BioPharmfiles.pharmtech.com/alfresco_images/pharma/2014/08/20/86... · 2018-08-28 · October 2011...
Transcript of BioPharmfiles.pharmtech.com/alfresco_images/pharma/2014/08/20/86... · 2018-08-28 · October 2011...
BioPharmINTERNATIONAL
www.biopharminternational.com
The Science & Business of Biopharmaceuticals
Supplement to:
October 2011
Advances in Vaccine
Technologies
GE HealthcareLife Sciences
GE, imagination at work and GE monogram are trademarks of General Electric Company. ReadyToProcess, WAVE BioReactor and ReadyCircuit are trademarks of GE Healthcare companies.
© 2011 General Electric Company – All rights reserved. GE Healthcare Bio-Sciences AB, Björkgatan 30, 751 84 Uppsala, Sweden
GE04-11. First published October 2011.
ReadyToProcess™
Plug & Play options for flexible vaccine manufacturing
• For virus propagation, WAVE Bioreactor™ system reduces time consuming routines, increases
flexibility and ensures the integrity of your cell culture operations.
• For harvest operations, ReadyCircuit™ assemblies provide a single-use, aseptic flow path for
clarification and purification applications.
Visit www.gelifesciences.com/readytoprocess
www.biopharminternational.com October 2011 Supplement to BioPharm International s3
Vaccines Trends
Challenges and Trends
in Vaccine ManufacturingAn evaluation of the technologies and process parameters needed
to develop a safe, effective, and economically efficient vaccine.
Suma Ray
The biotechnology era has experienced signif-
icant changes in the number of companies
involved in vaccine manufacturing as well as in
the production systems they use. Nevertheless,
challenges in this area are multiple. In the cur-
rent vaccine-manufacturing environment, time to mar-
ket and cost effectiveness are key issues that need to be
addressed in addition to smooth R&D and clinical stud-
ies. Furthermore, scale up and safety are important for
maintaining a successful manufacturing process.
As a result, state-of-the-art technologies to simplify
vaccine development and manufacturing are becom-
ing ever-more crucial. In this article, the authors dis-
cuss these challenges and evaluate the technologies
and process parameters that need to be considered
when developing a safe, effective, and economically
efficient vaccine. The article primarily deals with pro-
phylactic vaccines.
Background
Vaccines are a group of biologics considered to be the
lifeline of the human race. It has been said about vac-
cines that, “With the exception of safe water, no other
modality, not even antibiotics, has had such a major
effect on mortality reduction…” (1).
A good vaccine is one that elicits an appropriate
immune response for the particular pathogen, which
could either be a cell-mediated response to tuberculosis
or an antibody response to a bacterial or viral infec-
tions. It should be safe to use in a variety of patients
and the vaccine itself should not cause disease or
induce adverse effects. A vaccine should offer long-
term protection (ideally lifelong) with one dose and
retain its immunogenicity despite adverse storage con-
ditions before administration. Furthermore, it must be
inexpensive to make and buy (2).
The development and manufacturing of vaccines
must follow four ground rules (3):
• Vaccines must be developed, produced, and deliv-
ered in large volumes.
• Process costs must be kept down.
Me
dio
ima
ge
s/P
ho
tod
isc
/Jo
n B
oye
s/G
ett
y Im
ag
es
Suma Ray is a senior process development scientist at Sartroius Stedim India Private, Ltd., [email protected].
s4 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines Trends
• Development and delivery
times must be short.
• Patient and employee safety
should not be compromised.
The largest market for vaccines
is found in the developing world,
where doses need to be less expen-
sive than those sold in the devel-
oped world in order to have any
chance of getting to the patients
who need them (4). Companies,
therefore, need to weigh the risks of
killed or weakened whole organisms
against the costs of recombinant
vaccine production for products
meant to help a large percentage of
the economically weak population.
As part of the “Elements of
Biopharmaceutical Production”
series (see sidebar), this article pres-
ents an overview of the various
challenges encountered during pro-
cess development for the manufac-
ture of prophylactic vaccines.
cHaLLEngES
Process development for vaccines
can pose unique obstacles for man-
ufacturers. Because most vaccines
are new products, there is no history
or experience to rely on with regard
to how subjects will respond to the
drug. Furthermore, promising pre-
clinical results in animal models are
generally not duplicated when the
therapy is tested in humans. Often,
it is challenging to develop robust
manufacturing processes and to val-
idate quality control assays for these
products because there is a need for
a specific biological assay for each
product (5).
One important difference
between the production of vac-
cines and other biopharmaceuti-
cals is the risk-safety consideration
related to working with pathogens
and pathogenic antigens. As with
all biomolecules purified from crude
biological material, the removal of
contaminants (e.g., derivatives from
host cell such as DNA, protein, or
leachables), must be documented.
However, the removal or inactiva-
tion of adventitious viruses remains
a unique challenge (3).
nEW and EXISTIng TrEndS
In VaccInE ManuFacTurIng
The process of vaccine development
begins with a good understanding
of the underlying biology involved.
Egg-based versus cell-culture based
There has been much debate
regarding whether the egg-based
method for manufacturing a viral
vaccine is more effective than
the animal cell-culture based
method. A third method using
virus-like particles (VLPs) is also
in use. This method is similar to
the recombinant-vaccine manu-
facturing process in terms of
cloning and expressing recombi-
nant proteins.
Although the egg-based viral vac-
cine manufacturing process is an
old and familiar technology that
has been practiced for more than 60
years, it has its own complex issues.
Egg-based viral vaccine manufac-
turing, for example requires a large
number of specific pathogen free
(SPF) eggs because the virus needs
to be propagated inside the fertilized
chicken eggs. However, typcially,
one can only produce one or two
doses of vaccine per egg. Here, the
nutrition status of the poultry is also
important because changes in their
diet can dramatically affect the virus
yield from the eggs. The process is
labor intensive and highly suscep-
tible to bacterial contamination. In
addition, individuals who are aller-
gic to eggs might have allergic reac-
tions to such vaccines.
On the contrary, animal cell-
culture driven viral vaccine pro-
cesses are being encouraged by
regulatory authorities, particu-
larly because the process reduces
the lead time from laboratory
to market. Furthermore, during
an emergency, chances of scal-
ing up production capacity of an
egg-based vaccine is dismal con-
sidering the reliance on SPF eggs,
compared with cell culture, which
can be propagated multiple times
from frozen cellbanks. In addi-
tion, the footprint for cell-culture-
based production is considerably
smaller, and processing takes place
in closed systems, thereby reduc-
ing chances of contamination.
However, an important issue
with cell-culture processes is
the tumorigenic and oncogenic
potential of the cells in which
the virus is propagated. Although
highly tumorigenic cell substrates
have never been used in vac-
cine manufacturing, it is impor-
tant to keep in mind that some
Madine-Darby Canine Kidney
epithelial cell (MDCK) sublines
are highly tumorigenic. Such
cell substrates can pose signifi-
cant regulatory challenges (e.g.,
if the cell line harbors oncogenic
or tumorigenic viruses, that virus
could integrate into the recipient’s
genome and cause a tumor). Other
cell-culture concerns include
the oncogenic potential of virus
producing cells due to the pres-
ence of contaminating DNA in
the product. Additionally, the use
of animal-derived components in
the cell-culture media—whether
serum-sourced f rom calf or
trypsin-sourced from porcine—
could be potential sources of ani-
mal viruses. The International
Conference on Harmonization
(ICH) Q5A guideline on the qual-
ity of biotechnology products,
therefore, recommends using
serum-free, chemically defined
media for cell culture and geneti-
cally engineered trypsin to ensure
the absence of any animal-derived
component in the raw materials
used in manufacturing.
www.biopharminternational.com October 2011 Supplement to BioPharm International s5
Vaccines Trends
Use of VLPs in vaccine
development
During the past few years, the
use of VLPs for the manufactur-
ing of vaccines is becoming more
popular. For example, the H1N1
influenza vaccine developed
jointly by Novovax and Cadila
Pharmaceuticals uses VLPs. The
advantages of a VLP-based vaccine
platform is that it uses a recom-
binant-vaccine technology with
a baculovirus expression system
and, as a result, one does not need
to handle a live pathogenic virus.
