3g Basic Understanding

104
introduction to wcdma

Transcript of 3g Basic Understanding

Page 1: 3g Basic Understanding

•introduction to wcdma

Page 2: 3g Basic Understanding

Aim of Course• To attain a general understanding of UMTS systems

– GSM Evolution Towards UMTS

– 3g Standards

– Code Division Multiple Access Technology

– UMTS Network Elements and Architecture

– UMTS Air Interface

Introductory Session

Page 3: 3g Basic Understanding

Locator Slide

• 1st and 2nd Generation Cellular Systems Overview• 3rd Generation Drivers and Standards• CDMA Mobile Technology Overview• UMTS Architecture Overview• UMTS Air Interface

Locator Slide

Page 4: 3g Basic Understanding

Cellular Generations

• People talk about mobile technology in terms of generations:

– 1st Generation or 1G– 2nd Generation or 2G– 2.5G– 3rd Generation or 3G

• But what do these mean?

time

Data rate

Progress of data rates with time and generation

1978 1992 2000 2001

1st and 2nd Generation Cellular Systems Overview

Page 5: 3g Basic Understanding

1st Generation

• 1976+, though really the technology of the 1980’s

• Analogue modulation

• Frequency Division Multiple Access

• Voice traffic only

• No inter-network roaming possible

• Insecure air interface

1st and 2nd Generation Cellular Systems Overview

Page 6: 3g Basic Understanding

1st Generation Standards

• AMPS (Analogue Advanced Mobile Phone System)– North American Standard in cellular band (800MHz)

• TACS (Total Access Communications System)– UK originated Standard based on AMPS in 900MHz band

• NMT (Nordic Mobile Telephony System)– Scandinavian Standard in 450MHz and 900MHz bands

• C-450– German Standard in 450MHz band

• JTACS (Japanese Total Access Communications System)– Japanese Standard in 900MHz band

1st and 2nd Generation Cellular Systems Overview

Page 7: 3g Basic Understanding

1st Generation Planning

• Macrocellular– High sites for coverage driven planning– Antennas above roof height

• Frequency planning required– For networks with more cells than frequencies these

must be planned

• Large cell size – Around 30km

• Handover– Mobile only ever connected to a single cell

1st and 2nd Generation Cellular Systems Overview

Page 8: 3g Basic Understanding

2nd Generation

• 1990’s

• 1st system to use Digital modulation

• Voice and low rate circuit switched data

• Same technology allows international roaming

• Secure air interface

1st and 2nd Generation Cellular Systems Overview

Page 9: 3g Basic Understanding

GSM

• First networks in 1992• European developed standard, but

with worldwide subscriber base• Different frequency bands

– GSM450, GSM900, GSM1800, GSM1900

• Largest 2nd Generation subscriber base

• Frequency/Time Division Multiple Access

GSM phones from 1999/2000

1st and 2nd Generation Cellular Systems Overview

Page 10: 3g Basic Understanding

GSM Planning

• Macrocells and Microcells– Capacity driven planning

• Frequency planning required• Optional parameters requiring

planning– Hierarchical Cell Structures– Frequency Hopping– Discontinuous Transmission (DTX)– Power Control

• Simple subscriber/traffic analysis– Capacity limited by number of TRX’s

• Handover - yes

1st and 2nd Generation Cellular Systems Overview

Page 11: 3g Basic Understanding

D-AMPS/PDC• TDMA (D-AMPS)

– North American TDMA/FDMA based standard, based upon AMPS

– Predominantly used in North and South America

– ANSI-41 Core Network (American National Standards Institute)– Planning Similar to GSM

• PDC (Personal Digital Cellular)– Japanese TDMA/FDMA based standard– Predominantly used in Asia– Planning Similar to GSM

TDMA and PDC phones from 1999/2000

1st and 2nd Generation Cellular Systems Overview

Page 12: 3g Basic Understanding

CDMA One

• First networks in 1996• Derived from Qualcomm IS-95 Air interface• Largely American subscriber base with some

Asian networks• Code Division Multiple Access

– The closest 2nd generation standard to many of the 3rd generation standards

• ANSI-41 core network• Chip rate of 1.2288Mcps

1st and 2nd Generation Cellular Systems Overview

Page 13: 3g Basic Understanding

CDMA One Planning

• Macrocells and Microcells• Single Frequency

– multiple frequencies for hotspots

• Soft Handover (Multiple connections between mobile and network)

• Code Planning• Capacity Interference Limited (Capacity

reduces with interference)

