3.1_General Principles of Dynamic Design

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    3.1 General principles of dynamic design

    and specific applications

    Contents

    Introduction 1Units 2Sources of vibration 3Vibrational response of structures 4Design considerations 7Guides to specifications 11Design of pad foundations for machinery 12Spring mounted equipment 17Systems with two degrees of freedom 18Beats with multiple equipment 19Appendix A Use of general-purpose analysis software 20Appendix B Manual checking of dynamic response 21Appendix C Dynamic analysis and design for mining and other plant 25Appendix D Dynamic design issues for footbridges 28

    Appendix E Wind induced dynamics 29Appendix F Dynamic loads imposed by pneumatically-tyred vehicles 31Document revision history 36

    Introduction

    This document was originally published as Kinhills Technical Bulletin No 7/81,with some additional information separately published as addenda later. It has now

    been further supplemented with new material, and assembled as a complete document

    in a new form for use by KBR staff.

    The purpose of this document, Infrastructure Course 3.1, is to acquaint structural

    engineers with those aspects of vibration theory which are necessary for the design of

    structures subject to sources of excitation. Particular applications are addressed in

    Appendix Cfor mining and other machinery; Appendix Dfor footbridges or

    walkways; Appendix Efor wind sensitive structures; and Appendix Ffor the effect

    of pneumatic tyres.

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    Only the essence of the theory is presented, and the document explains the

    fundamental issues most relevant to day-to-day problems. It begins with an

    explanation of the sources of vibration and explains the difference between forced

    vibrations and resonance. The response of structures to vibration is then discussed,

    leading to a formulation of the principles of anti-vibration design and practical

    solutions. The acceptability of different levels of vibration is considered.

    The particular approaches to design of pad foundations for vibrating machinery are

    presented. This is a situation that is frequently encountered but poorly understood,

    and the preferred method of solution has been prepared as a spreadsheet.

    Practical advice is offered in terms of what should be included in specifications when

    issuing documents for purchase of machinery, with respect to information to be

    supplied and the boundary of responsibility for design of supporting structures. The

    question of what geotechnical information is required is also discussed.

    Appendix A offers some general guidance in the application of modern structural

    analysis software to the modelling of dynamics problems. Appendix B gives guidanceon manual checking of dynamic response, useful for a first assessment or for

    checking the sense of a computer analysis. Appendix F discusses the forces likely to

    be imposed on supporting structures by vehicles with pneumatic tyres.

    It should be noted that wherever the term amplitude is used in this document it refers

    to the mean-to-extreme excursion.

    Units

    When evaluating formulae in structural dynamics, it is essential that a consistent set of

    units is used throughout. Particular attention must be paid to the distinction between

    force and mass, with forces always expressed in absolute units rather than

    gravitational units.

    Table 1 below presents some alternative sets of consistent units. Only the

    fundamental units and some key derived units are given: any other derived units

    can be expressed in terms of the fundamental units.

    Table 1 Possible sets of consistent units

    Quantity Set 1 Set 2 Set 3

    Fundamental units:

    Length metre metre millimetre

    Mass kilogram tonne tonne

    Time second second second

    Rotational displacement radian radian radian

    Key derived units:

    Force newton kilonewton newton

    Stress / pressure / elastic modulus pascal kilopascal megapascal

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    Sources of vibration

    Any elastic system will vibrate if displaced from its rest position by a force and then

    released. This is called natural vibration, and the frequency of the vibration is called

    the natural frequency. Easily understood examples from the physics of our schooldaysare the tuning fork, or a weight on a spring, or a pendulum. Because some damping

    (i.e. absorption of energy) is always present, the amplitude of the vibration

    progressively dies down from its maximum value (the initial displacement) towards

    zero.

    In order to maintain an ongoing state of vibration, an input of energy is required to

    replace the energy dissipated by damping. Lightweight structures such as walkways

    can be excited merely by pedestrian traffic or the wind. However, the most common

    source of vibration with which engineers in industry are concerned is a pulsating force

    of regular frequency, usually caused by reciprocating machinery, out-of-balance parts

    of rotating machinery, or a combination of both. The types of machinery causing suchpulsating forces include:

    Motors and generators

    Turbines

    Compressors

    Vibrating screens, apron feeders or grizzlys

    Crushers (jaw and gyratory)

    Hammer mills

    Motor drives for drum screens, conveyors, etc.

    Most rotating machinery is intended to be dynamically balanced. However, with large

    machines it will be necessary to allow for some eccentricity of the centre of gravity of

    the rotating parts due to manufacturing tolerances or wear.

    At the other extreme, vibrating screens have a mass which oscillates, and this motion

    is generated by a deliberately out-of-balance mass on a motor-driven flywheel. Jaw

    crushers and gyratory crushers also have deliberate out-of-balance forces.

    In rotating machinery, the centripetal force set up is2

    meF=

    where is the out-of-balance massmis its eccentricitye

    is the rotational velocity (in radians/sec)The frequency in cycles per second (cps) is

    2=f

    It is normal, for structural design, to examine the structure or foundation for the effects

    of horizontal and vertical loads. Assuming the rotation is about a horizontal axis, the

    horizontal and vertical components of the dynamic forces vary with time as follows:

    ( )tmeFx cos2=

    ( )tmeFy sin2=

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    Since the peak force is the same in each case, and equal to the centripetal force, the

    above equations are of interest mainly in further theoretical analysis. They do,

    however, show that the two forces follow a simple harmonic pattern, rising to a peak,

    dropping to zero, then reversing in sign.

    The above are the forces acting at the shaft of the motor or flywheel, and with a rigidlymounted machine these are transmitted to the supporting structure. If the system is

    further suspended on a spring frame, as is the case for a vibrating screen, or on rubber

    mounting pads, then the force transmitted to the supporting structure will be modified.

    Vibrational response of structures

    FORCED VIBRATIONS

    A structure subjected to any fluctuating force will deflect in response to changes in

    that force, at the same frequency as the changes in the applied force. However, the

    amplitude of oscillation will differ from the static deflection which would have

    occurred under a steady application of the force. This condition is called forced

    vibration, and the designers primary concern is to ensure that the amplitude of the

    resulting vibrations will be at an acceptable level.

    HARMONIC VIBRATIONS

    Harmonic vibrations are a special case of forced vibrations. If all components of thefluctuating force are varying sinusoidally and at the same frequency, then the structure

    will settle into a steady state response in which every component of its displacement is

    varying sinusoidally. The frequency of these sinusoidally-varying displacements will

    be the same as that of the fluctuating force. This situation is known as harmonic

    vibration. It may take some time to establish itself, because any transient vibrations

    associated with start-up need to die away first.

    NATURAL VIBRATIONS

    As explained above, all elastic systems have one or more natural frequencies of

    vibration. For a concentrated mass attached to a mass-less elastic support without

    damping (a system with a single degree of freedom):

    M

    kfnn == 2

    where n is the natural frequency in radian/sec,is the natural frequency in cycles/sec,nf

    is the spring stiffness of the elastic support (the static force required to

    produce a unit deflection),

    k

    is the concentrated mass.

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    With damping, the natural frequency is modified slightly so that

    21 Dff nnd =

    where is the damping ratio as defined below.D

    RESONANCE

    As stated previously, the amplitude of vibration is not the same as the deflection that

    would occur if the applied load was static. As the frequency of the applied force

    approaches the natural frequency of the structural system the amplitude is greatly

    magnified, and the mathematical expressions show that without damping the

    amplitude would become infinite.

    There is always some energy loss or damping in the system, which prevents this

    situation from arising. However, for systems with low damping the amplitude can be

    magnified many-fold. This phenomenon is called resonance, and a primary aim of all

    dynamic design is to avoid it altogether by ensuring that the natural frequency of the

    system is well removed from the frequency of the oscillating applied forces.

