990-PF Return ofPrivate Foundation 2014990s.foundationcenter.org/990pf_pdf_archive/352/... · 2017....

l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491308000205

Form990-PFOMB No 1545-0052

Return of Private Foundationor Section 4947(a)(1) Trust Treated as Private Foundation 2014

0- Do not enter social security numbers on this form as it may be made public.Department of the Treasury 0- Information about Form 990-PF and its instructions is at www.irs.gov/form990Pf . Pu b licOpen toInternal Revenue Service ITSBeCUOT

For calendar year 2014, or tax year beginning 01-01-2014 , and ending 12-31-2014

Name of foundation A Employer identification numberThe Melvin and Bren Simon CharitableFoundation Number One 35-2049367

Number and street (or P 0 box number if mail is not delivered to street address) Room/suite 6 ieiepnone number (see instructions)

329 Main Street(970) 963-5898

City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here FCarbondale, CO 81623

G Check all that apply r'Initial return r'Initial return of a former public charity D 1. Foreign organizations, check here (-

r Final return r'Amended return

r-Address change r'Name change

2. Foreign organizations meeting the 850/,test, check here and attach computation F

H C heck type of organization Section 501(c)(3) exempt private foundationE If private foundation status was terminated

d 507 b 1 A h k h

F_ Section 4947(a)(1) nonexempt charitable trust r'Other taxable private foundationun er section ( )( )( ), c ec ere

I Fair market value of all assets at end J Accounting method F Cash F Accrual F If the foundation is in a 60-month termination

of year (from Part II, col. (c), r Other (specify) under section 507(b)(1)(B), check here 0- F

line 21,480,859 (Part I, column (d) must be on cash basis.)

Analysis of Revenue and Expenses (The (a) Revenue and(d) Disbursements

total of amounts in columns (b), (c), and (d) may not expenses per(b) Net investment (c) Adjusted net for charitable

necessanly equal the amounts in column (a) (see booksincome income purposes

instructions) ) (cash basis only)

1 Contributions, gifts, grants, etc , received (attach

schedule) . . . . . . . . . . .

2 Check li" F if the foundation is not required to attach

Sch B . . . . . . . . . . . .

3 Interest on savings and temporary cash investments

4 Dividends and interest from securities. . . 216,609 216,609

5a Gross rents . . . . . . . . . . .

b Net rental income or (loss)

CO 6a Net gain or (loss) from sale of assets not on line 10 265,052

7V b Gross sales price for all assets on line 6a4,592,505

7 Capital gain net income (from Part IV, line 2) 265,052

8 Net short-term capital gain . . . . . .

9 Income modifications . . . . . . . .

10a Gross sales less returns andallowances

b Less Cost of goods sold .

c Gross profit or (loss) (attach schedule) . .

11 Other income (attach schedule) . . . . . . . 18,129 17,936

12 Total . Add lines 1 through 11 . . . . . 499,790 499,597

13 Compensation of officers, directors, trustees, etc

14 Other employee salaries and wages . . .

15 Pension plans, employee benefits

16a Legal fees (attach schedule) . . . . . .

b Accounting fees (attach schedule) . . . . . . . . 19,680 19,680

W c Other professional fees (attach schedule)

17 Interest

qu 18 Taxes (attach schedule) (see instructions) . . . 55,559 4,059

19 Depreciation (attach schedule) and depletion

20 Occupancy . . . . . . . . . . .

21 Travel, conferences, and meetings . . . .

22 Printing and publications . . . . . . .

5=23 Other expenses (attach schedule) . . . . . . . 90,692 89,807

^, 24 Total operating and administrative expenses.

Add lines 13 through 23 . . . . . . . 165,931 93,866 19,680

25 Contributions, gifts, grants paid . . . . . 2,730,665 2,730,665

26 Total expenses and disbursements . Add lines 24 and25 2, 896, 596 93,866 2,750,345

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements -2,396,806

b Net investment income (if negative, enter -0-) 405,731

c Adjusted net income (if negative, enter -0-) .

For Paperwork Reduction Act Notice, see instructions . Cat No 11289X Form 990-PF (2014)

Form 990-PF (2014) Pace 2Attached schedules and amounts in the description column Beginning of year End of year

Balance Sheets should be for end-of- ear amounts onl (See instructions B k V l b B k V l F M k V ly y (a) oo a ue ( ) oo a ue (c) air ar et a ue

1 Cash-non-interest-bearing . . . . . . . . . . . . 1,270,395 356,538 356,538

2 Savings and temporary cash investments . . . . . . .

3 Accounts receivable Ilk, 54

Less allowance for doubtful accounts Oil 54 54

4 Pledges receivable ►

Less allowance for doubtful accounts Oil

5 Grants receivable . . . . . . . . . . . . . .

6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see instructions) . .

7 Other notes and loans receivable (attach schedule)

Less allowance for doubtful accounts ►

8 Inventories for sale or use . . . . . . . . . . . .

9 Prepaid expenses and deferred charges . . . . . . . .uti4 10a Investments-U S and state government obligations (attach schedule)

b Investments-corporate stock (attach schedule) . . . . . 2,436,773 3,754,600 4,341,884

c Investments-corporate bonds (attach schedule). . . . . 7,530,633 8,192,346 8,200,689

11 Investments-land, buildings, and equipment basis ►

Less accumulated depreciation (attach schedule)

12 Investments-mortgage loans . . . . . . . . . . .

13 Investments-other (attach schedule) . . . . . . . . 9,395,613 7,130,377 8,581,694

14 Land, buildings, and equipment basis ►

Less accumulated depreciation (attach schedule)

15 Other assets (describe

16 Total assets (to be completed by all filers-see the

instructions Also, see page 1, item I) 20,633,414 19,433,915 21,480,859

17 Accounts payable and accrued expenses . . . . . . . 205,224 1,410,000

18 Grants payable . . . . . . . . . . . . . . .Inci) 19 Deferred revenue . . . . . . . . . . . . . . .

20 Loans from officers, directors, trustees, and other disqualified persons

J21 Mortgages and other notes payable (attach schedule) . . .

22 Other liabilities (describe Oil

23 Total liabilities (add lines 17 through 22) . . . . . . . 205,224 1,410,000

Foundations that follow SFAS 117, check here Ilk, fl

co and complete lines 24 through 26 and lines 30 and 31.

r_15

24 Unrestricted

r3co25 Temporarily restricted

+1 26 Permanently restricted . . . . . . . . . . . . .

Foundations that do not follow SFAS 117, check here FLL.

and complete lines 27 through 31.

27 Capital stock, trust principal, or current funds . . . . . .

w128 Paid-in or capital surplus, or land, bldg , and equipment fund

29 Retained earnings, accumulated income, endowment, or other funds 20,428,190 18,023,915

Z30 Total net assets or fund balances (see instructions) . . . 20,428,190 18,023,915

31 Total liabilities and net assets/fund balances (see instructions) 20,633,414 19,433,915

COM Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree

with end-of-year figure reported on prior year's return) . . . . . . . . . . . . 1 20,428,190

2 Enter amount from Part I, line 27a . . . . . . . . . . . . . . . . . . 2 -2,396,806

3 Other increases not included in line 2 (itemize) IN 3 1,052

4 Add lines 1, 2, and 3 . . . . . . . . . . . . . . . . . . . . . . . 4 18,032,436

5 Decreases not included in line 2 (itemize) Oil IN 5 8,521

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 18,023,915

Form 990-PF (2014)

Form 990-PF (2014)

Ca ital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate,2-story brick warehouse, or common stock, 200 shs MLC Co

(b) How acquiredP-PurchaseD-Donation

(c) Date acquired(mo , day, yr

(d) Date sold(mo , day, yr

1 a Capital Gain Dividends

b

C

d

e

(e) Gross sales price(f) Depreciation allowed

(or allowable)(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a

b 53,634

C

d

e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) F M V as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col (i)over col (j), if any

col (k), but not less than -0-) orLosses (from col (h))

a

b

C

d

e

2If gain, also enter in Part I, line 7

Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 72 265,052

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0-in Part I, line 8 3

t1 Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

f section 4940( d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? 1 Yes F NoIf "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see instructions before making any entries

Base period years Calendaryear (or tax year beginning in)

Adjusted qualifying distributions Net value of noncharitable-use assets

(d)Distribution ratio

(col (b) divided by col (c))

2013 3,756,672 23,336,261 0 16098

2012 2,510,333 24,222,444 0 10364

2011 3,769,889 25,135,814 0 14998

2010 2,625,972 26,950,198 0 09744

2009 2,850,553 27,818,353 0 10247

2 Total of line 1, column (d) . . . . . . . . . . . . . . . . . . . . . . 2 0 61451

3 Average distribution ratio for the 5-year base period-divide the total on line 2 by 5, or bythe number of years the foundation has been in existence if less than 5 years 3 0 12290

4 Enter the net value of noncharitable-use assets for 2014 from Part X, line 5. . . . . 4 21,887,720

5 Multiply line 4 by line 3 . . . . . . . . . . . . . . . . . . . . . . . 5 2,690,023

6 Enter 1% of net investment income (1% of Part I, line 27b). . . . . . . . . . . 6 4,057

7 Add lines 5 and 6 . . . . . . . . . . . . . . . . . . . . . . . . . 7 2,694,080

8 Enter qualifying distributions from Part XII, line 4 . . . . . . . . . . . . . . g 2,750,345

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate Seethe Part VI instructions

Form 990-PF (2014)

Form 990-PF (2014)

FEMIMFExcise Tax Based on Investment Income ( Section 4940( a), 4940( b), 4940(e), or 4948-see page 18 of the instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► Hand enter "N/A"

on line 1

Date of ruling or determination letter ( attach copy of letter if necessary-seeinstructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 4,057

here ► Rand enter 1% of Part I, line 27b . . . . . . . . . . . . . . . . . . .

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% ofPart I, line 12, col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Othersenter -0-) 2

3 Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 4,057

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Othersenter -0-) 4

5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 4,057

6 Credits/Payments

a 2014 estimated tax payments and 2013 overpayment credited to 2014 6a 10,000

b Exempt foreign organizations-tax withheld at source . . . . 6b

c Tax paid with application for extension of time to file (Form 8868) . 6c 10,000

d Backup withholding erroneously withheld . . . . . . . . . . . 6d

7 Total credits and payments Add lines 6a through 6d . . . . . . . . . . . . . . 7 20,000

8 Enter any penalty for underpayment of estimated tax Check here F if Form 2220 is attached 8

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . . ► 9

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . 10 15,943

11 Enter the amount of line 10 to be credited to 2015 estimated tax ► 5,000 Refunded ► 11 10,943

Statements Re g arding Activities

la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No

it participate or intervene in any political campaign? . . . . . . . . . . . . . . . . . . . . la No

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition) ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb No

If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

c Did the foundation file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . . . . . 1c No

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) O n the foundation $ (2) O n foundation managers Ik- $

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . 2 No

If "Yes," attach a detailed description of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes . . 3 No

4a Did the foundation have unrelated business gross income of $1,000 or more during the year?. . . . . . . . 4a No

b If "Yes," has it filed a tax return on Form 990-T for this year? . . . . . . . . . . . . . . . . . . . 4b No

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? . . . . . . 5 No

If "Yes,"attach the statement required by General Instruction T.

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . 6 Yes

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Yes

8a Enter the states to which the foundation reports or with which it is registered (see instructions)

' IN

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . 8b Yes

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2014 or the taxable year beginning in 2014 (see instructions for Part XIV )?

If "Yes, " complete Part XI V . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 No

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addres ses. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 No

Form 990-PF (2014)

Form 990-PF (2014) Statements Re g arding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) . . . . . . . . . . . . . 11 No

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions) . . . . . . . . . . . . . . . . . 12 No

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes

Website address J N/A

14 The books are in care of ' Susan Tribble Telephone no ' (970) 963-5898

Located at X 329 Main Street Carbondale CO ZIP+4 X816232027

15 Section 4947( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here . . . . . . . . . ik' F

and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . I 15

16 At any time during calendar year 2014, did the foundation have an interest in or a signature or other authority over Yes No

a bank, securities, or other financial account in a foreign country? 16 Yes

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and FinancialAccounts (FBAR) If "Yes", enter the name of the foreign country VI

Statements Re g arding Activities for Which Form 4720 Ma y Be Re q uired

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No

la During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? fl Yes F No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 1 Yes F No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? fl Yes F No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? . . . . . . . . . . . . . . . . . fl Yes F No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days ). . . . . . . . . fl Yes F No

b If any answer is "Yes" to la(1 )-(6 ), did any of the acts fail to qualify under the exceptions described in Regulatio ns

section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see instructions )? . . . . . . . . lb No

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . . Ok- F_

c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2014? . . . . . . . . . . . . . 1c No

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or4942(j)(5))

a At the end of tax year 2014, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2014? . . . . . . . . . . . . . . . 1 Yes F No

If "Yes," list the years 20 , 20 , 20 , 20

b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see instructions ) . . . . . . . . . . . . . . 2b No

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

lllk^ 20 , 20 , 20 , 20

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

b If "Yes," did it have excess business holdings in 2014 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2014 .) . . . . . . . . . . . . . . . . . . . . 3b No

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a No

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2014? 4b No

Form 990-PF (2014)

Form 990-PF (2014)

Statements Re g arding Activities for Which Form 4720 Ma y Be Re q uired (continued)

5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? fl Yes F No

(2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive? . . . . . . . . . . . . . . . fl Yes F No

(3) Provide a grant to an individual for travel, study, or other similar purposes? 1 Yes F No

(4) Provide a grant to an organization other than a charitable, etc , organization described

in section 4945(d)(4)(A)? (see instructions) . . . . . . . . . . . . . . . . . . 1 Yes F No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?. . . . . . . .(- Yes F No

b If any answer is "Yes" to 5a(1 )-(5 ), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)? . . . . . . 5b No

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . (-

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?. . . . . . . . . . . . 1 Yes F No

If "Yes," attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . 6b No

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 1 Yes F No

b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b No

Information About Officers , Directors, Trustees , Foundation Managers , Highly Paid Employees,and Contractors

1 List all officers , directors , trustees , foundation managers and their compensation ( see instructions).

(b) Title, and average (c) Compensation (d) Contributions to(e) Expense account,

(a) Name and address hours per week ( If not paid , enter employee benefit plansother allowances

devoted to position -0-) and deferred compensation

Bren Simon Trustee 0

329 Main Street 0 25

Carbondale, CO 816232027

2 Compensation of five highest -paid employees ( other than those included on line 1-see instructions ). If none, enter " NONE."

(a) Name and address of each employeepaid more than $50,000

(b) Title, and averagehours per week

devoted to position(c) Compensation

(d) Contributions toemployee benefitplans and deferredcompensation

(e) Expense account,other allowances

NONE

Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . ►

Form 990-PF (2014)

Form 990-PF (2014)

Information About Officers , Directors, Trustees , Foundation Managers, Highly Paid Employees,and Contractors (continued)

3 Five highest -paid independent contractors for professional services (see instructions ). If none, enter "NONE".

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NONE

Total number of others receiving over $ 50,000 for professional services.

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number ofExpensesorganizations and other beneficiaries served, conferences convened, research papers produced, etc

1

2

3

4

Iff Summar y of Program - Related Investments (see instructions )

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 A mount

1

2

All other program-related investments See instructions

3

Total . Add lines 1 through 3 . . . . . . . . . . . . . . . . . . . . . . . . . F1

Form 990-PF (2014)

Form 990-PF (2014) Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions. )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,

purposes

a Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . la 21,865,663

b Average of monthly cash balances . . . . . . . . . . . . . . . . . . . . . . . lb 355,319

c Fair market value of all other assets (see instructions) . . . . . . . . . . . . . . . . 1c 54

d Total (add lines la, b, and c) . . . . . . . . . . . . . . . . . . . . . . . . . ld 22,221,036

e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation) . . . . . . . . . . . . . le 0

2 Acquisition indebtedness applicable to line 1 assets . . . . . . . . . . . . . . . 2

3 Subtract line 2 from line ld . . . . . . . . . . . . . . . . . . . . . . . . . 3 22,221,036

4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see

instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 333,316

5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 21,887,720

6 Minimum investment return . Enter 5% of line 5 . . . . . . . . . . . . . . . . . . 6 1,094,386

Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations andcertain forei g n org anizations check here f and do not com p lete this p art. )

1 Minimum investment return from Part X, line 6 . . . . . . . . . . . . . . . . . . . . 1 1,094,386

2a Tax on investment income for 2014 from Part VI, line 5. . . . . . 2a 4,057

b Income tax for 2014 (This does not include the tax from Part VI ). . 2b

c Add lines 2a and 2b . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c 4,057

3 Distributable amount before adjustments Subtract line 2c from line 1. . . . . . . . . . . . 3 1,090,329

4 Recoveries of amounts treated as qualifying distributions . . . . . . . . . . . . . . . . 4

5 Add lines 3 and 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 1,090,329

6 Deduction from distributable amount (see instructions ) . . . . . . . . . . . . . . . . . 6

7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1. . 7 1,090,329

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. . . . . . . . . . la 2,750,345

b Program-related investments-total from Part IX-B . . . . . . . . . . . . . . . . . . lb

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,

purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2

3 Amounts set aside for specific charitable projects that satisfy the

a Suitability test (prior IRS approval required) . . . . . . . . . . . . . . . . . . . . 3a

b Cash distribution test (attach the required schedule) . . . . . . . . . . . . . . . . . 3b

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 2,750,345

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see instructions) . . . . . . . . . . . . . . . . . 5 4,057

6 Adjusted qualifying distributions . Subtract line 5 from line 4 . . . . . . . . . . . . . . 6 2,746,288

Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating wheththe section 4940(e) reduction of tax in those years

er the foundation qualifies for

Form 990-PF (2014)

Form 990-PF (2014) « Undistributed Income (see instructions)

1 Distributable amount for 2014 from Part XI, line 7

2 Undistributed income, if any, as of the end of 2014

a Enter amount for 2013 only. . . . . . .

b Total for prior years 20_ , 20_ , 20_

3 Excess distributions carryover, if any, to 2014

a From 2009. . . . 2,850,553

b From 2010. . . . 2,632,100

c From 2011. 3,775,206

d From 2012. . . . 2,510,333

e From 2013. . . . 3,762,324

f Total of lines 3a through e. . . . . . . . .

4 Qualifying distributions for 2014 from Part

XII, line 4 11111 $ 2,750,345

a Applied to 2013, but not more than line 2a

b Applied to undistributed income of prior years(Election required-see instructions). . . . .

c Treated as distributions out of corpus (Electionrequired-see instructions). . . . . . . . .

d Applied to 2014 distributable amount. . . . .

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2014

(If an amount appears in column (d), thesame amount must be shown in column (a).)

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5

b Prior years' undistributed income Subtractline 4b from line 2b . . . . . . . . . . .

c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed. . . . . .

d Subtract line 6c from line 6b Taxable amount-see instructions . . . . . . . . . . .

e Undistributed income for 2013 Subtract line4a from line 2a Taxable amount-seeinstructions . . . . . . . . . . . . .

f Undistributed income for 2014 Subtractlines 4d and 5 from line 1 This amount mustbe distributed in 2015 . . . . . . . . . .

7 Amounts treated as distributions out ofcorpus to satisfy requirements imposed bysection 170(b)(1)(F) or4942(g)(3) (Election maybe required - see instructions) . . . . . . .

