2011 Maximum angle method for determining mixed layer depth from seaglider … · 2016-07-04 ·...

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Calhoun: The NPS Institutional Archive Faculty and Researcher Publications Faculty and Researcher Publications 2011 Maximum angle method for determining mixed layer depth from seaglider data Fan, Chenwu Chu, P.C., and C.W. Fan, 2011: Maximum angle method for determining mixed layer depth from seaglider data. Journal of Oceanography, Oceanographic Society of Japan, 67, 219-230 (paper download). http://hdl.handle.net/10945/36140

Transcript of 2011 Maximum angle method for determining mixed layer depth from seaglider … · 2016-07-04 ·...

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Calhoun: The NPS Institutional Archive

Faculty and Researcher Publications Faculty and Researcher Publications

2011

Maximum angle method for determining

mixed layer depth from seaglider data

Fan, Chenwu

Chu, P.C., and C.W. Fan, 2011: Maximum angle method for determining mixed layer depth from

seaglider data. Journal of Oceanography, Oceanographic Society of Japan, 67, 219-230 (paper download).

http://hdl.handle.net/10945/36140

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Maximum Angle Method for Determining Mixed Layer 4 

Depth from Seaglider Data 5 

6  7  8  9  10 

Peter C. Chu and Chenwu Fan 11 Department of Oceanography 12 

Naval Postgraduate School 13 Monterey, CA 93940, USA 14 

15 

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14. ABSTRACT A new maximum angle method has been developed to determine surface mixed-layer (a 19 general namefor isothermal/constant-density layer) depth from profile data. It has three steps 20 (1) fitting the profiledata with a first vector (pointing downward) from a depth to an upper level 21 and a second vector(pointing downward) from that depth to a deeper level, (2) identifying the 22 angle (varying with depth)between the two vectors, (3) finding the depth (i.e., the mixed layer 23 depth) with maximum angle betweenthe two vectors. Temperature and potential density profiles 24 collected from two seagliders in the GulfStream near Florida coast during 14 November ? 5 25 December 2007 were used to demonstrate itscapability. The quality index (1.0 for perfect 26 identification) of the maximum angle method is about 0.96.The isothermal layer depth is 27 generally larger than the constant-density layer depth, i.e., the barrierlayer occurs during the 28 study period. Comparison with the existing difference, gradient, and curvaturecriteria shows the 29 advantage of using the maximum angle method. Uncertainty due to varying thresholdusing the 30 difference method is also presented.

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Abstract 16  17 

A new maximum angle method has been developed to determine surface mixed-layer (a 18 

general name for isothermal/constant-density layer) depth from profile data. It has three steps: 19 

(1) fitting the profile data with a first vector (pointing downward) from a depth to an upper level 20 

and a second vector (pointing downward) from that depth to a deeper level, (2) identifying the 21 

angle (varying with depth) between the two vectors, (3) finding the depth (i.e., the mixed layer 22 

depth) with maximum angle between the two vectors. Temperature and potential density profiles 23 

collected from two seagliders in the Gulf Stream near Florida coast during 14 November – 5 24 

December 2007 were used to demonstrate its capability. The quality index (1.0 for perfect 25 

identification) of the maximum angle method is about 0.96. The isothermal layer depth is 26 

generally larger than the constant-density layer depth, i.e., the barrier layer occurs during the 27 

study period. Comparison with the existing difference, gradient, and curvature criteria shows the 28 

advantage of using the maximum angle method. Uncertainty due to varying threshold using the 29 

difference method is also presented. 30 

31 

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1. Introduction 32 

Transfer of mass, momentum, and energy across the bases of surface isothermal and 33 

constant-density layers provides the source for almost all oceanic motions. Underneath the 34 

surface constant-density and isothermal layers, there exist layers with strong vertical gradients 35 

such as the pycnocline and thermocline. The mixed layer depth (MLD) (a general name for 36 

isothermal/constant-density layer depth) is an important parameter which influences the 37 

evolution of the sea surface temperature. The isothermal layer depth (HT) is not necessarily 38 

identical to the constant-density layer depth (HD) due to salinity stratification. There are areas of 39 

the World Ocean where HT is deeper than HD (Lindstrom et al., 1987; Chu et al., 2002; de Boyer 40 

Montegut et al., 2007). The layer difference between HD and HT is defined as the barrier layer. 41 

For example, barrier layer was observed from a seaglider in the western North Atlantic Ocean 42 

near the Florida coast (30.236oN, 78.092oW) at GMT 23:20 on November 19, 2007 (Fig. 1). The 43 

barrier layer thickness (BLT) is often referred to as the difference, BLT = HT - HD. Less 44 

turbulence in the barrier layer than in the constant-density layer due to strong salinity 45 

stratification isolates the constant-density layer water from cool thermocline water. This process 46 

regulates the ocean heat budget and the heat exchange with the atmosphere, and in turn affects 47 

the climate. 48 

Objective and accurate identification of HT and HD is important for the determination of 49 

barrier layer occurrence and its climate impact. Three types of criteria (difference, gradient, and 50 

curvature) are available for identifying HT from profiling data. The difference criterion requires 51 

the deviation of T (or ρ) from its near surface (i.e., reference level) value to be smaller than a 52 

certain fixed value. The gradient criterion requires ∂T/ ∂z (or ∂ρ/ ∂z) to be smaller than a certain 53 