1 Connection

2 Connections

3 Connections

1st and 2nd Generation Cellular Systems Overview

Page 14: 3g Basic Understanding

Worldwide Mobile Communications

0100200300400500600700 Second Generation -

D-AMPS

Second Generation -PDC

Second Generation -GSM

Second Generation -cdmaOne

First Generation -Analogue

Millio

n

Su

bscrib

ers

Year Source: Wideband CDMA for 3rd Generation Mobile Communications, Artech House, 1998

1st and 2nd Generation Cellular Systems Overview

Page 15: 3g Basic Understanding

Worldwide Mobile Subscribers

0

500

1000

1500

2000

1995 2000 2005 2010

European UnionCountries

North America

Asia Pacific

Rest of World

Millio

n

Su

bscrib

ers

Year Source:Third Generation Mobile Communications, Artech House, 2000

1st and 2nd Generation Cellular Systems Overview

Page 16: 3g Basic Understanding

2.5G

• Digital modulation

• Voice and intermediate rate circuit/packet

switched data

• Same technology roaming

• Secure air interface

• Based upon existing dominant standards

such as GSM and CDMA One

1st and 2nd Generation Cellular Systems Overview

Page 17: 3g Basic Understanding

GPRS• General Packet Radio Service• Enhancement to the GSM standard• Utilises

– Multiple Timeslots– Packet Switching

• Packet Switched Data typically to rates of 56 kbps to 115 kbps

1st and 2nd Generation Cellular Systems Overview

Page 18: 3g Basic Understanding

IS-95B

• Enhancement to CDMA One standard

• Utilises– High rate coding scheme– Combined code channels– Packet switching

• Packet Switched Data to rates of 114 kbpsQualcomm PDQ Smartphone

1st and 2nd Generation Cellular Systems Overview

Page 19: 3g Basic Understanding

Locator Slide

• 1st and 2nd Generation Cellular Systems Overview• 3rd Generation Drivers and Standards• CDMA Mobile Technology Overview• UMTS Architecture Overview• UMTS Air Interface

Locator Slide

Page 20: 3g Basic Understanding

IMT-2000

• International Mobile Telecommunications 2000 is a program focused on providing a single global standard for mobile communications

• Development started in 1985 as FPLMTS – Future Public Land Mobile Telecommunications System

• Proposed by the ITU (International Telecommunications Union)

3rd Generation Drivers and Standards

Page 21: 3g Basic Understanding

Who does IMT-2000 serve?

• Integrating all the following users– fixed– cellular– cordless– professional mobile radio– paging– satellite– specialised (aeroplane, etc)

3rd Generation Drivers and Standards

Page 22: 3g Basic Understanding

Aspects of IMT-2000 Networks3rd Generation Drivers and Standards

Page 23: 3g Basic Understanding

The Road to 3G

HSCSD

3rd Generation Drivers and Standards

•HDR – High Data Rate

ftp.tiaonline.org/uwc136

www.cdg.orgwww.3gpp.org

Page 24: 3g Basic Understanding

• ETSI-European telecommunication standard institute• UWCC- Universal Wireless Communications Consortia• CDG- CDMA development group• TIA- Telecommunications Industry Association• HDR- High dynamic range• 3GPP- 3rd generation partnership project• UWC136- Universal Wireless Communication (Is a standard

based on the advanced TDM A-EDGE technology)

3rd Generation Drivers and Standards

Page 25: 3g Basic Understanding

What are the IMT-2000 goals?• Data Rates

– Local area - 2 Mbps

• In office, stationary– Limited mobility - 384 kbps

• Urban pedestrian– Full mobility - 144 kbps

• Rural in car

• High spectrum efficiency compared to existing systems

• High flexibility to introduce new services

3rd Generation Drivers and Standards

Page 26: 3g Basic Understanding

IMT-2000 Spectrum

1800 20501900 1950 20001850 2100 2150 2200

ITU

Allocation

Europe

Japan

Korea

USA

1885 1980 20102025 2110 2170 2200

1920 1980 20102025 2110 2170 2200

1920 1980 2110 2170

2110 21701920 1980

1850 1910 1930 1990 2110 2200

MSS MSS

IMT-2000

Land Mobile

IMT-2000

Land Mobile UL

IMT-2000

Land Mobile UL

IMT-2000

Land Mobile

IMT-2000

Land Mobile DL

IMT-2000

Land Mobile DL

UMTS

Paired UL

UMTS

Paired DLMSS MSSUMTS

Unpaired

UMTS

Unpaired

IMT-2000

Land Mobile

PCS

UL

PCS

DLReserved

1900

DECTGSM 1800

1880

3rd Generation Drivers and Standards

Page 27: 3g Basic Understanding

IMT-2000 Spectrum

1800 20501900 1950 20001850 2100 2150 2200

ITU

(WARC-92)

