2011 FIRMA NATIONAL TRAINING CONFERENCE FIRMA...2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE...
36
2011 FIRMA NATIONAL TRAINING CONFERENCE ATLANTA, GEORGIA APRIL 17-21, 2011 ATTENDEE LIST Martin Ahrens FDIC 7570 W 21st St N Wichita , KS 67205-1770 (316) 729-0301 Trust Examiner [email protected] Cynthia Kay Alligood Old Point Trust & Financial Services, NA PO Box 6270 Newport News , VA 23606-0270 (757) 599-2204 SVP, Chief Administrative Officer [email protected] Zalka A. Ancely, FTR, FTrR, CFIRS Office of Thrift Supervision 2001 Junipero Serra Blvd, Ste 650 Daly City , CA 94014-1976 (415) 912-7302 Examiner [email protected] Howard Anderman, CISA Wells Fargo Corporation 1 N Jefferson Ave St. Louis , MO 63103 (314) 875-1212 SVP, Audit Director MAC H0003-034 [email protected] Jennifer Anderson Senior Auditor PO Box 168 Shelby , NC 28151 (704) 484-6246 First National Bank of Shelby [email protected] Kip Anderson Federated Investors, Inc. 1001 Liberty Avenue Pittsburgh , PA 15222 (412) 288-1900 VP, Wealth Management & Trust [email protected] Terrance L. Andreski, CFIRS, CISA Bank of Hawaii 130 Merchant St, Ste 1050 Honolulu , HI 96813 (808) 694-8457 VP, Audit Consultant [email protected] Bev A. Antonich US Bank 800 Nicollet Mall Minneapolis , MN 55402 (612) 303-7974 Vice President BC-MN-H15F [email protected] -1-
Transcript of 2011 FIRMA NATIONAL TRAINING CONFERENCE FIRMA...2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE...
2011 FIRMA NATIONAL TRAINING CONFERENCEATLANTA, GEORGIA APRIL 17-21, 2011
ATTENDEE LIST
Martin Ahrens
FDIC
7570 W 21st St N
Wichita , KS 67205-1770
(316) 729-0301
Trust Examiner
Cynthia Kay Alligood
Old Point Trust & Financial Services, NA
PO Box 6270
Newport News , VA 23606-0270
(757) 599-2204
SVP, Chief Administrative Officer
Zalka A. Ancely, FTR, FTrR, CFIRS
Office of Thrift Supervision
2001 Junipero Serra Blvd, Ste 650
Daly City , CA 94014-1976
(415) 912-7302
Examiner
Howard Anderman, CISA
Wells Fargo Corporation
1 N Jefferson Ave
St. Louis , MO 63103
(314) 875-1212
SVP, Audit Director
MAC H0003-034
Jennifer Anderson
Senior Auditor
PO Box 168
Shelby , NC 28151
(704) 484-6246
First National Bank of Shelby
Kip Anderson
Federated Investors, Inc.
1001 Liberty Avenue
Pittsburgh , PA 15222
(412) 288-1900
VP, Wealth Management & Trust
Terrance L. Andreski, CFIRS, CISA
Bank of Hawaii
130 Merchant St, Ste 1050
Honolulu , HI 96813
(808) 694-8457
VP, Audit Consultant
Bev A. Antonich
US Bank
800 Nicollet Mall
Minneapolis , MN 55402
(612) 303-7974
Vice President
BC-MN-H15F
-1-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Kathleen Archer
Comptroller of the Currency
LB-OCC-National Bank Examiners
Charlotte , NC 28288
(704) 350-8444
National Bank Examiner
Two Wachovia Center, 301 S Tryon St, T16/D1130-160
Saturnino Arjona, CTA
PNC Financial Services Group
Two PNC Plaza, 620 Liberty Ave
Pittsburgh , PA 15222
(412) 768-0553
Senior Audit Manager
P2-PTPP-15-2
Linda C. Armstrong, CTCP
Office of Thrift Supervision
2001 Junipero Serra Blvd, Ste 650
Daly City , CA 94104
(650) 746-7085
Federal Examiner
Anita Arredondo
Comptroller of the Currency
10001 Reunion Place, Ste 250
San Antonio , TX 78216
(210) 349-3414
National Bank Examiner
Dolores Atallo
Deloitte & Touche LLP
2 World Financial Center
New York , NY 10281
(212) 436-5346
Firm Director
Anthony W. August, CFSA, CFIRS
First National of Nebraska, Inc.
1601 Dodge St, MS1180
Omaha , NE 68197-1180
(402) 602-6633
Audit Manager
Harvey D. Avidon, CTCP
Invesco
101 Federal St, Flr 37M
Boston , MA 02110
(617) 345-8305
Audit Director
c/o Atlantic Trust Company
Lauren Babij
Broadridge
One Park Ave, 12th Flr
New York , NY 10016
(212) 981-1449
Account Manager
-2-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Deborah P. Bailey
Deloitte & Touche, LLP
2 World Financial Center
New York , NY 10281
(212) 436-5346
Firm Director
Chris Baker
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62305
(217) 228-8071
Henry M. Baltazar, CTA, CFSA
Deloitte & Touche LLP
350 S. Grand Ave, Ste 200
Los Angeles , CA 90071-3462
(213) 996-5640
Senior Manager
Lauren Barley, CFIRS
Fulton Financial Corporation
One Penn Square
Lancaster , PA 17602
(717) 824-8427
Senior Auditor
Jessica M. Bartley, CFIRS
Bank of Oklahoma Financial
PO Box 2300
Tulsa , OK 74192
(918) 588-6057
Senior Auditor
Craig A. Baxter
Comptroller of the Currency
440 S LaSalle St, Ste 2700
Chicago , IL 60605
(312) 360-8871
National Bank Examiner
One Financial Place
Sharon Bragg Beiswenger, CIA, CFIRS
Sterne Agee Group, Inc.
800 Shades Creek Pkwy, Ste 510
Birmingham , AL 35209
(205) 414-3387
Director of Internal Audit
Allen Bell
Federal Reserve Bank of San Francisco
950 S. Grand Ave
Los Angeles , CA 90015
(213) 683-2966
Examiner
-3-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Kenneth J. Berman
Debevoise & Plimpton, LLC
555 - 13th Street NW
Washington , DC 20004
(202) 383-8050
Partner
Amy Bernstein
Harris Bank
111 W. Monroe, 21/E
Chicago , IL 60603
(312) 461-2667
VP & Associate General Counsel
Bradley Frank Beshea, CRP, CFIRS, CAMS, AMLP
Frost National Bank
PO Box 1600
San Antonio , TX 78296
(210) 220-4312
SVP, Fiduciary Compliance Manager
FIRMA Board of Directors
100 W Houston St, T-5
Lindsay Bisson
GlobeTax Services, Inc.
