802 Conceptual Paper.final
Transcript of 802 Conceptual Paper.final
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Running head: SOWK802 Conceptual Model
SOWK802 Conceptual Model
David Hall
University of South Carolina
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Introduction
The goal of professional service provision to persons with disabilities is to facilitate and
enhance service recipients capacity and agency to achieve personal, social and economic
independence (ACA, 2005; NASW, 2008). Services intended to advance these aims have
historically been guided by medical model principles, and have produced equivocal and even
unintended negative results, and may in fact undermine routes to independence. This
manuscript presents a theoretically sound conceptual model that identifies advocacy-centered
service provision as an effective means of promoting personal agency among persons with
disabilities. In order that personal, social and economic independence is enhanced, the
development of agentic capacities is particularly salient for persons with disabilities given the
constraints and limitations that they face in their social environments. Drawing upon the extant
research, it is argued that these constraints, which include devaluation of social status, disability-
related stigma, stereotypic beliefs, paternalistic practices, and medical model rehabilitation
approaches result in disproportionate representation among persons with disabilities on several
important life satisfaction indicators, and affect the development of personal agency needed to
effect change on their own behalf
The following sections will present several working definitions of the notion of
disability, and will provide pertinent descriptive data that establishes the importance of
generating research that may inform the means by which to reduce disparities in health and well
being for this population. Next, a description of the 802 Conceptual Model, which situates
persons with disabilities in an ablest environmental context that may impede the development of
agentic traits in individuals with disabilities, is introduced and described. The conceptual model
illustrates the hypothesis that participation by persons with disabilities in organizations that
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utilize an advocacy-orientation to service delivery will result in the promotion of personal
agency, mediated by the development of emancipatory values orientation and subsequent
agency-promoting strategies. Concurrently, the model suggests that participation of persons with
disabilities in an advocacy-centered service organization will interrupt a stagnation-trajectory of
adaptation mechanisms (Welzel & Inglehart, 2010) predictive of groups afforded low status and
restricted opportunity within the social structure. The manuscript concludes with a discussion of
the potential utility of the conceptual model, its limitations and challenges in ultimately yielding
empirical findings, and areas for future study related to the model.
Conceptualizing and Defining Disability
Collectively, persons with disabilities constitute the largest single minority group in the
United States, totaling approximately 36 million individuals that comprise 20% of the total
population (Drum, McClaine, Horner-Johnson & Taitano, 2011). Persons with disabilities
constitute a highly diverse population inclusive of physical, psychiatric/emotional, cognitive and
behavioral conditions, and which span racial, gender, class, ethnic, sexual orientation and age
dimensions. The shear the size and expansive spectrum of this population, in addition to
discipline and interest-group-specific orientations to the notion of disability, underlie why a
universally agreed upon definition of disability remains elusive. While there does exist a
continuum of perspectives that inform how disability is understood and subsequently approached
by professional service providers working with this population, two foundational perspectives,
the medical model and the social model of disability, prevail as polar conceptualizations of
disability.
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The Medical Model Perspective of Disability
The medical community has traditionally defined disability as a medical condition or
illness that results in dependency that deviates from biological and social norms (Scullion, 2010).
A medical model definition of disability views the impairment and its resulting functional
deficits as the defining consideration, situating the cause or source of disability within an
objectified individual (Hughes, 2010). The corresponding approach to service provision is
characterized by service providers acting in the role ofexperts who seek to treat impairment-
related deficits in a way that fosters adaptation to the impairment/condition, and optimal
normalization to conventional social expectations (Scullion, 2010; italics added for emphasis).
The medical modelperception of disability as deficit is perhaps most clearly evidenced in the
utilization of Disability Adjusted Life Years (DALY) as a mechanism for cost effectiveness
analysis and epidemiological studies (Jelsma, De Weerdt, & De Cock, 2002). While the DALY
intended use is to promote preventive public health initiatives, its formulaic calculation of the
depreciation of a persons value of life given a particular disability status is premised on the
assumption that a life with disability is of less value than a life without disability.
The Americans with Disabilities Act (ADA), enacted in 1990 and most recently amended
in 2008, constituted an initial challenge to the predominant biomedical conceptualization of
disability in its regulatory provisions, yet retains a medicalized orientation in its oft-cited
definition of a person with a disability as someone who (1) has a physical or mental impairment
that substantially limits one or more major life activities; or (2) has a record of such an
impairment; or (3) is regarded as having such an impairment (ADAAA, 2008).