Europe

Japan

Korea

USA

1885 1980 20102025 2110 2170 2200

1920 1980 20102025 2110 2170 2200

1920 1980 2110 2170

2110 21701920 1980

1850 1910 1930 1990 2110 2200

MSS MSS

IMT-2000

Land Mobile

IMT-2000

Land Mobile UL

IMT-2000

Land Mobile UL

IMT-2000

Land Mobile

IMT-2000

Land Mobile DL

IMT-2000

Land Mobile DL

UMTS

Paired UL

UMTS

Paired DL

UMTS

SAT

UMTS

SAT

UMTS

Unpaired

UMTS

Unpaired

IMT-2000

Land Mobile

PCS

UL

PCS

DLReserved

1900

DECTGSM 1800

1880

3rd Generation Drivers and Standards

Page 28: 3g Basic Understanding

3rd Generation Cellular2002+•Digital modulation

•Voice and high rate data

•Multi technology roaming

•Secure air interface

•Standards

• UMTS FDD (CDMA based)

• UMTS TDD (CDMA based)

• cdma2000 (CDMA based)

• EDGE (TDMA based)

3rd Generation Drivers and Standards

Page 29: 3g Basic Understanding

UMTS FDD• UMTS Frequency Division Duplex Mode

• Built onto enhanced GSM core network

• Utilises:– QPSK modulation (Quadrature phase shift keying)– Multiple channel coding and bearer rates– Variable spreading factors and multi-code transmission– CDMA– FDD

• Data up to rates of 2Mbps

3rd Generation Drivers and Standards

Page 30: 3g Basic Understanding

UMTS TDD• UMTS Time Division Duplex Mode

• Built onto enhanced GSM core network

• Utilises:– QPSK modulation– Multiple channel coding and bearer rates– CDMA– TDD

• Data up to rates of 2Mbps

• Will happen after UMTS FDD

3rd Generation Drivers and Standards

Page 31: 3g Basic Understanding

CDMA-2000• Built onto ANSI - 41 core network

• Utilises:– QPSK modulation– Multiple channel coding and bearer rates– CDMA– FDD– Multiple carriers on the downlink

• allows compatibility with cdmaOne– Synchronous operation

• Data up to rates of 2Mbps (typically less)

3rd Generation Drivers and Standards

Page 32: 3g Basic Understanding

EDGE• Enhanced Data for GSM Evolution

– Sometimes called E-GPRS (Enhanced GPRS)

• Enhancement to the GSM and TDMA standards

• Utilises:

– 8PSK Modulation– Possible 1.6 MHz carrier under IS-136– 8 Channel Coding Schemes– Multiple Timeslots (similar frame structure to GSM)– TDMA

• Data rates up to 384kbps (typically less)

3rd Generation Drivers and Standards

Page 33: 3g Basic Understanding

4th Generation...

3rd Generation Drivers and Standards

Page 34: 3g Basic Understanding

Locator Slide• 1st and 2nd Generation Cellular Systems Overview• 3rd Generation Drivers and Standards• CDMA Mobile Technology Overview• UMTS Architecture Overview• UMTS Air Interface

Locator Slide

Page 35: 3g Basic Understanding

Multiple Access Explained • Imagine you are in a cocktail party…

• Now imagine you are trying to talk to somebody

• If you are trying to listen to somebody you need to be able to pick out their speech from everybody else’s speech.

• Everybody is using the same medium to talk - the air in the room

CDMA Mobile Technology Overview

Page 36: 3g Basic Understanding

Terminology Explanation

• This is Multiple Access– Many conversations/channels share the

same medium

• There are a number of different Multiple Access (MA) strategies you can try:

– Time Division Multiple Access (TDMA)– Frequency Division Multiple Access

(FDMA)– Code Division Multiple Access (CDMA)

CDMA Mobile Technology Overview

Page 37: 3g Basic Understanding

TDMA at the Party• We divide time into a number of timeslots

• Everybody takes turns to speak within a timeslot

• Once everybody has spoken we go back to the start of the list and begin again - this is a frame

• This ensures that two conversations/channels don’t get confused.

• Conversation/Channel separation is provided in time.