This process rules out the need for
a containment facility. There are
no safety concerns and the process
is easily scalable to large quantities
and more economical in terms of
facility, materials, labor, and util-
ity costs (6). When using recom-
binant technology, one can select
the exact genetic match for hem-
agglutinin, neuraminidase, and
matrix proteins of the circulating
virus strain. The entire process of
manufacturing, from cloning to
development and release, takes
about 12 weeks (6). Other VLP-
derived vaccines include Merck’s
Gardasil, which protects against
human papillomavirus types 6, 11,
16, and 18.
ProcESS dEVELoPMEnT ScHEME
For a cELL-cuLTurE BaSEd VaccInE
Current technologies for vaccine
manufacturing can help ensure
quality and reduce time. Some of
these technologies include ana-
lytical methods such as surface
plasmon resonance, upstream
technologies such as micro-
carrier beads for adherent cell
lines, high-throughput screen-
ing methods, and downstream
technologies such as membrane
chromatography and cross-flow
filtration. Figure 1 outlines the
schematic flow for complete vac-
cine-process development.
Upstream process development
The productivity of large-scale cell
culture can be increased either
by scaling up to larger volumes
with cell densities of 2–3 x 106/mL,
or by intensifying the process in
smaller volumes but with higher
cell densities (up to 2 x 108 cells/
mL). When intensifying cell densi-
ties, more frequent media changes
are needed and perfusion is even-
tually applied (7).
Many alternative technologies
are also available. Cross-linked
dextran beads (i.e., microcarriers),
for instance, provide an extended
surface and a stable environ-
ment for optimal cell growth.
Microcarrier culture of anchorage-
dependent or entrapped cells
reduces volume and thus belongs
to the latter of the options cited
above (8). The technique, in gen-
eral, has many advantages for the
commercial manufacturer. It can
be operated in batch or perfusion
modes during cell culture and it
is well-suited to efficient process
development and smooth scale-
up. Washing and changing culture
media just before viral infection
is easier because there is no virus
inside and one does not have to
follow additional precautions as
required while handling a virus.
The reactors can also be modified
to grow other organisms.
Downstream process development
As evident from Figure 1, the down-
stream processing and purification
steps occupy a major portion of the
vaccine-manufacturing process. As
a result, the use of robust and eco-
nomical steps to develop and opti-
mize parameters for purification is
beneficial. For example, in general,
downstream steps are more expen-
sive to carry out than upstream
steps because of the use of chroma-
tography columns and membranes.
The onus for generating a product
that is absolutely free of pathogens
and other contaminants such as AL
L F
IGU
RE
S A
RE
CO
UR
TE
SY
OF
TH
E A
UT
HO
RS
Figure 1: Process-development scheme for vaccine manufacturing.
Clarification
Concentration
Inactivation
UPSTREAM DOWNSTREAM PURIFICATION & FORMULATION
Mediapreparation
Antigengrowth
Contaminantremoval
Formulation/Adjuvants
Preservativestabilizer
Sterilefiltration
Fill andFinish
A SpeciAl AdvertiSing Section
A SpeciAl AdvertiSing Section
page_header page_header page_header page_header A SpeciAl AdvertiSing Section
Vaccine development and manufacture is one of the most challenging tasks within biopharmaceuticals today. R&D projects are characterized by technical com-plexity, and production processes by methods that can be both inflexible and
costly. But vaccines can also be highly rewarding, and one route to success is to deploy single-use products in order to create more flexible and less costly production processes. Inflexible production methods can put producers at a real disadvantage, especially when millions of doses of new vaccines are needed at short notice. Flexible, single-use platforms, like the ReadyToProcess™ product line, include single-use bioreactors, ready to use chromatography products and self-contained fluid management, filtration and sensing modules. As well as shortening time-lines, they can help secure safety and qual-ity standards wherever production is located.
The production of vaccines against seasonal as well as pandemic influenza virus continues to represent the majority of inactivated and live, attenuated virus vaccine production. The demand for such vaccines continues to grow due to increased aware-
ness of immunization, especially in emerging markets.1 Furthermore, changes in the virus strain from season to season, as well as the location of pandemic breakouts, create
a greater need for flexibility and speed in flu vaccine production.2
ProPagation of influenza virus in single-use bioreactors
Traditional influenza vaccine production uses fertilized hen eggs. This method is labor-intensive and requires large facilities with limited scalability. A switch to cell cul-ture–based vaccine production methods and use of disposable products provides flex-ibility to substantially reduce the time to vaccine clinical trials and approval, effectively decreasing the time-to-market.
Magnusson et al. have previously shown that WAVE Bioreactor™ systems can be used to establish processes to propagate influenza virus in Vero cell culture using dispos-
able products and animal-component–free conditions for cell growth.3 (See figure 1.) They developed an animal-free culture process, which is important from a regulatory perspective in human vaccine production, and it is critical to live virus vaccines because there are limited options for inactivating adventitious virus. They were able to grow these cell cultures in animal-component–free conditions while providing a fast and sim-ple process that enables scale-up to production. A WAVE Bioreactor 20/50 system using a disposable Cellbag™ bioreactor was shown to be a fast and convenient alternative to stainless steel bioreactors because it is easy to set up and no cleaning is required.
Harvest of influenza virus using single-use systems
Following propagation of influenza virus in a cell-based process, the virus must be harvested from the cell culture medium. We have developed a platform harvest process using ReadyCircuit™ single-use assemblies to remove cell debris, microcarriers and host cell contamination (proteins and DNA). ReadyCircuit assemblies comprise bags, tubing, sensors and filters which form self-contained purification modules that maintain an aseptic path and remove time-consuming process steps associated with conventional systems. This process has been verified on influenza virus produced in MDCK and Vero cell lines.
Increased Process Productivity for Influenza Vaccine using Single-Use Solutions
By Jakob Liderfelt and Ann-Christin
Magnusson
Jakob Liderfelt, Scientist
Jakob Liderfelt has five years of experience in process development at a CMO involved in downstream processing of biopharmaceuticals and an additional six years of experience as a scientist at GE Healthcare Life Sciences in downstream process applications for monoclonal antibodies with a focus on disposables and single use.
Ann-Christin Magnusson, Senior Research Engineer
Ann-Christin holds a degree in Biomedical Engineering from Uppsala University. She has more than 20 years of hands-on experience including cell culture, molecular biology and analytical assay development. In her current role, Ann-Christin is responsible for building the technical expertise in cell culture for vaccine manufacturing.
Visit us at:
www.gelifesciences.com/bioprocess
SponSored by
GE Healthcare Life Sciences supports scientists, engineers, and companies working in the discovery, development, and manufacture of biopharmaceuticals, vaccines, and cell-based technologies. We are continuously developing our portfolio of advanced products and services for cell culture, downstream purification and analytics to enable efficient and flexible bioprocessing. GE Healthcare is a unit of General Electric Company with expertise in medical diagnostics, drug discovery, and biopharmaceutical development and manufacture. GE Healthcare’s vision is to develop innovative solutions that help reduce costs, increase access, and improve quality of medical care around the world.
A SpeciAl AdvertiSing Section
A SpeciAl AdvertiSing Section
Removal of cell debris and microcarriers using nor-
mal flow filtration
Microcarriers and whole cells were allowed to settle and a ReadyCircuit assembly designed to perform serial normal flow filtration (NFF) using ULTA™ Prime GF 2.0 µm and ULTA Prime GF 0.6 µm filters was employed to further clarify the supernatant. (See fig-ure 2.) The membrane was wetted with phosphate-buff-ered saline (PBS) prior to processing. A peristaltic pump was used to drive the flow, a scale for monitoring of fil-tered volume and a disposable pressure sensor for moni-toring of pressure. Finally, PBS was also used to rinse the filters in order to increase product recovery. Final filter loading was 87 L/m2 and the final inlet pressure was 0.1 bar. Haemagglutinin (HA) yield was >95%.
Concentration of influenza virus and removal of
host cell protein (HCP) and DNA
A second ReadyCircuit assembly designed for cross flow filtration (CFF) using a 500 kD ReadyToProcess hollow fiber was employed to concentrate the virus 22X and to remove HCP and DNA via diafiltration (6 diavolumes). (See Figure 3.) Two peristaltic pumps were used to drive flow rates, two scales to moni-tor volumes and three disposable pressure sensors to monitor pressure drop (ΔP) over the filter cartridge and transmembrane pressure (TMP). Flux control was performed using manual clamp valves. The buffer used for diafiltration and product recovery was PBS. At a filter loading of 57 L/m2 a throughput of 62 L/m2 was achieved with an average flux of 23 LMH. HA yield was 80% over the concentration step, and over both filter steps log reduction values (LRV) of 0.8 and 1.4 were achieved for HCP and DNA, respectively.