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The Social Model
The social model of disability (Oliver, 1983), a perspective developed and championed
by persons with disabilities in reaction to the medical model (Barton, 2009 as cited in Oliver &
Barnes, 2010), distinguishes between impairmenta long-term characteristic of an individual
that affects the body, mind or senses - and disability exclusion resulting from the barriers
imposed by, or ignored by, society. Proponents of the social model do not deny the reality or
related functional challenges resulting from the impairment, but argue that it is the environmental
barriers (social, physical, educational, economic, and attitudinal structures constructed in and by
society) encountered by persons with disabilities that constitute the primary source of limiations
(Iezzoni & Freedman, 2008; Hughes, 2010; Oliver, 1983; Oliver & Barnes, 2010; Scullion,
2010). The social model defines disability as occurring between the person and his/her
environment, and looks to the physical, social, political and economic structures of society as the
primary target for change. Aligning closely with a Freirean (1970/1993) perspective on the
dynamics of oppression,proponents of the social model contend that if disability exists, there
must also exist a disabler and a disabled (Scullion, 2010); the oppressor and the oppressed. The
World Health Organizations International Classification of Functioning, Disability and Health
(ICF) incorporates the social model perspective in its distinction between impairment
understood as the organic manifestation itself, disabilitythe restrictions in performing
developmentally-expected activities that result from an organic condition, and handicap - the
social consequences of deficient ability (WHO, 2001). This conceptual paper adheres to the ICF
definition, defining disability as an umbrella term for impairments, activity limitations and
participation restrictions [and] denotes the negative aspects of the interaction between an
individual and contextual factors (environmental and personal factors) (WHO 2001, 213).
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Persons With Disabilities as an At-Risk Population
While establishing a universally accepted definition of what constitutes and/or causes
disability remains a work in progress, evidence that the life experiences of persons with
disabilities are characterized by discriminatory practices, limited access to physical, social,
economic, and political resources and opportunities, and negative belief systemsall serving to
restrict opportunity for mobility within the socio-environmental structure across employment,
educational and health domains (Drum et al., 2011; Scullion, 2010) - is well supported in the
literature (Balcazar & Taylor-Ritzler, 2009; Brault, 2010; Chima, 2003; Drum et al, 2011; Nosek
& Simmons, 2010).
Employment
Current research suggests that employment opportunities are disproportionately denied to
persons with disabilities (Balcazar & Taylor-Ritzler, 2009; Brault, 2010; Drum et al, 2011),
placing them at risk for both economic and social marginalization. Several studies (e.g., Brault,
2010; Drum, et al., 2011; Nosek & Simmons, 2010) report that only 1/3 of all persons with
disabilities find sustained employment, as compared to 72-75 percent of people without a
disability; a proportion that is essentially the same as it was in 1990 prior to the enactment of the
ADA (Chima, 2003). Similar to trends within the non-disabled population, persons of color and
women with disabilities experience greater barriers to employment. Balcazar & Taylor-Ritzler
(2009) report that persons of color with disabilities are less likely to be employed than are whites
with disabilities, while Parish, Rose and Andrews (2009) found that, among all subgroup
populations explored, women with disabilities experienced the lowest employment rates and
highest reliance on Supplemental Security Income (SSI).
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Poverty and Economic Well-being
Related, individuals with disabilities are reported to be nearly twice as likely to live in
poverty than are those without disabilities (Nosek & Simmons, 2007), with some studies as high
as a 27% poverty rate (Erickson and Lee, 2008). Women with disabilities are more likely than
men to live below the poverty level (Nosek & Simmons, 2007), and are reported to experience
hardships including food and housing instability, inadequate health care, and loss of phone
service at higher rates than non-disabled women (Parish,Rose & Andrews, 2009). Data suggests
that persons with cognitive/intellectual (Mercier & Picard, 2011) and psychiatric/mental
disabilities (Cook, 2006) suffer disproportionately more chronic and severe levels of poverty
relative to the non-disabled population as well as compared to persons with non-intellectual and
non-psychiatric disabilities. Soffer, McDonald & Blanck (2010) point out that the economic
disparities experienced by persons with disabilities are in part associated with the higher costs
related to living with a disability (e.g. assistive technology, physical and behavioral health care,
accessible housing and transportation). Not surprisingly, a majority of persons with disabilities
fall within what is considered to be the asset poor, meaning that their access to economic
resources is insufficient to sustain themselves for a limited period of time (Oliver & Shapiro,
1995; Havemann & Wolff, 2004).
Health Disparities
While persons with disabilities are not formally acknowledged or included as a
population at risk by Federal health disparity efforts (Nosek & Simmon, 2007), research suggests
that this population is in fact over represented across numerous health conditions, and constitute
a highly vulnerable group. Drum and colleagues (2011) used data from the Behavioral Risk
Factor Surveillance System (BRFSS), a public health survey established by the Centers for
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Disease Control and Prevention (CDC), to compare self-reported prevalence rates of various
health indicators among working aged (18-64) persons with disabilities with those of other
minority populations in the United States. The authors report that persons with disabilities are in
fact at greatest risk relative to other marginalized groups in regard to prevalence rates on ten of
fourteen health indicators as reported in the Health Disparities Disability and Rehabilitation
Research Project database. Relative to other minority populations, persons with disabilities have
experience a higher prevalence rate of obesity, diabetes, heart disease, and stroke, and experience
the greatest financial barriers to health care (Drum et al, 2011).
Persons with disabilities are also at risk for secondary emotional/psychiatric conditions
that result from intra-psychic and/or socio-environmental responses to the organic condition.
