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    3GPP LTE Evolved Packet System(and what it has to do with Femtocells)

    A. Maeder, G. Punz, S. SchmidNEC Laboratories Europe

    [email protected]

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    [email protected]

    From GSM over UMTS to LTE and LTE-Advanced: the roots of

    next generation mobile network standards

    Overview of the Evolved Packet System Architecture

    Overview of E-UTRAN

    Femtocells in LTE/EPS

    Outlook on LTE-Advanced and beyond

    Outline

    BeFemto Winter School 20122

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    From GSM over UMTS to LTE and LTE-Advanced: the roots ofnext generation mobile network standards

    BeFemto Winter School 20123

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    Progression of cellular peak data rates

    GSM

    GPRS

    UMTS

    EDGE

    HSDPA

    WiMAXHSPA+

    LTE

    LTE-A

    WiMAX 2.0

    1

    10

    100

    1,000

    10,000

    100,000

    1,000,000

    1990 1995 2000 2005 2010 2015 2020

    Peak data rates over time

    DataRates[kBit/s]

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    2G 2.5G 3G 3.5G 4G B4G?

    Means to achievehigher data rates:

    More spectrum, moreefficient RRM, smaller

    cells (femtocells)

    ITU-R req. for IMT-Advanced

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    Motivations and Drivers for LTE/SAE (1/2)

    There seems to be a common understanding in the mobilecommunications industry that the technical and commercial

    evolution of this industry sector points towards an AIPN.

    User related and social drivers:

    affordable high-speed

    mobile access support of diverse mobile

    network services

    seamless serviceexperience across

    access technologies ability to obtain low-cost

    low-end services and highpriced high-end services

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    TR 22.987

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    Motivations and Drivers for LTE/SAE (2/2)

    Drivers from a business perspective: handle large volumes of IP traffic in a cost effective manner support user-to-user and user-to-multicast traffic incorporate non-3GPP access technologies with minimum impact interworking with other networks (considering mobility, security,

    charging and QoS)

    account for fixed/mobile convergence issues Drivers from a technology perspective significantly higher data rates to end-users multiple radio access systems

    Drivers from competing standards: Mobile WiMAX challenged market and technology leadership of

    3GPP systems

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    Convergence of radio technologies

    Five reasons why OFDMA has won: Robust in multipath environments due to cyclic prefix

    Flexible spectrum allocation by adjusting the number of OFDM subcarriers

    Efficient receiver hardware implementations

    Simple MIMO implementation in frequency domain

    Utilization of frequency diversity gain

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    TDMA/FDMA

    CDMA/WCDMA OFDMA

    2G 2.5G 3G 3.5G 4G

    GSM

    EGPRS/EDGE

    HSCSD

    IS-95CDMA

    2000

    UMTS

    Rel. 99

    1xEV-DO

    HSPA HSPA+ LTE Rel. 8LTE Rel. 10

    LTE-Advanced

    Mobile WiMAX

    (IEEE 802.16e)

    Mobile WiMAX 2

    (IEEE 802.16m)

    Fixed WiMAX

    (IEEE 802.16d)

    LTE-Advanced

    Rel. 11

    3.8G

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    Overview of 3rd Generation Partnership Project

    Founded 1998 by ARIB, ETSI, T1 (ATIS), TTA and TTC Current orginizational partners:

    ARIB (Japan), ATIS (US), CCSA (PRC), ETSI (EU), TTA (Korea), TTC (Japan)

    Market relationship to many otherinterest organizations, such asFemtoForum, GSMA, UMTS Forum, ...