8 Excess distributions carryover from 2009 notapplied on line 5 or line 7 (see instructions) . . .

9 Excess distributions carryover to 2015.Subtract lines 7 and 8 from line 6a . . . . . .

10 Analysis of line 9

a Excess from 2010. . . . 2,632,100

b Excess from 2011. . . . 3,775,206

c Excess from 2012. . . . 2,510,333

d Excess from 2013. . . . 3,762,324

e Excess from 2014. . . . 1,660,016

(a) I (b)Corous Years Driorto 2013

15, 530, 51

1,660,01

17,190, 53

2,850,55

14, 339, 97

(c) (d)

2013 2014

1,090,329

1,090,329

0

Form 990-PF (2014)

Form 990-PF (2014 )

« Private Operatin g Foundations ( see instructions and Part VII-A q uestion 9 )

la If the foundation has received a ruling or determination letter that it is a private operatingfoundation, and the ruling is effective for 2014, enter the date of the ruling. . . . . . .

b Check box to indicate whether the organization is a private operating foundation described in section F 4942(j)(3) or F 4942(j)(5)

2a Enter the lesser of the adjusted net Tax year Prior 3 years( e) Totalincome from Part I or the minimum

(a) 2014 (b) 2013 (c) 2012 (d) 2011investment return from Part X for eachyear listed . . . . . . . . . .

b 85% of line 2a . . . . . . . . .

c Qualifying distributions from Part XII,line 4 for each year listed . . . . .

d Amounts included in line 2c not useddirectly for active conduct of exemptactivities . . . . . . . . . . .

e Qualifying distributions made directlyfor active conduct of exempt activitiesSubtract line 2d from line 2c . . . .

3 Complete 3a, b, or c for thealternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets . . . . . .

(2) Value of assets qualifyingunder section 4942(j)(3)(B)(i)

b "Endowment" alternative test- enter 2/3of minimum investment return shown inPart X, line 6 for each year listed. . .

c "Support" alternative test-enter

(1) Total support other than grossinvestment income (interest,dividends, rents, paymentson securities loans (section512(a)(5)), or royalties) . . . .

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(j)(3)(B)(iii). . . .

(3) Largest amount of supportfrom an exempt organization

(4) Gross investment income

Supplementary Information ( Complete this part only if the organization had $5 ,000 or more inassets at any time during the year-see instructions.)

1 Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution , Grant, Gift, Loan, Scholarship, etc., Programs:

Check here if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d

a The name, address, and telephone number or email address of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include

c Any submission deadlines

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors

Form 990-PF (2014)

Form 990-PF (2014) Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment

RecipientIf recipient is an individual,

Foundationshow any relationship to

fPurpose of grant or

any foundation managerstatus o

contributionAmount

Name and address (home or business)or substantial contributor

recipient

a Paid during the year

See Additional Data Table

Total . 3a 2,730,665

b Approved for future payment

See Additional Data Table

Total . 3b 6,225,000

Form 990-PF (2014)

Form 990-PF (2014)

Anal y sis of Income - Producin g Activities

Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e)Related or exempt

(a) (b) (c) (d ) function income

1 Program service revenueBusiness

Amount Exclusion code Amount (Seecode instructions

a

b

c

d

e

f

g Fees and contracts from government agencies

2 Membership dues and assessments. . . .

3 Interest on savings and temporary cashinvestments . . . . . . . . . . . .

4 Dividends and interest from securities. . . . 14 216,609

5 Net rental income or (loss) from real estate

a Debt-financed property. . . . . .

b Not debt-financed property. . . . .

6 Net rental income or (loss) from personalproperty . . . . . . . . . . . . .

7 Other investment income. . . . . 900099 193 1 17,936

8 Gain or (loss) from sales of assets other than

inventory . 18 265,052

9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory.

11 Otherrevenue a

b

c

d

e F12 Subtotal Add columns (b), (d), and (e). . 1193 1 1 499,597

13 Total . Add line 12, columns (b), (d), and (e) . . . . . . . . . . . . . . . . . . 1 3 499,790

(See worksheet in line 13 instructions to verify c alculations )

nshi p of Activities to the Accom plishment of Exem pt Pur poses

Line No .Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly tothe accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (Seeinstructions

Form 990-PF (2014)

Form 990-PF (2014) Information Regarding Transfers To and Transactions and Relationships WithNoncharitable Exempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described insection 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political Yes No

organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of

(1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(1)

(2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(2)

b Other transactions

(1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . lb(1)

(2) Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . . . . . lb(2)

(3) Rental of facilities, equipment, or other assets . . . . . . . . . . . . . . . . . . . . . . . lb(3)

(4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(4)

(5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(5)

(6) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . . . . . lb(6)

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . . . . . . . . . . . 1c

d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market valueof the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market valuein any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

No

No

No

No

No

No

No

No

No

(a) Name of organization (b) Type of organization (c) Description of relationship

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to

the best of my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all

Sign

information of which preparer has any knowledge

n****** 2015-11-04

Here

Signature of officer or trustee Date

Print/Type preparer's name Preparer's Signature

Ricka E Neuman

raisPrepareUseOnly

Firm's name 0-Neuman & Associates LLC

Firm's address 0-

575 S Charles St Ste 402 Baltimore, MD212012484

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations

described in section 501 ( c) of the Code ( other than section 501 (c)(3)) or in section 527?. . . . . . . . . . .f Yes FNo

b If "Yes," complete the following schedule

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor


Gleaners Food Bank 3737 Waldemere None PF Food bank donation 200,000AveIndianapolis, IN 46241

National Democratic Institute 455 None PF Annual donation 100,000Massachusetts Avenue NWWashington, DC 20001

William J Clinton Foundation 1271 None POF Contribution to General Fund 100,000Avenue of the AmericasNewYork,NY 10020

US Department of State 2201 C None GOV Capital campaign for diplomatic 200,000Street NW reception roomsWashington, DC 20520

Indianapolis Museum of Art 4000 None POF CEO/Director chair endowment 500,000Michigan RoadIndianapolis, IN 46208

Riley's Children's Foundation 30 S None PC Riley Hospital for Children 500,000Meridian St 200 Simon Family TowerIndianapolis, IN 46204

UCLA Foundation 10920 Wilshire None PF Fourth installment of The 500,000Blvd Suite 900 Melvin and Bren SimonLos Angeles, CA 90024 Digestive Diseases Center

Indianapolis Museum of Art 4000 None POF Nature Park contribution 25,000Michigan RoadIndianapolis, IN 46208

The Aspen Institute One Dupont None PC Support for the Gold Leaf 50,000Circle NW Suite 700 SocietyWashington, DC 20036

The Aspen Institute One Dupont None PC Socrates Program 15,000Circle NW Suite 700Washington, DC 20006

Mountain Rescue Aspen 630 West None PF General support 15,000Main StreetAspen,CO 81611

National Democratic Institute 455 None PF Global patron donation 25,000Massachusetts Avenue NWWashington, DC 20001

Colorado Rocky Mountain School None PC Work crew donation 2,4151493 Country Road 106Carbondale,CO 81623

Thompson Divide Coalition 711 Main None PC Funding for Legal Defense Fund 300,000Street and advocacyCarbondale,CO 81623

Indiana Misson of Mercy 1319 East None PF Sponsorship 5,000Stop 10 RoadIndianapolis, IN 46227

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lllk^ 3a 2,730,665

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor


Colorado Pathfinders P 0 Box 11799 None PC Donation for cancer and 5,000Aspen, CO 81612 chronically ill patients

OPCC 505 Olympic Blvd None PC Champion sponsor 50,000Santa Monica,CA 90401

Thelonious Monk Institute of Jazz None PC 2014 Gala Sponsorship 25,000445 Charles E Young Drive EastLos Angeles, CA 90095

University of Southern California None PC 2014 pledge 100,000University Park CampusLos Angeles,CA 90089

Human Rights Foundation 350 Fifth None PF Annual pledge 10,000Avenue 4515NewYork,NY 10118

Black Tie Dinner Inc 924 Liberty Ct None PC Sponsorship 3,250Dallas,TX 75204

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a 2,730,665


TY 2014 Accounting Fees Schedule

Name : The Melvin and Bren Simon Charitable

Foundation Number One

EIN: 35-2049367

Software ID: 14000265

Software Version : 2014v5.0

Category Amount Net Investment Adjusted Net Disbursements forIncome Income Charitable

Purposes

Accounting Fees 19,680 0 0 19,680


TY 2014 General Explanation Attachment



EIN: 35-2049367



Identifier Return Reference Explanation

General Explanation The Foundation has made PFIC elections for the following investments Hawkeye CapitalSupplemental Information OffshoreSprott Physical Gold Trust (via Seamans Global Bond QP Fund)Copies of Forms 8621,for Form 990-PF Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing

IFund, are attached to this return as pdfs


TY 2014 Investments CorporateBonds Schedule



EIN: 35-2049367



Name of Bond End of Year BookValue

End of Year FairMarket Value

Corporate Bonds 8,192,346 8,200,689


TY 2014 Investments CorporateStock Schedule



EIN: 35-2049367



Name of Stock End of Year BookValue

End of Year FairMarket Value

Corporate Stocks & Mutual Funds 3,754,600 4,341,884


TY 2014 Investments - Other Schedule



EIN: 35-2049367



Category/ Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

Alternative Investments AT COST 7,130,377 8,581,694


TY 2014 Other Decreases Schedule



EIN: 35-2049367



Description Amount

KC Partners book/tax difference 8,521


TY 2014 Other Expenses Schedule



EIN: 35-2049367



Description Revenue and Expensesper Books

Net InvestmentIncome

Adjusted Net Income Disbursements forCharitable Purposes

ADR fees 163 163

Expenses from Blackstone Ptrs K-1 36 36

Expenses from KC Partners K-1 45,732 45,732

Expenses from Oaktree Capital K-1 35 35

Expenses from Seamans Global K-1 7,307 7,307

Exps from Galtere Global Farmland K-1 599 599

Investment Fees 35,935 35,935

Late Payment Penalties 383

Miscellaneous 2

Other Non-deductible Expense 500


TY 2014 Other Income Schedule



EIN: 35-2049367



Description Revenue AndExpenses Per Books

Net InvestmentIncome

Adjusted Net Income

Other Investment Income 18,129 17,936


TY 2014 Other Increases Schedule



EIN: 35-2049367



Description Amount

Galtere Global Farmland book/tax difference 1,052


TY 2014 Taxes Schedule



EIN: 35-2049367



Category Amount Net InvestmentIncome

Adjusted NetIncome

Disbursements forCharitablePurposes

Excise Tax 45,000

Foreign Tax 3,595 3,595

Foreign Taxes from K-1's 464 464

Indiana Excise Tax 6,500

ST I F E LMELVIN AND BREN SIMON January t-CHARITABLE FOUNDATION # 1 December 31 2014 Page 4 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL ( continued)

B EstimatedCorporate/Government Boondnd

Raonp^ Cunenf Pnce/ Average Unit Cost, Unealrzed Annual¢ed Estimated

Bonds Type Quantity Current Value Cost Bass Accrued Income Garn/(-)Loss' Income Weld %

CI IBANK NA Cash 26 000 100 0480' 100 0398 361 43 2 14 767 00 295%SIOUX FALLS SD CD 26,012 48 26,01034FDIC SEMICPN 2950% DUE 01/13/15DTD 01 it 3110 FC 07/13110CUSIP 17312QRK7Ongrnal Cost 27,218 68

FIRST NATL BANK Cash 9,000 100 0640 1000892 1258 -227 270 00 300%SIOUX FALLS SO CD 9,005 76 9 008 03FDIC MTHLYCPN 3 000%DUE 01/15/15DTD 01/15/10 FC 02/15/10CUSIP 32111LBEIOriginal Cost 9 48859

GOLDMAN SACHS GROUP INC S&P A- 13,000 1001280 100 0704 307 22 7 49 666 25 512%SR GLBL NOTE Moody Boar 13,01664 13,009 15CPN 5125% DUE 01/15/15 CashDTD 01/12/05 FC 07/15/05CUSIP 36141GEA8Onomal Cost 13.584 28

NATL RURAL UTILITIES S&P A 20 000 1000920 100 1593 202 67 -1346 960 00 480%INTERNOTES OTRLY Moody A2 20,01840 20,031 86SURVIVOR OPTION CashCPN 4 800% DUE 01/15/15DTD 01121105 FC 04/15/05CUSIP 63743FA09Original Cost 21,325 00

SAFRA NATL BANK OF NY Cash 35,000 100 0150" 100 0253 161 10 -3 59 350 00 1 00%NEW YORK NY CD 35,005 25 35 008 84FDIC SEMICPN 1000% DUE 01/16/15DTD 01

117/12 FC 07/17/12

CUSIP 786580XM7Ongmsl Cost 35,330 18

STI F E LMELVIN A

ND FOUNDATIONBREN SIMON January 1

k1 December 31, 2014 Page 5 01152CHARITABLESTIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol' EstimatedCorporate/Government Bond Rebng/ Current Pnce/ Average Unrt Cos/ Unreelrsed Annuehzed EsbmaledBonds Quantity Current Value Cost Basrs Accrued Income Goo'(-)LOSS' Income Yreld %

CITIBANK NA Cash 20 000 100 0970" 100 1232 262 19 -5 23 580 00 290%SIOUX FALLS SD CD 2001940 2002463FDIC SEMICPN 2900% DUE 01/20/15DTD 0120/10 FC 07120110CUSIP 17312ORSOOngmel Cost 20 658 02

CAPITAL ONE BANK USA NA Cash 25 000 100 2000" 100 2193 527 05 -483 1 187 50 4 74%GLEN ALLEN VA CD 25,050 00 25,054 83FDIC SEMICPN 4750% DUE 01/23115DID 01/23/08 FC 07/23/06CUSIP 14041AXU8Ongmal Cost 27,241 59

NET BANK NA Cash 12 000 100 1460" 100 1831 155 84 -445 360 00 300%.NORWICH NY CD 12,017 52 12 021 97FDIC SEMICPN 3000% DUE 01/27/15DTD 01/27/10 FC 07/27/10CUSIP 526779FB1Ongmal Cost 12,44000

ALLY BANK Cash 30 000 100 1230" 1000635 71576 17 86 52500 175%MIDVALE UT CD 30,03690 3001904FDIC SEMICPN 1 750% DUE 02104/15DTO 02/04111 FC 08/04/11CUSIP 0200SQFA6Orrgrna/ Cost 30,482 88

MIDFIRST BANK Cash 20,000 1002090, 1002063 244 93 0 54 600 00 299%OKLAHOMA CITY OK CD 20,041 80 20,041 26FDIC SEMICPN 3000%DUE02/05/15DTD 02105/10 FC 08/05/10CUSIP 59740JNGOOng,nel Cost 20,979 66

ST I F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION $ 1 December 31, 2014 Page 6 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (continued)

symbov EsbmatedCO rate/Government^ Bond

fORetrng/ Current Pnce/ Average Unit Coat/ UnreaNzed Annuel¢ed Estimated

Bonds Type Quantity Current Value Cost Saws Accrued Income Gem//-)Loss' Income Yield %

UINTA BANK Cash 35 , 000 100 2630" 100 1097 88 50 $367 1, 24250 354%MOUNTAIN VIEW WY CD 35 092 05 35,038 38FDIC MTHLYCPN 3 550% DUE 02106/15DTD 02/06/09 FC 03106/09CUSIP 903572AH8Ongmal Cost 36 516 76

M&I BANK FSB Cash 22 000 100 3300" 100 1773 352 00 33 59 680 00 399%LAS VEGAS NV CD 22,07260 22,03901FDIC SEMICPN 4000% DUE 02/09/15DTD 02108/08 FC 08108108CUSIP 553036FROOngrnal Cost 23,439 40

SOUTHWEST BK OF ST LOUIS Cash 35 , 000 100 3300 " 100 3195 560 00 3 67 1,40000 399%ST LOUIS MO CD 35,11550 35,11163FDIC SEMICPN 4000% DUE 02/09/15DTD 02/08/08 FC 08108/08CUSIP 644776D04

REPUBLIC BANK Cash 25,000 10029601, 100 1636 50 35 3309 87500 349%BOUNTIFUL UT CD 25,07400 25,04091FDIC MTHLYCPN 3500%DUE02/11115DTD 02/11/09 FC 03/11/09CUSIP 760310NMOongrnal Cost 26 440 01

FIRST AMERN BANK Cash 22,000 100 2360' 100 1726 32 55 13 95 59400 269%ELK GROVE VLG IL CD 22,051 92 22,037 97FDIC MTHLYCPN 2 700% DUE 02/12/15DTD 02112110 FC 03/12/10CUSIP 31849SED6Onginal Cost 22,854 86

ST I F E LMELVIN AND BEN SIMON January 1CHARITABLE FOUNDATION #1 December 31, 2014 Page 7 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


symbol, EshmeledCor orate/GovernmentP

nd P1BoBond Rahny Current Puce/ Average Unit CosU Umaefo;ed Ami eked Eshmeted

Bonds Type quantity Current Value Cost Basis Accrued Income Gaot/(-)Loss' Income Yield %

M&I MARSHALL&ILSLEY BANK Cash 40000 100 3790 100 4372 624 55 -2326 1,64000 408%MILWAUKEE WI CD 40,15160 40,17486FDIC SEMICPN 4100%DUE02113115DTD 02/15/08 FC 08/15/08CUSIP 55405PFS3Ongmal Cost 4248989

SOUTHWEST BK OF ST LOUIS Cash 25000 1003790" 1002412 39034 3444 102500 408%ST LOUIS MO CD 25,094 75 2506031FDIC SEMICPN 4100% DUE 02/13/15DTD 02/15/08 FC 08/15/08CUSIP 844776DU5Ongmel Cost 27 07288

PEOPLES STATE BANK Cash 35,000 100 3380" 100 3103 6 90 9 68 840 00 239%WAUSAU WI CD 35,118 30 35 108 62FDIC MTHLYCPN 2 400% DUE 02/27/15

DTD 04/29/10 FC 05/29/10CUSIP 712515FD2Ongsnel Cost 36 081 23

GOLDMAN SACHS BANK USA Cash 15 000 1000910, 1000000 52 21 1365 157 50 105%NEW YORK NY CD 15,013 65 15,00000FDIC SEMICPN 1050% DUE 03/02/15DTD 08129/12 FC 02128113CUSIP 38143AZS7

HEWLETT PACKARD CO S&P BBB- 20,000 100 3110 100 1342 136 39 3536 47000 234%GLBL NOTE Moody Bast 2006220 20,02684CPN 2 350% DUE 03/15/ 15 CashDTD 09/19 / 11 FC 03/15/12CUSIP 428236BN2Orxgmal Cost 20,350 40

STI F E LCRIT AND B N SIMON numb 1-CHAHARITABLE FOUNDATION # 1 December 31, 2014 Page 8 of 152STIFEL VANTAGE ACCOUNT Account Number LA71 4047-9606

Tax ID # 35-2049367


Symbo/ Est/matedCorporate/Government Bond Rating' Current Price/ Average Und Unrealoed Annual¢ed Esuma(edBonds Type Quantity Current Value Cost Bass Accrued Income Galn?-)Loss' /ncome Weld %

REPUBLIC BANK Cash 10,000 100 6480 100 5549 14 00 9 31 365 00 3 63%BOUNTIFUL UT CD 10,06480 10,05549FDIC MTHLYCPN 3 6509/. DUE 03118/15DTD 03/18/09 FC 04/18109CUSIP 760310PA4Ongma! CosL 10,698 03

FIRST BUS BANK Cash 16,000 100 4030 100 3443 11398 9 39 400 00 249%MADISON WI CD 16,06448 16,05509FDIC SEMICPN 2 500% DUE 03/19/15DTD 03/19110 FC 09/19110CUSIP 319380TW4Ongme! Cost 16,646 30

CAPITAL ONE BANK USA NA Cash 60,000 100 8640 1007269 694 35 8227 2.64000 4 36%GLEN ALLEN VA CD 60,51840 60,43613FDIC SEMICPN 4 400% DUE 03/27/15DID 03/27/08 FC 09/27/08CUSIP 14041AG94Ongme/ Cost 65,002 40