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fixed value. The curvature criterion requires ∂2T/ ∂z2 (or ∂2ρ/∂z2) to be maximum at the base of 54 

mixed layer (z = -HD). 55 

The difference and gradient criteria are subjective. For example, the criterion for 56 

determining HT for temperature varies from 0.8oC (Kara et al., 2000), 0.5oC (Wyrtki, 1964) to 57 

0.2oC (de Boyer Montegut et al., 2004). The reference level changes from near surface (Wyrtki, 58 

1964) to 10 m depth (de Boyer Montegut et al., 2004). The criterion for determining HD for 59 

potential density varies from 0.03 kg/m3 (de Boyer Montegut et al., 2004), 0.05 kg/m3 (Brainerd 60 

and Gregg, 1995), to 0.125 kg/m3 (Suga et al., 2004). Defant (1961) was among the first to use 61 

the gradient method. He used a gradient of 0.015oC/m to determine HT for temperature of the 62 

Atlantic Ocean; while Lukas and Lindstrom (1991) used 0.025oC/m. The curvature criterion is 63 

an objective method (Chu et al, 1997, 1999, 2000; Lorbacher et al., 2006); but is hard to use for 64 

profile data with noise (even small), which will be explained in Section 5. Thus, it is urgent to 65 

develop a simple objective method for determining MLD with the capability of handling noisy 66 

data. 67 

In this study, a new maximum angle method has been developed to determine HT and HD 68 

and the gradients of the thermocline and pycnocline from profiles and tested using data collected 69 

by two seagliders of the Naval Oceanographic Office in the Gulf Stream region near the Florida 70 

coast during 14 November – 5 December 2007, with comparison to the existing methods. The 71 

results demonstrate its capability. The outline of this paper is listed as follows. Section 2 72 

describes hydrographic data from the two seagliders. Section 3 presents the methodology. 73 

Sections 4 and 5 compare the maximum angle method with the existing methods. Section 6 74 

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shows the occurrence of barrier layer in the western North Atlantic Ocean. Section 7 presents 75 

the conclusions. 76 

2. Seaglider Data 77 

Two seagliders were deployed in the Gulf Stream region near the Florida coast by the 78 

Naval Oceanographic Office (Mahoney et al., 2009) from two nearby locations on 14 November 79 

2007 with one at (79.0o W, 29.5oN) (Seaglider-A) and the other at (79.0o W, 29.6oN) (Seaglider-80 

B) (Fig. 2). Seaglider-A (solid curve) moved toward northeast to (78.1oW, 30.25oN), turned 81 

anticyclonically toward south and finally turned cyclonically at (78.4oW, 29.6oN). Seaglider-B 82 

(dashed curve) moved toward north to (79.0oW, 30.0oN), turned toward northeast and then 83 

anticyclonically, and finally turned cyclonically. 84 

The seaglider goes up and down in oblique direction, not vertical. Data collected during a 85 

downward-upward cycle are divided into two parts with the first one from the surface to the 86 

deepest level and the second one from the deepest level to the surface. Each part represents an 87 

individual profile with the averaged longitude and latitude of the data points as the horizontal 88 

location. Such created temperature and potential density profile data went through quality 89 

control procedures; such as, min-max check (e.g., disregarding any temperature data less than –90 

2oC and greater than 35oC), error anomaly check (e.g., rejecting temperature and salinity data 91 

deviating more than 3 standard deviations from climatology), seaglider-tracking algorithm 92 

(screening out data with obvious seaglider position errors), max-number limit (limiting a 93 

maximum number of observations within a specified and rarely exceeded space-time window), 94 

and buddy check (tossing out contradicting data). The climatological data set used for the quality 95 

control is the Navy’s Generalized Digital Environmental Model (GDEM) climatological 96 

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temperature and salinity data set. After the quality control, 514 profiles of (T, ρ) are available 97 

with 265 profiles from Seaglider-A and 249 profiles from Seaglider-B. The vertical resolution of 98 

the profile varies from less than 1 m for upper 10 m, to approximately 1-3 m below 10 m depth. 99 

All the profiles are deeper than 700 m and clearly show the existence of layered structure: 100 

isothermal (constant-density) layer, thermocline (pycnocline), and deep layer. 101 

3. Determination of (HT, HD) 102 

Let potential density and temperature profiles be represented by [ρ(zk), T(zk)]. Here, k 103 

increases downward with k = 1 at the surface or nearest to the surface and K the total number of 104 

the data points for the profile. The potential density profile is taken for illustration of the new 105 

methodology. Let (ρmax , ρmin) be the maximum and minimum of the profile ρ(zk). Starting from 106 

z1 downward, depth with ρmin (zmin) and depth with ρmax (zmax) are found. Without noise, zmin 107 

should be z1 and zmax should be zK. The vertical density difference, Δρ = ρmax – ρmin, represents 108 

the total variability of potential density. Theoretically, the variability is 0 in the constant-density 109 

layer and contains large portion in the pycnocline. It is reasonable to identify the main part of the 110 

pycnocline between the two depths: z(0.1) with 0.1Δρ and z(0.7) with of 0.7Δρ relative to ρmin (Fig. 111 

3). Let n be the number of the data points between z(0.1) and z(0.7) and min( , 20)m n= . 112 