Several studies (Brown & Turner, 2010; Mirowsky & Ross, 1999; Turner, Lloyd & Taylor,
2006; Turner & Noh, 1988; Turner & Turner, 2004) have explored the relationship between
disability and depression, and report up to a three-fold increase in depressive symptoms among
persons with a physical disability. Brown and Turner (2010) report that low level of mastery and
self esteem were the strongest predictors of depression levels. deRoon-Cassini, de St. Aubin, &
Valvano (2009) explored the factors that contribute to perceived quality of life following spinal
cord injury, and report that it is the perception and internalized beliefs related to perceived loss
of physical resources rather than the severity of the impairment itself that was most predictive of
self-reports of psychological well-being. Of significant relevance to the current study, well-
being was partially mediated by the nature and level of global meaning making, a concept whose
defined as clear and personally valued, coherent goals/aims in life, and a sense that these goals
had been achieved (deRoon-Cassini, de St. Aubin, & Valvano, 2009), parallels the construct of
agency, defined later in this manuscript.
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Effectiveness of Service Provision in Advancing Well-Being
In addition to concurring with the social model perspective that would argue that the
descriptive statistics pertaining to the plight of persons with disabilities presented above are in
large part the result of an ablest social structure that restricts the range of life opportunities for
this population, it is further contended that the nature and effectiveness of medical model-
oriented service organizations which dominate service options for persons with disabilities
(Beauchamp-Pryor, 2011; Marini & Chacon, 2002; Oliver & Barnes, 2010; Patchner, 2005;
Scullion, 2010; Tilsen & Nylund, 2008) are also complicit in the generation of these data.
Medical model-oriented services place the client/patientin the role of passive participant who
defers to the expertcounselor, whose rehabilitative goals center on curing, fixing or facilitating
adaptation of the person to better fit in an ablest society (Patchner, 2005; Rothman, 2008). In
placing the person with a disability in a passive role in regard to his/her own treatment, the
dominance of the medical model across service options for persons with disabilities may well
serve to reify a deference orientation (Welzel, Inglehart and Klingemann, 2003), a key
consideration that predicts low individual agency in the 802 conceptual model presented later in
this manuscript.
Considerable literature (e.g. Barnes, 2007; Bircher, 2000; Gallagher, 2001; Hughs, 2000;
Oliver, 1983; Oliver & Barnes, 2010; Tilsen & Nylund, 2008) refers to the rejection of the
medical model by persons with disabilities. Tilsen & Nylund (2008), for example, in arguing in
favor of greater counselor-client collaboration in the rehabilitation counseling process, report that
the medical model of care has engendered service recipients with a sense ofhopelessness and
voicelessness (pp. 340). Other studies reviewed (e.g. Barnes, 2007; Bircher, 2000; Gallagher,
2001; Hughs, 2000; Oliver, 1983; Oliver & Barnes, 2010; Tilsen & Nylund, 2008) relate that the
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historical dominance of a medical model orientation in service delivery has served to invalidate
bodies and minds that do not conform to social norms, confer lower status upon persons with
disabilities, and shape both intrapersonal and societal perceptions and expectations about
disability. Social model proponents maintain that the dominance of the medical model has, in
this sense, contributed to societys restriction of opportunities and exacerbation of stereotypes
and belief systems that impede inclusion of persons with disabilities participation in mainstream
social, economic and political activities (Oliver & Barnes, 2010).
Concern regarding the efficacy of medical model service provision, and the impetus for
exploring the efficacy of an advocacy-centered approach to service, is further motivated by the
fact that medical model treatments have been shown to yield ambiguous outcomes. While
literally hundreds of studies investigating the effects of specific clinical treatment approaches are
found in the professional literature, their overall impact on well-being, as evidenced in part by
the data described in the Persons With Disabilities as an At-Risk Population section of this
manuscript, is equivocal. A good example of these indefinite findings is reflected in Wampolds
(2001) study of the effect of therapy on persons with mental health diagnoses. Wampold reports
that, despite therapy-centered treatment having an overall positive effect size of between .7 and
.8 on advancing desired outcomes, it is client-related factors (e.g., optimism, persistence,
resources, environmental context) rather than the expertise of the clinician or the effectiveness of
the clinical approach, that account for 87% of improvement observed in the course of therapy.
Thus, only 13% of desired change is associated with the medical-model rehabilitation approach
employed. While the fore-mentioned research begins to indicate the shortfalls of medical model
services in advancing well-being among persons with disabilities, empirical investigation of the
effects of an alternative model of advocacy-centered service is lacking. Multiple searches across
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social science, social work, psychology, and medical databases uncovered no empirical
investigations that examined the effects on participation in an advocacy-centered service
programs on well-being at the individual level of analysis.
Introduction of the Conceptual Model
As indicated in the previous section, medical model rehabilitative approaches to service
provision with persons with disabilities has provoked strong criticism from consumers and
advocates within the disability-service field, while concurrently yielding unconvincing outcomes
in regard to intrapersonal and social justice needs of this population. The following section
presents the 802 Conceptual Model, represented in Figure One, that identifies advocacy-centered
service provision, characterized by Freirean and social model principles, as an alternative to
medical model-oriented rehabilitation for persons with disabilities. Specifically, this model is
intended to provide a foundation for further exploration of the question: what is the effect of
participation in advocacy-centered service programs on the development of individual agency
among persons with disabilities? The model visually and conceptually illustrates the hypothesis
that participation by persons with disabilities in organizations that utilize an advocacy-
orientation to service delivery will result in the promotion of personal agency, mediated by the
development of emancipatory values orientation and subsequent agency-promoting strategies.
