczos method, the first 15 modes were calculated.
©© UUnniivveerrssiittyy ooff PPrreettoorriiaa
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Eight rigid shaft modes, i.e. modes where only blades participate were identified (see
Appendix D). As these modes do not participate in classic torsional motion they will not
be discussed further. The lowest calculated mode, F1, is a rigid body mode that will also
not be discussed further. Mode F2 is a mode that involves significant blade participation
with all blades in phase with each other but out of phase with the rest of the rotor. With a
relatively small amount of shaft participation this mode is only calculated for blades at 0
and 45°. In contrast modes F3a, F4 and F5 contain significant participation from both the
shaft and blades. In all cases, except mode F5, the blade mode is the 1st bending mode
(Figure 4.2 to Figure 4.5). For mode F5 the blade mode is the second bending mode.
Mode F4 involves primarily the disk #3 and the shaft section up to disk #2 with a small
amount of blade participation. Shaft torsional mode shapes for the uncoupled rotor with
blades are presented in Figure 4.6. As can be seen, the mode shapes do not change
significantly with blade stagger angle although the frequencies of some modes do change
noticeably. With blades at 45° the blade mode shapes remain the same per shaft mode but
now occur at an angle to the shaft centreline i.e. modes have axial and tangential
displacement components (Figure 4.7). In the case of 90° blades no blade participation is
seen in any of the shaft modes. Lower measured frequencies at 10 to 12 Hz for the
various blade stagger angles were not calculated.
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Figure 4.2 3D modal results for uncoupled rotor with 0° blades, mode F2.
Figure 4.3 3D modal results for uncoupled rotor with 0° blades, mode F3a.
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Figure 4.4 3D modal results for uncoupled rotor with 0° blades, mode F4.
Figure 4.5 3D modal results for uncoupled rotor with 0° blades, mode F5.
Results for all blade stagger angles are shown in Table 4-1 and the errors relative to the
measured frequencies are given in Table 4-2.
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Figure 4.6 Shaft mode-shapes for uncoupled rotor (3D FEA).
Figure 4.7 Mode F2 for uncoupled rotor with blades at 45°.
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Table 4-1 Summary of 3D modelling results for the uncoupled rotor.
Stagger angle F2 (Hz) F3a (Hz) F4 (Hz) F5 (Hz)
no blades - 313.0 534.1 723.0
0° 153.8 304.9 533.1 713.1
45° 150.02 291.2 533.3 708.7
90° - 280.7 533.0 705.6
Table 4-2 Summary of % error in 3D modelling results for the uncoupled rotor.
Stagger angle F2 (%) F3a (%) F4 (%) F5 (%)
no blades -0.6 -0.2 -0.3
0° -0.8 -0.8 -0.4 -0.3
45° -1.6 -1.0 0.1 0.2
90° -0.6 0.1 -0.3
4.3 3D Static modal analysis of coupled rotor
Using the uncoupled model as a basis, the 3D model was extended to include the motor
armature as well as the motor coupling and coupling bolts (Figure 4.8). The shaft sections
of the armature were modelled as steel sections with an elastic modulus and density of
207 GPa and 7850 kg/m3. For the larger diameter winding section which has a complex
construction of a steel base, copper windings and laminated plates, the density and
stiffness were calibrated to represent the measured total armature polar moment of inertia
and to minimise the difference between the calculated and measured frequencies. Coupled
rotor frequencies for a range of densities and elastic moduli were calculated by 3D FEA
and a composite error index was defined as the average of the absolute differences
between the calculated and measured frequencies. Minimisation of the error index will
lead to the optimum density and elastic modulus values to be used in the model for the
armature to ensure the best correlation of all the calculated frequencies with that of the
measured frequencies. A surface plot of this error index is shown in Figure 4.9. The
absolute minimum error (0.43 %) was calculated to occur at a density of ~4600 kg/m3 and
an elastic modulus of 6.6 GPa. However, to ensure the modelled polar moment of inertia
is equal to the measured value a density of 3855.5 kg/m3 was used. Based on this density
the minimum error index occurs for an elastic modulus of 4.3 GPa, which was applied
throughout. Meshing of the complete coupled model resulted in 71016 elements and
131282 nodes.
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Modes F2, F3a and F4 were again calculated as for the uncoupled case. Mode F5 was also
calculated but based on the fact that it is the 2nd blade bending mode, which is less likely
to be problematic in real systems, it is not considered further. A new mode, F3b, was
calculated at 198 Hz for the blades at 0°. This mode contains significant blade as well as
armature participation. Calculated shaft mode shapes are depicted in Figure 4.10 and 3D
model plots of the mode shapes are shown in Figure 4.11 to Figure 4.14. For all cases (F2,
F3a, F3b and F4) the blade tip movement is out of phase with that of disk #1 (disk blades
are mounted on) and the blade mode shape is confirmed to be the 1st bending mode as for
the uncoupled case.
Figure 4.8 Full 3D model of coupled rotor with blades at 0°.
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Figure 4.9 Surface plot of composite error index.
For mode F3b the armature and DE coupling is out of phase with the three disks. In mode
F3a the DE coupling and disk #1 is in phase but the pair is out of phase with the armature
and disk #2 and #3. Mode F4 involves primarily participation of disk #3 and the section of
shaft up to disk #2.
Other modes with no shaft participation i.e. only involving blades out of phase with each
other, so called rigid shaft modes, were also calculated but are not reported here.
Figure 4.10 Shaft mode shapes for coupled rotor (3D FEA).
