2010 Research Report to UKRF Board of Directors
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Transcript of 2010 Research Report to UKRF Board of Directors
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2010 2010 Research ReportResearch Report
totoUKRF Board of DirectorsUKRF Board of Directors
James W. TracyJames W. Tracy
Vice President for ResearchVice President for Research
04 May 201004 May 2010
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UK PIs UK PIs compete compete
successfully successfully for ARRA for ARRA awards !awards !
As of 30 April 2010:As of 30 April 2010:• 125 competitive awards125 competitive awards• $71,432,472 $71,432,472
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ARRA Funds by UnitARRA Funds by Unit
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ARRA Funds by SponsorARRA Funds by Sponsor
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ARRA AwardsARRA Awards • Five NIH “Research Challenge” (RC1) grants Five NIH “Research Challenge” (RC1) grants
(4 Medicine, 1 Education) Total: ~$5 (4 Medicine, 1 Education) Total: ~$5 millionmillion
• Two NIH “Great Opportunity” (RC2) grants Two NIH “Great Opportunity” (RC2) grants (Agriculture, Nursing) Total ~$5 million(Agriculture, Nursing) Total ~$5 million
• $6.4 million NIH G20 grant for a high-tech rodent $6.4 million NIH G20 grant for a high-tech rodent facility (OVPR)facility (OVPR)
• NSF grants on (a) lignin as a biofuel (CAER) and NSF grants on (a) lignin as a biofuel (CAER) and (b) water quality (CCS). Total ~$5 million(b) water quality (CCS). Total ~$5 million
• $1.5 million NIST grant for sustainable $1.5 million NIST grant for sustainable manufacturing (Engineering)manufacturing (Engineering)
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ARRA AwardsARRA Awards
• $11.8 million NIST construction grant to $11.8 million NIST construction grant to build a 36,000 sq. ft. lab at CAERbuild a 36,000 sq. ft. lab at CAER
• Additional $3.5 million match from Energy Additional $3.5 million match from Energy & Environment Cabinet and $1 million & Environment Cabinet and $1 million from UKRF.from UKRF.
• New lab will house biomass/biofuels and New lab will house biomass/biofuels and energy storage research.energy storage research.
• Will be home to the Kentucky-Argonne Will be home to the Kentucky-Argonne Battery Manufacturing R&D CenterBattery Manufacturing R&D Center
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2009 – 20102009 – 2010Research AdministrationResearch Administration
• ““Research Enrichment” program: returns Research Enrichment” program: returns more F&A dollars to academic units for more F&A dollars to academic units for collaborative projectscollaborative projects
• A web-based electronic Internal Approval A web-based electronic Internal Approval Form (e-IAF) is undergoing testing.Form (e-IAF) is undergoing testing.• implements SAP “workflow” implements SAP “workflow”
• AAHRPP site visitAAHRPP site visit• Principal Investigators Council launched Principal Investigators Council launched • University-wide research compliance University-wide research compliance
assessment: analysis phaseassessment: analysis phase
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Challenges to ResearchChallenges to Research
• Research space limitationsResearch space limitations• Aging shared research equipmentAging shared research equipment• Research complianceResearch compliance• ARRA auditsARRA audits
• ARRA funding “cliff” in FY2011ARRA funding “cliff” in FY2011
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FY09 R&D ExpendituresFY09 R&D Expendituresreported to NSF ($367.6 million)reported to NSF ($367.6 million)
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NSF ExpendituresNSF Expenditures2005-20092005-2009
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FY 2008 NSF RankingFY 2008 NSF Ranking
Total R&D expendituresTotal R&D expenditures• UK 36UK 36thth $337 million $337 million • UIUC 20UIUC 20thth $501 million $501 million
Federal R&D expendituresFederal R&D expenditures• UK 39UK 39thth $155 million $155 million• Texas A&M 20Texas A&M 20thth $246 million $246 million
UK ranks 16UK ranks 16thth among public land-grant among public land-grant universities and 11universities and 11thth among those with a among those with a medical school.medical school.
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Sponsored Project AwardsSponsored Project Awards
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Awards Year-to-DateAwards Year-to-Date(July through April)(July through April)
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FY09 Sponsored ExpendituresFY09 Sponsored Expenditures$298.7 million$298.7 million
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FY09 Federal ExpendituresFY09 Federal Expenditures
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Directed AppropriationsDirected Appropriations
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Intellectual PropertyIntellectual PropertyActivityActivity
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Licensing RevenueLicensing Revenue
As reported in the UK Financial Statement
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FY2009 UKRF ExpendituresFY2009 UKRF Expenditures($44.07 million)($44.07 million)
Support for Faculty & Academic Units$29.72million (67%)
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Faculty Start-upFaculty Start-upCommitmentCommitment
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F&A ReturnF&A Return
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Realized F&A IncomeRealized F&A Income
FY2007FY2007 $43.6 million$43.6 millionFY2008FY2008 $43.8 million$43.8 millionFY2009FY2009 $44.5 million$44.5 millionFY2010FY2010 ≥$46 million*$46 million**Projected as of 31 March 2010*Projected as of 31 March 2010
FY2011FY2011 $44 million $44 million (projected)(projected)
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Proposed FY2011 UKRF BudgetProposed FY2011 UKRF BudgetFY10 Approved Budget
FY11 ProposedBudget Difference
REVENUE
I. Sponsored Projects
Grants & contracts 293,000,000 305,000,000 12,000,000
LESS: Direct costs 252,000,000 261,000,000 9,000,000
Net F&A Recovery 41,000,000 44,000,000 3,000,000
II. General Income
Subtotal General Income 3,707,000 4,006,825 299,825
III. Fund Balance, NR
Unexpended Royalty Income 2,500,000 2,400,000 (100,000)
Fund Balance, unrestricted 1,000,000 1,000,000 --
Subtotal Fund Balance, NR 3,500,000 3,400,000 (100,000)
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Proposed FY2011 UKRF BudgetProposed FY2011 UKRF BudgetFY10 Approved Budget
FY11 ProposedBudget Difference
TOTAL REVENUE 48,207,000 51,406,825 3,199,825
TRANSFERS & EXPENDITURES
I. Transfers to General Fund
Subtotal Transfers 20,852,590 21,312,090 459,500
II. Expenditures
A. Operating & Admin 719,500 734.100 14,600
B. Other Activity 4,639,000 4,838,825 199,825
C. Research Programs 21,995,910 24,521,810 2,525,900
Subtotal Expenditures 25,476,900 27,354,410 1,877,510
Total Transfers & Expenditures
48,207,000 51,406,825 3,199,825