    DAMPING

    Damping is dissipation of energy, from hysteresis within the material of the

    supporting structure itself, from frictional movement in bolted joints, slip between

    reinforcing rods and concrete, friction between soil particles, etc. An additional form

    of damping is applicable to pad foundations, where the vibrational energy is carried

    away to infinity by compression and shear waves in the soil: this is known as

    geometric or radiation damping.

    Critical damping is defined as the smallest amount of damping for which no

    oscillation occurs in the free response. The actual damping present in any system is

    then expressed as the ratio of the actual damping to the critical damping. This

    damping ratio ( ) is useful in assessment of likely oscillation amplitudes, and if it is

    not known safe approximations can usually be made.

    D

    Typical published values of damping ratios are given in Table 2 below, where only a

    broad range can be given for each type of structure since the damping is influenced by

    many factors and design details. It is useful to distinguish between damping in the

    bare structure and damping in non-structural elements (such as flooring, partition

    walls, furniture, mechanical services, equipment, etc.). This distinction underlies the

    Table's differences between general building structures (which usually have a variety

    of non structural elements), and pedestrian bridges (which usually have almost no

    non-structural elements).

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    Table 2 Typical published values of damping ratio

    Structure type Damping ratio

    General building structures:

    Continuous steel structure 0.020.04

    Bolted steel structure 0.040.07

    Prestressed concrete structure 0.020.05

    Reinforced concrete structure 0.040.07

    Lightweight pedestrian bridges:

    Steel 0.0030.005

    Composite 0.0040.008

    Reinforced concrete 0.0080.020

    Prestressed concrete 0.0050.017

    Miscellaneous:

    Small diameter piping system 0.010.02

    Large diameter pipes 0.020.03

    MAGNIFICATION OF AMPLITUDE

    As a starting point, it is necessary to calculate the deflection that would be caused by

    the out-of-balance force ( ) if it were statically applied. The dynamic displacement

    amplitude varies from this static deflection as follows:

    F

    staticdstatic MDrr

    a =+

    =222 )2()1(

    1

    where ris the ratio of the operating frequency to the undamped natural frequency,

    D is the damping ratio as already defined,

    Md is called the dynamic magnification factor.

    At low operating frequency, the amplitude is the same as the static deflection, with the

    structural response being in phase with the applied force. As the frequency of the

    applied force increases towards the natural frequency of the system, the amplitude

    becomes greatly magnified. Because of the presence of damping, the peak amplitude

    occurs at a slightly lesser frequency than the natural frequency. As the frequency of

    the applied force increases beyond the resonant frequency, the magnification

    decreases. By about 1.4 times resonance the magnification has dropped below 1. The

    physical explanation of this is that the oscillating force cannot accelerate the mass

    quickly enough to achieve the static deflection before the force starts to act in the

    other direction.

    As a rough rule, undesirable amplification occurs if the frequency ratio rlies between

    0.5 and about 1.3. The upper range requires more careful interpretation. We are not

    usually looking at the case of a machine whose operating speed is increasing. Usually

    we are concerned with designing for a fixed, or nominal, operating speed, and then we

    vary the design of the structure or foundation to change its natural frequency, aiming

    to move it further away from the operating frequency.

    If the frequency ratio is low, i.e. below 1, the natural frequency is higher than the

    applied frequency, so design modifications usually aim to make the structure stiffer.

    This decreases both the static deflection and the dynamic magnification that applies to

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    that static deflection. In addition, the machine will not pass through resonance during

    start-up and close-down.

    On the other hand, if the frequency ratio is high it means that the natural frequency is

    low relative to the operating frequency, probably because the stiffness of the structure

    is also low. Any further reduction in structural stiffness will increase the staticdeflection, and this increase in static deflection will usually more than offset any

    benefit obtained from a reduction in dynamic magnification. (It is generally difficult

    to change the mass significantly, except for foundations as discussed later in this

    document.) An added problem in the case of a high frequency ratio is that resonance

    can occur during start-up, or if the machinery is operated below its nominal speed:

    this factor is sometimes overlooked by a designer given a simple set of criteria to work

    to.

    Thus we can conclude that the best means of guarding against excessive amplitude of

    vibration is to design the supporting structure to have a natural frequency more than

    double the applied frequency (i.e. r< 0.5). If this cannot be achieved, we should aimfor a frequency ratio of 1.5 to 2.0 or higher (1.3 is too close to resonance in view of

    possible errors, or changes in parameters, given the steepness of the magnification

    curve). If this latter approach is achieved by reducing stiffness, then the amplitude

    must be carefully checked: in this context, note that to halve the natural frequency

    means having to quarter the stiffness, which will lead to four times the static

    deflection.

    Although the amount of damping has a significant effect on the amplitude near

    resonance, it does not have as much effect for frequency ratios in the desirable ranges

    described above. Hence, whilst it was necessary to discuss its effect, damping can

    usually be ignored for the purposes of designing the supporting structure.

    Refer also to Section 8 for comments on how the magnitude of force transmitted to a

    supporting structure can be reduced by spring mountings and to Section 7 for

    transmissibility from pad footings to the supporting soil.

    Design considerations

    STRUCTURAL FORM AND STIFFNESS

    As stated in the previous section, the approach to controlling vibrations should always

    involve first the elimination of resonance and then a check of the predicted amplitude.

    Since n = (k/M) it can be seen that large changes in stiffness and/or mass arerequired to shift the natural frequency by significant amounts. It is usually impossible

    to increase the natural frequency to any extent by reducing the mass, and the primary

    target is the stiffness. To double the natural frequency requires quadrupling the

    stiffness. Thus if it is found that resonance occurs with a 460UB67 supporting beam,

    then a 760UB173 will be required to give satisfactory performance (r< 0.5).

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    On the other hand, it should be noted that for a central point load =Pl3/(48EI) and

    so can be halved by dividing the span by3 2 = 1.26. Thus if the initial span was

    4 m and resonance occurred, satisfactory performance would be achieved by reducing

    the span to 3.17 m with the same size of beam. Because of the layout of feeders,

    conveyors, etc, a pair of beams supporting a screen or small crusher are often

    supported in turn on two other beams running to the columns. This increases the

    overall deflection considerably, and requires all four to be stiffened. It is apparent

    from this that the most advantage can be gained at the layout stage, rather than giving

    the structural designer a committed layout to size up.

    If the span cannot be shortened and increased beam depth cannot be accommodated,

    another approach theoretically available is to drop the frequency by reducing stiffness.

    If this is done simply by reducing the inertia of the beam it is unlikely that it will have

    enough strength to carry the load. However, increasing the span will increase the

    deflection at a much faster rate than it increases the stress. This approach can be

    adopted if the span cannot be shortened, but is not the preferred approach for reasons

    outlined previously.

    The last approach available is to move the frequency as far as possible from

    resonance, and then to introduce sufficient damping in the mounting of the machine.

    This is a last resort, and requires expert advice. It is not covered in this document.

    SECONDARY ELEMENTS AND EFFECTS

    So far the discussion has been aimed primarily at the main structural elements

    supporting the vibrating machine. In mining applications, a vibrating machine is often

    contained within a larger complex, such as a screen building having several levels, and

    containing walkways and stairs. It is advisable to keep the structure that supportsmain items of equipment as separate as possible from other elements. However,

    sometimes other beams will be connected to the same columns. The forced oscillation

    of the main supporting beams can be transmitted into the columns as bending

    moments, particularly through end plate connections, and then back into other beams.

    In such a case, it is important to check these beams and avoid a resonant natural

    frequency. The further one goes from the source, the less energy from the vibration

    will be available to excite the various elements. However, a high energy source can

    affect quite remote areas, and resonant vibrations of even small amplitude can be very

    annoying in, for example, a control room where instruments have to be read.

    Despite attempts at isolation, it is likely that there will be directly connected bracingmembers which could be affected. Although these have low bending stiffness they

    also have low mass. This combination means that they can have a high natural

    frequency, and also vibrate at large amplitude in response to a low energy input. They

    should therefore be checked and designed to avoid resonance. Again, changes in

    configuration should be considered, for example -bracing instead of -bracing.