• Bit of a problem if people speak too late or too early…– We may need guard periods between timeslots when nobody speaks

• People need to know when to speak…– We need signalling to tell people their timeslot

CDMA Mobile Technology Overview

Page 38: 3g Basic Understanding

TDMA

freq

uen

cy

time

User 1 User 1

Timeslot Period Frame Period

Idealised TDMA (with no guard periods)

Available Frequency Band

CDMA Mobile Technology Overview

Page 39: 3g Basic Understanding

FDMA at the cocktail party• We divide the available frequency band into a number of frequency channels of the

same channel bandwidth

• People speak continuously at different frequencies/pitches, and use earpieces to filter out frequencies they’re not interested in.

• Again this ensures that two conversations don’t get confused.

• Conversation/Channel separation provided in frequency.

• Bit of a problem as the filters aren’t perfect…– We may need guard bands between channels where nobody speaks

• People need to know the frequency of the conversation…– We need signalling to tell people their frequency channel

CDMA Mobile Technology Overview

Page 40: 3g Basic Understanding

FDMA at the cocktail party• FDMA is difficult to illustrate in terms of speech as everyone’s voice is at

a similar frequency.

• FDMA is the oldest form of multiple access technique.

• You have used FDM when you tune into a radio channel.

• Radio channels advertise their frequency. E.g. 95.1 MHz Capital.

CDMA Mobile Technology Overview

Page 41: 3g Basic Understanding

FDMA

freq

uen

cy

time

User 1

Frame Period (we may still need frames/timeslots for signalling)

Channel Bandwidth

Idealised FDMA (with no guard bands)

CDMA Mobile Technology Overview

Page 42: 3g Basic Understanding

FDMA and TDMA compared• FDMA can be used for digital or analogue systems

• TDMA is realistically a digital technology

• TDMA reduces interference effects (inter-modulation) by allowing only one user access to the system at a time.

• Digital signals are easier to buffer and re-process and therefore cope better with a unfriendly radio channel.

CDMA Mobile Technology Overview

Page 43: 3g Basic Understanding

FDMA/TDMA

• Of course we could also be clever and use a combination of TDMA and FDMA…like in GSM

• This is commonly referred to as simply TDMA

CDMA Mobile Technology Overview

Page 44: 3g Basic Understanding

CDMA Spreading•Essentially Spreading involves changing the symbol rate on the air interface

Identical codes

Tx Bit Stream

P

f

Code Chip Stream

Spreading

P

f

Channel

Air Interface Chip Stream

P

f

Code Chip Stream

Despreading

P

f

Rx Bit Stream

P

f

CDMA Mobile Technology Overview

Page 45: 3g Basic Understanding

Spreading and Despreading

Rx Bit Stream

Air Interface Chip Stream

Tx Bit Stream1

-1

Code Chip Stream

XSpreading

Code Chip StreamXDespreading

CDMA Mobile Technology Overview

Page 46: 3g Basic Understanding

Spreading and Dispreading with code Y

Air Interface Chip Stream

Tx Bit Stream1

-1

Code Chip Stream

XSpreading

XDespreadingCode Chip Stream Y

Rx Bit Stream

CDMA Mobile Technology Overview

Page 47: 3g Basic Understanding

Spreading in noise

• The gain due to Despreading of the signal over wideband noise is the Processing Gain

Signal

P

f

Spreading Code

Tx SignalP

f

Rx Signal (= Tx Signal + Noise)

fP

Channel

Wideband Noise/Interference

P

f

Spreading Code Signal

P

f

CDMA Mobile Technology Overview

Page 48: 3g Basic Understanding

Spreading in noise (time domain)

• Here, the message is recovered with a SNR of -6 dB. The spreading code is at a rate 8 times greater than the data.

CDMA Mobile Technology Overview

Run exe

Page 49: 3g Basic Understanding

CDMA in Cellular• Cellular systems have multipath propagation

with variable delay

• Channels from the same transmitter are no longer perfectly orthogonal

• i.e Channelisation codes are no longer perfectly synchronised

• Downlink Channels on the same cell will interfere with each other

• An ‘orthogonality factor’ (0.6 in urban macrocells typically)

– The orthogonality factor gives the percentage of interference that is rejected

CDMA Mobile Technology Overview

Page 50: 3g Basic Understanding

A Channelised Transmitter

Channel 1 Bit Stream

Channel 2 Bit Stream

Channel 3 Bit Stream

Pulse Shaping and Modulation

c1

c2

c3

s1

In a Base Station, channels are first spread and channelised using the channelisation codes, then combined and finally scrambled together.

Each base station will be allocated one of 512 primary scrambling codes.

CDMA Mobile Technology Overview

Page 51: 3g Basic Understanding

Types of Code• Summarising:

– Channelisation Codes•Are used to separate channels from a single cell or terminal•In DL uniquely identify users or channels & In UL distinguish channels in a UE.•Orthogonal variable spreading factor (OVSF)

– Scrambling Codes •Are used to separate cells and terminals from each other rather than purely channels

• Different base stations will use the same spreading codes with separation being provided by the use of different scrambling codes.