At depth zk (marked by a circle in Fig. 4), a first vector (A1, downward positive) is 113 

constructed with linear polynomial fitting of the profile data from zk-j to zk with 114 

1, for

{, for

k k mj

m k m− ≤

=>

. (1) 115 

A second vector (A2, pointing downward) from one point below that depth (i.e., zk+1) is 116 

constructed to a deeper zk+m. The dual- linear fitting can be represented by 117 

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(1) (1)

1(2) (2)

1

, , ,...( ) {

, ,... k k k j k j k

k k k k m

c G z z z z zz

c G z z z zρ − − +

+ +

+ ==

+ =, (2) 118 

where (1) (2) (1) (2), , , k k k kc c G G are the fitting coefficients. 119 

At the constant-density (isothermal) layer depth, the angle θk reaches its maximum value 120 

if zk is the MLD (see Fig. 4a), and smaller if zk is inside (Fig. 4b) or outside (Fig. 4c) of the 121 

mixed layer. Thus, the maximum angle principle can be used to determine the mixed (or 122 

isothermal) layer depth, 123 

max, . k D kH zθ → = − 124 

In practical, the angle θk is hard to calculate, so tan θk is used instead, i.e., 125 

(1) (1) (2) (2)tan max, , , ,k D k k kH z G G G Gθ → = − = = (3) 126 

where (1) 0G ≈ , is the vertical gradient in the mixed layer; and G(2) is the vertical gradient in the 127 

thermocline (pycnocline). With the given fitting coefficients (1) (2), k kG G , tan θk can be easily 128 

calculated by 129 

(2) (1)

(1) (2)tan1

k kk

k k

G GG G

θ −=

+. (4) 130 

The maximum angle method [i.e., (1)- (4)] was used to calculate HT and HD from 514 pairs of 131 

temperature and potential density profiles from the two seagliders. With high vertical resolution 132 

of the data, HT and HD can be determined for all profiles. The potential density profile at the 133 

station (shown in Fig. 1) located at (30.236oN, 78.092oW) is taken as an example for illustration 134 

(Fig. 5a). At z = -HD, tan θk has maximum value (Fig. 5b). 135 

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Advantage of the maximum angle method is described as follows. Different from the 136 

existing methods, the maximum angle method not only uses the main feature (vertically uniform) 137 

of mixed layer such as in the difference and gradient criteria, but also uses the main 138 

characteristics (sharp gradient) below the mixed layer (see Fig. 3). After MLD is determined, the 139 

vertical gradient of the thermocline (pycnocline), G(2), is also calculated. The dataset of G(2) is 140 

useful for studying the heat and salt exchange between the ocean upper and lower layers. 141 

Besides, the maximum angle method is less subjective comparing to the existing methods. The 142 

only external parameters (10% and 70%) are used to determine z0.1 and z0.7, and in turn to 143 

determine the length of the vectors A1 and A2. 144 

Disadvantage of the maximum angle method is due to the use of two linear regressions 145 

[see Eq(2)]. Reliable regression needs sufficient sample size. For profiles with very few data 146 

points (low resolution), the maximum angle method might not work. The seaglider data 147 

described in Section 2 are high-resolution profiles, and therefore are perfect for the test of the 148 

maximum angle method. 149 

4. Comparison between Maximum Angle and Threshold Methods 150 

Lorbacher et al. (2006) proposed a quality index (QI) 151 

( )( )

1

1

( , )

( ,1.5 )

ˆrmsd |QI 1

ˆrmsd |D

D

k k H H

k k H H

ρ ρρ ρ ×

−= −

−, (5) 152 

to evaluate various schemes for HD (or HT) determination. Here, ρk = ρ(zk), is the observed 153 

profile, ˆkρ = mean potential density between z1 and z = -HD. For a perfect identification, 154 

( )1( , )ˆrmsd | 0

Dk k H Hρ ρ− = , QI = 1. The higher the QI, the more reliable identification of MLD 155 

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would be. Usually, HD is defined with certainty if QI > 0.9; can be determined with uncertainty if 156 

0.9 > QI > 0.5; and can’t be identified if QI < 0.5. 157 

Capability of the maximum angle method is demonstrated through comparison with the 158 

existing threshold method. Since the MLD based on a difference criterion is more stable than the 159 

MLD based on a gradient criterion, which requires sharp gradient-resolved profiles (Brainerd 160 

and Gregg, 1995), the difference threshold method is used for the comparison. Four sets of 161 

isothermal depth were obtained from 514 temperature profiles of the two seagilders using the 162 

maximum angle method, 0.2oC (de Boyer Montegut et al., 2004), 0.5oC (Monterey and Levitus, 163 

1997), and 0.8oC (Kara et al., 2000) thresholds. Fig. 6 shows the histograms of 514 HT -values 164 

for the four methods. Difference of the histograms among 0.2oC (Fig. 6b), 0.5oC (Fig. 6c), and 165 

0.8oC (Fig. 6d) thresholds implies uncertainty using the difference method. Table-1 shows the 166 

statistical characteristics of HT determined by the four methods. The mean (median) HT value is 167 

77.2 m (73.2 m) using the maximum angle method. For the difference method, it increases with 168 

the value of the threshold from 71.9 m (71.8 m) using 0.2oC, 82.0 m (77.9 m) using 0.5oC, to 169 

