71304906 Protocol Rev 1

53

Transcript of 71304906 Protocol Rev 1

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 2 of 51

    2.0 KEY STUDY PERSONNEL AND FACILITIES

    Sponsor:

    Watson Laboratories, Inc., USA

    400 Interpace Parkway

    Parsippany, NJ 07054

    CRO:

    Novum Pharmaceutical Research Services (Novum)

    5900 Penn Avenue

    Pittsburgh, PA 15206

    Sponsors Representative:

    Nageshwar R. Thudi, PhD

    Director, Biopharmaceutics

    Watson Laboratories, Inc., USA

    Morris Corporate Center III

    400 Interpace Parkway, Parsippany, NJ 07054

    Tel: 862-261-7548

    Fax: 862-261-9711

    Email: [email protected]

    CRO representative:

    Gail Gongas

    Vice President, Clinical Trials

    Novum Pharmaceutical Research Services

    5900 Penn Ave., Pittsburgh, PA 15206

    Tel: 412-363-3300 x 522

    Fax: 412-362-5783

    Email: [email protected]

    Medical Monitor:

    Darin B. Brimhall, DO, FACP,CPI

    Medical Monitor

    Novum Pharmaceutical Research Services

    3760 Pecos McLeod

    Las Vegas, NV 89121

    Tel: 702-435-3739 x370

    Fax: 412-291-3171

    Email: [email protected]

    Biostatistician:

    Jianhua Liu, MSc

    Senior Biostatistician

    Novum Pharmaceutical Research Services

    5900 Penn Ave.

    Pittsburgh, PA 15206

    Tel: 647-779-6883

    Fax: 412-924-0522

    Email: [email protected]

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 4 of 51

    PRINCIPAL INVESTIGATORS SIGNATURE

    I _______________________________________, agree to conduct protocol 71304906 A Randomized,

    Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to

    Reference Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in

    Patients with Moderate to Severe Facial Erythema Associated with Rosacea in accordance with FDA

    regulations, ICH guidelines and Good Clinical Practice. I understand that no deviations from the protocol

    may be made without the prior permission of the Sponsor (Watson Laboratories, Inc., USA) or Novum

    Pharmaceutical Research Services, the company managing the study.

    ___________________________________ __________

    Principal Investigator Date

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 5 of 51

    3.0 TABLE OF CONTENTS

    1.0 TITLE PAGE ................................................................................................................................... 1

    2.0 KEY STUDY PERSONNEL AND FACILITIES ............................................................................ 2

    3.0 TABLE OF CONTENTS ................................................................................................................. 5

    4.0 SYNOPSIS ....................................................................................................................................... 8

    5.0 STUDY SCHEMATIC ................................................................................................................... 14

    6.0 LIST OF ABBREVIATIONS AND TERMS ................................................................................. 15

    7.0 INTRODUCTION ......................................................................................................................... 16

    7.1 Disease Being Treated ................................................................................................................ 16

    7.2 Availability and Efficacy of Already Approved Therapies ........................................................ 16

    7.3 Scientific and Statistical Considerations ..................................................................................... 16

    7.4 Justification for use of Placebo ................................................................................................... 18

    7.5 Risks and Benefits ....................................................................................................................... 18

    8.0 STUDY OBJECTIVES ................................................................................................................... 18

    9.0 INVESTIGATIONAL PLAN ......................................................................................................... 19

    9.1 Study Design and Plan Description ............................................................................................ 19

    9.2 Selection of Study Design ........................................................................................................... 20

    9.3 Selection of Study Population ..................................................................................................... 20

    9.3.1 Inclusion Criteria................................................................................................................. 20

    9.3.2 Exclusion Criteria ............................................................................................................... 21

    9.3.3 Restrictions During The Study ............................................................................................ 23

    9.3.4 Removal of Patients from the Study ................................................................................... 25

    9.4 Treatments ................................................................................................................................... 25

    9.4.1 Treatments Administration ................................................................................................. 25

    9.4.2 Identity of Study Products ................................................................................................... 26

    9.4.3 Method of Assigning Patients to Treatment Groups ........................................................... 27

    9.4.4 Study Blind ......................................................................................................................... 27

    9.4.5 Compliance ......................................................................................................................... 28

    9.5 Study Conduct ............................................................................................................................. 28

    9.5.1 Visit 1 (Day -14 to 1): Screening ........................................................................................ 28

    9.5.2 Visit 2 (Day 1): Randomization .......................................................................................... 29

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 6 of 51

    9.5.3 Visit 3 (Day 7 1): Study Completion or Early Discontinuation ....................................... 30

    9.6 Study Procedures ........................................................................................................................ 32

    9.6.1 Informed Consent ................................................................................................................ 32

    9.6.2 Demographics ..................................................................................................................... 32

    9.6.3 Medical History................................................................................................................... 32

    9.6.4 Vital Signs ........................................................................................................................... 32

    9.6.5 Lesion Count ....................................................................................................................... 32

    9.6.6 Concomitant Medication Use .............................................................................................. 32

    9.6.7 Pregnancy Test .................................................................................................................... 32

    9.6.8 Dispensing Study Drug ....................................................................................................... 33

    9.6.9 Collecting Study Drug ........................................................................................................ 33

    9.6.10 Dosing Instructions and Diary ............................................................................................ 33

    9.6.11 Dosing Compliance ............................................................................................................. 34

    9.6.12 Clinical Assessments............................................................................................................ 34

    9.7 Adverse Events ........................................................................................................................... 34

    9.7.1 Definitions ........................................................................................................................... 35

    9.7.2 Severity of Adverse Events .................................................................................................. 35

    9.7.3 Causality Assessment ........................................................................................................... 35

    9.8 Serious Adverse Events ................................................................................................................. 36

    9.8.1 Definition of a Serious Adverse Event ................................................................................. 36

    9.8.2 Reporting Serious Adverse Events ..................................................................................... 36

    10.0 STATISTICAL METHODS ........................................................................................................... 37

    10.1 Statistical Plan ............................................................................................................................. 37

    10.2 Determination of Sample Size .................................................................................................... 37

    10.3 Study Populations ....................................................................................................................... 38

    10.3.1 Per Protocol (PP) Population .............................................................................................. 38

    10.3.2 Modified Intent-to-Treat (mITT) Population ...................................................................... 39

    10.3.3 Safety Population ................................................................................................................ 39

    10.4 Baseline Comparability ............................................................................................................... 39

    10.5 Efficacy Endpoints ...................................................................................................................... 40

    10.6 Bioequivalence ............................................................................................................................ 40

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 7 of 51

    10.7 Superiority to Placebo Analysis ................................................................................................. 40

    10.8 Safety Analysis ........................................................................................................................... 40

    11.0 REGULATORY OBLIGATIONS .................................................................................................. 41

    11.1 Institutional Review Board ......................................................................................................... 41

    11.2 Study Documentation .................................................................................................................. 41

    11.2.1 Protocol ............................................................................................................................... 41

    11.2.2 Informed Consent ................................................................................................................ 41

    11.2.3 Protocol and Informed Consent Changes ............................................................................ 42

    11.2.4 Source Documents and Case Report Forms ........................................................................ 42

    11.2.5 Drug Accountability ............................................................................................................ 42

    11.2.6 Drug Storage ....................................................................................................................... 42