90 Broad St, 16th Flr
New York , NY 10028
(212) 747-9100
Marketing Associate
Stephen Bloch
Northern Trust
181 W Madison Ave
Chicago , IL 60603
(312) 444-4823
Second Vice President, Audit Specialist
William F. Bordes, CRCM
Delta National Bank & Trust Company
1221 Brickell Ave, 5th Flr
Miami , FL 33131
(305) 536-3130
Auditor
Maureen Bouchard
The 1911 Trust Company
400 Essex St
Beverly Farms , MA 01915
(978) 921-0452
Compliance Officer, Security Officer
PO Box 5600
Ty Boyd
Ty Boyd Executive Learning Systems
1727 Garden Terrace
Charlotte , NC 28203
(704) 333-9999
-4-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Michael W. Boyle, CFIRS
American National Bank
2732 Midwestern Pkwy
Wichita Falls , TX 76308
(940) 397-2427
VP, Trust Compliance Officer
Diana S. Brannon
FDIC
25 Jessie St
San Francisco , CA 94105
(415) 808-8161
Trust Examination Specialist
Bernita Brassard
TD Bank
54 Quaker Rd
Queensbury , NY 12804
(518) 745-4820
Business Systems Analyst II
Craig K. Bratten, CTA
Arvest Bank Operations, Inc.
913 W. Monroe Ave
Lowell , AR 72745
(479) 757-8385
Senior Bank Auditor
PO Box 799
Kimberly D. Breithaupt, CFIRS
National Independent Trust Company
305 S Vienna
Ruston , LA 71270
(318) 251-5824
Sr VP, Compliance & Risk Manager
Trace Bronstone
Union Bank
350 California St, 8th Flr
San Francisco , CA 94104
(415) 705-7401
VP & Manager, Securities Processing
Glynn Broussard
PDS Companies
1301 S Bowen Rd, Ste 335
Arlington , TX 76013
(817) 524-1201
President
Jack H. Brown
Unified Trust Company, NA
2353 Alexandria Dr, Ste 100
Lexington , KY 40504
(859) 296-4407
Chief Risk Officer
-5-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Marcus Brown, CFIRS
Kanaly Trust Co
5555 San Felipe, Ste 200
Houston , TX 77056
(713) 561-9314
VP, Compliance Officer
Stephanie C. Brown
Northern Trust Company
3397 Hillside Ct
Woodridge , IL 60517
(312) 630-0879
Vice President
Anthony Calcagno
Federal Reserve Bank of Atlanta
1000 Peachtree St NE
Atlanta , GA 30309
(404) 498-7323
Fiduciary Risk Specialist
James Cambruzzi, CTA
Comptroller of the Currency
26877 Northwestern Hwy
Southfield , MI 48034
(248) 355-1110
National Bank Examiner
Omni Officentre, Suite 411
Carlos J. Carthen, CTA, CFSA
US Bancorp
1349 W Peachtree St NW, Ste 1050
Atlanta , GA 30309
(404) 898-2455
VP, Sr Audit Manager
Beatriz Chamberlain, CFIRS
Legg Mason
100 International Dr, 7th Flr
Baltimore , MD 21202
(410) 454-2211
Senior Auditor
Monica D. Chappetta
Capital One, NA
201 St. Charles Ave, Flr 23
New Orleans , LA 70170
(504) 533-2598
Trust Compliance Manager
Kathleen Chaput
BNY Mellon
One Boston Place
Boston , MA 02108
(617) 722-7368
Compliance Manager
201 Washington St
-6-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Janice Charity
Virginia Bureau of Financial Institutions
PO Box 640
Richmond , VA 23218-0640
(804) 371-9704
Senior Financial Institutions Analyst
W. Christopher Chatterton
TheInsuranceAdvisor.com
PO Box 272358
Tampa , FL 33688
(813) 908-8242
Leonard P. Chinski, CFIRS, CIA
M&T Securities, Inc.
285 Delaware Ave, Ste 2000
Buffalo , NY 14202
(716) 651-4805
Admin VP & Fixed Income Capital Markets Compliance
Officer
John Cifaldi
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62305
(217) 228-8060
Christina Cobb
Comptroller of the Currency
LB-OCC-National Bank Examiners, Black Rock Inc.
San Francisco , CA 94111
(415) 291-7225
National Bank Examiner
One Front St, Ste 1000
Diane Cochran
Virginia Bureau of Financial Institutions
PO Box 640
Richmond , VA 23218-0640
(804) 371-9704
Senior Financial Institutions Analyst
Maureen Connolly, CFIRS
2840 South Ocean Blvd, #201
Palm Beach , FL 33480
(361) 346-4567
Dinah Contino
Reliance Trust Company
1100 Abernathy Rd NE
Atlanta , GA 30328
(678) 274-1617
Director of Compliance
500 Northpark, Ste 400
-7-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Melonie Coombs
Wells Fargo
550 S Tryon St, 11th Flr
Charlotte , NC 28202
(704) 410-7522
Audit Manager
Michael Craw
U.S. Bank, NA
515 Hamlet Dr
Loganville , GA 30052
(678) 682-9749
Regional Trust Manager
Richard Curoso
FDIC
5150 Goldleaf Circle, Ste 405
Los Angeles , CA 90056
(323) 545-9260
Examiner
Jagdish Dalal
JDalal Associates, LLC
PO Box 15
Unionville , CT 06085
(860) 693-0464
Founder & Principal
Michael Daly, CFIRS, CSOP
Union Bank
350 California St, 20th Flr
San Francisco , CA 94104
(415) 705-7503
VP & Manager, SP&SS Risk Management & Quality
Control
FIRMA Board of Directors
Jennifer L. De Vries, CTA
MB Financial Bank, NA
6111 N River Rd
Rosemont , IL 60018
(847) 653-2112
FVP, Director of Risk Management & Operations
FIRMA Board of Directors
Edwin A. Dennis, CPA
Deseret Trust Company
30 East 100 South
Salt Lake City , UT 84111
(801) 433-1523
CFO
Ste 900
Tanya Dick, CFIRS
Union Bank & Trust Co.
