990-PF - pgpf.org · Form990-PF or Section 4947(a ... 16 Total assets(to be completed by all filers...

OMB No. 1545-0052Return of Private FoundationForm 990-PF or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter social security numbers on this form as it may be made public. Department of the TreasuryInternal Revenue Service Information about Form 990-PF and its separate instructions is at www.irs.gov/form990pf. Open to Public Inspection For calendar year 2016 or tax year beginning , 2016, and ending , 20

Name of foundation A Employer identification number

Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions)

City or town, state or province, country, and ZIP or foreign postal codeC If exemption application is

pending, check here G Check all that apply: Initial return Initial return of a former public charity D 1. Foreign organizations, check here

2. Foreign organizations meeting the85% test, check here and attachcomputation

Final returnAddress change

Amended returnName change

H Check type of organization: Section 501(c)(3) exempt private foundationE If private foundation status was terminated

under section 507(b)(1)(A), check here Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation I Fair market value of all assets at J Accounting method: Cash Accrual F If the foundation is in a 60-month termination

under section 507(b)(1)(B), check here end of year (from Part II, col. (c), line Other (specify) 16) $ (Part I, column (d) must be on cash basis.)(d) Disbursements

for charitablepurposes

(cash basis only)

Analysis of Revenue and Expenses (ThePart I (a) Revenue andexpenses per

books

(b) Net investmentincome

(c) Adjusted netincome

total of amounts in columns (b), (c), and (d)may not necessarily equal the amounts incolumn (a) (see instructions).)

1 Contributions, gifts, grants, etc., received (attach schedule) if the foundation is not required toattach Sch. BCheck2

3 Interest on savings and temporary cash investments 4 Dividends and interest from securities 5a Gross rents

b Net rental income or (loss)

6a Net gain or (loss) from sale of assets not on line 10b Gross sales price for all

assets on line 6a7 Capital gain net income (from Part IV, line 2) 8 Net short-term capital gain 9 Income modifications

a Gross sales less returns10and allowances

b Less: Cost of goods sold c Gross profit or (loss) (attach schedule)

11 Other income (attach schedule) 12 Total. Add lines 1 through 11

Rev

enue

13 Compensation of officers, directors, trustees, etc. 14 Other employee salaries and wages 15 Pension plans, employee benefits 16 a Legal fees (attach schedule)

b Accounting fees (attach schedule) c Other professional fees (attach schedule)

17 Interest 18 Taxes (attach schedule) (see instructions) 19 Depreciation (attach schedule) and depletion 20 Occupancy 21 Travel, conferences, and meetings 22 Printing and publications 23 Other expenses (attach schedule) 24 Total operating and administrative expenses.

Add lines 13 through 23 25 Contributions, gifts, grants paid 26 Total expenses and disbursements. Add lines 24 and 25

Ope

ratin

g an

d A

dmin

istr

ativ

e Ex

pens

es

27 Subtract line 26 from line 12:a Excess of revenue over expenses and disbursements b Net investment income (if negative, enter -0-)c Adjusted net income (if negative, enter -0-)

JSA For Paperwork Reduction Act Notice, see instructions. Form 990-PF (2016)6E1410 1.000

04/01 03/31 17

PETER G. PETERSON FOUNDATION 26-0316905

888-C EIGHTH AVENUE BOX #144 (212) 542-9200

NEW YORK, NY 10019

X

X

746,189,120.

60,278,050.

18,585. 18,585. ATCH 12,235,499. 14,091,648. ATCH 2

12,240,405.100,341,111.

24,201,608.

23,730. 3,877,648.ATCH 374,796,269. 42,189,489.1,349,671. 1,349,671.2,630,986. 2,630,986.1,150,126. 1,151,226.

103,112. 104,387.ATCH 4158,135. 119,820.ATCH 5

3,773,176. 2,291,598. 1,381,637.[6]

1,046,999. 235,063.[7]

257,208. 226,520.75,624. 75,564.

13,621,601. 4,532,646. 13,557,841.ATCH 8

24,166,638. 7,059,307. 20,597,652.12,283,792. 10,234,364.36,450,430. 7,059,307. 0. 30,832,016.

38,345,839.35,130,182.

0334JE 0425

Application for Automatic Extension of Time To File anExempt Organization Return

Form 8868(Rev. January 2017) OMB No. 1545-1709 File a separate application for each return.Department of the TreasuryInternal Revenue Service Information about Form 8868 and its instructions is at www.irs.gov/form8868.

Electronic filing (e-file). You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of theforms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal BenefitContracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronicfiling of this form, visit www.irs.gov/efile, click on Charities & Non-Profits, and click on e-file for Charities and Non-Profits.

Automatic 6-Month Extension of Time. Only submit original (no copies needed).All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trustsmust use Form 7004 to request an extension of time to file income tax returns.

Enter filer's identifying number, see instructionsName of exempt organization or other filer, see instructions. Employer identification number (EIN) or

Type orprintFile by thedue date forfiling yourreturn. Seeinstructions.

Number, street, and room or suite no. If a P.O. box, see instructions.

City, town or post office, state, and ZIP code. For a foreign address, see instructions.

Social security number (SSN)

Enter the Return Code for the return that this application is for (file a separate application for each return)

ApplicationIs For

ReturnCode

ApplicationIs For

ReturnCode

Form 990 or Form 990-EZForm 990-BLForm 4720 (individual)Form 990-PFForm 990-T (sec. 401(a) or 408(a) trust)Form 990-T (trust other than above)

010203040506

Form 990-T (corporation)Form 1041-AForm 4720 (other than individual)Form 5227Form 6069Form 8870

070809101112 The books are in the care of Telephone No. Fax No. If the organization does not have an office or place of business in the United States, check this box

If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN)

. If this is for the whole group, check this box . If it is for part of the group, check this box and attach a list with the names and EINs of all members the extension is for.1 I request an automatic 6-month extension of time until , 20 , to file the exempt organization return

for the organization named above. The extension is for the organization’s return for: calendar year 20 ortax year beginning , 20 , and ending , 20 .

2 If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final returnChange in accounting period

3a If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less anynonrefundable credits. See instructions. 3a

3b

3c

$

$

$

b If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits andestimated tax payments made. Include any prior year overpayment allowed as a credit.

c Balance due. Subtract line 3b from line 3a. Include your payment with this form, if required, by using EFTPS(Electronic Federal Tax Payment System). See instructions.

Caution. If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for paymentinstructions.For Privacy Act and Paperwork Reduction Act Notice, see instructions. Form 8868 (Rev. 1-2017)

JSA

6F8054 2.000

26-0316905PETER G. PETERSON FOUNDATION

888-C EIGHTH AVENUE BOX #144

NEW YORK, NY 100190 4

PETER G. PETERSON FOUNDATION888-C EIGHTH AVENUE BOX #144 NEW YORK NY 10019

212 542-9200

02/15 18

X 04/01 16 03/31 17

779,829.

1,391,304.

-611,475.

0334JE 0425

Form 990-PF (2016) Page 2Attached schedules and amounts in thedescription column should be for end-of-yearamounts only. (See instructions.)

Beginning of year End of yearBalance SheetsPart II (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash - non-interest-bearing 2 Savings and temporary cash investments 3 Accounts receivable Less: allowance for doubtful accounts4 Pledges receivable Less: allowance for doubtful accounts5 Grants receivable 6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see instructions) 7 Other notes and loans receivable (attach schedule)Less: allowance for doubtful accounts

8 Inventories for sale or use 9 Prepaid expenses and deferred charges

10a Investments - U.S. and state government obligations (attach schedule) b Investments - corporate stock (attach schedule) c Investments - corporate bonds (attach schedule)

11 Investments - land, buildings, and equipment: basisLess: accumulated depreciation (attach schedule)

12 Investments - mortgage loans 13 Investments - other (attach schedule)

Land, buildings, and14 equipment: basisLess: accumulated depreciation (attach schedule) 15 Other assets (describe )

16 Total assets (to be completed by all filers - see theinstructions. Also, see page 1, item I)

Ass

ets

17 Accounts payable and accrued expenses 18 Grants payable 19 Deferred revenue 20 Loans from officers, directors, trustees, and other disqualified persons 21 Mortgages and other notes payable (attach schedule) 22 Other liabilities (describe )

23 Total liabilities (add lines 17 through 22) Liab

ilitie

s

Foundations that follow SFAS 117, check hereand complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted 25 Temporarily restricted 26 Permanently restricted Foundations that do not follow SFAS 117,

check here and complete lines 27 through 31.27 Capital stock, trust principal, or current funds 28 Paid-in or capital surplus, or land, bldg., and equipment fund 29 Retained earnings, accumulated income, endowment, or other funds 30 Total net assets or fund balances (see instructions) 31 Total liabilities and net assets/fund balances (see

instructions) Net

Ass

ets

or F

und

Bal

ance

s

Analysis of Changes in Net Assets or Fund BalancesPart III 1

23456

Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree withend-of-year figure reported on prior year's return) 1

23456

Enter amount from Part I, line 27a Other increases not included in line 2 (itemize)Add lines 1, 2, and 3 Decreases not included in line 2 (itemize)Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30

Form 990-PF (2016)

JSA

6E1420 1.000


1,717,001. 1,803,940. 1,803,940.78,000,309. 124,417,545. 124,417,545.