    11.2.7 Retention of Reserve Samples ............................................................................................ 42

    11.2.8 Return of Clinical Supplies ................................................................................................. 43

    11.2.9 Pregnancies ......................................................................................................................... 43

    11.2.10 Withdrawals due to Adverse Events ................................................................................... 43

    11.2.11 Reporting Safety Information to the IRB ........................................................................... 43

    11.2.12 Record Retention................................................................................................................ 44

    11.2.13 Study Monitoring and Auditing.......................................................................................... 44

    11.2.14 End of the Trial ................................................................................................................... 44

    11.2.15 Clinical Study Report ......................................................................................................... 44

    11.2.16 Termination of the Study .................................................................................................... 45

    12.0 REFERENCES ............................................................................................................................... 46

    13.0 APPENDICES ................................................................................................................................ 48

    13.1 Appendix A ..................................................................................................................................... 48

    13.2 Appendix B ..................................................................................................................................... 49

    13.3 Appendix C ..................................................................................................................................... 50

    13.4 Appendix D ..................................................................................................................................... 51

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 8 of 51

    4.0 SYNOPSIS

    Protocol

    Number

    71304906

    Title A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design

    Study to Evaluate the Safety and Therapeutic Equivalence of Brimonidine Topical

    Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference Product Mirvaso

    (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with

    Moderate to Severe Facial Erythema Associated with Rosacea

    Objectives 1. Evaluate therapeutic equivalence and safety of the test formulation Brimonidine

    Topical Gel, 0.33%, 30 gram fill (Watson Laboratories, Inc., USA) and the RLD

    Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in

    the treatment of moderate to severe facial erythema associated with rosacea.

    2. Demonstrate the superiority of the efficacy of the test and reference products over

    a placebo (vehicle) gel in the treatment of moderate to severe facial erythema

    associated with rosacea.

    3. Compare the safety of test, reference and placebo treatments in patients with facial

    erythema associated with rosacea.

    Sponsor Watson Laboratories, Inc., USA

    400 Interpace Parkway

    Parsippany, NJ 07054

    Study Products Test (A): Brimonidine Topical Gel, 0.33%, 30 gram fill (Watson Laboratories,

    Inc., USA)

    Reference (B): Mirvaso (brimonidine) topical gel, 0.33% (Galderma

    Laboratories, L.P., USA)

    Placebo (C): Topical gel base only (Watson Laboratories, Inc., USA)

    Route of

    Administration Topical application to the face

    Treatment

    Randomization 3:3:1 (Test: Reference: Placebo)

    Patient

    Population

    Up to 462 patients 18 years of age and older, with confirmed clinical diagnosis of

    rosacea will be enrolled to have 413 in the modified intent-to-treat (mITT) population

    and 371 in the per-protocol (PP) population. Patients should have fewer than 3 facial

    inflammatory lesions, and moderate to severe erythema according to both Clinicians

    Erythema Assessment (CEA) and Patients Self-Assessment (PSA).

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 9 of 51

    Study Design Patients will complete 3 visits:

    Visit 1 Screening (Day -14 to Day 1): Erythema severity will be assessed.

    Visit 2 Randomization (Day 1): Eligible patients will receive randomized study

    medication; first dose will be applied in the clinic; clinical assessment for

    erythema will occur prior to dosing (pre-dose) and 6 hours ( 10 minutes) post-

    dose.

    Visit 3 End of Treatment (Day 7 1): The last dose will be applied in the clinic

    on Day 7 ( 1); clinical assessment for erythema will occur prior to dosing (pre-

    dose) and 6 hours ( 10 minutes) post-dose.

    Patients will apply the study medication once-daily at home on non-clinic visit days

    (Days 2-6). Erythema severity will be assessed on Day 1 (pre- and post-application)

    and Day 7 (pre- and post-application), using CEA and PSA scores. Post-application

    assessments will be relative to baseline (pre-dose) assessments on the application day.

    Inclusion

    Criteria 1. Male or non-pregnant, non-lactating female, 18 years of age or older.

    2. Signed informed consent form, which meets all criteria of current FDA

    regulations.

    3. Females of child bearing potential must not be pregnant or lactating at

    Screening and Randomization (as confirmed by a negative urine pregnancy

    test with a sensitivity of less than 25 mlU/mL or equivalent units of human

    chorionic gonadotropin). Women of childbearing potential must agree to the

    use of a reliable method of contraception (e.g., total abstinence, IUD, a

    double-barrier method [such as condom plus diaphragm with spermicide],

    oral, transdermal, injected or implanted non- or hormonal contraceptive),

    throughout the study. A sterile sexual partner is not considered an adequate

    form of birth control.

    All females will be considered to be of childbearing potential unless they:

    Are post-menopausal, defined as women who have been amenorrheic

    for at least 12 consecutive months, without other known or suspected

    primary cause.

    Have been sterilized surgically or who are otherwise proven sterile

    (i.e., total hysterectomy, or bilateral oophorectomy) with surgery at

    least 4 weeks prior to Screening. Tubal ligation will not be considered

    a surgically sterile method.

    Female patients of childbearing potential are defined as:

    Women without prior hysterectomy, or who have had any evidence of

    menses in the past 12 months.

    Females who have been amenorrheic for 12 months, but the

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 10 of 51

    amenorrhea is possibly due to other causes, including prior

    chemotherapy, anti-estrogens, or ovarian suppression.

    4. Have a clinical diagnosis of facial rosacea and fewer than 3 inflammatory

    lesions on the face at Screening and at Randomization (before drug

    application on Day 1).

    5. Have moderate to severe facial erythema according to both CEA and PSA

    (i.e., an erythema score of 3 or more for each of the CEA and PSA) at

    Screening and at Randomization (before drug application on Day 1).

    6. Free from any systemic or dermatologic disorder (other than rosacea) that, in

    the opinion of the Investigator, will interfere with the study evaluations or

    increase the risk of AEs.

    7. Willing to minimize external factors that might trigger rosacea flare-ups (e.g.,

    hot environments, prolonged sun exposure, strong winds and emotional stress)

    within 24 hours of the Screening and Randomization visit.

    8. Any skin type or race, providing the skin pigmentation will allow discernment

    of erythema.

    9. Willingness and capability to cooperate to the extent and degree required by

    the protocol.

    Exclusion

    Criteria 1. Patients with particular forms of rosacea (rosacea conglobata, rosacea

    fulminans, isolated rhinophyma, isolated pustulosis of the chin) or other

    concomitant facial dermatoses similar to rosacea, such as peri-oral dermatitis,

    demodicidosis, facial keratosis pilaris, seborrheic dermatitis, acute lupus

    erythematosus, or actinic telangiectasia, that are present on the face (i.e., 5

    areas: chin, nose, both cheeks, and forehead), that in the opinion of the

    Investigator would interfere with study evaluations.

    2. Have 3 or more facial inflammatory lesions of rosacea.

    3. Have an erythema score of 2 (mild), 1 (almost clear), or 0 (clear) on the CEA

    and/or the PSA at Screening and at Randomization (before drug application

    on Day 1).

    4. Patients with excessive facial hair (beards, sideburns, moustaches, etc.) that

    would interfere with the diagnosis or assessment of rosacea.