    If -bracing is added after the dynamic assessment has been performed, the apex

    should not be at a beam subjected to forced vibration unless the dynamic assessment is

    re-done. This is because the presence of the apex at the midspan of the beam will

    change its dynamic characteristics.

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    ACCEPTABILITY OF VIBRATIONS

    The method of calculating vibration amplitudes has been discussed previously.

    Having arrived at a figure, it is necessary to decide whether it is acceptable or not.

    For some applications it will be necessary to establish the acceptability level as

    briefing data or from an equipment supplier. For example, very strict criteria apply to

    printing presses for colour printing where registration of three superimposed primary

    colours is important.

    Guidance on acceptable levels for machines is provided in Figure 1. Figure 2 gives

    acceptability levels for comfort of persons. However, more comprehensive

    information is contained in ISO 2631-1. Figure 1 is believed to be based on data to

    indicate vibrations caused by faults within the machine rather than the effect of

    external vibrations transmitted to the machine.

    Figure 1

    Acceptable amplitudes of vibration for rotating machines

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    Figure 2

    General limits for vibrations

    In all cases the acceptability of an amplitude is dependent upon frequency, since what

    we are really concerned about is acceleration and the inertia forces resulting from it.The figures show this relationship. Often criteria are expressed as a limit on velocity.

    This is an artificial device. One can travel at 1000 km an hour without discomfort.

    The velocity device is an attempt to express the criterion as a combination of

    acceleration and amplitude, having the units but not the true meaning of velocity, i.e.

    one can tolerate a higher acceleration at very low amplitude, or higher amplitude at

    low acceleration.

    For most machinery, it is the bearings that determine the level of vibration that can be

    tolerated.

    The sensitivity of persons to vibration is somewhat subjective, and depends not only

    on body-shape, but also on the level of expectation. Relatively large deflections will

    be accepted on a conveyor gallery without concern, and the acceptance level of

    vibration on the operating platforms of a crusher station will differ from that tolerated

    in a control room or sampling laboratory. Figure 2 sets out some guidelines, but

    judgement must be applied.

    For the types of structure we are concerned with (bare steel or reinforced concrete),

    the purely structural consideration is that of fatigue. Since the dynamic magnification

    factor will have been calculated to determine the vibration amplitude, it is an easy task

    to apply this magnification factor to the nominal static stresses to arrive at the peak

    stresses and stress ranges. The allowable stress range is determined by the fabrication

    details (refer Section 11 of the Steel Structures code AS41001998). Note that a

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    stress range allowable may be as low as 45 MPa. Foundations are a special case

    discussed later.

    VIBRATION OF LIGHTWEIGHT STRUCTURES

    Another source of annoying vibrations in addition to vibrations caused by machineryis the low frequency but high amplitude natural vibration of lightweight structures

    such as conveyor galleries, walkways, and handrails.

    People walking slowly make about 1.5 footfalls per second, a figure that rises to about

    3 footfalls per second for moderate running. Therefore structures having a natural

    frequency in the range 1.53 cps can be excited accidentally simply by having people

    crossing them or deliberately shaking them. This can cause great concern.

    Furthermore, if a group of malfeasers is so inclined, deliberate excitations of up to

    about 4 cps can be achieved. The structure's natural frequency should therefore be

    checked, and the range 1.54 cps should be avoided by changing the span or otherwise

    stiffening (it being usually impractical to change the mass).Whilst the main dynamic effect of walking is a vertical oscillating force at a frequency

    of 1.53 cps, there is also a smaller lateral oscillating force at half that frequency.

    Lightweight pedestrian walkways should be checked for this as well. It has been

    observed that once a perceptible lateral oscillation has been established in a walkway

    people feel compelled firstly to fall into step with it and secondly to widen their gait,

    both of which will exacerbate the oscillation.

    Handrails sometimes give trouble due to inadequate fixity of the stanchions at their

    bases. Stanchions should be fixed to cross members and not to the longitudinal

    stringers. The latter are usually very flexible in torsion and will allow large

    deflections of the handrails to occur.

    Guides to specifications

    MACHINERY

    If the design of the structure is undertaken as a separate assignment from the

    machinery supply, then it is important to obtain the correct information for thedesigners. The actual information required will depend upon the nature of the

    machinery and its mountings, and the enquiry documents must ask for it to be clearly

    spelled out. The information required by the designer includes:

    The geometric layout and particular positioning of mountings.

    The mass of the machine and all attachments (mounting frame, etc.). Also, the

    maximum and minimum additional mass that can be present, such as ore on a

    screen.

    The possible range of operating speeds. Peak speed is not sufficient.

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    The out-of-balance dynamic forces transmitted to the structure (i.e. below the

    mountings), and their centroid of action. These forces are required in the vertical

    and both horizontal directions if applicable, and any rocking effects should be

    stated (such as force alternating between front and rear mountings).

    If the machinery supplier cannot provide this force information, then more basicinformation is required to enable it to be calculated, viz:

    The out-of-balance mass, the position of its axis of rotation, and the worst possible

    eccentricity of the centroid of the out-of-balance mass from that axis.

    The nature of the mountings, and if flexible then their spring constants both

    vertically and horizontally (which may be quite different).

    If the spring constants of the mountings are known, and also the maximum

    amplitude of the oscillation that occurs, then this can serve as an alternative to the

    information on masses, eccentricities and axes (if that information is not available).

    Finally, the specification should state that none of the above parameters may be variedwithout informing the purchaser of the changes and their implications to the dynamic

    design.

    STRUCTURES

    If the design of the structure is made the responsibility of the machinery supplier, then

    the need for and submission of calculations for dynamic design should be specified.

    The acceptable limits on natural frequency should be specified, i.e. preferably more

    than twice the highest operating speed or failing that less than half of the lowest speed,

    also the limits on amplitude selected to suit the operating frequency. The extent to

    which suppliers are expected to check dynamic response should also be specified toset some limits on their responsibility, e.g. main supporting beams, columns,

    secondary beams attached thereto, bracing, foundations.

    The brief for the soil testing program should include reference to the information

    required for the dynamic design, if foundations for major rotating or vibrating

    machinery are required. This information is:

    Classification of the soil type.

    The allowable static bearing pressure.

    The dynamic shear modulus G (i.e. that which is applicable to short term

    deformations).

    Poissons ratio .

    Design of pad foundations for machinery

    The fundamental concepts of dynamic behaviour of foundations are the same as those

    already discussed for structures generally. The machine and foundation can beregarded as a mass supported on a series of coil springs, and the system has a natural

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    frequency and hence suffers resonance or response to forced vibrations. However,

    there are obvious differences between a mass supported on a large volume of soil and

    the case of a point load supported on a steel beam.

    In this section the discussion on foundations is limited to a stiff pad or block

    foundation, resting on or partially embedded in the ground. Friction piles and raftfoundations are not discussed, and if these are involved specialist advice should be

    sought.

    Attempts to assess the dynamic performance of foundations by use of a Finite Element

    (FE) model are not recommended. This is because of the effects of boundary

    conditions and the inability of an FE model to include radiation damping which is of

    great significance. Even a near resonant situation can often be tolerated because the

    high level of damping available can limit amplitudes to acceptable levels.

    A spreadsheet has been developed to implement the recommended analysis method.

    To obtain access to this spreadsheet, see the details at the end of this section.

    GENERAL APPROACH TO DYNAMICS OF PAD FOUNDATIONS

    Whilst a pad foundation can be thought of as a mass supported on a series of coil

    springs, and the general expression ( )= kn still applies, there are severaldifferences in interpretation between this simplified model and the actual situation.A number of investigators have modelled this system mathematically as a body

    supported on an elastic half-space. As a result of their investigations, workable

    solutions have been found in terms of the previously explained parameters (equivalent

    mass, equivalent spring constant and damping factor), thereby enabling natural

    frequency, resonance and amplitude magnification to be determined.