CAPITAL ONE BANK USA NA Cash 25,000 100 8960 1009482 299 18 .1304 1 137 50 4 51%GLEN ALLEN VA CD 25,22400 25,23704FDIC SEMICPN 4 550% DUE 03/27/15DTD 03127/08 FC 09/27108CUSIP 14041AH51Original Cost 26,635 05

CMNTY FIRST BANK Cash 10000 1006610" 1002919 466 3691 34000 338%BOSCOBEL WI CD 10,066 10 10,02919FDIC MT/ILYCPN 3400% DUE 0327/15DTD 03/27/09 FC 04/27/09CUSIP 20367MAT3Original Cost 10,500 31

STI F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 9 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ Es1maledCorporate/Government Bond Rating/ Curren) Pnce/ Average Uni t Cost/ Unrealized Annual¢ed EstimatedBonds Type Quantity Current Value Cost Basrs Acauedlnoome Gem/(-)Loss* Income Y21d%

BANK AMER CORP S&P A- 32000 1009400 1001398 36000 25808 1,44000 446%GLBL NOTE Moody Baal 32,300 80 32,044 72CPN 4500% DUE 04101/15 CashDTD 0311 1110 FC 10/01/10CUSIP 06051GEB1

FIRST STATE BANK Cash 10000 100 7380 100 6172 27 12 12 08 33000 328%BLOOMINGTON IL CD 10,073 80 10,061 72FDIC MTHLYCPN 3 300% DUE 04102)15DTD 04/02/09 FC 05102109CUSIP 33650PAEBOngma/ Cost 10, 583 00

MIOFIRST BANK Cash 24,000 100 5650" 1004056 16334 38 21 648 00 268%OKLAHOMA CITY OK CD 24,135 60 24 097 39FDIC SEMICPN 2 700% DUE 04102115DTD 04/01/10 FC 10101/10CUSIP 59740JNY1Ongmel Cost 24 953 00

CENLAR FSB Cash 40 000 10060601, 100 4156 72 60 76 18 1,06000 2 63%TRENTON NJ CO 40,24240 40,16622FDIC MTHLYCPN 2 650% DUE 04/07115OTD 04/07/10 FC 05/07/10CUSIP 15131XEGB0ngma) Cost 41 595 00

ALLY BANK Cash 18 000 100 3980 " 100 1462 71 02 45 33 32400 179%MIDVALE UT CD 1807164 1802631FDIC SEMICPN 1800% DUE 04/13/15DTD 04/13/11 FC 10/13/11CUSIP 02005QLN1Ongrnel Cost 18 26240

ST I F E LCHARIT AND B N SIMON JanuaryCHARITABLE

ANDFOUNDATION #1 December 37, 2014 Page 10 of 152

STIFEL VANTAGE ACCOUNT Account Number IA714047-9606

Tax ID # 35-2049367


EstimatedCorporate/Government Bond Ralingl Current Pr/ca/ Average Unit Cosy Unraelrzed Annualized EstimatedSonde Type Quantity Curren Value Cost Sams Accrued lnmme GeiN!-ILoss Income Yield %

LAFAYETTE SVGS BANK FSB Cash 22 000 100 6460' 100 3841 3035 57 61 5S300 263%LAFAYETTE IN CD 22,142 12 22,084 51FDIC MTHLYCPN 2650% DUE 04/13/15DTD 04113/1 0 FC 05/13/10CUSIP 506755DD6Ongmel Cost 22 819 44

BARCLAYS BANK DE Cash 14000 10061601, 100 4134 83 33 28 37 385 00 273%WILMINGTON DE CD 14,086 24 14,057 87FDIC SEMICPN 2750% DUE 04/14/15DTD 04/14/10 FC 10/14/10CUSIP 06740KEC7Orlgmel Cosl 14,561 50

REPUBLIC BANK Cash 30,000 100 6520" 100 3957 40 69 76 88 825 00 273%BOUNTIFUL UT CD 30,19560 30,11872FDIC MTHLYCPN 2750% DUE 04/14/15DTD 04114/10 FC 05/14/10CUSIP 760310RS3Original Cast 31, 745 00

STANDARD FEDL BANK Cash 10 000 1012370' 101 0680 96 01 16 90 480 00 474%TROY MI CO 10 123 70 10,106 80FDIC SEMICPN 4 800% DUE 04/20115DTD 04/20/05 FC 10/20/05CUSIP 85339R5L2

GOLD COAST BANK Cash 49,000 100 6980 1002834 4061 203 14 1,34750 273%CHICAGO IL CD 49,34202 49,13888FDIC MTHLYCPN 2 750% DUE 0421115DTD 04/21110 FC 05121/10CUSIP 38058KBA3Od41nal Cost 50 991 46

ST I F E LMELVIN AND BREW SIMON 1-

CHARITABLE FOUNDATION # 1 Oecemher 31 , 2014 Page 11 of 152STIFEL VANTAGE ACCOUNT Account Number All 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - FIELD AT STIFEL (continued)

Symbol' EstimatedCorporate/Government Bond Rehn9r Current Pnce/ Average Und Cost' Unrealized Annual¢ed EshmaledBonds Type Quentty Current Value Coal Basis Accrued income Gemd'-)Loss' Income Veld %

CAPITAL ONE NA Cash 15,000 101 2900" 100 9743 128 02 4735 667 50 439%MCLEAN VA CD 15,19350 15,14615FDIC SEMICPN 4450% DUE 04/23/15DTD 0423/08 FC 10/23/88CUSIP 14042EMS6Oagma! Cool 16 316 30

FIRST FEDL S&L OF BUCKS Cash 15,000 1006680" 1000919 870 8842 35250 233%BRISTOL PA CD 15,100 20 15,013 78FDIC SEMICPN 2 350% DUE 04123/15DTD 06/23/10 FC 12/23/10CUSIP 32023CAJS

WAINWRIGHT S&T CO Cash 8 000 100 7170 100 3714 5 42 27 65 22000 273%BOSTON MA CD 8,057 36 8,02971FDIC MTHLYCPN 2 760% DUE 04/23/15DID 04/23/10 FC 05/23/10CUSIP 930705AU2

CIT BANK Cash 36 000 100 7320" 100 3315 176 30 144 17 990 00 273%SALT LAKE CITY UT CO 36,26352 36,11935FDIC SEMICPN 2 750% DUE 0428115DTD 04/28/10 FC 10/28/10CUSIP 17284ALE6Ongmaf Cost 37,239 83

BANK ONE CORP S&P A- 75 , 000 101 4070 100 7020 622 71 528 76 3,67500 483%SUB NOTE Moody Be. 76,055 25 75 526 49CPN 4 900% DUE 04/30/15 CashDTD 04114103 FC 10/30/03CUSIP 06423AAV5Ongmal Cost 80 485 25

ST I F E LMELVIN AND B N SIMON January 1-CHARITABLE FOUNDATION # 1 December 31, 2014 Page 12 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporatelGovemment Bond RebrW Cun'ent Puce/ Average Unit Cost/ Unrvolzed Annualized EstimatedBonds Type Quantify Current Value Cost Basis Acc ued Income GarN(-!LOSS' Income Yeld %

JPMORGAN CHASE & CO S&P A- 50,000 101 4260 100 7317 437 50 347 15 2,62500 518%GLBL SR NOTE Moody Baal 50,713 00 50,365 85CPN 5 250% DUE 05101 /15 CashDTD 04724/03 FC 11101103CUSIP 48625HAX8Original Cost 53 814 79

INVESTORS BANK Cash 18,000 10049101, 100 4677 5060 4 20 324 00 1 79%SHORT HILLS NJ CD 18,068 38 18,08418FDIC SEMICPN 1 800% DUE 05/05/15DTD 05/05111 FC 11/05/11CUSIP 46176PAJ4Original Cost 18 469 54

DISCOVER BANK Cash 42,000 101 0490" 100 8430 23520 86 51 1,53300 361%GREENWOOD DE CD 42,440 58 42,354 07FDIC SEMICPN 3 650% DUE 05/06/15DTD 05/06/09 FC 11106/09CUSIP 25469J3C1Original Cost 44 879 96

PRIVATEBANK 8 TR CO Cash 50,000 100 0560" 999394 2493 58 32 175 00 035%CHICAGO IL CD 50,02800 49,96968FDIC SEMICPN 0350%DUE05/11/15DTD 05110/13 FC 11/10/13

BANKERS TR CO Cash 30,000 100 8250" 100 8577 113 01 50 19 825 00 273%CEDAR RAPIDS IA CD 30,247 50 30,197 31FDIC SEMICPN 2 750% DUE 05112/15DTD 05/12/10 FC 11/12/10CUSIP D6634QAY9Original Cost 31 445 00

STI F E LCHAR IT AND B N SIMON January 1 -CHARITABLE FOUNDATION # 1 December 31, 2014 Page 13 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol'l'Estimated

flood Rahng7 Current Price/ Average Unit Cosh Unrea5zed Annualrzed EstimatedBonds Type Quantity Current Value Cost Bass Accrued Income Gam?-)Loss' Income Ysld %

ENERBANK USA Cash 10,000 100 8870" 100 3024 872 5846 265 00 263%SALT LAKE CITY UT CD 10,088 70 10 030 24FDIC MTHLYCPN 2 650% DUE 05/20/15DTD 05/20/10 FC 06/20/10CUSIP 29266NNU7Ongmal Cost 10,34900

DISCOVER BANK Cash 45,000 1005720" 1002356 8211 15139 81000 179%GREENWOOD DE CD 45,257 40 45,106 01FDIC SEMICPN 1 800% DUE 0526/15DTD 0525111 FC 11/25111CUSIP 254670E61

-Ong,nai Coal 45 757 95

CAPITAL ONE BANK USA NA Cash 40,000 101 6040" 101 3738 171 40 9208 1 840 00 453%GLEN ALLEN VA CD 4064160 40,54954FDIC SEMICPN 4 600% DUE 05/28/15DTD 05/28/08 FC 11/284)8CUSIP 14041A2F5Onomal Cast 43.886 69

REPUBLIC BANK Cash 25 000 100 9360' 100 7850 6 99 38 25 637 50 253%BOUNTIFUL UT CD 25,234 50 25,196 25FDIC MTHLYCPN 2 550% DUE 05128/15DTD 05/28/10 FC 06/28/10CUSIP 760310RX2Ongrna/ Cost 25 865 14

GE CAP FINL INC Cash 25,000 100 2610 100 2310 18 08 7 50 27600 1 10%SALT LAKE CITY UT CD 25,065 25 25 057 75FDIC SEMICPN 1 100% DUE 06/08/15DTD 06/08/12 FC 12/08/12CUSIP 3616OWL80Ongrnal Cost 25,242 50

ST I F E LCHARIT AND BREN S IMON January 1-CHARITABLE FOUNDATION # 1 December 31,20`14 Page 14 of 7 52STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporate/Govemment Bond Rating/ Current Pdcel Average Unit Cost' Unrealrzed Annualized EstimatedBonds Type Quantity Current Value Cost Bests Accrusd Income Ga,n/&)Loss' Income Weld %

GENL ELECTRIC CAP CORP S&P AA, 10,000 101 8300 101 6482 24 00 1818 540 00 530%INTERNOTES SEMI Moody Al 10,18300 10,16482SURVIVOR OPTION CashCPN 5 400% DUE 06/15/15DTD 06/18/09 FC 12115/09CUSIP 36966R3K0Orgmel Cost 11,05730

COMMERCE STATE BANK Cash 20,000 100 7830' 100 5280 1972 51 01 450 00 223%WEST SEND N/I CD 20,15660 2010559FDIC MTHLYCPN 2250% DUE 06/16/15DTD 06/16/10 FC 07/16/10CUSIP 20070PFJIOugma/ Cost 20,83583

ALLY BANK Cash 26 ,000 101 0050" 100 0000 24 93 261 30 65000 248%MIDVALE UT CD 26,261 30 26,00000FDIC SEMICPN 2 500% DUE 06/18/15DID 06118/10 FC 12/18/10CUSIP 02004MXDO

GE MONEY BANK Cash 20,000 100 8750" 100 1940 18 79 136 21 490 00 243%DRAPER UT CD 20 175 00 20 038 79FDIC SEMICPN 2 450% DUE 08/18/15DTD 06/18/10 PC 12118/10CUSIP 36159SNG2Ongmal Cost 20,370 00

CITIZENS DEPOSIT BANK Cash 26,000 100 6950" 100 5593 13 68 35 28 41600 1 59%ARLINGTON KY CD 26.18070 26,14542FDIC SEMICPN 1600% DUE 0622/15DTD 0820/1 t FC 12/20/11CUSIP 17453FAW2Ongmat Cost 26,62921

STI F E LARIT AND BREN SIMON January 1-

CHARITABLE FOUNDATION # 1 December 31 2014 Page 15 of 752STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporate/Government Bond Ratig' Crrent Prce/ Average Unit Cost/ Unree4zed Annualized EsdmaledBonds Type Quantity Current Value Cost Bass Accrued Income GatrV(. Loss" Income Yield %

MIDLAND STATES BANK Cash 18 000 101 0630 " 100 5418 1208 93 81 441 00 242%EFFINGHAM IL CD 18,19134 18,097 53FDIC MTHLYCPN 2 450% DUE 06122/15DTI) 06/22/10 FC 0722/f0CUSIP 597740004Ongrnal Cost 18 60544

TRISTATE CAP BANK Cash 10,000 102 1090' 102 1835 9 59 -745 50000 490%PITTSBURGH PA CD 10,210 90 10,21835FDIC MTHLYCPN 5000% DUE 06/25115DTD 06125/08 FC 07/25/08CUSIP 89677DBU9Ongrnal cost 10,93050

COMMERCE WEST BANK Cash 10,000 101 4160" 100 9916 5 51 4244 335 00 330%IRVINE CA CD 1014160 1009916FDIC MTHLYCPN 3 350% DUE 06/26/15DTD 06126/09 FC 07/26/09CUSIP 20084TFX6Onomal Cost 10,604 11

ENERBANK USA Cash 30,000 101 1280 " 1000000 6 04 33840 73500 242%SALT LAKE CITY UT CD 3033840 30,00000FDIC MTHLYCPN 2 450% DUE 06/29/15DTD 06 /29/10 FC 07/29/10CUSIP 29266NPFB

FIRST BUS BANK Cash 40,000 100 4770' 100 4381 4 93 15 56 60000 149%MADISON WI CD 4019080 4017524FDIC SEMICPN 1 500% DUE 06/29/15DTD 06/29/11 FC 12/29/11CUSIP 319380XF6Ongme! Cost 40 669 98

ST I F E LCHARIT AND B N SIMON January 1 -CHARITABLE FOUNDATION #1 December 31, 2014 Page 16 of 152STIFEL VANTAGE ACCOUNT Account Number IA714047.9606

Tax ID # 35-2049367

----- - ----- -

=NEU


SymboV EstimatedCorporate/Government Bond Retmg/ Current Puce/ Average UnrI CosV Umealrzed Annuebaed EstimatedBonds Tyoe Quantity Current Value Cost Basis Accrued Income Gam/(-)Loss' Income Yre)d %

CAROLINA PREMIER BANK Cash 30,000 100 8200 100 2097 56 06 18308 660 00 218%CHARLOTTE NC CD 30,246 00 30,062 92FDIC MTHLYCPN 2 200% DUE 06/30/15DTD 06/30/10 FC 08/01/10CUSIP 144153AC7On0rne/ at 30,578 00

FIRST NATL BANK OF AMER Cash 20 ,000 101 5190" 101 4242 59 18 1896 72000 3 55%EAST LANSING MI CO 20 303 80 20,28484FDIC MTHLYCPN 3600% DUE 07/02/15DTD 07I02109 FC 08/02/09CUSIP 32110YDD4

CIT BANK Cash 15,000 101 1050" 100 7225 179 22 57 37 367 50 2 42%SALT LAKE CITY UT CD 15,165 75 15,108 38FDIC SEMICPN 2450% DUE 07107115DTD 07/07/10 FC 01/07111CUSIP 17284ANG9

PEOPLES STATE BANK Cash 30 , 000 100 8140 " 1006148 28 11 59 75 540 00 1 79%WAUSAU WI CD 30,24420 30,18445FDIC MTHLYCPN 1800% DUE 07/13/15DTD 04/13/11 FC 05/13111CUSIP 712515FT7Onginel Cost 30,728 63

DISCOVER BANK Cash 15 000 101 5290 " 101 0505 227 06 71 77 487 50 320%GREENWOOD DE CD 15 , 229 35 15 15758FDIC SEMICPN 3 250% DUE 07/15/15DTD 07/15109 FC 01115/10CUSIP 25467ODD1Onginal Cost 15,87912

CHARITABLEAND B N SIMON January 1

VIN AN FOUNDATION Al December 31, 2014 Page 17 of 152STIFEL VANTAGE ACCOUNT Account Number All 4047-9606ST I F E L

-

Tax ID # 35-2049367


Symbol' EstimatedCO oratelGOVemment^P Bond Rann<y Current Pnce! Average Unit Cost' Unrealized Annualized EslmetedBonds Type Ouenhh, Cunent Value Cost Bums Accrued Income GenrVF)Loss" Income Yield %

ALLY BANK Cash 50 000 1012010" 100 0000 543 70 60050 1,22500 242%MIDVALE UT CD 50,600 50 50,00000FDIC SEMICPN 2 450% DUE 0723/15DTD 0723/10 FC 0123/11

CUSIP 02004MZF3

STERLING SVGS BANK Cash 50 000 100 1430" 99 6600 110 28 131 50 25000 050%SPOKANE WA CD 50,071 50 49,940 00FDIC SEMICPN 0500% DUE 0724115DTO 0724/13 FC 01/24/14CUSIP 859532AE3

AMERICAN FEDL BANK Cash 50 000 100 9460" 100 0000 15 07 473 00 1 100 00 2 18%FARGO ND CD 50,473 00 50 000 00FDIC MTHLYCPN 2200% DUE 0727115DTD 07/27/10 FC 0827/10CUSIP 02600ABN6

ESSA BOT Cash 20,000 100 8670" 1003463 60 55 104 14 340 00 169%STROUDSBURG PA CD 20,17340 20,06926FDIC SEMICPN 1 700% DUE 07128/15DTD 0428111 FC 10128/11CUSIP 29867REL30,7-.1-Cost 2034649

FLUSHING SAVINGS BANK Cash 19,000 101 7020" 101 4781 28 76 42 54 617 50 3 20%NEW YORK NY CD 19 323 38 19,28084FDIC MTHLYCPN 3 250% DUE 07/30/15DTD 07/30/09 FC 08/15/09CUSIP 344030CP4Ongmal Cool 20,042 17

STI F E LCIT AND BN SIMON January 1-CHARHARRABLE FOU NDATION # 1 December 31, 2014 Page 18 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporate/Government Bond Rahrrg/ Current Pnce/ Auerege Unit Coati Unreehzed Annualoed Eshme fedBonds Type Quantity Current Value Cost Besrs Accrued Income Income Yofd%

QUEENSBOROUGH NATL BET Cash 50,000 101 2440" 1000000 6 30 62200 1,15000 227%LOUISVILLE GA CD 50,622 00 50 000 00FDIC MTHLYCPN 2 300% DUE 07130/15DID 07/30/10 FC 08130/10CUSIP 74824XCR5

BANK OF HOLLAND Cash 50,000 100 1250' 100 0000 19 11 62 50 22500 045%HOLLAND MI CD 50062 50 50,000 00FDIC MTHLYCPN 0450%DUE07/31/15DTD 07/31/13 FC 09/01/13CUSIP 082649ZB7

AMERICAN EXPR CENTURION Cash 50,000 1004020 999609 22904 22057 55000 110%SALT LAKE CITY UT CD 50 201 00 49,980 43FDIC SEMICPN 1100% DUE 08/03/15DTD 08/02/12 FC 02102!13CUSIP 02587DKO0