• Scrambling code is a 38,400 chip long code with 10ms rate.

• Different SC is unique for each cell in DL & each UE in UL.

• Scrambling is done by adding a scrambling code to the signal after it is spread by the channelization code.

S1

S2

S3

C1 C2 C3

C1 C2 C3

C1 C2 C3

CDMA Mobile Technology Overview

Page 52: 3g Basic Understanding

Pilot Channels

• Pilot channels are used in the cell selection process (i.e. “best server” means “strongest pilot”)

• Pilots contain no baseband information - no ‘bits’.• The pilot is spread by the all 1’s channelisation code.

– Effectively the pilot is the scrambling code

• The required pilot channel SNR is referred to as Ec/Io (EcIo)

CDMA Mobile Technology Overview

Page 53: 3g Basic Understanding

Soft Handover• Soft Handover is where more then one cell is in communication with a

terminal• The cells in communication with the terminal are known as an active set• The best serving cell is known as the primary cell - and maintains the

primary channel• Other channels are known as handover channels• The gain associated with soft handover is known as the macrodiversity

gain– This occurs due to the uncorrelated nature of fast fading between cells and

the variation in slow fading between cells– Note that slow fading is not entirely uncorrelated for different cells

CDMA Mobile Technology Overview

Page 54: 3g Basic Understanding

Hard Handover (e.g.GSM)

Handover Hysteresis

Margin

RX_Level

Direction of Travel

Cell A Cell B

Distance

In hard handover the mobile is only ever instantaneously connected to a single cell

CDMA Mobile Technology Overview

Page 55: 3g Basic Understanding

Soft Handover

• During soft handover more than one cell is in communication with the mobile.

MS

CDMA Mobile Technology Overview

Page 56: 3g Basic Understanding

Soft Handover (e.g. in CDMA One)

Active set = 1 = 2 = 1Pilot Ec/Io

T_ADDT_DROP

Cell A Cell A and Cell B Cell B

Direction of Travel

Add Time Delay Drop Time Delay

In soft handover the mobile may be instantaneously connected to more than one cell

Distance

CDMA Mobile Technology Overview

Page 57: 3g Basic Understanding

CDMA at the Cocktail Party - Cell Breathing

• The higher the noise at a party the louder you have to speak • You get to a point where you can’t shout louder and can’t have a conversation

where you are standing• The further away you are to the listener the louder you have to speak• If it is noisy only people standing close together can have a conversation• As it gets noisy the area that can be covered by a conversation decreases• Conversely the quieter it is then the area covered by a conversation can be

larger• This is called Cell Breathing and occurs in mobile CDMA networks

CDMA Mobile Technology Overview

Page 58: 3g Basic Understanding

Cell Breathing• An increase in traffic results in an increase in interference• Mobiles at the extremities of cells may be pushed out of the cells effective

coverage area due to decreased Eb/No

• This effect may occur over the course of 24 hours due to changes in traffic demand over peak hours

6am Noon 9pm

CDMA Mobile Technology Overview

Page 59: 3g Basic Understanding

Cell Breathing :- “good” or “bad” ?

. • Its disadvantage is that it leads to the creation of gaps in the network coverage.

• Its advantage is that it maximises capacity when it is demanded.

• The amount of cell breathing can be controlled by limiting the Noise Rise.

• It cannot, however be eliminated.

CDMA Mobile Technology Overview

Page 60: 3g Basic Understanding

Cell Breathing

.

Very rough rule of thumb.

Area shrinkage (%) =

Coverage with 3 dB Noise Rise

Coverage with 10 dB Noise Rise

Unloaded Coverage

5.17101100

NR

CDMA Mobile Technology Overview

Page 61: 3g Basic Understanding

More CDMA at the Cocktail Party - Power Control

• If somebody is shouting louder than they need, it increases the overall noise

• This is inefficient, as it reduces the number of people who can have conversations

• We need to speak as quietly as possible to maximise the number of simultaneous conversations.