    Scope: Originally: Technical specifications and reports for a 3G mobile system based on

    CEPTs GSM (Global System for Mobile Communication/Groupe Spcial Mobile)

    Resulted in Universal Mobile Telecommunication System (UMTS)

    Today responsible for many mobile communication technologies:

    Maintenance of GSM, GPRS and EGDE Further development and maintenance of UMTS/UTRAN Development of evolved UTRAN (E-UTRAN) and 3GPP core network evolution 3GPP considers the long term evolution

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    3GPP Standard releases

    Stable releases across all documents of all specification groups

    After freezing date, no new major features will be added Some major 3GPP releases:

    BeFemto Winter School 20129

    2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012

    UMTS Rel. 99

    UMTS Rel. 4

    UMTS Rel. 5 (HSDPA)

    UMTS Rel. 6 (Enhanced Uplink, HSPA)

    UMTS Rel. 7 (HSPA+)

    IMS

    LTE Rel. 8 (EPS)

    LTE Rel. 9

    LTERel 10

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    3GPP technical specification groups

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    Overall steering and managementAdoption of work items

    Maintenance/

    developmentof GSM/GPRS/

    EDGE RAN

    Maintenance/development

    of UMTS/HSPA/

    LTE RAN

    Systemarchitecture,

    servicecapabilities,

    codecs (inc. EPC)

    CN interfaces,protocols,

    interworking, IMS,terminals, SIM

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    Overview of the 3GPP Document Structure

    Subject of specification series 3G and beyond / GSM (R99 and later) GSM only (Rel-4 and later)GSM only (beforeRel-4)

    General information (long defunct) 00 series

    Requirements 21 series 41 series 01 series

    Service aspects ("stage 1") 22 series 42 series 02 series

    Technical realization ("stage 2") 23 series 43 series 03 series

    Signalling protocols ("stage 3") - user equipmentto network

    24 series 44 series 04 series

    Radio aspects 25 series 45 series 05 series

    CODECs 26 series 46 series 06 series

    Data 27 series 47 series (none exists) 07 series

    Signalling protocols ("stage 3") -(RSS-CN) andOAM&P and Charging (overflow from 32.-range)

    28 series 48 series 08 series

    Signalling protocols ("stage 3") - intra-fixed-network

    29 series 49 series 09 series

    Programme management 30 series 50 series 10 series

    Subscriber Identity Module (SIM / USIM), ICCards. Test specs.

    31 series 51 series 11 series

    OAM&P and Charging 32 series 52 series 12 series

    Access requirements and test specifications 13 series (1) 13 series (1)

    Security aspects 33 series (2) (2)

    UE and (U)SIM test specifications 34 series (2) 11 series

    Security algorithms (3) 35 series 55 series (4)

    LTE (Evolved UTRA) and LTE-Advancedradio technology

    36 series - -

    Multiple radio access technology aspects 37 series - -

    Technical realization of core network,

    mobility management, quality of service,IMS, etc.

    Some important specifications here:TS 23.401 , 23.402

    "Stage 1" refers to the service

    description from a service-users point ofview."Stage 2" is a logical analysis, breakingthe problem down into functionalelements and the information flowsamongst them across reference pointsbetween functional entities."Stage 3" is the concreteimplementation of the protocolsappearing at physical interfaces between

    physical elements onto which thefunctional elements have been mapped.

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    LTE PHY and MAC, LTE overalldescription document (TS 36.300)

    UMTS PHY and MAC

    Incl. mobility enhancements for HeNB

    http://www.3gpp.org/ftp/Specs/html-info/00-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/21-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/41-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/01-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/22-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/42-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/02-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/23-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/43-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/03-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/24-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/44-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/04-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/25-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/45-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/05-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/26-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/46-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/06-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/27-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/07-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/28-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/48-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/08-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/29-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/49-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/09-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/30-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/50-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/10-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/31-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/51-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/11-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/32-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/52-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/12-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/33-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/34-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/11-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/35-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/55-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/36-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/37-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/37-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/36-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/55-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/35-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/11-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/34-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/33-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/12-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/52-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/32-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/11-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/51-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/31-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/10-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/50-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/30-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/09-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/49-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/29-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/08-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/48-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/28-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/07-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/27-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/06-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/46-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/26-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/05-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/45-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/25-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/04-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/44-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/24-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/03-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/43-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/23-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/02-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/42-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/22-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/01-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/41-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/21-series.htmhttp://www.3gpp.org/ftp/Specs/html-info/00-series.htm
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    Overview of the Evolved Packet System Architecture