ENERBANK USA Cash 50,000 100 1430 100 0000 103 43 71 50 25000 050%SALT LAKE CITY UT CD 50 071 50 50,000 00FDIC SEMICPN 0500% DUE 08/03/15OTD 08/02/13 FC 02/02/14CUSIP 29266NWY9

LYONS NAIL BANK Cash 50,000 100 1100" 1000000 95 90 5500 25000 050%LYONS NY CD 50,05500 50,000 00FDIC SEMICPN 0500% DUE 08114/15DTD 08114/13 FC 02/14/14CUSIP 552249AT1

GENL ELEC CAP CORP S&P AAr 10,000 102 7670 102 2582 207 78 5088 550 00 535%INTERNOTES SEMI Moody Al 10,276 70 10,225 82SURVIVOR OPTION CashCPN 5500% DUE 08/15/15DTD 08107/06 FC 02/15/09CUSIP 36966RZ90Ongmal Cosl 11,11880

STI F E LMELVIN AND N SIMON January 1CHARITABLE FOUNDATION #1 December 31, 2014 Page 19 of 152STIFEL VANTAGE ACCOUNT Account Number All 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD 4T STIFEL ( continued)

Symboy EstimatedCorporate/Government Bond Hating/ Current Price/ Average Una Costl Unrealrzed Annualized EshmeledBonds Type Quantity Current Value Cost Basis Acrnied Income GoooT-)Loss' Income Yield%

COMENITY CAP BANK Cash 100,000 100 1100" 100 0000 26 30 1000 60000 060%SALT LAKE CITY UT CD 100 110 00 100,000 00FDIC MTHLYCPN 0600% DUE 08117/15DTD 08/16113 FC 09/16/13

CUSIP 20033ACJ3

SAFR4 NATL BANK OF NY Cash 45 000 100 1160" 100 0000 119 96 52 20 31500 070%NEW YORK NY CD 45,052 20 45,000 00FDIC SEMICPN 0700% DUE 08/17/15DTD 08115/13 FC 02/15/14CUSIP 78658AKL1

SALLIE MAE BANK Cash 28,000 100 4400' 100 0000 111 38 123 20 30800 110%SALT LAKE CITY UT CD 28,123 20 28 000 00FDIC SEMICPN 1100% DUE 08124/15DTD 0822/12 FC 02122/13CUSIP 795450NY7

SALLIE MAE BANK Cash 50 000 100 3760 100 0000 169 87 168 00 550 00 1 10%SALT LAKE CITY UT CD 50,188 00 50 000 00FDIC SEMICPN 1100% DUE 08/31/15DTD 0829/12 FC 02/28/13CUSIP 795450PC3

HEWLETT PACKARD CO S&P 8BB+ 40,000 100 7850 100 1145 255 DO 26821 85000 2 11%GLBL NOTE Moody Baal 40,31400 40,04579CPN 2 125% DUE 09/13/15 CashDTD 09/13/10 FC 03/13/11CUSIP 428236BC6Original Cost 40 206 20

PARKWAY BET CO Cash 25 000 1010340" 1009028 13 70 32 80 50000 1 98%HARWOOD HEIGHTS IL CD 25,258 50 25 225 70FDIC MTHLYCPN 2 000% DUE 0922/15DTD 0922/10 FC 10/22/10CUSIP 70153RGW2Ongmal Cost 25,714 61

MELVIN AND EN SIMONCHAHARITABLLE FOUNDATION #7

1-December 31, 2014 Page 20 of 152STI F E L STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (conhneed)

Sy.bw Estimatededrate/Government

8004 RRating/ Current Pnce/ Average Unit Cost/ Unrealized Annualized Estimated

Bonds Type Quantity Current Value Cost Be- Accrued Income GasN(-)Loss" Income Yield %

SAFRA NATL BANK OF NY Cash 18 ,000 100 1820" 99 7342 3367 71 64 128 00 0 80%NEW YORK NY CD 16,02912 15,957 48FDIC SEMICPN 0800% DUE 09128115DTD 09/27/12 FC 03127/13CUSIP 7865803L2

TRANSATLANTIC BANK Cash 19,000 102 9400" 102 9183 9 58 4 12 874 00 447%MIAMI FL CD 19,558 60 19,554 48FDIC MTHLYCPN 4 600% DUE 0928115DTD 0928105 FC 1028/05CUSIP 89352EAT3Original Cost 20,728 78

GE MONEY BANK Cash 10,000 101 0810" 100 5440 46 58 53 70 200 00 1 98%DRAPER UT CD 10,108 10 10 05440FDIC SEMICPN 2000% DUE 10/68115DTD 10/08/10 FC 04/08111CUSIP 36159CUV6Onamal Cost 10.229 34

BANK OF NC Cash 25 000 102 0450 101 7950 32 88 62 50 750 00 20,4%THOMASVILLE NC CD 25,51125 25,44875FDIC MTHLYCPN 3000% DUE 10/16/15DTD 10/18/09 FC 11/16109CUSIP 06414QPH6Ongmal Cost 26,33700

MORTON CMNTY BANK Cash 20,000 102 2210" 101 9278 26 30 5664 640 00 3 13%MORTON IL CD 20,444 20 20 38556FDIC MTHLYCPN 3200% DUE 10!19/15DTD 08/17109 FG 09/17/09CUSIP 619165EF6Ongrnal Cost 21 141 82

ST I F E LMELVIN AND S IREN SIMON January 1-CHARRITABLE FOUNDATION ri1 De cember 31, 2014 Page 21 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


SymboI/ EstimatedCorporate/Government Bond Ranng/ Current Pace/ Avenge Und Cost/ Unreatzed Annualised EstimatedBonds Type Quenbty Current Value Cost Bess Accrued Income Gelnq-)Loss' Income Yield %

ALLY BANK Cash 15 000 1012050" 100 4373 56 90 115 16 292 50 193%MIDVALE UT CD 15 180 75 15,065 59FDIC SEMICPN 1950% DUE 10122115DTO 10122/10 FC 04/22/ 11CUSIP 02004MZ63Ongmal Cost 15,270 50

GE MONEY BANK Cash 35 ,000 101 1250" 100 6640 136 17 16134 70000 196%DRAPER UT CD 35,393 75 35,232 41FDIC SEMICPN 2000% DUE 10122/15DTO 10/22110 FC 04/22H 1CUSIP 36159AA75Ongmal Cost 35,902 75

REPUBLIC BANK Cash 15 ,000 102 1610 102 0481 5 35 17 23 487 50 318%BOUNTIFUL UT CD 15,324 15 15,306 92FDIC MTHLYCPN 3 250% DUE 10/28115DTD 10128/09 FC 11128/09CUSIP 760310QM7Ongmal CosL 15,89039

ALLY BANK Cash 19 ,000 1012470" 100 0000 57 86 23693 37050 1 93%MIDVALE UT CD 19,236 93 19,000 00FDIC SEMICPN 1950% DUE 11/05115DTD 11/05/10 FC 05/05/11

AMERICAN EXPR CENTURION Cash 18 000 101 0950 ' 1003681 43 60 13084 306 00 1 68%SALT LAKE CITY UT CD 18, 197 10 18,06626FDIC SEMICPN 1 700% DUE 11/10/15DTD 11110/11 FC 05110/12CUSIP 02587DGL6Original Cost 18,257 00

ST I F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATIO N Nt December 31, 2014 Page 22 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol' EstimatedCorporatelGovernment

110,16Rating/ Current Puce/ Average Unit Cost/ Unmaszed Annualmed Estimated

Bonds 711oe Quantrry Current Value Cost Bases Accrued Income Gam/(-)Loss' Income Ye)d %

CIT BANK Cash 68,000 101 2390" 100 3811 14140 563 35 1,12200 163%SALT LAKE CITY UT CD 68,842 52 68,259 17FDIC SEMICPN 1650.% DUE 11/16/15DTO 11/16/11 FC 05/16112CUSIP 17284AG77Ongna/ Cost 68,99100

COMMERCIAL BANK Cash 11,000 102 2570" 102 0335 1085 24 59 330 00 293%ALMA MI CD 11 24827 11 223 68FDIC MTHLYCPN 3000% DUE 11120/15DTD 1120/09 FC 12120/09CUSIP 201282DJ6Ongrnal Cost 11,619 46

GE CAP RETAIL BANK Cash 57,000 101 0140" 100 3452 81 98 381 23 997 50 1 73%DRAPER UT CD 57,57798 57,19675FDIC SEMICPN 1 750% DUE 12/02/1507012/02/11 FC 06/02/12CUSIP 38157FAO3Ongrnaf Cost 57,724 02

GE CAP FINL INC Cash 110 000 1010300" 100 3019 121 30 80091 1,92500 1 73%SALT LAKE CITY UT CD 111 133 00 110,332 09FDIC SEMICPN 1 750% DUE 12/09/15OTD 12/09/11 FC 06/09112CUSIP 36160VF30OngMal Cost 111,202 90

BMW BANK OF NORTH AMER Cash 15 000 101 4570- 100 7042 18 08 112 92 300 00 197%SALT LAKE CITY UT CD 15,218 55 15,105 63FDIC SEMICPN 2000% DUE 12110/15DTD 12110/10 FC 06/10111CUSIP 05568PA98Onginal Cost 15,383 00

January i-

STI F E LMELVIN AND B N D MONCHARITABLE FOUNDATION #1 December 31, 2014 Page 23 of 152I 1STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD 4T STIFEL ( continued)

EsBmefedorate/GovernmentCorporate/Government Bond

1RebnR Current PncrJ Average Unit Cosh UnreeMetl Annua4zed E56maled

Bonds type Ouentt' Current Value Cost Basis Aoorued Income Gafn/(-) Loss' Income Yeld%

GE MONEY BANK Cash 30 , 000 104 0340 " 102 4633 86 30 471 21 1 500 00 481%SALT LAKE CITY UT CO 31, 210 20 30 73899FDIC SEMICPN 5000% DUE 12/11/15DTD 12/11/08 FC 06111/09CUSIP 36159AKZ2Ongrnal Cost- 33,875 00

THOMASVILLE NATL BANK Cash 27,000 101 3640' 100 9725 31 07 105 71 54000 197%THOMASVILLE GA CD 27,368 28 27,262 57FDIC MTHLYCPN 2 000% DUE 12/11/15DTD 03/11/11 FC 04/11111CUSIP 884693AV4O,lgmel Cost 27,865 73

FRONTIER STATE BANK Cash 30,000 103 7530' 103 9623 72 50 -6278 1,470 00 472%OKLAHOMA CITY OK CD 31.12590 31,18868FDIC MTHLYCPN 4 900% DUE 12/14115DTD 12/14/07 FC 01/14/08CUSIP 359183021Ongmal Cost 33,142 67

BB&T CORP S&P 006 * 50,000 103 9880 102 3063 57 78 84086 2 ,60000 500%SUB NOTE Moody A3 51, 994 00 51,153 14CPN 5 200% DUE 1223115 CashDTD 12/23/03 FC 06/23/04CUSIP 054937AE7Onglnal Cost 54 791 00

GE CAP FINL INC Cash 30,000 1012980" 1006019 14 79 14883 60000 197%SALT LAKE CITY UT CD 30 389 40 30,240 57FDIC SEMICPN 2000% DUE 12/23/15DTD 12/23/10 FC 06/23/11CUSIP 36180TP03Orrgmal Cost 30,849 05

STI F E LCHARIT AND BREN SIMON January 1-CHARRAB

ANDFOUNDATION # t December 31 2014 Page 24 of 152

STIFEL VANTAGE ACCOUNT Account Number All 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporate/Government Bond Rating/ Current Price/ Average Unit Cost/ Unrealized Annuel¢ed EstimatedBonds

TypeQuantity Current Value Cost Basis Accrued Income Gam/!-)Loss' Income Ye/d %

REPUBLIC BANK Cash 25,000 102 4970 101 7218 1880 19379 762 50 298%BOUNTIFUL UT CD 25,62425 25,43046FDIC MTHLYCPN 3 050% DUE 12/23/15DTD 12/23/09 FC 0123110CUSIP 760310RD6Ongmal Cost 26,51750

GE CAP FINL INC Cash 10,000 101 0710 100 4732 1 44 59 78 175 00 173%SALT LAKE CITY UT CD 10,107 10 10 047 32FDIC SEMICPN 1750% DUE 12/29/15DTD 12/29/1 t FC 06/29/12CUSIP 3616OXG21Original Cost 10 164 80

GOLDMAN SACHS BANK USA Cash 25,000 102 7640 101 9231 5 82 210 22 1,06250 4 14%NEW YORK NY CD 25,691 00 25,480 78FDIC SEMICPN 4250%DUE12131/15DTD 12/31/08 FC 06130/09CUSIP 381426YA7Original Cost 27 355 00

U S BANK NA Cash 10 ,000 1016200" 1020083 13045 -38 83 26600 262%MINNEAPOLIS MN CD 10,162 00 10,200 83FDIC SEMI INSTLCPN 2660% DUE 01/06/16DTD 01/06111 FC 07/06/11CUSIP 90333VKW9Orlgmal Cost 10 475 65

WORLD FINL CAP BANK Cash 40,000 101 4500" 1009530 398 14 198 79 84000 207%SALT LAKE CITY UT CD 40,580 00 40,381 21FDIC SEMICPN 2100% DUE 01112/16DID 01112171 FC 07112/11CUSIP 98148QAC5Ongmal Cost 41 229 00

STI F E LMELVIN AND BREN SIMON 1-CHARRITABLE FOUNDATION #1 December 31, 2014 Page 25 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9608

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (contmuedl

Bo O E ne(edCorporate/Government

RBond

ndatrng/ Current Pnce/ Average Unrt Cost/ Unrealrzed An

nunuelrzed Estrmeted

Bonds Type Quantity Current Value Cost Basis Accrued Income GaW(-)Loss' Income Y.fd %

BENEFICIAL MUT SVGS BANK Cash 25 ,000 101 4690" 101 3245 22740 36 12 50000 1 97%PHILADELPHIA PA CD 25 367 25 25 331 13FDIC SEMICPN 2 000°6 DUE 01/19/16DTD 01/19/11 FC 07/19/11

CUSIP 081730AT3Ongmel Cost 25,825 00

BMW BANK OF NORTH AMER Cash 20 ,000 101 4890" 100 9112 18066 115 56 42000 207%SALT LAKE CITY UT CD 20,297 80 20,182 24FDIC SEMICPN 2 100% DUE 01/28/16DTD 0128111 FC 0728/11CUSIP 05568PE29Onpmel Cost 20,572 86

MID MO BANK Cash 31 ,000 101 4940" 101 3233 6 80 5293 620 00 197%SPRINGFIELD MO CO 31 463 14 31,41021FDIC MTHLYCPN 2000% DUE 01/28116DID 0128/11 FC 02/28/11CUSIP 59541KAN7Ongmel Cost 31,918 26

STERLING SVGS BANK Cash 50.000 100 3300" 1000000 158 22 16500 375 00 075%SPOKANE WA CD 50,165 00 50,000 00FDIC SEMICPN 0750% DUE 0129/16DTD 07/31/13 FC 01131114

FRANKLIN TEMPLETON BET Cash 25 , 000 103 2630 " 103 1788 5575 21 04 925 00 358%SALT LAKE CITY UT CD 25, 815 75 25 794 71FDIC MTHLYCPN 3700% DUE 02)10/16DTD 02/10/09 FC 03/10/09CUSIP 35472QCA3Ongmal Cost 26,917 50

STI F E LCHLRIT AND BREN SIMON January 1-CHARRAB

ANDFOUNDATION #1 December 31, 2014 Page 26 of 152

STIFEL VANTAGE ACCOUNT Account Number All 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (eonnnued)

Symbol/ EstimatedCorporate/Government Bond Rating/ Current Pdce/ Average Unn Cost/ Unreabzed Annualzed EstimatedBonds Type Quantity Current Value Cost saws Accrued Income Gevd(-)Loss' Income rield %

CIT BANK Cash 25,000 1014390" 100 5451 154 83 22348 412 50 163%SALT LAKE CITY UT CD 25 359 75 25,136 27FDIC SEMICPN 1850% DUE 02/17/16DTD 08/17111 FC 02117/12CUSIP 17284AW06

FLUSHING SAVINGS BANK Cash 45,000 102 8510" 102 0791 62 88 34736 1 350 00 2 92%NEW YORK NY CD 46,282 95 45,935 59FDIC MTHLYCPN 3000% DUE 02/26/16DTD 0226/10 FC 03/15110CUSIP 344030CZ2Ong0nal Cosl 47 805 50

MIDLAND STATES BANK Cash 35000 100 2070" 1000000 3 07 7245 280 00 0 80%EFFINGHAM IL CD 35 072 45 35,00000FDIC MTHLYCPN 0 800% DUE 0226116DID 08/28/13 FC 09/28/13CUSIP 597740EA6

SCOTIABANK DE PR Cash 17,000 101 8140" 101 6798 117 37 22 82 382 50 221%SAN JUAN PR CO 17,308 38 17,285 56FDIC SEMICPN 2250% DUE 03/11/16DTD 03111/11 FC 09/11/11CUSIP 80928EHR4Ongmal Cost 17,66152

EVERBANK Cash 50,000 103 4950 ' 103 4542 480 00 2040 1 825 00 353%JACKSONVILLE FL CD 51,747 50 51,727 10FDIC SEMICPN 3650% DUE 03128116DTD 03/27/09 FC 09/27/09CUSIP 29978DLR9Onglnal Cost 53,913 18

STI F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION # 1 December 31 2014 Page 27 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS- HELD AT STIFEL (continued)

Symbol' EstimatedCorporatelGovernment Bond Rahng/ Current Pnce/ Average Unit CosV Unrealized Annual¢ed EstimatedBonds Type Quennrv Current Value Cost Bas's Accrued Income GaW(-)Loss' Income Y/eld %

DISCOVER BANK Cash 50,000 101 8670' 100 9453 267 54 46086 1,05000 206%GREENWOOD DE CD 5093350 50,47264FDIC SEMICPN 2 100% DUE 03/30/16OTO 03/30/11 FC 09130/ I 1CUSIP 25467OB68Ongmsl Cost 51348 00

BENEFICIAL MUT SVGS BANK Cash 35,000 101 9220' 101 5520 24 74 129 50 75250 211%PHILADELPHIA PA CD 35,672 70 35,543 20FDIC MTHLYCPN 2150% DUE 04120/16DTD 04120/11 FC 05/20/11CUSIP 081730BC9Ongrnal Cost 36 195 00

CENTENNIAL BANK Cash 27 000 1018640, 101 2606 14 25 16293 472 50 1 72%CENTENNIAL CO CD 27,503 28 27,340 35FDIC MTHLYCPN 1750%DUE04/21116DTD 0621111 FC 07/21/11CUSIP 15136JAE3Ongrnal Cost 27 748 21

UNITED BANKERS BANK Cash 35,000 100 2300 1000000 0 82 80 50 29750 085%BLOOMINGTON MN CD 35 080 50 3500000FDIC MTHLYCPN 0 850% DUE 0429/16DTD 06/30/13 FC 09/30/13CUSIP 909557CU2

BOSTON PVT BET CO Cash 20000 1035070 1032525 12082 5090 70000 338%BOSTON MA CD 20,701 40 20,650 50FDIC SEMICPN 3500% DUE 05/02/16DTD 04/30/09 FC 10/30/09CUSIP 101120CEIOngrnal Cost 21,29460

STI F E LMELV N AND BREN SIMON January 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 28 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (eontmued)

Symbol' EsnmefedCorporate!Govemment Bond Rating! Current Pace/ Average Unrt Cost/ Unrealized Annuelaed EstimatedBonds Type Quan6N Current value Cost Basis Accrued Income locos Yield %