    A foundation supporting an unbalanced machine is potentially subjected to fluctuating

    loads in the vertical, horizontal and rocking modes, as the horizontal forces will act in

    a plane well above the foundation base. There could be a rocking (pitching) motion as

    well, from loads on mountings fluctuating to and fro. These rocking modes can be

    more significant than the translational modes, and must be handled properly. The text

    book solutions also deal with a yawing motion (oscillations about a vertical axis), but

    this is not considered necessary in the scope of the present discussion.

    A geotechnical engineers advice on soil parameters is needed for all but approximate

    assessments. These assessments are valuable to gain an understanding of the factors

    involved, and should be made at the layout stage whilst there is time to influence the

    general arrangements before they are frozen.

    EQUIVALENT MASS

    Although a substantial mass of soil would appear to be involved, D.D. Barkan, in his

    fundamental reference work Dynamics of Bases and Foundations (McGraw-

    Hill, 1962), has shown that in practical footings its equivalent effect never

    exceeds 23% of the mass of the footing, because the amplitude of its vibrations is

    rapidly dying down with increasing distance from the footing. Thus even to ignore it

    altogether will only cause an error never exceeding 11% in the calculation of the

    natural frequency.

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    SPRING CONSTANT

    Methods for establishing equivalent spring constants have been developed, with the

    results differing for each of the modes of vibration. They depend upon the dimensions

    of the foundation, the elastic properties of the soil, and the length of effective

    embedment of the foundation in the soil. The procedure is spelled out in full in thebook Design of Structures and Foundations for Vibrating Machines, by Suresh Arya,

    Michael ONeill and George Pincus (Gulf Publishing Company, Houston, 1979). It is

    quite a complicated procedure to carry out, involving jumps between graphs, tables

    and formulae. The spreadsheet developed for foundation design (mentioned above)

    automates it.

    SOIL SHEAR MODULUS

    The elastic shear modulus of the soil, G , is the value applicable to dynamic

    vibrations, so it is a short term figure applying to low values of shear strain, rather

    than the secant modulus that would be derived from large deformation tests.It can be measured from field tests (either a surface oscillator test or a cross-hole test),

    by laboratory tests (the resonant column test), or deduced from published equations

    for various types of soil. The method adopted will depend on circumstances and the

    relative importance of the application. This could be decided after undertaking a trial

    analysis using published generalised data for various soil types, such as that in Table 3

    below. Such data must be regarded as only approximate, but could indicate whether

    dynamics are a factor.

    Table 3 Typical soil properties for dynamic calculations

    Soil typeShear modulus

    (MPa) Poissons ratio

    Soft clay 20 to 35

    Stiff clay 70 to 140 0.35 to 0.45

    Very stiff clay >150

    Medium dense sand* 35 to 100

    Dense sand* 70 to 140 0.4 to 0.5

    Medium dense gravel* 100 to 170 0.3 to 0.4

    Dense gravel* 140 to 270 0.4 to 0.5

    *at shallow depths

    For pads founded on sound rock, there is no theoretical dynamic issue. However, pad

    size must still be adequate to ensure that no tension will develop due to loads which

    could cause rocking motions.

    SOIL POISSONS RATIO

    If the Youngs modulus and shear modulus have been determined, Poissons ratio can

    be calculated from the standard elastic relationship

    12

    =G

    Typical values are given in Table 3 above.

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    EMBEDMENT

    Embedment has a significant effect on the damping by the soil, but care must be taken

    before relying upon its benefits. The footing should be poured directly against the

    sides of the excavation, which should be in good condition. Alternatively, backfill

    should be well compacted and not of a type that will shrink away from the footing.

    It is suggested that even when these conditions are met, the upper 300 mm of

    embedment should be ignored.

    DAMPING

    Elastic analysis shows that even if the soil is purely elastic and has no inbuilt material

    damping of any kind, considerable damping occurs. This is because the supporting

    soil is of infinite extent, and so vibrational energy is constantly dissipated by being

    carried away in elastic waves. This form of damping is referred to as geometric or

    radiation damping. A method for deriving it is described in the book by Arya et. al.

    (op.cit.), and is automated in the spreadsheet.

    Of course the soil also has inbuilt material damping. This is expressed as the ratio of

    the area of the hysteresis loop (the energy lost) to the energy input. For sands and

    clays, an average value of 0.03 can usually be used for the material damping ratio.

    The total damping ratio is the arithmetic sum of geometric damping ratio and the

    material damping ratio. For the translational vibration modes the geometric damping

    is the more important and the material damping can be disregarded. However, for the

    rotational modes the material damping is more significant.

    Note that if a hard stratum of soil or rock exists at a shallow depth below the footing,

    the value of geometric damping should be reduced: the spreadsheet does not do thisautomatically, and at the present stage the effect will have to be fiddled by using an

    appropriate negative value for the material damping.

    RESONANCE

    Total damping is much more significant for foundations than for steel structures, and

    so its effect must be considered. Firstly, it lowers the resonant frequency below the

    undamped natural frequency according to

    221 Dff nr =

    However, it also lowers the amplitude magnification factor to such an extent that,whilst the design should seek to avoid resonance, it is permissible to design to be

    much closer to it. The general rule is to check that the magnification factor is less than

    1.5, and that the operating frequency is outside the range 0.81.2 times the resonant

    frequency (not the undamped natural frequencysee above).

    There will, however, be times when it is impossible to avoid even this narrowed range.

    Given the degree of abstraction in the idealised model adopted, and the inherent

    inaccuracies in the parameter values used, it is considered prudent that if the design

    lies within this range, the design should be performed as if full resonance had been

    predicted.

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    TRANSMISSIBILITY

    Magnification of displacement amplitude has already been discussed. In a similar

    way, the dynamic force transmitted by the footing to the soil differs from the applied

    out-of-balance force.

    2)2(1 DrMFF dt +=

    where the term2)2(1 DrMd + is called the transmissibility factor.

    Here is the magnification factor which has been previously defined byd

    222 )2()1(

    1

    DrrMd

    += .

    The soil must be checked for the increase in pressure due to this effect. Texts suggest

    that the total pressure from static loads plus the transmitted dynamic loads (from all

    the simultaneous modes of vibration) should not exceed 0.75 times the allowable

    static bearing pressure given by the soil consultant. The writer believes this can be amisleading concept however, as the allowable pressures are often quoted for small

    footings. For large footings, whilst the factor of safety against failure rises rapidly, it

    is the total load rather than pressure that determines settlements, and the allowable

    pressure recommendations should be made in this light.

    RULES OF THUMB FOR TRIAL SIZES

    Dynamic analysis can be performed only after a foundation size has been selected. It

    is appropriate, therefore, to use the following rules to make a trial selection:

    Keep in mind these general considerations:

    A broad flat footing is usually cheaper and more effective than a heavy

    deep one.

    It is a mistake to believe that a heavier footing will automatically reduce the

    displacement amplitude. Additional mass will lower the natural frequency,

    probably moving it closer to the operating frequency. This increases the

    magnification factor, and hence the amplitude (which is a function of soil

    stiffness and footing area, not footing mass). Thus, whilst there is some

    advantage in setting a footing deeper into the ground, it is the depth of

    embedment which helps, not the increased mass.

    Calculate footing area so that the bearing pressure under the static loads is about0.5 times the allowable bearing pressure.

    Select width to be at least 1 to 1.5 times the height of any laterally applied forces,

    measured from the footing base.

    Arrange dimensions so that the centroid of the static loads and the centroid of the

    dynamic vertical loads are both within 5% of the footing centroid (to avoid tilting

    due to settlement).

    A recognised rule of thumb is to calculate footing mass on basis of 23 times mass

    of machine for centrifugal machines, and 35 times mass of machine for

    reciprocating machines. However, this is frequently misused. Performance isimproved by increasing the area of the footing, which rapidly increases its

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    rotational moment of inertia. Increasing the mass by increasing thickness can

    move the footing closer to resonance. A good design does not have to be so heavy.