0 0.2 0.4 0.6 0.8 1 1.2 1.4
-0.5
0
0.5
1
normalised shaft length
no
rmal
ised
to
rsio
nal
dis
pla
cem
ent
geometry
F2 0deg
F3b
0deg
F3a
0deg
F4 0deg
F2 45deg
F3b
45deg
F3a
45deg
F4 45deg
F3b
90deg
F3a
90deg
F4 90deg
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Calculated frequencies for the 1st 4 modes of the coupled rotor with blades at 0, 45 and
90° and with no blades are summarised in Table 4-3with the associated error relative to
the measured values given in Table 4-4.
Figure 4.11 Coupled rotor model mode shape plots for 3D modal analysis, mode F2.
Figure 4.12 Coupled rotor model mode shape plots for 3D modal analysis, mode F3b.
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Figure 4.13 Coupled rotor model mode shape plots for 3D modal analysis, mode F3a.
Figure 4.14 Coupled rotor model mode shape plots for 3D modal analysis, mode F4.
Table 4-3 Summary of 3D modelling results for the coupled rotor (0 rpm).
Stagger angle F2 (Hz) F3b (Hz) F3a (Hz) F4 (Hz)
0° 151 198 334 534
45° 149 198 316 534
90° 198 301 533
no blades 198 348 535
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Table 4-4 Summary of % error of 3D modelling for the coupled rotor (0 rpm).
Stagger angle F2 (%) F3 (%) F4 (%) F5 (%)
0° -0.7% 0.2% -0.6% 0.0%
45° -0.1% -0.5% 0.2% 0.1%
90° -0.7% -0.5% 0.1%
no blades -0.9% -0.8% 0.1%
Solution time for the full 3D static modal analysis was found to be approximately 100
seconds.
4.4 3D dynamic modal analysis of coupled rotor
A pre-stress modal analysis of the coupled rotor with blades at 0, 45 and 90 degrees was
done for speeds ranging from 0 to 6000 rpm using the same models as discussed in the
previous section. Although the maximum tested speed was only up to 1000 rpm (for
safety reasons), calculations were done up to the higher speed to show that some modes
are affected by centrifugal stiffening. The Campbell diagram based on the armature
winding section elastic modulus that was obtained after optimisation with respect to static
conditions showed good correlation with mode F2 and F4. As reported in section 3.6.1
dynamic frequencies of mode F3a and F3b reduce relative to the static condition and it was
hypothesized to be due to electro-magnetic effects on the motor armature that reduce the
stiffness thereof. To compensate for this the elastic modulus of the winding section of the
armature was again calibrated to optimize the zero rpm frequencies of mode F3a and F3b
(for 0° blades). An elastic modulus of 3.2 GPa was calculated which resulted in an
improved fit to the experimental data for mode F3a and F3b whilst mode F2 and F4 were
unaffected by the lower value (Figure 4.15).
Calculations confirm that torsional frequencies are only affected by rotational speed from
approximately 2000 rpm. Modes F3b and F4 appear to be unaffected by speed (except for
possible loci veering at around 5000 rpm). A consistent non-linear speed dependency is
seen for modes F2 and F3a.
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Figure 4.15 Calculated Campbell diagram for 0° blades.
NOTE: stat = static optimisation; dyn = dynamic optimisation; meas = measured
Figure 4.16 Calculated Campbell diagram for 45° blades.
NOTE: 3D FEA results are for dynamic optimisation; meas = measured.
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
frequency
(H
z)
F2 3D stat
F3b
3D stat
F3a
3D stat
F4 3D stat
F2 3D dyn
F3b
3D dyn
F3a
3D dyn
F4 3D dyn
F2 meas
F3b
meas
F3a
meas
F4 meas
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
frequency
(H
z)
F2 3DFEA
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F2 meas
F3b
meas
F3a
meas
F4 meas
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Figure 4.17 Calculated Campbell diagram for 90° blades.
NOTE: 3D FEA results are for dynamic optimisation; meas = measured.
Figure 4.18 Frequency reduction vs. blade angle (coupled, full 3D, 1000 rpm).
NOTE: ran refers to random excitation shown for comparison; 3D FEA results are for dynamic
optimisation; meas = measured.
Frequency dependence on blade stagger angle calculated by full 3D analysis for dynamic
conditions correlated well with measured data (Figure 4.18).
Solution time per-stressed modal analysis point was found to be in the range of 110
seconds.
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
frequency
(H
z)
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F3b
meas
F3a
meas
F4 meas
0deg 45deg 90deg100
150
200
250
300
350
400
450
500
550
frequency
(H
z)
blade orientation
F2 3DFEA
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F2 meas
F3b
meas
F3a
meas
F4 meas
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5. 1D FE modelling
1D modelling of the test rotor to predict natural torsional frequencies was conducted and
the results compared to experimental as well as 3D FEA results. In order to identify
possible sources of inaccuracies individual components were first analysed in isolation
before being assembled in the complete test rotor. Matlab was used in all cases to
implement the techniques discussed in Chapter 2.
5.1 Modal analysis of blades
A single blade was modelled using Euler-Bernoulli beam theory and FE discretisation as
described by equation 2.2-1 and 2.2-2. A Matlab code was developed to assemble the
mass and stiffness matrices which are then solved for the eigenvectors and eigen-
frequencies using the Matlab eig.m function which applies Cholesky factorisation. Blade
material properties and geometry were taken to be as discussed in section 3.1. A length of
110 mm was used which is the length of blade above the holder. The number of elements
per blade length used in the calculations ranged from 2 to 50. For a blade thickness of 2.1
mm the first (B1) and second (B2) bending modes converge to 144.0 and 902.2 Hz
respectively. Mode B1 correlated well with the measured data whilst mode B2 was just
below the lowest measured value. Sensitivity studies conducted showed that mode B1 and
B2 are sensitive to blade thickness and an increase of only 0.23% (0.005 mm), which is
within the possible measurement tolerance, improved the combined prediction with
modes B1 and B2 converging to 144.3 and 904.4 Hz respectively (Table 5-1).