6811 S 27th St
Lincoln , NE 68501
(402) 323-1329
AVP & Administrative Manager
-8-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
David A. Dill
FDIC
6306 Iola Ave, Ste 150
Lubbock , TX 79424
(806) 773-2555
Examiner
Joleen Dimsho, CFIRS, CFSA
Bank of the West
1977 Saturn Street
Monterey Park , CA 91755
(323) 869-2081
Vice President & Manager
Mail Sort: SC-MPK-04-S
Linda Kay Ditto, CFIRS
Extraco Banks, NA
18 S Main St
Temple , TX 76501
(254) 774-5561
VP, Manager Trust Operations/Compliance
James Dow
Federal Reserve Bank of Atlanta
1000 Peachtree St NE
Atlanta , GA 30309
(404) 498-7142
Director - Wealth Management & Operations Risk
John W. Dunlap, CTA
Federal Reserve Bank of San Francisco
101 Market Street
San Francisco , CA 94105
(415) 977-3594
Examiner
Mailstop 905
Timothy Allen Dusek, CTA
Office of Thrift Supervision
PO Box 619027
Dallas , TX 75261
(314) 330-0192
Trust Examiner III
Nancy Eason
Century Bank and Trust
141 S Wayne St
Milledgeville , GA 31061
(478) 457-3250
Vice President
Matthew C. Eby, CFIRS
Nth Degree Financial Solutions
1500 Noyes St
Evanston , IL 60201
(312) 391-9429
Managing Director
-9-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Norman Edwards, CTCP
CA Dept of Financial Institutions
300 S Spring St, Ste 15513
Los Angeles , CA 90013
(213) 897-2170
Financial Institutions Manager
Julianna Ethell
Northern Trust
50 S. LaSalle St, M20
Chicago , IL 60603
(773) 412-5383
Vice President
Christine Farquhar
JPMorgan Chase
1111 Polaris Pkwy, Ste 3B
Columbus , OH 43240
(614) 248-6047
Managing Director Compliance
Debbi S. Fetter, CFIRS
Financial Outsourcing Solutions
1857 William Penn Way, Ste 202
Lancaster , PA 17601
(717) 735-3292
Partner
Martha I. Finnen, CTA
American National Bank/Sturm Financial
3033 E. 1st Ave
Denver , CO 80206
(303) 394-5122
Trust Compliance Audit Manager
Wealth Management Dept
Barry D. Flagg
TheInsuranceAdvisor.com
PO Box 272358
Tampa , FL 33688
(813) 908-8242
President
Benjamin A. Flaker, CPA, CFIRS
FirstMerit
III Cascade Plaza, CAS 46
Akron , OH 44308
(330) 996-6277
Compliance Analyst
Michele R. Foster
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62305
(217) 228-8071
Corporate Counsel/VP Risk Mgmt
-10-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Tracy C. Fowkes
Deloitte & Touche, LLP
200 Berkeley St
Boston , MA 02116
(617) 825-2005
Manager
Kimberly E. Fowler, CTA, CBA
Carolina First Bank
104 S Main St, 6th Flr
Greenville , SC 29601
(864) 255-4921
VP, Trust Compliance Manager
Askari Foy
Securities and Exchange Commission
Atlanta , GA
(404) 842-7623
Associate Regional Director
Dennis G. Frederick, PhD
Frederick & Associates
33309 Firstway S, Ste 203
Federal Way , WA 98003-6260
(253) 952-2556
Angela Frozena
Thrivent Financial Bank
122 E College Ave, Ste 1E
Appleton , WI 54911
(920) 628-3427
Trust Compliance Officer
David D. Frye
Fifth Third Bank
301 N Main St
South Bend , IN 46601
(574) 245-5028
Regional Fiduciary Executive
Lisa M. Garcia, CPA
Atlantic Trust
100 Federal St
Boston , MA 02110
(617) 531-6997
Managing Director
Janice Garity
Thomson Reuters
100 Front St, 7th Flr, Ste 700
Worcester , MA 01608
(508) 926-6716
Director, Product Development
-11-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Christine L. Gedrock, CRCM, CBA, CFSA, CFIRS
KeyBank
127 Public Square
Cleveland , OH 44114
(216) 689-3950
Vice President
OH-01-27-1801
Carl W. Genk
Reliance Trust Company
1100 Abernathy Rd
Atlanta , GA 30328
(404) 965-7226
Managing Director - Sales
500 Northpark, Ste 400
Kathryn Gerash
Santa Fe Trust, Inc.
PO Box 22790
Santa Fe , NM 87502
(903) 343-8451
Sr VP & Trust Officer
4001 Office Court, Bldg 1000
Stephen Giannotti
Proxytrust
264 Mallory Station, Ste 5
Franklin , TN 37067
(631) 434-7600
Adam Gilmore
BNY Mellon
500 Grant St, Ste 2400
Pittsburgh , PA 15258
(412) 234-1903
Audit Asst Manager
One Mellon Center
Bruce K. Goldberg, CTA, CPA
Deloitte & Touche, LLP
Two World Financial Center
New York , NY 10281-1414
(212) 436-4567
Director, Audit & Enterprise Risk Services/Internal
Audit Services
FIRMA Board of Directors
Dennis E. Goodenough, III
SWIFT
7 Times Square, 45th Flr
New York , NY 10036
(212) 455-1849
Sr Business Manager, Securities Initiatives
Nanna Goodfellow, CTA, CPA
Comptroller of the Currency
Large Bank Supervision
New York , NY 10173
(917) 344-4477
National Bank Examiner
340 Madison, 9th Flr
-12-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Carol A. Goulding
M&T Securities
285 Delaware Ave, Ste 2000
Buffalo , NY 14202-1885
(716) 651-4783
Group VP, Chief Compliance Officer
FIRMA Board of Directors
Mark T. Gray
Synovus Trust Company
1137 First Ave, 2nd Flr
Columbus , GA 31901
(706) 644-4496
Compliance Manager
Kimberly Green
Comptroller of the Currency
7101 College Blvd, Ste 1600
Overland Park , KS 66210
(913) 384-6005
National Bank Examiner
Craig L. Greene
McGovern & Greene
2831 St Rose Pkwy, Ste 285
Henderson , NV 89052
(702) 818-1168
Partner
Carl Ronald Grimes, Jr.