Concurrently, the model suggests that participation of persons with disabilities in an advocacy-
centered service organization will interrupt a stagnation-trajectory of adaptation mechanisms
(Welzel & Inglehart, 2010) predictive of groups afforded low status and restricted opportunity
within the social structure. The models components as well as the propositional relationships
are explained in detail below.
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Explanation of the Conceptual Model
This section provides an overview of the 802 Conceptual Model; each component,
designated by the boxed shapes, and proposed relationships indicated by letter/numbered arrows
between components is explained, with supporting relevant literature provided. The model
situates persons with disabilities in an ablest social structure that often places limits on the range
and quality of opportunities for persons with disabilities. These limitations may be evidenced in
paternalistic attitudes, manifest in formal and informal policies, observable in interpersonal and
social relations, and/or experienced in the physical structure in which persons with disabilities
interact on a daily basis. The conceptual model draws heavily upon two theoretical frameworks;
the Evolutionary Human Development model, developed by Welzel, Inglehart and Klingemann
(2003) and Welzel & Inglehart (2010)1, and Freires (1970/1993) conceptualization of
conscientization, to explain the relationship between participation in advocacy-oriented service
programs and the development of individual agency among persons with disabilities.
1It should be noted here that the original Human Development model as designed by the Welzel, Inglehart &Klingemann was used to describe collective changes in human development at the international/societal level. Theauthors viewed the process of societal human development as unfolding in evolutionary fashion in response to
changing macro level contexts (e.g., globalization, regime change, technological advances). Welzel, Inglehart and
Klingemann (2003) and Welzel & Inglehart (2010) attribute societal change in large part to an emerging citizen-
level emancipatory orientation, resulting from the benefits of socio-economic development that result from these
contextual changes. An emancipatory orientation is founded on increased freedom of choice and access to new
opportunities that become available within the social, economic and political structure. Societies and populations
within them who begin to experience greater opportunity, according to the authors, eventually shed their deference
orientation that resulted from a survival/basic needs focus, as legitimate freedoms for opportunity pursuits
emerge.An orientation of possibility promotes appraisal of existing opportunities, goal setting, and engagement in
strategies (e.g. skill building) that increase the likelihood of goal attainment.
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In the section below, I first introduce the consequent variable, human agency, identified in
the model as the purple box, situated on the far right. Next, using Welzel et als (2003; 2010)
framework of Evolutionary Human Development as a foundation, the relationships between the
environmental structure (situated far left in model, maroon box), which is understood to include
physical, social, economic, cultural and political domains, and two human development
trajectories, one that promotes thriving and optimal agentic development (trajectory A(1-4),
green arrows/boxes), and one characterized by a stagnation (trajectory B(1-4), brown
arrow/boxes) are explained. Finally, a third potential trajectory (C(2-4), red arrows) emerging as
a result of participation in an advocacy-oriented service organization (the intervening variable) is
described.
The Consequent Variable: Human Agency
I begin by defining the desired end-result, the development of human agency. Among the
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publications reviewed (Alkire, 2005; Bandura, 1989, 1997; Frost & Hoggett, 2008; Kotan, 2010;
Ryan & Deci, 2000; Schwartz, 1992; Sen, 1999; Welzel & Inglehart, 2010) several closely
related definitions, often employing unique terminology, were uncovered. Kotan (2010), for
example, describes an agentic individual or group as one who demonstrates the ability to exert
power so as to influence the state of the world, and to do so in a purposeful way that advances
self-established objectives. Similarly, Sen (1999) defines a human agent as someone who acts
and brings about change, and whose achievements can be judged in terms of her own values and
objectives (p12). Central to each of these definitions is the notion of self-directed action
intended to advance a self-determined objective.
Sens reference to the relationship between agency and values is an important one that is
echoed in much of the literature. Schwartz (1992) defines values as desirable trans-situational
goals, varying in importances, that serve as guiding principles in the life of a person or other
social entity (p. 37). Values, in this sense, serve to motivate human choice and direction
central components of agentic behavior (Welzel, Inglehart & Klingemann, 2003). Schwartz
identifies the value of self-direction, the agentic capacity for independent thought and action that
advances valued objectives, as one of ten universal values that apply across cultures. Similarly,
Ryan & Deci (2000) contend that autonomyones self-determined, willing behavior that is
congruent with the individuals interests, values and desires- is one of three basic psychological
needs that determines psychological growth, integrity and well-being.
Alkire (2005), like Ryan & Deci, elaborates on the relationship between agency and well-
being, arguing that well-reasoned self-direction, a characteristic she relates to the exercise of
agency, may also, to the degree that it fosters intrinsic satisfaction, serve as one of several
dimensions that enhance or inform well-being. She adds that agency can also cause well-being
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as individuals exercise agentic capacities to advance other dimensions of their lives that
contribute to overall life satisfaction. Welzel and Inglehart (2010) analyzed the effects of agency
on well-being at both a societal and individual levels of analysis. On both a collective and
individual level, a positive and significant relationship was demonstrated between level of
perceived agency and well-being.