It is clear from Figure 5.1 and Figure 5.2 that 10 elements per blade are adequate to
obtain reliable results.
Table 5-1 Natural frequencies for a single blade calculated by 1D FEA.
Mode Experimental 3D FEA 1D Euler-Bernoulli
B1 (Hz) 144.6 145.2 (0.4%) 144.3 (-0.2%)
B2 (Hz) 907.9 905.9 (-0.2%) 904.4 (-0.4%)
Note: Values in brackets are % deviation from experimental results.
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Figure 5.1 Convergence of blade mode B1.
Figure 5.2 Convergence of blade mode B2.
5.2 Shaft only analysis
The shaft only with no disks and in the free-free condition was modelled (equation 2.3-1
and 2.3-2) and results compared to full 3D analysis conducted in ANSYS. A distributed
parameter approach was used with each section of shaft divided into the same number of
divisions which is increased until convergence is reached. A required convergence level
0.1% was applied. Note that no compensation was made for changes in diameter as these
are small and the effect found to be negligible. Good agreement was found between the
1D approach and full 3D FEA (Table 5-2).
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Table 5-2 Torsional frequencies for ‘shaft only’ 1D analyses.
Mode 3D FEA 1D FEA
S1 (Hz) 1950.2 1950.5 (0.02%)
S2 (Hz) 3610.6 3611.6 (0.03%)
S3 (Hz) 5386.1 5386.8 (0.01%)
Note: Values in brackets are % deviation from
3D FEA results.
It was found that at least 20 elements per shaft section results in acceptably converged
frequencies (Figure 5.3).
Figure 5.3 1D FE convergence of ‘shaft only’ frequencies .
5.3 Shaft with disks
Natural frequencies for the shaft with disks #1 and #2 mounted were calculated and
compared to full 3D FEA results. The shaft is modelled as 7 separate sections (see Figure
5.4) with lumped inertias (J2 and J3) added at the end of shaft section L3 and L4 to account
for the disks. The disk moment of inertia was obtained from the 3D solid model and
found to be 0.0142 kg.m2. Disks are assumed to be integral to the shaft.
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Figure 5.4 Line diagram of shaft with disks.
With no compensation for the sudden diameter changes at the shaft/disk interfaces the
difference between the 1D and the 3D FEA approach was found to be 2.4, 1.4 and 1.4%
for the 1st three modes respectively (Figure 5.5).
Figure 5.5 Convergence for 1D shaft-disk system with no diameter compensation.
Based on the 3D FEA extended BICERA approach (Figure 2.3) a sudden diameter change
compensation factor of 15.7% was determined. The smaller and larger diameters ( and
( ) were taken as the shaft and disk diameters respectively. A radius ( ) between the
disk and shaft interface of 0 mm was assumed. Compensation for sudden diameter change
between shaft sections 3 and 4 and disk #2 as well as between sections 4 and 5 and disk
#1 was required. With compensation the difference between the 1D and 3D FE calculated
frequencies decreased to less than 0.2% for all modes (Figure 5.6).
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Figure 5.6 Convergence for 1D shaft-disk system with compensation for sudden
diameter change.
5.4 Uncoupled rotor 1D modelling
The 1D model of the complete rotor, uncoupled from the motor armature, with no blades
may be represented by a line diagram as in Figure 5.7. J1 to J4 represent the lumped
inertias of the NDE coupling, disk #2, disk #1 and the DE coupling respectively. C1 to C4
represent added virtual shaft lengths to compensate for sudden diameter changes and L1
to L7 represent real shaft lengths. Note that virtual shaft lengths are added to real shaft
lengths with the same number (i.e. L1=L1+C1) for the discretisation of the model. Based
on the convergence results of section 5.3, 20 divisions per shaft section were used from
this point forward. Values of the lumped inertias for the complete disk and coupling
geometries were obtained from the 3D models thereof. All dimensions were based on
measured dimensions of the as built rotor (see Table 5-3 for a summary of variables
used). Sudden diameter change compensation factors of 26 and 18% (based on shaft
diameter) were determined by 3D FEA for the NDE and DE couplings respectively. This
was required as the geometry of these interfaces (overhang of non-contact lengths of
couplings) proved not to follow the same behaviour as for sudden diameter changes as
captured by Figure 2.3.
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Figure 5.7 Line diagram of 1D model for uncoupled rotor with no blades.
Shaft section lengths L1 and L7 (see Figure 5.10) were also extended to accommodate the
effective position of attachment of the NDE and DE couplings. For the NDE coupling 12
mm was added to L1 as this was the distance from the coupling end face to the grub screw
that fixed the coupling to the shaft. A length of 7 mm, the measured distance between the
DE coupling inboard face and the shaft key, was added to shaft section L7.
Table 5-3 Variables for 1D model of uncoupled rotor with no blades.
