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21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3...
Transcript of 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3...
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et seq.
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 1 of 72 PageID #: 21339
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 2 of 72 PageID #: 21340
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341
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Mary Bell, et al. v. ATH Holding Company, LLC, et al.
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 4 of 72 PageID #: 21342
![Page 5: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/5.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 5 of 72 PageID #: 21343
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 6 of 72 PageID #: 21344
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 7 of 72 PageID #: 21345
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res judicata
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 8 of 72 PageID #: 21346
![Page 9: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/9.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 9 of 72 PageID #: 21347
![Page 10: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/10.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 10 of 72 PageID #: 21348
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 11 of 72 PageID #: 21349
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 12 of 72 PageID #: 21350
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 13 of 72 PageID #: 21351
![Page 14: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/14.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 14 of 72 PageID #: 21352
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 15 of 72 PageID #: 21353
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 16 of 72 PageID #: 21354
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 17 of 72 PageID #: 21355
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Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 18 of 72 PageID #: 21356
![Page 19: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/19.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 19 of 72 PageID #: 21357
![Page 20: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/20.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 20 of 72 PageID #: 21358
![Page 21: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/21.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 21 of 72 PageID #: 21359
![Page 22: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/22.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 22 of 72 PageID #: 21360
![Page 23: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/23.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 23 of 72 PageID #: 21361
![Page 24: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/24.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 24 of 72 PageID #: 21362
![Page 25: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/25.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 25 of 72 PageID #: 21363
![Page 26: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/26.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 26 of 72 PageID #: 21364
![Page 27: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/27.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 27 of 72 PageID #: 21365
![Page 28: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/28.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 28 of 72 PageID #: 21366
![Page 29: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/29.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 29 of 72 PageID #: 21367
![Page 30: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/30.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 30 of 72 PageID #: 21368
![Page 31: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/31.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 31 of 72 PageID #: 21369
![Page 32: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/32.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 32 of 72 PageID #: 21370
![Page 33: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/33.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 33 of 72 PageID #: 21371
![Page 34: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/34.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 34 of 72 PageID #: 21372
![Page 35: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/35.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 35 of 72 PageID #: 21373
![Page 36: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/36.jpg)
Exhibit A
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 36 of 72 PageID #: 21374
![Page 37: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/37.jpg)
Exhibit 1
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 37 of 72 PageID #: 21375
![Page 38: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/38.jpg)
Bell, et al. v. ATH Holding Company, Inc., et al.
Exhibit 1
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 38 of 72 PageID #: 21376
![Page 39: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/39.jpg)
Exhibit 1
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 39 of 72 PageID #: 21377
![Page 40: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/40.jpg)
Required
Exhibit 1
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 40 of 72 PageID #: 21378
![Page 41: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/41.jpg)
.Plaintiffs
Defendants.
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 41 of 72 PageID #: 21379
![Page 42: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/42.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 42 of 72 PageID #: 21380
![Page 43: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/43.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 43 of 72 PageID #: 21381
![Page 44: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/44.jpg)
Bell, et
al. v. ATH Holding Company, Inc., et al.
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 44 of 72 PageID #: 21382
![Page 45: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/45.jpg)
in custodia legis
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 45 of 72 PageID #: 21383
![Page 46: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/46.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 46 of 72 PageID #: 21384
![Page 47: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/47.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 47 of 72 PageID #: 21385
![Page 48: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/48.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 48 of 72 PageID #: 21386
![Page 49: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/49.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 49 of 72 PageID #: 21387
![Page 50: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/50.jpg)
Attorneys for Plaintiffs
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 50 of 72 PageID #: 21388
![Page 51: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/51.jpg)
Attorneys for the Defendants
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 51 of 72 PageID #: 21389
![Page 52: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/52.jpg)
Exhibit 2
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 52 of 72 PageID #: 21390
![Page 53: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/53.jpg)
Exhibit 2
Service of this proposed order will be made electronically on all ECF-registeredmacounsel of record via email generated bycothe Court’s ECF system.
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 53 of 72 PageID #: 21391
![Page 54: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/54.jpg)
.Plaintiffs
Defendants.
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 54 of 72 PageID #: 21392
![Page 55: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/55.jpg)
Bell, et al. v. ATH Holding Company, LLC, et. al.,
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 55 of 72 PageID #: 21393
![Page 56: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/56.jpg)
et seq.
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 56 of 72 PageID #: 21394
![Page 57: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/57.jpg)
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 57 of 72 PageID #: 21395
![Page 58: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/58.jpg)
Bell, et al. v. ATH Holding Company, Inc., et al.,
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 58 of 72 PageID #: 21396
![Page 59: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/59.jpg)
Bell, et al. v. ATH Holding Company, Inc., et al.,
Exhibit 3
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 59 of 72 PageID #: 21397
![Page 60: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/60.jpg)
.Plaintiffs
Defendants.
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 60 of 72 PageID #: 21398
![Page 61: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/61.jpg)
Bell, et al. v. ATH Holding Company, LLC, et. al.,
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 61 of 72 PageID #: 21399
![Page 62: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/62.jpg)
et seq.
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 62 of 72 PageID #: 21400
![Page 63: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/63.jpg)
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 63 of 72 PageID #: 21401
![Page 64: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/64.jpg)
Bell, et al. v. ATH Holding Company, Inc., et al.,
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 64 of 72 PageID #: 21402
![Page 65: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/65.jpg)
Bell, et al. v. ATH Holding Company, Inc., et al.,
Exhibit 4
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 65 of 72 PageID #: 21403
![Page 66: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/66.jpg)
. Plaintiffs
Defendants.
et seq.
Exhibit 5
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 66 of 72 PageID #: 21404
![Page 67: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/67.jpg)
et seq.
Exhibit 5
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 67 of 72 PageID #: 21405
![Page 68: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/68.jpg)
e.g.
Exhibit 5
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 68 of 72 PageID #: 21406
![Page 69: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/69.jpg)
Exhibit 5
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 69 of 72 PageID #: 21407
![Page 70: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/70.jpg)
16.
.
Exhibit 5
Service of this proposed order will be made electronically on all ECF-registeredmacounsel of record via email generated bycothe Court’s ECF system.
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 70 of 72 PageID #: 21408
![Page 71: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/71.jpg)
et seq. Mary Bell, Janice Grider, Cindy Prokish, John A. Hoffman, and Pamela M. Leinonen, individually and as representatives of a class of similarly situated persons of the Anthem 401(k) Plan (formerly the WellPoint 401(k) Retirement Savings Plan), Case No. 1:15-cv-02062,
Exhibit 6
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 71 of 72 PageID #: 21409
![Page 72: 21339 - Anthem 401(k) Settlement...Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 3 of 72 PageID #: 21341 WKH IXWXUH GXULQJ WKH 6HWWOHPHQW 3HULRG 7KH DPRXQW RI DWWRUQH\V¶](https://reader034.fdocuments.us/reader034/viewer/2022050217/5f62effc7ca26d52dd2728cc/html5/thumbnails/72.jpg)
Exhibit 6
Case 1:15-cv-02062-TWP-MPB Document 367-1 Filed 04/05/19 Page 72 of 72 PageID #: 21410