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CASE NO. 1140460
IN THE SUPREME COURT OF ALABAMA
EX PARTE STATE OF ALABAMA EX REL. ALABAMA POLICY
INSTITUTE AND ALABAMA CITIZENS ACTION PROGRAM,
PETITIONERS
ON MANDAMUS TO THE PROBATE COURT
OF JEFFERSON COUNTY, ET AL.
HON. ALAN L. KING, JUDGE, ET AL.
BRIEF OF AMICUS CURIÆ
AND
MOTION FOR LEAVE TO FILE BRIEF AS AMICUS CURIÆ
J. Stanton Glasscox
GLASSCOX LAW FIRM, LLCPost Office Box 2646
Birmingham, AL 35201
205-323-6170 / [email protected]
AMICUS CURIÆ
E-Filed02/17/2015 @ 10:42:00 PM
Honorable Julia Jordan Weller
Clerk Of The Court
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STATEMENT REGARDING ORAL ARGUMENT
The undersigned Amicus is currently recovering
from surgery, and respectfully asks to be excused from
any oral argument granted in this case, especially
before February 28, 2015.
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MOTION FOR LEAVE TO FILE BRIEF AS AMICUS CURIÆ
Comes now the undersigned, a member of the Bar of
this Court, and moves this Court for leave pursuant to
Ala.R.App.P. 29 to file the appended Brief as an Amicus
Curiæ , and in support thereof shows as follows:
1. The undersigned is not only a member of the
Bar of this Court, he had the inestimable honor and
privilege of serving it as a clerk to retired Justice
Janie Shores. As such, the undersigned is well
conversant with the jurisdiction of this Court, and the
sometimes esoteric procedural aspects of the
extraordinary writ of mandamus.
2.
As one current Justice of the United States
Supreme Court noted, when a member of the United States
Court of Appeals for the Third Circuit, in granting
leave for the filing of an amicus brief:
Even when a party is very well represented, an
amicus may provide important assistance to the
court. “Some amicus briefs collect backgroundor factual references that merit judicial
notice. Some friends of the court are entities
with particular expertise not possessed by any
party to the case. Others argue points deemed
too far-reaching for emphasis by a party
intent on winning a particular case. Still
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others explain the impact a potential holding
might have on an industry or other group.”
Luther T. Munford, When Does the Curiae Need
An Amicus?, 1 J.App. Prac. & Process 279
(1999). Accordingly, denying motions for leave
to file an amicus brief whenever the partysupported is adequately represented would in
some instances deprive the court of valuable
assistance.
The criterion of desirability set out in
Rule 29(b)(2) is open-ended, but a broad
reading is prudent. The decision whether to
grant leave to file must be made at a
relatively early stage of the appeal. It is
often difficult at that point to tell with any
accuracy if a proposed amicus filing Will behelpful. Indeed, it is frequently hard to tell
whether an amicus brief adds anything useful
to the briefs of the parties without
thoroughly studying those briefs and other
pertinent materials, and it is often not
feasible to do this in connection with the
motion for leave to file. Neonatology
Associates, P.A. v. C.I.R., 293 F.3d 128, 132-
33 (3d Cir. 2002)(Alito, J.)1
3.
This case is before the Court on mandamus
pursuant to Ala.R.App.P. 21, and is subject to the
expedited briefing and scheduling Order of February 13,
2015. As such, it is particularly within the scope of
Justice Alito’s observation that it is “difficult at
1 “Where possible, application has been made of the
existing Federal Rules of Appellate Procedure (FRAP), and
where a rule is noted to be based upon such FRAP Rule, the
construction given to that rule in the federal courts has
been used and would be expected to constitute authority for
the construction of these rules.” Ala.R.App.P. 1, Committee
Comment.
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[this] point to tell with any accuracy if a proposed
amicus filing will be helpful.” ibid . The terms of the
scheduling Order are such that the undersigned does not
expect to have the opportunity to review the briefs of
the parties on the merits, and determine whether the
significant jurisdictional and constitutional questions
addressed in his Brief will be properly raised by any
party, or by the Court ex mero motu. As such, this
Motion should be granted, and the undersigned humbly
submits the arguments of the Brief to the Court’s
consideration.