    5. Patients with moderate to severe telangiectasial masses in the 5 areas of the

    entire face: forehead, chin, nose and each cheek, that would interfere with

    study evaluations.

    6. History of hypersensitivity or allergy to Mirvaso including the active

    ingredient brimonidine tartarate or other component within the formulation.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 11 of 51

    7. Facial laser surgery for telangiectasia (or other conditions) within 6 weeks

    prior to randomization.

    8. Exposed to excessive ultraviolet (UV) radiation within 1 week before

    Screening or Randomization visit and/or patient was unwilling to refrain from

    excessive exposure to UV radiation during the course of the study.

    9. History of blood dyscrasia.

    10. Current diagnosis of Raynauds syndrome, thromboangiitis obliterans,

    orthostatic hypotension, severe cardiovascular disease, cerebral or coronary

    insufficiency, renal or hepatic impairment, scleroderma, Sjgrens syndrome,

    or depression, or any other condition causing uncontrolled blood flow or

    blood pressure.

    11. Females who are pregnant, lactating or likely to become pregnant during the

    study.

    12. Significant history or current evidence of chronic infectious disease, system

    disorder, organ disorder or other medical condition that in the Investigators

    opinion would place the study patient at undue risk by participation.

    13. Patients with severe, unstable or uncontrolled cardiovascular disease.

    14. Patients who meet study restrictions at Screening and Randomization and/or

    unwillingness to comply with all restricted treatments as detailed in section

    9.3.3 of this protocol.

    15. Receipt of any drug as part of a research study within 30 days before dosing.

    16. Employees of the research center or Investigator.

    17. Previous participation in this study.

    18. Patients who are unable and/or unwilling to follow the study requirements,

    and procedures.

    Treatment

    Administration

    The patients will wash their face with Dove facial soap and gently dry before each

    study gel application. At Randomization (Visit 2), a designated site staff member will

    administer the first dose of randomized study medication with a gloved hand (a thin

    application of pea-sized amount to each of the 5 areas of the entire face: forehead,

    chin, nose and each cheek), preferably in the morning or early afternoon.

    Patients will be asked to dose at home for non-clinic visit days (Days 2-6), one

    application daily, at approximately the same time each day (preferably in the morning

    or early afternoon), as per provided dosing instructions. Patients will return to the

    clinic on Day 7 ( 1) for application of the last treatment by a designated gloved site

    staff member.

    Clinical

    Assessments

    Erythema will be assessed based on a 5-point scoring scale in the clinic by an

    Investigator (CEA) and a patient (PSA) at baseline (pre-dose) and at 6 hours ( 10

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 12 of 51

    minutes) post-dose on Days 1 and 7 ( 1). Refer to Appendix A.

    Confinement Patients will enter the clinic on Days 1 and 7 and will remain confined for 6 hours

    post dose. While in confinement the patients will remain in the ambulatory

    sitting/standing position. No strenuous activities will be permitted during

    confinement.

    Efficacy

    Endpoints

    Primary Endpoint:

    Proportion of patients with a clinical response of treatment success on Day 7 ( 1).

    Treatment success is defined as at least a 2-grade improvement on both CEA and PSA

    scores from baseline (pre-dose) on Day 7 ( 1) to 6 hours post-application on Day 7

    ( 1).

    Secondary Endpoint:

    Proportion of patients with a clinical response of treatment success on Day 1.

    Treatment success is defined as at least a 2-grade improvement on both CEA and PSA

    scores from baseline (pre-dose) on Day 1 to 6 hours post-application on Day 1.

    Safety

    Parameters

    The frequency, severity and relationship to the study drug for adverse events will be

    monitored. Localized AEs (identified in the treatment areas) and systemic AEs will be

    tabulated per patient.

    Evaluation of

    Therapeutic

    Equivalence

    and Superiority

    Therapeutic equivalence of the test product to the reference product will be evaluated

    in the PP population. If the 90% confidence interval (calculated using Yates

    continuity correction) for the absolute difference between the proportion of patients

    considered a treatment success (at least a 2-grade improvement on CEA and PSA over

    6 hours) in the test and reference groups is contained within the range [-20%, +20%]

    then bioequivalence of the test product to the reference product will be considered to

    have been demonstrated.

    Superiority of the test and reference gels against the placebo will be tested at the 5%

    significance level (p < 0.05; using two-sided, continuity-corrected Z-test) in the mITT

    population using last observation carried forward.

    Determination

    of Sample Size

    The primary statistical analysis of interest is the proportion of patients in the PP

    population with a clinical response of treatment success (at least a 2-grade

    improvement on CEA and PSA over 6 hours) at study Day 7 ( 1) (end of 7-day

    treatment period).

    The treatment success rate for the reference treatment group at the end of the 7-day

    treatment period is assumed to be 45% in the PP population. Assuming that the

    treatment success rate for the test treatment group will be an absolute difference of 5%

    higher than the reference success rate in this study, a sample size of 159 patients per

    active group will provide at least 82% power to demonstrate bioequivalence (i.e., the

    90% confidence interval (Yates continuity-corrected) of the absolute difference

    between the test and reference composite success rate rates is within a defined

    equivalence range [-20%, +20%]).

    The rates of treatment success for the placebo and active treatment groups at the end

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 13 of 51

    of the 7-day treatment period are assumed to be 10% and at least 40%, respectively, in

    the mITT population. Therefore, one-third of the number of patients will be enrolled

    in the placebo group as in each of the two active treatment groups to maintain an

    adequate sample size in the placebo treatment group. Assuming the conversion rate

    from mITT to PP will be about 90%, 177 patients in each of active groups and 59

    patients in the placebo group of the mITT population will provide at least 98% power

    to demonstrate superiority of active over placebo. Under the above assumptions, the

    overall study power to demonstrate bioequivalence and superiority is estimated to be

    at least 80% (0.82 x 0.98), assuming 100% correlation between the two superiority

    tests. To allow for about 10% of patients who may drop out from the study or are

    otherwise non-evaluable, up to 462 patients may be enrolled (198 in each active group

    and 66 in the placebo group).

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 14 of 51

    5.0 STUDY SCHEMATIC

    *Clinical assessments (both CEA and PSA): conducted at Screening and before application (pre-application) and at 6 hours post-application on

    Days 1 and 7 ( 1). Assessments conducted 6 hours post-application will allow for a 10 minute window at each interval. Patients will be

    administered first and last doses of blinded and randomized medication in the clinic on Day 1 and Day 7 ( 1), respectively. On these two study

    days, patients will remain in the clinic during the time interval between their pre- and post-dose erythema evaluations.