Advantages of single use for harvest
Process time for the workflow described above was compared to the same processes using traditional systems. As was the case with virus propagation, utili-zation of single-use harvest systems eliminates set-up, cleaning and sterilization requirements. In this exam-ple, total process time was reduced from 13.5 hours to 5.5 hours by employing ReadyCircuit disposable pro-cess assemblies. In addition, ReadyCircuit assemblies increase process flexibility, since multiple products can be produced using platform with no risk of cross-prod-uct contamination, and increased process safety due to containment of the live influenza virus.
conclusions
We have shown that WAVE Bioreactor systems and ReadyCircuit disposable assemblies can be successfully employed for the propagation and harvest of influ-enza virus produced in cell culture-based systems. We achieved high yield of haemagglutinin and reduced the total time of harvest from 13.5 hours to 5.5 hours. Furthermore, we were able to remove 85% of host cell protein and 96% of DNA during the harvest step, thereby reducing the demands on the downstream purification process to remove these contaminants.
references 1. Shalini Shahani, Market Research Report: Vaccine technologies
and global markets (Wellesley, MA: BCC Research, 2010), 79 2. Shahani, Market Research Report: Vaccine technologies and
global markets, 81 3. Ann-Christin Magnusson, Therese Lundström, Mats Lundgren,
“Optimization of Conditions for Producing Influenza Virus in Cell Culture Using Single-Use Products,” BioProcess International
Industry Year Book 2011-2012, 112-113.
GE, imagination at work and GE monogram are trademarks of General Electric Company. Cellbag, ReadyCircuit, ReadyToProcess, ULTA and WAVE Bioreactor are trademarks of GE Healthcare companies. © 2011 General Electric Company – All rights reserved. First published 2011
1 2 3 4 5 6 7
Tit
er
(lo
g10)
Figure 1: TCID50 values from seven different 2-L infiuenza
batches propagated in a WAVE Bioreactor system (TOH 72 h).
Wast
e, 1L b
ag
Product, 10L bag
3-way TFeed pump
Jumper 2 µm GF 0.6 µm GFPressuresensor
Figure 2: ReadyCircuit assembly for serial flltration using
ULTA Prime GF 2.0 µm and ULTA Prime GF 0.6 µm fllters to
further clarify the supernatant.
NFF filtrateDiafiltration buffer
Pump
3-way T
Pump
Pressure sensor
CFF membranePressure sensor
Pressure sensor
JumperJumper
Harvest bag
Recirculation bag
Perm collection
Figure 3: ReadyCircuit assembly with a 500 kD
ReadyToProcess hollow flber concentrated the virus 22X
and removed HCP and DNA via diaflltration.
s8 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines Trends
host cell protein (HCP), host cell
DNA, or endotoxin, relies on down-
stream steps. If this cost escalates,
the manufacturer could run into
business risks.
The current industry trend
for purification of biological
therapeutics, including vaccines,
involves the use of membrane
chromatography to purify viruses
as well as for polishing applica-
tions. Membrane chromatography
offers many benefits compared
with density gradient ultracentri-
fugation, including the removal
of HCPs, contaminating DNA and
endotoxins. Membrane chroma-
tography compared with centrif-
ugation offers many advantages
(e.g., processing time is faster,
virus yield is higher, cleaning vali-
dation is not needed, the carbon
footprint is smaller) (see Table I).
This method can therefore bring
greater effectiveness to the key
stages of bioprocessing.
The implementation of mem-
brane chromatography for virus
purification, in place of density
gradient ultracentrifugation,
is gaining prominence in many
areas, even though the latter
remains the gold standard among
traditional vaccine manufacturers.
Membrane chromatography
has been successfully used in
multiple applications for virus
purification. In a recent study,
human and equine influenza A
virus in cell-culture supernatant
(i.e., serum-free and serum-con-
taining cultivation) was directly
adsorbed onto Sartobind Q 75
anion-exchanger, and eluted out
by displacement with sodium
chloride (up to 1.5 M, pH 7.0),
which resulted in average yields
of 86% based on hemagglutinin
activity (9). In another instance
a virulent wild type NIA3 strain
of Pseudorabies, grown in por-
cine kidney epithelial (PK15) cell
monolayers was purified using
Sartobind S cation exchanger
membranes (10).
In another study, Sartobind D
membrane adsorber was used in a
larger scale downstream process,
for the purification of rotavirus
VLPs to a clinical grade at 46%
global recovery yield, and with
nearly 100% removal of host bulk
DNA together with approximately
98% of HCPs (11). Sartobind D
was also used for purification of
recombinant baculoviruses that
are widely used as vectors for the
production of recombinant pro-
teins in insect cells (12).
Another robust technology is
cross-flow filtration (using tan-
gential-flow filters), which is best
suited for higher solid contents,
more viscous feed solutions, or in
cases where concentration, recov-
ery, and purification of cells or
target species is desired. This tech-
nology is largely used for concen-
trating and washing feed streams
before chromatography (3).
For vaccine manufacturing,
particularly virus purification,
fully scalable macrovoid-free
hollow-fiber technology applied
to ultrafiltration and microfiltra-
tion offers great advantages in
the virus-purification process due
to its open porous structure. The
open-flow path design of hollow
fibers gently processes cell suspen-
sions and other particulate feed
streams and reduces shear forces,
thereby maintaining the integrity
of the virus. Hence, recovery rates
of the target virus and overall pro-
cess economics are improved (13).
PLaTForM TEcHnoLogIES
In VaccInE ManuFacTurIng
One way to eliminate bottlenecks,
especially in downstream-process
development, is to use purifica-
tion platforms. The biopharma-
ceutical manufacturing industry
has communicated timesavings
of 3–8 months using a fast-track
development approach when
technology platforms are applied
in all key aspects of development.
This includes upstream as well as
downstream processing, such as
cell-line development, cell culture,
downstream processing, analyti-
cal concepts, and filling (3). Major
considerations when designing a
manufacturing platform include
the infrastructure, resources and
manufacturing capacity available,
the degree of scalability and pro-
ductivity desired, the time avail-
able for producing the first dose
and the dosing regime. Figures
2 and 3 illustrate some platform
processes for vaccine manufac-
turing in eggs and in animal cell
culture. A complete platform for
downstream processing as noted
in one study includes three steps:
depth filtration, ultra/diafiltration
(UF/DF), and membrane adsorp-
tion for purification of recom-
binant baculoviruses. Global
recovery yields reached 40% at
purities over 98% (12).
Figure 2: A generic process for egg-
based vaccine manufacturing using
platform technologies. SPF is specific
pathogen free. UF is ultrafiltration. DF
is diafiltration.
Procurement of 10-11 days old fertilized SPF eggs
Inoculation and propagation of virus inside the egg
Harvesting of allantoic fluid & clarification
Virus purification using ultracentrifugation/cross flowfiltration/chromatography
Virus Inactivation
Concentration using UF/DF
Formulation/Adjuvants/Preservatives
Sterile filtration
Fill and finish
www.biopharminternational.com October 2011 Supplement to BioPharm International s9
Vaccines Trends
VaccInE STaBILITY and
SuPPLY-cHaIn ManagEMEnT
Another important parameter to
consider when manufacturing a
vaccine is its thermostability. All
vaccines lose potency over time,
and the rate of potency loss is tem-
perature dependent. Hence, there
is a need to develop, monitor, and
maintain cold-chain systems to
ensure that the potency of vac-
cines is maintained under refriger-
ated conditions (mostly between
2–8 ºC) until the point of use. The
World Health Organizaion (WHO)
recommends that reconstituted
vaccines be kept cold and that any
unused vaccine from a multidose
vial be discarded after 6 h (14). This
is primarily due to the instability of
reconstituted vaccines and also due
to the chances of bacterial contam-
ination because live vaccines do
not contain preservatives (15). New
approaches to develop thermosta-
ble vaccine formulations that are
resistant to damage caused by freez-
ing or overheating are necessary
to eliminate dependence on a cold
chain. Such approaches could have
great economic benefits in terms
of reducing vaccine wastage and
preventing adverse health conse-
quences of administering damaged
vaccines to recipients. Furthermore,
such approaches would improve
the effectiveness of vaccines and
enable delivery of the vaccine to
remote populations (15).