Dimension Description Value
J1 NDE coupling inertia 0.0023234kg.m2
J2, J3 disk inertia 0.0141579kg.m2
J4 DE coupling inertia 0.0011999kg.m2
C1 virtual length for NDE coupling 7.5 mm
C3, C4, C5 virtual length for disks 4.6 mm
C7 virtual length for DE coupling 5.2 mm
L1 shaft section 1 132.7 mm (29 mm diameter)
L2 shaft section 2 120.0 mm (30 mm diameter)
L3 shaft section 3 6.0 mm (31 mm diameter)
L4 shaft section 4 209.0 mm (31 mm diameter)
L5 shaft section 5 5.0 mm (31 mm diameter)
L6 shaft section 6 120 mm (30 mm diameter)
L7 shaft section 7 119.0 mm (29 mm diameter)
Using the same Matlab code developed in the previous section, the 1st three natural
frequencies for the complete uncoupled rotor with no blades were calculated (see results
in Table 5-4 to Table 5-6).
For the uncoupled rotor with blades the model as discussed above is extended to include
the 8 blade holders and blades on disk #1. The inertia of disk #1 is increased to include
the blade holders with their bolts and nuts which was obtained from the 3D model and
found to be a total of 0.01625 kg.m2. A residual inertia for the eight blades were
calculated in accordance with equation 2.2-13 and added to disk #1. The value of this
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residual depends on the number of blades, blade stagger angle (equation 2.2-14) and
number of modes that is added. The blade was assumed to start at the top of the blade
holder, i.e. perfect rigidity between the holder and blade was assumed, which implies a
blade base diameter of 190 mm.
The first two blade modes were added. Adding more modes did not have a significant
effect on results. For this approach it was also found that 50 elements per blade, rather
than 10 as reported in section 5.1, leads to acceptably converged frequencies (Figure 5.8).
Figure 5.8 Convergence of 1D frequencies vs. number of blade elements.
A schematic representation of the bladed uncoupled rotor model is shown in Figure 5.9
with the lumped disk inertias, the residual blade inertia ( , as well as the equivalent
blade inertia and stiffness calculated for blade mode B1 and B2 that are coupled.
Figure 5.9 1D FEA representation of uncoupled rotor with blades.
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Good correlation (< 1% error) with experimental results was obtained except for mode F2
with blades at 45° which has an error of 1.9% (Table 5-5). Good correlation was found
with full 3D FEA results (Table 5-6).
Table 5-4 Calculated frequencies for uncoupled rotor using 1D FEA.
Stagger angle F2 (Hz) F3a (Hz) F4 (Hz) F5 (Hz)
no blades - 313.1 533.9 723.8
0° 154.0 305.1 533.5 714.6
45° 149.6 291.7 533.2 711.3
90° - 281.4 532.9 708.6
Table 5-5 Error in 1D frequencies relative to experimental results.
Stagger angle F2 (%) F3a (%) F4 (%) F5 (%)
no blades -0.6% -0.2% -0.2%
0° -0.7% -0.8% -0.3% -0.1%
45° -1.9% -0.8% 0.1% 0.2%
90° -0.4% 0.1% 0.2%
Table 5-6 Error in 1D frequencies relative to 3D results.
Stagger angle F2 (%) F3a (%) F4 (%) F5 (%)
no blades 0.0% 0.0% 0.1%
0° 0.1% 0.1% 0.1% 0.2%
45° -0.3% 0.2% 0.0% 0.4%
90° 0.2% 0.0% 0.4%
5.5 Coupled rotor 1D modelling
For the rotor coupled to the armature the uncoupled 1D model was extended to include
the motor coupling and armature. Inertia J4 was increased to include inertia of the motor
coupling with its bolts and nuts.
Using as built dimensions the armature was modelled as a number of shaft sections (see
Figure 5.10 and Table 5-7). For the DE and NDE steel shaft sections, stiffness and inertia
was based on actual material properties. For the central winding and commutator areas
the equivalent density and elastic modulus as used in full 3D FEA (section 4.2) was
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applied. Developed Matlab code BICERA.m was used to calculate compensation factors
for all sudden shaft diameter changes.
Figure 5.10 Definition of 1D shaft sections.
Table 5-7. Additional variables for 1D model of coupled rotor.
Dimension Description Value
L8 virtual shaft section 8 0.0023234kg.m2
L9 shaft section 9 0.0141579kg.m2
L10 shaft section 10 0.0011999kg.m2
L11 shaft section 11 7.5 mm
L12 shaft section 12 4.6 mm
L13 shaft section 13 5.2 mm
L14 shaft section 14 132.7 mm (29 mm diameter)
L15 shaft section 15 120.0 mm (30 mm diameter)
L16 shaft section 16 6.0 mm (31 mm diameter)
L17 shaft section 17 209.0 mm (31 mm diameter)
L18 shaft section 18 5.0 mm (31 mm diameter)
L19 shaft section 19 120 mm (30 mm diameter)
For the case where 2 blade modes are coupled the variation of the equivalent mode inertia
and the residual inertia with blade stagger angle is presented in Figure 5.11. The
equivalent inertia contribution from the first bending mode is significantly more than that
for the second bending mode except for stagger angles close to 90°. As expected the
equivalent tangential inertias for a stagger angle of 90° is zero as no blade participation
occurs in this case.
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Figure 5.11 Equivalent inertia for coupled blade modes.
The calculated frequencies (Table 5-8) for all the cases investigated correlates well with
experimental results (Table 5-9) as well as with 3D FEA results (Table 5-10). Frequency
change with blade stagger angle is shown in Figure 5.12. Mode shape diagrams for the
investigated cases are shown in Figure 5.13. Participation of the blade modes B1 and B2
(1st and 2nd bending) in the shaft mode is indicated by the diamond and square data points.
The distance of the data point from the attachment node (disk #1) is an indication of the
level of participation of the blade mode relative to the rest of the rotor as per equation
2.4-1.