Bank of America
3414 Peachtree Rd NE, Ste 1475
Atlanta , GA 30326
(404) 264-2868
Regional Compliance Advisor
Michael J. Gujda, CTA, CIA
TD Bank
2059 Springdale Rd
Cherry Hill , NJ 08003
(856) 470-5420
Audit Manager
Tony Guthrie
Reliance Trust Company
1100 Abernathy Rd
Atlanta , GA 30328
(404) 965-7202
Managing Principal
500 Northpark, Suite 400
Robert E. Hamilton
Hamilton Thies & Lorch, LLP
200 S Wacker
Chicago , IL 60606
(312) 650-8625
Partner
-13-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Garth S. Hancock, Jr.
Virginia Bureau of Financial Institutions
PO Box 640
Richmond , VA 23218-0640
(804) 371-9704
Senior Financial Institutions Analyst
Sara E. Hanke, CFIRS
PNC Bank
1900 E 9th St, 24th Flr
Cleveland , OH 44114
(216) 222-2751
Compliance Manager
Larry L. Hartwell, CFIRS
Hartwell Group, LLC
PO Box 6727
Scarborough , ME 04070-6727
(207) 939-2417
Owner/President
Larry Havenridge
FDIC
2550 N Diers Ave, Ste E
Grand Island , NE 68802
(308) 381-1016
Examiner
James Steven Haynie
Frost Bank
100 W Houston St
San Antonio , TX 78205-9987
(210) 220-4696
Executive Vice President
Daniel E. Hearn, CEIC, CTE
Virginia Bureau of Financial Institutions
PO Box 640
Richmond , VA 23218-0640
(804) 371-9657
Principal Financial Institutions Analyst
1300 Main St, Ste 800
John Hederman, CTA
Bessemer Trust Company
630 Fifth Ave
New York , NY 10111
(212) 708-9367
Director of Bank Compliance
David W. Hendrick, CTA, CBA, CFSA
Wells Fargo
550 South Tryon St
Charlotte , NC 28202
(704) 410-7533
VP, Audit Manager
11th Flr, MAC D1086-110
-14-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Judy B. Herndon, CFIRS
Frost Bank
100 W Houston St, T-5
San Antonio , TX 78296
(210) 220-4437
Fiduciary Compliance/Admin. Officer
PO Box 1600
Alicia A. Holcomb, CTA
Marshall & Ilsley Corporation
770 N Water St, NW10
Milwaukee , WI 53202
(414) 765-7967
VP, Audit Group Manager
Joseph A. Houghton, CTA, CPA, CIA
Bank of Oklahoma
PO Box 2300
Tulsa , OK 74192
(918) 588-6355
Trust Audit Manager
12-SE, Audit
Raymond Hrin, CFIRS
First National Trust Company
550 Central Ave, Ste 2
Johnstown , PA 15902
(814) 532-3508
Compliance Manager
Carolyn E. Hughes, CTA, CPA
US Bancorp
101 E 5th St
St. Paul , MN 55401
(651) 466-8477
Senior Audit Manager
MS: EP-MN-S8AT
Lantz Hunt
Constellation Trust Company
4020 South 147th St, Ste 3
Omaha , NE 68137
(402) 891-6186
VP of Trust Services
Brian Ippensen
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62360
(217) 228-8060
President
Richard Jacobs
PDS Companies
1301 S Bowen Rd, Ste 335
Arlington , TX 76013
(817) 524-1201
-15-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Kelly Johnson
First Security Group
531 Broad St
Chattanooga , TN 37402
(423) 308-2096
Internal Auditor
Mona Jones, CTA
Office of Thrift Supervision
1475 Peachtree St NE
Atlanta , GA
(404) 974-9620
Examiner IV
Bradley S. Kastler, CTA
UMB Financial Corporation
1010 Grand Blvd
Kansas City , MO 64106
(816) 860-7581
SVP, Chief Compliance Officer
MS1020406
Terri Keck-Yates, CFIRS, CBA
RSM McGladrey
13355 Noel Rd
Dallas , TX 75240
(972) 764-7023
Consulting Manager, Risk Advisory Services
Marcia Keeler
MB Financial Bank, NA
6111 N River Rd
Rosemont , IL 60018
(847) 653-1780
First VP & Corporate Counsel
Thomas Mark Keith
Nth Degree Financial Solutions
1500 Noyes St
Evanston , IL 60201
(312) 391-8181
Managing Director
Scott Kelly, CFIRS
South Dakota Division of Banking
217 1/2 W Missouri Ave
Pierre , SD 57501
(605) 773-3421
Bank/Trust Examiner
Julie Kenning
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62305
(217) 228-8628
VP Operations
-16-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Johnny Kim
Office of Thrift Supervision
PO Box 619027
Dallas , TX 75261-9027
(713) 657-0646
Trust Examiner
Rick KingenSmith
Federal Reserve Bank of Chicago
230 S. LaSalle St
Chicago , IL 60604
(312) 322-8194
Risk Management Specialist
Julia L. Kirby, CTFA, CFAP
Deloitte & Touche, LLP
555 - 12th St, NW
Washington , DC 20004
(301) 529-4099
Director
Suite 500
Irving Klubeck
Pershing LLC
One Pershing Plaza, 19th Flr
Jersey City , NJ 07399
(201) 413-4045
Managing Director
Anne C. Knapper, CIA, CFIRS, CTFA
Wilmington Trust
1100 N Market St, 0725/WTC/5
Wilmington , DE 19890-0001
(302) 651-1085
Director of SOX Compliance
Karen F. Knudtsen
Wells Fargo
9608 Harness Ln
Mathews , NC 28105
(704) 374-2249
Fiduciary Compliance Consultant
Phillip Koeber
Delta National Bank and Trust Company
650 Fifth Ave, 26th Flr
New York , NY 10019
(917) 825-3068
Assistant Auditor
Karen S. Koehn, CTCP
INTRUST Financial Corp.
PO Box 1, MS1.3
Wichita , KS 67201
(316) 383-3308
VP, Wealth Mgmt Compliance Officer
-17-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Bridget C. Kovalik, CFIRS
3695 Knots Landing Dr
Medina , OH 44256
(330) 391-0438
Consultant
FIRMA Board of Directors
Carl E. Kraiss
Trust Imaging Systems, Inc.
2806 Summerfield Rd
Winter Park , FL 32792
(407) 637-5151
Jeffrey S. Kropschot, CTCP, IACCP
Edward Jones Trust Company
12555 Manchester Rd
St. Louis , MO 63131
(314) 515-3360
Chief Compliance Officer
FIRMA Board of Directors
Andrea Kuehn
The First National Bank in Sioux Falls
100 S Phillips Ave
Sioux Falls , SD 57104
(605) 335-5180
VP & Trust Risk Manager
PO Box 5186
Patrick J. Kuhse
AWARE4LIFE, Inc.