• This is called Power Control in mobile networks

• In CDMA networks it is very important that this power control is efficient– We use fast power control with a much quicker feedback loop than in TDMA

networks

CDMA Mobile Technology Overview

Page 62: 3g Basic Understanding

Locator Slide• 1st and 2nd Generation Cellular Systems Overview• 3rd Generation Drivers and Standards• CDMA Mobile Technology Overview• UMTS Architecture Overview• UMTS Air Interface

Locator Slide

Page 63: 3g Basic Understanding

User Equipment

UMTS Terrestrial

Radio Access Network

Core Network

UU IU

UE UTRAN CN

UMTS Architecture Overview

UMTS High Level Architecture

New

Page 64: 3g Basic Understanding

Major Network Elements in UMTS

UU IU

UE UTRAN CN

CU

IUb

IUr

USIM

ME

Node B

Node B

Node B

Node B

RNC

RNC

MSC/VLR

SGSN GGSN

GMSC

HLR

PLMN, PSTN, ISDN

Internet, X25

Packet Network

Mobile Equipment

UMTS SIM

Radio Network

Controller

Radio Network

Controller

Serving GSN

Gateway GSN

Gateway MSC

Mobile Switching

Centre

Home Location Register

Iu-ps

Iu-cs

IUb

UMTS Architecture Overview

• GGSN - Gateway GPRS Support Node

• SGSN - Serving GPRS Support Node

• ISDN - Integrated services digital network

Page 65: 3g Basic Understanding

General UE Architecture

UU

UE

CU

USIM

ME

Mobile Equipment

UMTS SIM

UTRANTerminal

Equipment

UMTS Architecture Overview

Page 66: 3g Basic Understanding

Elements of the UE• Mobile Equipment (ME)

– The radio terminal used for radio communication over the Uu interface

• UMTS Subscriber Identity Module (USIM)– The smartcard that holds the subscriber

identity, authentication and encryption keys etc

• Additionally one can define a Terminal Equipment item that connects to the UE– This carries the application specific user

interface

UMTS Architecture Overview

Page 67: 3g Basic Understanding

General Core Network Architecture

IU

CN

MSC/VLR

SGSN GGSN

GMSC

HLR

Serving GSN

Gateway GSN

Gateway MSC

Mobile Switching

Centre

Home Location Register

Other SGSN

Other MSC

UTRAN

UTRAN

External Circuit

Switched Networks

External Packet Switched Networks

Iu-cs

Iu-ps

Gs

GnGn

Gr Gc

DD

Gi

FF

UMTS Architecture Overview

Page 68: 3g Basic Understanding

Functions of the CN

• Switching

• Service Provision

• Transmission of user traffic between UTRAN (s) and/or fixed network

• Mobility Management

• Operations, Administration and Maintenance

UMTS Architecture Overview

Page 69: 3g Basic Understanding

General UTRAN Architecture

UU IU

UE

UTRAN

IUb

IUr

Node B

Node B

Node B

Node B

RNC

RNC

Radio Network Controller

Radio Network Controller

Iu-ps

Iu-cs

IUb

CN (MSC)

CN (SGSN)

UMTS Architecture Overview

Page 70: 3g Basic Understanding

UTRAN

• UTRAN is the UMTS Terrestrial Radio Access Network

• The functions of UTRAN are:

– Provision of Radio Coverage

– System access control

– Security and privacy

– Handover

– Radio resource management and control

UMTS Architecture Overview

Page 71: 3g Basic Understanding

Elements of UTRAN

• Radio Network Controller– Owns and controls radio resources in its domain (BSC in GSM)– Service Access point for all services that UTRAN provides for the CN

• Node B– Acts as the Radio base station (BTS in GSM)

– Converts the data flow between the Iub and Uu interfaces

UMTS Architecture Overview

Page 72: 3g Basic Understanding

Radio Network Subsystem (RNS)• A Radio Network Subsystem consists

of:– A single RNC– One or more Node B’s– Cells belonging to Node B’s

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 73: 3g Basic Understanding

Radio Network Controller (RNC)

• Responsible for the use and integrity of the radio resources within the RNS

• Responsible for the handover decisions that require signalling to the UE

• Provides a combining/splitting function to support macrodiversity between different Node Bs

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 74: 3g Basic Understanding

Node B

• Logical node responsible for radio transmission / reception in one or more cells to/from the UE

• Dual mode Node B can support FDD and TDD mode

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 75: 3g Basic Understanding

Cell

• A cell is an area of radio coverage serviced by one or more carriers

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 76: 3g Basic Understanding

Interface in GSM

Page 77: 3g Basic Understanding

Major Interfaces in UMTS• There are four major new interfaces

defined in UMTS – Iu

•The interface between UTRAN and the CN

– Iur

•The Interface between different RNCs

– Iub

•The interface between the Node B and the RNC

– Uu

•The air interface

RNC

Node-B

RNC

UE

CN

Uu

Iu

Iub

Iur

UMTS Architecture Overview

Page 78: 3g Basic Understanding

Iub

• The Iub is the interface between the RNC and the Node-B

• The Node B effectively performs a relay function between the Iub and the Uu

• Thus the Iub needs to carry:– Layer 2+ signalling between the UE and the UTRAN– Signalling directly to the Node B