    ** Scheduled AE assessment: conducted before release from confinement. AEs will be assessed throughout the study.

    PROCEDURE

    Visit 1

    Screening

    Days -14 to 1

    Visit 2

    Randomization

    Day 1

    Visit 3

    End of

    Treatment

    Day 7 1

    Informed Consent X

    Demographics X

    Medical History X X

    Inclusion/Exclusion X X

    Vital Signs X X X

    Pregnancy Test X X X

    Lesion Count X X X

    Dispense Medication X

    Collect Medication X

    Dispense Dosing Diary X

    Collect Dosing Diary X

    Dose Application in Clinic X X

    Clinicians Erythema Assessment

    X* X* X*

    Concomitant Medication X X X

    Patients Self Assessment X* X* X*

    Adverse Events X** X**

    Discharge and End of Study

    Procedures

    X

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 15 of 51

    6.0 LIST OF ABBREVIATIONS AND TERMS

    ADR Adverse Drug Reaction

    AE Adverse Event

    C Celsius

    CEA Clinicians Erythema Assessment

    CRF Case Report Form

    CRO Clinical Research Organization

    eCTD electronic Common Technical Document

    F Fahrenheit

    FDA

    Galderma

    Food and Drug Administration

    Galderma Laboratories, L.P., USA

    ICF Informed Consent Form

    ICH International Conference on Harmonization

    IND Investigational New Drug

    IRB Institutional Review Board

    IUD Intrauterine Device

    LOCF

    mg

    Last Observation Carried Forward

    Milligram

    mITT Modified Intent-to-Treat

    NDA New Drug Application

    OGD Office of Generic Drugs

    OHRP Office of Human Rights Protection

    OTC Over-the-Counter

    PP Per Protocol

    PSA Patients Self Assessment

    RLD Reference Listed Drug

    SAE Serious Adverse Event

    SDTM Study Data Tabulation Model

    USA

    Watson

    United States of America

    Watson Laboratories, Inc., USA

    90%CI Ninety Percent Confidence Interval

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 16 of 51

    7.0 INTRODUCTION

    7.1 Disease Being Treated

    Rosacea is a chronic, inflammatory and vascular disorder affecting the face in adults aged

    30 to 60 years. Rosacea affects an estimated 16 million Americans.1 The condition is

    characterized by flushing and persistent erythema in the central facial area. Other

    cutaneous signs such as telangiectasia, papules, and pustules are typically present on the

    central portion of the face.2, 6

    The clinical appearance of rosacea can range from very

    mild (mild erythema on the cheeks) to severe (large numbers of inflamed lesions and

    nodular cysts overlying erythema and telangiectasia on the face, neck, and upper trunk).

    Triggers for the condition may include spicy foods, alcohol, emotional stress, sun

    exposure, and hot baths.3 The physical manifestation of rosacea on the face can result in

    embarrassment4, anxiety and frustration and can have a negative impact on the patients

    social life.5 Patients selected for this study will be considered to have persistent moderate

    to severe facial erythema of rosacea, with fewer than 3 facial inflammatory lesions.

    7.2 Availability and Efficacy of Already Approved Therapies

    There are a number of medications including topical metronidazole (Noritate), azelaic

    acid (Finacea), doxycycline, and oral antibiotics that are approved by the FDA for

    treatment of lesions (papules and pustules) in rosacea. However, their effectiveness in

    significantly reducing erythema has not been successfully demonstrated.7 In the absence

    of effective treatment, patients are frequently advised to avoid environmental and

    lifestyle triggers that can exacerbate erythema.8-10

    Mirvaso (brimonidine) topical gel

    0.33% (Galderma Laboratories) received FDA approval in August 2013. The active

    ingredient, brimonidine tartrate (BT) is a highly selective alpha-2 adrenergic receptor

    agonist, with potent vasoconstrictive activity. Clinical studies in support of the NDA for

    Mirvaso have shown that it can effectively and rapidly reduce erythema in rosacea, with

    effects lasting for up to 12 hours after application.11

    7.3 Scientific and Statistical Considerations

    Facial erythema of rosacea is thought to result from dysregulation in the cutaneuous

    vasomotor responses, which leads to abnormal, involuntary, and persistent dilation of

    facial blood vessels12-14

    . Alpha-2 receptor agonists have been reported to induce

    cutaneous vasoconstriction, and hence are considered strong candidates for treatment of

    erythema in rosacea.

    Clinical studies of Mirvaso

    evaluated treatment effects in adult patients with moderate to

    severe erythema associated with rosacea. These studies revealed that Mirvaso treatment

    exhibited a significantly higher rate of treatment success (2-grade improvement on both

    the Clinicians Erythema Assessment (CEA) and Patients Self-Assessment (PSA) over

    baseline at various times over 12 hours post-application on Days 1, 15 and Day 29 of

    treatment) compared to placebo (vehicle gel).11, 15-17

    In clinical studies supporting the

    NDA for the reference drug, Mirvaso, maximal treatment success was observed about 6

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 17 of 51

    hours following drug application, and the post-treatment success rates of Mirvaso were

    similar from first to last dose over the 4-week treatment period whereas those of the

    vehicle gel increased with duration of treatment.11, 16, 17

    Composite (treatment) success

    rates of 23%-30% and 3%-10% were observed for Mirvaso and vehicle gel,

    respectively, at the 6-hour post-application evaluation time on Days 1, 15 and 29 of

    treatment (see Figures 1-2 below).11

    The Office of Generic Drugs (OGD) recommends a clinical endpoint bioequivalence

    study in the treatment of moderate to severe rosacea.18-19

    NDA studies conducted for Mirvaso indicated that a similar treatment response was

    observed on Days 1, 15 or 29, based on 12 hour erythema assessments. Based on this

    information and discussions with Sponsor, a Day 1 and Day 7 treatment assessment was

    sought for this study.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 18 of 51

    The pivotal efficacy studies that supported the Mirvaso NDA showed similar rates of

    treatment success on Days 1, 15 and 29, with maximal success rates observed at about 6

    hours post-application of the gel. 11, 16, 17

    Based on data from these studies, additional

    evidence from a single-dose pilot study (71304909) conducted by Watson Laboratories

    Inc., USA for a generic formulation of Brimonidine Topical Gel, 0.33%, and discussions

    with the Sponsor, a clinical endpoint study evaluating responder rate at the start and end

    of a 7-day treatment period, with clinical assessments conducted at pre-dose and at 6

    hours post-application on each study day, was considered the optimal approach to

    minimize drug exposure to patients and to increase chance of demonstrating superiority

    of active treatments over placebo.11, 16, 17, 24

    7.4 Justification for use of Placebo

    To confirm the sensitivity of a clinical endpoint study to differentiate between two

    possibly bio-inequivalent products (i.e., to prevent a false positive result of

    bioequivalence) OGD/FDA recommends that a placebo group be included in such

    studies. In addition to the test product demonstrating therapeutic equivalence to the

    reference product, both the test and reference products should demonstrate statistical

    superiority to the placebo group.18-19

    7.5 Risks and Benefits

    The risks and benefits to patients enrolled in clinical research studies that include a

    placebo treatment group must be carefully considered based on three main criteria,

    namely: the disease being treated, the availability, efficacy and safety of already

    approved therapies and the scientific and statistical requirements of the desired outcome

    of the research study. The Office of Human Rights Protection (OHRP), a Division of the

    USA Federal Governments Department of Health and Human Services, has issued a

    detailed guidebook to Institutional Review Boards (IRBs) that includes discussion on the

    use of placebos in clinical studies.20

    Qualifying patients entering the active treatment period have a 14% chance they may be

    treated with placebo. Although the potential for any drug-related side effects of

    significance occurring during the study are low, the risk is higher in the two active

    treatment groups than in the placebo group.

    All patients enrolled in this study will receive the benefit of free specialized medical care

    beyond standard medical treatment that would be expected through most health insurance

    plans. In addition, the patient will receive a stipend for participation to cover costs and

    expenses associated with trips to the medical facility.