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    Basic Principles of the Evolved Packet System (EPS)

    The EPS comprises the Evolved Packet Core (EPC) and the EvolvedUTRAN (E-UTRAN)

    EPS is designed to be a purelypacket switched systemIMS (IP Multimedia Subsystem) targeted as voice service platform

    EPS for 3GPP accesses similar to GPRS Core,but more flat

    Reduction of nodes in user plane path: 4 3 nodes

    GTP remains main protocol for 3GPP accesses

    EPSenables interworking with non-3GPP accesses (WLAN,WiMAX, CDMA2000, ) IP Mobility between 3GPP accesses and non-3GPP accesses based

    on PMIPv6 (Proxy Mobile IPv6) or DSMIPv6 (Dual-Stack Mobile IPv6)

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    3GPPAccess

    EPS for 3GPP Accesses

    PDN GW: IP address allocation, charging and enforces QoS Serving GW: Local mobility anchor for intra-3GPP HO MME: Mobility management entity for intra-3GPP mobility, paging,

    authentication, bearer management, etc. PCRF: QoS and charging rule provisioning

    SGi

    S1-MME

    Operator's IPServices

    (e.g. IMS, PSS etc.)

    S10

    PCRF

    Gx Rx

    UE

    LTE-Uu

    S11S5Serving

    Gateway

    PDN

    GatewayS1-U

    S12

    S3

    SGSN

    S4

    UTRAN

    GERAN

    GTP Interface

    MME

    S6a

    HSS

    HPLMNVPLMN

    GTP or PMIP Interface

    E-UTRAN

    PCC Interface14 BeFemto Winter School 2012

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    3GPPAccess

    EPS for 3GPP Accesses

    PDN GW: IP address allocation, charging and enforces QoS Serving GW: Local mobility anchor for intra-3GPP HO MME: Mobility management entity for intra-3GPP mobility, paging,

    authentication, bearer management, etc. PCRF: QoS and charging rule provisioning

    S12

    S3

    SGSN

    S4

    UTRAN

    GERAN

    GTP Interface

    SGi Operator's IPServices

    (e.g. IMS, PSS etc.)

    PCRF

    Gx Rx

    S5Serving

    Gateway

    PDN

    Gateway

    S6a

    HSS

    HPLMNVPLMN

    GTP or PMIP Interface

    S1-MME

    S10UE

    LTE-Uu

    S11

    S1-U

    MME

    E-UTRAN

    PCC Interface

    SGi

    PCRF

    Gx

    S6a

    HSS

    Operator's IPServices

    (e.g. IMS, PSS etc.)

    Rx

    S5Serving

    Gateway

    PDN

    Gateway

    3GPPAccess

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    EPS for non-3GPP Accesses

    SGi

    PCRF

    Gx

    HSS

    Operator's IPServices

    (e.g. IMS, Internet)

    HPLMN

    Non-3GPPNetworks

    RxGxc

    S5

    S6a

    3GPPAccess

    ServingGateway

    PDNGateway

    S2b

    SWn

    UntrustedNon-3GPP

    Access

    UE

    SWu

    ePDG

    PMIP InterfacePCC InterfaceAAA Interface

    SWx

    S6b

    SWm

    SWa

    3GPP AAAServer

    STa

    S2a

    Gxa

    A-GW

    Trusted Non-3GPP Access

    Serving GW: Bearer binding PDN GW: Inter-access

    system mobility anchor

    ePDG: Security GWfor untrusted acesses

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    Quality of Service: Bearer Architecture

    QoS control in EPS is based on bearers: UEPDN-GW

    IP traffic is mapped to bearers by means of traffic flow templates (TFT)

    One-to-one mapping between radio bearer and S1 bearer

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    P-GWS-GW PeerEntity

    UE eNB

    EPS Bearer

    Radio Bearer S1 Bearer

    End-to-end Service

    External Bearer

    Radio S5/S8

    Internet

    S1

    E-UTRAN EPC

    Gi

    E-RAB S5/S8 Bearer

    Image source: TS 36.300

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    QoS and Policy Control (1/2)