• To control radio resource allocation• General control of the Node-B• O&M Functionality

UMTS Architecture Overview

Page 79: 3g Basic Understanding

Iur

• The Iur is the interface between two RNCs

• Thus the Iur needs to support:

– Basic Inter RNC Mobility– Dedicated Channel Traffic– Common Channel Traffic– Global Resource Management

UMTS Architecture Overview

Page 80: 3g Basic Understanding

Iu

• The Iu is the interface between the Core Network and the UTRAN

• There are two instances of the Iu:

– The Iu-ps connecting UTRAN to the Packet Switched Network

– The Iu-cs connecting UTRAN to the Circuit Switched Network

UMTS Architecture Overview

Page 81: 3g Basic Understanding

Handover in UMTS• There are three basic types of handover

– Intra frequency handovers• Handovers between 2 UMTS codes at the same

frequency• These can be soft handovers

– Inter frequency handovers• Handovers between 2 UMTS carriers at different

frequencies• These are hard handovers

– Inter system handovers• Handovers between UMTS and GSM carriers• These are hard handovers

UMTS Architecture Overview

Page 82: 3g Basic Understanding

Handover Sets in UMTS• Active Set

– Cells forming a soft handover connection to the mobile.

• Candidate Set – All those cells with are not in active set but are

eligible to be active set.

• Neighbour Set– Those cells which are continuously monitored

but do not yet qualify for the Active Set.

UMTS Architecture Overview

Page 83: 3g Basic Understanding

Macrodiversity between Node B’s

• If an active set consists of two connections to cells parented to different Node Bs then the combining of the two channels occurs at the RNC

• This is known as a soft handover

• This doubles the transmission ‘cost’ of the call

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 84: 3g Basic Understanding

Macrodiversity between Cells on the Same Node B

• If an active set consists of two connections to cells parented to the same Node B

– combining of the two channels occurs at the Node B

• This is known as a softer handover• This has no transmission

implication • But does have capacity

implications, if cells are collocated.

RNC

Node B

Cell

Cell

Cell

Node B

Cell

Cell

Cell

Iur

Iu

Uu

UMTS Architecture Overview

Page 85: 3g Basic Understanding

= 2Cell A and Cell C

= 2Cell A and Cell B

Handover Decisions in UMTS

Pilot Ec/Io

Direction of Travel

Window_DROP

Drop Time Delay

Window_ADD

Add Time Delay Replace Time Delay

Window_REPLACE

Active set = 1Cell A

A Active

B Active

C Active

UMTS Architecture Overview

Page 86: 3g Basic Understanding

Locator Slide

• 1st and 2nd Generation Cellular Systems Overview• 3rd Generation Drivers and Standards• CDMA Mobile Technology Overview• UMTS Architecture Overview• UMTS Air Interface

Locator Slide

Page 87: 3g Basic Understanding

Contents and Session Aims

• This session aims to explain the protocols and operation of the air interface

– To give an overview of the UMTS specific operation of the air interface

UMTS Air Interface

•Overview of the Air Interface

Page 88: 3g Basic Understanding

Role of the Air Interface• To provide a number of bearer or physical channels

– supports data transfer over the radio path.

• To provide control channels

– to manage the cell

• To provide a number of traffic channels

– at an acceptable error performance and at various rates

• To provide signalling channels

– for call set up, etc.

UMTS Air Interface

Page 89: 3g Basic Understanding

Role of the Air Interface

• In providing all of this we must also:

• Ensure an efficient use of the available spectrum

• Minimise interference to other cells and services

• Minimise the use of power, particularly from the mobile

• Provide synchronisation

UMTS Air Interface

Page 90: 3g Basic Understanding

UMTS FDD Air Interface Overview

Parameter ValueMultiple Access Scheme Direct Sequence CDMADuplexing Method FDDChip Rate 3.84 McpsCarrier Spacing 5 MHzCarrier Spacing Raster 200 kHzFrame Length 10 msSlots per Frame 15Inter-cell Synchronisation NoneSpreading factor Variable (4-512)User Data Rate 8->384 kbps

UMTS Air Interface

Page 91: 3g Basic Understanding

Multiple Access Scheme• UMTS FDD mode makes use of CDMA

• In the case of UMTS this is commonly referred to as Wideband CDMA - WCDMA

• However there are elements of FDMA and TDMA in UMTS

– Common channels for paging (TDMA)