6965 El Camino Real, Ste 105-523
Carlsbad , CA 92009
(619) 981-1911
Susan F. Kutz, CFIRS, CPA
Johnson Financial Group
555 Main St, M/S 485
Racine , WI 53406
(262) 619-2887
AVP, Senior Auditor
Irene E. B. Kwan, CFIRS, CIA
Bank of Hawaii
130 Merchant St, Ste 1050
Honolulu , HI 96813
(808) 694-8053
VP, Audit Consultant
Jared LaBonte
First Bankers Trust Services
2321 Kochs Lane
Quincy , IL 62305
(217) 228-8060
-18-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
M. Clinton Lackey, CFIRS
Wells Fargo
301 S. Tryon St, 8th Flr
Charlotte , NC 28282
(704) 374-3473
Director of Compliance Oversight for Fiduciary &
Insurance Activities
Megan Lallo
KeyBank
4910 Tiedeman Rd
Brooklyn , OH 44144
(216) 813-8298
Internal Audit
Michelle A. LaMachia
Canandaigua National Bank & Trust Co.
72 S Main St
Canandaigua , NY 14424
(585) 393-6093
AVP, Asst Auditor
Tanya Lebsock, CSOP, CFIRS
Union Bank & Trust
PO Box 82535
Lincoln , NE 68501
(402) 323-1700
AVP, Trust & Investment Compliance
6811 S 27th
Duane E. Lee, CFIRS
Cannon Financial Institute, Inc.
PO Box 6447
Athens , GA 30604
(706) 353-3346
Executive Vice President
David A. Leferink, CFIRS, CSOP
Texas Department of Banking
1201 N Watson, Ste 210
Arlington , TX 76006-6120
(817) 640-4050
Financial Examiner
Ryan Leszun, CFIRS, AMLP
S.R. Snodgrass, AC
2100 Corporate Dr, Ste 400
Wexford , PA 15090
(724) 934-0344
Senior Audit Manager
Edward S. Linsley
Reliance Trust Company
1100 Abernathy Road, Ste 400
Atlanta , GA 30328
(404) 965-7205
Senior Vice President
500 Northpark Bldg.
-19-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Len Lipton
GlobeTax Services, Inc.
90 Broad St, 16th Flr
New York , NY 10004
(212) 747-9100
Managing Director
Ron Locklear
Comptroller of the Currency
212 S Tryon St, Ste 500
Charlotte , NC 28281
(704) 350-8445
National Bank Examiner
LB-OCC-National Bank Examiners
David J. Logan
NYS Banking Department
One State Street Plaza
New York , NY 10004
(212) 709-1579
Assistant Deputy Superintendent of Banks
Lori Loken-King
Union Bank
3151 E Imperial Hwy
Brea , CA 92821
(714) 985-3809
SVP & Risk Manager, Operational Risk Mgt
MC B01-205
Walt Lotspeich
Proxytrust
100 Patco Court, Suite #9
Islandia , NY 11749
(631) 434-7600
Principal
Jeffrey A. Lott, CFIRS
FDIC
2700 Westown Pkwy, Ste 250
West Des Moines , IA 50266-1433
(515) 222-0254
Trust Examiner
Frederick Lucetta
JPMorgan
125 Town Park Dr
Kennesaw , GA 30144
(770) 794-2502
Vice President - Compliance
Gregory J. Lyons
Debevoise & Plimpton, LLC
919 Third Ave
New York , NY 10022
(212) 909-6566
Partner
-20-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
M. Dale Martin
FDIC
1601 Bryan St
Dallas , TX 75201
(972) 761-8019
Regional Trust Examination Specialist
Luz Maria Martinez, CFIRS, CBA
First Victoria National Bank
101 S Main St
Victoria , TX 77902
(361) 572-6543
Assistant Vice President
P. Hale Mast, Jr., CTA
FIRMA
P.O. Box 1965
Fort Mill , SC 29716-1965
(803) 547-8964
Executive Director
Debra Lynn Masters, CTA, CBA, CFSA
S.R. Snodgrass, A.C.
2100 Corporate Dr, Ste 400
Wexford , PA 15090
(724) 934-0344
SVP/Principal
James Mayhew
Comptroller of the Currency
340 Madison Ave, 9th Flr
New York , NY 10173
(212) 790-4044
National Bank Examiner
Christopher M. Mazzatta
U.S. Trust, Bank of America Private Wealth Mgmt
590 Madison Ave, 33rd Flr
New York , NY 10022
(212) 287-4513
Trust Administrative Officer II
Kourtney McCarty
ACAMS
80 SW 8th St, Ste 2350
Miami , FL 33130
(786) 871-3109
Director of Marketing
Susan D. McCormick, CPA, CFIRS
Glens Falls National Bank
250 Glen St
Glens Falls , NY 12824
(518) 745-1000
VP, Audit Manager
-21-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Debra S. McCoy
State Board of Administration of Florida
1801 Hermitage Blvd
Tallahassee , FL 32308
(850) 413-1239
Director, External Investment Manager Oversight
David K. McElreath, CFIRS, CBA, CRM
Extraco Banks, NA
1700 N Valley Mills Dr
Waco , TX 76714-7832
(254) 761-2102
EVP, Director of Audit & Risk Mgmt
PO Box 7832
Francis McGovern, PhD.
Duke University School of Law
PO Box 90362
Durham , NC 27708
(919) 613-7095
Professor of Law
James McIntosh
Trust Management Network
2626 Howell St, Ste 880
Dallas , TX 75204
(214) 247-0470
EVP & CFO
Marianthe Melancon, CFIRS
Capital One, NA
Corporate Audit Services
New Orleans , LA 70161
(504) 296-1973
Manager
201 St. Charles Ave, 17th Flr
Jolene Merrill, CTA
Zions Bancorporation
One South Main St, 15th Flr
Salt Lake City , UT 84133
(801) 844-7646
Trust Audit Manager
Thadd C. Meyer, CPA, CIA, CISA, CFE, CEBS
Susquehanna Bancshares
2 Market Square
Manheim , PA 17545-2414
(717) 664-8027
Audit Group Manager
Jessica Michalski
Federal Reserve Bank of New York
33 Liberty St, 26th Flr
New York , NY 10045
(212) 720-2648
Bank Examiner
-22-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Crystal Mickles, CFIRS, CFSA
Office of Thrift Supervision
2001 Junipero Serra Blvd, Ste 650
Daly City , CA 94014
(650) 746-7085
Federal Examiner
Deborah F. Miller, CFIRS
CapitalMark Bank & Trust
801 Broad St
Chattanooga , TN 37402
(423) 386-2830
Trust Operations & Compliance Officer
Joel Miller
Comptroller of the Currency
Washington , DC 20219
(202) 874-4493
Asset Management Group Leader
Gwendolyn Mitchell
Federal Reserve Board
20th & C Streets NW
Washington , DC 20551
(202) 452-3181
Supervisory Financial Analyst
Brian Munn
Comptroller of the Currency
LB-OCC-National Bank Examiners
Charlotte , NC 28281
(704) 350-8444
National Bank Examiner
212 S Tryon St, Ste 500
Larry J. Musher
Fiduciary Services Consulting Group, Inc.