1,553,044. 1,195,342. 1,195,342.3,879,603. 3,879,603.[9]

ATCH 10ATCH 102,549,787. 54,959,551. 54,959,551.

467,279,485. 559,099,653. 559,099,653.ATCH 11ATCH

1,043,837. 833,486. 833,486.ATCH 12ATCH

652,143,463. 746,189,120. 746,189,120.1,028,472. 973,055.9,228,305. 11,277,734.

1,335,547. 2,033,477.ATCH 13ATCH

11,592,324. 14,284,266.X

640,551,139. 731,904,854.

640,551,139. 731,904,854.

652,143,463. 746,189,120.

640,551,139.38,345,839.

ATCH 14 53,007,876.731,904,854.

731,904,854.

0334JE 0425

Form 990-PF (2016) Page 3Capital Gains and Losses for Tax on Investment IncomePart IV

(b) How(a) List and describe the kind(s) of property sold (e.g., real estate, (d) Date sold(mo., day, yr.)

acquired (c) Date acquired(mo., day, yr.)P - Purchase2-story brick warehouse; or common stock, 200 shs. MLC Co.) D - Donation

1 abcde

(g) Cost or other basis(f) Depreciation allowed (h) Gain or (loss)(e) Gross sales price plus expense of sale(or allowable) (e) plus (f) minus (g)

abcde

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l) Gains (Col. (h) gain minuscol. (k), but not less than -0-) or(j) Adjusted basis (k) Excess of col. (i)(i) F.M.V. as of 12/31/69 Losses (from col. (h))as of 12/31/69 over col. (j), if any

abcde

If gain, also enter in Part I, line 72 Capital gain net income or (net capital loss) 2If (loss), enter -0- in Part I, line 73 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):

If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 3Qualification Under Section 4940(e) for Reduced Tax on Net Investment IncomePart V

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

Yes No

1 Enter the appropriate amount in each column for each year; see the instructions before making any entries.(a) (d)(b) (c)Base period years Distribution ratioAdjusted qualifying distributions Net value of noncharitable-use assetsCalendar year (or tax year beginning in) (col. (b) divided by col. (c))

20152014201320122011

22 Total of line 1, column (d) 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the

3number of years the foundation has been in existence if less than 5 years 44 Enter the net value of noncharitable-use assets for 2016 from Part X, line 5 55 Multiply line 4 by line 3 66 Enter 1% of net investment income (1% of Part I, line 27b) 77 Add lines 5 and 6 88 Enter qualifying distributions from Part XII, line 4

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See thePart VI instructions.

JSA Form 990-PF (2016)6E1430 1.000


SEE PART IV SCHEDULE

24,201,608.

0.

X

28,219,297. 612,096,991. 0.04610327,025,290. 586,785,015. 0.04605718,345,609. 506,859,321. 0.03619516,328,050. 487,944,532. 0.03346313,772,671. 428,616,147. 0.032133

0.193951

0.038790

709,437,813.

27,519,093.

351,302.

27,870,395.

30,832,016.

0334JE 0425

Form 990-PF (2016) Page 4Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948- see instructions)Part VI 1a Exempt operating foundations described in section 4940(d)(2), check here and enter "N/A" on line 1.

Date of ruling or determination letter: (attach copy of letter if necessary - see instructions) b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1here and enter 1% of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of

Part I, line 12, col. (b).

22 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 33 Add lines 1 and 2 44 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 55 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0-

6 Credits/Payments:6aa 2016 estimated tax payments and 2015 overpayment credited to 2016 6bb Exempt foreign organizations - tax withheld at source 6cc Tax paid with application for extension of time to file (Form 8868) 6dd Backup withholding erroneously withheld

77 Total credits and payments. Add lines 6a through 6d 88 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached 99 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed 1010 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid 11 Enter the amount of line 10 to be: Credited to 2017 estimated tax Refunded 11

Statements Regarding ActivitiesPart VII-A Yes No1a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it

participate or intervene in any political campaign? 1a b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see

Instructions for the definition)? 1b If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materialspublished or distributed by the foundation in connection with the activities.

1cc Did the foundation file Form 1120-POL for this year? d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year: $(1) On the foundation. (2) On foundation managers. $e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed $on foundation managers.

22 Has the foundation engaged in any activities that have not previously been reported to the IRS? If "Yes," attach a detailed description of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles ofincorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes 3

4a4a Did the foundation have unrelated business gross income of $1,000 or more during the year? 4bb If "Yes," has it filed a tax return on Form 990-T for this year? 55 Was there a liquidation, termination, dissolution, or substantial contraction during the year?

If "Yes," attach the statement required by General Instruction T.6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either: By language in the governing instrument, or By state legislation that effectively amends the governing instrument so that no mandatory directions that

6conflict with the state law remain in the governing instrument? 77 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), and Part XV8a Enter the states to which the foundation reports or with which it is registered (see instructions)

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General(or designate) of each state as required by General Instruction G? If "No," attach explanation 8b

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or4942(j)(5) for calendar year 2016 or the taxable year beginning in 2016 (see instructions for Part XIV)? If "Yes,"complete Part XIV 9

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing theirnames and addresses 10

Form 990-PF (2016)

JSA

6E1440 1.000


351,302.X

351,302.0.

351,302.

1,391,304.

1,391,304.

1,040,002.1,040,002.

X

X

X

X

XXX

X

XX

NY,

X

X

X

0334JE 0425

Form 990-PF (2016) Page 5Statements Regarding Activities (continued)Part VII-A

Yes No11

1213

11

12

13

14

15

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within themeaning of section 512(b)(13)? If "Yes," attach schedule (see instructions) Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualifiedperson had advisory privileges? If "Yes," attach statement (see instructions) Did the foundation comply with the public inspection requirements for its annual returns and exemption application?Website address The books are in care of Telephone no. Located at ZIP+4 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here 15and enter the amount of tax-exempt interest received or accrued during the year

Yes No16 At any time during calendar year 2016, did the foundation have an interest in or a signature or other authorityover a bank, securities, or other financial account in a foreign country? 16

1b

1c

2b

3b4a

4b

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name ofthe foreign country

Statements Regarding Activities for Which Form 4720 May Be RequiredPart VII-B Yes NoFile Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

1

2

3

4

a

b

c

a

b

c

a

b

ab

During the year did the foundation (either directly or indirectly):(1) Engage in the sale or exchange, or leasing of property with a disqualified person? Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a

disqualified person? Yes No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes No (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes No (5) Transfer any income or assets to a disqualified person (or make any of either available for

the benefit or use of a disqualified person)? Yes No (6) Agree to pay money or property to a government official? (Exception. Check "No" if the

foundation agreed to make a grant to or to employ the official for a period aftertermination of government service, if terminating within 90 days.) Yes No

If any answer is "Yes" to 1a(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulationssection 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? Organizations relying on a current notice regarding disaster assistance check here Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, thatwere not corrected before the first day of the tax year beginning in 2016? Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a privateoperating foundation defined in section 4942(j)(3) or 4942(j)(5)):At the end of tax year 2016, did the foundation have any undistributed income (lines 6d and6e, Part XIII) for tax year(s) beginning before 2016? Yes No If "Yes," list the years , , ,Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) toall years listed, answer "No" and attach statement - see instructions.) If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here. , , ,Did the foundation hold more than a 2% direct or indirect interest in any business enterpriseat any time during the year? Yes No If "Yes," did it have excess business holdings in 2016 as a result of (1) any purchase by the foundation ordisqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by theCommissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3) the lapse ofthe 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine if thefoundation had excess business holdings in 2016.) Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize itscharitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2016?

Form 990-PF (2016)

JSA

6E1450 1.000


X

XX

WWW.PGPF.ORGPETER G. PETERSON FOUNDATION 212-542-9200

888-C EIGHTH AVENUE BOX #144 NEW YORK, NY 10019

X

X

XXX

X

X

X

X

X

X

X

X

0334JE 0425

Form 990-PF (2016) Page 6Statements Regarding Activities for Which Form 4720 May Be Required (continued) Part VII-B

5a During the year did the foundation pay or incur any amount to:(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? Yes No (2) Influence the outcome of any specific public election (see section 4955); or to carry on,

directly or indirectly, any voter registration drive? Yes No Yes No(3) Provide a grant to an individual for travel, study, or other similar purposes?

(4) Provide a grant to an organization other than a charitable, etc., organization described inYes Nosection 4945(d)(4)(A)? (see instructions)

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educationalpurposes, or for the prevention of cruelty to children or animals? Yes No

b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described inRegulations section 53.4945 or in a current notice regarding disaster assistance (see instructions)? 5b

6b

7b

Organizations relying on a current notice regarding disaster assistance check here c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax

Yes Nobecause it maintained expenditure responsibility for the grant? If "Yes," attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiumson a personal benefit contract? Yes No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?If "Yes" to 6b, file Form 8870.At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?