In addition to ensuring vac-
cine stability, optimizing the
vaccine supply chain through
quality management in vaccine
manufacturing plays a key role
in safe and effective vaccine
manufacturing. In this context,
performing a risk analysis for the
manufacturing-process param-
eters that affect product quality,
as well as an assessment of each
validation step, including clean-
ing protocols, monitoring of the
air filters, and assurance of steril-
ity of the source materials, are
also crucial to a quality manage-
ment process (16).
rEguLaTorY ISSuES
In VaccInE ManuFacTurIng
Vaccines are generally (although
not always) prophylactic biomol-
ecules, therey making their devel-
opment and commercialization
complex. A set of basic regulatory
criteria from the WHO applies
to vaccine manufacture, regard-
less of the technology used to
produce the products. Licensure
of a new vaccine is based on the
demonstration of safety and
effectiveness, and the ability to
manufacture in a consistent man-
ner. The manufacturer facilitates
the development and evaluation
of new vaccines by anticipating
and addressing the regulatory
issues involved. General regula-
tory issues that are applicable to
other biologicals, such as detec-
tion of adventitious agents and
improved test methods that are
reliable and sensitive, are valid
for vaccines as well. Additional
vaccine-specific issues include
determining correlates of pro-
tection necessary for evaluating
efficacy, improving assays for
potency, or finding animal mod-
els that can be used for the eval-
uation of efficacy when human
clinical trials are not feasible or
unethical (17).
Although the use of animal-
cell culture for manufacturing
viral vaccines is the current prac-
tice, regulatory challenges tied to
this protocol are extensive. The
WHO requires additional reports
to ensure safety of the popula-
tion receiving vaccines gener-
ated out of cell culture. Required
tests include confirming tumori-
genicity, checking for extrane-
ous agents of the cell substrate,
residual HCP and residual DNA,
equivalence of cell culture and
egg-based vaccines (i.e., antigenic
characterization by cross-reactiv-
ity of specific antisera and animal
protection studies).
Membrane chromatography Density gradient ultracentrifugation
High virus titers; up 1013 VP/ml Yield of up to 106 VP/ml only
10–20 × faster (~ 2h) Time consuming (~ 36h)
Single-use (no validation required) Requires validation against batch to batch carryover contamination
Non toxic and does not require the removal of any residual contaminants
Requires removal of toxic material like CsCl2 or sucrose from finished product
Removes host cell protein (HCP) and contaminating DNARequires additional step for removal of other host-cell related contaminants
Operates on a plug-and-play mechanism with single-use concept and (no maintenance required)
High maintenance
Small footprint in line with process analytical technology (PAT) and quality-by-design (QbD) principles
Footprint and in-process (i.e., PAT) control are challenges
Table I: Comparison between the use of membrane chromatography and density gradient ultracentrifugation for
virus purification.
s10 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines Trends
THE nEEd For SIngLE-uSE In
VaccInE ManuFacTurIng
Generally speaking, single-use
technologies reduce bottlenecks
in manufacturing environments.
Implementation of single-use
technologies in vaccine manu-
facturing should be the gold
standard. Single-use steps elimi-
nate the need for cleaning and
validation, which automatically
eliminates any kind of cross-
contamination, while maintain-
ing the aseptic path. Apart from
eliminating cleaning and vali-
dation, the reduced set-up time
associated with these systems is
crucial to meeting the time-sen-
sitive demands of vaccine man-
ufacturing. Single-use process
steps can be easily assembled
and are quickly configurable,
thereby reducing downtime and
capital investment in facility and
equipment.
Aseptic processing has always
received attention from regu-
lators in the biopharmaceutical
sector because of the high risk of
microbial contamination that can
affect patient health, particularly
when the molecule is a prophy-
lactic material. Traditionally, asep-
tic processing is done in critical
or controlled areas, depending on
the risks associated with certain
steps in the manufacturing pro-
cess (16).
Interestingly, discarding a
device, without having to prove
that it has been sufficiently
cleaned, is one step that both
regulatory authorities as well as
manufacturers seem happy to
embrace (18). This approach is
especially beneficial for vaccines,
because vaccinating large, healthy
populations, carries much greater
risks than treating relatively small
groups of people with conven-
tional drugs.
For manufacturers attempting
to minimize the risks of vaccine-
batch contamination, single-use
technologies provide an impor-
tant avenue for enhanced safety.
Single-use systems that the sup-
plier presterilizes and bundles
together can further simplify
set-up. With fewer opportuni-
ties for operator error, single-
use technologies can improve
safety and production economics.
Some single-use products, such
as bags, also save space, because
they lie flat and can be stacked
before use. Unlike permanent
storage tanks, single-use bags are
typically ordered on an as-needed
basis to avoid excess unused
equipment (18).
Although single-use technolo-
gies can play a prominent role in
egg-based vaccine manufacturing,
in the areas of filtration, storage,
and at connection points, their
use multiplies in cell-based appli-
cations. More specifically, single-
use technologies can be used for
media preparation, clarification,
and cell harvesting in upstream
processes as well as in buffer prep-
aration, capture, and polishing
chromatography steps, purifica-
tion and filling in downstream
processes. Single-use bioreactors
are an example of the increas-
ingly growing role of single-
use technologies in upstream
processing (18). A recent study
demonstrated the successful devel-
opment of a complete single-use
downstream process by imple-
menting depth filtration, UF/DF,
and membrane chromatography
for the purification of recombi-
nant baculoviruses (12).
Finally, environmental con-
cerns have been cited as key
motivators for moving toward
single-use systems in bioman-
ufactur ing (19). This bel ief
stems f rom the observat ion
that although single-use sys-
tems require significant energy
to produce them and gener-
ate plastic waste, the amount
of energy and water consumed
in the production of water-for-
injection and steam used in
clean-in-place/steam-in-place
operations can more than off-
set the waste issue. When waste-
to-energy plants are considered
for disposal of the plastics, the
environmental benefits of sin-
gle-use technologies are further
enhanced (20). By one estimate,
the commutes of the plant
employees account for more
than 50% of the total carbon
emissions associated with bio-
manufacturing (19).
The above observations demon-
strate that single-use technologies
make it possible to develop and
scale up processes quickly and facil-
itate manufacturing by reducing
the cleaning-validation burden.
concLuSIon
Despite the advances in vaccine
manufacturing across the globe,
Figure 3: A generic process for
animal cell culture based vaccine
manufacturing using platform
technologies. HCP is host cell protein.
Animal cell culture propagation to host virus
Inoculation and culture of virus inside the host
Harvesting of virus and clarification of bulk
Virus purification using ultracentrifugation/cross flowfiltration/chromatography
Removal of contaminants like HCP and DNA using chromatography
Virus
Concentration using UF/DF
Formulation/Adjuvants/Preservatives
Sterile filtration
Fill and finish
www.biopharminternational.com October 2011 Supplement to BioPharm International s11
Vaccines Trends
regulatory, technical, and manu-
facturing hurdles still stand in
the way of companies seeking
to take a candidate product to
the clinic and eventually to mar-
ket. The identification of suitable
vaccine candidates is only one
of many hurdles involved in the
translation of a vaccine candidate
from the bench to the clinic (21).
Identifying suitable antigens,
adjuvants, and delivery methods
are just the beginning of vaccine
development (22). Public demand
for safe and effective vaccines
continues. In addition, regula-
tory requirements have led to an
emphasis on well characterized,
safe vaccines (21).
The need for well defined,
single-use platform processes
to reduce complexities, ensure
safety, and maintain timelines to
market, therefore, is only grow-
ing. Additionally, because process
development provides a techno-
logical foundation for manufac-
turing, analytical methods and
assay development for character-
ization and potency determina-
tion must be part of a company’s
approach. Such an approach helps
to lay the groundwork for success-
ful commercialization (22).
rEFErEncES
1. S. Plotkin, W. Orenstein, P. Offit,
Vaccines (Saunders, Philadelphia, 5th
ed. 2008).
2. C. Scott, supplement to BioProcess Intl.
6 (6) s12–s18 (2008).
3. S. Fetzer, supplement to BioPharm Intl.
21 (1) s1–s6 (2008).
4. C.P. Steffy and L. Rosin, BioProcess Intl.
2 (4), s48–s57 (2004).
5. P. Holland-Moritz, BioPharm Bulletin
(June 2006).
6. S. Srivastava, Vaccine World Summit
March 1–3 (2011).
7. S.S. Ozturk, Cytotechnology 22, 3–16
(1996).
8. A. Heuer, The Bridge Editor’s Note 36 (3)
3 (2006).
9. B. Kalbfuss et al., Jrnl. of Membrane Sci.
299, 251–260 (2007).