87.6 m (82.9 m) using 0.8oC. 170 

The Gaussian distribution has skewness of 0 and kurtosis of 3. Obviously, the four 171 

histograms show non-Gaussian features. HT is positively skewed when it is identified using all 172 

the four methods. The skewness of HT is sensitive to the thresholds: 0.21 using 0.2oC, 1.13 173 

using 0.5oC, and 1.25 using 0.8oC. It is 0.69 using the maximum angle method. The kurtosis of 174 

HT is larger than 3 for all the four methods and sensitive to the thresholds: 3.48 using 0.2oC, 4.46 175 

using 0.5oC, and 4.35 using 0.8oC. It is 3.80 using the maximum angle method. 176 

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The histograms of 514 QI –values are negatively skewed for the four methods (Fig. 7). 177 

Most QI-values are larger than 0.980 with a mean value of 0.965 using the maximum angle 178 

method (Fig. 7a) and are lower using the threshold method (Figs. 6b-d). The mean QI-value 179 

reduces from 0.881 with 0.2oC threshold (Fig. 7b), 0.858 with 0.5oC threshold (Fig. 7c), to 0.833 180 

with 0.8oC threshold (Fig. 7d). 181 

Uncertainty of the difference method from one to another threshold can be identified by 182 

computing the relative root-mean square difference (RRMSD), 183 

(2) (1) 2(1)

1

1 1RRMSD ( )N

i ii

H HH N =

= −∑ , (6) 184 

where N = 514, is the number of the seaglider profiles; ( (1)iH , (2)

iH , i = 1, 2, …, N) are two sets 185 

of MLD identified by the difference method using two different criteria. The RRMSD of HT is 186 

20.1% between 0.2oC and 0.5oC thresholds, 28.5% between 0.2oC and 0.8oC thresholds, and 187 

10.0% between 0.5oC and 0.8oC thresholds. 188 

Similarly, four sets of constant-density depth were obtained from 514 potential density 189 

profiles of the two seagilders using the maximum angle method, 0.03 kg/m3 (de Boyer Montegut 190 

et al., 2004), 0.05 kg/m3 (Brainerd and Gregg, 1995), and 0.125 kg/m3 (Monterey and Levitus, 191 

1997) thresholds. Fig. 8 shows the histograms of 514 HD -values for the four methods. HD is 192 

positively skewed when it is identified using the maximum angle method. Difference of the 193 

histograms among 0.03 kg/m3 (Fig. 8b), 0.05 kg/m3 (Fig. 8c), to 0.125 kg/m3 (Fig. 8d) threshold 194 

implies uncertainty in the difference method. Table-2 shows the statistical characteristics of HD 195 

determined by the four methods. The mean (median) HD value is 73.2 m (70.4 m) using the 196 

maximum angle method. It increases with the value of the threshold from 53.3 m (60.9 m) using 197 

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0.03 kg/m3, 59.3 m (66.2 m) using 0.05 kg/m3, to 68.0 m (71.6 m) using 0.125 kg/m3. The 198 

skewness of HD is slightly positive (0.28) when it is identified using the maximum angle method 199 

and slightly negative when it is identified using the threshold method. The negative skewness 200 

enhances with the threshold from -0.06 using 0.03 kg/m3, -0.24 using 0.05 kg/m3, to -0.59 201 

using 0.125 kg/m3. The kurtosis of HD is 4.32 using the maximum angle method, and varies with 202 

the threshold when the difference method is used. It is 2.37 using 0.03 kg/m3, 2.74 using 0.05 203 

kg/m3, and 3.67 using 0.125 kg/m3. 204 

The histograms of 514 QI –values are negatively skewed for the four methods (Fig. 9). 205 

Most QI-values are larger than 0.980 with a mean value of 0.966 for the maximum angle method 206 

(Fig. 9a) and are lower using the threshold method (Figs. 8b-d) comparing to the maximum angle 207 

method. The mean QI-value reduces from 0.837 with 0.03 kg/m3 threshold (Fig. 9b), 0.859 with 208 

0.05 kg/m3 threshold (Fig. 9c), and 0.872 with 0.125 kg/m3 threshold (Fig. 9d). The RRMSD 209 

of HD is 29.3% between 0.03 kg/m3 and 0.05 kg/m3 thresholds, 44.7% m between 0.03 kg/m3 and 210 

0.125 kg/m3 thresholds, and 27.8% between 0.05 kg/m3 and 0.125 kg/m3 thresholds. 211 

5. Comparison between Maximum Angle and Curvature Methods 212 

Both curvature and maximum angle methods are objective. To illustrate the superiority of 213 

the maximum angle method, an analytical temperature profile with HT of 20 m is constructed 214 

o

21 C, -20 m 0 m( ) 21 0.25 ( 20 m), -40 m < -20 m

40 m7 9 exp , -100 m -40 m.50 m

o

o o

o

zT z C C z z

zC C z

⎧⎪ < ≤⎪⎪= + × + ≤⎨⎪ +⎛ ⎞⎪ + × ≤ ≤⎜ ⎟⎪ ⎝ ⎠⎩

(7) 215 

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12 

 

This profile was discretized with vertical resolution of 1 m from the surface to 10 m depth and of 216 