    8.0 STUDY OBJECTIVES

    The objectives of this study are to 1) evaluate the therapeutic equivalence and safety of the test

    product Brimonidine Topical Gel, 0.33%, 30 gram fill (Watson Laboratories, Inc., USA) and the

    marketed reference product, Mirvaso

    (brimonidine) topical gel, 0.33% (Galderma Laboratories

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 19 of 51

    L.P., USA) in treatment of facial erythema associated with rosacea, 2) demonstrate the superiority

    of the test and reference (active) treatments over placebo (vehicle) gel in the treatment of

    moderate to severe facial erythema associated with rosacea, and 3) compare the safety of test,

    reference and placebo treatments in patients with facial erythema associated with rosacea

    9.0 INVESTIGATIONAL PLAN

    9.1 Study Design and Plan Description

    This double-blind, randomized, placebo-controlled, parallel-design, multiple-site study

    has been designed to evaluate the therapeutic equivalence and safety of a generic product

    brimonidine topical gel, 0.33%, 30 gram fill (Watson Laboratories, Inc., USA) and the

    FDA Reference Listed Drug, Mirvaso

    (brimonidine) topical gel, 0.33% (Galderma

    Laboratories L.P., USA), in the relief of moderate to severe facial erythema associated

    with rosacea. Additionally, both the test and the RLD products will be tested for

    superiority against a placebo.

    At least 462 adult patients with moderate to severe facial erythema associated with

    rosacea will be randomized. To qualify for inclusion in the study, patients must be at least

    18 years of age, with a, diagnosis of facial rosacea. Please refer to section 9.3 for a

    comprehensive list of inclusion/exclusion criteria for the study. Before any study-specific

    procedures are performed, all patients will read and sign the IRB-approved informed

    consent form.

    Plan Description

    Screening, Visit 1 (Days -14 to 1)

    Patients will be screened for all inclusion/exclusion criteria prior to study

    enrollment.

    Randomization, Visit 2 (Day 1)

    Randomization: Patients will be assigned randomization numbers in a 3:3:1

    scheme for Test: Reference: Placebo.

    Baseline: Before dosing, patients will be assessed for facial erythema severity

    based on a 5-point scoring system (Refer to section 9.6.12 Clinical Assessments

    and Appendix A). Assessments will be carried out by Investigator (CEA) and

    patient (PSA), both of which will determine a baseline score.

    Randomized Treatment: Patients will be dispensed randomized study

    medication with instructions for dose application at home, once daily during non-

    clinic visit days. Patients will be administered the first application of blinded

    study medication in the clinic by a designated site staff member. Patients will be

    instructed not to apply the last dose until they arrive at the clinic for Visit 3.

    Post-Treatment Clinical Assessment: 6 ( 10 minutes) hours following first

    dose application, patients will be assessed for facial erythema as per baseline

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 20 of 51

    evaluation. Patients will remain in the clinic during the time interval between

    their pre- and post-dose erythema evaluations.

    End of Treatment, Visit 3 (Day 7 1)

    Baseline: Patients will return to the clinic before dosing to be assessed for facial

    erythema as per Day 1 baseline assessments.

    Randomized Treatment: Patients will be administered the last application of

    blinded study medication in the clinic by a designated site staff member.

    Post-Treatment Clinical Assessment: 6 ( 10 minutes) hours following last

    dose application, patients will be assessed for facial erythema as per baseline

    evaluation. Patients will remain in the clinic during the time interval between

    their pre- and post-dose erythema evaluations.

    All other Visit 3 procedures (refer to section 9.5.4) will be conducted for all

    patients who completed the study or terminated early.

    9.2 Selection of Study Design

    This study has been designed after a thorough review of a large number of clinical studies

    in rosacea including those conducted as a part of the NDA for the Reference Listed Drug

    (RLD) used in this study, Mirvaso

    (brimonidine) topical gel, 0.33% (Galderma

    Laboratories), draft guidances for rosacea therapies (including those that treat erythema)

    and results from a pilot study for the test formulation used in this study. 1-19, 24

    9.3 Selection of Study Population

    9.3.1 Inclusion Criteria

    1. Male or non-pregnant, non-lactating female, 18 years of age or older.

    2. Signed informed consent form, which meets all criteria of current FDA regulations.

    3. Females of child bearing potential must not be pregnant or lactating at Screening and

    Randomization (as confirmed by a negative urine pregnancy test with a sensitivity of

    less than 25 mlU/mL or equivalent units of human chorionic gonadotropin). Women

    of childbearing potential must agree to the use of a reliable method of contraception

    (e.g., total abstinence, IUD, a double-barrier method [such as condom plus

    diaphragm with spermicide], oral, transdermal, injected or implanted non- or

    hormonal contraceptive), throughout the study. A sterile sexual partner is not

    considered an adequate form of birth control.

    All females will be considered to be of childbearing potential unless they:

    Are post-menopausal, defined as women who have been amenorrheic for at

    least 12 consecutive months, without other known or suspected primary

    cause.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 21 of 51

    Have been sterilized surgically or who are otherwise proven sterile (i.e., total

    hysterectomy, or bilateral oophorectomy) with surgery at least 4 weeks prior

    to Screening. Tubal ligation will not be considered a surgically sterile

    method.

    Female patients of childbearing potential are defined as:

    Women without prior hysterectomy, or who have had any evidence of

    menses in the past 12 months.

    Females who have been amenorrheic for 12 months, but the amenorrhea is

    possibly due to other causes, including prior chemotherapy, anti-estrogens, or

    ovarian suppression.

    4. Have a clinical diagnosis of facial rosacea and fewer than 3 inflammatory lesions on

    the face at Screening and at Randomization (before drug application on Day 1).

    5. Have moderate to severe facial erythema according to both CEA and PSA (i.e., an

    erythema score of 3 or more for both CEA and PSA) at Screening and at

    Randomization (before drug application on Day 1).

    6. Free from any systemic or dermatologic disorder (other than rosacea) that, in the

    opinion of the Investigator, will interfere with the study evaluations or increase the

    risk of AEs.

    7. Willing to minimize external factors that might trigger rosacea flare-ups (e.g., hot

    environments, prolonged sun exposure, strong winds and emotional stress) within 24

    hours of the Screening and Randomization visits.

    8. Any skin type or race, providing the skin pigmentation will allow discernment of

    erythema.

    9. Willingness and capability to cooperate to the extent and degree required by the

    protocol.

    9.3.2 Exclusion Criteria

    1. Patients with particular forms of rosacea (rosacea conglobata, rosacea fulminans,

    isolated rhinophyma, isolated pustulosis of the chin) or other concomitant facial

    dermatoses similar to rosacea, such as peri-oral dermatitis, demodicidosis, facial

    keratosis pilaris, seborrheic dermatitis, acute lupus erythematosus, or actinic

    telangiectasia, that are present on the face (i.e., 5 areas: chin, nose, both cheeks, and

    forehead), that in the opinion of the Investigator would interfere with study

    evaluations.

    2. Have 3 or more facial inflammatory lesions of rosacea.

    3. Have an erythema score of 2 (mild), 1 (almost clear), or 0 (clear) on the Clinicians

    Erythema Assessment (CEA) and/or the Patients Self-Assessment (PSA) at

    Screening and at Randomization (before drug application on Day 1).