7a Yes No

b If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction? Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and ContractorsPart VIII

1 List all officers, directors, trustees, foundation managers and their compensation (see instructions).(b) Title, and average

hours per weekdevoted to position

(c) Compensation(If not paid,

enter -0-)

(d) Contributions toemployee benefit plans

and deferred compensation(e) Expense account,

other allowances(a) Name and address

2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). If none, enter"NONE."

(d) Contributions toemployee benefit

plans and deferredcompensation

(b) Title, and averagehours per week

devoted to position(e) Expense account,

other allowances(a) Name and address of each employee paid more than $50,000 (c) Compensation

Total number of other employees paid over $50,000 Form 990-PF (2016)

JSA

6E1460 1.000


X

XX

X

X

XX

X

ATCH 15 1,349,671. 171,346. 0.

ATCH 16 887,394. 88,739. 0.

17

0334JE 0425

Form 990-PF (2016) Page 7Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and Contractors (continued)

Part VIII

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE."(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

Total number of others receiving over $50,000 for professional services Summary of Direct Charitable ActivitiesPart IX-A

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number oforganizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses

1

2

3

4

Summary of Program-Related Investments (see instructions)Part IX-B AmountDescribe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.

1

2

All other program-related investments. See instructions.

3

Total. Add lines 1 through 3 Form 990-PF (2016)

JSA

6E1465 1.000


ATCH 17 4,407,758.

28

GRANTS AND GRANT-MAKING - SEE ATTACHMENT 18

13,550,356.EDUCATION, AWARENESS, AND ENGAGEMENT - SEE ATTACHMENT 18

14,562,382.POLICY RESEARCH AND ANALYSIS - SEE ATTACHMENT 18

2,568,379.

NONE

NONENONE

0334JE 0425

Form 990-PF (2016) Page 8Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)

Part X

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,purposes:Average monthly fair market value of securitiesAverage of monthly cash balancesFair market value of all other assets (see instructions)Total (add lines 1a, b, and c)

1a1b1c1d

e

abcd

Acquisition indebtedness applicable to line 1 assetsSubtract line 2 from line 1d

Reduction claimed for blockage or other factors reported on lines 1a and

1e1c (attach detailed explanation)23

456

234

Cash deemed held for charitable activities. Enter 1 1/2 % of line 3 (for greater amount, seeinstructions)

5 Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4Minimum investment return. Enter 5% of line 56

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundationsPart XI and certain foreign organizations check here and do not complete this part.)11 Minimum investment return from Part X, line 6

2a2b

2 a Tax on investment income for 2016 from Part VI, line 5 b Income tax for 2016. (This does not include the tax from Part VI.)

2c3

c Add lines 2a and 2b 3 Distributable amount before adjustments. Subtract line 2c from line 1

456

7

4 Recoveries of amounts treated as qualifying distributions 5 Add lines 3 and 4 6 Deduction from distributable amount (see instructions) 7 Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII,

line 1 Qualifying Distributions (see instructions)Part XII

1 Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26Program-related investments - total from Part IX-B

purposesAmounts set aside for specific charitable projects that satisfy the:Suitability test (prior IRS approval required)Cash distribution test (attach the required schedule)

ab

1a1b

2

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., 3

ab

3a3b4

56

45

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment income.Enter 1% of Part I, line 27b (see instructions)Adjusted qualifying distributions. Subtract line 5 from line 4

6

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundationqualifies for the section 4940(e) reduction of tax in those years.

Form 990-PF (2016)

JSA

6E1470 1.000


127,272,306.118,181,233.474,787,896.720,241,435.

720,241,435.

10,803,622.709,437,813.35,471,891.

35,471,891.351,302.

351,302.35,120,589.

35,120,589.

35,120,589.

30,832,016.

30,832,016.

351,302.30,480,714.

0334JE 0425

Form 990-PF (2016) Page 9Undistributed Income (see instructions)Part XIII

(a)Corpus

(b)Years prior to 2015

(c)2015

(d)20161 Distributable amount for 2016 from Part XI,

line 7 Undistributed income, if any, as of the end of 2016:2

a Enter amount for 2015 only Total for prior years: 20 ,20b ,20

3 Excess distributions carryover, if any, to 2016:a From 2011 b From 2012 c From 2013 d From 2014 e From 2015 f Total of lines 3a through e

4 Qualifying distributions for 2016 from Part XII,line 4: $a Applied to 2015, but not more than line 2a b Applied to undistributed income of prior years

(Election required - see instructions) c Treated as distributions out of corpus (Election

required - see instructions) d Applied to 2016 distributable amount e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2016 (If an amount appears in column (d), the sameamount must be shown in column (a).)

6 Enter the net total of each column asindicated below:

a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5

b Prior years' undistributed income. Subtractline 4b from line 2b

c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed

d Subtract line 6c from line 6b. Taxableamount - see instructions

e Undistributed income for 2015. Subtract line4a from line 2a. Taxable amount - seeinstructions

f Undistributed income for 2016. Subtract lines4d and 5 from line 1. This amount must bedistributed in 2017

7 Amounts treated as distributions out of corpusto satisfy requirements imposed by section170(b)(1)(F) or 4942(g)(3) (Election may berequired - see instructions)

8 Excess distributions carryover from 2011 notapplied on line 5 or line 7 (see instructions)

9 Excess distributions carryover to 2017.Subtract lines 7 and 8 from line 6a

10 Analysis of line 9:a Excess from 2012 b Excess from 2013 c Excess from 2014 d Excess from 2015 e Excess from 2016

Form 990-PF (2016)

JSA

6E1480 1.000


35,120,589.

23,482,387.14 13 12

0.

30,832,016.23,482,387.

7,349,629.

27,770,960.

0.

0334JE 0425

Form 990-PF (2016) Page 10Private Operating Foundations (see instructions and Part VII-A, question 9)Part XIV

1 a If the foundation has received a ruling or determination letter that it is a private operatingfoundation, and the ruling is effective for 2016, enter the date of the ruling b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5)

Tax year Prior 3 years(e) Total2 a Enter the lesser of the ad-

justed net income from PartI or the minimum investmentreturn from Part X for eachyear listed

(a) 2016 (b) 2015 (c) 2014 (d) 2013 b 85% of line 2a c Qualifying distributions from Part

XII, line 4 for each year listed d Amounts included in line 2c not

used directly for active conductof exempt activities

e Qualifying distributions madedirectly for active conduct ofexempt activities. Subtract line2d from line 2c

3 Complete 3a, b, or c for thealternative test relied upon:

a "Assets" alternative test - enter:

(1) Value of all assets Value of assets qualifying(2)under section4942(j)(3)(B)(i)

b "Endowment" alternative test-enter 2/3 of minimum invest-ment return shown in Part X,line 6 for each year listed

c "Support" alternative test - enter:

Total support other thangross investment income(interest, dividends, rents,payments on securitiesloans (section 512(a)(5)),or royalties)

(1)

(2) Support from general

public and 5 or moreexempt organizations as provided in section 4942(j)(3)(B)(iii) Largest amount of sup-port from an exempt organization

(3) Gross investment income(4)

Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets atany time during the year - see instructions.)

Part XV

1 Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:2 Check here if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d.

a The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

b The form in which applications should be submitted and information and materials they should include:

c Any submission deadlines:

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors:

JSA Form 990-PF (2016)6E1490 1.000

PETER G. PETERSON FOUNDATION 26-0316905NOT APPLICABLE

PETER G. PETERSON

N/A

ATCH 1

N/A

INQUIRIES ARE ACCEPTED AT ANY TIME DURING THE YEAR.

ATCH

0334JE 0425

Form 990-PF (2016) Page 11Supplementary Information (continued)Part XV

3 Grants and Contributions Paid During the Year or Approved for Future PaymentIf recipient is an individual,show any relationship toany foundation manageror substantial contributor

Foundationstatus ofrecipient

Recipient Purpose of grant orcontribution Amount

Name and address (home or business)

Total 3a

Total 3bForm 990-PF (2016)JSA

6E1491 1.000


a Paid during the yearATCH 2 10,234,364.

10,234,364.b Approved for future paymentATCH 2 11,503,250.

11,503,250.

0334JE 0425

Form 990-PF (2016) Page 12Analysis of Income-Producing ActivitiesPart XVI-A

(e)Related or exemptfunction income

(See instructions.)

Unrelated business income Excluded by section 512, 513, or 514Enter gross amounts unless otherwise indicated.(a)

Business code(b)

Amount(d)

Amount(c)

Exclusion code1 Program service revenue:abcdefg Fees and contracts from government agencies

2 Membership dues and assessments 3 Interest on savings and temporary cash investments

4 Dividends and interest from securities 5 Net rental income or (loss) from real estate:

a Debt-financed property b Not debt-financed property6 Net rental income or (loss) from personal property Other investment income78 Gain or (loss) from sales of assets other than inventory 9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory 11 Other revenue: a

bcde

12 Subtotal. Add columns (b), (d), and (e) 13 Total. Add line 12, columns (b), (d), and (e) 13 (See worksheet in line 13 instructions to verify calculations.)