Respectfully submitted,
/s/ J. Stanton Glasscox
J. Stanton Glasscox Amicus Curiæ
OF COUNSEL:
GLASSCOX LAW FIRM, LLC
Post Office Box 2646
Birmingham, AL 35201
205-323-6170 / [email protected]
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TABLE OF CONTENTS
STATEMENT REGARDING ORAL ARGUMENT .................... i
MOTION FOR LEAVE TO FILE BRIEF AS AMICUS CURIÆ ...... ii
STATEMENT OF JURISDICTION ........................... vi
TABLE OF AUTHORITIES ................................ vi
STATEMENT OF THE CASE ................................ 1
STATEMENT OF THE ISSUES .............................. 1
STATEMENT OF FACTS ................................... 1
STATEMENT OF THE STANDARD OF GRANT OF THE WRIT ....... 2
SUMMARY OF THE ARGUMENT .............................. 2
ARGUMENT ............................................. 3
THE SUBJECT MATTER OF THE PETITION FOR A WRIT OF
MANDAMUS EXTENDS TO THE NON-JUDICIAL POWERS AND
DUTIES OF THE RESPONDENT PROBATE JUDGES, AND IS
NOT WITHIN THE JURISDICTION OF THIS COURT .......... 3
THE PETITION SUFFERS FROM FUNDAMENTAL PROCEDURAL
FLAWS, AND IS DUE TO BE DENIED ON THAT BASIS ...... 11
CONCLUSION .......................................... 13
CERTIFICATE OF SERVICE .............................. 16
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STATEMENT OF JURISDICTION
This Court has general subject matter jurisdiction
to “issue writs of injunction, habeas corpus, and such
other remedial and original writs as are necessary to
give to it a general superintendence and control of
courts of inferior jurisdiction.” Ala. Code § 12-2-
7(3). However, as will be argued more fully infra, this
jurisdiction is not properly invoked by the instant
Petition.
TABLE OF AUTHORITIES
CASES
Cotten v. Rutledge, 33 Ala. 110 (1858) ............ 3, 9
Ex parte Alfab, Inc ., 586 So.2d 889 (Ala. 1991) ...... 2
Ex Parte Dunlap, 260 Ala. 52, 68 So.2d 533 (1954) ... 14
Ex parte Gist, 26 Ala. 156 (1855) .................... 8
Ex parte Guaranty Pest Control, Inc ., 21 So.3d
1222 (Ala. 2009) .................................. 12
Ex parte Ocwen Fed. Bank , FSB, 872 So.2d 810 (Ala.
2003) ....................................... 2, 3, 12
Ex parte Pearson, 76 Ala. 521 (Ala. 1884) ......... 2, 5
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Ex parte Phil Owens Used Cars, Inc ., 4 So.3d 418
(Ala. 2008) ........................................ 4
Ex parte State Dept. of Human Resources, 890 So.2d
114 (Ala. 2004) ................................... 12
Ex parte State ex rel. McKinney , 575 So.2d 1024
(Ala. 1990) ....................................... 14
Ex parte Valloze, 142 So.3d 504 (Ala. 2013) .......... 8
Ex parte Williamson, 907 So.2d 407 (Ala. 2004) ...... 13
Fox v. McDonald , 101 Ala. 51, 13 So. 416 (1893) ...... 6
Lucas v. Belcher , 20 Ala.App. 507, 103 So. 909
(1925) ............................................. 9
Neonatology Associates, P.A. v. C.I.R., 293 F.3d
128 (3d Cir. 2002)................................ iii
State ex rel. King v. Morton, 955 So.2d 1012 (Ala.