    Select footing thickness to achieve required mass, but keep it at least one-fifth of

    least horizontal dimension or one-tenth long horizontal dimension.

    PERFORMING THE DYNAMIC ANALYSIS

    The calculations described in this section can be performed most easily by using the

    specially prepared Excel spreadsheet, which can be found on the

    Infrastructure/APAC section of the KBRconnect intranet. It is spreadsheet SSN003,

    in the structural engineering pages. The spreadsheet contains its own specific

    instructions.

    It is frequently found that the rocking modes due to fluctuating horizontal forces

    having a considerable lever arm above the base of the footing are the most critical,

    rather than vertical modes,

    Spring mounted equipment

    The principles and formulae set out in this document can be applied to the situation of

    equipment mounted on springs or special pads. The natural frequency of the upper

    system can be calculated from the mass of the vibrating machine and the spring

    constant. (This is the sum of the value of each spring for the vertical mode, and can

    easily be derived for a rocking mode in terms of restoring moment per radian ofrotation.) The natural frequency is deliberately selected to be very low so that the

    frequency ratio r is high. For springs the damping is close to zero, and so the formula

    for the transmissibility factor as given above simplifies to

    21

    1

    r.

    Thus the force transmitted can be reduced to 2% by selecting r to be 7. This reduced

    force will still be transmitted to the supporting beam with a pulsation equal to the

    operating speed, and it is still advisable to avoid resonance in those beams since

    damping in steel beams is low.

    The system is no longer a one degree of freedom system: it has two, or perhaps even

    more, independent degrees of freedom, and in general it should be analysed

    accordingly (see below). However, provided the natural frequency of the supporting

    beam is well removed from the natural frequency of the spring system, the beam can

    be considered separately. For this calculation the mass applicable is that directly

    fastened to the beam, and the spring-supported mass is not included.

    In summary, the natural frequency of the spring system is selected to be a small

    fraction of the operating frequency. The spring constant is then calculated from

    M

    k

    fn 2

    1=

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    and the springs are chosen to give this spring constant. Then select the supporting

    structure to have a natural frequency of (say) double the operating frequency. Finally,

    check the amplitude of vibration of the supporting beam, i.e. the deflection caused by

    the out-of-balance force times211 r .

    Another reason why the natural frequency of the spring system should be low is thatduring start-up the system will pass through resonance. The out-of-balance force is

    proportional to the square of the rotational velocity. Therefore if r is (say) 7, the out-

    of-balance force at the time resonance occurs will be only 2% of its operating value.

    It is of course necessary to check the deflection of the springs caused by the out-of-

    balance force at the operating speed, and ensure that this is acceptable in terms of

    clearances, connection of electrical cables, air lines, etc.

    Vibrating screens are usually excited by a pair of coupled but counter-revolving

    flywheels with out-of-balance weights that are opposite each other in the horizontal

    position. Thus they cancel in the horizontal direction while adding in the vertical.

    Nevertheless some horizontal and longitudinal bracing should be provided, and naturalfrequencies of members should be kept away from the operating frequency.

    The above approach reduces the force transmitted, but it may be necessary to check

    that the vibration amplitudes of the machine itself will not be detrimental to it. For

    example, fuel lines from a separate supply point may need to be flexible.

    Systems with two degrees of freedom

    The behaviour of systems with two degrees of freedom is not able to be described

    through explicit algebraic formulae. Such systems need to be modelled numerically,

    with numeric results being extracted from the model.

    To aid in this process, an Excel spreadsheet has been developed. This models a

    generalised two degree of freedom dynamic system under loadings that can include

    both applied forces and foundation motion, and can be used for:

    natural frequencies and mode shapes;

    harmonic response to harmonic loadings;

    time-history response to more arbitrary loadings.

    The spreadsheet is available on the Infrastructure/APAC section of the KBRconnect

    intranet. It is spreadsheet SSN002, in the structural engineering pages. The

    spreadsheet contains its own specific instructions.

    To get an approximate estimate of the lowest natural frequency for a 2-dof system,

    you can use Dunkerley's formula (also sometimes known as the Southwell-Dunkerley

    formula, or the "inverted squares" formula). This formula is

    22

    2

    2

    1

    2

    1111

    nffff

    +++= K

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    where is defined as the frequency of a modified form of the structure in which all

    the springs remain present, but all masses except M

    if

    i are set to zero

    Points to note with this formula:

    It applies only to lumped mass systems. Thus the structure consists of a heap of

    lumped masses, interconnected by a tangle of linear springs.

    It always gives an underestimate of the true structural frequency. (This is not to

    say it is necessarily inaccurate, just to alert you to the direction any error will take.)

    You need to be careful in how you calculate your "component frequencies", and

    adhere to the above definition.

    Beats with multiple equipment

    It should be noted that if a foundation or structure supports two pieces of equipment

    operating at different speeds, then beating will occur. The frequency of the beats is

    equal to the difference between the operating frequencies of the two sources, and the

    peak out-of-balance force is the sum of the two effects (but these will probably be

    separated by some substantial distance).

    This is an added requirement to be checked if the natural frequency of the supporting

    structure or foundation has been made lower than the higher of the two operating

    frequencies.

    This situation can arise with a large motor driving another piece of equipment through

    a gearbox, or if two or more items of variable speed equipment are used.

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    Appendix A Use of general-purpose analysis software

    Many of the modern structural analysis programs include at least a limited ability to

    perform dynamic analysis. This, of course, in no way obviates the need for the

    designer to understand the general principles described in this document. Suchunderstanding will help the designer to:

    create better structural models more quickly;

    check the sensibility of any results produced from a model;

    move from the analysis process to the design process.

    LIMITATIONS OF SUCH PROGRAMS

    These programs, as opposed to highly specialised dynamics programs such as Strand7,

    do not usually offer a full repertoire of options.

    Types of analysis: nearly all the programs offer natural frequency and mode shape

    extraction. However, not all will follow that up with either time-domain analysis

    (time history) and/or frequency-domain analysis (spectral analysis). Furthermore,

    most will not be able to include any non-linear effects, material or geometric, in

    their dynamic analysis.

    Harmonic analysis: only some programs offer harmonic analysis, where the

    program directly determines the harmonic response to some form of harmonic

    stimulus. If you require this but it is not available, then you will have to run a

    time-history analysis, for a simulated time that is long enough for the transients to

    have died away.

    Damping: most programs allow only simple viscous damping, with the damping

    for the structure as a whole described by a single damping ratio. For different

    damping types, and for the ability to concentrate the damping in discrete locations,

    specialised programs (and probably specialised advice) are required.

    CREATING AND ANALYSING YOUR DYNAMIC MODEL

    Advice on the creation, running and verification of models for the dynamic behaviour

    of structures is provided in a companion document in the KBR Technical Portfolio.

    See "Infrastructure course 3.4: Advanced finite element analysis with the Strand7

    software".

    This companion document, despite its title, has a section that contains a lot of advice

    that is applicable regardless of the analysis software being used.

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    Appendix B Manual checking of dynamic response

    NATURAL FREQUENCY

    As stated in Section 4, for a single degree of freedom system, which can berepresented as a concentrated mass attached to a mass-less elastic support,

    M

    kfnn == 2 or

    M

    kfn

    2

    1=

    It is surprisingly easy to represent a number of real situations by an equivalent simple

    model (a weight on a spring) with sufficient accuracy. Some examples:

    A machine mounted on springs allowing motion in one direction. The above

    equation applies directly, where is the mass of the machine and its platform

    (spring mass is negligible), and the total stiffness of the springs.k

    A machine mounted centrally on a pair of parallel beams. As the beams deflect

    elastically in response to a vertical force, they can be treated as a spring where is

    the reciprocal of the deflection caused (to the beam pair) by a unit load. Thus

    k

    3

    48

    lk

    =

    The mass of the beams is distributed, but it can be shown (see below) that it can be

    adequately treated as a concentrated mass, having half the value of the distributed

    mass, and added to the machine mass.