Relationship of Activities to the Accomplishment of Exempt PurposesPart XVI-B Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to theaccomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See instructions.)

Line No.

Form 990-PF (2016)JSA6E1492 1.000


14 18,585.14 2,235,499.

18 12,240,405.

ROYALTIES 15 23,730.

14,518,219.14,518,219.

0334JE 0425

FORM 990-PF - PART IVCAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME

PDate Date soldorKind of Property Description

acquiredDGross sale Depreciation Excess of GainCost or FMV Adj. basisprice less allowed/ FMV over orother as of as of

expenses of sale basis 12/31/69 12/31/69 adj basis (loss)allowable

JSA6E1730 1.000

2016 FORM 990-PF PETER G. PETERSON FOUNDATION 26-0316905

PARTNERSHIP K-1 - SHORT-TERM D-115,620.

PARTNERSHIP K-1 - LONG-TERM P8,746,986.

PUBLICLY TRADED SECURITIES - SHORT-TERM17 362 499. 18 139 603. -777,104.

PUBLICLY TRADED SECURITIES - LONG-TERM80 033 593. 66 631 266. 13 402 327.

OTHER SECURITIES PPROPERTY TYPE: SECURITIES

2,942,916. 2,942,916.

457(F) CAPITAL GAIN P2,103. 2,103.

TOTAL GAIN(LOSS) ................................................ 24 201 608.

0334JE 0425

OMB No. 1545-0047Schedule B

Schedule of Contributors(Form 990, 990-EZ,or 990-PF)Department of the TreasuryInternal Revenue Service

Attach to Form 990, Form 990-EZ, or Form 990-PF. Information about Schedule B (Form 990, 990-EZ, or 990-PF) and its instructions is at www.irs.gov/form990.

Name of the organization Employer identification number

Organization type (check one):

Filers of:

Form 990 or 990-EZ

Section:

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Form 990-PF

Check if your organization is covered by the General Rule or a Special Rule.Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. Seeinstructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or property) from any one contributor. Complete Parts I and II. See instructions for determining acontributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33 1/3 % support test of theregulations under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1)$5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the year, contributions exclusively for religious, charitable, etc., purposes, but no suchcontributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year $

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF. Schedule B (Form 990, 990-EZ, or 990-PF) (2016)

JSA6E1251 1.000

PETER G. PETERSON FOUNDATION26-0316905

X

X

0334JE 0425

Schedule B (Form 990, 990-EZ, or 990-PF) (2016) Page 2Name of organization Employer identification number

Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.Part I

(a)No.

(b)Name, address, and ZIP + 4

(c)Total contributions

(d)Type of contribution

PersonPayrollNoncash$

(Complete Part II fornoncash contributions.)

(a)No.






(a)No.






(a)No.






(a)No.






(a)No.






Schedule B (Form 990, 990-EZ, or 990-PF) (2016)JSA6E1253 1.000


1 PETER G. PETERSON X

888-C EIGHTH AVENUE BOX #144 30,027,396.

NEW YORK, NY 10019

2 PETER G. PETERSON X

888-C EIGHTH AVENUE BOX #144 30,250,654. X

NEW YORK, NY 10019

0334JE 0425


Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.Part II

(a) No.fromPart I

(c)FMV (or estimate)

(See instructions)

(b)Description of noncash property given

(d)Date received

$

(a) No.fromPart I


(See instructions)


(d)Date received

$

(a) No.fromPart I


(See instructions)


(d)Date received

$

(a) No.fromPart I


(See instructions)


(d)Date received

$

(a) No.fromPart I


(See instructions)


(d)Date received

$

(a) No.fromPart I


(See instructions)


(d)Date received

$



PUBLICLY TRADED SECURITIES2

30,250,654. 07/28/2016

0334JE 0425


Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and

Part III

the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., $contributions of $1,000 or less for the year. (Enter this information once. See instructions.)Use duplicate copies of Part III if additional space is needed.

(a) No.fromPart I

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No.fromPart I




(a) No.fromPart I




(a) No.fromPart I






0334JE 0425

PETER G. PETERSON FOUNDATION

2016 FORM 990-PF

26-0316905

ATTACHMENT 1

FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS

REVENUE

AND

NET

EXPENSES

INVESTMENT

DESCRIPTION

PER BOOKS

INCOME

INTEREST INCOME - BANKS

3,960.

3,960.

INTEREST INCOME - US NOTE

14,625.

14,625.

TOTAL

18,585.

18,585.

ATTACHMENT 1

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 2

FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES

REVENUE

AND

NET

EXPENSES

INVESTMENT

DESCRIPTION

PER BOOKS

INCOME

DIVIDENDS - BOND & FIXED INCOME FUNDS

1,194,673.

1,194,673.

DIVIDENDS - PUBLICLY TRADED STOCK

1,040,826.

1,040,826.

DIVIDENDS - PRIVATE EQUITY FUNDS

2,476,881.

PARTNERSHIP - INTEREST INCOME

4,305,563.

PARTNERSHIP - DIVIDEND INCOME

5,068,536.

DIVIDENDS - OTHER MISCELLANEOUS

5,169.

TOTAL

2,235,499.

14,091,648.

ATTACHMENT 2

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 3

FORM 990PF, PART I - OTHER INCOME

REVENUE

AND

NET

EXPENSES

INVESTMENT

DESCRIPTION

PER BOOKS

INCOME

PARTNERSHIP - ORDINARY TRADE/BUSINESS

16,424.

PARTNERSHIP - ROYALTY INCOME

56,738.

PARTNERSHIP - OTHER PORTFOLIO INCOME

3,698,250.

PARTNERSHIP - OTHER INCOME

82,181.

PARTNERSHIP - CANCELLATION OF DEBT

325.

ROYALTY INCOME

23,730.

23,730.

TOTALS

23,730.

3,877,648.

ATTACHMENT 3

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 4

FORM 990PF, PART I - LEGAL FEES

REVENUE

AND

NET

ADJUSTED

EXPENSES

INVESTMENT

NET

CHARITABLE

DESCRIPTION

PER BOOKS

INCOME

INCOME

PURPOSES

LEGAL FEES

103,112.

104,387.

TOTALS

103,112.

104,387.

ATTACHMENT 4

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 5

FORM 990PF, PART I - ACCOUNTING FEES

REVENUE

AND

NET

ADJUSTED

EXPENSES

INVESTMENT

NET

CHARITABLE

DESCRIPTION

PER BOOKS

INCOME

INCOME

PURPOSES

AUDIT & ACCOUNTING FEES

89,100.

86,500.

PROFESSIONAL TAX FEES

69,035.

33,320.

TOTALS

158,135.

119,820.

ATTACHMENT 5

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 6

FORM 990PF, PART I - OTHER PROFESSIONAL FEES

REVENUE

AND

NET

ADJUSTED

EXPENSES

INVESTMENT

NET

CHARITABLE

DESCRIPTION

PER BOOKS

INCOME

INCOME

PURPOSES

COMMUNICATIONS

117,271.

124,020.

INVESTMENT MANAGEMENT

2,291,598.

2,291,598.

OTHER PROFESSIONAL FEES

376,992.

361,872.

INFORMATION TECHNOLOGY

434,411.

338,130.

HUMAN RESOURCES

552,904.

557,615.

TOTALS

3,773,176.

2,291,598.

1,381,637.

ATTACHMENT 6

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 7

FORM 990PF, PART I - TAXES

REVENUE

AND

NET

ADJUSTED

EXPENSES

INVESTMENT

NET

CHARITABLE

DESCRIPTION

PER BOOKS

INCOME

INCOME

PURPOSES

TAX EXPENSES

1,046,999.

PARTNERSHIP - FOREIGN TAXES

235,063.

TOTALS

1,046,999.

235,063.

ATTACHMENT 7

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 8

FORM 990PF, PART I - OTHER EXPENSES

REVENUE

AND

NET

ADJUSTED

EXPENSES

INVESTMENT

NET

CHARITABLE

DESCRIPTION

PER BOOKS

INCOME

INCOME

PURPOSES

MEDIA SPONSORSHIPS AND

ADVERTISING

8,356,462.

8,353,181.

OTHER PROGRAM EXPENSES

4,808,923.

5,004,616.

OTHER MISCELLANEOUS EXPENSES

456,216.

200,044.

K-1 PORTFOLIO DEDUCTIONS (2%)

3,621,175.

K-1 OTHER PORTFOLIO DEDUCTIONS

253,639.

K-1 ADVISORY FEES

156,542.

K-1 INVESTMENT INTEREST EXP

305,408.

K-1 OTHER DEDUCTIONS

176,423.

K-1 ROYALTY DEDUCTIONS

19,459.

TOTALS

13,621,601.

4,532,646.

13,557,841.

ATTACHMENT 8

0334JE 0425


2016 FORM 990-PF

26-0316905

FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS

ATTACHMENT 9

ENDING

ENDING

DESCRIPTION

BOOK VALUE

FMV

U.S. TREASURY NOTES

3,879,603.