While the studies reviewed offer different lenses in defining the term, the importance of
agency as a vital aspect of human development and well-being is widely espoused across these
studies, positioning it as a meaningful focus of investigation in this and future studies. Welzel
and Inglehart (2010) for example, describe agency as the primary human trait, suggesting that
human development itself is best understood as the maturation of a persons agentictraits (44).
The authors argue that it is agency that allows for instrumental adaptation to changing social,
political, economic and environmental conditions, and which explain both individual and societal
change over time. Agency, according to Welzel and Inglehart (2010), is the primary mechanism
by which humans adapt to their environmental contexts in order to meet both the demands and
needs for survival and to take advantage of opportunities that allow us to thrive.
As suggested earlier in this manuscript, several studies (e.g., Barnes, 2007; Bircher, 2000;
Gallagher, 2001; Hughs, 2000; Oliver, 1983; Oliver & Barnes, 2010; Tilsen & Nylund, 2008)
suggest that the medical model approach has served to impede the development of agency among
persons with disabilities by instilling a sense of deference, voicelessness, and diminished social
status in recipients of services. By contrast, advocacy centered service organizations are by
design oriented toward engagement with its members in a transformative process that raise
critical consciousness regarding status quo practices that limit inclusion of persons with
disabilities; develop skills of advocacy; promote leadership capacities; enhance perceived self-
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efficacy; and develop the collective capital across its membership (Pyles, 2009). These domains
of individual capacity derived through the experience of advocacy initiatives, are in turn
hypothesized to cultivate the development of personal agency.
Socio-Environmental Structure
The Evolutionary Human Development Model, with particular attention to the relationship
between status-dependent opportunities and restrictions inherent in the environmental structure,
and the Welzel et al. conceptualization of sequential adaptive mechanisms (Welzel & Inglehart,
2010; Welzel, Inglehart and Klingemann, 2003), provides sound contextual framework for
explaining the moderating effect of ones environmental structure on agency development. The
802 Conceptual Framework situates the environmental context as a moderating variable in that
an individuals status and experience within the environment is assumed to, in most cases, affect
the strength and direction (positive or negative) of the real and/or perceived access to
opportunities for thriving.
In modifying the Welzel et al. (2003; 2010) Evolutionary Human Development model
from an international/societal perspective of the socio-political-economic structure to a
community level frame of reference, the 802 Conceptual Model draws upon Germain and
Gittermans (1995) conceptualization of ecological systems framework (ESF) (also referred to as
person-in-environment (PIE) in the social work literature). ESF offers a perspective by which
we can examine the reciprocal relationships and interactions between a person and
environmental domains within which s/he interacts, makes choices, acts, and develops. Welzel
and Inglehart (2010) refer to the physical, social, economic, political and cultural domains of the
environment and - the practices that occur within them - as existential conditions, and argue
that they define the availability of opportunities to thrive. It is argued here that the employment,
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economic, and health disparities experienced by persons with disabilities described earlier in this
manuscript serve as sound evidence that the existential conditions and the essential resources and
opportunities provided through them are disproportionately denied to this population.
Individual and Group Fit Within the Social Structure and Agency
Both Welzel and Inglehart (2010) and Germain and Gittelman (1995) highlight the
importance of a persons status in gaining access to these opportunities, associating resource
access with the persons environmental fit (817). Environmental fit describes how a given
person or groups needs, rights, goals and capacities are perceived to contribute to - and be
supported by - the operations of the environment. Favorable fit suggests adequate adaptation
between the environment and the person, and promotes continued development and satisfying
social functioning, while poor fit impairs or impedes individual and group development, health
and social functioning ( Germain & Gitterman, 817). The notion of environmental fit is
further informed by Welzel & Inglehart (2010) who posit that the processes of stratification and
socialization serve to legitimize ideologies, beliefs, and practices that benefit the elite and
maintain a stratified status quo. A legitimized status quo defines a persons fit within the social
environment, and dictates what is and is not viable within a given social group.
Central to our study is Germain and Gittermans (1995) contention that status and fit within
the community directly impact a persons capacity to act in a self-directed, agentic way (818).
Germain and Gitterman (1995), who in referring to low status populations relationship to
environmental fit, write: [P]eoples life circumstances may be such that few options exist in
their environment, so personal choice and decisions are meaningless. If people have no control
over undesirable life events or financial security, then self-direction is threatened (818).
Several studies (Balcazar & Taylor-Ritzler, 2009; Chima, 2005; Turner & Turner, 2010) concur
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with the premise forwarded in the 802 Conceptual model that environmental constraints, notably
negative societal attitudes and valuation about persons with disabilities among the general
public, prospective employers and even rehabilitation professionals, undermine social and
economic opportunities across the social structure for persons with disabilities. Welzel and
Inglehart (2010) succinctly summarize, characterizing stratification and socialization processes
as potentially caging human agentic capacities (p. 47).