INVESTORS BANK Cash 10 000 101 9450" 101 9204 35 92 2 46 23000 226%SHORT HILLS NJ CD 10,19450 10,192 04FDIC SEMICPN 2 300% DUE 05/05/16DTD 05/05/11 FC 11/05/11CUSIP 46176PAH8Ongmel Cost 10,389 84

GENOA BANKING CO Cash 74 000 103 1520" 100 6175 61 33 1,87552 2,03500 267%GENOA OH CD 76 332 48 74,456 96FDIC MTHLYCPN 2 750% DUE 05120/16DTD 05/21/10 FC 06/21/10CUSIP 3723488JOOriginal Cost 75,775 27

LAKE SUNAPEE BANK FOB Cash 12 000 102 0040 101 9187 3 45 10 24 25200 206%NEWPORT NH CD 12 24048 12 230 24FDIC MTHLYCPN 2100% DUE 0527/16DTD 06127/11 FC 06/27/11CUSIP 516868AA0Ongrnal Cast 12,487 16

HEWLETT PACKARD CO S&P BBB, 30 000 101 8960 100 8034 66 25 327 78 79500 260%GLBL NOTE Moody Baal 30 568 80 30,241 02CPN 2 650% DUE 06/01/16 CashDTD 06/31111 FC 12/01/11CUSIP 428236BL6

MIDLAND STATES BANK Cash 16,000 103 0870 102 3481 11 62 118 22 42400 257%EFFINGHAM IL CD 16,493 92 16,375 70FDIC MTHLYCPN 2 65D% DUE 06/22/16DTD 06/22/10 FC 07/22/10CUSIP 59774QDA7Ongrnal Cost 16,707 49

CHAR

STI F E LMELVIN AND BREN SIMON January ICHARITABLE FOUNDATION #1 December 31, 2014 Page 29 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9806

Tax ID # 35-2049367


COr oratelGovernmentPSymbol/

d REoOmaled

BondsBon ahnglType Quantity

Current Pilo'Current Ve/ue

Average Umt CoshCost Bests Accrued Income

Unreel sedGarn/!-(Loss"

Annuel¢edIncome

EstimatedY+eld %

GOLD COAST BANK Cash 17,000 102 0750 100 8960 2383 20043 280 50 162%CHICAGO IL CD 17,352 75 17 152 32FDIC MTHLYCPN 1650% DUE 06/30116DTO 06730/11 FC 08/01/11CUSIP 38058KBM7Ongwsl Cost 17.286 78

MBFINL BANK NA Cash 50,000 1030400" 1023764 740 33181 1,35000 262%CHICAGO IL CD 51,520 00 51,18819FDIC MTHLYCPN 2700% DUE 06/30/16DTD 06/30/10 FC 07/30/10CUSIP 55266CJN7Onginal Cost 52,280 00

GE MONEY BANK Cash 25 000 102 6520 1 DI 9371 344 69 17873 687 50 268%DRAPER UT CD 25,663 00 25,484 27FDIC SEMICPN 2750% DUE 07/05/16DTD 07/02/10 FC 01/02/11CUSIP 36159AVA5Ongmat Cost 26,217 09

JPMORGAN CHASE & CO S&P A 50,000 1 D2 7940 1030081 770 00 -107 D5 1.57500 306%NOTE Moody A3 51,39700 51,50405CPN 3 150% DUE 07/05/16 CashDTO 06/29/11 FC 01/05/12CUSIP 46625HJA9

MORTON CMN1Y BANK Cash 23,000 103 9470" 104 0864 17 14 -32 07 782 00 327%MORTON IL CD 23,907 81 23,939 88FDIC MTHLYCPN 3400% DUE 07/25/16DTD 08/24/09 FC 09/24/09CUSIP 619165ES8Ongmal Cost 24,879 50

STIFELMELVIN BRIEN January 1-CHARITABLE FOUNDATION # 1 DecerNbet 37, 2014 Page 30 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO 4SSETS-HELD AT STIFEL (continued)

Symbol/ EslmafedCorporatelGovernment Bond Rating/ Current Pdce/ Average Und Cost/ Unrealized Annuel¢ed EstimatedBonds Tvoe Quantity Current Value Cost Bas= Accrued Income GanV(-)Loss' Income Yreld%

FIRST FEDL S&L OF BUCKS Cash 100 000 10030801, 100 0000 353 97 308 00 850 00 086%BRISTOL PA CD 100,30800 100 000 00FDIC SEMICPN 0 850% DUE 08/02/16OTC 08102113 FC 02/02114CUSIP 32023CAU3

CRYSTAL LAKE B&T CO Cash 70,000 100 2970^ 1000000 22822 207 90 59500 085%CRYSTAL LK IL CD 70.20790 70,000 00FDIC SEMICPN 0850% DUE 08/15/16DTD 08114/13 FC 02/14114CUSIP 229253CT4

SALLIE MAE BANK Cash 50,000 100 7760' 99 7100 238 01 533 00 625 00 124%SALT LAKE CITY UT CD 5038800 49 655 00FDIC SEMICPN 1 250% DUE 08115/16DTD 08/15112 FC 02/15/13CUSIP 795450NW1

GOLDMAN SACHS BANK USA Cash 40 000 1014160" 100 6330 26356 313 20 740 00 1 82%NEW YORK NY CD 40 , 56640 40,253 20FDIC SEMICPN 1 850% DUE 08/24/16DID 0824111 FC 02/24/12CUSIP 3814264E2Ona3nal Cost 40.605 00

MB FINL BANK NA Cash 69 000 102 8510' 101 1752 83 18 1 156 31 1,38000 194%CHICAGO IL CD 70,967 19 69,810 88FDIC MTHLYCPN 2 000% DUE 09/09/16DTD 09/10110 FC 10110/10CUSIP 55266CK81OnginaI Cost 70,897 98

BMW BANK OF NORTH AMER Cash 50,000 100 2790' 996116 173 29 333 72 57500 1 15%SALT LAKE CITY UT CD 50,13950 49,805 78FDIC SEMICPN 1150% DUE 09/13116DTD 09/13/13 FC 03/13/14CUSIP 05568P5B9

ST I F E LCHARM AND BREN SIMON 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 31 of 152STIFEL VANTAGE ACCOUNT Account Number All 4047-9506

Tax ID # 35-2049367

PORTFOLIO 4SSETS - HELD AT STIFEL ( continued)

Corporate/GovernmentSymboIBond Rating! Current Pace/ Average Un4 Cost/ Unrealaed

EstimatedAnnna/red Esbmaled

Bonds Type Quenbty Current Value Cost Basis Accrued Income Garn/(-)Loss' Income Yield %

GOLDMAN SACHS BANK USA Cash 25,000 101 4100' 100 6302 129 25 19494 462 50 1 82%NEW YORK NY CD 25,352 50 25,157 56FDIC SEMICPN 1850% DUE 09/21/16DID 09/21111 FC 03/21/12CUSIP 381428578Ongmal Cost 25,367 50

CIT BANK Cash 20 000 101 9640" 101 1114 11192 170 51 430 00 211%SALT LAKE CITY UT CD 20 392 80 20 222 29FDIC SEMICPN 2 150% DUE 09128/16DID 09/28/11 FC 03/28/12CUSIP 17264AZA9Ongrnal Cost 20 515 00

GOLDMAN SACHS BANK USA Cash 15,000 1016690" 101 0511 72 33 9269 30000 197%NEW YORK NY CD 1525035 15,15766FDIC SEMICPN 2000% DUE 10/05/16DID 10105/11 FC 04/05/12CUSIP 3814266R1Ongmel Cost 15,362 92

GE CAP RETAIL BANK Cash 30,000 1018200' 101 0421 129 86 173 37 60000 1 97%DRAPER UT CD 30,48600 30,31263FDIC SEMICPN 2000% DUE 10/14/16DTD 10/14/11 FC 04114112CUSIP 3616INSMI

WACHOVIA CORP NEW S&P A 40 000 107 5400 1073325 475 00 82 99 2,25000 523%NOTE Moody A3 43,01600 42,93301CPN 5 625% DUE 10/15116 CashDTD 10/23/06 FC 04/15/07CUSIP 829903CH3Ongmal Cost 45,185 00

MELVIN AND B N SIMON January 1-CHARITABLE FOUNDATION # 1 December 31 2014 Page 32 of 152STI F E L STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbob, EstimatedCorporate/Government

BoedRefmg/ Cwrenf Price/ Average Unit Cost/ Unrealized nualized EstimatedAnnualized

Bonds Type Quantity Current Value Cost Basis Accrued Income Gam'(-)Loss' Income Yield %

CIT BANK Cash 30,000 1019690 " 101 7974 103 57 51 49 630 00 206%SALT LAKE CITY UT CD 30 590 70 30,539 21FDIC SEMICPN 2 100% DUE 11/02/16DTD 11/02/11 FC 05/02/12CUSIP 17284AE-31Ongmel Cost 30,582 60

AMERICAN EXPR BANK FOB Cash 35,000 104 3750 104 8397 124 18 -162 64 1,225 00 335%SALT LAKE CITY UT CD 36,531 25 36,693 89FDIC SEMICPN 3500% DUE 11125/16DID 11/25 /09 FC 05125/10CUSIP 02580VA70

-Original Cost 38,085 00

COLE TAYLOR BANK Cash 57,000 102 1780" 101 1583 68 71 581 21 1,14000 196%CHICAGO IL CD 58,241 46 57 660 25FDIC QTRLYCPN 2000% DUE 12/09/16DTD 1211 Oil 0 FC 03/10/11CUSIP 193296XV7Ongmal Cost 58 428 50

SOUTHWEST ARLNS S&P BBB 30,000 108 0460 1064138 7667 48967 1 725 00 532%CO NOTE Moody Bae2 32,41380 31,92413CPN 5750%DUE12/ 15/18 CashDTD 12114/06 FC 06115/07GUSIP 844741AY4Ongmal Cost 34,128 80

AMERICAN EXPR CENTURION Cash 50 ,000 101 7640 " 101 0246 28 08 36968 1 , 02500 201%SALT LAKE CITY UT CD 50 882 DO 50,512 32FDIC SEMICPN 2050% DUE 12/22/16DTD 12/22/11 FC 06/22/12CUSIP 02587DKC1Ongmal Cost 61,10446

STI F E LMELVIN AND B N SIMON January 1-CHARITABLE FOUNDATION #1 December 31 2014 Page 33 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID At 35-2049367

PORTFOLIO ASSETS - HELD 4T STIFEL (continued)

symbov E edCorporatetGovernment

BondRBond aGn<y Cuirenl Pnca/ Average Unit Cosy Unrealized

nuabzAnnualized Estimated

Bonds Type Quantity Current Value Cast Sesrs Accrued Income Gam/(-)LOSS' Income Yield%

BARCLAYS BANK DE Cash 20,000 101 7610" 101 1062 4 39 13096 400 00 197%WILMINGTON DE CD 20,35220 20,221 24FDIC SEMICPN 2000% DUE 12/28/16DTO 12/28111 FC 06/28!12

CUSIP 06740KFN2Doglna! Cost 20,475 00

BARCLAYS BANK DE Cash 60,000 999570 1018054 51846 -1,10901 1,14000 190%WILMINGTON DE CD 59,974 20 61 083 21FDIC SEMICPN 1900% DUE 01/19/17DTD 01/19/12 FC 07/19/12CUSIP 06740KFXO

-Original Cost Of 430 10

CAROLINA FIRST BANK Cash 10 000 107 8140' 1080642 224 96 -25 02 510 00 473%GREENVILLE SC CO 10,761 40 10 806 42FDIC SEMICPN 5100% DUE 01124117DTD 01/24107 FC 07124/07CUSIP 143876NHSOngmal Cost 11 413 26

MORTON CMNTY BANK Cash 24,000 104 7820 1054265 18 67 -154 69 852 00 339%MORTON IL CD 25,147 68 25 302 37FDIC MTHLYCPN 3 550% DUE 01124/17DTD 08/24/09 PC 09124/09CUSIP 619165EU3Original Cost 26,285 00

BRIDGEWATER BANK Cash 25 000 100 2300" 100 0000 11 71 57 50 237 50 095%BLOOMINGTON MN CD 25,05750 25 000 00FDIC MTHLYCPN 0950% DUE 02/14/17DTD 08114/13 FC 09/14/13CUSIP 106622DH1

STI F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION # 1 December 31 2014 Page 34 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol, EstimatedCorporate/Government Bond Rating/ Current Pnce/ Average Uni t Cost' Unrealized Annualized EstimatedBonds Type Quantity Current Value Cost Basis Accrued Income Gain/(-)Loss' Income Yield %

CAROLINA FIRST BANK Cash 25,000 107 9800" 107 9398 48904 1005 1 27500 472%GREENVILLE SC CD 26 , 995 00 26,984 95FDIC SEMICPN 5100% DUE 02114/17DTD 02 / 14107 FC 08/14/07CUSIP 143876PG9Ongmat Cost 28,175 91

BREMER 13ANK NA Cash 75,000 1001840 " 100 0000 32 88 13800 750 00 1 00%ST CLOUD MN CD 75 , 13800 75,00000FDIC MTHLY

CPN 1000% DUE 02/16/17DTD 08/16113 FC 09/16/13CUSIP 107005AM2

CAROLINA FIRST BANK Cash 15 , 000 108 1390" 1080481 281 49 1363 772 50 475%GREENVILLE SC CD 18 , 220 85 16,207 22FDIC SEMICPN 5150% DUE 02/21/17DTD 02/21/07 FC 08121107CUSIP 143876PR5Original Cost 16,980 05

BMW BANK OF NORTH AMER Cash 35,000 9965501, 99 7429 104 52 .3075 350 00 100%SALT LAKE CITY UT CO 34,879 25 34 910 00FDIC SEMICPN 1 000% DUE 03/14/17DTD 03/14/ 14 FC 09/14114CUSIP 05508P6552

WESTPACBKG CORP S&P AA-MEDIUM TERM NOTE Moody Aa2SURVIVOR OPTION MONTHLY CashCPN 2 250% DUE 03/15/17DID 03/15/12 FC 04/15/12CUSIP 96121BBB2Ongmal Cost 1035800

10,000 1006410 1021051 1000 -14641 22500 224%10,064 10 10,210 51

STI F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION S I December 31, 2014 Page 35 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


SymboLl E dCorporate/Government

Bond RoBond Rehng/ Current Pnce/ Average UnACosV Unrealized

a5zoAn

nunuahzed Estlmeted

Bonds Type Quanaty Current Value Cost Bess Accrued Income GaW(-)Loss' Income Yield%

CEDARSTONE BANK Cash 28 000 104 8050 1042261 18 41 162 09 woo 286%LEBANON TN GO 29,34540 29,18331FDIC MTHLYCPN 3000% DUE 03/24/17DTD 03/24/10 FC 04/24110CUSIP 150713AX3Onginal Cost 29 531 04

DISCOVER BANK Cash 30,000 101 3220" 1014553 132 74 -3998 51000 168%GREENWOOD DECD 30,39660 30,436 58FDIC SEMICPN 1700% DUE 0328117DTD 0328112 FC 0928112CUSIP 254670563Ongine/ Cost 30,740 00

MIDFIRST BANK Cash 65 000 104 7700 103 8860 499 70 57463 1 982 50 291%OKLAHOMA CITY OK CD 68 10050 67,525 87FDIC SEMICPN 3 050% DUE 04/03/17DTD 04101/10 FC 10/01/10CUSIP 59740JPQ6Original Cost 69 063 28

ULSTER SVGS BANK Cash 32,000 99 5770 99 9375 72 77 -115 36 32000 100%KINGSTON NY CD 31,86464 31 980 00FDIC SEMICPN 1 000% DUE 04/10/17DTD 04/10/14 FC 10/10/14CUSIP 90386JAB9

ALLY BANK Cash 22 000 99 6460 99 7750 4541 -28 38 220 00 100%MIDVALE UT CD 21,922 12 21,950 50FDIC SEMICPN 1 000% DUE 04/17/17DTD 04/16/14 FC 10/16/14CUSIP 02006LEA7

STI F E LMELVIN AND BEN SIMON January 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 36 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol'l' EstimatedBond Rahng/ Conant Pnce! Average Umt Cosy Unreahzad Annuabzed Eshmaled

Bonds Tvpe 4uanhty Current Value Cost Bass Accrued Income GarrsA-)Loss' Income Yield %

BARCLAYS BANK DE Cash 35,000 99 5540 996071 7854 -18 60 367 50 1 05%WILMINGTON DE CD 34,843 90 34,862 50FDIC SEMICPN 1050% DUE 04/18/17DTI) 04/15/14 FC 10/15/14CUSIP 06740KGE1

BMW BANK OF NORTH AMER Cash 90 ,000 101 1780" 101 5624 301 07 .34593 1,66500 183%SALT LAKE CITY UT CD 91,06020 91,40613FDIC SEMICPN 1 850% DUE 0427/17DTD 04/27/12 FC 10/27/12CUSIP 05568PW37Oogrnel Cost 92,34500

WASHITA STATE BANK Cash 15,000 108 2870' 108 6331 52 89 -51 92 742 50 457%BURNS FLAT OK CD 16,243 05 16,294 97FDIC MTHLYCPN 4 950% DUE 05/05117DTO 06/06/08 FC 07/06/08CUSIP 940767CV6Odgmal Cost 17,149 46

BANK OF INTERNET USA Cash 40,000 104 7860" 103 8639 82 19 36684 1 200 00 2 86%SAN DIEGO CA CD 41,91440 4154556FDIC MTHLYCPN 3000% DUE 05/08/17DTD 05/07/10 FC 06/07/10CUSIP 06279LBW3Ongmal Cost 42,375 17

WELLS FARGO & CO S&P A+ 50 000 101 6950 101 9952 154 58 -150 08 1 050 00 206%MEDIUM TERM SR NOTE Moody A2 50,847 50 50,997 56CPN 2100% DUE 05/08/17 CashDTD 05/07/12 FC 11/08/12CUSIP 94974BFD7Ongrnal Cost 51 654 00

ST I F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION # 1 December 31, 2014 Page 37 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT S11FEL (continued)

Symbol/ EstimatedCorporate/Government Bond Rating/ Current Pnce7 Average Unit Coat/ Unreal¢ed Annualized EstimatedBonds Tvpe Quantity Current Value Cost Basis Accrued Income Gain/(-)Loss' Income Yield %

FAIRFIELD NAIL BANK Cash 10000 104 8060 104 5224 14 79 2836 300 00 286%FAIRFIELD IL CD 10 48060 10,452 24FDIC MTHLYCPN 3000% DUE 05/15117DTD 05/14/ 10 FC 06/14/10

CUSIP 304549AS7Ongrnel Cost 10 576 93

TRADITIONAL BANK INC Cash 50 000 104 7060 1038645 45 21 52074 1,500 00 287%MT STERLING KY CD 52,35300 51,83226FDIC MTHLYCPN 3 000% DUE 05/22/17DTD 05/21110 FC 06121 /10CUSIP 89268YAX3Original Cost 52 832 29

COUNTRY BANK Cash 25 , 000 108 4740 109 2073 10935 -183 32 128750 476%NEW YORK NY CD 27, 118 50 27,301 82FDIC MTHLYCPN 5150% DUE 06/01/17DTD 06/01)07 FC 07/01/07CUSIP 22230PAF7Onamel Cost 28.772 50

EVERBANK Cash 13,000 104 7330' 103 7717 33 13 12497 390 00 286%JACKSONVILLE FL CD 13 615 29 13 490 32FDIC MTHLYCPN 3000% DUE 06101/17DTD 06/01/10 FC 07/01/10CUSIP 29976DMC1Ongmal Cost (3 934 75

MB FINL BANK NA Cash 25,000 104 3110" 1025416 38 12 44234 662 50 254%CHICAGO IL CD 26,077 75 25,635 41FDIC MTHLYCPN 2 650% DUE 06112/17DTD 06/11/10 FC 07/11/10CUSIP 55266CJM9Ongmal Cost 25 968 50

STIFELCARITAND SIRE N DTIO January 1-CHHARITABLE FOUNDATION #1 December 31, 2014 Page 38 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbou EstimatedCorporate/Government Bond Rating" Current Price/ Average Unit Cost/ Unrealized Annualized EstimatedBonds Type Quantity Current Value Cost Basis Accrued Income Gem/(-)Loss' Income Yield %

GOLDMAN SACHS GROUP INC S&P A- 40,000 106 7870 106 2842 9067 201 13 2,04000 478%MEDIUM TERM NOTE MONTHLY Moody Baal 42 ,714 80 42,513 67SURVIVOR OPTION CashCPN 5100%DUE08/15117DTD 0623/10 PC 07/15/10CUSIP 38141E4P1Original Cast 43 883 00

WACHOVIA CORP S&PA.