627 S Hanover St
Baltimore , MD 21230
(410) 539-6852
Managing Director
FIRMA Board of Directors
Paul Nelson
NewTower Trust Company
3 Bethesda Metro Center, Ste 1600
Bethesda , MD 20814
(240) 235-9973
SVP, Law & Compliance
Keshia Nesby
Deloitte & Touche LLP
Atlanta , GA
(404) 460-3483
Senior Manager, Audit & Enterprise Risk Services
-23-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Bonita J. Nicholson, CFIRS, CIA
Sandy Spring Bank
9112 Guilford Rd
Columbia , MD 21046
(301) 774-6400
Internal Audit Manager
Carmela Noche, CFIRS
Rabobank, NA
3800 Concours, Ste 350
Ontario , CA 91764
(909) 437-2611
AVP, Sr Internal Auditor
Terence O'Brien, CFIRS, CIA
Reliance Trust Company
1100 Abernathy Rd NE
Atlanta , GA 30328
(404) 965-7242
VP, Senior Audit Manager
500 Northpark, Ste 400
Steven O’Connor
Brown Brothers Harriman & Co
140 Broadway
New York , NY 10005
(212) 493-7224
Compliance Officer
Martha Wargo Oprea, CTFA
MutualBank
4100 Edison Lakes Pkwy, Ste 300
Mishawaka , IN 46545
(574) 273-7611
VP, Fiduciary Compliance
Michael W. Orange, CFIRS
FDIC
10 Tenth St NE, Ste 800
Atlanta , GA 30309-3906
(678) 916-2289
Supervisory Examiner
Glenn D. Ouellette, CTA, CFSA
Amalgamated Bank of Chicago
1 W Monroe
Chicago , IL 60603
(312) 822-3086
SVP & General Auditor
Christine L. Oughton, CTA
The PNC Financial Services Group, Inc.
2 Hopkins Plaza, Ste 911
Baltimore , MD 21201
(410) 347-8323
Vice President
-24-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Anthony Palma, CFSA
Citigroup
111 Wall St, 7th Flr
New York , NY 10043
(212) 657-6336
VP, Audit & Risk Review
FIRMA Board of Directors
Phoebe Papageorgiou
American Bankers Association
1120 Connecticut Avenue, NW
Washington , DC 20036
(202) 663-5053
Counsel, Regulatory Trust Affairs
Satish G. Pattegar, CTCP, CIA
U.S. Bank
BC-MN-H21F, US Bancorp Center
Minneapolis , MN 55402
(612) 303-7989
SVP & Chief Compliance Officer-Trust
800 Nicollet Mall
Hannah Pederson, CFIRS
Encore Bank
Nine Greenway Plaza, Ste 1000
Houston , TX 77046
(713) 787-3185
Audit Manager
Gary E. Pelcak, CTA, CFSA, CFE, CICA, CFSSP
Central National Bank
802 N Washington St
Junction City , KS 66441
(785) 761-2911
Chief Audit Executive
FIRMA Board of Directors
Erik Person, CFIRS
Crowe Horwath, LLP
One Mid America Plaza
Oak Brook , IL 60522-3697
(630) 990-4407
Engagement Manager
Craig Peterson
Comerica Inc.
411 W Lafayette
Detroit , MI 48226
(313) 222-7760
VP, Audit Manager
Jennifer Phillips
KeyBank
4910 Tiedeman Rd
Brooklyn , OH 44144
(216) 813-8294
Internal Audit
-25-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Brian J. Pinkerton, PMP, CFIRS
FirstMerit Bank, NA
106 S Main St, 6th Flr
Akron , OH 44308
(330) 849-8933
VP, WMS Chief Risk Officer
TOW63
Michael T. Plasko, CFIRS
Comptroller of the Currency
Two PNC Plaza
Pittsburgh , PA 15222-2719
(412) 762-1910
National Bank Examiner
620 Liberty Ave, MS: P2-PTPP-20-3
Megan Polk
FDIC
810 Royal Pkwy, Ste 210
Nashville , TN 37214
(615) 391-0098
Supervisory Examiner
Christopher A. Prezioso, CFIRS, CRP
Northern Trust
50 S LaSalle St, M-21
Chicago , IL 60603
(312) 557-9281
Sr VP, Fiduciary Risk Management & Compliance
Nancy C. Pritts
FDIC
5460 S Quebec St, Ste 120
Greenwood , CO 80111
(303) 779-0204
Trust Examiner
Robert M. Quackenbush, CFIRS
TD Bank, NA
70 Gray Rd
Falmouth , ME 04105
(207) 317-8823
Audit Manager I
Mailstop 100-24
Lynda O. Ramsey
Virginia Bureau of Financial Institutions
PO Box 640
Richmond , VA 23219
(804) 371-9704
Senior Financial Institutions Analyst
Deanna Rankin, CFIRS
Frost Bank
100 W Houston St, RB-5
San Antonio , TX 78205
(210) 220-5928
Senior Vice President
-26-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Barry S. Raskin
SIX Telekurs USA Inc.