5 m below 10 m depth. The discrete profile was smoothed by 5-point moving average to remove 217 

the sharp change of the gradient at 20 m and 40 m depths. The smoothed profile data [T(zk)] is 218 

shown in Fig. 10a. 219 

The second-order derivatives of T(zk) versus depth is computed by nonhomogeneous 220 

mesh difference scheme, 221 

2

1 12

1 1 1 1

1k

k k k kz

k k k k k k

T T T T Tz z z z z z z

+ −

+ − + −

⎛ ⎞∂ − −≈ −⎜ ⎟∂ − − −⎝ ⎠

, (8) 222 

Here, k = 1 refers to the surface, with increasing values indicating downward extension of the 223 

measurement. Eq.(8) shows that we need two neighboring values, Tk-1 and Tk+1, to compute the 224 

second-order derivative at zk . For the surface and 100 m depth, we use the next point value, that 225 

is, 226 

2 2 2 2

0 1 m 100 m 95 m2 2 2 2, z z z zT T T Tz z z z= =− =− =−

∂ ∂ ∂ ∂= =

∂ ∂ ∂ ∂. (9) 227 

Fig. 10b shows the calculated second-order derivatives from the profile data listed in Table 1. 228 

Similarly, tan θk is calculated using Eq.(4) for the same data profile (Fig. 10c). For the profile 229 

data without noise, both the curvature method (i.e., depth with minimum ∂2T/∂z2, see Fig. 10b) 230 

and the maximum angle method [i.e., depth with max (tan θ), see Fig. 10c)] identified the 231 

isothermal depth, i.e., HT = 20 m. 232 

One thousand 'contaminated' temperature profiles are generated by adding random noise 233 

with mean of zero and standard deviation of 0.02oC (generated by MATLAB) to the original 234 

profile data at each depth. An example profile is shown in Fig. 11a, as well as the second order 235 

derivative (∂2T/∂z2) and tan θ. Since the random error is so small (zero mean, 0.02oC standard 236 

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13 

 

deviation, within the instrument’s accuracy), we may not detect the difference between Fig. 10a 237 

and Fig. 11a by eyes. However, the isothermal depth is 9 m (error of 11 m) using the curvature 238 

method (Fig. 11b) and 20 m (Fig. 11d) using the maximum angle method. 239 

Usually, the curvature method requires smoothing for noisy data (Chu, 1999; Lorbacher 240 

et al., 2006). To evaluate the usefulness of smoothing, a 5-point moving average was applied to 241 

the 1000 “contaminated” profile data. For the profiles (Fig. 11a) after smoothing, the second 242 

derivatives were again calculated for the smoothed profiles. The isothermal depth identified for 243 

the smoothed example profile is 8 m (Fig. 11c).  Performance for the curvature method (with 244 

and without smoothing) and the maximum angle method is evaluated with the relative root-mean 245 

square error (RRMSE), 246 

( ) 2

1

1 1RRMSE ( )N

i acT Tac

iT

H HH N =

= −∑ , (10) 247 

where acTH (= 20 m) is for the original temperature profile (Fig. 10a); N (= 1000) is the number 248 

of “contaminated” profiles; and ( )iTH is the calculated for the i-th profile. Table 3 shows the 249 

frequency distributions and RRMSEs of the calculated isothermal depths from the 250 

“contaminated” profile data using the curvature method (without and with 5 point-moving 251 

average) and the maximum angle method without smoothing. Without 5-point moving average, 252 

the curvature method identified only 6 profiles (out of 1000 profiles) with HT of 20 m, and the 253 

rest profiles with HT ranging relatively evenly from 1 m to 10 m. The RRMSE is 76%. With 5-254 

point moving average, the curvature method identified 413 profiles with HT of 20 m, 164 255 

profiles with HT of 15 m, 3 profiles with HT of 10 m, and the rest profiles with HT ranging 256 

relatively evenly from 2 m to 8 m. The RRMSE is 50%. However, without 5-point moving 257 

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average, the maximum angle method identified 987 profiles with HT of 20 m, and 13 profiles 258 

with HT of 15 m. The RRMSE is less than 3%. 259 

6. Existence of Barrier Layer 260 

With HD and HT, the BLT is easily calculated from all 514 profiles. BLT is plotted versus 261 

time in Fig. 12a (Seaglider-A) and Fig. 12b (Seaglider-B) using the maximum angle method. 262 

These two figures show a rather frequent occurrence of barrier layer in the western North 263 

Atlantic. For example, among 265 stations from Seaglider-A, there are 176 stations where 264 

barrier layer occurs. The barrier layer occur in 66.4%. The BLT has a maximum value of 30.0 m 265 

on 30 November 2007. Among 249 stations from Seaglider-B, there are 131 stations where 266 

barrier layer occurs. The barrier layer occurs in 52.6%. In this 1o× 2o area, variation of the BLT 267 

has complex pattern and intermittent characteristics. 268 

From Tables 1 and 2, the mean values of HT and HD are 77.2 m and 73.2 m, which lead to 269 

the mean BLT of 4.0 m. When the difference method is used, identification of BLT depends on 270 

the threshold. For example, de Boyer Montegut et al. (2004) used 0.2oC and 0.03 kg/m3. From 271 