3,879,603.

US OBLIGATIONS TOTAL

3,879,603.

3,879,603.

ATTACHMENT 9

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 10

FORM 990PF, PART II - CORPORATE STOCK

BEGINNING

ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

BOEING COMPANY

2,031,040.

5,040,510.

5,040,510.

FEDEX CORP COM

10,088,640.

4,876,798.

4,876,798.

3M CO COM

999,780.

LOWE'S COMPANIES INC

5,605,500.

4,521,550.

4,521,550.

WHIRLPOOL CORP.

6,492,240.

4,111,920.

4,111,920.

OWENS CORNING

3,321,562.

1,534,250.

1,534,250.

BERKSHIRE HATHAWAY B NEW

3,798,553.

BROOKFIELD ASSET MANAGEMENT

4,436,803.

CROWN HOLDINGS INC

1,923,150.

NESTLE S A ORD

3,479,897.

WELLS FARGO & CO NEW

4,045,991.

AIRBUS GROUP - UNSPON ADR

9,452,310.

6,102,424.

6,102,424.

CITIGROUP INC

5,740,792.

6,281,100.

6,281,100.

D R HORTON INC

3,799,972.

2,070,616.

2,070,616.

GOLDMAN SACHS GROUP

7,456,550.

7,580,760.

7,580,760.

JPMORGAN CHASE & CO

6,662,250.

5,050,800.

5,050,800.

MASCO CORP

739,138.

LIBERTY GLOBAL INC CL CF

3,223,587.

THE CHARLES SCHWAB CORP

3,369,293.

VALEANT PHARMACEUTICALS INTL

607,451.

AMETEK INC

3,860,205.

AKTIEBOLAGET ELECTROLUX ADR

604,751.

LENNAR CORP CL A

3,762,408.

2,175,575.

2,175,575.

PULTEGROUP INC COM

2,245,200.

2,038,794.

2,038,794.

TRI POINTE HOMES INC COM

1,060,200.

1,403,866.

1,403,866.

USG CORP (NEW) COMMON STOCK

1,860,750.

1,017,600.

1,017,600.

LIBERTY GLOBAL INC

108,185.

WABCO HOLDINGS INC

1,773,589.

AECOM COM

252,725.

252,725.

ATTACHMENT 10

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 10 (CONT'D)

FORM 990PF, PART II - CORPORATE STOCK

BEGINNING

ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

CALATLANTIC GROUP INC COM

151,448.

151,448.

TOLL BROS INC

458,886.

458,886.

K2M GROUP HOLDINGS INC

289,929.

289,929.

TOTALS

102,549,787.

54,959,551.

54,959,551.

ATTACHMENT 10

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 11

FORM 990PF, PART II - OTHER INVESTMENTS BEGINNING

ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

SILCHESTER INTL INVESTORS

15,417,394.

17,684,809.

17,684,809.

HIGHFIELDS CAPITAL IV LP

17,107,880.

18,262,705.

18,262,705.

FARALLON CAP INST PARTNERS LP

11,446,819.

12,407,533.

12,407,533.

TPG-AXON PARTNERS (OFFSHORE)

LTD

111,702.

119,990.

119,990.

CANYON BALANCED FUND (CAYMAN)

LTD

14,044,052.

4,069,751.

4,069,751.

ETON PARK OVERSEAS FUND LTD

647,706.

266,671.

266,671.

GSO SPECIAL SITUATIONS

OVERSEAS FUND LTD

600,673.

658,346.

658,346.

BROOKSIDE CAYMAN LTD

85,457.

55,949.

55,949.

FORTRESS CREDIT OPP. FUND (B)

LP

3,885,991.

3,670,625.

3,670,625.

CENTERBRIDGE CREDIT PARTNERS

TE, LP

13,983,802.

2,794,353.

2,794,353.

GS VINTAGE FUND V OFFSHORE LP

3,768,946.

2,556,902.

2,556,902.

GENERAL ATLANTIC INVESTMENT

PARTNERS I, LP

17,330,189.

14,345,590.

14,345,590.

BAUPOST VALUE PARTNERS LP IV

20,192,444.

22,218,012.

22,218,012.

WELSH CARSON ANDERSON STOWE XI

LP

6,409,794.

6,886,425.

6,886,425.

KING STREET CAPITAL LTD

99,531.

84,675.

84,675.

CEDAR ROCK CAPITAL PARTNERS

LLC

37,101,916.

40,783,545.

40,783,545.

CYRUS SELECT OPP. FUND LTD

11,371,419.

12,865,224.

12,865,224.

DOUBLELINE TOTAL RETURN BOND

FUND

14,910,300.

15,127,758.

15,127,758.

ENCAP ENERGY CAP FD IX, LP

2,749,312.

3,669,648.

3,669,648.

LCP VII (OFFSHORE), LP

2,667,509.

2,100,607.

2,100,607.

GOLUB CAPITAL PARTNERS VIII LP

8,959,049.

8,893,356.

8,893,356.

WHITE DEER ENERGY LP II

1,240,921.

3,838,149.

3,838,149.

ACACIA CONSERVATION FUND

(OFFSHORE), LTD.

22,138,839.

25,432,380.

25,432,380.

ATTACHMENT 11

0334JE 0425


2016 FORM 990-PF

26-0316905



ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

JP MORGAN SHORT DURATION

18,785,012.

18,940,419.

18,940,419.

SENATOR GLOBAL OPPORTUNITY

OFFSHORE FUND LTD

14,163,097.

15,597,680.

15,597,680.

GAOLING FEEDER FUND LTD

372,531.

191,243.

191,243.

PASSPORT OFFSHORE LTD

5,416.

144.

144.

ROUTE ONE OFFSHORE FUND, LTD

349,261.

247,640.

247,640.

ELLIOT INTERNATIONAL LIMITED

18,859,004.

21,366,376.

21,366,376.

TRIDENT V LP

3,162,048.

3,277,337.

3,277,337.

ENCAP ENERGY CAPITAL FUND

VIII-B, LP

3,080,935.

3,747,919.

3,747,919.

GARRISON REAL ESTATE FD II LP

8,235,086.

3,100,791.

3,100,791.

LONE CASCADE LP

22,274,610.

26,034,654.

26,034,654.

RIVA CAPITAL PARTNERS III LP

5,379,313.

5,318,065.

5,318,065.

SFC ENERGY PARTNERS IIB LP

1,622,576.

3,915,995.

3,915,995.

HIGHBROOK INCOME PROPERTY

FUND, LP

5,504,381.

4,331,346.

4,331,346.

AMERICAN SECURITIES PARTNERS

VI, LP

10,323,848.

13,156,802.

13,156,802.

DENHAM COMMODITY PARTNERS FUND

VI-A, LP

3,239,962.

7,238,327.

7,238,327.

ABRAMS CAPITAL PARTNERS II LP

8,718,072.

9,698,306.

9,698,306.

OVERLOOK PARTNERS FUND LP

19,125,904.

24,675,667.

24,675,667.

NGP NATURAL RESOURCES X LP

5,598,799.

4,517,468.

4,517,468.

PASSPORT SPECIAL OPPORTUNITIES

FUND, LTD

349,686.

335,555.

335,555.

HIGHBROOK INCOME PROP FD II

2,481,994.

5,816,086.

5,816,086.

THE NAVIS ASIA NAVIGATOR FUND

CYRUS OPP. FUND II LTD

8,145,199.

9,107,176.

9,107,176.

ANCHORAGE ILLIQUID OPP

OFFSHORE IV, LP

4,421,495.

4,195,980.

4,195,980.

GOLD

11,510,420.

22,017,023.

22,017,023.

FINEPOINT CAPITAL PARTNERS II

LP

18,146,356.

20,547,005.

20,547,005.

ATTACHMENT 11

0334JE 0425


2016 FORM 990-PF

26-0316905



ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

ENCAP FLATROCK MIDSTREAM FUND

1,304,488.

3,235,546.

3,235,546.

GARRISON REAL ESTATE FUND III

4,397,193.

3,630,747.

3,630,747.

ARTEMIS REAL ESTATE PARTNERS

FUND II, L.P.

2,613,095.

3,234,895.

3,234,895.

ENCAP ENERGY CAPITAL

FUND X, L.P.

643,484.

2,488,362.

2,488,362.

COLUMBUS HILL OVERSEAS, LTD.

17,075,817.

19,563,612.

19,563,612.

STEELMILL FUND LTD

20,000,000.

19,725,573.

19,725,573.

WARBURG PINCUS PRIVATE EQUITY

XII LP

312,789.

2,295,178.

2,295,178.

FPA APARTMENT OPP. FD V-A LP

805,969.

5,806,983.

5,806,983.

ROARK CAP PART IV AIV I-B,LP

2,474,503.

2,474,503.

CANTILLON GLOBAL EQUITY L.P.

17,529,577.

17,529,577.

PROVIDENCE STRATEGIC GROWTH II

2,307,097.

2,307,097.