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 22 of 51

    4. Patients with excessive facial hair (beards, sideburns, moustaches, etc.) that would

    interfere with the diagnosis or assessment of rosacea.

    5. Patients with moderate to severe telangiectasial masses in the 5 areas of the entire

    face: forehead, chin, nose and each cheek, that would interfere with study

    evaluations.

    6. History of hypersensitivity or allergy to Mirvaso including the active ingredient

    brimonidine tartarate or other component within the formulation.

    7. Facial laser surgery for telangiectasia (or other conditions) within 6 weeks prior to

    randomization.

    8. Exposed to excessive ultraviolet (UV) radiation within 1 week before Screening or

    Randomization visit and/or patient was unwilling to refrain from excessive exposure

    to UV radiation during the course of the study.

    9. History of blood dyscrasia.

    10. Current diagnosis of Raynauds syndrome, thromboangiitis obliterans, orthostatic

    hypotension, severe cardiovascular disease, cerebral or coronary insufficiency, renal

    or hepatic impairment, scleroderma, Sjgrens syndrome, or depression or any other

    condition causing uncontrolled blood flow or blood pressure.

    11. Females who are pregnant, lactating or likely to become pregnant during the study.

    12. Significant history or current evidence of chronic infectious disease, system disorder,

    organ disorder or other medical condition that in the Investigators opinion would

    place the study patient at undue risk by participation.

    13. Patients with severe, unstable or uncontrolled cardiovascular disease.

    14. Patients who meet study restrictions at screening and/or unwillingness to comply

    with all restricted treatments as detailed in section 9.3.3 of this protocol.

    15. Receipt of any drug as part of a research study within 30 days before dosing.

    16. Employees of the research center or Investigator.

    17. Previous participation in this study.

    18. Patients who are unable and/or unwilling to follow the study requirements, and

    procedures.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 23 of 51

    9.3.3 Restrictions During The Study

    The following will not be allowed before or during study participation as per the below

    schedule:

    Treatments Examples (not all inclusive)

    Restriction

    Period/Washout

    Topical

    Treatments

    Prescription

    medications for the

    treatment of rosacea azelaic acid, metronidazole 4 weeks before Visit 1

    Topical

    Immunomodulators Tacrolimus, Pimecrolimus 4 weeks before Visit 1

    Topical

    Corticosteroids

    Betamethasone, Clobetasol,

    Fluocinonide, Triamcinolone,

    Fluticasone, Hydrocortisone,

    Alclomethasone 4 weeks before Visit 1

    Topical Prescription

    and OTC

    medication treating

    erythema and

    inflammation Diclofenac, Indomethacin Within 24 hours of Visit 1

    Topical antibiotics Neosporin, sulfacetamide sodium 2 weeks before Visit 1

    OTC facial cosmetic

    products

    Make-up, lotion, oil, creams,

    powder

    12 hours before Clinic

    Visits. Allowed on non-

    visit days, if only applied

    after study drug

    application

    OTC topical

    medications for

    treatment of acne

    Benzoyl peroxide, salicylic acid

    creams, face washes 1 week before Visit 1

    Astringents or

    abrasives Proactiv

    , witch hazel lotion 2 days before Visit 1

    Systemic

    Treatments

    Prescription

    medications for the

    treatment of rosacea

    doxycycline, tetracycline,

    macrolides 4 weeks before Visit 1

    Prescription

    medications for

    treatment of acne corticosteroids 4 weeks before to Visit 1

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 24 of 51

    Treatments Examples (not all inclusive)

    Restriction

    Period/Washout

    Systemic

    Treatments

    Corticosteroids,

    Immunomodulators

    Prednisone,

    Methylprednisolone,

    Hydrocortisone, Dexamethasone 12 weeks before Visit 1

    Retinoids Isotretinoin 6 months before Visit 1

    Antibiotics (effecting

    Rosacea) Tetracycline 4 weeks before Visit 1

    OTC anti-

    inflammatory drugs

    (excluding low-dose,

    e.g., 81 mg) Ibuprofen, Naproxen, Aspirin 1 week before Visit 1

    Prescription anti-

    inflammatory drugs

    Ibuprofen, Naproxen, Aspirin,

    Ketorolac, Celecoxib,

    Indomethacin, Diclofenac,

    Meloxicam 2 weeks before Visit 1

    Cardiac glycosides,

    alpha and beta

    adrenergic blockers or

    other antihypertensive

    agents

    Oxymetazoline, Nadolol,

    Propranolol, Prazosin,

    Doxazosin, Digoxin

    Patients will be excluded,

    if started these within

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 25 of 51

    Patients will be asked to abstain from the following items 24 hours before clinic visits:

    Caffeine (e.g., tea, coffee, caffeinated soft drinks including Pepsi, Coke)

    Rosacea trigger foods (refer to Appendix B)

    Patients will be allowed to consume these items on non-clinic visit days during the study,

    but will be asked to minimize exposure in order to prevent rosacea flare-ups.

    Patients will be questioned about all prescription and OTC concomitant medication use

    (including vitamins or nutritional supplements) at each study visit. All concomitant

    medications will be recorded in the patients source documents. Anyone who violates any

    listed restrictions may be dropped from continued participation in the study by the

    Investigator.

    During confinement, patients will be required to remain in the ambulatory sitting and/or

    standing position. No strenuous activities will be permitted during confinement.

    9.3.4 Removal of Patients from the Study

    Patients will be advised that they are free to withdraw from the study at any time for any

    reason or, if necessary, the Investigator may withdraw a patient from the study to protect

    the health of that patient. A patient may also be withdrawn for not complying with study

    procedures. The clinical report will include all reasons for early withdrawals.

    All patients who are randomized will be included in the safety monitoring tabulating all

    adverse events experienced after dosing. If a randomized patient terminates from the

    study early, all procedures performed up to that point will be used. In case of early

    termination the Investigator shall fully document the reason for early termination.

    9.4 Treatments

    9.4.1 Treatments Administration

    Patients will be instructed to apply study medication once a day, preferably in the

    morning or early afternoon, at approximately the same time, each day of the study

    duration.

    The first and last doses will be applied in the clinic at Visit 2 and Visit 3, respectively, by

    a blinded doser as outlined in steps below:

    The patients will wash their face with Dove facial soap and gently dry before

    study gel application. Each treatment will be administered by a designated site

    staff, Blinded Doser. The Blinded Doser will apply the study drug to the

    patients entire face (i.e., chin, nose, forehead, and both cheeks) at Visits 2 and 3.

    The Blinded Doser using gloves will gently and smoothly apply the gel in a thin

    even layer to the entire face, avoiding contact with the eyes and lips. In order to

    maintain consistency these application procedures will be followed for all

    patients.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 26 of 51

    The Blinded Doser will not be involved in any clinical assessments (i.e. CEA

    assessment) and will be instructed not to discuss the appearance of the study drug

    with any study personnel conducting evaluations. The Blinded Doser can be the

    Independent Dispenser.

    Each daily dose between Visits 2 and 3 will be applied by the patient, at home, according

    to instructions provided (Refer to Sections 9.4.5 Compliance and 9.6.10 Dosing

    Instructions and Diary). The last dose at home should be applied 24 ( 2) hours before

    Visit 3 baseline erythema assessment.