Tables 1 and 2, the mean values of HT and HD are 71.9 m and 53.3 m, which lead to the mean 272 

BLT of 18.6 m. Monterey and Levitus (1997) used 0.5oC and 0.125 kg/m3. From Tables 1 and 273 

2, the mean values of HT and HD are 82.0 m and 68.0 m, which lead to the mean BLT of 14.0 m. 274 

Comparing the existing difference methods, the barrier layer has less chance to occur using the 275 

maximum angle method. 276 

7. Conclusions 277 

A new maximum angle method is proposed in this study to identify isothermal and 278 

constant-density layer depths. First, two vectors (both pointing downward) are obtained using 279 

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linear fitting. Then, the tangent of the angle (tan θ) between the two vectors is calculated for all 280 

depth levels. Next, the isothermal (or constant-density) depth which corresponds to the 281 

maximum value of (tan θ) is found. Two features make this method attractive: (a) less subjective 282 

and (b) capability to process noisy data. The temperature and potential density profiles collected 283 

from two seagliders in the Gulf Stream near Florida coast during 14 November – 5 December 284 

2007 were used for evaluating the new algorithm. With high quality indices (QI ~ 96%), the 285 

maximum angle method not only identify HD and HT, but also the potential density 286 

(temperature) gradient [G(2)] below z = -HD (z = - HT). Weakness of the maximum angle method 287 

is due to the sample size requirement of the regression. For low resolution profiles, the maximum 288 

angle method might not be suitable. 289 

Uncertainty in determination of (HT, HD) due to different thresholds is demonstrated 290 

using the same seaglider data. Histogram of HT (HD) changes evidently when different 291 

thresholds are used: 0.2oC (0.03 kg/m3), 0.5oC (0.05 kg/m3), and 0.8oC (0.125 kg/m3). The 292 

RRMSD of HT is 20.1% between 0.2oC and 0.5oC thresholds, 28.5% between 0.2oC and 0.8oC 293 

thresholds, and 10.0% between 0.5oC and 0.8oC thresholds. The RRMSD of HD is 29.3% 294 

between 0.03 kg/m3 and 0.05 kg/m3 thresholds, 44.7% m between 0.03 kg/m3 and 0.125 kg/m3 295 

thresholds, and 27.8% between 0.05 kg/m3 and 0.125 kg/m3 thresholds. Such large values of 296 

RRMSD make the difference method unreliable. 297 

298 

299 

Acknowledgments 300 

The Naval Oceanographic Office (document number: N6230609PO00123) supported this 301 

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study. The authors thank the Naval Oceanographic Office for providing hydrographic data from 302 

two seagliders. 303 

304 

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Reference 305 

Brainerd, K. E., and M. C. Gregg (1995): Surface mixed and mixing layer depths, Deep Sea Res., 306 Part A, 9, 1521– 1543. 307  308 Chu, P.C. (1993): Generation of low frequency unstable modes in a coupled equatorial 309 

troposphere and ocean mixed layer. J. Atmos. Sci., 50, 731-749. 310 

Chu, P.C., C.R. Fralick, S.D. Haeger, and M.J. Carron (1997): A parametric model for Yellow 311 Sea thermal variability. J. Geophys. Res., 102, 10499-10508. 312 

Chu, P.C., Q.Q. Wang, and R.H. Bourke (1999): A geometric model for Beaufort/Chukchi Sea 313 thermohaline structure. J. Atmos. Oceanic Technol., 16, 613-632. 314 

Chu, P.C., C.W. Fan, and W.T. Liu (2000): Determination of sub-surface thermal structure from 315 sea surface temperature. J. Atmos. Oceanic Technol., 17, 971-979. 316 

Chu, P.C., Q.Y. Liu, Y.L. Jia, C.W. Fan (2002): Evidence of barrier layer in the Sulu and 317 Celebes Seas. J. Phys. Oceanogr., 32, 3299-3309. 318 

de Boyer Montegut, C., G. Madec, A.S. Fischer, A. Lazar, and D. Iudicone (2004): Mixed layer 319 depth over the global ocean: an examination of profile data and a profile-based climatology. J. 320 Geophys. Res., 109, C12003, doi:10.1029/2004JC002378. 321 

Defant, A. (1961): Physical Oceanography, Vol 1, 729 pp., Pergamon, New York. 322 

Kara, A. B., P.A. Rochford, and H. E. Hurlburt (2000): Mixed layer depth variability and barrier 323 

layer formation over the North Pacific Ocean. J. Geophys. Res., 105, 16783-16801. 324 

Lindstrom, E., R. Lukas, R. Fine, E. Firing, S. Godfrey, G. Meyeyers, and M. Tsuchiya (1987): 325 

The western Equatorial Pacific ocean circulation study. Nature, 330, 533-537. 326 

Lorbacher, K., D. Dommenget, P. P. Niiler, and A. Kohl (2006): Ocean mixed layer depth: A 327 

subsurface proxy of ocean-atmosphere variability. J. Geophys. Res., 111, C07010, 328 

doi:10.1029/2003JC002157. 329 

Lukas, R. and E. Lindstrom (1991): The mixed layer of the western equatorial Pacific Ocean. J. 330 