Effect of Environmental Fit on Intrapersonal Perceptions
Ones the environmental context, including the socialization received within that context,
also serves to influence intrapersonal perceptions and beliefs about oneself and ones referent
group(s) in relation to the larger society (Chima, 2005) which also affects the development of
agentic capacities (Welzel, Inglehart and Klingemann, 2003). Chima (2005) found that persons
with disabilities interpreted interactions with persons without disabilities to terminate sooner,
entail greater physical distancing during engagement, to be generally more negative, and to
produce greater levels of distress than did interactions with others with disabilities. Chima
(2005) suggests that consistent interactions of this nature may negatively influence self-concept,
leading to self-doubt fear of taking risks, fear of making mistakes, feeling inadequate, and
concerns about what others think (48). The environmental context is thus understood for its
biased utility in providing and dispersing resources and opportunities as well as for its effect on
individual and group psyche. Livingston & Boyds (2010) meta-analysis investigated the
relationship between internalized stigma related to mental illness and its various correlates and
consequences. Internalized stigma is defined by the authors as
a subjective process, embedded within a socio-cultural context, which may be
characterized by negative feelings (about self), maladaptive behavior, identity
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transformation, or stereotype endorsement resulting from an individuals experiences,
perceptions, or anticipation of negative social reactions on the basis of their mental
illness (2151).
The authors report that higher levels of internalized stigma was negatively and robustly (r-values
range from -.28 to -.58) related to lower reported measures of hope, empowerment, self-esteem,
self-efficacy, quality of life, and social support.
Welzel and Inglehart (2010) further suggest that existential conditions shape intrapersonal
perceptions about if and how a given opportunity makes sense given the socio-economic
environmental considerations, including ones likelihood of capitalizing on an opportunity given
his/her socio-cultural status. As a point of example, we might consider the utility of a woman
receiving professional training for work outside the home if she is situated in a highly patriarchal
society in which cultural values and practices heavily endorse the male breadwinner, female
motherhood paradigm. Under these environmental conditions, even if the opportunity for such
training became accessible, the slim likelihood of applying those skills in a way that might foster
thriving, significantly reduces the trainings utility. Accordingly, it is not just access to
opportunities, but also the calculation of the degree to which the opportunity holds utility to
advance thriving, given ones station in the social strata, that contributes to ones overall outlook.
The authors refer to the association between existential conditions and real or perceived
opportunities as the environment-utility link.
The underlying theory advanced by Welzel et al. (2003; 2010) suggests that the degree of
access or barriers and value of opportunities that exist within the social environment for a given
individual/group set in motion a sequence of adaptive beliefs and behaviors that reflect and
predict thriving or stagnating trajectories, which in turn predict the level and nature of agency
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developed. These sequences are described in the section below.
Sequence of Adaptive Mechanisms: Thriving Trajectory
The 802 Conceptual Model illustrates two general trajectories of human agency
development; the thriving and the stagnating sequence of adaptive mechanisms. The thrive
trajectory is situated at the top of the 802 model, and is identified by green boxes and arrows
designated A1-A4; the stagnation trajectory is situated at the bottom of the model, and is
identified by brown boxes and arrows designated B1-B4. A third trajectory emerging from the
blue box labeled Advocacy Oriented Service Provision, this studys predictor variable, is
explained later in this manuscript.
Thrive Perception: As discussed earlier, each trajectory is in large part determined by the
environmental conditions (opportunities/restrictions, socialization patterns) afforded a given
person or group in a stratified social structure. The model illustrates that individuals and groups
afforded high levels of opportunity and access due to their social positioning, privileges of race,
gender, and non-oppressed status, are more likely to have developed an optimistic perception of
the life options available to them. Welzel and Inglehart (2010) term this a thrive perception.
Emancipation Orientation: Bountiful opportunities, permissive conditions for choice, and
importantly, the existence of either formal protections (e.g., rights, laws) or informal norms of
acceptance, connectedness (e.g., social capital) that ensure equitable access to opportunities, in
turn, nourish the perception of possibility and vision for an autonomous, self-directed life (arrow
A2), referred to as an emancipation orientation (green box, top center) in the 802 model.
Welzel, Inglehart and Klingemann (2003) maintain that as opportunities for individual well-
being increase in an environmental structure, greater valuation on the development of individual
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and horizontal social capital emerges, while reliance on vertical authority relations that restrict
human autonomy (341), diminishes.
Promotion Strategies: An orientation that views the world as offering a range of viable
opportunities leads to (arrow A3) a prioritization of those opportunities, and the promotion of
strategies (green box, top right) that enrich human capital considered necessary to maximize the
successful attainment of valued goals. The process of establishing objectives and exercising
ones capacity and power in the attainment of those objectives enhances human agency (arrow
+A4) (Welzel, Inglehart and Klingemann, 2003; Welzel and Inglehart, 2010). Higher levels of
human agency generally creates a yet wider range of options for thriving, offering further
opportunity for development, and thus establishing a self-perpetuating cycle.
Sequence of Adaptive Mechanisms: Stagnating Trajectory
Threat Perception: Conversely, groups experiencing historic and contemporary oppression and
pressing existential conditions that restrict opportunities for thriving and impose conditions that
orient attention to survival/basic needs satisfaction are predicted to promote the development of
threat perceptions (arrow B1) among persons embedded in these environmental conditions.
Perceived threats may include concerns that are of economic, physical, social and/or political
nature. Mpofu and Wilson (2004) argued that a communitys opportunity structure, understood
as the mix of opportunities and related resources within a setting that are differentially
distributed relative to status (e.g. social class, ethnicity/race, physical/mental state), orients each
person to viable goals and strategies available to attain a desired end (e.g., employment). In
considering the effect of environmental structure on students with disabilities, the authors add
that that both real and perceived adverse societal attitudes, barriers to inclusion, and paternalist
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perspectives pose threats that negatively influence the students internalized belief systems about
disability, which serve to further narrow the scope of perceived opportunities within this
oppressed population (Mpofu & Wilson, 2004).