20,000 1104030 1105687 5111 -3314 1,15000 521%SR NOTE Moody A2 22,08060 22,113 74CPN 5 750% DUE 06115117 CashDTD 06/08107 FC 12115107CUSIP 929903DTBOrrgmal Cost 23,442 20

LASALLE BANK NA Cash 30,000 10939901, 109 5147 52 28 -34 71 1,59000 484%CHICAGO IL CD 32 819 70 32,854 41FDIC SEMICPN 5 300% DUE 06/20/17DTD 06120/07 PC 12/20/07CUSIP 51804LMSOOriginal Cost 34,343 39

FIRST BUS BANK Cash 15 ,000 102 7540" 103 0029 9 46 -37 34 34500 2 24%MADISON WI CD 15,41310 15,45044FDIC SEMICPN 2 300% DUE 06/22/17DTD 12/22/10 FC 06122/11CUSIP 31938QWK6Original Cost 15 733 18

FIRST BEXLEY BANK Cash 30,000 99 7140 98 6222 2 31 327 53 21000 070%BEXLEY OH CD 29,914 20 29 586 67FDIC MTHLYCPN 0700%DUE06128/17DTD 0228/13 FC 03/28/13CUSIP 319306AE6Ongmal Cost 29,360 00

STI F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 39 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbov

EstimatedCorporate/Government Bond Rabngr Current Price/ Average Unit Cost/ Unrealized Annualized EstrmafedBonds Type QuanSty Current Value Cost Bess Accrued Income GauV(-)Loss' Income Yield %

COMMERCIAL BANK Cash 20,000 106 0520" 106 6220 61 65 .11401 75000 354%ALMA MI CO 21,21040 21,32441FDIC MTHLYCPN 3750% DUE 07103117DTD 07/02109 FC 08,02/09

CUSIP 201282CP3Ongmal Cool 22 143 73

AMERICAN EXPR CENTURION Cash 60,000 1010570" 101 2118 477 54 -92 86 1,050 00 1 73%SALT LAKE CITY UT CD 50 634 20 60 727 06FDIC SEMICPN 1 750% DUE 07/19/17DTD 07/19/12 FC 01119113CUSIP 02587DKM9Original Cost 60,912 82

MERRICK BANK Cash 25,000 1004930" 99 9200 5 34 143 25 32500 129%SOUTH JORDAN UT CD 25,123 25 24,980 00FDIC MTHLYCPN 1 300% DUE 0726/17DTD 0726113 FC 08/26113CUSIP 59012Y408

BANK OF HOLLAND Cash 10 , 000 102 6670 1030865 103 24 -41 95 240 00 234%HOLLAND MI CD 10,266 70 10,308 65FDIC SEMICPN 2400% DUE 0728117DID 01/28/11 FC 0728/11CUSIP 062649WKOOnginal Cast 10 387 00

ENERBANK USA Cash 18,000 1011650, 99 2778 16 27 339 70 198 00 109%SALT LAKE CITY UT CO 18, 209 70 17,870 00FDIC MTHLYCPN 1 100% DUE 08/02/17DTD 08/02/12 FC 09/02/12CUSIP 29266NUQ8

STI FE LHRITAND BND January 1-

CHARITABLE FOUNDATION #1 December 31 2014 Page 40 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO 4SSETS - HELD AT STIBEL (continued)

Symbol EsSmafedCorporatelGovemment good Rafing' Current Panel Average Unit Cost/ Unrealized Annual¢ed EstimatedBonds Type Quantity Current Value Cost Basis Accrued Income Garn/(-)Loss' Income Yield %

SALLIE MAE BANK Cash 50000 100 8130' 1001820 333 22 32549 875 00 174%SALT LAKE CITY UT CD 50,406 50 50,081 01FDIC SEMICPN 1750% DUE 08/15/17DTO 08/15112 FC 02/15/13CUSIP 795450NV3Original cost 50 150 00

SALLIE MAE BANK Cash 29,000 100 8720" 1009281 178 29 -16 26 493 00 169%SALT LAKE CITY UT CD 29,252 88 29,269 14FDIC SEMICPN 1 700% DUE 08/22/17DTD 08/22/12 FC 02/22/13CUSIP 795450PA7Original Cost 29,335 50

FIRST BEXLEY BANK Cash 25,000 996360, 98 3198 2 05 32904 187 50 075%BEXLEY OH CD 24,909 00 24 57996FDIC MTHLYCPN 0 750% DUE 08/28/17DTD 02/26113 PC 03/28/13CUSIP 319308AG1Orona! Cost 24,364 46

MERRICK BANK Cash 25,000 100 2870" 1000000 1952 71 75 375 00 150%SOUTH JORDAN UT CD 25,071 75 25 000 00FDIC MTHLYCPN 1 500% DUE 09/13/17OTC) 09/1313 FC 10/13/13CUSIP 59012Y4Z7

SUN NATL BANK Cash 35 ,000 100 7370" 98 8927 27 81 645 51 350 00 099%VINELAND NJ CD 35,25795 34,61244FDIC MTHLYCPN 1 000% DUE 10/03/17OTD 10/03/12 FC 11103112CUSIP 86682ABV2Original Cost 34,434 50

STI F E LMELVIN AND BEN SIMON January 1-CHARRITABLE FOUNDATION # 1 December 31, 2014 Page 41 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9608

Tax ID # 35-2049367


Symboll E edCorporate/Governmentorate/Government 8000

Rehng/ Current Pace/ Average Unit COW Unrealrzedooa/n

AnnuaNZed EsBmafedBonds Tana OuanON Current Value Cost Bass Accrued Income Ge/M(-)Loss' Income Yield %

BUSINESS FIRST BANK Cash 10 000 105 5110" 106 0167 77 10 -50 57 335 00 318%BATON ROUGE LA CD 10 551 10 10601 67FDIC SEMICPN 3350%DUE 10/10117DTD 10/09/09 FC 04/09/10CUSIP 123257BW6O#gmal Cost 10 743 14

FIRST UTAH BANK Cash 30,000 102 6510' 102 7441 41 59 -2794 690 00 2 24%SALT LAKE CITY UT CD 30,795 30 30,823 24FDIC MTHLYCPN 2 300% DUE 11/09/17DTD 11/10/10 FC 12/10110CUSIP 33743MCM4Onginal Cost 3101031

DOLLAR BANK FSB Cash 26,000 989690' 996085 3847 -16626 31200 121%PITTSBURGH PA CD 25 731 94 25,898 20FDIC SEMICPN 1200%DUE11/17/17

DTD 11/17/14 FC 05/17/15

GENL ELECTRIC CAP CORP S&P AA+ 30, 000 100 8140 100 8486 54 67 -70 39 48000 1 59%MEDIUM TERM NOTE Moody Al 30194 20 30 254 59CPN 1 600% DUE 11/20/17 CashDTD 11/20/12 FC 0520/13CUSIP 36962G6K5Original Cost 30,390 50

BENEFICIAL MUT SVGS BANK Cash 12,000 102 9650 103 0390 21 45 -8 88 270 00 2 19%PHILADELPHIA PA CD 12 355 80 12,364 88FDIC MTHLYCPN 2 250% DUE 12/04/17DTD 12/03/10 FC 01/03/11CUSIP 08173QANGOngmal Cost 12 557 00

STI F E LMELVIN AND BEN SIMON January 1-CHARITABLE FOUNDATION #1 December 31, 2014 Page 42 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/bol/ EstimatedPo Bond Ratng/ Current Price/ Average Unit Cast/ Unreafzed Annualized Esemaled

Bonds Type QuenMV Cunent Value Cost Basis Accrued Income Gam/(-)Loss' Income Yield %

SAVINGS INSTITUTE B&T CO Cash 19,000 1003510, 998263 17 57 9969 256 50 135%WILLIMANTIC CT CD 1906669 18 967 00FDIC MTHLYCPN 1 350% DUE 12107117DTD 08107/13 FC 09/07/13CUSIP 805337AE2

WELLS FARGO & CO S&P As 25 , 000 Ili 2310 111 8886 78 13 - 164 39 1,40625 506%SR UNSECD NOTE Moody A2 27 , 807 75 27,972 14CPN 5 825% DUE 12/11/17 CashDTD 12110107 FC 06/11/08CUSIP 949748NX5Ongatel Cost 29 520 50

FRONTIER STATE BANK Cash 25,000 109 8720' 109 9030 61 65 .5774 1, 25000 4 56%OKLAHOMA CITY OK CD 27 ,418 00 27,475 74FDIC MTHLYCPN 5000% DUE 12/14/17DTD 12/14 /07 FC 01/14/08CUSIP 359183DA5Odgmel Cost 28,017 50

MECHANICS SVGS BANK Cash 24 , 000 103 1910 103 9376 23 51 -179 18 660 00 266%AUBURN ME CD 24,76584 24,945 02FDIC MTHLYCPN 2750%DUE01/19/18DTD 01/19/11 FC 02/19/11CUSIP 583686AP5Ongmat Cost 25,144 92

COMCAST CORP NEW S&P A- 50 000 112 5120 112 6391 1,10972 -63 55 2 , 937 50 522%NOTE Moody A3 56 256 00 56,31955CPN 5 875% DUE 02/15/ 18 CashDTD 11/17/06 FC 02/15/07CUSIP 20030NAR2Ongmal Cost 57, 631 00

STI F E LMELVIN AND SIREN SIMON January 1 -CHARITABLE FOUNDATION #1 December 31, 2014 Page 43 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EstimatedCorporate/Govemment Bond Rating! Current Pace/ Average Unrt Cosy Unrealized Annuotued EstimatedBonds Typo QuenlM Current Value Cost Bases Accrued Income Gamb'-)Loss* Income Yeld%

BENEFICIAL MUT SVGS BANK Cash 50,000 102 8640 103 4782 491 51 -307 12 1 30000 253%PHILADELPHIA PA CD 51 432 00 51,73912FDIC SEMICPN 2600% DUE 02/16116DID 02/16/11 FC 08/16/11CUSIP 081730BA3Ongmal Cosl 52,100 00

MB FINL BANK NA Cash 35 000 104 5080 1025687 31 65 678 75 962 50 263%CHICAGO IL CD 36,57780 3589905FDIC MTHLY

CPN 2 750% DUE 02/20/18DTD 08/20/10 FC 09120/10CUSIP 55266CJW7Ongrnal Cost 36,251 35

COMENITY CAP BANK Cash 100,000 98 8830 100 0462 42 47 -1,163 15 1 55000 157%SALT LAKE CITY UT CD 98,88300 100046 15FDIC MTHLYCPN 1 550% DUE 0222/18DID 10/22/14 FC 11/22/14CUSIP 20033AHL3Ongina/ Cost 100,047 77

TREYNOR STATE BANK Cash 35,000 106 2390" 1067681 387 97 -185 19 119000 320%TREYNOR IA CD 37,18365 37,36884FDIC SEMICPN 3400% DUE 03/02/18DTD 09/04109 FC 03104/10CUSIP 89531 WAZ3Ongmal Cost. 37,85500

FARMERS & MERCHANTS BANK Cash 15,000 108 7600" 1084909 3366 4036 682 50 4 18%MILFORD NE CD 18,314 00 16,27364FDIC MTHLYCPN 4550% DUE 03119/18DTD 03/14/08 FC 04/14/08CUSIP 308862AP6Ongmal Cost 16 805 00

STI F E LMELVIN AND B N SIMON January 1-CHARITABLE FOUNDATION *1 December 31, 2014 Page 44 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


oVSymb EstimatedCorporate/Government Bond Ratmgr Current Pnca/ Average Unit Cost/ Unrealized Annuelrzad EstimatedBonds Typo Quantity Current Value Cost Bess Accrued Income Income Yield %

FIRST NATL BANK OF AMER Cash 50000 107 0940" 107 4123 120 55 -159 17 2 000 00 374%EAST LANSING MI CD 53,547 00 53 70617FDIC MTHLYCPN 4 000% DUE 04/10/18DTD 07110/09 FC 08/10/09CUSIP 32110YDH5Ong"'/ Cosf 55,125 09

FARMERS & MERCHANTS BANK Cash 50,000 108 0480' 108 8255 123 70 -388 75 2 15000 398%MILFORD NE CD 54,024 00 54 412 75FDIC MTHLYCPN 4300% DUE 04111/18DTD 04/11/08 PC 05/11/08CUSIP 308862AR2Ong,nal Cost 54,519 65

GENL ELEC CAP CORP S&P AA. 30,000 114 5380 115 7370 427 50 -35969 2,02500 589%INTERNOTES SEMI Moody Al 34,361 40 34,721 09SURVIVOR OPTION CashCPN 6 750% DUE 04/15/18DTD 04/30/09 FC 10115179CUSIP 36966R3B0

BARCLAYS SANK DE Cash 50,000 992810 " 99 3500 154 94 X150 72500 146%WILMINGTON DE CD 4964050 4967500FDIC SEMICPN 1450% DUE04/16/18DTD 04/ 15114 FC 10/15/14CUSIP 08740KGF8

CONNECTONE BANK Cash 50,000 99 2730 " 996300 26 71 -17850 65000 131%ENGLEWOOD CLIFFS NJ CD 49,63650 49,815 00FDIC MTHLYCPN 1300% DUE 04/17/18DTD 04/17/14 FC 05/17/14CUSIP 20786AAN5

STI F E LAIT AND BEN SIMON January 1-

CHARITABLE FOUNDATION #` 1 December 31 , 2014 Page 45 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047.9606

Tax ID # 35-2049367


CorporatelGovemmentSymbol/9ond Rely Currant Focal Average Und CosV Umeahzed

EstimatedAnnuehzed Estimated

Bonds 7voe Quanbty Current Value Cost assns Accrued income Gen V(-)Loss' Income Yie/d %

GENL ELEC CAP CORP S&P AA. 40,000 114 2330 115 1104 345 00 -35094 2,70000 591%INTERNOTES SEMI Moody Al 4569320 46,04414SURVIVOR OPTION CashCPN

6750% DUE 05/15/18

DTO 05/14109 FC 11115/09CUSIP 36966R3D6Original Cost 47 195 00

CIT BANK Cash 40,000 100 2020" 100 4813 317 59 -111 72 72000 180%SALT LAKE CITY UT CO 4-0.08080 40 192 52FDIC SEMICPN 1800% DUE 07/24/18DTD 07/24113 FC 01124/14CUSIP 17284CJH8Ongroal Cost 40,227 08

COUNTRY BANK Cash 25,000 111 2770' 112 3170 87 02 -259 99 1,28750 463%

NEV'YORK NY CO 27,819 25 28,079 24

FDIC MTHLYCPN 5150% DUE 08/13118DTD 08/13/08 FC 09/13/08CUSIP 22230PBDIOnomel Cost 28.146 69

COMPASS BANK Cash 55000 100 0370" 100 5283 360 74 -27024 moo 180%BIRMINGHAM AL CD 55,02035 5529059FDIC SEMICPN 1800% DUE 08121/18DTD 08/21/13 FC 0221/14CUSIP 20451PCLBOng, al Cost 55 299 00

AMERICAN EXPR CENTURION Cash 17,000 100 0730 101 0163 9688 .16036 34000 200%SALT LAKE CITY UT CD 17,012 41 17,172 77FDIC SEMICPN 2000% DUE 09119/18DTD 09119/13 FC 03/19/14CUSIP 02587DTR9Onginal Cost 17 202 69

ST I F E LARIT AND BEN SIMON 1-

CHARITABLE FOUNDATION # 1 December 31 2014 Page 46 01152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (conhnned)

SymboY EstimatedCorporate/Government Bond Rahng/ Cun'ent Pncel Average Unn Cost! Unnsal-d Annualmed EstimatedBonds Type Quantity Conant Value Cost Basis 4ccrued Income GaW(-)Loss' Income neld%

BUSINESS BK OF ST LOUIS Cash 35,000 10001001, 100 8095 25 89 -279 81 630 00 180%CLAYTON MO CD 35 003 50 35,283 31FDIC MTHLYCPN 1800% DUE 10117/18DTD 10117/13 FC 11/17/13CUSIP 12325EGG1OrHpnet Cost 35,331 05

COMPASS BANK Cash 34,000 99 9070 1006479 117 37 -251 90 680 00 200%.BIRMINGHAM AL CO 33968 38 34,220 28FDIC SEMICPN 2000% DUE 10130118DTD 10/30/13 FC 04/30/14CUSIP 20451PGG5Ongmal Cost 34 220 58

SALLIE MAE BANK Cash 15 000 100 0530' 101 4479 6566 -209 23 322 50 215%SALT LAKE CITY UT CD 15,007 95 15,217 18FDIC SEMICPN 2150% DUE 10130118DTD 10/30/13 FC 04/30/14CUSIP 795450RA5OnSrnal Cost 15,253 75

COMPASS BANK Cash 75,000 99 8360" 1009364 191 30 -825 30 1,42500 1 90%BIRMINGHAM AL CD 74,87700 7570230FDIC SEMICPN 1900% DUE 11/13/18DTD 11/13113 FC 05/13/14CUSIP 20451PGY6

GOLDMAN SACHS BANK USA Cash 10000 1104730' 1132217 6480 -27487 55000 498%SALT LAKE CITY UT CD 1104730 11,322 17FDIC SEMICPN 5 500% DUE 11/19/18DTD 11119/08 FC 05119109CUSIP 381426TN5Orgmsl Cost 11,539 90

ST I F E LCEARIT AND BREN SIMON January 1-CHARITABLE FOUNDATION M1 December 31, 2014 Page 47 or 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EsbmetedCorporate/Government Bond Rahn; Cu- Pn-1 Aoe/age Unrt Cost/ Unrealrzed AnnuaLzed EstimatedBonds Type Quantity Current Val.. Cos; Basis Awed Income Games-)Loss' Inaont0 Yield 14

CAPITAL ONE BANK USA NA Cash 20,000 110 9840 111 1643 60 27 36 06 1,00000 451%GLEN ALLEN VA CD 22 196 80 22,232 86FDIC SEMICPN 5000% DUE 12/10118DTD 12/10108 FC 06/10/09CUSIP 140420MU1Ongrnal Cost 22 594 80

GOLDMAN SACHS BANK USA Cash 40 000 10,5 8390 1083289 79644 -995 97 170000 402%NEW YORK NY CO 42,33560 43,331 57FDIC SEMICPN 4250%DUE01/14/19DTD 01/(4109 FC 07/14/09CUSIP 381426YV1Ongrnal Cost 43 585 80

FARMERS STATE BANK Cash 25,000 107 2990" 108 2884 30 14 -24736 1 000 00 373%CALHAN CO CD 26,824 75 27,072 11FDIC MTHLYCPN 4 000% DUE 01/22/19DTD 01/21/09 FC 02/21/09CUSIP 31033MAM9Ongrnal Cost 27,093 54