    In LTE, QoS is enforced at the granularity of EPS bearers UE PDN GW (for GTP-based EPC)

    A EPS beareruniquely identifies traffic flows that receive a commonQoS

    A UE always has a Default Bearer, for all flows that do not require anyspecial QoS treatment

    Dedicated Bearersare established for all service data flowsthatrequire special QoS treatment

    The EPS bearer QoS profile includes the parameters QCI, ARP, GBR QCI: QoS Class Indicator is a reference to access node-specific

    parameters that control bearer level packet forwarding

    ARP: Allocation and Retention Priority; pre-emption

    capability/vulnerability GBR: Guaranteed Bit Rate

    QoS over IP Transport (i.e. between eNB and PDN GWs) is for allcases provided based on Differentiated Services (DiffServ) Mapping between EPS QoS Transport-level QoS

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    QoS and Policy Control (2/2)

    eNB PDN GWUE

    Traffic Flow Aggregates

    UL Packet Filter

    UL-PF RB-ID

    Traffic Flow Aggregates

    DL Packet Filter

    DL-PF S1-TE-ID

    RB-ID S1-TE-ID

    Ra

    dio Bearer

    S1 Bearer

    Application / Service Layer

    IP Transport Leg

    Serving GW

    DL Packet Filter

    DL-PF TNL QoS

    S1-TE-ID TNL QoS

    Packet classification can be performed by means of IP-5-tuple, DPI,

    PDN GW (GTP) for downlink traffic UE for uplink

    Downlink Bearer binding takes place in PDN GW for GTP based EPC

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    Policy and Charging Control (PCC)

    PCEF: Policy and Charging Enforcing Function enforces QoS policies on bearers Decides which traffic is bound to which bearers

    Decides to setup dedicated bearers for certain traffic types Located in PDN-GW

    PCRF: Provides policies and rules for PCEF

    BeFemto Winter School 201220

    Gy

    Gz

    Subscription Profile

    Repository

    (SPR)

    Rx

    AFSp

    Gx

    Offline

    Charging

    System

    (OFCS)Gateway

    PCEF

    Policy and Charging Rules Function(PCRF)

    Online Charging System (OCS)

    Service Data Flow

    Based

    Credit Control

    Gxx

    BBERF

    Provides policiesaccording to

    subscription plan

    Performs bearerbinding accordingto PCC rules andservice data flow

    template

    Credit accordingto QoS,

    home/visited

    network, closed-subscriber group(for HeNBs), time

    of day, etc

    Image source: TS 23.302

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    Default Quality of Service Classes

    These values are UE-to-PCEF (PDN-GW) QoS values QCI QoS parameters have to be mapped to scheduling and RRMparameters in the eNodeB , such as:

    Scheduling delay budget, bandwidth

    HARQ and ARQ parameters

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    QCI Resource Type PriorityPacket Delay

    Budget(NOTE 1)

    Packet ErrorLoss

    Rate (NOTE 2)Example Services

    1

    (NOTE 3)

    2 100 ms 10-2 Conversational Voice

    2(NOTE 3) GBR

    4 150 ms 10-3 Conversational Video (Live Streaming)

    3(NOTE 3)

    3 50 ms 10-3 Real Time Gaming

    4(NOTE 3)

    5 300 ms 10-6 Non-Conversational Video (Buffered Streaming)

    5(NOTE 3)

    1 100 ms 10-6 IMS Signalling

    6(NOTE 4) 6 300 ms 10-6

    Video (Buffered Streaming)TCP-based (e.g., www, e-mail, chat, ftp, p2p file sharing, progressivevideo, etc.)

    7(NOTE 3)

    Non-GBR7 100 ms 10-3

    Voice,Video (Live Streaming)Interactive Gaming

    8(NOTE 5) 8

    300 ms 10-6Video (Buffered Streaming)TCP-based (e.g., www, e-mail, chat, ftp, p2p file

    9(NOTE 6)

    9 sharing, progressive video, etc.)