Deference Orientation: Viewing ones world through a lens that primarily focuses on threats to
survival and limitations for mobility advances a self-protective orientation and a valuation of
deference (arrow B 2) to the status quo, authority, and compliance with within-group norms
(Welzel & Inglehart, 2010; Welzel, Inglehart & Klingemann, 2003). Welzel, Inglehart and
Klingemann (2003) argue that the publics prevailing value orientations reflect the constraints
imposed upon human autonomy by greater or lesserpressing social conditions (347). The
authors contend that the social structure, the degree of opportunity afforded a particular group,
and that groups perception of access to opportunities for thriving shapes value orientation
(Welzel, Inglehart & Klingemann). Specifically, the authors contend that pressing social
conditions and the resulting threat perception that prevails serve to restrict the range of human
choice, and in doing so, reduce the expression and valuation of emancipatory ideals in favor of a
deference and conformity oriented perspective.
A deference value orientation, in this sense, may be manifest acceptance of ones position
and life circumstance, foreclosure on opportunities that are perceived to be out of reach, and
centering of attention on complying with authoritative entities (e.g. county, state social welfare
providers) who possess the power to grant or impede access to resources needed for basic
survival needs satisfaction. Such a response is well understood through the lens of Maslowian
(1988) theory, which suggests that, in the light of pressing survival needs, people will adjust their
aspirations to focus thinking and actions on meeting the most basic needs first, rationally
choosing to forego energy expenditure on goals that, in the present context, appear unattainable
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or of secondary importance (Maslow, 1988). Deference may also occur in relation to ones
primary reference group. This is reflected in the findings reported Quane and Rankin (1998)
who found that African American males residing in impoverished environmental contexts
characterized by low employment, low parental educational attainment, and high levels public
welfare utilization report homogenous peer group orientation in regard to skepticism related to
the utility of academic attainment as well as low expectations pertaining to acquiring
employment.
Prevention Strategies: Adaptation under restrictive environmental conditions dispose individuals
to engage in the development of what Wenzel and Inglehart (2010) refer to as prevention
strategies (arrow B3). Prevention strategies, which flow directly from ones orientation
regarding what is possible and viable given environmental opportunities and constraints, refer to
a focal interest in avoiding failure, and are characterized by downward aspiration and action
adjustment (Costa, McCrae & Zonderman, 1987) and implementation of survival-centered
strategies (Maslow, 1988). As indicated by the negative symbol associated with propositional
arrowB4, it is contended (Wenzel & Inglehart, 2003) that while prevention strategies may well
serve to alleviate perceptions of threat, they do not promote a valuation of emancipation that
leads to strategies to enhance human agency (arrow -B4).
Several studies have reported on the impact of the social environment and ones position
within it on expectations for the future. For example, Turley, Santos and Ceja (2007) effectively
argued that the colleges to which a student applies suggests what that student believes to be
realistic and expected, rather than what is aspired to, given their individual academic
performance as well as their social origin and status. The authors found that high levels of
parental education and family assets were associated with applications to prestigious schools,
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while lower family SES, as well as female gender, was associated with applications to less
prestigious colleges (Turley, Santos & Ceja, 2007). Turley et als (2007) study reflects how
relative perceived status in the environment shapes intrapersonal perceptions and expectations
regarding what is possible and viable within the environmental opportunity structure.
The Intervening Variable: Participation in Advocacy-Oriented Service Organization
By itself, Welzel and Ingleharts (2003) evolutionary model ofhuman development might
be interpreted as highly deterministic in nature; that once a trajectory has been embarked upon,
the outcome is a fait accompli, at least in the relative short term. It is suggested here that there is
nothing inherent in the Welzel et al. (2003; 2010) theoretical or conceptual framework that
precludes the introduction of a catalytic mechanism, such as participation in an advocacy-
centered service organization, to determine its effect on redirecting an individuals trajectory and
consequent development of human agency. As indicated in the 802 Conceptual Model, it is
argued that participation in a Freirean-informed advocacy program (positioned in the center of
the model, blue box) that incorporates a social model orientation may interrupt a presently
experienced deference trajectory (arrow C 1 -), and promote an emancipatory perspective and
value orientation (arrow C 2 +).
As an explanation of process, it is suggested here that an advocacy program that
incorporates a social model perspective and a Freirean (1970/1993) approach that emphasizes the
development of critical consciousness and praxis, termed conscientization (67), will promote the
insight, motivation, skill development and action necessary to redress social inequities
experienced within the social environment. Freires (1970/1993) conceptualization of
conscientization, which is itself grounded in Marxist critical theory, is comprised of two central
processes. The first entails a sequential process by which subjugated groups develop an increased
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level of critical consciousness through reflective discourse. This has been termed a
transformational process (e.g. Pyles, 2009). Horizontal, non-hierarchical dialogue is purported
to promote (1) enhanced awareness of shared conditions and consequences among members of
an oppressed group, (2) the identification of the structural causes that undergird these
conditions, (3) a vision of an alternative, more just arrangement of conditions, and (4) an
individual and collective inclination to confront the oppressive structure in the pursuit of the
alternative vision (Freire, 1970/1993).