Geophys. Res., 96, 3343-3357. 331 

Mahoney, K.L., K. Grembowicz, B. Bricker, S. Crossland, D. Bryant, and M. Torres (2009): 332 RIMPAC 08: Naval Oceanographic Office glider operations. Proc. SPIE, Vol. 7317, 333 731706 (2009); doi:10.1117/12.820492. 334  335 

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Monterey, G., and S. Levitus (1997): Seasonal Variability of Mixed Layer Depth for the World 336 Ocean, NOAA Atlas NESDIS 14, 100 pp., Natl. Oceanic and Atmos. Admin., Silver Spring, Md. 337  338 Suga, T., K. Motoki, Y. Aoki, and A. M. Macdonald (2004): The North Pacific climatology of 339 winter mixed layer and mode waters, J. Phys. Oceanogr., 34, 3 – 22. 340  341 Wyrtki, K. (1964): The thermal structure of the eastern Pacific Ocean. Dstch. Hydrogr. Zeit., 342 Suppl. Ser. A, 8, 6-84. 343 

344 

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345 

Table 1. Statistical characteristics of HT identified from the two seagliders using the maximum 346 

angle, 0.2oC, 0.5oC, and 0.8oC thresholds. 347 

Maximum

Angle 0.2oC

threshold 0.5oC

threshold 0.8oC

threshold

Mean (m) 77.2 71.9 82.0 87.6 Median (m) 73.2 71.8 77.9 82.9

Standard Deviation (m)

18.3 23.4 18.4 18.0

Skewness 0.69 0.21 1.13 1.25

Kurtosis 3.80 3.48 4.46 4.35

348 

Table 2. Statistical characteristics of HD identified from the two seagliders using the maximum 349 

angle, 0.03 kg/m3, 0.05 kg/m3, and 0.125 kg/m3 thresholds. 350 

Maximum Angle

0.03 kg/m3

threshold 0.05 kg/m3 threshold

0.125 kg/m3 threshold

Mean (m) 73.2 53.3 59.3 68.0 Median (m) 70.4 60.9 66.2 71.6

Standard Deviation (m) 19.1 32.9 31.0 28.4

Skewness 0.28 -0.06 -0.24 -0.59

Kurtosis 4.32 2.37 2.74 3.67 351 

352 

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353 Table 3. Frequency distributions and RRMSE of calculated isothermal depths from the data 354 consisting of the profile (indicated in Table 1) and random noise with mean of 0 and standard 355 deviation of 0.02o C using the curvature method (without and with 5 point-moving average) 356 and the maximum angle method without smoothing. The total contaminated data profiles are 357 1000. 358 Isothermal Layer Depth (m)

Frequency : Curvature (without smoothing)

Frequency: Curvature (with smoothing)

Frequency Maximum Angle (without smoothing)

1 103 0 0 2 125 83 0 3 103 55 0 4 126 44 0 5 98 52 0 6 95 47 0 7 121 43 0 8 105 96 0 9 118 0 0 10 0 3 0 15 0 164 13 20 6 413 987 Total 1000 1000 1000 RRMSE 76% 50% < 3% 359 

360 

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2007−11−19 23:19:45 lat: 30.236 lon: −78.092

100

50

0

Dep

th (

m)

Density (kg/m3)Tempetature (Co)

22 24 1025 1025.5

T ρ

Barrier Layer Pycnocline

 361 

Fig. 1. Isothermal, constant-density, and barrier layers were observed by a seaglider in the 362 western North Atlantic Ocean near the Florida coast (30.236oN, 78.092oW) at GMT 23:20 on 363 November 19, 2007. 364 

365 

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(a)

82oW 81oW 80oW 79oW 78oW

28oN

29oN

30oN

31oN

Latit

ude

Longitude

Florida

79W 78.5W 78W29N

29.5N

30N

30.5N

31W

Longitude

Latit

ude

(b)

Glider−AGlider−B

366 

Fig. 2. (a) Location of the glider data, and (b) drifting paths of two gliders with the marked 367 

station by circle for demonstration. 368 

369 

           

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Min

imu

m D

ensi

ty

10%

70%

Max

imu

m D

ensi

ty

Δρ

30% Δρ

10%

Δρ

Density Profile

370 

Fig. 3. Illustration for determination of z(0.1) and z(07). There are n data points between z(0.1) and 371 

z(07). 372 

373 

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374 

(a) (b) (c) 375 

1024.5 1025

55

60

65

70

75

80

85

90

95

Vecto

r−1V

ector−2

Dep

th(m

)

Density (kg/m3)

Inside ML Small θ

θ

1024.5 1025

Vecto

r−1

Vector−2

Density (kg/m3)

At ML Depth Largest θ

θ

1024.5 1025

Density (kg/m3)

Below ML Small θ

θ

Vector−1

Vector−2

376 

Fig. 4. Illustration of the method: (a) zk is inside the mixed layer (small θ), (b) zk at the mixed 377 

layer depth (largest θ), and (c) zk below the mixed layer depth (small θ). 378 

379 

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380 

(a) (b) 381 

2007−11−19 23:19:45 lat: 30.236 lon: −78.092

1024 1024.5 1025 1025.5 1026

0

20

40

60

80

100

120

140

160

180

200

Dep

th(m

)

density (kg/m3)