    Source: TS 23.302

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    QoS and Policy Control Idea and Reality

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    The Internet

    MNO

    Video

    CloudsolutionsP-GW/PCCS-GW

    dedicated bearer

    default EPS bearer

    eNBUE

    PCC maps Internet trafficto EPS bearers, defines

    QoS requirements

    eNB performsscheduling accordingto QoS requirements

    The Internet

    MNO

    Video

    CloudsolutionsP-GW/PCCS-GW

    default EPS bearer

    eNBUE

    All Internet traffic ismapped to the default

    bearer

    All Internet traffic istreated in the same way

    Ideal case

    Reality today

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    Overview of E-UTRAN

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    E-UTRAN Basic principles

    Flat architecture if compared to UMTS (no RNC, all radio-related

    functions located in eNodeB) Minimize signaling towards EPC X2 interface between eNodeBs for hand-over, neighbor detection,

    interference coordination,

    Self-organizing network (SON) functions to mitigatemanagement overhead

    (Semi-) automatic configuration and optimization, e.g. neighborrelation, RACH optimization, PCI selection, mobility parameteroptimization

    Support for hand-overs to other RATs (radio access technologies) GPRS, UMTS CS-fallback, Single Radio Voice Call Continuity (SRVCC)

    Support for femtocells (HeNBs)

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    E-UTRAN Network Entities

    BeFemto Winter School 201225

    Image source: TS 36.300

    E-UTRAN

    E-UTRAN with HeNBsE-UTRAN with relay nodes

    EPC

    EPC

    EPC

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    Functional Split between E-UTRAN and EPC

    Functional split of RAN-related procedures between E-UTRAN andEPC

    Everything directly related to radio aspects is located in the E-UTRAN

    Management aspects (e.g. mobility management) is located in the EPC

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    internet

    eNB

    RB Control

    Connection Mobility Cont.

    eNB MeasurementConfiguration & Provision

    Dynamic Resource

    Allocation (Scheduler)

    PDCP

    PHY

    MME

    S-GW

    S1

    MAC

    Inter Cell RRM

    Radio Admission Control

    RLC

    E-UTRAN EPC

    RRC

    MobilityAnchoring

    EPS Bearer Control

    Idle State MobilityHandling

    NAS Security

    P-GW

    UE IP addressallocation

    Packet Filtering

    Source: TS 36.300

    S1-MME (control plane) for mobilitymanagement aspectsS1-U (user plane) for user data

    transport

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    LTE PHY/MAC Basic Principles

    OFDMA (Orthogonal frequency division multiple access) in downlink

    SC-FDMA (Single carrier frequency division multiple access) inuplink DFT-spread OFDMA, lower peak-over-average power ratio (increased

    power efficiency, lower cost)

    Scalable spectrum use: from 1.4MHz to 20MHz

    Localized or distributed resource allocation for frequency selectiveor frequency diverse scheduling

    Support for spatial multiplexing (MIMO/MU-MIMO) Frequency and time division duplex for paired and unpaired

    spectrum

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    Channel bandwidthBWChannel[MHz]

    1.4 3 5 10 15 20

    Transmission bandwidthconfiguration N

    RB

    6 15 25 50 75 100

    NRB: number of resourceblocks

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    Frame structure (FDD)

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    0 1 2

    Frame (10ms)

    0 1 2 3 4 5 19

    Subframe (1ms)

    Slot (0.5ms)

    0 1 2 3 64 5

    6 or 7 OFDM symbols

    cyclic prefixes

    Resource Block:6or 7symbols x 12subcarriers

    12

    subcarriers

    Reference symbols

    (two antennas)

    ResourceElement

    Master information block(MIB) in subframe 0 of each

    frame for cell acquisition;40ms TTI for MIB

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    Logical and physical channels