    A machine supported on a beam grillage. In a similar manner to above, one can

    calculate the deflection caused by a unit force at the machine position (not

    necessarily central) and apply an equivalent mass.

    Tower like structures subject to wind loading. These can still be addressed by

    calculating the horizontal deflection caused by a unit force and considering

    equivalent mass. An approximate calculation can show whether more precise

    analysis is warranted or not.

    The methodology for calculating equivalent mass is explained in the following

    section.

    EQUIVALENT SYSTEMS

    To consider the response of structures to vibration, it is first necessary to convert them

    to a mathematical model which will have similar characteristics but will be amenable

    to analysis. A simple example is illustrated below in Figure B1.

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    Figure B1

    Example of an equivalent mathematical model

    The system to be examined is a simply supported beam of uniform mass per unit

    length, carrying at its centre a massive machine subjected to out-of-balance forces.

    The equivalent model suitable for analysis is a concentrated mass hanging on a

    massless spring.

    In this system, the out-of-balance force acts at the concentrated mass, and the response

    is also required at this point. It is first necessary to determine the beams equivalent

    mass, modelled as all concentrated at one point. Since the central part of the beam

    will oscillate with the same amplitude as the machine whilst the other parts of thebeam will oscillate with a lesser amplitude, it is obvious that the beams equivalent

    mass will be less than its total mass.

    The technique for quantifying this equivalent mass is to equate the kinetic energies of

    the real and equivalent systems. In the real system the concentrated mass of the

    machine oscillates with amplitude equal to the maximum deflection, but each element

    of the distributed load oscillates with an amplitude proportional to the deflected shape.

    It is sufficiently accurate, but not strictly correct, to assume that this shape is the same

    as that caused by a concentrated static force of magnitude in the middle of thebeam. (It would also be valid to assume that the deflected shape was the same as that

    caused by a uniform distributed load: the results are surprisingly insensitive to thechoice of deflected shape provided the shape is reasonable.) Under this assumption

    the deflected shape is defined by the following equation (with the origin located at the

    centre of the beam).

    )46(48

    332 lxlxy

    =

    =

    48

    3

    max

    ly

    The peak velocity at any pointx along the beam will be CyVx = where the constant

    Cis defined by .maxmax CyV =

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    By substitution we get3

    332

    max

    46

    l

    lxlxVVx

    =

    Kinetic energy of the beam = dxVm

    l

    xu

    2/

    0

    2

    22

    With substitution and integration this becomes2

    max280

    68lVmu

    and by definition this must equal2

    max2

    1Vequiv

    so lmuequiv35

    17=

    The total concentrated effective mass e is then the mass of the machine ( ) plus

    0.486 times the total uniformly distributed mass (m

    ul).

    This type of calculation can be performed for different beam support conditions. It

    can be shown that for a fully fixed beam the equivalent mass is 0.371 times the

    uniformly distributed mass. For a partially fixed beam a value between these two

    could be selected, say 0.45 for a nominally simply supported beam and 0.40 for a

    nominally fixed beam such as an encastr concrete beam. The equivalent kinetic

    energy approach can also be used for masses concentrated at points other than the

    centre. Table B1 lists the results of some such calculations. It also gives the factor by

    which the total dynamic loads should be multiplied to make them equivalent to a

    single centrally applied force.

    As described above, for a point load on a simply supported beam (or pair of parallel

    beams) the equivalent spring constant is equal to the force required to produce unit

    deflection. Therefore, since

    =

    48

    3

    max

    ly we get

    3

    48

    lyke

    =

    =

    This calculation can also be performed for other cases, or extracted in numerical terms

    from the deflection calculations for the supporting structure. For example, in the case

    of a beam supported on other beams, the relevant deflection is the sum of the

    deflection within the inner beam and the deflection of the supporting beam that

    occurs when a load is applied to the point under consideration. The spring constant is

    then the load that is required to cause a total deflection of one unit.

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    Table B1 Equivalent mass and force for various configurations

    Equivalent concentrated mass

    Case

    Equivalent

    concentrated

    dynamic force

    Lumped mass

    at load points

    Uniformly

    distributed massSpring

    constant

    Simply supported beam,uniformly distributed massmu per unit length, dynamicforce F applied at midpoint,lumped mass M at midpoint.

    1.00 F 1.00 M 0.49 mul 48EI/l

    3

    Simply supported beam,uniformly distributed mass

    mu per unit length, dynamicforce F/2 applied at third-points, lumped mass M/2 at

    third-quarter points.

    0.87 F 0.76 M 0.52 mul 49.1EI/l3

    Simply supported beam,

    uniformly distributed mass

    mu per unit length, uniformlydistributed dynamic force fuper unit length.

    0.64 ful 0.50 mul 49.2EI/l3

    Fixed ended beam,uniformly distributed mass

    mu per unit length, dynamicforce F applied at midpoint,

    lumped mass M at midpoint.

    1.00 F 1.00 M 0.37 mul 192EI/l3

    Fixed ended beam,

    uniformly distributed massmu per unit length, uniformly

    distributed dynamic force fuper unit length.

    0.53 ful 0.41 mul 203.5EI/l3

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    Appendix C

    Dynamic analysis and design for mining and other plant

    DISTINGUISHING CHARACTERISTICS

    Whilst the approach to dynamic design of structures (including foundations)

    supporting machinery in various types of plant is common for each of a few generic

    machine types, there is a big difference in the quantum of the problem when

    addressing some types of plant in the mining industry.

    In most types of plant and in bridges or tall towers the dynamic loads are an unwanted

    or parasitic side effect and efforts are made to eliminate or reduce the loads. However,

    crushers and screens in mining plant require dynamic loads for their fundamental

    operationthe larger the dynamic load, the more effective the plant. Handling these

    dynamic loads becomes the principal structural consideration, not a mere side effect.

    The main categories of equipment, classed in accordance with the nature of the

    dynamic loads are:

    rotating machinery (rotary crushers, motors, turbines, pumps, rotary engines)

    reciprocating machinery (diesel engines)

    combined action equipment (screens).

    BRIEFING CRITERIA

    LoadingFor most types of rotating machines manufacturers strive to produce machinery as

    balanced as possible, i.e. so that the axis of rotationthe centre of the bearingsand

    the axis of rotational inertia, or centre of mass, coincide. The required briefing data

    is the mass of the rotating part and its possible eccentricity. This is the initial

    tolerance plus an allowance for later wear of the bearings or shafts. This information

    should be sought from the vendor. Some guidelines are provided in Figure 1.

    Most rotary machines have a horizontal axis, so the dynamic force produces a vertical

    component pulsating sinusoidally, and a horizontal component (at right angles to the

    axis of rotation). As the axis is above the level of the supports (or base of foundation)

    this horizontal component creates a rocking motion. This can be the critical case forfoundation design.

    The situation with reciprocating machinery is more complex, and detailed vendor

    supplied data must be sought listing out of balance forces and their directions. At the

    very least, the designer must be aware that the motion of the reciprocator is not

    harmonic, and so there will be dynamic force applied at frequencies higher than the

    fundamental operating frequency. These forces must be considered.

    Screens in mining plant are vibrated as the result of an eccentric flywheel. They are

    spring mounted, so the forces transmitted to the supporting structure, both vertical and

    longitudinal, are not the same as the primary effect of the flywheel eccentricity

    which is acting on the equipment above the springs. These forces could be calculated

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    using the principles set out in the main document, but are usually supplied by the

    manufacturer.

    It is necessary to establish the normal or maximum operating speed and also the

    possible range of speeds, particularly if an under-tuned solution is adopted.

    The static mass of the machine as a whole is also needed for the natural frequency

    assessment.