GENL ELECTRIC CAP CORP S&P AA- 100 000 110 2280 111 2643 1 926 67 -1 036 29 5,100 00 463%INTERNOTES SEMI Moody Al 110 228 00 111,264 29SURVIVOR OPTION CashCPN 5100% DUE 02/15/19DTD 02/14/08 FC 06715/08CUSIP 36966RW28Ongmal Cost 112,117 00

AMERICAN EXPR BANK FSB Cash 30,000 107 3810 1078437 322 19 -138 81 1,200 00 373%SALT LAKE CITY UT CD 32 214 30 32,353 11FDIC SEMICPN 4000% DUE 03/25/19DTD 0325/09 FC 09/25/09CUSIP 02580VJN6Ongmal Cost 32 704 44

MELVINANDB SIMON January 1

SCHARCHARITABLE FOUNDATION #i December 31 2014 Page 48 of 152TI F E L STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL (conhoued)

9m^uEshmated

COr orate!GoremmentP BorM Rehn Current Pnce/ Average Unit CcsU Unrealized Annualized EstimatedBonds Type quantity Current Value Cost Saws Amn sod Income Gam'(-)Loss' Income Yield %

MIDWEST CMNTY BANK Cash 42,000 107 5420" 108 1186 101 26 -242 16 1,68000 372%FREEPORT IL CD 4516764 45 409 80FDIC MTHLYCPN 4000% DUE 06/10119OTD 06/10/09 FC 07110/09CUSIP 598315ARSOriginal Cost 45,645 25

BARCLAYS BANK DE Cash 20,000 98 9520 1003542 189 83 -280 45 41000 207%WILMINGTON DE CD 19,790 40 20,070 85FDIC SEMICPN 2050% DUE 07116/19DTD 07/16/14 FC 01/16/15COSIP 06740KHF7Onyinal Cost 20 074 08

AMERICAN EXPR BANK FSB Cash 100,000 98 8680 ' 996450 765 20 -77700 2 100 00 2 12%SALT LAKE CITY UT CD 9886800 99,645 00FDIC SEMICPN 2 100% DUE 08/21/19DTD 08/11114 FC 02/21115CUSIP 02587CAW0

NBT BANK NA Cash 100000 988030 999950 73060 -1,19200 2,10000 2 13%NORWICH NY CD 98,80300 99,99500FDIC SEMICPN 2100%DUE 08/17119DTD 0827/14 FC 02127115CUSIP 628779FPO

AMERICAN EXPR BANK FOB Cash 50,000 98 8190' 1000236 342 33 -602 30 1 , 05000 2 13%SALT LAKE CITY UT CD 49,409 50 50,011 80FDIC SEMICPN 2 100% DUE 09/04/19DTD 09/04/14 FC 03/04/15CUSIP 02587CBC3Onginal Cost 50,012 00

ST I F E LMELVIN AND B N SIMON January 1 -CHARITABLE FOUNDATIO N pt December 31, 2014 Page 49 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047.9606

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFE L (conhnued)

Symboy EstimatedEstimatedCorporate/Government

Bonaring/ Current Price/ Average Unrt Cost/ Unn:aGZed Annuelaed Eshmafed

Bonds 7voe quantify Current Value Cost Basis Accrued Income Ga nl(-)Loss' Income Yield %

DISCOVER BANK Cash 20 , 000 988000 , 100 5501 136 22 -350 02 44000 223%GREENWOOD DE CD 19,76000 2011002FDIC SEMICPN 2200% DUE 09/10/19DTD 09/10/14 FC 03/10/15CUSIP 2546716F2Ongrnal Cost 20 115 00

CENTURYTEL INC S&P BB 10,000 108 0000 102 3645 181 08 563 55 615 00 569%SR NOTE SER P Moody Bat 10,800 00 10,236 45CPN 6150% DUE 09/15119 CashDTD 09721/09 FC 03/15110CUSIP 156700AN6Original Cost 1039310

SALLIE MAE BANK Cash 22 000 99 4320" 1002250 137 37 -17446 47300 216%SALT LAKE CITY UT CD 21,875 04 2204950FDIC SEMICPN 2150% DUE 09/17/19DTD 09117/14 FC 03/17/15CUSIP 795450TB1Original Cost 22 051 70

AMERICAN EXPR CENTURION Cash 35,000 106 9590" 1074415 36918 •16889 1,34750 360%SALT LAKE CITY UT CO 37,435 65 37 60454FDIC SEMICPN 3850% DUE 09/23/19DTD 0923/09 FC 03/23110CUSIP 02586TG40Ongrnal Cost 37 647 75

GOLDMAN SACHS BANK USA Cash 60,000 98 7900 " 996750 203 84 -531 00 1,20000 202%NEW YORK NY CD 59,27400 5980500FDIC SEMICPN 2 000% DUE 10131/19DTD 10/31/12 FC 04/30/13CUSIP 35143AQ73

STI F E LMELVIN AND B N SIMON January 7-CHARITABLE FOUNDATION # 1 December 31 2014 Page 50 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047-9606

Tax ID # 35-2049367


Symbol/ EsnmafedCorporate/Government Bond Rahngt Current Pace/ Average Unrf Cost' Unrealized Annualised EsbmafedBonds Type Ouantdy Currant Value Cost Besrs Accrued Income GarM-)Loss" Income Yield o

BMW BANK OF NORTH AMER Cash 26,000 98 9110 , 100 1718 33 69 .32781 559 00 2 17%SALT LAKE CITY LIT CD 25,716 86 26 044 67FDIC SEMICPN 2150% DUE 12/10/19DTD 12/10/14 FC 06110/15CUSIP 05580AAZ7Ongrnal Cost 26,045 00

FIRST NATL BANK OF AMER Cash 25 ,000 101 8010" 103 8761 271 23 -518 78 687 50 270%EAST LANSING MI CD 25 450 25 25,96903FDIC SEMICPN 2 750% DUE 02/1020DTD 08/10/11 FC 02/10/12CUSIP 32110YDU6Ongrnal Cost 25,983 09

BANK OF INTERNET USA Cash 75,000 1051440" 107 2977 2836 -1,61530 2,567 50 3 26%SAN DIEGO CA CD 78,856 00 80,473 30FDIC MTHLYCPN 3 450% DUE 052820OTD 052&10 FC 06/28/10CUSIP 06279LCG7Odgrne/ Cost 80,528 84

BARCLAYS BANK DE Cash 40,000 98 7630" 99 9125 345 10 -459 80 94000 2 38%WILMINGTON DE CD 39,50520 3996500FDIC SEMICPN 2 350% DUE 08120/20OTD 0820/14 FC 02/20/15CUSIP 06740KHW0

FIRST MERCHANTS BANK NA Cash 100 000 98 7430" 99 5050 777 53 -762 00 2,15000 2 16%MUNCIE IN CD 98,74300 9950500FDIC SEMICPN 2 150% DUE 08/2420DTD 0822/14 FC 0222/15CUSIP 32082BDN8

ST I F E LMELVIN AND BREN SIMON January 1-CHARITABLE FOUNDATION # 1 December 31, 2014 Page 51 of 152STIFEL VANTAGE ACCOUNT Account Number IA71 4047.9606

Tax ID # 35-2049367


Sym6o4 EstimatedCorporate/Government Bontl Rahng/ Currenr Pdce/ Average Und Cosl/ Unrealized Annuekzed Esernah3dBonds Type Quantity Current Value Cool Sams Accrued Income GanV(-)Loss' Income Yield 96

DISCOVER BANK Cash 18000 1003350" 1016726 15552 -24077 47700 264%GREENWOOD DE CD 18 060 30 18,301 07FDIC SEMICPN 2650% DUE 09/04/20DTD 09104/13 FC 03104/14CUSIP 254671VJ6Ongrnal Cost 18 312 60

PRIME BANK Cash 50,000 100 0480 986350 62 88 706 50 1,35000 270%EDMOND OK CD 5002400 4931750FDIC MTHLY CLLBCPN 2700% DUE 10/15/20DID 10115/10 FC 11115/10CALL 08/15/12 (al 100 000

CAPITAL ONE BANK USA NA Cash 50,000 987670 1004162 13548 .82461 1,15000 233%GLEN ALLEN VA CD 49 383 50 50,20811FDIC SEMICPN 2300% DUE 11/19/20DTD 11/19/14 FC 05/19/15CUSIP 140420QY9Ongrnal Cost 50,210 00

Total Corporate/Government Bonds 8,044,000 $8,200,689.38 $8,192,34613 $37,808 09 $8,343.25 $206,768 50 2 52%Principal Protected Notes are subject to the credit risk of the issuer Pnnapal Protected Market Linked CDs are subject to applicable limitsThe pnce assigned to this instrument may have been provided by a national pricing service and is derived from a'market-dnven pricing model'This price may not be the actual price you would receive In the event of a sale prior to the maturity of the C D Additional Information Is available upon request

Total Portfolio Assets - Held at Stdel $8,200,689 38 $8,192,346 13 $8,343.25 $206,768.50 2 52%

The Melvin and Bren Simon Charitable Foundation Number One

EIN: 35-2049367

Form 990-PF, Part II, Line 10b

Stocks, Mutual Funds & Other Investments - Schedule of Holdings

12/31/2014

Valuation Cost Basis Fair Market

Method 12/31/14 Value 12/31/14

Account # 2032-0352

Mutual Funds Cost 1,449,544.13 1,672,548.61

Account # 7025-4407

Equities Cost 364,872.14 372,336.00

Mutual Funds Cost 51,731.37 31,266.00

Account # 8918-8077

Equities Cost 845,987.22 1,152,107.71

Mutual Funds Cost 22,651.94 13,896.00

Other Investments Cost 24,031.32 40,596.00

Account # N4Q-524867

Equities Cost 996,368.43 1,059,133.86

3,755,186.55 4,341,884.18

FPA

ST I F E LMEL & CHAR FDTN k1 January 1-FPA CRESCENT

ACACCOUNT December 31 2014 Pape 3 of 6

SOLUTIONS KNALLICOHEN MGD ACCT Account Number IA45 2032-0352

Tax ID # 35-2049367

This section shows the cash equivalents and/or securmes rn your account Prices obtained from outside sources are considered reliable but are not guaranteed by SLfel Actual prices may vary, and upon sale, you

may receive more or less than your original purchase price Contact your Financial Advisor for current price quotes GamlLoss is provided for informational purposes only Cost basis may be adjusted for but not

limited to amortization accretion , principal paydowns, capital changes listed option premiums, gdbng rules inheritance step - up or wash sales The GaisLoss information should not be used for tax preparation

without the assistance of your tax advisor

PORTFOLIO ASSETS - HELD AT STIFEL

EstimatedSymbol' Current Price/ Average Unit Cost' Original Irrvesbnent V Unraelrzed Annualized Estimated

Mutual Funds Type Quantity Current Value Cool Basis Cumulative Retum2 GerN( )Loss- Income Yield %

Open-End Funds

FPA CRESCENT FPACX 49571684 337400 292414 1250,00000 223,00440 11,40148 068%

CUSIP 30254T759 Cash 1,67254861 1449,54413 42254861Dividend Option Remvest

Total Mutual Funds $1,672,548 61 51,449,544 13 $223,004.40 $11,401 48 068%

Total Portfolio Assets - Held at Stlfel $1,672,548.61 $1,448,544.13 $223,004 40 $11,401.48 068%

STIFELMELVIN AND BREN SIMON January 1 -CHARITABLE FOUNDATION R1 December 31, 2014 Page 3 of 6PRECIOUS METALS ACCOUNT Account Number IA41 7025.4407

Tax ID # 35-2049367

This section shows the cash equivalents and/or securities in your account Pnces obtained from outside sources are considered reliable but are not guaranteed by Snlel Actual prices may vary, and upon sale, youmay receive more or less than your original purchase price Contact your Financial Advisor for current price quotes Galn/Loss is provided for informational purposes only Cost basis may be adjusted for, but notlimited to amrbzation, accretion, principal paydowns, capital changes listed option premiums , gifting rules , inheritance step-up, or wash sales The Gain/Loss information should not be used for tax preparationwithout the assistance of your tax advisor


Estimated

SymboU Current Puce/ Average Unit Cost/ Unrealized Annuateed EstimatedEquities Type Quantity Current Value Cost Bess GaW!-)Loss' Income Yield %

GOLDCORP INC NEW GG 650 18 5200 23 7321 -3,38785 39000 324%CUSIP 3809513,409 Cash 12 , 038 00 15,425 65

MARKET VECTORS 005 2,300 18 3800 40 2852 -50 , 33594 439 30 104%GOLD MINERS ETF Cash 42 274 00 92,60994CUSIP 5706OU100

SPDR GOLD TRUST OLD 2, 800 113 5800 91 7273 61 187 65 N/A WAGOLD SHARES Cash 316 024 00 256,836 35CUSIP 78463V107

Total Equities $372, 336.00 $364, 872.14 $7,46386 $829 30 0 22%

STI F E LMELVIN AND BN SIMON January 1-CHARHARITABLE FOU NDATION

#1December 31 2014 Page 4 of 6

PRECIOUS METALS ACCOUNT Account Number IA41 7025-4407

Tax ID # 35-2049367


EstimatedSymbol/ Current Pnce/ Average Una Cost/ Ongmal Investment V Unreal,zed Annuabed Estimated

Mutual Funds 7vpe Quantity Current Value Cost Bass Cumulative Retumz GarV(-)Loss' Income Yeld%

Closed-End Funds

CENTRAL FUND OF CANADA CEF 2 700 11 5800 19 1598 51,731 37 -20 465 37 2700 009%LIMITED CLASS A Cash 31,26600 51.731 37 -2046537CUSIP 153501101

Total Mutual Funds $31,26600 $51 ,731 37 -$20,465.37 $2700 009%

Total Portfolio Assets - Held at Stifel $403,602.00 $416, 603.51 $13 , 00151 $866.30 021%

STIFELMEL & BREN SIMON CHAR FOTN #1 January 1 -EQUITY

ACCOUNT December 31, 2014 Page 3 of 22SOLUTIONS KNALLJCOHEN MGD ACCT Account Number IA45 8918.8077

Tax ID # 35-2049367

This section shows the cash equivalents and/or securities In your account Prices obtained from outside sources are considered reliable but are not guaranteed by Stifel Actual prices may vary, and upon sale, youmay receive mom or less than your original purchase price Contact your Financial Advisor for current price quotes Gain/Loss is provided for informational purposes only Cost basis may be adjusted for but notlimited to, amortization, accretion principal paydowns capital changes, listed option premiums, gdung rules, inheritance step-up, or wash sales The Gain/Loss information should not be used for tax preparationwithout the assistance of your tax advisor


EstimatedSymbol/ Current Pace/ Average Unit Cost/ Unrealized Annualized Estimated

Equities Type Quantity Current Value Cost Bas's Garn/(-)Loss' Income Yieid%

AT&T INC T 700 335900 30 2585 2,33205 1,31600 560%CUSIP 00206RI02 Cash 23,51300 21,18095

ANHEUSER BUSCH INBEV BUD 375 112 3200 55 7038 21 231 06 1 21465 288%SAiNV Cash 42,12000 20,86894CUSIP 03524A108

APPLE INC PAPL 480 110 3800 602866 240482 90240 170%CUSIP 037833100 Cash 52 982 40 28 937 58

BERKSHIRE HATHAWAY INC BRK/B 200 150 1500 1266599 4,69802 N/A N/ADE CL B NEW Cash 30,03000 25,331 98CUSIP 084670702

BLACKROCK INC BLK 100 357 5600 2470410 11 05190 772 00 216%CUSIP 09247X101 Cash 35,75800 2470410

EQU

ST I F E LBACN SIMON CHAR FDTN 01 January 1-

EOUITY ACCOUNT December 31 2014 Page a of 22SOLUTIONS KNALLICOHEN MGD ACCT Account Number IA45 8918-8077

Tax ID # 35-2049367


EstimatedSymbol/ Current Poce7 Average Unit Cost! UnreaLzed Annualized Estimated

Equities Tvae Quanuty Current Value Cost Bas's Gemn7(.)Loss' Income Yreld%

CHEVRON CORP CVX 200 112 1800 101 8688 2,06224 856 00 382%CUSIP 166764100 Cash 22 436 00 20,373 76

CISCO SYSTEMS INC CSCO 1,200 276150 164800 13 602 00 91200 273%CUSIP 17275R102 Cash 3337800 19,77600

CROWN CASTLE INTL CORP CCI 300 78 7000 84 5802 -1,764 06 984 00 417%NEW Cash 23,61000 25,37406

DANONE SPONSORED ADR DANDY 1,600 13 0170 15 1649 -3 , 43659 631 52 303%CUSIP 23636T700 Cash 20 , 627 20 24 263 79

DEERE & COMPANY DE 275 884700 821755 1730 71 66000 271%CUSIP 244199105 Cash 24,329 25 22 598 54

DEVON ENERGY CORP NEW DVN 265 61 2100 53 6999 1 , 99018 254 40 157%CUSIP 25179M103 Cash 16,22065 1423047

DIAGEO PLC NEW 080 350 1140900 80 7255 11 ,677 57 1 17943 295%SPONSORED ADR Cash 39 931 50 28 253 93CUSIP 252430205

DU PONT E I DE NEMOURS DO 325 739400 71 2671 86869 611 00 254%& COMPANY Cash 24 030 50 2316181

IMPERIAL TOBACCO GRP RYBY 300 875000 714000 4,83000 1,24404 474%PLC SPONS ADR Cash 26,250 00 21,420 00CUSIP 453142101

INTEL CORP INCC 1,650 362900 21 7787 23,94370 148500 248%CUSIP 458140100 Cash 59,87850 35,93480

JOHNSON & JOHNSON JNJ 450 104 5700 64 5900 17,99100 1 260 00 268%CUSIP 478160104 Cash 47,056 50 29065 50

KRAFT FOODS GRP INC KRFT 625 62 8600 45 7557 10,56519 1 375 00 351%CUSIP 500760106 Cash 39 162 50 28,597 30

MAG SILVER CORP MVG 1,850 8 1500 81865 -67 50 N/A WACUSIP 559030104 Cash 15,07750 1514500

MASTERCARD INC CLASS A MA 750 86 1600 27 7490 43,808 25 480 00 074%CUSIP 576360104 Cash 64,62000 20,81175

STI F E LEL & BACC SIMON CHAR FDTN #1 January 7 -EQUITY

ACCOUNTUNT December 31, 2014 Page 5 of 22SOLUTIONS KNALL/COHEN MGD ACCT Account Number M5 8918-8077

Tax ID # 35-2049367

PORTFOLIO ASSETS - HELD AT STIFEL ( conhnued)

EshmetedSymbol' Currant Pace/ Average Unit Cost( Unrealized Annualized Estimated

Equities Type Quanhry Current Value Cost Bass GarM(-)Loss' Income Yield

MEGGITT PLC ADS REPSTG 2 MEGGY 1,400 16 1000 185000 -3,360 00 60564 2699/6545 Cash 22,540 00 25,900 00CUSIP 58517R154

MICROSOFT CORP MSFT 1,250 46 4500 25 0428 26,758 95 1 550 00 267%CUSIP 594918104 Cash 58,06250 3130355

MOLSON COORS BREWING TAP 400 745200 582799 649604 59200 199%COMPANY CLASS B Cash 29,808 00 23 311 96CUSIP 60871R209

MONDELEZ INTERNATIONAL 854.2 900 363250 213140 13, 50993 54000 165%INC Cash 32 692 50 19,782 57CUSIP 609207105

NESTLE S A SPNSD ADR NSRGY 500 72 9500 624535 6,24825 1,208 70 331%REPSTING REG SHS Cash 3647500 31,22875CUSIP 641069406

PFIZER INC PFE 1 500 31 1500 203850 16,147 55 1,68000 360%CUSIP 717081103 Cash 4672500 30,57745

PINNACLE FOODS INC DE PF 1,000 35 3000 254899 9 810 10 940 00 266%CUSIP 7234BP104 Cash 3530000 2548990

PROCTER & GAMBLE COMPANY PG 335 91 0900 61 7576 9, 82635 862 42 283%CUSIP 742718109 Cash 3051515 20,68880

RAYONIER INC RYN 550 27 9400 29 9115 -1 084 35 66000 356%CUSIP 754907103 Cash 15 36700 16,451 35

ROGERS COMMUNICATIONS RCI 825 388600 361550 223162 1,32396 413%INC CLASS B NON-VOTING Cash 32,05950 29,82788CUSIP 775109200