−0.01 0 0.01 0.02tan(α) 382 

Fig. 5. Determination of HD using the maximum angle method: (a) density profile at the seaglider 383 station (shown in Fig. 1) located at (30.236oN, 78.092oW) at GMT 23:20 on November 19, 2007, 384 and (b) calculated tan αk. It is noted that the depth of the maximum tan αk corresponds to the 385 mixed layer depth and only the upper part of the potential density profile is shown here. 386 

387 

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0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45

50

Fre

quen

cy

(a) M−A

0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45

50(b) D(0.2)

20 40 60 80 100 120 140 1600

10

20

30

40

50

60

Fre

quen

cy

Temperature Profiles Mixed Layer Depth (m)

(c) D(0.5)

50 100 1500

10

20

30

40

50

60

Temperature Profiles Mixed Layer Depth (m)

(d) D(0.8)

388 Fig. 6. Histograms of HT identified using (a) the maximum angle method, (b) 0.2oC, (c) 0.5oC, 389 and 0.8oC difference criteria. 390  391  392  393  394  395  396  397  398  399  400  401 

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0.75 0.8 0.85 0.9 0.95 10

20

40

60

80

100

120

140

160

Fre

quen

cy

(a) M−A

Average Qi: 0.965

0 0.2 0.4 0.6 0.8 10

20

40

60

80

100

120

140

160(b) D(0.2)

Average Qi: 0.881

0 0.2 0.4 0.6 0.8 10

20

40

60

80

100

120

Fre

quen

cy

Quality Index

(c) D(0.5)

Average Qi: 0.858

0.4 0.5 0.6 0.7 0.8 0.9 10

10

20

30

40

50

60

Quality Index

(d) D(0.8)

Average Qi: 0.833

402  403 Fig. 7. Histograms of QI using (a) the maximum angle method, (b) 0.2oC, (c) 0.5oC, and 0.8oC 404 difference criteria. 405  406  407 

408 

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0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45

50

Fre

quen

cy

(a) M−A

0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45(b) D(0.03)

0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45

Fre

quen

cy

Mixed Layer Depth (m)

(c) D(0.05)

0 20 40 60 80 100 120 1400

5

10

15

20

25

30

35

40

45

50

Mixed Layer Depth (m)

(d) D(0.125)

409  410  411 Fig. 8. Histograms of HD identified using (a) the maximum angle method, (b) 0.03 kg/m3, (c) 412 0.05 kg/m3, and 0.125 kg/m3 difference criteria. 413  414  415 

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0.75 0.8 0.85 0.9 0.95 10

50

100

150

Fre

quen

cy

(a) M−A

Average Qi: 0.966

0 0.2 0.4 0.6 0.8 10

20

40

60

80

100

120

140(b) D(0.03)

Average Qi: 0.837

0 0.2 0.4 0.6 0.8 10

20

40

60

80

100

120

140

Fre

quen

cy

Quality Index

(c) D(0.05)

Average Qi: 0.859

0 0.2 0.4 0.6 0.8 10

20

40

60

80

100

120

140

Quality Index

(d) D(0.125)

Average Qi: 0.872

416  417 Fig. 9. Histograms of QI using (a) the maximum angle method, (b) 0.03 kg/m3, (c) 0.05 kg/m3, 418 and 0.125 kg/m3 difference criteria. 419  420 

421 

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422 

5 10 15 20

0

10

20

30

40

50

60

70

80

90

100

Temperature (C)

Dep

th (

m)

(a) Analytic Temperature Profile

−0.02 −0.01 0

Second Derivative (C/m2)

(b) Curvature Method

0 0.1 0.2tanθ

(c) M−A Method

423  424 Fig. 10. (a) Smoothed analytic temperature profile (6) by 5-point moving average, calculated (b) 425 (∂2T/∂z2)k, and (c) (tan θ)k from the profile data (Fig. 7a). At 20 m depth, (∂2T/∂z2)k has a 426 minimum value, and (tan θ)k has a maximum value. 427 

428 

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429 

5 10 15 20

0

10

20

30

40

50

60

70

80

90

100

Temperature (C)

Dep

th (

m)

(a) With Noise (σ=0.01 C)

−0.05 0 0.05

Second Derivative (C/m2)

(b) Curvature Method

−0.02 −0.01 0

Second Derivative (C/m2)

(c) Smoothed Curvature Method

0 0.1 0.2tanθ

(d) Maximum Angle Method

430 Fig. 11. One out of 1000 realizations: (a) temperature profile shown in Fig. 7a contaminated by 431 random noise with mean of zero and standard deviation of 0.02oC, (b) calculated (∂2T/∂z2)k from 432 the profile data (Fig. 8a) without smoothing, (c) calculated (∂2T/∂z2)k from the smoothed profile 433 data (Fig. 8a) with 5-point moving average, and (d) calculated (tan θ)k from the profile data 434 (Fig. 8a) without smoothing. 435  436 

437 

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438  (a) 439 

15 20 25 Dec 50

5

10

15

20

25

2007

BL

T (

m)

Intrumant ID: 137 with Linear Polynormial

  440 

(b) 441 

15 20 25 Dec 50

10

20

30

40

50

60

70

80

2007

BL

T (

m)

Intrumant ID: 138 with Two Linear Polynormials

442 

Fig. 12. Temporally varying barrier layer depth identified by the maximum angle method from: 443 

(a) Glider-A, and (b) Glider-B. 444 

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445 

446