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    BCH PCH DL-SCHMCH

    Downlink

    Physical channels

    Downlink

    Transport channels

    PBCH PDSCHPMCH PDCCH

    Uplink

    Physical channels

    Uplink

    Transport channels

    UL-SCH

    PUSCH

    RACH

    PUCCHPRACH

    CCCH DCCH DTCH

    UL-SCHRACH

    Uplink

    Logical channels

    Uplink

    Transport channels

    BCCHPCCH CCCH DCCH DTCH MCCH MTCH

    BCHPCH DL-SCH MCH

    Downlink

    Logical channels

    Downlink

    Transport channels

    DownlinkUplink

    User plane data

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    LTE RAN Protocol Stack

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    Segm.ARQ etc

    Multiplexing UE1 Multiplexing UEn

    BCCH PCCH

    Unicast Scheduling / Priority Handling

    Logical Channels

    MAC

    Radio Bearers

    Security Security...

    CCCH

    MCCH

    Multiplexing

    MTCH

    HARQHARQ

    MBMS Scheduling

    PCHBCHDL-SCHDL-SCH MCH

    RLC

    PDCP

    ROHC ROHC...

    Segm.ARQ etc

    ...

    Transport Channels

    Segm.ARQ etc

    Security Security...

    ROHC ROHC...

    Segm.ARQ etc

    ...

    Segm. Segm.

    ...

    ...

    ...

    Robust Header Compression

    Mapping into LTE resource grid/frame

    Cyphering, integrityprotection (control plane)

    QoS scheduling

    RRC, User plane data, NAS, (GTP-based tunnels)

    Ack. Modes,Unack. Mode,

    Transparent Mode

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    Femtocells in LTE/EPS

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    Support for Home eNodeBs (HeNBs)

    HeNB: A HeNB is a Customer-premises equipment that connects a3GPP UE over EUTRAN wireless air interface to a mobile operators

    network using a broadband IP backhaul. Low-power, low-cost eNB with access control and IPsec

    Using same, licensed spectrum as macro eNBs

    Some requirements on HeNB capabilities (for more see TS 22.220) Operators are in full control of the radio interface of the HeNB

    Operators must be able to locate HeNBs to check conformance withregulations

    Operators can configure the HeNB, but configuration efforts should be

    minimized HeNBs support access control in open, closed or hybrid access mode

    UEs should display the CSG type and the HeNB name

    User should be able to scan for available HeNBs and manually select

    Integrityof the HeNB must be validated before communication

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    H NB A hi

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    HeNB Architecture

    HeNB is connected via S1-U/S1-MME to the EPC (i.e. to S-GW andMME)

    Optional HeNB-GW serves as concentrator for control plane date HeNB appears as MME towards HeNB, as eNB towards MME

    Security GW (SeGW) for IPSec tunnel management HeNB Management system for OA&M tasks (software updates, etc)

    HeNBGW

    EPC

    SeGW

    HeNB

    HeNB MgmtSystem

    S1-MME

    S1-U

    S1-MME

    S1-U

    HeNB

    S1-MME

    S1-MME

    S1-U S1-U

    X2

    eNB

    S1-U

    S1-MME

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    Since rel. 10

    Optional in

    EPS

    H NB A C l

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    HeNB Access Control

    Three types of access modes: open, closed and hybrid Closed Subscriber Group (CSG): List of UEs which are allowed to access a HeNB

    Each CSG has a CSG identity (CSGID) Access control is based on two lists:

    Allowed CSG List (ACL): CSGIDs maintained by the user (e.g. via web)

    Operator CSG List (OCL): pre-provisioned list of CSGIDs by the operator

    CSGID and access mode is broadcasted by HeNB

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    MMEUE

    ACL

    USIM

    Stored, if files are present

    NAS signaling (e.g. Attach,Detach, TAU, ServiceRequest) e.g. with manualCSG selection

    ACL

    Infor-mation

    check

    HSS

    Insert & PurgeSubscr. Data(Attach /Detach /Relocation)

    includes exp.time

    Home-eNB

    CSG-ID

    CSG-ID,CSGaccessmode

    User display,select

    OCL OCL

    Copy ofoperatorCSG list

    CopyofACL

    CSGServerOMA DM /

    OTA

    M bilit NB H NB

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    Mobility: eNB->HeNB

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    UE MMESource

    eNB

    HeNB

    GW*Target

    HeNB

    1. Reconfiguration

    (Report Proximity Config)2. Proximity Indication

    3. Reconfiguration

    (Measurement Config)