SCHLUMBERGER LTD SLB 225 854100 1093261 -5,38112 36000 187%CUSIP 806857108 Cash 19 217 25 24,598 37

TIME WARNER INC NEW TWA 550 854200 35 2699 27 582 56 698 50 149%CUSIP 887317303 Cash 4698100 19,39844

UNILEVER PLC UL 525 404800 448655 -2 ,30239 79122 372%SPONSORED ADR NEW Cash 21 25200 2355439CUSIP 904787704

ST I F E LMEL & BACC SIMON CHAR FDTN pt January 1-EQUITY

ACCOUNTUNT December 31 2014 Page 6 of 22SOLUTIONS KNALL/COHEN MGD ACCT Account Number IA45 8918-8077

Tax ID # 35-2049367


EstimatedSymbol' Current Puce/ Average Unit Cost/ Unrealized Annualized Estimated

Equities Type Quantity Current Value Cost Basis Ga,MF)Loss' Income Yield %

VIACOM INC CL B NEW VIPB 525 75 2500 46 9456 14 859 81 693 00 1 75%CUSIP 92553P201 Cash 39 506 25 24 646 44

VODAFONE GROUP PLC NEW VOD 818 34 1700 47 8351 -11,178 09 1,47403 527%SPONSORED ADR NO PAR Cash 27,95106 39,12914

WELLS FARGO & CO NEW WFC 300 54 8200 354999 5 796 03 420 00 255%CUSIP 949746101 Cash 16 ,44600 10,64997

Total Equities $1,152 , 107 71 $845 , 987 22 $306 . 12047 $30,42711 2 64%

EstimatedSymbol/ Current Pnce! Average Unit Cost/ Ongmal lnWslment'i Unrealized Annualned Estimated

Mutual Funds Type Quantity Current Value Cost Basis CumulaWe Retum2 Gass'(-)Loss' Income Yield %

Closed-End Funds

CENTRAL FUND OF CANADA CEF 1 200 11 5800 18 8766 22 651 94 -8 755 94 12 00 009%LIMITED CLASS A Cash 13,8963,89600 22,651 94 -8,755 94CUSIP 153501101

Total Mutual Funds $13 ,896 00 $22 , 651.94 48 ,755.94 $12 00 0.09%

ST I F E LMEL & BREN SIMON CHAR FDTN #1 January 1 -EQUITY ACCOUNT December 31 2014 Page 7 of 22SOLUTIONS KNALIICOHEN MGD ACCT Account Number fA45 8918-8077

Tax ID # 35-2049367


EstimatedSymbol' Current Pnce/ Average Unit Cost/ Unrealized Annualized Estimated

Other Investments Type QuanhN Current Value Cost Bass GaW(-)Loss' Income Yield %

Investments classified as Other Investments , such as partnerships, private equity , hedge funds and real estate trusts, are generally illiquid , and a formal trading market may not existThe current values shown on this statement for such investments have been provided by the management administrator , or sponsor of each program and have not been evaluated bySbfel N%colaus These estrnates maybe generated monthly, quarterly or leas frequently , depending on the specific investment Therefore, the values shown herein will not necessarilybe realized upon the sale of the securities If a value ,s not orowdeo such informaWn is not currently available Unrebistered securities are not covered by SIPC

BLACKSTONE GROUP LP BX 1,200 33 8300 17 5886 19,48988 2 , 30400 568%UNIT REPRESENTING Cash 24 031 3240,59800 -21;10^32-LTD PARTNERSHIPCUSIP 09253U100Original Cost 23 962 32

Total Other Investments $40.59600 $21,808.32- 24 031 32 $19,489 68 $2,30400 698%

Total Portfolio Assets - Held at Strfel $1,208 ,599 71 -9e99.-74`.r.48-- 892,670 48 $316,85421 $32,74311 271%

Pershing_Advisor Solutions CtC a8N_ =Me • on_campapy ..: ".:_:.::_.._.. - .- -• - • .• --- -• - - - - _--- -- - - - - - - _ _ --- • - -One Pershi.rTg Plaza-der ^;i °NJ_07399-

-- - - -

(877)-870-7230- -- - ---- -- - _ __ __.__ - •- - - _ __.- --_ . _ ._... y ^^ .:.- ..:::::. ':: _' . _:.,_ __"_:.... .- -- • - ---

^:: -::- -----Statement -Peried:-17101/2ql-4,-,143T

Portfolio^Ho}cEin s(continue

Dote •Acgaired- - Cost-BUSIs --- Mcrket -Price - tdarket Value:_ _ Amiucllnmrne- .-Yield

E^(tfiU^S S^^OOoJo=QfEoKr6 i;o_ -

Common5tocks_._^^: ---.- ___ _-.:__ .-•-----•--:.: . _"_.::- •-- -----":::_: --"W.:::.:.:_..:.- --•--. ___.._ _ .. . __ ., _ --- -- --- --. -...- -._-_-- - ------- _

ALTRIA:GROUP !NC COM -...: :::._::^_ : ^::::. :.::_:::: SeverityIderitifier:MO:- _ ^:.. - - -- : " :._ :: _ - • - -•- -- ------ - _: _:"- _ .:: ". _ ":. - :^_:.: ---- - -:: _ :: ---_".- _. ' ::: - ---- -----•.---•----. - -..__----_-_--_-CUSIP:022095-103•°

0}f16/-14'---- -_..-_. 810.000 -•----37:2270--

,

"9,755:15 - _ ____. ---- ---__• -1,68480 - 422%

- ANHEUSER-BUSC+t•INBEV-SA • NV-SPON_SORED-ADR •-'° - SecurityIdeotifer.-8UDISIN 0150352 i1Ofle.= .:.^_.. -`---`---- --- -.... _ .:..::..^ .CUSIP::03524A108 :.- -:::: ` . _:.:... :: "" .:w - . _ - _. __ _ - - - - • -- --- --- -^-- -- - - -- - -

Tbf14...-: :_- .......^^.490;400 ----103:3750-"- 4 BY05' .. `... `. -- --• -- - - .:. ". . 1,3Jo.0T_-2386/0

-C-USIPs 084fr70702- - . --.- • .. _._ ..... _ . - • -- --_.__ __.. _ .. . _ _ ._ _ ._-_.."

MultipleT ---.-,.Total Covered_. --1152790-• ---• - -- •-108,938.54 1500. - -- -._,. _141 ,891,75 , - • • .- - -- 32,953.21

-BRrMH AMERICAN -TOBACCO PLC ORD•3HS-- ---.. -- Seca ' tdentfierBTAFF:- ...-ISIN#G600t12a75804 -- -- -- . - -- •-- .. _ . _. __.__._._. _ _ _..__ ___ - ----CU5IP -G151 OJ.1O^ - --- -- - - ._- _._...-.... _._ .. _..... _.__ -_-_ ___ -__ --_ .. _._ ."_-.. - - -.. - __ _. - . _.. _ ... . _ . _- .. __

54f50-.. _32.39.00..-____ .- ___.___1,305.G0_

.....- -• ----- --- -- . .... .. .... . ..._.---- -- ------ ---•--- -- - -- - •-- - • -- _ • _ - --- - - -C-U51P:-1 i•5637"100...._... __.. - •-- -• --•- •-••-- ----•....-- -..._.. _. _-•__ _ _.. _ .. -- - _ .-_ . ......_ . ----- - • - ---- _ _ . ... _... __--- _.

01/16/"14-•- --._370.(300 782060 _._..____ -•28,93623- - - - 87.7604 __.__._.___..32.47130 _ 3534.98 _._... - - ----- ... .... ... ... •46620 - - 1:430/0

CIE-FINANCIERE-RICHEMONT--AG-•ZUG • -- _ ._._...... _ •-- .-- - - --. _ ...__ Security Identifier. CFRHF • - _.._ _ _._ .._... .._......- - - - • - --.--.-

:N"AMEN"AKTIs CT 21`-04$3332-".'.-:: _:: ::::-- ---- --:.: "_:::.:" ::::.^":Cd51P:.H255621" a2'..:'":::.. .::":: :._:--•-:- ---- -_.._.. _-..__---•- - -•-- ---- - ---- ----- - . __ ..._ ..._...- - --- - •-- ----_ _ - - - __ -•- _•-• ----- _---_ ..... --Price -Estimatedas-of 12/30/14 _. - -- -. -.-_ -.._..._..-- "--. _. -.. _- - ---• - - - -_. -.. - .. - - -- -- •-- -----"_- - ---- - - - --• "- - -•--

- MultipleV -------_- ___.-Total Covered 94-.74%_-- -. .4,36.5.46---- --- .. -- - --- -• - ------ -----_._. _

-• 875000 -_ _._ ....__. ...- - -

-COMC4ST CORP .NEUY CLASPL : ° --- -•^ - - - -̂--• S turity IdentifierCMCSK`"_ ^_^^::-- : - • •- - -. - -- - :; ::^ .:.:.:_ ^- - -- - - _.._:_ _ ,_ :- - : ,... _ _ - __ .__.----- - _. ___-- -.._ _ __ _-_......------._.___ .__ _-- -- --- - - - ..... _ - •--- ... CUSIP: 20030N200--- ---_ _" _...__._..._. __-...._.. _... - - --......._ _.- . _.__..... _ ___- .-.-- •- -- --......._ ...---- - - - -

O1/lb/14 ----•-- _.__.___ .._.__._360.000-..___ . 51.7880 --_•_ " -...__.. 19,671.65 "....21,874.70 •- -•------_-. _1,203.05 - __ _ ._ . - ---•-- .. 342.00 --156%

_DIAGEO- PLC_ORD SHS---:........- _ __• _ ... _. _ __ _: _::- :_ : --: _ .--.Security -Identifi'er.DGEAF...- _.._ ._ -• _--.... _ __. _ . _ _ - _ _ ._. __ __.._.-_ __ _ _ ._ . __ __-. ._- _ . - -.-- _-. -.__ _ _ ... _...-_ _ _. _.___-.._

CUS1P.642089113__- __ __-_ - _..- ,

O1 f 16f 14 -_ ---- ---• -- - • • 425.000 - 33 3760 2},947:45 __ -- -_- - - • 28.8 }8} ---26;656 .76 --3,290.69_

HEINEKEN -HLDG NVSH5 Secnrity fdentifier.•HKHHF -_ ._._ _ _ .._.._ . _ .-.. _ __ -. - - --- - •_-- --. -

-15lN NLOOOQQQ897J •:"^, ^^ ' - --T -"- _^-- :: -.-- - :. _ .""_. -: :": ----CUSfP 1^I3393381 4----^'^.: ---•- -- _ . -_.__ . _ . -.... _ _ . - _ .. . _- •_. _ . _. -._. - __. •- - -•-- •.-.- -- . -__ _ _-..

.___._..._____._--- --__._.-._.._. _....__.___...__._.._. - --- ---------..__.__- -----•.- --- -_ _ .._____... _----•--.._-. -• -.-.... _ ____ .__.._ _ ..- -- _.__ - - -- -- - -• - -- PageIbf13

®

--

Account Number RN4Q-524867A0014 5 65C5 ?Z13DP

PAR-02-ROLL

.Go papprfmKELVIN&BRENSlNlONCHARITABLE

Races ExcellentEvery Year Since 2007

*

per4g vuwpn oNshk LLGsEeffj, sabs"IF .aT1%MAOSwY0*M MnCOWINOWWffdd-)

WWASK ABOUT E-DEUVERY1

DALBAR RATED COMMUNICATIONSEXCELLENCE

-Swe°pVft mw-WFNk

- - -_ _ ... _.. __ _ _ :`- - ---- -^.-^ ^: -- -- - - -- -- - Ihuea^kid

-MsA};.n;.a l--••--••- --•--•-•---- --ri,^.^::---•-'Irk-r^s-•.._ _ .-_.._ _ .ft..e v - :. - - -- - t-.L- ^^- ---- -.._...._ u^._rv_L._._ . - .._-- -- --• • - •--^- n _---- . -.._- -- -_.._ _-... ..... , . _.. ...._ .....

anuna to (conbr^e .._ _ -_--• -----••-----. -- - •-• - - - • •_ -5 (rondnued}_ _ . - _.___ .__ -_-HEINEKEN-HLDG-NV-5H __ -_._-- -- ---- • ---_ - ---- -- --- .- _-- - - - -- - - - - -

Mulicpe ----••-----..-- .-_TotaLCouered____-_62.0770.......__.._67,664.04.-. ..._..__62. 6301_..__•-.--.... 68,484-82 _....820.79-...-_._._.__ ___ -•--_-•

MAWIN MARIETTATAATLS_ INC 1CON = -: Security Idenii;Fier, ifr11M - - - - - -- -- - - •-- _-- -- -- -- - -•• - - -_ . __...__._ __.........._- ---- -• -- -•-CUSIP;•573284106- ..._ .... ... . . . ..... . . . ... .... . . . . .... . . .. _ ... _. _ - _ ..... _.. _ _-- ------ - - • - -• - - - - •-- - •-

r/16/.1 190.000 INS-680U _.-9.6 918-•--•_----110:3260._-: _.--. 20950-80 .__.._ .

.._`-.-..::µ3l1.62:.._:--- _ - •--.------ : 304.00:.:.145cD_I CLA.COM - - -• --_ ._.._. _...... . _ :". "." Security ]dentffiei Mfi :: _ _:_ -: -:._':.::.^ .. - -•. .. ............ . • - • ---._. _.... ___ ._... _... _ _.....__ _ ...... . _ - -. - -.- --.:.........______ _ . ___._ .__ - - .._. -..___...... _..... . ......... -• - - •- -- _-..._.. - _. CUSiP: 57536Q1.04

-fMultipleY_... Covered-- --81-.97-70--.-.-.----77;878-28 - 608:00- - 0:74%_- __.-_____• - -_-__.. _.. - __ ____ ._._ 95IF:000 .._. _._ :.:.._.: ._ ..::.:--• -•- - --- •- •-- -•-- _ _«__^ ...^ ::..::.: _ . '.v.._::::..::_:-:. '_ :..::. - -- .: ::= ^:.:..:._::^L - -- •- -- - - - - _ .- . -.. _ .. ...

SA:SP_DNSDJtED7tDR .REPSLGw----::::_: w :::_.: ":...- -Security.Identifier._N5R-GY _ :.:_._.:.:.::_.:..:._ -- - _. _::.:' - - - - • -----_. _ _ • _ _....- REG SHS-ISIN#U5641-0694O60 CUSIP: 641069406--.-•.-.. _ ._ . _._. _ ..- •- -- _-.• •-•- .- -- - • • - --.._ . _ _ ___ ._ .

Multip(el.____.__.. _ ----.----Total-Covered- ••_•• 74:7730• •_. • • 1.14,402:75-•-.-_- -73:4160--• --113,326.48--• .--2,0762 3,101:70 276%

P _NOU RIfARD ORl) SHS- - -- --- - - - : - - - - - -- :::: : : P̂pF:.: : -- : - --- --- --- - -- --- - - - ::..: •--- - - ••- - • - - - - . . . ..... . .. . .

IS{N FR00001-20693-• - - --- - - -- - - -- - - - • CU51P: f720274t79Mu1 ipleY---_ _ ---- - - -----Taia1-Covered --- - -1-13 5040_ - . 62,439.x1- - - -- -- • -• 1.11,6253-.....----• ..,,.-48733 _ .__.. _ .. - • - - _-. • ..-....-

-PHILIP-MORMS - INTUNC CO1N_.. .. ......Sq% tyldentifier PM- _ ._ .. - •- -- - -. - - - -- - --- -

-83.91.60-1,065-000- 89,370.!1 -__814500_1- -• - ---: _._:96,74425__._._..... ........ x.6253$6 .^. -- - -_--- - -- - .-4,260.00 490%

G - -- .- - : ^______ , .__.:._.:__._.:; .-: ..: ___ . Secur'̂tli idenhfier.^B1111RX ----_ ------- --_:^.:__-... ^._ :..:_.^_::-._.^ :.-._. ^ ^::^- ^^::.^^.^.:_:.:^^:^- -- - - - - - -- . - - - • - - -1StPI#GB000035483- - -- .._ -- -- - .OJSIP: 677395104 ------- - - - : _ .. _.

-1,325:000 - - 54.0500-- - 66,31620------ --- --523106- 69'3 155-- - -- 2,99535

UNILEVER-NVNEW YORK SHS-NEW - -... -- - Securityidentifiec-UN ._ _ . __.- - -• •- -SIP.

-C 9 4.8

Th19-C md_ 39:0700 ... . 53.525:49..._ :: - -39:0400:: -.. 40,69 ^_ .._.. - .: - _'_'T,754297"' . 328%__,..437"00_____ ......

• WELD - FARGO & CD NEW-COW ..-Security-identifier-WFC••-•_.-- --- •-- -- --- 94976101:^_ ._ __ .---- --- --- - --

- _ _ _- -• • - -- _

-1;470.00Q _.-...46.3740 68,169:78. _ _ -_-.----_ 548200 80;585.40 12,41.5.62. 2;058.00 - 255%Total-Common-Stoclts -. ----- -------- -$996,368.43. $1,059, 133.86 -- _.... .- ._• _ - $62,765.43------------- - - - •- $15,889.69_-• • -

...: $15,889.69: ^0^^•EgUiflt'S- _ .: -- -- --- -- - - - - - r _ ..:.: ' ^_ 996,36M3 : :...: ......

Jage4013

count NumberA+4I4555C5F2130 ?

Ev,y Year1SInnee 2007 BwcefmmvbmMavanacorwtdm (Bhyma njPAR-02- ROLL MELVIN & BREN SIMON CtiARiTABLE Go paperless .y '

OALBAR RATED COMMUNICATIONS Punouc mwbwFemA NYSE swaASK ABOUT EDELIVMY ^^^.. ,...^^

Melvin & Bren Simon Charitable Foundation # 1

EIN: 35-2049367

Form 990-PF, Part II, Line 13

Alternative Investments

12/31/14

Valuation Book Value Fair Market Value

Method 12/31/2014 12/31/2014

ALTERNATIVE INVESTMENTS

Galtere Global Farmland Fund Cost 197,820.19 196,963.00

Hawkeye Capital Ser Trust Offshore Cost 1,367,728.00 1,488,879.38

IVA Global Fund Cayman US Invs Ser Cost 1,350,000.00 1,581,418.61

Kingstown Partners Offshore Ltd Cl A Ser 1/2013 Cost 1,000,000.00 1,345,890.07

Mayo Capital Partners Offshore I'd Ltd Cost 900,000.00 1,009,483.08

Passport Offshore Ltd Cost 389,322.00 924,455.71

Portfolio Advisors Offshore Private Eqty I'd III Cost 356,202.0O 472,889.00

KC Partners Investment Fund Cost 1,569,305.00 1,561,714.71

Total Account # 6876-5043 7,130,377.19 8,581,693.56

990-PF Return ofPrivate Foundation 2014990s.foundationcenter.org/990pf_pdf_archive/352/... · 2017....

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