    ACCEPTABILITY CRITERIA

    As stated in the reference document, the acceptability criteria are a composite of

    amplitude and acceleration, but sometimes given as a velocity. The acceptable level is

    dependant on where, in the plant as a whole, the vibrations are being felt.

    An international standard, ISO 2631-1, addresses the effect on persons as related to

    the time of exposure. A much lower level is acceptable at a continuously staffed

    operator position than the level acceptable for a point which may be visited only forshort periods.

    The acceptability level for an item of equipment can be obtained from the

    manufacturers but this criterion is sometimes misunderstood or wrongly quoted. For

    example, if a motor exhibited vibration amplitudes of 0.1 mm, due to its own

    operation, this would be seen as a sign of deteriorating bearings or worn shaft and

    deemed unacceptable. But a motor mounted on a platform which is vibrating in

    response to a crusher or screen could be subject to this vibration amplitude without

    any damage being caused. To demonstrate the point; if amplitude is 0.1 mm at a

    frequency of 900 RPM the peak acceleration is , i.e. 0.9 m/s2

    a 2, i.e. the load felt by

    the bearing would be 10% higher than the static weight of the rotating parts onlyaninsignificant increase. Refer to the explanation in the main reference document

    Section 5.3.

    MITIGATION

    The methods of analysis of response to vibration sources are addressed in the main

    document, as are suggestions for mitigation.

    Mining plant

    In mining industry plant the main issues are:

    Vertical vibration of beams directly supporting machines; these vibrations can also

    be transmitted through connections to columns, other beams, platforms, etc. The

    objective is to not only ensure that resonance does not occur, but also to limit the

    dynamic magnification.

    The available methods are to increase the support stiffness to about double that

    corresponding to resonance. Stiffness is most effectively increased by reducing the

    span of beams and/or re-configuring supports to avoid a grillage situation. To

    reduce the beam stiffness and hence magnification is not usually practical, but for

    some types of machines the transmissibility of force can be reduced by the use of

    resilient mounts. This can be done for large screens as used in coal plants by

    double spring mounting as follows. A screen and its exciting eccentric flywheel

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    and motor are always spring mounted. It is possible to spring mount the screen on

    a frame and then provide further spring mounts between that frame and the main

    structure. See Section 8 of the main reference document.

    Vibration of secondary elements: platforms and handrails often vibrate in

    resonance (sometimes in higher modes); this is often due to flexible fixing detailsso ensure stanchions are as rigidly fixed as possible.

    Horizontal vibration of multilevel frames (particularly in screen buildings).

    Usually caused by incomplete bracing systems. However, do not ignore the

    possibility of providing an undertuned solution if additional stiffness is

    impractical.

    Vibration of foundations for crushers: the main issue will be the rocking motions

    due to horizontal loads at a significant height above the underside of the

    foundation pad (which can be aggravated if the pulsating vertical dynamic load is

    off centre). These are best mitigated by increasing the moment of area of the

    footing/soil interface. Increasing the length by 26% (in the relevant direction) willdouble the stiffness in this mode.

    TURBINE FOUNDATIONS

    Gas turbines are very high speed machines. They are in consequence manufactured to

    high standards and well balanced, but with increasing wear significant forces can

    develop due to the squared effect of speed. It is usually impractical to provide a

    foundation with a natural frequency higher than the turbine operating speed, (except

    perhaps if founding on strong rock) so an undertuned solution is used which can

    reduce the amplitude below the static value. This is done by having a deep foundation

    block, i.e. large mass.

    PRINTING PRESSES

    Colour printing presses are very sensitive. Full colour is achieved by superimposing

    three separate layers of the primary colours. Vibrations cause lack of registration

    with poor definition and edges showing the primary colours. The out of balance

    forces are caused by large, rapidly rotating reels of paper which develop eccentricity

    relative to the shafts on which they relate (they oval), and the machines are relatively

    high so rocking motions can occur. It may be necessary to add piles under the

    foundation or bored piers if rock is at reasonable depth.

    THE MYTH OF ISOLATION OF FOUNDATIONS

    Engineers sometimes seek to isolate the foundation of a machine from an adjoining

    foundationeither another machine or an adjacent structure. This is based on a

    misconception. If a machines foundation pad is vibrating significantly the movement

    is not within the pad itself but in the ground below it. The zone of influence is

    significant and a purely nominal separation (e.g. a joint) will not prevent significant

    movements being caused in the adjacent foundation. However, if the pads were

    monolithic, it is likely that the overall stiffness would be greatly increased and soil

    movement reduced. This option should therefore be considered.

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    Appendix D Dynamic design issues for footbridges

    The design of footbridges is the subject of its own document in the KBR Technical

    Portfolio. Material that was previously in this Appendix has been merged into that

    document.

    See "Infrastructure course 2.3: Elemental Reference Design for footbridges".

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    Appendix E Wind induced dynamics

    DISTINGUISHING CHARACTERISTICS

    The distinguishing issue in the analysis of structures for possible dynamic sensitivityto wind is the complexity of the loading and the range of wind speeds at which

    exciting forces can occur.

    For tall towerlike structures there are two basic, separately caused forms of

    excitationalong wind and across wind.

    The former is caused simply by the fluctuation of gust velocities. A simplified

    explanation is as follows. Suppose the wind was blowing at a fixed speed, causing

    your structure to deflect; then it stops blowing or blows at a slower speed; the

    structure will spring back, wholly or part-way, and oscillate at its natural frequency;

    while still doing so, a wind gust of increased speed hits it and the process goes on.

    Cross wind excitation is quite different. All structures create downstream eddies. In

    the case of some structures, particularly of circular shape in plan such as chimneys,

    eddies break off the structure alternating from side to side, setting up lateral exciting

    forces. If these coincide with, or are close to, the lateral natural frequency a resonant

    response occurs. The lateral oscillations of the structure reinforce the eddy shedding

    pattern. However, in practice both effects can combine, resulting in elliptical (and

    even figure-eight) motions.

    Free edged roofs of buildings like sports stadia and similar structures can be subject to

    flutter due to eddy effects. Expert advice and/or wind tunnel testing of aerodynamic

    aeroelastic models is needed.

    BRIEFING AND CRITERIA

    There are no issues to be provided by the client, other than possibly the amplitude of

    vibration that lights or delicate equipment (such as communications antennae or

    dishes) can tolerate. Usually the client cannot provide such criteria as part of the brief

    and the designer has to research it from equipment manufacturers and interpret it.

    For tower-like structures (including multistorey buildings) the structural issue is that

    along-wind oscillations magnify the base moments and shear forces. The normal

    structural design rules then apply to the magnified moments. However, this effect is

    not very great for the reason explained in Section E3, Analysis.

    Cross-wind excitation is often more of a nuisance than a cause of structural distress.

    ANALYSIS

    The principles of dynamic analysis are as set out in the main document, and some of

    its practicalities are discussed in the companion document "Infrastructure course 3.4:

    Advanced finite element analysis with the Strand7 software".

    AS 1170, Part 2 Section 6 deals with the dynamic loading effects in wind. The

    methods set out include equations whose derivation is far from obvious. It is essential

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    to read section C6 of the Commentary to AS 1170 Part 2 in parallel with the code

    methodology.

    The code states, in effect, that the overall load and bending moments will not be

    increased above the value obtained by the routine quasi static methods of Sections 1

    to 5 of the code if the first mode natural frequency is greater then 1 Hz. It is not clearwhether this statement applies to cross wind effects as well as along wind effects.

    Whilst the load and stress effects may not be significant, the statement should not be

    taken to mean that dynamic deflections should not be considered if a tower like

    structure is supporting sensitive equipment.

    If in doubt, seek advice from the Monash University Mechanical Engineering

    Department, which specialises in wind dynamics and will carry out model testing if

    required.

    MITIGATION

    For tower-like structures, if the assessments indicate unsatisfactory performance, theobvious solution is to increase the stiffness if practicable. However, this is not always

    possible and another option is to increase damping. This is effective for wind induced

    vibrations and quite modest increases in damping often suffice. Very tall buildings,

    observation towers and the like have sometimes been fitted with large mass dampers.