WARBURG PINCUS CHINA FUND, L.P

578,652.

578,652.

FOLIUM AGRICULTURE FD I PARALL

1,288,592.

1,288,592.

FOLIUM TIMBER FD I PARALLEL-1

25,756.

25,756.

ALTAS PARTNERS HOLDINGS (A) LP

520,016.

520,016.

VANGUARD INST INDEX-INST

28,226,557.

28,226,557.

TOTALS

467,279,485.

559,099,653.

559,099,653.

ATTACHMENT 11

0334JE 0425


2016 FORM 990-PF

26-0316905

ATTACHMENT 12

FORM 990PF, PART II - OTHER ASSETS

BEGINNING

ENDING

ENDING

DESCRIPTION

BOOK VALUE

BOOK VALUE

FMV

SOFTWARE/DIGITAL

656,661.

380,903.

380,903.

DIVIDEND/OTHER RECEIVABLES

54,369.

86,546.

86,546.

457(F) PLAN ASSET

332,807.

366,037.

366,037.

TOTALS

1,043,837.

833,486.

833,486.

ATTACHMENT 12

0334JE 0425


ATTACHMENT 13

FORM 990PF, PART II - OTHER LIABILITIES

BEGINNING ENDINGDESCRIPTION BOOK VALUE BOOK VALUE

DEFERRED EXCISE TAX 1,002,740. 1,667,440.457(F) PLAN LIABILITY 332,807. 366,037.

TOTALS 1,335,547. 2,033,477.

0334JE 0425


ATTACHMENT 14

FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES

DESCRIPTION AMOUNT

UNREALIZED GAIN - INVESTMENTS 53,007,876.

TOTAL 53,007,876.

0334JE 0425


2016 FORM 990-PF

26-0316905

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES

ATTACHMENT 15

CONTRIBUTIONS

EXPENSE ACCT

TITLE AND AVERAGE HOURS PER

TO EMPLOYEE

AND OTHER

NAME AND ADDRESS

WEEK DEVOTED TO POSITION

COMPENSATION

BENEFIT PLANS

ALLOWANCES

PETER G. PETERSON

DIRECTOR & CHAIRMAN

0.

0.

0.

40.00


NEW YORK, NY 10019

JOAN GANZ COONEY

DIRECTOR

0.

0.

0.

5.00


NEW YORK, NY 10019

MICHAEL A. PETERSON

DIRECTOR & PRESIDENT, CEO

0.

0.

0.

40.00


NEW YORK, NY 10019

MICHAEL SHANKMAN

TREASURER

0.

0.

0.

40.00


NEW YORK, NY 10019

JEFFREY SELBERG

EXECUTIVE DIRECTOR - PCH

416,652.

54,563.

0.

40.00


NEW YORK, NY 10019

LORETTA UCELLI

EXEC VP, STRATEGY & COMM

371,777.

47,375.

0.

40.00


NEW YORK, NY 10019

ATTACHMENT 15

0334JE 0425


2016 FORM 990-PF

26-0316905

FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES


CONTRIBUTIONS

EXPENSE ACCT

TITLE AND AVERAGE HOURS PER

TO EMPLOYEE

AND OTHER

NAME AND ADDRESS

WEEK DEVOTED TO POSITION

COMPENSATION

BENEFIT PLANS

ALLOWANCES

SUSAN TANAKA

SENIOR POLICY ADVISOR

287,129.

42,008.

0.

40.00


NEW YORK, NY 10019

DOUGLAS HAMILTON

VICE PRESIDENT, RESEARCH

274,113.

27,400.

0.

40.00


NEW YORK, NY 10019

GRAND TOTALS

1,349,671.

171,346.

0.

ATTACHMENT 15

0334JE 0425


2016 FORM 990-PF

26-0316905

990PF, PART VIII - COMPENSATION OF THE FIVE HIGHEST PAID EMPLOYEES

ATTACHMENT 16

TITLE AND AVERAGE

CONTRIBUTIONS

HOURS PER WEEK

TO EMPLOYEE

NAME AND ADDRESS

DEVOTED TO POSITION

COMPENSATION

BENEFIT PLANS

MYRA SUNG

DIR, COMM & PUB AFFA

183,845.

18,384.


40.00

NEW YORK, NY 10019

RIKARD TREIBER

DIR, GRANTS MGMT

180,910.

18,091.


40.00

NEW YORK, NY 10019

RUSS LEVSEN

DIR, POLICY COMM

179,548.

17,955.


40.00

NEW YORK, NY 10019

JORGE ALDAY

DIR, COMM - PCH

173,014.

17,301.


40.00

NEW YORK, NY 10019

JULIA MURPHY

DIR, DISSEM.& ADOPT.

170,077.

17,008.


40.00

NEW YORK, NY 10019

TOTAL COMPENSATION

887,394.

88,739.

ATTACHMENT 16

0334JE 0425


990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS

ATTACHMENT 17

NAME AND ADDRESS TYPE OF SERVICE COMPENSATION

EAST END ADVISORS, LLC INVESTMENT MGMT 1,543,000.610 FIFTH AVENUE, SUITE 506NEW YORK, NY 10020

PURPLE STRATEGIES, LLC COMMUNICATIONS 1,253,764.815 SLATERS LANEALEXANDRIA, VA 22314

RATIONAL 360 COMMUNICATIONS 716,270.1828 L STREET, NW, SUITE 640WASHINGTON, DC 20036

GREENHAVEN ASSOCIATES, INC. INVESTMENT MGMT 475,188.3 MANHATTANVILLE RDPURCHASE, NY 10577

GLOBAL STRATEGY GROUP, LLC COMMUNICATIONS 419,536.215 PARK AVENUE SOUTH, 15TH FLOORNEW YORK, NY 10003

TOTAL COMPENSATION 4,407,758.

0334JE 0425


0334JE 0425 2016


ATTACHMENT 1

FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS

INITIAL GRANT INQUIRIES ARE

ACCEPTED VIA EMAIL TO

[email protected]

0334JE 0425


ATTACHMENT

990PF, PART XV - RESTRICTIONS OR LIMITATIONS ON AWARDS

PETER G. PETERSON FOUNDATION GENERAL GRANT ELIGIBILITY GUIDELINES/REQUIREMENTS:

THE PETER G. PETERSON FOUNDATION:-CONSIDERS GRANT REQUESTS DIRECTLY RELATED TO THE FOUNDATION'S MISSION AND PRIORITIES

-GENERALLY AWARDS GRANTS TO U.S. BASED 501(C)(3) NONPROFIT ORGANIZATIONS

-PREFERS TO SUPPORT ORGANIZATIONS THAT HAVE BEEN IN EXISTENCE FOR AT LEAST TWO YEARS, WITH ANNUAL OPERATING BUDGETS OF AT LEAST $1 MILLION

-SEEKS TO PARTNER WITH ORGANIZATIONS THAT HAVE THE ABILITY TO IMPLEMENT PROGRAMMING FOR NATIONAL IMPACT

THE PETER G. PETERSON FOUNDATION DOES NOT PARTICIPATE IN ACTIVITIESWHICH ARE PROHIBITED FOR PRIVATE FOUNDATIONS AND DOES NOT SUPPORTINSTITUTIONS THAT DISCRIMINATE ON THE BASIS OF, AMONG OTHER THINGS,RACE, RELIGION, GENDER, NATIONAL ORIGIN, AGE, DISABILITY OR SEXUALORIENTATION, IN POLICY OR IN PRACTICE. IN ADDITION THE PETER G.PETERSON FOUNDATION DOES NOT GENERALLY ENGAGE IN CERTAIN OTHERPRACTICES, INCLUDING BUT NOT LIMITED TO:

-FUNDING ORGANIZATIONS BASED OUTSIDE OF THE UNITED STATES

-GIVING GRANTS

-FUNDING POLITICAL, SOCIAL, OR FRATERNAL ORGANIZATIONS

-SUPPORTING CAPITAL CAMPAIGNS, AUCTIONS AND OTHER SIMILAR ACTIVITIES

-PROVIDING UNRESTRICTED FUNDING

-UNDERWRITING CHAIRS, ENDOWMENTS OR ACADEMIC SCHOLARSHIPS

FOR MORE INFORMATION ON THE FOUNDATION'S GUIDELINES FOR AWARDS,APPLICANTS MAY VISIT OUR WEBSITE: WWW.PGPF.ORG

0334JE 0425

FORM 990PF, PART XV - GRANTS AND CONTRIBUTIONS PAID DURING THE YEAR

Recipient Name and Address Foundation

Status Purpose of Grant or Contribution Amount

American Action Forum Inc 1747 Pennsylvania Ave. NW, Fifth Floor Washington, DC 20006

PC - 509(a)(1) To support the Peter G. Peterson Foundation Fiscal Internship Program. $4,500


PC - 509(a)(1) To support education and outreach on the impact of trade policy, including its effect on economic growth and fiscal sustainability.

