2011 KIEC - Access To Federal Labs
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Federal Laboratory Consortium
Rick Shindell
Zyn Systems
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Outline
Overview
• Federal Laboratory Technology Transfer
• Federal Laboratory Consortium
How labs do business
• Examples of deals
Other examples of programs
Tools to find federal laboratory resources
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Federal Laboratory Technology Transfer
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Federal Laboratory Technology Transfer
Technology transfer is how knowledge, facilities, or capabilities
developed under federal research and development (R&D) funding
are utilized to fulfill public and private needs
Who: Government and non-government entities
What is the goal:
-enhance agency mission capabilities
-increase return on R&D investment
-support economic growth and development
-enhance U.S. competitiveness
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Getting to know US (Myth of the Monolith)
Type: • Government Owned Government Operated (GOGO) • Government Owned Contractor Operated (GOCO)
Missions: • Promote wellness• Energy independence• Economic competitiveness• National security• Support war fighter
Authorization: Stevenson-Wydler, Bayh-Dole, Space Act, etc.
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Stevenson-Wydler Technology Innovation Act
(P.L. 96-480)
First of many laws to define and promote technology
transfer.
• Required laboratories take an active role in technical
cooperation
• Set a percentage of laboratory budget specifically for
technology transfer offices.
Provided outside organizations with a means to access
federal laboratory developments.
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Bayh-Dole Act of 1980 (P.L. 96-517)
Permitted universities, not-for-profits, and small businesses to obtain title to inventions developed with federal funds
Government-owned, government-operated (GOGO) labs allowed to grant exclusive patent licenses to commercial organizations
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Federal Technology Transfer Act (P.L. 99-502)
All federal laboratory scientists and engineers are
required to consider technology transfer an individual
responsibility.
• Required technology transfer activities to be
considered on employee performance evaluations.
Enabled GOGO* labs to:
• Enter into Cooperative Research and Development
Agreements (CRADAs)
• Negotiate licensing agreements
• Share license royalties with inventors
*GOCO labs granted this authority through the National Competitiveness Technology Transfer Act (P.L. 101-189)
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Federal Laboratory Consortium
Composed of:
• Technology Transfer
Professionals from the
federal laboratories
• Respective Agencies
• Affiliated organizations
The only government-wide
forum for technology transfer.
By the Numbers:
• 17 National laboratories
• 18 Federal agencies
• ~250 Federal laboratories
and centers
• 100,000 scientists and
engineers
• Billions of dollars of research
and development funding
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What is the mission of the FLC?
Education and Training
Sharing Best Practices/Networking
National and Regional Meetings & Conferences
Professional Recognition
Communications and Coordination
“To add value to the federal agencies, laboratories, and their partners to accomplish the rapid integration
of research and development resources within the mainstream of the U.S. economy.”
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Doing Business with the Labs
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Technology Transfer Mechanisms
Patent License Agreement
Cooperative Research and Development
Agreement (CRADA)
Work for Others – Work for Private Parties
Collegial exchange
Educational Partnership Agreement
Use of Facilities Agreement
Cooperative Agreement
Commercial Test Agreement
Material Transfer Agreement
Partnership Intermediary Agreement
Commercial Service Agreement
Personnel Exchange
Grants
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Patent Licensing (a.k.a. “Deals”)
How it works:
• Businesses, entrepreneurs, and others
locate licensable technologies via lab
websites, referrals, etc.
• Contact laboratories for more
information; NDA; negotiate terms
• Programs at each lab are similar, but
are not exactly alike
How it’s helped:
• Thousands of technologies are licensed
to companies each year, providing a
basis for U.S. competitiveness and
creating new jobs
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Cooperative Research and Development
Agreement (CRADA or CRDA)
Allows federal and non-
federal parties to enter into
agreements to conduct
research and development
Allows federal labs to
commit resources such as
personnel, facilities or
equipment, but not funds to
nonfederal parties
Nonfederal parties can
commit funds and other
resources
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Work for Others (WFO)
Mechanism through which industry can utilize the
unique expertise and facilities at a federal laboratory
The industrial sponsor pays 100% of the cost of the
work to be performed.