    9.4.2 Identity of Study Products

    Test (A): Brimonidine Topical Gel, 0.33%, 30 gram fill (Watson Laboratories,

    Inc., USA)

    Reference (B): Mirvaso (brimonidine) topical gel, 0.33% (Galderma

    Laboratories, L.P., USA)

    Placebo (C): Topical gel base only (Watson Laboratories, Inc., USA)

    All three study formulations will be supplied in 30 gram tubes with child resistant caps.

    All randomized study medication will be blinded and packaged in blinded sealed boxes.

    Each tube will be identified by a label bearing the protocol number, randomization

    number, a statement that the study medication is for Investigational Use Only and the

    Sponsors name. The delegated study staff will dispense the study medication tube only

    to those patients identified by the Investigator as eligible participants. The study staff will

    instruct the patients on the use and return of the study medication. The patient will be

    instructed not to discuss the appearance of the study medication tube with any study

    personnel conducting the study assessments i.e., the Investigator(s) or the Study

    Coordinator(s).

    Each study site will have at least one Independent Dispenser. The role of the

    Independent Dispenser is to dispense and collect study medication to/from the patients,

    maintain dispensing records, and ensure the study drug logs are complete and accurate.

    Individual tubes of study medication will be packaged in blocks of 7 based on the 3:3:1

    randomization (refer to section 9.4.3 of the protocol). The study medication will be

    shipped to each Investigators site from a centralized location. The Principal Investigator

    at each site is responsible for ensuring that all study medications are stored in a locked,

    secure location, with access limited to the Investigator and his/her designee(s). An

    accurate inventory of the study medication will be maintained in accordance with federal

    regulations. For every study drug shipment received at the Investigator Site, the

    Investigator (or designee) will randomly select at least one block of study drug for

    retention, unless otherwise instructed by the Sponsor and/or Novum. The selection

    process will ensure a sufficient amount of retention samples are retained as per Sponsor

    requirement. These blocks will be affixed with a label provided by Novum to be clearly

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 27 of 51

    marked as retention samples and are not to be used for dispensing to study patients. The

    selected retention samples will be retained at a third party storage facility (BioRepository

    Resources, LLC) under FDA regulations as study retention samples. 21

    Once the site has been notified that they may do so, all unused study medication and

    empty or partially used tubes of study medication, other than that randomly selected for

    retention samples will be returned to the Sponsor (Watson) or designee. It is important

    that retention samples not be returned to Novum, the Sponsor or the packaging company

    during or at the end of the study. Sufficient study medication tubes must be retained

    amongst the sites participating in the study to meet the sample retention requirements as

    outlined by the FDA. 21

    9.4.3 Method of Assigning Patients to Treatment Groups

    In order to maintain the study blind, the study medication will be packaged and blinded

    by an independent packaging company. The randomization will be generated in blocks of

    7 (3 test medication: 3 reference medication: 1 placebo). Seven (7) patients worth of

    study medication (3 tubes of test medication, 3 tubes of reference medication and 1 tube

    of placebo) will be packed into a larger box. This larger box will be designated one

    block of study medication. The study medication should be blinded, packaged and

    delivered to the study site in blocks.

    Randomization will be performed according to a computer-generated randomization

    scheme. Prior to dispensing study treatment, patients will be randomized to a treatment

    regimen in a blinded fashion by assigning randomization numbers in ascending

    sequential order starting with the lowest available randomization number at each site.

    The randomization number will consist of a 2-digit site number and 4-digit study drug kit

    number. The 4-digit study drug kit number will be obtained from the individual study

    drug box.

    A perforated or two-part label will be attached to each of the small sized boxes of study

    medication. Both pieces of the label will include the following information: Protocol

    number, randomization number, space for patients initials, statement that the study

    medication is for Investigational Use only, space for dispensing date and the Sponsors

    name. In addition all patients will be provided with written instructions on how to use the

    study medication. One part of the label shall remain attached to the box. The other part

    will be removed prior to dispensing and attached to patients Source documentation.

    Each patient will receive one box containing 1 x 30 gram tube of study medication; this

    quantity will suffice for the entire study duration. Each patient will maintain the same

    randomization number and treatment assignment throughout the study.

    9.4.4 Study Blind

    The Investigator, staff at the study site, study monitors, and data analysis/management

    personnel will be blinded to the patient assignment. The patient will be requested not to

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 28 of 51

    discuss the appearance of the study medication tube with the Investigator or study staff

    outside of the Independent Dispenser.

    To ensure that information that could potentially bias handling of data is not disclosed,

    the packaging company will hold the randomization scheme until after database lock. For

    each patient a perforated tear-off label containing the unblinding information will be

    placed in the patients chart, to be unblinded in case of medical emergency only. The

    patients chart containing the occluded unblinding label should be stored in a secure

    location at all times.

    Where possible, the Sponsor and/or Novum medical monitor should be contacted before

    breaking the blind for any patient. In the event the blind is broken for any reason Sponsor

    and Novum will be notified as soon as possible in writing of the details of the occurrence.

    At the conclusion of the study, after the database has been locked, each site will be sent a

    sealed envelope containing the full study randomization scheme that should be retained

    with the study documents in the event of an FDA Inspection.

    The tubes of test, reference and placebo products will be blinded with identical labels.

    This will allow the treatment phase of the study to be conducted under double-blind

    conditions, such that neither the patient nor the Investigator or study staff members will

    know the identity of the patients treatment.

    9.4.5 Compliance

    Patients will be provided with dosing instructions at Visit 2. One dose is equivalent to 1

    application of study product to entire face (i.e. 5 areas of the face: nose, forehead, both

    cheeks and chin), once a day.

    Patient compliance with respect to study medication administration will be calculated by

    analyzing the doses recorded in the provided dosing diary. Compliance criteria are as

    outlined in the table below.

    Compliance Criteria

    Study period Duration

    Scheduled

    doses

    not more than

    125% (doses)

    not less than

    75% (doses)

    Randomized

    treatment 7 days 7 8 6

    9.5 Study Conduct

    9.5.1 Visit 1 (Day -14 to 1): Screening

    1. Informed Consent: Patients who are willing to comply with study

    procedures will read and sign the informed consent form.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 29 of 51

    2. Baseline Demographics and Medical History: Confirm the patient has

    a clinical diagnosis of rosacea. Review the patients demographic and

    medical history.

    3. Dermatological Assessment: Patients should have a clinical diagnosis

    of rosacea with fewer than 3 inflammatory lesions on the face.

    4. Erythema Assessment: The Investigator will perform the Clinicians

    Erythema Assessment and confirm diagnosis of moderate to severe facial

    erythema associated with rosacea. Patients will perform the Patients

    Self-Assessment after appropriate instruction.

    5. Lesion Count: Perform a count of the inflammatory rosacea lesions.

    6. Vital Signs: Obtain the patients vital signs (blood pressure, pulse,

    respiration rate and temperature).

    7. Concomitant Medications: Review the patients use of concomitant

    medication within the last 6 months.

    8. Pregnancy Test: All females of child-bearing potential will have a urine

    pregnancy test performed. The test must be negative for the patient to be

    eligible for inclusion in the study.

    9. Inclusion/Exclusion Criteria: Confirm the patient meets all the

    inclusion/exclusion criteria.