$30,000

American Enterprise Institute for Public Policy Research 1789 Massachusetts Avenue, NW Washington, DC 20036

PC - 509(a)(1) To support the Annual Irving Kristol Award Dinner $25,000

The Aspen Institute Inc. One Dupont Circle, NW, Suite 700 Washington, DC 20036

PC - 509(a)(2) To support a research project on the future of work, which will identify the challenges for workers in the sharing economy and incentives for traditional businesses to invest more in their workers.

$60,000

Beth Israel Deaconess Medical Center, Inc.* 330 Brookline Avenue Boston, MA 02215

PC - 509(a)(1) To support the OpenNotes initiative to increase transparency and promote patient engagement, by granting patients the access to the clinical notes written by their healthcare providers.

$455,000

Bill, Hillary, and Chelsea Clinton Foundation 1271 Avenue of the Americas, 42nd Floor New York, NY 10020

PC - 509(a)(1) To support CGI America’s meeting, including a policy discussion of a new report from the Coalition for Fiscal and National Security, which draws attention to how our national security is fundamentally linked to the fiscal sustainability of our federal budget.

$250,000

Bipartisan Policy Center Inc. 1225 Eye Street NW, Suite 1000 Washington, DC 20005

PC - 509(a)(1) To support healthcare research on high-need patients, in partnership with the Harvard School of Public Health and the National Academy of Medicine.

$387,000




PC - 509(a)(1) To support work highlighting the impact of Department of Defense (DoD) personnel, overhead, and procurement spending trends on national security preparedness and to develop recommendations for budget reforms to enhance the DoD's ability to meet current and evolving security threats.

$300,000


PC - 509(a)(1) To support the development of a framework for long-term budgeting for the federal government

$265,000




Brandeis University* PO Box 549110 Waltham, MA 02454

PC - 509(a)(1) To support the 24th Princeton Conference, which provides health care professionals the ability to discuss the most pressing issues in health policy.

$25,000

Brookings Institution 1775 Massachusetts Ave, NW Washington, DC 20036



PC - 509(a)(1) To support an updated version of the budget game Fiscal Ship, which challenges players to put the federal budget on a sustainable course.

$125,000

Brown University* 164 Angell Street, Box 1877 Providence, RI 02912

PC - 509(a)(1) To support the identification of effective strategies to improve the quality and lower the cost of healthcare for high-need Medicare patients.

$150,000

Business Executives for National Security 1030 15th St NW, Suite 200 East Washington, DC 20005

PC - 509(a)(1) To support the Eisenhower Award Dinner. $50,000

Catalyst for Payment Reform Inc.* 1344 Oxford Street Berkeley, CA 94709

PC - 509(a)(1) To support the dissemination of value-based healthcare purchasing strategies to employers in the United States.

$275,000

Center for American Progress 1333 H Street, NW, 10th Floor Washington, DC 20005

PC - 509(a)(1) To support the development of new policy ideas to contain federal and overall healthcare spending and improve the value and efficiency of Medicare and the healthcare system, and advance these ideas through outreach, education, and partnerships with policymakers and stakeholders.

$210,000




PC - 509(a)(1) To support the annual convening of leading policymakers and thought leaders. $25,000

Coalition to Transform Advanced Care* 1299 Pennsylvania Ave NW, Ste 1175 Washington, DC 20004

PC - 509(a)(1) To support the replication of healthcare models that ensure compassionate, coordinated care for individuals with advanced illness.

$100,000

Committee for A Responsible Federal Budget 1900 M Street NW, Ste. 850 Washington, DC 20036

PC - 509(a)(1) To support efforts to advance responsible fiscal policy and budget process reform through outreach and engagement efforts

$1,000,000






Concord Coalition Corp 1011 Arlington Blvd., Suite 300 Arlington, VA 22209

PC - 509(a)(2) To support efforts to educate the public about the causes and consequences of federal budget deficits, the long-term challenges facing America's unsustainable entitlement programs, and how to build a sound foundation for economic growth.

$1,000,000

Concord Coalition Corp 1011 Arlington Blvd., Suite 300 Arlington, VA 22209

PC - 509(a)(2) To support the Paul Tsongas Economic Patriot Award Dinner. $25,000

Conference Board Inc. 1530 Wilson Blvd., Suite 400 Arlington, VA 22209

PC - 509(a)(2) To support education and outreach to employees on government policy and fiscal issues.

$90,000


PC - 509(a)(2) To support the Distinguished Performance Awards Dinner, which recognizes business leaders who advocate for the nation's long-term interests.

$75,000

Council for Economic Education 122 East 42nd St., Suite 2600 New York, NY 10168

PC - 509(a)(2) To support updates and dissemination of the Understanding Fiscal Responsibility curriculum to help high school students understand the facts, significance, and consequences of the nation's fiscal challenges.

$150,000


PC - 509(a)(2) To support the Visionary Awards, which honors leaders in the economic and financial education field.

$25,000

Economic Policy Institute 1225 Eye St. NW, Suite 600 Washington, DC 20005

PC - 509(a)(1) To support research on wage and employment gaps by race and gender. $175,000




PC - 509(a)(1) To support a series of papers on infrastructure spending, including economic efforts, fiscal implications, and the financing and selection process.

$50,000

Ethics and Public Policy Center Inc 1730 M Street NW, Suite 910 Washington, DC 20036

PC - 509(a)(1) To support the development of a market-based healthcare reform plan. $770






George W. Bush Foundation 2943 SMU Boulevard Dallas, TX 75205

PC - 509(a)(1) To support research and policy development to advance North America’s international competitiveness and long run fiscal sustainability.

$50,000

Henry J Kaiser Family Foundation* 2400 Sand Hill Road Menlo Park, CA 94025

PC - 509(a)(1) To support the Peterson-Kaiser Health System Tracker, a resource on the cost and performance of the U.S. healthcare system.

$529,107

Henry J Kaiser Family Foundation 2400 Sand Hill Road Menlo Park, CA 94025


Henry L Stimson Center 1111 19th Street, NW, 12th Floor Washington, DC 20036

PC - 509(a)(1) To support the Chairman's Forum speaker series. $25,000

Independent Sector 1602 L Street, NW, Suite 900 Washington, DC 20036-5682

PC - 509(a)(1) To support a conference convening nonprofit leaders to discuss public policy challenges and opportunities facing the nonprofit sector.

$15,000

Institute for Family-Centered Care Inc* 6917 Arlington Road, Suite 309 Bethesda, MD 20814

PC - 509(a)(1) To support the International Conference on Patient- and Family-Centered Care: Partnerships in Care, Interprofessional Education, and Research.

$10,000

Institute for Healthcare Improvement* 20 University Road, 7th Floor Cambridge, MA 02138

PC - 509(a)(2) To support the development of an online resource with information about proven care models that improve the quality and reduce the cost of care for high-need patients.

$80,000


PC - 509(a)(2) To support a national event convening healthcare professionals and thought leaders to discuss improvement of the U.S. healthcare system.

$20,000

Manhattan Institute for Policy Research Inc 52 Vanderbilt Ave. New York, NY 10017

PC - 509(a)(1) To support the Alexander Hamilton Award Dinner. $50,000

Mercatus Center Inc. George Mason University 3434 Washington Boulevard, 4th Floor Arlington, VA 22201






PC - 509(a)(1) To support research on federal budget process reform. $35,000

NABE Foundation of the National Association for Business Economics 1920 L St NW, Suite 300 Washington, DC 20036

SO I - 509(a)(3) - Type I

To support the Presidential Economic Advisers Debate. $15,000

NABE Foundation of the National Association for Business Economics 1920 L St NW, Suite 300 Washington, DC 20036

SO I - 509(a)(3) - Type I

To support a national event convening policymakers and business leaders to discuss fiscal and economic issues.

$20,000

National Academy of Sciences* 500 Fifth Street, NW Washington, DC 20001

PC - 509(a)(1) To support healthcare research on high-need patients, in partnership with the Bipartisan Policy Center and the Harvard School of Public Health.

$200,000

National Academy of Social Insurance 1200 New Hampshire Ave. NW, #830 Washington, DC 20036

PC - 509(a)(1) To support an event honoring the public service of former economic and fiscal policymakers.

$15,000

National Academy of Social Insurance 1200 New Hampshire Ave. NW, #830 Washington, DC 20036

PC - 509(a)(1) To support a conference regarding Medicare and Social Security issues. $10,000

National Bureau of Economic Research, Inc. 1050 Massachusetts Avenue Cambridge, MA 02138

PC - 509(a)(1) To support a National Bureau of Economic Research fellowship program to support work focused on long-term fiscal issues.

$75,000

National Governors Association Center for Best Practices Hall of the States* 444 N. Capitol Street NW, Suite 267 Washington, DC 20001

PC - 509(a)(1) To support a series of state-based expert convenings to identify best practices on purchasing and regulating healthcare.

$97,503

National Governors Association Center for Best Practices Hall of the States* 444 N. Capitol Street NW, Suite 267 Washington, DC 20001





Net Impact 1333 Broadway Street, Suite 250 Oakland, CA 94612

PC - 509(a)(1) To support the execution of Up to Us, a nationwide non-partisan campus competition empowering university students to create campaigns that educate and engage their peers on America's fiscal challenges and their impact on economic opportunity, investment in the future, and other concerns of future generations.