10. A. Karger, J. Schmidt, and T.C. Metten-
leiter, Jrnl. Virol. 72, 7341–7348 (1998).
11. T. Vicente et al., Jrnl. of Membrane Sci.
311, 270–283 (2008).
12. T. Vicente et al., Gene Therapy 16,
766–775 (2009).
13. J. Tal, J Biomedical Sci. 7, 279–291
(2000).
14. WHO, Temperature Sensitivity of
Vaccines, http://whqlibdoc.who.int/
hq/2006/WHO_IVB_06.10_eng.pdf,
accesses Sept. 6, 2011.
15. D. Chen and D. Kristensen, Expert Rev.
Vaccines 8 (5), 547–557 (2009).
16. E. Boer, supplement to BioProcess Intl. 6
(10), 38–40 (2008).
17. N.W. Baylor, supplement to BioPharm
Intl. 20 (8) (2007).
18. H. Pora, BioPharm Intl. 19 (6) (2006).
19. L. Leveen and S. Cox, presentation
at IBC’s 5th International Single-Use
Applications for Biopharmaceutical
Manufacturing (San Diego, 2008).
20. D. Newman and S. Walker, presentation
at IBC’s 5th International Single-Use
Applications for Biopharmaceutical
Manufacturing (San Diego, 2008).
21. G. Healy, Microbiologist 3, 28–30 (2006).
22. C. Scott, supplement to BioProcess Intl.
9, 3–42 (2010).
acknoWLEdgMEnT
T he aut hor wou ld l i ke to
acknowledge colleagues from
S a r to r iu s S t e d i m B io te c h ,
Mahesh P rashad and Frank
Meyeroltmanns for shar ing
their knowledge and design-
ing the gener ic schemes for
platform processes in vaccine
manufac tur ing. The author
appreciates the support of Dr.
Uwe Gottschalk, vice-president
of pur i f icat ion technologies
at Sar tor ius Stedim Biotech.
The author would a lso l ike
t o a c k n o w l e d g e A n u r a g
S . R a t h o r e , P h D, a f a c -
u lt y member at the Indian
I n s t i t ute o f D e l h i , I nd i a ,
for h is ed itor ia l a ss i stance
w i t h t h i s p ap e r . R a t ho r e
i s a memb er of B ioPha r m
I n t e r n a t i o n a l ’ s E d i t o r i a l
Advisory Board and the author
of the journal’s series on the
Elements of Biopharmaceutical
Production (see below). BP
Previous articles in the series include:
1. Modeling of Microbial and Mammalian Unit Operations
2. Scaling Down Fermentation
3. Optimization, Scale-up, and Validation Issues in Filtration
4. Filter Clogging Issues in Sterile Filtration
5. Lifetime Studies for Membrane Reuse
6. Modeling of Process Chromatography Unit Operation
7. Resin Screening to Optimize Chromatographic Separations
8. Optimization and Scale-Up in Preparative Chromatography
9. Scaling Down Chromatography and Filtration
10. Qualification of a Chromatographic Column
11. Efficiency Measurements for Chromatography Columns
12. Process Validation: How much to Do and When to do it
13. Quality by Design for Biopharmaceuticals: Defining Design Space
14. Quality by Design for Biopharmaceuticals: Case Studies
15. Design Space for Biotech Products
16. Applying PAT to Biotech Unit Operations
17. Applications of MVDA in Biotech Processing
18. Future Technologies for Efficient Manufacturing
19. Costing Issues in the Production of Biopharmaceuticals
20. Economic Analysis as a Tool for Process Development:
To view these articles, visit BioPharmInternational.com/elements.
Elements of Biopharmaceutical Production
s12 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines DNA Vaccines
DNA Vaccine DeliveryDevelopment of the ideal DNA vaccine requires the
optimization of delivery strategies and plasmid vectors.
Rocky cRanenbuRgh
A DNA vaccine is a plasmid produced in
Escherichia coli that contains an antigen
gene controlled by a promoter that func-
tions only in animal cells, usually the
cytomegalovirus promoter. The DNA vac-
cine plasmid must be delivered to antigen-presenting
cells (APCs) of the host, where the antigenic pro-
tein is expressed, processed, and presented to the
immune system. This approach works efficiently in
mice and other animal models when DNA is delivered
by intramuscular injection, and DNA vaccines have
been licensed for veterinary applications, yet no DNA
vaccine has been approved for use in humans. A key
problem is achieving the delivery of sufficient plas-
mid to the APCs. This article discusses the approaches
designed to achieve delivery, including a focus on the
use of live bacterial vectors.
Intramuscular InjectIon
Since DNA vaccination was developed in the early
1990s, the most common method for immunization
has been intramuscular injection of DNA. The DNA
is usually dissolved in water or an isotonic saline
solution, with the inclusion of an adjuvant if neces-
sary. The aim is to get the plasmid into APCs, which
in muscle tissue are primarily dendritic cells. There,
the DNA is transported to the nucleus for expres-
sion, and the resulting polypeptide is processed
and presented on the cell surface in a major histo-
compatibility complex (MHC). DNA vaccination
can therefore produce a protective CD8+ cytotoxic
T lymphocyte (CTL) response via MHC Class I (1).
Also important are bystander effects, whereby anti-
gens expressed and released from adjacent myocytes
(i.e., muscle cells) are taken up by APCs, thus trig-
gering antibody production through MHC Class II.
This effect enables DNA vaccines to be developed to
target a wide range of bacterial, viral, and parasitic
diseases, in addition to the rapidly expanding field
of cancer immunotherapy.
The first licensed DNA vaccine was West Nile-
Innovator DNA, approved in 2005 for the immu-
nization of horses against West Nile Virus. It was
given in two intramuscular doses 2–4 weeks apart,
then as a single dose annually (2). However, this
vaccine has now been discontinued by Pfizer fol-
lowing their acquisition of the developers, Wyeth’s
Fort Dodge Animal Health. Also in 2005, Novartis
Animal Health (Basel, Switzerland) gained approval
for Apex-IHN, a vaccine against infectious hemato-
poietic necrosis virus in salmon, which encodes a
viral glycoprotein and is administered by a single
intramuscular dose of 10 μg DNA (3).
Despite promising results in animals, DNA vac-
cine efficacy has been disappointing in human
clinical trials. This is generally because of a much
lower specific immune response generated by
injected plasmid DNA alone, and has led to the
adoption of a prime-boost vaccination strategy
whereby the plasmid DNA injection is followed
by a boost with the same antigen gene in a viral
vector. This heterologous boosting strategy has sig-
nificantly increased the specific immune response.
Commonly-used attenuated viral vectors include
those based on modified vaccinia ankara (derived
from the smallpox vaccine), lentivirus (mainly
derived from HIV), and adenoviruses of primate
origin. Viral vectors are expensive and complex to
manufacture compared with DNA, thus eliminat-
ing the advantages of the DNA vaccine approach
such as lower cost and simple, generic production
processes. An additional disadvantage is the poten-
tial of a host immune response directed against
the vector. Development of the ideal DNA vaccine
therefore requires the optimization of delivery
strategies and plasmid vectors.
Intramuscular electroporatIon
A traditional approach for inserting DNA into micro-
bial and animal cells in culture has been by the
Rocky cRanenbuRgh, PhD, is head of molecular biology at Cobra Biologics, Stafforshire UK, [email protected].
www.biopharminternational.com October 2011 Supplement to BioPharm International s13
Vaccines DNA Vaccines
application of an electric pulse,
which creates transient pores in
the cell membrane and allows
entry of the negatively charged
DNA molecules. Electroporation
has been adapted from its in vitro
single-cell origins to enhance in
vivo delivery to tissues follow-
ing intramuscular injection, and
enables a significant increase
in transfection efficiency and
immune response over injection
alone. The disadvantages include
pain at the injection site due to
the electric pulse, and the require-
ment for specialized electropora-
tion devices. The most common
approaches use a disposable grid
consisting of injection and elec-
trode needles attached to the
device that provides the elec-
tric pulse. The DNA solution is
injected, needle electrodes are
inserted through the skin and into
muscle tissue, and an electric field
applied to facilitate DNA entry
into dendritic cells and myocytes.
Ichor Medical Systems (San
Diego, CA) has developed the
TriGrid Delivery System (TriGrid)
a hand-held electroporat ion
device that has been demon-
strated to increase DNA vaccine
delivery efficiency by as much as
1000-fold over injection alone.