Good correlation is obtained between measured, full 3D and 1D frequency dependence on
blade stagger angle for static conditions (Figure 5.12).
Table 5-8 Calculated frequencies for coupled rotor using 1D approach.
Stagger angle F2 (Hz) F3b (Hz) F3a (Hz) F4 (Hz)
no blades 197.4 347.5 534.9
0° 151.4 197.6 333.3 534.1
45° 148.4 197.2 315.3 533.6
90° 196.8 301.3 533.3
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Table 5-9 Coupled rotor, error in 1D frequencies relative to experimental results.
Stagger angle F2 (%) F3b (%) F3a (%) F4 (%)
no blades -1.3% -1.0% 0.2%
0° -0.4% -0.2% -0.8% 0.0%
45° -0.4% -0.9% 0.1% 0.1%
90° -1.1% -0.6% 0.0%
Table 5-10 Coupled rotor, error in 1D frequencies relative to 3D FEA results.
Stagger angle F2 (%) F3b (%) F3a (%) F4 (%)
no blades -0.3% -0.1% 0.0%
0° 0.2% -0.2% -0.2% 0.0%
45° -0.4% -0.4% -0.2% -0.1%
90° -0.6% 0.1% 0.0%
Figure 5.12 Frequency reduction vs. blade angle (coupled, 1D, 0 rpm).
NOTE: stat refers to measured data, 3D for full 3D analysis and 1D for 1D FE analysis.
90deg45deg0degno blade100
150
200
250
300
350
400
450
500
550
freq
uen
cy (
Hz)
blade orientation
F2 stat
F3b
stat
F3a
stat
F4 stat
F2 3D
F3b
3D
F3a
3D
F4 3D
F2 1D
F3b
1D
F3a
1D
F4 1D
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(a) no blades (b) 0 °blades
(c) 45° blades (d) 90° blades
Figure 5.13 Mode shapes of coupled rotor using 1D analysis.
Solution times for the 1D static modal analysis was found to be in the order of 0.3
seconds.
0 0.2 0.4 0.6 0.8 1-1
-0.5
0
0.5
1
1.5
normalised shaft length
no
rmal
ised
to
rsio
nal
dis
pla
cem
ent
mode F3b
mode F3a
F4
blade mode/s
0 0.2 0.4 0.6 0.8 1-1
-0.5
0
0.5
1
1.5
normalised shaft length
no
rmal
ised
to
rsio
nal
dis
pla
cem
ent
mode F2
mode F3b
mode F3a
mode F4
0 0.2 0.4 0.6 0.8 1-1
-0.5
0
0.5
1
1.5
normalised shaft length
no
rmal
ised
to
rsio
nal
dis
pla
cem
ent
0 0.2 0.4 0.6 0.8 1-1
-0.5
0
0.5
1
1.5
normalised shaft length
no
rmal
ised
to
rsio
nal
dis
pla
cem
ent
mode F2
mode F3b
mode F3a
F4
lumped inertia
blade mode/s
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6. 3D cyclic symmetric modelling
6.1 Coupled rotor 3DCS static modal analysis
Cyclic symmetric models for each of the coupled rotor cases described in the previous
sections were developed. In order to capture one of the eight blades the models consisted
of a 45° segment of the complete rotor maintaining all geometry features and including
one blade. The only notable difference is the number of DE coupling bolts. One bolt and
nut were included in the cyclic symmetric model implying a total of 8 bolts where the
actual number is 6. However, based on the inertia of these additional bolts relative to the
DE coupling and the rest of the rotor the effect was minimal. Cyclic symmetric faces
were defined on both sides of the segment before meshing (Figure 6.1). Meshing was
conducted to the same level of refinement as for the full 3D models resulting in 10271
elements and 22401 nodes which is a reduction of more than 80%.
Figure 6.1 3D cyclic symmetric model of test rotor (45° blades).
As in the 3D case the centre line was constrained in both the X and Y directions to ensure
lateral modes were not calculated. Bonded contact was used between the rotor and
armature shafts and the couplings with due consideration for the effective contact point as
also modelled in the full 3D case. Material properties were kept the same as for the 3D
case, including the density and elastic modulus of the armature winding section.
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The first 15 modes with a harmonic index of 0 were calculated. As can be seen in Table
6-1 and Table 6-2 the results compare well with that of the full 3D analysis.
Table 6-1 Results of 3DCS modelling of the coupled rotor (0 rpm).
Stagger angle F2 (Hz) F3b (Hz) F3a (Hz) F4 (Hz)
0° 151 198 334 534
45° 149 198 315 534
90° 197 301 534
no blades 198 347 535
Table 6-2 Error of 3DCS modelling for the coupled rotor (0rpm).
Stagger angle F2 (%) F3b (%) F3a (%) F4 (%)
0° -0.7% 0.0% -0.6% 0.0%
45° 0.0% -0.5% 0.0% 0.2%
90° -1.0% -0.7% 0.2%
no blades -1.0% -1.1% 0.2%
Solution times for the static cyclic symmetric modal analysis were found to be in the
order of 5 seconds.
6.2 Coupled rotor 3DCS dynamic modal analysis
Using the same 3DCS models as were developed in the previous section, pre-stressed
cyclic symmetric modal analyses were conducted for the speed range 0 to 6000 rpm. In
all cases the results for the full 3D and 3DCS models were almost identical. Solution
times for the pre-stressed cyclic symmetric analysis were found to be in the range of 22
seconds per analysis point.