$1,269,740

President and Fellows of Harvard College* Department of Health Policy and Management 677 Huntington Avenue Boston, MA 02115

PC - 509(a)(1) To support healthcare research on high-need patients, in partnership with the Bipartisan Policy Center and the National Academy of Medicine.

$75,000


PC - 509(a)(1) To support the design of a scalable change management solution to reduce hospital overuse in the U.S.

$150,000

Project HOPE* 7500 Old Georgetown Road, Suite 600 Bethesda, MD 20814

PC - 509(a)(1) To support Health Affairs in publishing dedicated content on spreading and scaling value-improving healthcare practices.

$75,000

Stanford University* 326 Galvez Street Stanford, CA 94305

PC - 509(a)(1) To support the Stanford Clinical Excellence Research Center’s efforts to identify and evaluate healthcare providers whose innovations deliver high quality healthcare at lower costs.

$220,744


PC - 509(a)(1) To support the Stanford Clinical Excellence Research Center’s efforts to disseminate solutions from the Most Valuable Care project, which identified innovations that deliver high quality healthcare at lower costs.

$65,000


PC - 509(a)(1) To support the Stanford Clinical Excellence Research Center’s efforts to identify care delivery innovations that improve quality and reduce costs for high-need patients.

$190,000

Teachers College Columbia University 525 West 120th Street New York, NY 10027


$52,000

University of Washington Foundation* 407 Gerberding Hall, Box 351210 Seattle, WA 98195-1210

PC - 509(a)(1) To support research on the drivers of U.S. health expenditure, and the development of models to forecast future healthcare spending.

$225,000

Urban Institute 2100 M Street, NW Washington, DC 20037

PC - 509(a)(2) To support the development of an integrated research model of federal taxes and spending.

$400,000

Urban Institute 2100 M Street, NW





Washington, DC 20037


PC - 509(a)(2) To support technical improvements to the Tax Policy Center’s model and expanded capacity for analyzing macroeconomic effects of tax reform and the effectiveness of tax policy.

$330,000

The Volcker Alliance 560 Lexington Ave., Suite 16B New York, NY 10022

PC - 509(a)(1) To support the development of an annual budget scorecard to promote fiscal transparency and integrity in state governments.

$300,000

Woodrow Wilson International Center for Scholars 1300 Pennsylvania Avenue, NW Washington, DC 20004-3002

PC - 509(a)(1) To support a new version of the budget game Fiscal Ship, which challenges players to put the federal budget on a sustainable course.

$43,000

Yale University PO Box 2038 New Haven, CT 06521

PC - 509(a)(1) To support the Yale Program on Financial Stability’s development of fiscal, monetary, and regulatory measures to aid in the prevention, management, and resolution of financial crises.

$200,000

Total $10,234,364

*Grant made from the Peterson Center on Healthcare LLC, which is a wholly owned subsidiary of the Peter G. Peterson Foundation.

FORM 990PF, PART XV - CONTRIBUTIONS APPROVED FOR FUTURE PAYMENT

Recipient Name and Address Foundation Status Purpose of Grant or Contribution Amount


PC - 509(a)(1) To support education and outreach on the impact of trade policy, including its effect on economic growth and fiscal sustainability.

$120,000



Beth Israel Deaconess Medical Center, Inc.* 330 Brookline Avenue Boston, MA 02215

PC - 509(a)(1) To support the OpenNotes initiative to increase transparency and promote patient engagement, by granting patients the access to the clinical notes written by their healthcare providers.

$745,000




PC - 509(a)(1) To support work highlighting the impact of Department of Defense (DoD) personnel, overhead, and procurement spending trends on national security preparedness and to develop recommendations for budget reforms to enhance the DoD's ability to meet current and evolving security threats.

$50,000


PC - 509(a)(1) To support an updated version of the budget game Fiscal Ship, which challenges players to put the federal budget on a sustainable course.

$25,000



Brown University* 164 Angell Street, Box 1877 Providence, RI 02912

PC - 509(a)(1) To support the identification of effective strategies to improve the quality and lower the cost of healthcare for high-need Medicare patients.

$960,000

Catalyst for Payment Reform Inc.* 1344 Oxford Street Berkeley, CA 94709

PC - 509(a)(1) To support the dissemination of value-based healthcare purchasing strategies to employers in the United States.

$985,000


PC - 509(a)(1) To support the development of new policy ideas to contain federal and overall healthcare spending and improve the value and efficiency of Medicare and the healthcare system, and advance these ideas through outreach, education, and partnerships with policymakers and stakeholders.

$240,000





Coalition to Transform Advanced Care* 1299 Pennsylvania Ave NW, Ste 1175 Washington, DC 20004

PC - 509(a)(1) To support the replication of healthcare models that ensure compassionate, coordinated care for individuals with advanced illness.

$150,000


PC - 509(a)(1) To support efforts to advance responsible fiscal policy and budget process reform through outreach and engagement efforts

$200,000




PC - 509(a)(2) To support education and outreach to employees on government policy and fiscal issues.

$20,000





$45,000


PC - 509(a)(1) To support a series of papers on infrastructure spending, including economic efforts, fiscal implications, and the financing and selection process.

$200,000




PC - 509(a)(1) To support the development of a market-based healthcare reform plan $20,000






PC - 509(a)(1) To support the Peterson-Kaiser Health System Tracker, a resource on the cost and performance of the U.S. healthcare system.

$865,000


PC - 509(a)(2) To support the development of an online resource with information about proven care models that improve the quality and reduce the cost of care for high-need patients.

$20,000



National Academy of Sciences* 500 Fifth Street, NW Washington, DC 20001

PC - 509(a)(1) To support healthcare research on high-need patients, in partnership with the Bipartisan Policy Center and the Harvard School of Public Health.

$50,000

National Bureau of Economic Research, Inc. 1050 Massachusetts Avenue Cambridge, MA 02138

PC - 509(a)(1) To support a National Bureau of Economic Research fellowship program to support research on long-term fiscal issues.

$650,000

National Governors Association Center for Best Practices Hall of the States 444 N. Capitol Street NW, Suite 267 Washington, DC 20001


Net Impact 1333 Broadway Street, Suite 250 Oakland, CA 94612

PC - 509(a)(1) To support the execution of Up to Us, a nationwide non-partisan campus competition empowering university students to create campaigns that educate and engage their peers on America's fiscal challenges and their impact on economic opportunity, investment in the future, and other concerns of future generations.

$200,000


PC - 509(a)(1) To support healthcare research on high-need patients, in partnership with the Bipartisan Policy Center and the National Academy of Medicine.

$112,000


PC - 509(a)(1) To support the design of a scalable change management solution to reduce hospital overuse in the U.S.

$520,000



Project HOPE* 7500 Old Georgetown Road, Suite 600 Bethesda, MD 20814

PC - 509(a)(1) To support Health Affairs in publishing dedicated content on spreading and scaling value-improving healthcare practices

$300,000


PC - 509(a)(1) To support the Stanford Clinical Excellence Research Center’s efforts to identify and evaluate healthcare providers whose innovations deliver high quality healthcare at lower costs.

$250


PC - 509(a)(1) To support the Stanford Clinical Excellence Research Center’s efforts to identify care delivery innovations that improve quality and reduce costs for high-need patients.

$1,400,000

University of Washington Foundation* 407 Gerberding Hall, Box 351210 Seattle, WA 98195-1210

PC - 509(a)(1) To support research on the drivers of U.S. health expenditure, and the development of models to forecast future healthcare spending.

$318,000




PC - 509(a)(2) To support the development of an integrated research model of federal taxes and spending.

$100,000


PC - 509(a)(2) To support technical improvements to the Tax Policy Center’s model and expanded capacity for analyzing macroeconomic effects of tax reform and the effectiveness of tax policy.

$540,000

The Volcker Alliance 560 Lexington Ave., Suite 16B New York, NY 10022

PC - 509(a)(1) To support the development of an annual budget scorecard to promote fiscal transparency and integrity in state governments.

$700,000

Woodrow Wilson International Center for Scholars 1300 Pennsylvania Avenue, NW Washington, DC 20004-3002

PC - 509(a)(1) To support a new version of the budget game Fiscal Ship, which challenges players to put the federal budget on a sustainable course.

$107,000

Yale University PO Box 2038 New Haven, CT 06521

PC - 509(a)(1) To support the Yale Program on Financial Stability’s development of fiscal, monetary, and regulatory measures to aid in the prevention, management, and resolution of financial crises.

$1,800,000

Total $11,503,250

MDominianni

Text Box

*Grant made from the Peterson Center on Healthcare LLC, which is a wholly owned subsidiary of the Peter G. Peterson Foundation.

990-PF - pgpf.org · Form990-PF or Section 4947(a ... 16 Total assets(to be completed by all filers...

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Transcript of 990-PF - pgpf.org · Form990-PF or Section 4947(a ... 16 Total assets(to be completed by all filers...