– Packet access share codes between UEs (TDMA)

– Multiple carriers are used per operator (FDMA)

UMTS Air Interface

Page 92: 3g Basic Understanding

Duplexing Method

• UMTS FDD mode makes use of Frequency Division Duplexing

– The UL and DL Channels are carried on separate carriers

• In the case of UMTS in Europe:– The Uplink band is between 1.92 and

1.98GHz– The Downlink band is between 2.11

and 2.17GHz – The Uplink/Downlink Separation is

190MHz1.8GHz

2.05GHz

1.9GHz

1.95GHz

2GHz

1.85GHz

2.1GHz

2.15GHz

2.2GHz

190MHz2.17GHz

2.11GHz

1.98GHz

1.92GHz

UL DL

UMTS Air Interface

Page 93: 3g Basic Understanding

Chip Rate• The chiprate used in UMTS FDD mode is 3.84Mcps

• This leads to a carrier bandwidth of approximately 5MHz

• This chip rate was chosen because it:– Could be generated simply from existing GSM clock rates– Provided a similar bandwidth to cdma2000 to allow shared use of filters

etc in UEs

UMTS Air Interface

Page 94: 3g Basic Understanding

Carrier Spacing and Carrier Spacing Raster

• The nominal carrier spacing for UMTS is 5MHz

• This was chosen to comply with the American market, where spectrum has been awarded in 5MHz blocks

• It is possible to move the centre frequency of the carrier on a 200kHz raster

5MHz

200kHz

UMTS Air Interface

Page 95: 3g Basic Understanding

Adjacent Channel Interference

• Adjacent channel interference may have a significant impact on UMTS capacity

• Required attenuation (by standards)– adjacent carrier 33dB– 2nd adjacent carrier 43dB

UMTS Air Interface

Page 96: 3g Basic Understanding

Inter Cell Synchronisation• Cells in a UMTS network are not synchronised in time with each

other.

• This is a significant difference from CDMA One which is synchronised.

• This removes the need for tight synchronisation between the base stations

• There is no need for GPS receivers at sites

– This makes implementation of Picocells and their integration with the network simpler as satellite Line of Sight is not required

UMTS Air Interface

Page 97: 3g Basic Understanding

Spreading Factor and User Data Rates

• UMTS has been designed to provide flexibility to allow the user to use multiple services, some of which we cannot foresee at the moment

• Rather than having a fixed bit rate and spreading factor, each of the channels on the user interface has a range of bit rates that can be used

• This makes the channels more complicated than for GSM…but certainly more flexible

UMTS Air Interface

Page 98: 3g Basic Understanding

Power Control• Power control commands are either Power Up or

Power Down.• Step size is usually 1 dB.• It is intended to compensate for fast and slow

fading.• Fast fading results from multi-path propagation

resulting in signal strength gradients of up to approximately 1 dB per centimetre in space.

• Mobile speeds faster than approximately 15 m/s may cause problems with power control.

UMTS Air Interface

Page 99: 3g Basic Understanding

Power Control – Power Rise• If the mobile reacts to Power

Control commands, it is usual for the average power to increase.

• This increases the level of interference experienced by neighbouring cells

• The difference between the average power level on a fading and non-fading channel is known as the Power Rise.

-5

0

5

10

15

20

25

Mobile Tx Pwr Average Non-fading

•Power Rise

Page 100: 3g Basic Understanding

Power Control – Soft Handover• A mobile near the edge of a cell will be causing almost as

much Noise Rise on the neighbouring cell as it is on the serving cell.

•Serving Cell•Neighbouring Cell

Page 101: 3g Basic Understanding

Power Control – Soft Handover• Establishing a second connection from the neighbouring cell

provides advantages on the uplink.• Tx power on the uplink is reduced by Macro-diversity: Eb/N0

estimate is passed to RNC that selects best connection.• Lower incidence of power up commands results in lower

Power Rise.

RNC

Page 102: 3g Basic Understanding

Power Control – Softer Handover

• If both active cells are on the same site, the handover is called “softer” handover.

• In this case, the benefits are greater as the two signals are combined using a maximal combiner.

• A maximal combiner is also used in the mobile.

Page 103: 3g Basic Understanding

Maximal Combiner

• In telecommunication, a maximal-ratio combiner is a diversity combiner in which

(a) The signals from each channel are added together

(b) The gain of each channel is made proportional to the rms signal level and inversely proportional to the mean square noise level in that channel

(c) The same proportionality constant is used for all channels

Page 104: 3g Basic Understanding