One Omega Dr, Bldg 3
Stamford , CT 06907
(203) 328-3301
President
Mark Reiley
Office of Thrift Supervision
2001 Junipero Serra Blvd, Ste 650
Daly City , CA 94014-1976
(650) 746-7143
Examiner
Treasury Department
Deborah L. Rhodes, CTA, CIA
The Northern Trust Company
50 S. LaSalle St.
Chicago , IL 60675
(312) 557-1970
Vice President
M-20
Valerie Richards
Comptroller of the Currency
Three Ravinia Dr, Ste 550
Atlanta , GA 30346
(770) 396-3320
National Bank Examiner
Art Ridolfi
Thomson Reuters
149 Killian Ave
Trumbull , CT 06611
(203) 452-9782
Sr Sales Executive
Barbara P. Riley, CBA, CPA
SunTrust Bank
1001 Semmes Ave
Richmond , VA 23224
(804) 319-2040
Group VP/Sr Audit Manager
Machelle Rinko, CIA, CFIRS, CPA
Crowe Horwath LLP
354 Eisenhower Pkwy, Ste 2050
Livingston , NJ 07039
(973) 422-2420
Senior Manager
Joseph M. Rizzuto, CFP
M&T Bank
One M&T Plaza, 9th Flr
Buffalo , NY 14203
(716) 842-5746
VP, Trust Chief Compliance & Risk Manager
-27-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
David W. Robinson, CPA
The Trust Company of Virginia
9030 Stony Point Pkwy, Ste 300
Richmond , VA 23235
(804) 272-9044
Senior Vice President
Rosemarie G. Rodriguez, Esq.
Boston Private Bank & Trust
16000 Ventura Blvd, Ste 102
Encino , CA 91436
(818) 501-1763
VP/Trust Admin Mgr
Kathy Roland
Wells Fargo Bank, NA
2700 Snelling Ave N
Roseville , MN 55113
(651) 205-9868
VP, Sr Operational Risk Manager
C. Rachel Raemore Romijn
Wells Fargo Bank
401 S Tryon St, 21st Flr
Charlotte , NC 28202
(704) 383-0013
Sr VP & Compliance Director
Gil Rooker
Reliance Trust Company
1100 Abernathy Rd NE
Atlanta , GA 30328
(678) 274-1610
Audit Manager
500 Northpark, Ste 400
Matthew E. Rowland
Federal Reserve Bank of Kansas City
One Memorial Dr, 9th Flr
Kansas City , MO 64198
(816) 881-2841
Senior Examiner
Trey Ruch
Sterne Agee Asset Management
800 Shades Creek Pkwy, Ste 125
Birmingham , AL 35209
(205) 414-3353
CEO
Richard Ryndak
Wolters Kluwer Financial Services
2700 Lake Cook Rd
Riverwoods , IL 60015
(847) 267-7118
Senior Product Manager - Capital Changes
-28-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Janice J. Sackley, CFE, CLU
Fiduciary Foresight, LLC
10314 Archwood Dr, Ste 100
Portage , MI 49002
(269) 323-8119
Principal
Stevan Savich, CFIRS
Federal Reserve Bank of Chicago
230 S. LaSalle St
Chicago , IL 60604-1413
(312) 322-8480
Lead Examiner
Jerry L. Schrader, CEBS, CTFA, CRSP, CFIRS
BB&T
PO Box 29576
Raleigh , NC 27601
(919) 716-9104
SVP, Trust/Wealth Mgmt Compliance
434 Fayetteville St, 29th Flr
Timothy J. Schuett, CFIRS
FDIC
9220 Bass Lake Rd, Ste 220
New Hope , MN 55428
(763) 531-0440
Trust Examiner
Dedra Schulte
Edward Jones
1245 JJ Kelley Memorial Dr, 2nd Flr
St. Louis , MO 63131
(314) 515-3969
Internal Audit Manager
Connie Schultz, CIA, CBA, CFIRS
Extraco Banks NA
PO Box 577
Lorena , TX 76655-0577
(254) 761-2192
AVP & Auditor
Donna Schumell
Nth Degree Financial Solutions
1500 Noyes St
Evanston , IL 60201
(312) 391-1015
Managing Director
Lane Scott
Federal Reserve Bank of San Francisco
101 Market St
San Francisco , CA 94105
(415) 974-2946
Examiner
-29-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Jason Seiler
Federal Reserve Bank of Atlanta
1000 Peachtree St NE
Atlanta , GA 30309-4470
(404) 498-7908
Wealth Management Examiner
Carolyn Shaw, CTA
Texas Department of Banking
1201 N Watson Rd, Ste 210
Arlington , TX 76006
(817) 640-4050
Senior Trust Examiner
Stephanie Shaw
FDIC
25 Jessie St, 7th Flr
San Francisco , CA 94105
(415) 808-8249
Examiner
Sandra L. Sherman
Union Bank
530 B St, 9th Flr
San Diego , CA 92101
(619) 230-4945
VP, Manager
MC S-930
Suzanne L. Shier
Chapman and Cutler LLP
111 W Monroe St
Chicago , IL 60603
(312) 845-2983
Partner
Emily Sibley, CFIRS
Stock Yards Bank & Trust Co.
1040 E Main St
Louisville , KY 40206
(502) 625-9031
Internal Audit Officer
PO Box 37046
Marilyn Smith, CTCP
Harris Bank
111 West Monroe St., 4E
Chicago , IL 60603
(312) 461-2279
Head U.S. Risk Policy & Governance
Paul J. Sobel, CIA
Georgia Pacific, LLC
Atlanta , GA
(404) 652-7482
Vice President/Chief Audit Executive
-30-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Steven K. Spady, CTA
Nebraska Dept. of Banking & Finance
1240 “O” St, Ste 400
Lincoln , NE 68508
(402) 471-2171
Supervising Examiner - Trust
Terri Stanford, CFIRS
Citizens Trust and Investment Corp.
500 W Broadway
Farmington , NM 87401
(505) 566-4816
VP, Trust Controller
Patrick C. Stanley, CPA, CTA, CTGA
Amarillo National Bank
410 S Taylor St
Amarillo , TX 79105
(806) 378-8320
Sr VP & Auditor
Bruce C. Stedronsky
Union Bank & Trust Co.
6811 S 27th St
Lincoln , NE 68512
(402) 323-1654
Audit Officer
PO Box 82535
Daniel Stefek
FINRA
Atlanta , GA
Sarah S. Sterkel
Guaranty Bank and Trust Company
PO Box 1159
Longmont , CO 80502-1159
(303) 678-4198
Vice President & Trust Officer
401 Main St
Kimberly J. Stifflemire, CFIRS
Capital One, NA
201 St Charles Ave, 17th Flr
New Orleans , LA 70161
(504) 343-0593
Director
James D. Strickland, CIA, CRP
Citibank
485 Lexington Ave, 9th Flr
New York , NY 10017
(212) 559-3625
Managing Director, Control Architecture
-31-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Jeffrey A. Stuerman
Edward Jones Trust Company
12555 Manchester Rd
St. Louis , MO 63131
(314) 515-2639
Chairman, President, & CEO
James Matthew Sullivan
Trust Imaging Systems, Inc.