    10. Schedule Visit 2: Patients will be instructed to return to the clinic for

    Visit 2 (as per the schedule determined by the site staff and patient).

    9.5.2 Visit 2 (Day 1): Randomization

    1. Medical History: Review and report any changes in the patients health

    status since Visit 1.

    2. Dermatological Assessment: Patients should have a clinical diagnosis

    of rosacea with fewer than 3 inflammatory lesions on the face.

    3. Lesion Count: Perform a count of the inflammatory rosacea lesions.

    4. Concomitant Medications: Review the patients use of concomitant

    medication since Visit 1.

    5. Pregnancy Test: All females of child-bearing potential will have a urine

    pregnancy test performed. The test must be negative for the patient to be

    eligible for inclusion into the treatment phase of the study.

    6. Pre-dose Erythema Assessment: The Investigator (who is not the

    blinded doser/independent dispenser) will perform the Clinicians

    Erythema Assessment. Confirm diagnosis of moderate to severe facial

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 30 of 51

    erythema associated with rosacea. Patients will perform the Patients

    Self-Assessment after appropriate instruction.

    7. Inclusion/Exclusion Criteria: Confirm the patient meets all the

    inclusion/exclusion criteria, following which the patient may be enrolled

    into the study and assigned a randomization number.

    8. Dispense Study Medication and Dosing Diary: The independent

    dispenser will dispense study drug. Patients will be provided their dosing

    diary, and receive instruction on how to dose, and procedures for

    recording doses, AEs and concomitant medications in their diary.

    9. Administer First Dose: Patients will gently wash their face with a mild,

    non medicated cleanser (e.g., Dove soap), rinse with warm water and

    pat dry. A designated member of staff will apply the first dose of

    blinded, randomized medication to patients with a gloved hand, in the

    clinic.

    10. 6 Hour Confinement Period: Patients will be asked to remain at the

    clinic for 6 hours following first dose application. They may be provided

    with a standard light meal (i.e., snacks and/or small meal) and

    refreshments during this period. All food provided will be in accordance

    with dietary restrictions in Appendix B.

    11. Post-dose Erythema Assessment: Following 6 hours ( 10 minutes) of

    the first dose, patients will undergo a post-dose erythema assessment

    (CEA and PSA) in a manner similar to the pre-dose assessment.

    12. Scheduled Adverse Events Assessment: Prior to release from

    confinement, an assessment of changes in patients health (since the

    application of the study medication) will be performed.

    13. Adverse Events: Review any adverse events reported by patient during

    the 6 hours after study medication application.

    14. Vital Signs: Obtain the patients vital signs (blood pressure, pulse,

    respiration rate and temperature).

    15. Schedule Visit 3: Patients will be instructed to return to the clinic for

    Visit 3 (as per the schedule determined by the site staff and patient) and

    not apply the last dose until they are in the clinic. Patients will be

    instructed to bring their study medication tube to the clinic for Visit 3.

    9.5.3 Visit 3 (Day 7 1): Study Completion or Early Discontinuation

    1. Lesion Count: Perform a count of the inflammatory rosacea lesions.

    2. Collect Dosing Diary: Review for dosing compliance.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 31 of 51

    3. Concomitant Medications: Review the patients use of concomitant

    medication since Visit 2.

    4. Adverse Events: Review any adverse events reported by patient since

    Visit 2.

    5. Pregnancy Test: All females of child-bearing potential will have a urine

    pregnancy test performed.

    6. Pre-dose Erythema Assessment: The Investigator (who is not the

    blinded doser/independent dispenser) will perform the Clinicians

    Erythema Assessment. Patients will perform the Patients Self-

    Assessment after appropriate instruction. CEA and PSA assessments at

    baseline should not be conducted 24 ( 2) hours before last study

    medication application at home (i.e., last dose before Visit 3).

    7. Administer Last Dose: Patients will gently wash their face with a mild,

    non medicated cleanser (e.g., Dove

    soap) rinse with warm water and pat

    dry. A designated member of staff will apply the last dose of blinded,

    randomized medication to patients with a gloved hand, in the clinic.

    8. Study Drug: Collect the study drug after the last dose has been

    administered.

    9. 6 Hour Confinement Period: Patients will be asked to remain at the

    clinic for 6 hours following last dose application. They may be provided

    with a standard light meal (i.e., snacks and/or small meal) and

    refreshments during this period. All food provided will be in accordance

    with dietary restrictions in Appendix B.

    10. Post-dose Erythema Assessment: Following 6 hours ( 10 minutes) of

    the last dose, patients will undergo a post-dose erythema assessment

    (CEA and PSA) in a manner similar to the pre-dose assessment.

    11. Scheduled Adverse Events Assessment: Prior to release from

    confinement, an assessment of changes in patients health (since the

    application of the study medication) will be performed.

    12. Adverse Events: Review any adverse events reported by patient during

    the 6 hours after study medication application.

    13. Vital Signs: Obtain the patients vital signs (blood pressure, pulse,

    respiration rate and temperature).

    14. Release: Discharge patient from study.

  • CONFIDENTIAL PROTOCOL

    A Randomized, Double-Blind, Multiple-Site, Placebo-Controlled, Parallel-Design Study to Evaluate the Safety and

    Therapeutic Equivalence of Brimonidine Topical Gel, 0.33% (Watson Laboratories, Inc., USA) to Reference

    Product Mirvaso (brimonidine) topical gel, 0.33% (Galderma Laboratories, L.P., USA) in Patients with Moderate

    to Severe Facial Erythema Associated with Rosacea

    71304906 July 2, 2014 Novum Pharmaceutical Research Services, Inc Page 32 of 51

    9.6 Study Procedures

    9.6.1 Informed Consent

    At Visit 1, each patient shall be required to read and sign the IRB approved Informed

    Consent Form. No patient will be entered into the study without reading, understanding,

    and signing an informed consent. For illiterate patients, verbal consent should be obtained

    in the presence of and be countersigned by a literate witness. If any other language is

    required, translation will be performed by a certified translator.

    9.6.2 Demographics

    At Visit 1, each patient shall be required to provide basic demographic information: date

    of birth, gender, ethnicity, race, and tobacco usage.

    9.6.3 Medical History

    At Visit 1, patients will be questioned about their rosacea history and must provide

    information on all symptoms and rosacea medications. The patients medical history,

    including any acute and/or chronic medical conditions and concomitant medication use

    (used within the last 6 months) will be recorded. At Visit 2 a review of the patients

    medical history and concomitant medication use since the previous visit will be

    performed and updates will be recorded. At Visits 1 and 2 medical history and

    concomitant medication recorded will be reviewed to determine eligibility for inclusion

    into the study.

    9.6.4 Vital Signs

    The patients vital signs will be recorded (pulse, blood pressure, temperature and

    respiration rate) at all three visits.

    9.6.5 Lesion Count

    At Visits 1 and 2 a dermatological exam will be performed by an Investigator to count the

    inflamed facial lesions of rosacea and will determine eligibility for inclusion into the

    study. At Visit 3 the Investigator will continue to perform lesion counts.

    9.6.6 Concomitant Medication Use

    At Visit 1 patients will be questioned about current and concomitant medication use over

    the previous 6 months. At Visits 2 and 3, patients will be questioned about ongoing or

    new concomitant medication use.