The Campbell diagrams for blade stagger angles of 0, 45 and 90° are shown in Figure 6.2
to Figure 6.4. Experimental and full 3D FEA results are included for comparison and
good correlation is evident. The only notable exception is the slight reduction in mode F3a
measured in the experimental 45° case. This reduction was not predicted by FEA which
shows practically constant values over this speed range.
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Figure 6.2 3DCS Campbell diagram (0° blades).
Figure 6.3 3DCS Campbell diagram (45° blades).
Figure 6.4 3DCS Campbell diagram (90° blades).
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
freq
uen
cy (
Hz)
F2 3DCS
F3b
3DCS
F3a
3DCS
F4 3DCS
F2 3DFEA
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F2 meas
F3b
meas
F3a
meas
F4 meas
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
freq
uen
cy (
Hz)
F2 3DCS
F3b
3DCS
F3a
3DCS
F4 3DCS
F2 3DFEA
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F2 meas
F3b
meas
F3a
meas
F4 meas
0 1000 2000 3000 4000 5000 6000 7000 8000
150
200
250
300
350
400
450
500
550
angular velocity (rpm)
freq
uen
cy (
Hz)
F3b
3DCS
F3a
3DCS
F4 3DCS
F3b
3DFEA
F3a
3DFEA
F4 3DFEA
F3b
meas
F3a
meas
F4 meas
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7. Discussion and Conclusions
Rotational drive and torsional excitation of a small scale test rotor was successfully
implemented using a DC motor with a digital controller. The controller settings were
optimised to render fast response for transient conditions but also stable response during
constant speed operation using the speed control loop. Characterisation of the drive
system was done to determine the inertia, stiffness and natural frequency thereof. Testing
established that the drive system had a single natural frequency at 2.5 Hz that did not
change with speed. This frequency was well away from any test-rotor frequencies of
interest. Damping based on time and frequency domain calculations correlated well and
showed no significant dependency on rotational speed. Analysis of the measured motor
torque and speed signals indicated responses at running speed and multiples thereof.
Significant energy was also found at 300 Hz and multiples thereof, which did not change
with rotational speed. This response was also measured with the motor running freely, i.e.
not coupled to the rotor, and it was deduced to be a frequency generated by the electrical
drive system. This posed some difficulties as one of the coupled rotor natural frequencies
was found to be close to 300 Hz as well. Impulse excitation and speed step tests showed
that applied torque up to the maximum motor capacity of 10 N.m could be obtained.
Modal testing of the rotor and components thereof were conducted at various stages of
assembly in order to correlate and/or calibrate theoretical models at increasing levels of
complexity. In most cases more than one method of excitation, measurement and/or
calculation technique was used to confirm results. In all cases good correlation was found
between different approaches which increased confidence in the measured results. The
modal test results of the blades using the single point laser vibrometer (LV) correlated
well with strain gauge measurements. Where the inertia of the measurement system, e.g.
accelerometer or strain gauge, is high relative to that of the blade, the LV may be a
suitable alternative. Torsional displacement and velocity measurements at low speeds
were successfully done using the torsional laser vibrometer (TLV). However, at higher
speeds (>100 rpm) significant noise in the calculated FFTs was encountered and this
measurement method was not used for dynamic modal testing. Although advanced signal
processing could potentially improve the TLV signal, it was decided to use strain gauges
and a telemetry system instead for shaft torsional vibration measurements.
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Five torsional modes for the uncoupled rotor were measured at frequencies ranging from
~10 Hz to 725 Hz for static conditions. Once coupled to the motor armature some
frequencies increased, some decreased and one was un-affected. The uncoupled mode at
725 Hz was not measured for the coupled case and it is suspected to have increased to >1
kHz which is the limit of the telemetry system. A new mode at ~200 Hz was identified for
the coupled configuration. When the motor field and armature current is activated for the
dynamic tests the frequencies for 2 modes (F3a and F3b) decreased by 10 and 16 Hz whilst
the other two modes were unaffected. Eigen vector plots of the affected modes showed a
high level of participation of the armature in these modes and it is suspected that
electromagnetic forces and/or winding movement in the dynamic condition changes the
stiffness of the armature. The lowest frequency static mode at ~10 Hz was not detected in
any of the dynamic cases. From these findings it is clear that stationary modal testing,
especially with a coupled electrical machine such as a motor or generator, may not be
representative of the dynamic conditions. Modes with high levels of participation of
blades are affected significantly by the blade stagger angle. For the speed range tested no
significant relation between torsional frequencies and rotational speed was detected,
except for one mode with blades at 45° which showed a slight decrease with speed for
both random excitation and impulse tests.
Damping calculated by the half power method for static conditions showed a clear
reduction in most modes as the blade stagger angle was increased from 0 to 90°. One
mode with the lowest level of blade participation showed only a minimal reduction.
Although the general trend of damping measured for the dynamic cases is also that of a
reducing value with blade stagger angle, the relationship is not that clear. Due to poorly
defined FRF peaks for the dynamic cases, errors in the calculations are likely and an
alternative method should be applied. Blade stagger angle was demonstrated to affect
both the frequency and damping of torsional modes and should thus be considered in any
analysis involving flexible blades. Rotational speed did not have a significant effect on
damping. At most the damping of some modes reduce slightly with increasing speed.
Only torsional mode F3a, involving significant participation of disk #1 (disk with blades),
was detected in the blade responses during forced excitation tests. In addition, four rigid
shaft modes (two each of the 1st and 2nd blade bending modes) were seen in the blade
response. Two torsional modes, not involving a high degree of blade or blade carrier disk
participation, were not detected in the blade response. Only the rigid shaft modes where
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all blades are in phase were detected in the torsional vibration response. It is thus clear
that blade frequency response cannot be inferred from shaft torsional response but has to
be measured or calculated specifically. Vice versa, not all torsional frequencies can be
detected by only considering blade response.