2006) .............................................. 4
STATUTES
§ 750 Ill. Comp. Stat. 5/203 ......................... 9
23 Pa. Cons. Stat. § 1501 ........................... 10
Ala. Code § 2-15-312 ................................. 6
Ala. Code § 10A-1-4.02 ............................... 6
Ala. Code § 11-3-1(c) ................................ 6
Ala. Code § 12-2-7(3) ............................... vi
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Ala. Code § 30-1-9 ................................... 7
Ala. Code § 32-6-4(a) ................................ 6
Alaska Stat. § 25.05.091 ............................. 9
Ariz. Rev. Stat. § 25-121 ........................... 10
Ark. Code Ann. § 9-11-203 ........................... 10
Cal. Fam. Code § 350 ................................. 9
Colo. Rev. Stat. § 14-2-106 .......................... 9
Conn. Gen. Stat. § 46b-24 ............................ 9
D.C. Code § 46-410 .................................. 10
Del. Code Ann. Tit. 13 § 109 ........................ 10
Fla. Stat. Ann. § 741.01 ............................ 10
Ga. Code Ann. § 19-3-30 ............................. 10
Haw. Rev. Stat. § 572-5 .............................. 9
Idaho Code Ann. § 32-403 ............................. 9
Ind. Code Ann. § 31-11-4-3 .......................... 10
Iowa Code Ann. § 595.4 ............................... 9
Kan. Rev. Stat. § 23-2505 ........................... 10
Ky. Rev. Stat. Ann. § 402.100 ....................... 10
La. Rev. Stat. § 9:221 .............................. 10
Mass. Gen. Laws Ch. 207 § 19 ........................ 10
Md. Code Ann. Fam. Law § 2-401 ...................... 10
Me. Rev. Stat. Ann. Tit. 19-A § 651 ................. 10
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Mich. Comp. Laws § 551.101 .......................... 10
Minn. Stat. Ann. § 517.07 ........................... 10
Miss. Code Ann. § 93-1-5 ............................ 10
Mo. Rev. Stat. § 451.080 ............................ 10
Mont. Code Ann. § 40-1-201 .......................... 10
N.C. Gen. Stat. § 51-8 .............................. 10
N.D. Cent. Code § 14-03-10 .......................... 10
N.H. Rev. Stat. Ann. § 457:22 ....................... 10
N.J. Stat. Ann. § 37:1-2 ............................ 10
N.Y. Dom. Rel. Law § 13 ............................. 10
Neb. Rev. Stat. § 42-104 ............................ 10
Nev. Rev. Stat. § 122.040 ........................... 10
Ohio Rev. Code Ann. § 3101.05 ....................... 10
Okla. Stat. Tit. 43 § 5 ............................. 10
Or. Rev. Stat. § 106.041 ............................ 10
R.I Gen. Laws § 15-2-1 .............................. 10
S.C. Code Ann. § 20-1-220 ........................... 10
S.D. Codified Laws § 25-1-10 ........................ 10
Tenn. Code Ann. § 36-3-103 .......................... 10
Tex. Fam. Code Ann. § 2.001 ......................... 10
Utah Code Ann. § 30-1-7 ............................. 10
Va. Code Ann. § 20-14 ............................... 10
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Vt. Stat. Ann. § 5131 ............................... 10
W.Va. Code Ann. § 48-2-102 .......................... 10
Wash. Rev. Code § 26.04.140 ......................... 10
Wisc. Stat. § 765.05 ................................ 10
Wyo. Stat. Ann. § 20-1-103 .......................... 10
RULES
Ala.R.App.P. 1, Committee Comment .................. iii
Ala.R.App.P. 21 ................................. iii, 1
Ala.R.App.P. 38 ..................................... 14
Ala.R.Evid. 901 ..................................... 13
Ala.R.Evid. 902 ..................................... 13
Ala.R.Evid. 1003 .................................... 13
Ala.R.Evid. 1005 .................................... 13
Ala.R.Evid. 1101(a) ................................. 13
Alabama Canons of Judicial Ethics, Compliance with
the Canons of Judicial Ethics ...................... 7
TREATISES
2 McElroy’s Alabama Evidence § 484.02(2)(2009) ...... 12
CONSTITUTIONAL PROVISIONS
Ala. Const., Art. III § 43 ....................... 3, 11
Ala. Const., Art. V, § 114 ........................... 5
Ala. Const., Art. VI § 140 ................ 2, 4, 10, 13
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LAW REVIEWS
When Does the Curiae Need An Amicus?, 1 J.App.
Prac. & Process 279 (1999) ....................... iii
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STATEMENT OF THE CASE
This case is before the Court on the Petition
filed by Alabama Policy Institute and Alabama Citizens
Action Program on February 11, 2015. The Court entered
an Order pursuant to Ala.R.App.P. 21 on February 13,
2015, directing the Respondents to file answers and
briefs.
STATEMENT OF THE ISSUES
I. WHETHER THE SUBJECT MATTER OF THE PETITION FOR A
WRIT OF MANDAMUS EXTENDS TO THE NON-JUDICIAL
POWERS AND DUTIES OF THE RESPONDENT PROBATE
JUDGES, AND IS NOT WITHIN THE JURISDICTION OF
THIS COURT.
II. WHETHER THE PETITION SUFFERS FROM FUNDAMENTAL
PROCEDURAL FLAWS, AND IS DUE TO BE DENIED ON
THAT BASIS.
STATEMENT OF FACTS
Apart from the issues raised by the Argument,
infra, this Amicus takes no exception to the Statement
of Facts of the Petition.