Four electrodes are arranged in
a diamond shape around the
central needle, which is a con-
ventional single-use hypoder-
mic syringe that is inserted into
the device, and an electric pulse
is administered upon injection
(see Figure 1a). Ichor has demon-
strated greatly enhanced potency
of DNA vaccines delivered with
the TriGrid in several animal
models using DNA vaccines that
encode antigens such as anthrax,
hepatitis B virus, and tumor-
associated antigens. The device
is being evaluated in several
clinical trials, and results dem-
onstrating enhanced responses
to a prophylactic HIV DNA vac-
cine delivered with TriGrid com-
pared with conventional needle
injection have been published
recently (4). In addition, Ichor
has shown in animal models that
delivery of DNA encoding the
protein therapeutics erythropoi-
etin and interferon-β may be a
viable alternative to injection of
the recombinant proteins.
A therapeutic plasmid DNA appli-
cation (although not a vaccine)
that was licensed for pigs in 2008
is LifeTide SW, developed by VGX
Animal Health (The Woodlands,
TX) (5). The plasmid produces
growth hormone-releasing hor-
mone and is administered to sows
of breeding age to increase the
number of piglets weaned, and
requires only a single treatment.
Plasmid delivery is by direct injec-
tion into skeletal muscle, followed
by electroporation using a portable
electrokinetic device. The device,
called CELLECTRA, was developed
by Inovio (see Figure 1b) and uses a
sterile, disposable electroporation
needle array. Inovio has also dem-
onstrated 1000-fold greater DNA
delivery compared with injection
alone. The device is equally suited
to DNA vaccine applications, and
users of CELLECTRA have targeted
a range of pathogens including
HIV, Clostridium difficile, hepati-
tis C virus, and malaria parasites.
Inovio has an ongoing Phase II
clinical trial for cervical-cancer
therapy (human papilloma virus
therapeutic vaccine) using the
device. Additional ongoing human
clinical trials include Phase I trials
for prophylactic vaccines for influ-
enza (i.e., avian and seasonal) and
HIV, and a Phase I clinical trial for
HIV therapy.
While ample evidence indi-
cates electroporation enhances
the delivery and immunogenic-
ity of injected DNA vaccines, it
has the drawback of increased
discomfort at the administra-
tion site due to the electrical
pulses. However, initial human
clinical-trial data with intra-AL
L F
IGU
RE
S A
RE
CO
UR
TE
SY
OF
TH
E A
UT
HO
R
Figure 1: Devices for plasmid DNA delivery indluding (a) TriGrid and (b)
CELLECTRA with applicator (for intramuscular electroporation), (c) DermaVax
(for transdermal electroporation) and (d) ZetaJet (for subcutaneous or
intramuscular high-pressure injection).
1a
1b
1c
1d
s14 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines DNA Vaccines
muscular del ivery indicates
that the electroporation proce-
dure is tolerable for therapeutic
and even prophylactic applica-
tions. Furthermore, continued
improvements to device design
are likely to result in increased
acceptability of the procedure.
A novel approach to delivering
electrical pulses within target tis-
sue that may increase tolerabil-
ity is the generation of electrical
fields by piezoelectricity, as used
in a contactless, noninvasive
device developed by Inovio.
Another interesting alterna-
tive to penetrative electrodes has
been developed by MagneGene
(Lake Forest, CA), which uses
contactless magnetic electropora-
tion. This technique relies on a
strong, rapidly changing mag-
netic field generated by a paddle-
shaped device to induce rotating
electric fields in the host tissue.
This device has been evaluated
in guinea pigs following injec-
tion with reporter plasmid, where
enhanced in vivo gene expres-
sion was demonstrated. Although
the magnetic field causes muscle
spasms, these subside immedi-
ately after use of the device, and
there is no pain following the
procedure (6).
transdermal mIcroneedles
and electroporatIon
Transdermal DNA immuniza-
tion involves the use of arrays
of microneedles, each a few
hundred microns long, to pierce
the barrier of the stratum cor-
neum (i.e., the skin’s outer layer,
typically 10–20 μm thick) and
deliver the vaccine (7). The
skin has a high concentration
of APCs called Langerhans cells,
which makes it an attractive tar-
get. The advantages of micronee-
dles are that they are easy to
administer and cause less pain
at the injection site than does
a conventional needle. There
are various strategies to achieve
vaccination using microneedles.
The simplest involves arrays of
microneedles that are used to
pierce or scarify the stratum
corneum, thus increasing per-
meability to a topically applied
DNA solution. This approach is
suitable for preclinical studies,
but is not scalable. Alternatively,
the microneedles can be coated
with the dried vaccine which dis-
solves following administration.
Hollow microneedles can be used
to inject solutions containing the
vaccine. These can be submillime-
ter arrays or scaled-down needles
in the range of 1–2 mm. An inter-
esting alternative to fixed, dis-
posable microneedles is a solid,
soluble microneedle array that
is either formulated or coated
with the vaccine. This array is
inserted into the skin, where the
microneedles dissolve or degrade,
leaving only the backing to be
disposed of and thus eliminating
contaminated sharps.
Sm a l lp ox DNA v acc i n a -
tion of mice was demonstrated
using the Easy Vax device sup-
plied by Cellectis therapeutics
(Paris), and was the first example
of microneedle-mediated electro-
poration (8). The gun-shaped Easy
Vax combines the electropora-
tion and microneedle approaches,
with cutaneous Langerhans cells
as the targeted APCs. The plasmid
DNA was dried onto the tips of
the eighty-microneedle array and
inserted into the skin to enable
the DNA to dissolve, followed by
the delivery of six electric pulses.
W h i l e t he m ic r o ne e d l e
approach is gaining interest for
delivery of therapeutic and anti-
genic recombinant proteins, only
a few studies in mice have shown
immune protec t ion aga inst
microneedle-administered DNA
vaccines. An additional problem
when translating animal results
to humans relates to the amount
of DNA that can be loaded onto
a microneedle array. A typical
human clinical trial injected dose
of 2–4 mg DNA is already rela-
tively small compared with the
murine equivalent from which
it is extrapolated, yet this would
be prohibitively high to expect
to dissolve intradermally from a
dried formulation on a micronee-
dle array, which leaves liquid
DNA solution injection as the
only viable strategy.
Cellectis therapeutics also sup-
plies the DermaVax electropora-
tor (see Figure 1c), which requires
a DNA solution to be injected
sub-dermally using a hypoder-
mic syringe, followed by elec-
troporation through a series of
pulses from 2 mm needle elec-
trodes attached to the bench-
top DermaVax apparatus. The
DermaVax system induces a 100-
to 1000-fold greater increase in
gene expression over injection
alone and is being used for the
delivery of DNA vaccines against
HIV-1, as well as vaccines against
prostate and colorectal cancers in
human clinical trials (9).
I n o v i o P h a r m a c e u t i c a l s
has developed a transdermal
electroporation device called
CELLECTRA-3P. In pilot studies
in nonhuman primates, Inovio
The most comon
method for
immunization has
been intramuscular
injection of DNA.
www.biopharminternational.com October 2011 Supplement to BioPharm International s15
Vaccines DNA Vaccines
demonstrated that intradermal
administration of a smallpox vac-
cine or an H5N1 vaccine success-
fully protected animals from a
lethal challenge of monkeypox
or an H5N1 infection, respec-
tively (10, 11). The device is now
in Phase I clinical trials for a uni-
versal influenza vaccine. Inovio
has also developed a prototype
minimally invasive electropora-
tion device that has been dem-
onstrated for inf luenza DNA
vaccine delivery.
pressure Injectors
Gene guns have been used since
the advent of DNA vaccination
for high-pressure transdermal
delivery of microbeads coated
with DNA (biolistics). PowderMed
(Oxford, UK, acquired by Pfizer)
developed a handheld particle-
mediated epidermal delivery
(PMED) device that uses a high-
pressure helium minicylinder to
fire DNA-coated gold microbeads
into the epidermis. Because the
gold beads enter the cell cyto-
plasm and target more APCs than
does needle injection, greater CTL
responses can be generated for
the same amount of DNA (11).
In one example, PMED was used
to deliver 2 μg of two plasmids
to rhesus macaques: one with an
H1N1 hemagglutinin gene, the
other expressing the adjuvant
GM–CSF. This method gener-
ated good antibody and CTL
responses (12). However, limita-
tion to the microbead approach
is the amount of DNA that can be
coated onto beads, which could
restrict its ability to be scaled up
for human applications.