3D modelling of subsets of components and comparison to experimental data is useful to
ensure better accuracy of the assembled structure and to identify potential sources of
inaccuracy. A high degree of geometric detail was included in the parametric 3D model,
some of which may be simplified to reduce the model size. It was considered necessary to
include this level of detail so as to take full advantage of the capabilities of 3D modelling.
The two shrunk-on disks were modelled to be integral to the shaft and this proved to
result in acceptable accuracy in this case. In other cases where the interference fit may be
lower and/or the geometry unfavorable, it may be necessary to consider additional disk-
to-shaft flexibility. Assuming the effective coupling contact area to be up to the point of
the coupling grub screw or key proved to be an acceptable approach. It resulted in longer
shaft sections and slightly lower frequencies for some modes. For shrunk-on couplings
the same approach as with shrunk-on disks should be considered.
Accurate modelling of the motor armature was not attempted in this work. The armature
geometry was modelled as per measured dimensions and the stiffness thereof optimised
by calibration to measured static and 250 rpm frequencies for the 0° blade case.
Application of this stiffness in all other cases resulted in acceptable accuracy. Density of
the armature winding section was calibrated so that the modelled inertia was equal to that
measured using the torsional pendulum approach. Modelling of electrical machines for
the purpose of torsional and lateral vibration simulation remains a challenge that requires
further research. Currently model updating with measured data remains the preferred and
most accurate approach. Modal analysis by 3D FEA allows for the visualization of eigen-
modes and can also identify modes that are not measured. Good correlation of predicted
torsional frequencies was obtained with measured results with errors generally below 1%
except for two modes (F2 and F3a) in the case of the static uncoupled rotor with blades at
45° which is at 1.6 and 1% respectively.
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Reduction of the full 3D FE model by cyclic symmetry reduced the size thereof by
approximately 88% (number of DOF) which translated to a reduction in solution time in
the range of 80%. All geometric detail was retained for the cyclic sector of 45°. The
accuracy of 3DCS modal analysis is similar to that of full 3D FEA.
Further simplification to one dimensional models results in significant size reductions and
solutions times that are a fraction of the full 3D solution times. In this case the solution
time reduced by approximately 99%. Although the required simplifications require more
experience and insight from the analyst the results are generally, and also in this case, less
accurate than 3D FEA (Figure 7.1). It must also be stated that the 1D approach for blades
is well suited for simplistic blades such as used in this work but for more complex blades
(e.g. twisted, taper, asymmetric) further simplifications may lead to increased inaccuracy.
Figure 7.1 FE model errors relative to experimental results.
The treatment of sudden diameter changes by the BICERA empirical approach was
demonstrated to be effective. Where the geometry was outside of the applicability of the
available BICERA data, 3D FEA was successfully used to extend this. This approach was
also used for non-standard sudden diameter changes such as the ‘overhang’ of the
couplings. Euler-Bernoulli beam theory was used for blade modelling and good accuracy
was obtained for all static conditions. For more complex blades and where centrifugal
stiffening is significant Timoshenko beam theory should be considered in 1D models.
Sensitivity studies indicated that a higher number of elements per blade were required for
the coupled model than for a single blade to obtain converged solutions. The component
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mode synthesis technique used to include the blade participation effects in torsional
vibration modes was successfully implemented and good accuracies were obtained.
It is concluded that all three FE techniques applied here to model torsional vibration
response are useful and have their place. Fast solution times of 1D models allows for
sensitivity studies in the design and fault finding environments to be conducted with
relative ease, although the accuracy is likely to be somewhat less than 3D FE approaches.
Simplifications required for the 1D approach can be extensive and may require input from
more detailed 3D analysis of some aspects.
If detailed blade vibration response is required the 3D approaches would be more
suitable. Full 3D analysis does not require significant simplification, if at all, and with
currently available modelling software can be developed in a short time. Although modal
analysis of these models require significantly more solution time than 1D models, the
actual time for a single point solution is still acceptable. However, for full transient
analysis solution times for 3D models may be limiting.
3D cyclic symmetric analysis which still captures all the geometric detail of the 3D
models is a good approach to apply when a high level of accuracy and faster solution
times are required. Depending on the design the specification of the 3D sector may be
complicated and require some form of simplification if it does not capture all the
geometry exactly in a single sector. Another disadvantage, with respect to full 3D FE, is
that the effect of mistuned blades cannot be simulated. In all modelling cases, where a
high level of accuracy is required, the level of simplification generally used is likely to
result in unacceptably high errors. As such model calibration or model updating with
measured results should be applied.
Further work in the field of torsional vibration measurement and finite element simulation
should include:
Methodologies to simulate motors/generators.
Methodology to simplify complex blades to equivalent mass and stiffness values.
Model updating methodology to increase model accuracy.
Investigate the use of torsional laser vibrometers and advanced signal processing
to improve measurement accuracy at speed.
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Effect of blade mistuning on torsional vibration behaviour.
Multi-stage cyclic symmetric FE analysis.
Effect of temperature and temperature distribution
Non-linear effects due to blade vibration damping mechanisms such as tie-wires,
integral shrouds and snubbers.
Disk participation in the case of slender and flexible disks
Effect of blade mode shapes and torsional stiffening
Investigate the use of time domain analysis of filtered modal signals for the
estimation of modal damping
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APPENDIX A. Test rotor drawings
Figure A.1. Test rotor blade dimensions.