1701 Yellow Springs Rd
Malvern , PA 19335
(610) 647-6676
James Aaron Sullivan
Campbell University
288 Anna St
Lillington , NC 27546
(813) 752-1742
Roy M. Swain, CTFA
Mechanics Bank
3170 Hilltop Mall Rd
Richmond , CA 94806
(510) 262-7287
Senior Vice President
Kevin Swanson, CTA
Office of Thrift Supervision
2001 Junipero Serra Blvd, Ste 650
Daly City , CA 94014
(650) 746-7066
Trust Examination Field Manager
Vivian K. Swilley
Northern Trust Bank
16475 Dallas Pkwy, Ste 100
Addison , TX 75001
(972) 738-8407
SVP-Natl Trust/Investment Compliance
Elizabeth D. Tedrow
Country Club Trust Company
9400 Mission Rd
Prairie Village , KS 66206
(816) 360-8602
SVP, Compliance Officer
Francis P. Thomas, III, CTA, CFE, CFSA, CFAP, CICA
The Glenmede Trust Company, NA
One Liberty Place
Philadelphia , PA 19103-7391
(215) 419-6040
First VP, General Auditor, Director of Internal Audit
1650 Market St, Ste 1200
-32-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Karmin J. Thompson, CIA
Alerus Financial
PO Box 6001
Grand Forks , ND 58206
(701) 795-3321
Enterprise Risk and Compliance Officer
Janet Thomson
FDIC
810 Royal Parkway, Ste 210
Nashville , TN 37214
(615) 391-0098
Trust Examiner
Cynthia Titzman, CFIRS, CAMS
Frost Bank
100 W Houston St, T-5
San Antonio , TX 78205
(210) 220-4450
AVP/Fiduciary Compliance
Donald Trask
FDIC
25 Jessie St
San Francisco , CA 94105
(415) 808-8251
Examiner
William Treut
GlobeTax Services
90 Broad St, 16th Flr
New York , NY 10004
(212) 747-9100
Managing Director
Kevin Trnka
Broadridge
One Park Ave, 12th Flr
New York , NY 10016
(212) 918-6968
Associate Account Executive
Kaway Truong
Wells Fargo Bank, NA
550 California St, 6th Flr
San Francisco , CA 94104
(415) 396-1574
Compliance Consultant
MAC A0112-063
Roberta J. Ufford
Groom Law Group
1701 Pennsylvania Ave NW
Washington , DC 20006
(202) 861-6643
-33-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Laurel VanDenBerg, CFIRS
The First National Bank in Sioux Falls
100 S Phillips Ave
Sioux Falls , SD 57117-5186
(605) 335-5152
Chief Audit Executive
PO Box 5186
Karen Veary
Morgan Stanley
1221 Avenue of the Americas
New York , NY 10020
(212) 762-7497
Executive Director
Kathryn AB Vest
SunTrust Banks, Inc.
919 E Main St, 7th Flr
Richmond , VA 23219
(804) 782-5606
First Vice President
Mail Code CS-HDQ-3607
Nancy Wahlstrom
The First National Bank in Sioux Falls
100 S Phillips Ave
Sioux Falls , SD 57104
(605) 335-5180
VP & Personal Trust Manager
PO Box 5186
Carla S. Walter-Clifton, CFIRS
FDIC
2345 Grand Ave, Ste 1200
Kansas City , MO 64108-9842
(816) 234-8085
Trust Examination Specialist
Anthony P. Watson, CIA
Reliance Trust Company
1100 Abernathy Rd NE
Atlanta , GA 30328-5634
(404) 965-7241
SVP, General Auditor
500 Northpark, Ste 400
Stuart Webb
Kentucky Farmers Bank
835 Carter Ave
Ashland , KY 41101
(606) 929-5056
Sr VP, Trust Manager
Gail Weiss
SunGard Wealth Management
2850 W 137th Terrace
Leawood , KS 66224-4210
(410) 814-9792
Managing Director
-34-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Teri L. Weiss, CFIRS
M&M Consulting, LLC
28 Joseph Dr
Gorham , ME 04038
(207) 460-0996
Audit Consultant
Jon Wessels
Insurance Trust Monitor, Inc.
809 W. 1st Street, Suite FB
Cedar Falls , IA 50613
(319) 290-8883
President
Leon Wessels
Insurance Trust Monitor, Inc.
809 W. 1st Street, Suite FB
Cedar Falls , IA 50613
(319) 266-2766
Partner
Kelley Wilhelm
Comptroller of the Currency
4075 Monroeville Blvd, Ste 300
Monroeville , PA 15146
(412) 856-0404
National Bank Examiner
Corporate One Office Park, Bldg 2
William H. Wilson, CFIRS
Union Bank, NA
530 B Street, MC S-1400
San Diego , CA 92101
(619) 230-3091
SVP, Chief Fiduciary Risk Officer
Penny L. Winter, CFIRS
Mercantil Commercebank
12496 NW 25th St
Miami , FL 33182
(305) 629-5826
Audit Manager
Joan Wittig-Smith, CFSA, CFAP, CFIRS
Chemung Canal Trust Company
PO Box 1522
Elmira , NY 14902
(607) 737-3827
AVP, Trust Auditor
Joanne Wong, CTCP, CRP
The Northern Trust Company
355 S. Grand Ave., Ste 2600
Los Angeles , CA 90071
(213) 346-1313
Vice President
-35-
2011 FIRMA NATIONAL TRAINING CONFERENCE--ATTENDEE LIST
Sally M. Wong, CFIRS
Wells Fargo Bank
550 California St, 6th Flr
San Francisco , CA 94104
(415) 396-6823
Compliance Consultant
MAC #A0112-063
Jonathan A. Wright, Esq.
Jonathan A. Wright Attorney at Law
4200 Glenalbyn Dr
Los Angeles , CA 90065
(323) 244-9080
Sole Practitioner
Jon M. Yalimaiwai
Bank of Hawaii
PO Box 3170
Honolulu , HI 96802-3170
(808) 694-8742
VP, Compliance Officer
130 Merchant St, Ste 530
Rebecca Zak
Federal Reserve Bank of Chicago
230 South LaSalle St
Chicago , IL 60604
(312) 322-8107
Risk Management Specialist
Ellen Beeson Zentner
Bank of Tokyo - Mitsubishi UFJ, Ltd.
1251 Avenue of the Americas
New York , NY 10020
(212) 782-5708
Senior Economist
-36-