The second component of Freires (1970/1993) process of conscientization is praxis
reflective action brought about as a result discourse (Freire, 1970/1993, p. 88) that is intended to
advance the process of changing the structural conditions that undergird the oppression
encountered by the group. An important tenet of Freires (1970/1993) model is that discourse
and reflective action must both occur if transformation is to be realized; while sacrifice of
discourse results in unreflective re-action that serves to divert subsequent dialogue (and thereby
impede deeper levels of critical consciousness), sacrifice of action following reflective discourse
amounts merely to empty verbalism.
Applied to the 802 Model, an individuals active participation in collective consciousness-
raising and advocacy-related actions are expected to: transform prior held beliefs and behaviors
that reflected, prior to participation, a deference orientation; facilitate the development of
individual and group objectives related to their shared experience of injustice; and reorient the
individual to opportunities to improve ones experience in the social environment that were not
evident prior. The process by which reorientation of perspective changes from deference to
emancipatory, the identification of group and individual objectives to address injustice, and
participation in advocacy-oriented action steps parallel the very definition of agency (Kotan,
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2010; Sen, 1999 ). These processes serve to catalyze the transformation of participants from
that ofobjects that unreflectively adapt to the conditions imposed upon them by the structures
and practices of a society, to more fully humanized subjects capable of envisioning and
potentially acting to advance the transformation of themselves and the world in which they co-
exist.
Discussion
The 802 Conceptual Model constitutes an initial effort to address a definitive gap in the
literature pertaining to the efficacy of participation in advocacy-centered services on the
development of individual agency among persons with disabilities. Several explanations,
including the relative deprivation theory (RDT) and the social identity theory (SIT) have been
forwarded to explain why people join in advocacy initiatives in the first place. The RDT posits
that people engage in collective advocacy in response to beliefs that their group has been treated
unjustly, or is deprived of certain rights and resources relative other groups (Runciman, 1966).
Similary , the SIT describes the effect of oppressive inter-group dynamics that influence intra-
group coalescence and advocacy-oriented behavior (Tajfel, H., & Turner, J.C., 1979). While the
literature includes a body of work that has empirically investigated these and other theories
pertaining to the social, psychological and pragmatic motivations underlying why individuals
engage in advocacy-related actions, lacking are conceptual and empirical accounts that describe
the effect of participation on individual outcomes such as improved agency, self-efficacy, social
capital and general health and well-being.
Exploration of the relationship between participation in advocacy-centered services on the
development of agency is intended to produce knowledge that may be of practical value in the
design and orientation of services made available to persons with disabilities. Service strategies
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that employ Freirean processes of conscientization and a social model orientation of disability
may be more consciously and consistently incorporated into existing service models, including
those that currently reflect a medical model perspective. Such a transition in service orientation
may be viewed as a continuation of a slowly-developing paradigmatic shift away from strict
adherence to medical model tenets and top-down, expert-guided practices. This transition has
been evidenced by a growing recognition of the ethical significance and efficacy of client-
centered service, respect for consumer self-determination, and the ubiquitously-cited if at times
poorly defined goal of enhancing client empowerment. Advocacy, as understood through a
Freirean and social model lens, extends the notion of empowerment from that which is bestowed
upon a marginalized group (e.g., see Narayan, 2002) to that which humanizes and legitimizes
marginalized individuals and groups (Friere, 1970/1993) as a result of their own conviction and
action; their own agency. Alternatively, advocacy-centered service strategies, if demonstrated to
generate optimal outcomes, may be incorporated as the primary technology of a service
organization, resurrecting Gibelman and Krafts (1996) contention that advocacy should be
institutionalized and strengthened as a program of service(43), rather than appended as a
peripheral afterthought.
All this being said, there exists a selection bias limitation in regard to translating the 802
Conceptual Model into an empirically-testable framework. As indicated earlier, relative
deprivation and social identity theories each suggest that conditions of oppression and
marginalization promote involvement in advocacy-related initiatives, largely fueled by anger and
a sense of solidarity resulting from common experience. This premise, which is well supported
in the literature, runs counter to Welzel and Inglehart (2010) proposition that low social status
and limited access of environmental resources and opportunities promote an orientation of
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deference. Clearly, there exists a range of responses to oppressive conditions and practices. Some
individuals will be predisposed toward traditional rehabilitation and counseling services that
position them in a more passive client role, and others that inspire a person toward a service
technology that seeks to redress the oppression. Pre-existing emancipatory predispositions make
it difficult to determine the unique impact of participation in an advocacy organization.
Given the lack of empirical investigation in this area, the potential focus of future research
is rich with opportunity. While the 802 Conceptual Framework is, by design, highly inclusive
across types of disabilities and levels of severity, gender, age and ethnicity/race, it stands to
reason that each of these factors may well moderate the effectiveness of participation in
advocacy-centered organizations. Of particular interest will be the intersectionality of these
factors, as it is expected that such cross sections will differentially define status, and thus
perspectives and decisions about choice and mobility in the social environment.
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