Merial (Duluth, GA) devel-
oped the pioneer ing canine
melanoma DNA vaccine Oncept,
which was fully approved in
2010. It contains the human
tyrosinase gene, delivered (fol-
lowing surgical tumor removal)
in four doses at two-week inter-
vals, followed by a single dose
every six months. Oncept is
administered using a needle-
free Canine Transdermal Device
developed by Bioject Medical
Technologies (Portland, OR) (13).
Bioject specializes in the devel-
opment of needle-free injection
systems that use high-pressure
injection to fire a stream of the
DNA vaccine solution through
the epidermis . Thei r latest
device, ZetaJet, is small and
spring-activated for ease of use
in the field, and fires up to 0.5
mL into skin or muscle tissue.
oral delIvery usIng
lIve BacterIal vectors
The oral route for vaccination
avoids needles and reduces the
logistical issues and costs of imple-
menting vaccination programs
requiring trained healthcare pro-
fessionals, which would be par-
ticularly beneficial in developing
countries. Oral vaccination also
stimulates a mucosal immune
response, which is important
because mucosal surfaces are a
more common route of entry for
many pathogens than is the skin.
Much of the research in oral DNA
vaccine delivery has focused live
bacterial vectors (LBVs) derived
from attenuated bacterial patho-
gens Salmonella and Shigella,
enteric species that are able to
replicate the high copy-number
DNA vaccine plasmids normally
produced in E. coli. These attenu-
ated pathogens carry mutations of
biosynthetic or invasive genes that
eliminate their pathogenicity and
ability to persist in host tissues or
the environment.
LBVs that have been ingested
travel from the stomach into the
small intestine. Here, Salmonella
and Shigella invade microfold (M)
cells and enter lymphatic nod-
ules called Peyer’s patches. (see
Figure 2). Once inside the Peyer’s
patches, the bacteria become
targets for (or actively enter)
macrophages, where they are
internalized in membrane-bound
phagosomes. At this point, one
of two strategies is employed:
Shigella escapes from the phago-
some into the cytoplasm, while
Salmonella alters the composi-
Figure 2: Oral recombinant vaccine delivery using live bacterial vectors. (a)
The live bacterial vectors (LBVs) are ingested and travel into the small intestine,
where they invade the lining of the ileum through M cells and enter Peyer’s
patches. (b) The LBVs invade antigen presenting cells and are phagocytosed.
Shigella can escape the phagosome and enter the cytoplasm, while Salmonella
modifies the phagosome and persists until it is digested by fusion with a lysosome.
MHC is major histocompatibility complex.
2a 2b
Gut MHCClass II
MHCClass I
ShigellaAntigensecretion
Salmonella
Phagosome Lysosome
Gutlining M cell
APC
Peyer’s patch
s16 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines DNA Vaccines
tion of the phagosome to sur-
vive and replicate (14). However,
the precise mechanism of DNA
vaccine delivery using bacterial
vectors is not understood. For
Shigella, the cells are thought
to eventually lyse in the cyto-
plasm, releasing the DNA vac-
cine plasmids which are then
transported to the nucleus by
the host cell. Attenuating muta-
tions that increase the rate of
cell lysis have been shown to
improve DNA vaccine deliv-
ery using Shigella f lexneri. For
phagosome-bound Salmonella,
the potent ia l mechanism is
less obvious, but could be due
to a bystander effect in which
DNA released from host cells
that have undergone apoptosis
due to Salmonella invasion is
carried to APCs in membrane
blebs (14). As with other DNA
delivery routes, once the plas-
mid enters the nucleus, the anti-
gen gene is expressed, and the
protein processed for MHC pre-
sentation. Another advantage
of bacterial vectors is potent
immunostimulatory properties,
due mainly to the lipid A (endo-
toxin) in the cell membranes,
which eliminates the need for
an adjuvant. The direct target-
ing of the mucosal immune sys-
tem means that vector-directed
immune responses are not likely
to inhibit the repeated use of
live bacterial vectors.
Drug development suf fers
from the high attrition rate in
translating promising preclini-
cal results in animal models into
success in human clinical tri-
als. One variable in DNA vac-
cine development is the relative
dose between preclinical and
clinical subjects. For example,
a DNA vaccination by conven-
tional needle injection of a 20 g
mouse typically requires 100 μg
of DNA to generate a protective
immune response. To scale this
to a 70-kg human would involve
injecting 350 mg, which is pro-
hibitive in terms of both the vol-
ume required and the associated
cost (15). A typical vaccine dose
used in human clinical trials
is 2–4 mg DNA, which repre-
sents only 0.5–1% of the scaled
dose. The extent to which the
lack of scalability has affected
human DNA vaccine develop-
ment is debatable, as the first
vaccine approved was effective in
an even larger animal: the horse.
But in contrast, Salmonella-based
approaches use the same dose in
terms of bacteria and plasmid
DNA in humans as in mice. This
similarity allows the murine dose
to be representative, because S.
enterica serovar Typhimurium
in mice mimics the invasion
and pathogenicity of S. enterica
serovar Typhi in humans.
As with Shigella, Listeria mono-
cytogenes has the abi l ity to
invade M cells and escape from
the phagosome, and has been
used to demonstrate DNA vac-
cine delivery, although it cannot
replicate the high copy-number
plasmids that are universally
used as DNA vaccines. E. coli
strains have also been used as
DNA vaccine vectors, having
been genetically modified to
express the invasion and phago-
somal escape proteins from its
pathogenic relatives.
P u b l i c a c c e p t a n c e o f
Salmonella and other patho-
gen-based vectors is important
for this to be a viable strat-
egy, so it is encouraging that
a cur rent l icensed t y phoid
vaccine is a l ive at tenuated
S. enterica serovar Typhi mar-
keted as Vivotif (Crucell, The
Netherlands), which has been
safely administered to more
than 200 million patients over
25 years (16). Other attenu-
ated enteric bacteria have also
shown good safety profiles in
recent clinical trials, and the
increasing use of probiotics has
spread the concept of ingesting
beneficial bacteria. However,
Figure 3: Bile-adsorbing resin for oral capsular delivery of lyophilized enteric
bacteria.
Stomach
Small intestine
Enteric coating
Bacteria rehydrateand recover bileresistance inbile-depleted zone
Capsule dissolvesand releases livebacteria vectors
Dried Live Bacterial Vaccine
Bile AdsorbingResin
Enteric coating dissolves
Water enters freely
Toxic bile acids retardedby Bile Adsorbing Resin
www.biopharminternational.com October 2011 Supplement to BioPharm International s17
Vaccines DNA Vaccines
several issues must be over-
come before live bacterial vec-
tors can be commercialized. The
most convenient oral delivery
for adults would use a capsule
containing lyophilized bacte-
ria. An enteric coating protects
against the stomach acid, but
lyophilized bacteria are suscep-
tible to bile when released into
the small intestine. To mitigate
this susceptibility, Cambridge
Universit y in col laborat ion
with Cobra Biologics developed
a bile-adsorbing resin formula-
tion that allows water to pen-
etrate, but adsorbs the bile acids
(17). This formulation enables
the bacteria to rehydrate for
the few crucial minutes that
are required to increase their
resistance to the effects of bile,
before their release as the cap-
sule dissolves (see Figure 3).
Another key issue to address is
plasmid instability in bacterial
cells. The antibiotic-resistance
genes normally used to select
and maintain plasmid-contain-
ing cells are strongly discour-
aged by regulatory authorities
for reasons of biosafety when
used in LBVs. FDA requires
a valid justification and proof
that these genes cannot be
transferred to commensal bacte-
ria (18). As there is arguably no
longer a credible justification for
their use, antibiotic resistance
genes are not used by compa-
nies developing LBV strategies.
Even if they were permitted,
they contribute to a significant
metabolic burden on the bacte-
rial cell due to their constitutive
expression and the high plas-
mid copy-number—the major
factor in plasmid loss in the first
place—and it is not acceptable
practice to dose a vaccinee with
antibiotics. Therefore, antibi-
otic-free plasmid selection and
maintenance systems are essen-
tial for DNA vaccine delivery
using LBVs, but most systems
retain the metabolic burden of
an alternative expressed select-
able marker gene.
To address th is problem,
Cobra Biolog ics appl ied it s
operator–repressor t it rat ion
(ORT) technology to Salmonella
as ORT–VAC. ORT requires an
essential bacterial chromosomal
gene to be controlled by a pro-
moter such as lac or tet. The cell
is unable to grow in the absence
of the chemical inducer because
the repressor protein binds to
t he ch romosoma l operator
and prevents gene expression.