    4. Measurement Report(PCI)

    5. Reconfiguration(SI Request)

    6. BCCH (CGI, TAI, CSG ID)

    7. Measurement Report(CGI, TAI, CSG ID, Member

    Indication) 8. HO Required

    (Access Mode*, CSG ID*)

    10. HO Request(CSG ID*, Membership Status*)

    9. Access control based onreported CSG ID

    11. HO Request(CSG ID*, Membership Status*)

    12. Validate CSG ID

    13. HO Request Ack

    14. HO Request Ack

    15. HO Command

    16. HO Command

    If target HeNB is in CSG

    whitelist

    problem: PCI confusion if more than one HeNBs withthe same PCI in the source eNB coverage area

    Therefore UE has to obtain system information (SI)

    Before Rel.10: S1-based hand-overs

    Cell global identifier, tracking area id., CSG ID

    I t f di ti

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    Interference coordination

    1. Interference avoidance based on carrier aggregation (CA)

    Division of spectrum in primary and secondary component carriers (PCC,

    SCC)one PCC for each network layer (e.g. macro/femto) No control channel interference between layers

    2. Time-division multiplexing with almost blank subframes (ABS) Subframes are muted out (with exception of common RS, synch, PBCH)

    UE can hear macro cells during ABS. But: high interference variations.

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    f1

    f2

    f1

    f2

    control

    data

    Macro

    Femto

    Macro

    Femto

    LIPA d SIPTO

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    LIPA and SIPTO

    Current 3G (and LTE) architecture is not optimized for high-volumedata communications

    Main Problem:

    Todays mobile networksare highly centralized:

    Central gateways handleall mobile traffic

    All traffic needs to betunnelled to the core

    No caching support at

    network edge

    Transport and Mobile Coreinfrastructure becomes a bottleneckat central locations

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    eNB

    eNBeNB

    Service

    Infrastructure

    (e.g. AS, Content

    Servers/Caches)

    Network

    Infrastructure (e.g.

    Mobility Anchor)

    DSL/Cable Modem

    IP Edge Node

    HomeGW

    Network resource andprocessingbottleneck

    LIPA L l IP A

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    LIPA Local IP Accesss

    With LIPA, UEs connected to a HeNB are able to access the localIP network (just like with WiFi APs)

    Problem: mobility connection will be lost with outgoing HO

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    L-GW (local GW)mini-PDN-GW

    SIPTO S l ti IP T ffi Offl d

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    SIPTO Selective IP Traffic Offload

    Operators want to offload certain traffic from their core network

    Realized by local breakout gateways (L-GWs) Traffic is moved to the network edges

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    eNB

    eNBeNB

    Route Optimization

    Local Breakout

    DSL/Cable Modem

    IP Edge Node

    Home

    GW

    Local AccessMobile & Fixed

    Backhaul

    Indoor & Outdoor

    Femtocells (Small Cells)

    (Mobile) Cloud

    Network Infrastructure

    Fixed Mobile

    Convergence

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    Outlook on LTE-Advanced and beyond

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    Some Hot topics in 3GPP for LTE Advanced

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    Some Hot topics in 3GPP for LTE-Advanced

    Heterogeneous networks Mobility enhancements for HetNets

    Challenge: when to hand-over; how to acquire mobility-relevant information Enhanced (and further enhanced) inter-cell interference coordination (eICIC)

    Carrier aggregation Simultaneous use of several component carriers (CC)

    E.g. 2x20Mhz in DL, 10 MHz in UL

    Challenges for synchronization, MAC control, deployment, planning, Machine-type communication (MTC): M2M traffic has different

    characteristics and requirements

    Optimization in core and RAN for small messages from many devices

    Mobility optimizations

    Interfaces towards M2M operators

    User plane congestion control Fine-granular traffic management in congested scenarios

    Coordinated Multi-Point transmission (CoMP)

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