Figure A.2. Dimensions of blade holder.
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Figure A.3. Dimensions of rotor disks #1 and #2.
Figure A.4. Shaft dimensions.
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Figure A.5. Motor coupling dimensions.
Figure A.6. Rotor shaft coupling dimensions
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APPENDIX B. Armature lateral shaft modes
Modal tests were conducted using the modal hammer and the Polytec PFV100 laser
vibrometer to determine the lateral vibration frequencies of the armature. The armature
was placed on two supports for the bearings. Impacts in all tests were done on the
coupling flange and measurements taken as per Figure B.1.
Figure B.1. Measurement positions for lateral modes.
In all cases impacts and measurements were done in line with the coupling grub screw as
well as 90° from this position. A set of tests were done impacting and measuring in the
vertical direction as well as a set where impacts and measurements were done in the
horisontal direction. Figure B.2 shows the setup for vertical tests.
Figure B.2 Setup for vertical modal tests to determine lateral modes.
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Figure B.3 Results for vertical lateral vibration tests.
In all cases input energy was supplied over the full frequency range of interest (up to
2kHz). Coherence was good in most cases up to 2 kHz with some exceptions. In all cases
the coherence over the range of identified natural frequencies was good (~100%). Good
correlation between the 0° and 90° positions was obtained for the vertical impact and
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measurement tests. Four possible lateral natural frequencies were identified between 260
to 280 Hz, 181 to 185 Hz, 212 to 218 Hz and 525 to 550 Hz. Tests were repeated in the
horisontal direction i.e. impacting and measuring in the horisontal direction. In this case
impacts and measurements were again done at 0° and 90° (Figure B.4).
Figure B.4 Results for horisontal lateral vibration tests.
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APPENDIX C. Static coupled rotor tests M
easu
rem
ent
po
siti
on
DE
disk #1
disk #2
NDE
DE disk #1 disk #2 NDE
Impact position
Figure C.1 FRF test results for blades at 45°
Mea
sure
men
t po
siti
on
DE
disk #1
disk #2
NDE
DE disk #1 disk #2 NDE
Impact position
Figure C.2 FRF test results for blades at 90°
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Mea
sure
men
t po
siti
on
DE
disk #1
disk #2
NDE
DE disk #1 disk #2 NDE
Impact position
Figure C.3 FRF test results with no blades
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APPENDIX D. Rigid shaft modes
The lowest seven rigid shaft modes, also referred to as repeated modes, are shown in
Figure D.1 below.
144.93 Hz 144.95 Hz 145.06 Hz 145.22 Hz
145.31 Hz 145.32 Hz 145.33 Hz
Figure D.1. Rigid shaft modes.
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APPENDIX E. Transient dynamic analysis
Speed step tests were done where a step function of 1V was applied to a nominally
stationary rotor and the blade stress response measured. The rotor accelerates to ~300 rpm
for the 1V control signal.
Figure E.1. Speed step test data.
Time sequences from the blade stress response signal was extracted from the data for zero
rpm, the pulse as well as constant speed running at 280 rpm. FFTs of these sequences
were done to calculate the frequency content. At rest and in the STOP mode the strain
gauge noise signal contains frequencies at 144 and 896 Hz, the 1st and 2nd blade modes. It
also contains ~152 and ~337 Hz, the F2 and F3a modes measured during static modal tests.
The blade stress response due to the torque impulse loading shows frequency content at
~144 Hz and 896 Hz; the 1st and 2nd blade modes. The most energy appears to be in the 1st
torsional mode at ~152 Hz. There is also a strong component of the 300 Hz control signal.
The stress response signal at a constant 300 rpm have components at the blade 1st and 2nd
modes i.e. 144 and 895Hz as well as the 300Hz control system frequency. A ~5 Hz peak
at the running speed was also noted.
Blade stress peaks at ~9MPa for peak torques of ~8N.m.
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Figure E.3. Typical torque pulse for a speed step test.
The torque signal in the STOP mode has low amplitude components at 300Hz and
multiples thereof. During the pulse the 300 Hz signal is the most dominant, except for the
low frequency component. In the constant 300 rpm state multiples of line frequency and
300 Hz (dominant) can be seen.
Figure E.4. FFT of torque signal sequences.
Using 2nd order Butterworth bandstop filters the measured blade time stress response is
filtered to remove frequencies at 300, 144, 896 and 152 Hz as well as the floor noise
(Figure E.5). The remaining signal clearly shows the stress response due to the torque
pulse as well as the cyclic stress due to self-weight.
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Figure E.5. Measured blade stress response due to speed step.
A full 3D transient dynamic analysis was conducted with the torque pulse, shown in
Figure E.3, applied but without gravity. Calculated alpha and beta material damping
coefficients (see ANSYS users reference manual Rev. 14) of 17.9 and 8.7e-06 was
applied to obtain an effective damping in the order of 1.7% over the frequency range 100
to 500 Hz (Figure E.6). The accumulated angular displacement was integrated from the
measured time vs. angular velocity signal and used to calculate the self-weight stress
response as a function of time (Figure E.7). Summation of the 3D full transient analysis
results and the self-weight calculation correlates well with the filtered stress response
(Figure E.8).
Figure E.6. Definition of damping for transient dynamic analysis.
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Figure E.7. Blade stress response due to self-weight.
Figure E.8. Calculated blade stress response.
High measured dynamic content at the 1st and 2nd blade bending modes are suspected to
be enhanced by aerodynamic effects which were unaccounted for in the transient analysis.
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