However, when the cell is trans-
formed with a plasmid that also
possesses the operator (a short,
nonexpressed sequence), mul-
tiple copies of the plasmid titrate
the repressor and enable expres-
sion of the essential gene and
cell growth (see Figure 4).
ORT–VAC has recently been
applied for successful immuni-
zation using a tuberculosis DNA
vaccine expressing the anti-
gen mpt64 from Mycobacterium
tuberculosis, generating greater
T- ce l l r e sp onse s t ha n t he
injected DNA vaccine in mice
(19). This technique reduced
the pulmonary count of infect-
ing M. tuberculosis following a
challenge. The positive control
was the standard murine dose
of 100 μg of intramuscularly-
injected DNA, but ORT–VAC
Figure 4: Operator–repressor titration for stable maintenance of selectable
marker gene-free plasmids in live bacterial vectors. (a) The natural promoter of
an essential gene is replaced with an inducible promoter and repressor gene,
such that a repressor protein binds to an operator sequence and prevents
essential gene expression and cell growth. (b) When the cell is transformed with
a multicopy plasmid that also contains the operator sequence, the repressor
protein is titrated by binding to the operator, thus enabling essential gene
expression and cell growth.
4a
Repressor protein
Repressor protein
Repressor gene
Repressor gene
Promoter
Promoter
Essential gene
Essential gene
Operator
Operator
Plasmid
Operator
Essential protein
4b
s18 Supplement to BioPharm International October 2011 www.biopharminternational.com
Vaccines DNA Vaccines
achieved better results despite
delivering only 0.01– 0.1% of
this plasmid dose in 107–10 8
orally administered bacteria.
the current and
Future dna vaccIne market
Only two DNA vaccines (i.e.,
Apex–IHN and Oncept) and
one DNA therapy (i.e., LifeTide)
are currently on the market, all
for veterinary applications. But
despite a slow start, the DNA vac-
cine market is growing steadily,
and the approval of a human
DNA vaccine in the next few
years would be a significant shot
in the arm for the sector. There
is no fundamental reason why
DNA vaccines will not work in
humans, and the success of the
Oncept canine melanoma vac-
cine is significant, because it is
one of only two licensed immu-
notherapeutic cancer vaccines.
Overall sales in the DNA vac-
cine market totaled $141 million
in 2008, and with a compound
annual growth rate (CAGR) of
69.5%, are forecast to increase
to $2.7 billion by 2014 (20).
The value of human DNA vac-
cines was only $12 million in
2008, but it doubled a year later
and is predicted to reach $2.3
billion by 2014 (149.6% CAGR)
(20). In 2008 there were 95 open
clinical trials involving plasmid
DNA; the majority of these were
for anticancer applications (see
Figure 5) (13).
For all recombinant vaccines,
the selection of an antigen that
is able to stimulate a protective,
long-lasting immune response
is the key to success. In addition
to the antigen choice, effective
delivery technologies are essential
for realizing the promise of DNA
vaccines, because there is a limit
to what can be achieved through
engineering of plasmids and adju-
vant formulation. The fact that
two out of the three plasmid-
based medicines on the market
use relatively novel approaches
(i.e., electroporation and high-
pressure transdermal delivery)
demonstrates the capacity for
innovation in this field. Effective
oral delivery would represent a
significant advance. The cost of
DNA vaccines would be greatly
reduced by a simple manufactur-
ing process and no requirement
for a viral boost or specialized
delivery device.
reFerences 1. M.A. Lui, Immunol. Rev. 239, 62–84
(2010).
2. “West Nile-Innovator DNA”, Fort
Dodge Animal Health. E0257D 15M
AP (Nov. 2008).
3. N.C. Simard, “The Road to
Licensure of a DNA Vaccine for
Atlantic Salmon”, www.bion.no/
filarkiv/2010/07/vaccine_simard.
pdf, accessed Aug. 2011.
4. S. Vasan et al., PLoS One 6 (5),
e19252 (2011).
5. K.E. Broderick et al., Hum. Vaccines
7, 22–28 (2011).
6. T. Kardos. “Contactless Magnetic
Electroporation” presented at the
DNA Vaccines Conference (San
Diego, CA, 2011).
7. M.R. Prausnitz et al., Microbiol.
Immunol. 333, 369–393 (2009).
8. J.W. Hooper et al., Vaccine 25,
1814–1823 (2007).
9. A.K. Roos et al., Mol. Ther. 13 (2),
320–327 (2006).
10. L.A. Hirao et al., J. Infect. Dis. 203
(1), 95–102 (2011).
11. D.J. Laddy et al., J. Virol. 83 (9),
4624–4630 (2009).
12. P.T. Loudon et al., PLoS One 5 (6),
PLoS ONE doi:10.1371/journal.
pone.0011021, Jun. 8, 2010.
13. M.A. Kutzler and D.B. Weiner,
Nature Rev. Genetics 9, 776–788
(2008).
14. M. Shata et al., Mol. Med. Today 6,
66–71 (2000).
15. P.M. Smooker et al., Biotechnol
Annual Rev. 10, 189–236 (2004).
16. G. Dietrich, A. Collioud, and S.A.
Rothen. Biopharm Intl. 21 (10) s6–
s14 (2008).
17. A. Edwards and N.K.H. Slater,
Vaccine 27, 3897–3903 (2009).
18. FDA, Early Clinical Trials with Live
Biotherapeutic Products: Chemistry,
Manufacturing, and Control Information.
(Rockville, MD, Sept. 2010).
19. J.M. Huang et al., Vaccine 28,
7523–7528 (2010).
20. J. Bergin, “DNA Vaccines:
Technologies and Global Markets,”
BCC Research (2009). Bp
Figure 5: The number of open Phase I–III clinical trials involving plasmid DNA
in 2008 (13).
Cancer
Cardiovascular
Viral
Neurological
Occular
Other
Phase III
Phase II
Phase I
0 10 20 30 40
DNA clinical trials in 2008
50 60 70 80
Sartorius Stedim BiotechUSA +1.800.368.7178 | Europe +49.551.308.0
Crossfl ow performance meets high-end single-use technologyand automatic process control. The new cGMP-compliantSARTOFLOW® Alpha plus SU is the ideal choice for– Companies with frequently changing production– Contract manufacturers– Research and development applications– Small-scale production cycles
SARTOFLOW® Alpha plus SU is equipped with a gamma presterilized loop. All product-contacting surface areas, such as self-contained UF or MF units, pressure domes, fl ow meters, valves, bags and tubing, provide sterility and the highest process security.
SINGLE-USE TECHNOLOGY
SARTOFLOW® Alpha plus SU. Outstanding crossfl ow fi ltration performance and effi cient single-use technology combined.
www.sartorius-stedim.com/alpha-plus-su
turning science into solutions
Ce
lliG
en
® is a
re
gis
tere
d t
rad
em
ark
of
New
Bru
nsw
ick S
cie
nti
fic.
New
Bru
nsw
ick™
an
d t
he N
ew
Bru
nsw
ick L
og
o™
are
tra
de
ma
rks o
f E
pp
en
do
rf A
G,
Ge
rma
ny.
© 2
011
New
Bru
nsw
ick S
cie
nti
fic
Eppendorf is
your source for
New Brunswick
equipment
‡ 1 - 650 L capacities
‡ Advanced process
control software
‡ Single-Use, Autoclavable
and SIP vessel options
www.eppendorf.com • Email: [email protected]
In the U.S.: Eppendorf North America, Inc. 800-645-3050 • Worldwide: www.nbsc.com
For over 40 years, New Brunswick has
manufactured a wide range of bioreactors
ideal for growing mammalian, insect or plant
cultures in research or cGMP production.
Whether you prefer the convenience of a single-
use system, or a traditional autoclavable or SIP
bioreactor, count on the combined expertise
of New Brunswick and Eppendorf for all your
culture needs.
New Brunswick Bioreactors feature:
‡ Unique impeller designs to optimize growth
and production, including packed-bed basket
impellers for secreted proteins and low-shear
Cell-Lift impellers for microcarrier cultures ‡ Allen Bradley PLC control option available on
SIP systems ‡ Unrivaled support, including training, setup
assistance, and preventive maintenance
packages, plus in-house labs to assist
with process development, scale-up and
optimization
For more information in North America
visit www.eppendorfna.com/nbs
Better Bioreactors. Better Growth.
Cell Culture Bioreactors