    Cross wind excitation of steel chimneys is frequently dealt with by the use of spiral

    strakes around the chimney which prevent the eddy pattern from forming.

    Cross wind excitation of tubular diagonal braces on a container crane were damped

    out by placing a substantial chain inside the tubethe friction between links and

    between the chain and the tube provided the necessary damping.

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    Appendix F

    Dynamic loads imposed by pneumatically-tyred vehicles

    INTRODUCTION

    This section is intended to provide guidance to engineers in assessing the likely

    dynamic loads imposed on supporting structures by the passage of vehicles with

    pneumatic tyres. Simplified formulae are presented for two situations:

    a single discontinuity in the road surface;

    continuous sinusoidal corrugations in the road surface.

    Whilst it is not directly applicable to the subject of short-term dynamic forces, it is

    worth pointing out that significant vehicle loadings occur when the vehicle brakes.

    Obviously, horizontal forces are generated, via friction between the tyres and the road

    surface. Less obviously, the front wheels impose additional vertical forces since the

    weight of the vehicle tends to pitch forward. Less obviously again, the effective

    stiffness of the front suspension might be increased by this increased force, since

    many suspension systems exhibit deliberate non-linear behaviour.

    SINGLE DISCONTINUITY

    Basic model

    The road surface is assumed to consist of two semi-infinite level portions whose

    vertical separation is H. The vehicle is travelling along the road at a steady speed

    such that a wheel will traverse the discontinuity in time T.

    The vehicle suspension system consists of an axle of total mass supported on a

    number of tyres whose total stiffness is . The axle supports a portion

    m

    tk of the

    total vehicle mass and load, via a number of springs of total stiffness . In some

    instances there is also a hydraulic arrangement between the axle and the body whose

    effect is to impose a constant force : the purpose of this is to provide a smoother

    ride by allowing softer springs to be used. Damping ratios of and are

    applicable to the springs and tyres respectively.

    sk

    sP

    sD tD

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    Diagrammatically we have

    and

    Analysis

    The above system has two degrees of freedom. To reduce it to a single degree offreedom we assume that over the period of interest the vehicle body does not move

    vertically. This assumption is usually acceptable, because generally is

    considerably greater than , and is considerably greater than , so the axle

    responds to a disturbance much more rapidly than does the vehicle body.

    m tk sk

    The damped natural frequency (in radian/sec) of the axle under these assumptions is

    [ ] 22 )(1)(1 tststsd DDDDm

    kk+=+

    +=

    where is the undamped natural frequency.

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    If damping is ignored, it can be shown that the effect of the disturbance is to

    superimpose on the static force between the tyres and the road, a dynamic force that

    oscillates between the two values

    ( )tsts

    t kk

    kk

    Hk

    +

    where is a function ofT, and is given by( )

    T

    T

    d

    d

    2sin2= for

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    discontinuity whose effects will be additive to those of the first (having due regard

    for the sign ofH in the formulae).

    The axle traverses the discontinuity in time T . The estimate for the value ofT is

    crucial to the entire exercise, and it will be under-estimated if obtained merely by

    dividing the horizontal extent of the discontinuity by the horizontal speed of thevehicle. The vehicle has pneumatic tyres, which will tend to flow over the

    discontinuity (the caterpillar effect). Approximate allowance for this can be

    made by adding half the length of the tyre footprint to the horizontal extent of the

    discontinuity before dividing by the speed.

    Damping is ignored except insofar as it affects the value of d. This has the

    theoretical effect that the independent vibrations set up at the start and the end of

    the discontinuity, do not die away, but continue forever. In practice they will die

    away within a few cycles. The greater the value of Td the more the above

    simplified approach will tend to over-estimate the dynamic forces. For small

    values of Td the error is insignificant, and this is the case that is usually of

    interest because it gives rise to the larger dynamic forces. (As an aside, for very

    large values of Td the simplified approach gives answers that are too large by a

    factor of two. The physical reason for this is that the vibrations set up at the start

    of the discontinuity will actually have died away completely when the end of the

    discontinuity is reached.)

    CONTINUOUS CORRUGATIONS

    Basic model

    The vehicle, its axle and its tyres are idealised in the same manner as before. The road

    surface elevation is assumed to be sinusoidal, with amplitude H and a wavelength

    such that the angular frequency of the disturbance imposed on the vehicle is

    (radian/sec).Analysis

    As in the case of the single discontinuity, the problem is reduced to a single degree of

    freedom by assuming that the vehicle body does not move vertically. Under this

    assumption, and with much algebraic manipulation, the following formulae can be

    derived.

    Letm

    kk ts += (undamped natural frequency of axle)

    =r (frequency ratio)

    (total damping ratio)ts DDD +=

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    Then:

    The amplitude of vibration of the axle is given by

    ( )

    ( ) ( )222

    2

    2

    21

    2

    Drr

    rD

    kk

    k

    H

    t

    ts

    t

    +

    +

    +

    The dynamic force applied to the road surface has an amplitude given by

    ( )

    ( ) ( )222

    2

    2

    2

    2

    21

    2121

    Drr

    k

    kkrDrD

    kk

    kr

    Hkt

    tsts

    ts

    t

    t

    +

    ++

    +

    +

    which, if the spring stiffness is very much less than the tyre stiffness, simplifies to

    ( )

    ( ) ( )222

    2

    2

    2

    21

    212

    1

    Drr

    rDr

    D

    rHk

    ts

    t

    +

    +

    +

    The dynamic force applied by the suspension to the vehicle body has an amplitude

    given by

    ( )

    ( ) ( )222

    2

    2

    2

    21

    212

    Drr

    k

    kkrDrD

    kk

    k

    Hks

    tsst

    ts

    t

    s

    +

    ++

    +

    +

    Discussion

    Most of the assumptions made for the analysis of a single discontinuity apply in the

    analysis of continuous corrugations. However, damping has been included.

    A feature of corrugation-induced vibrations is that they are usually imposed at a

    frequency close to the natural frequency of the suspension system. This is because the

    corrugations are themselves caused by resonance in the suspensions of the larger

    vehicles which travel the road.

    The corrugation profile will probably not be sinusoidal. The actual profile could be

    measured, then analysed into its Fourier components. This would almost certainly

    show that the fundamental component was the predominant one, a predominance that

    is enhanced by the fact that this fundamental component will probably be exciting the

    system at close to its natural frequency.

    The caterpillar effect of the tyres footprint will serve to lessen the effective value of

    the corrugation amplitude. The likely magnitude of this can be estimated by drawing

    a full corrugation to scale, then superimposing a type footprint on that drawing.

    (When doing this, remember that the actual profile of the corrugations will not besinusoidal.)

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    TYRE STIFFNESS

    In cases where the tyre stiffness is not directly available, an estimate can be made

    from knowledge of the tyres radius and operating pressure. Consider a single tyre of

    radius R and internal air pressure . The tyre has been flattened by an amountp ,

    acquiring in the process a footprint length L . Assume, in the absence of any betterinformation, that the footprint width is 2L .

    The footprint area is , and so the load being supported is .25.0 L

    25.0 pL

    The values of L and are related through the geometry of a circle by

    ( ) 42 2LR = , which for small deflections simplifies to ( )RL 82= .Hence, the load being supported is equal to pR4 , and so the stiffness of the single

    tyre is equal to .pR4

    Document revision history

    Version Description Release

    date

    Released by

    Initial paper-based document produced. 1981 Tony Dawson

    Various bits and pieces added in

    loose-leaf form over the years.

    Converted to electronic format. ~1998 Rob Niall

    More bits & pieces added over the years.

    D Becomes part of KBR Technical

    Portfolio.

    2006 Tony Dawson

    Rob Niall

    E Cosmetic improvements. Dunkerley's

    method described.

    Sep 2008 Rob Niall