2013 sec systemic report using initial form pf data
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Graphical Summary Of Private Fund
Systemic Reports
As Reported To Congress By SEC’s Division Of Investment Management On July
25, 2013
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Sources & Uses of Data
• Sources– Form PF as-of May 15, 2013
– Form ADV
• Uses– FSOC via Treasury’s Office of Financial Research
– International Organization of Securities Commission (IOSCO)
– Other SEC Divisions
• Enforcement, Investment Management, Economic & Risk Analysis
• Integration into Analytical Tools(Aberrational Performance Inquiry
tool, etc..)
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
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Fund Data
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Fund Type
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Advisor Location
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Domicile
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Liquidity
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Redemption
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About PTT
2013 PTT – All Rights Reserved Performance Thinking & Technologies www.p-t-t.com
Performance Thinking &Technologies, Inc.
(PTT) helps private funds with investment
operations. We solve the difficult problems
so funds can maintain their focus on the
capital markets.
PTT’s service model enables the following
client benefits:
� Highly Experienced Investment Resources
� Specialty-skills in Analytics, Modeling, &
Risk
� Deep Technical Knowledge & Knowledge
Transfer Program
For More Information:
H. Seth Berlin
Principal
Performance Thinking & Technologies
612.605.1503
www.p-t-t.com