Under certain conditions, a company may take title to
the inventions created by the federal laboratory under
the WFO.
Key Clauses:
• Product and IP Indemnification
• Advance Payment
• Federal lab cannot compete with the private sector
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By the Numbers
FY2008 Activity reported to the Department of
Commerce, Issued March 2010
FY 2004 FY 2005 FY 2006 FY 2007 FY 2008
CRADAs, total active in FY 6,015 5,947 7,268 7,326 6,923
New inventions disclosed in FY 5,454 4,771 5,193 4,486 4,365
Patent applications filed in FY 1,768 1,745 1,912 1,825 1,938
Patents issued in FY 1,391 1,012 1,284 1,405 1,272
Licenses, total active in FY 7,567 9,577 10,186 10,352 11,098
New, executed in FY 1,535 1,824 1,495 1,463 1,377
Income from licenses, ($$M) $99.5 $144.9 $138.7 $149.9 $170.9
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A Few Highlights
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Millimeter Wave Holographic Scanning Technology
Pacific Northwest National Laboratory
Exclusive Field of Use License
• L-3 SafeView
IP originally licensed to venture-backed start-up; acquired by L-3 Communications in 2006
Terms included equity, milestone payments and royalties
Development primarily funded by FAA and Battelle
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Rehabilitation Support Device
NASA: Goddard Space Flight Center
The Secure Ambulation Mode (S.A.M.) is
a physical therapy devise to assist in
rehabilitation for patients with spinal cord
or traumatic brain injuries.
NASA’s compliant joint allows movement
in six directions with varying degrees of
stiffness.
Both patents were licensed from NASA
by Enduro Medical Technology.
Enduro donated several early devices to
Walter Reed Medical Center in DC.
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Laser Peening
Lawrence Livermore National Laboratory
Metal Improvement Company licensed the laser peening
technology.
• A high energy laser is fired at the surface of a metal part and
generates pressure pulses to form a layer of compressive
stress.
• Increased component life and reduced maintenance costs
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Portable Bioassay Technology
DOD Navy: Space and Naval Warfare Systems Center
Qwiklite is a field-deployable
bioluminescent bioassay system for
measuring water toxicity – based on
plankton’s bioluminescence characteristics
being affected measurably by exposure to
toxins.
Invented by the Navy, the technology was
licensed to Assure Controls, Inc., with
commercialization support from the Center
for Commercialization of Advanced
Technology, two cooperative research
and development agreements.
Less costly and faster than traditional
assays.
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Other Mechanisms
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Technology Assistance
How it works:
• Business requests assistance
• Provides several days of technology
assistance at no charge (a business is
eligible once per fiscal year)
• Cannot compete with private sector
offerings
How it helps:
• Provides support that is otherwise
unattainable for most small businesses
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Research Parks & Commercialization Centers
How it works:
• Reduce commercialization risk (helps
established and startup companies retain and
create jobs)
• Provides access to Lab technical
expertise and know how
• Nurtures entrepreneurial environment
• Networking, Education, Market Intelligence,
Coaching, Linking Community Contacts
How it helps:
Provides basic
infrastructure to start-
up and creates jobs!
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Entrepreneurial Support & Access to Capital
Entrepreneur-in-Residence Programs
TVC (Technology Venture Corporation)
University Technology Entrepreneurship Programs
Forums
• Energy Growth Forum at NREL
How it helps:
• Creates entrepreneurial capacity and stimulates new businesses (jobs!)
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How do I make a connection?
FLC (e.g., Technology Locator Service)
http://www.federallabs.org/locator/
Agency (e.g., T2 Office; Partnership Intermediaries)
Laboratory/Institute (Lab T2 Office)
Individual (Scientists & Engineers)
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FLC Website – www.federallabs.org
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FLC Website – Technology Locator
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FLC Laboratory Search
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Available Laboratory Technologies
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FLC Newslink Publication
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FLC Partnerships