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STATEMENT OF THE STANDARD OF GRANT OF THE WRIT
Mandamus is an extraordinary remedy and willbe granted only where there is “(1) a clear
legal right in the petitioner to the order
sought; (2) an imperative duty upon the
respondent to perform, accompanied by a
refusal to do so; (3) the lack of another
adequate remedy; and (4) properly invoked
jurisdiction of the court.” Ex parte Alfab,
Inc ., 586 So.2d 889, 891 (Ala. 1991). This
Court will not issue the writ of mandamus
where the petitioner has “‘full and adequate
relief’” by appeal. Ex parte Ocwen Fed. Bank,
FSB, 872 So.2d 810, 813 (Ala. 2003).
SUMMARY OF THE ARGUMENT
The jurisdiction of this Court, under Ala. Const.,
Art. VI § 140, is limited to (1) appeals; and (2)
“power to issue writs of injunction, habeas corpus, quo
warranto and such remedial and original writs as may be
necessary to give it a general superintendence and
control of inferior jurisdictions.” The writ of
mandamus arises from the latter of the two classes of
this Court’s jurisdiction. Ex parte Pearson, 76 Ala.
521 (Ala. 1884). “In issuing a license to marry, the
judge of probate does not exercise judicial power. He
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acts ministerially , and at his peril.” Cotten v.
Rutledge, 33 Ala. 110, 113 (1858)(emphasis in
original). Because the issuance of a marriage license
is not an exercise of the judicial authority of a
probate judge, “superintendence” mandamus does not
extend to the Respondents in their capacity as probate
judges. Roughly two-thirds of our sister states do not
administer marriage licenses through judicial offices,
underscoring the non-judicial nature of the function.
see, statutes collected at n. 4, infra.
The unverified Petition, and by implication its
unauthenticated Exhibits, do not provide any basis of
record on which the Petitioners can meet their
“affirmative burden to prove,” Ex parte Ocwen Fed.
Bank , FSB, 872 So.2d 810, 813 (Ala. 2003), the factual
basis for the grant of the writ.
ARGUMENT
I
THE SUBJECT MATTER OF THE PETITION FOR A WRIT OF
MANDAMUS EXTENDS TO THE NON-JUDICIAL POWERS AND DUTIES
OF THE RESPONDENT PROBATE JUDGES, AND IS NOT WITHIN THE
JURISDICTION OF THIS COURT
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As this Court well knows, Ala. Const., Art. III §
43 provides that:
In the government of this state, except in theinstances in this Constitution hereinafter
expressly directed or permitted, the
legislative department shall never exercise
the executive and judicial powers, or either
of them; the executive shall never exercise
the legislative and judicial powers, or either
of them; the judicial shall never exercise the
legislative and executive powers, or either of
them; to the end that it may be a government
of laws and not of men.
In applying this provision, this Court has noted that,
“[o]ur Constitution may provide for a stricter
application of the separation-of-powers doctrine than
is compelled by the federal constitution.” State ex
rel. King v. Morton, 955 So.2d 1012, 1020 (Ala. 2006).
A necessary element of the right to mandamus is
“properly invoked jurisdiction of the court.” Ex parte
Phil Owens Used Cars, Inc ., 4 So.3d 418, 423 (Ala.
2008) Ala. Const., Art. VI § 140, as amended, provides
that:
Except in cases otherwise directed in thisConstitution, the Supreme Court shall have
appellate jurisdiction only , which shall be
coextensive with the state, under such
restrictions and regulations, not repugnant to
this Constitution, as may from time to time be
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prescribed by law, except where jurisdiction
over appeals is vested in some inferior court,
and made final therein; provided that the
Supreme Court shall have power to issue writs
of injunction, habeas corpus, quo warranto and
such remedial and original writs as may benecessary to give it a general superintendence
and control of inferior jurisdictions.
(emphasis added).
In other words, this Court has (1) appellate
jurisdiction, and (2) jurisdiction to issue writs to
superintend inferior courts. It is the latter grant of
authority that is the basis for the writ of mandamus.
Ex parte Pearson, 76 Ala. 521 (Ala. 1884). If the
Petition in this case cannot be fit into one of these
holes, this Court lacks jurisdiction.
It may at first blush seem that this Court has
authority to issue writs in superintendence of a
probate court, as the Petition prays. However, when the
unique characteristics of an Alabama probate judge’s
office are unpacked, it becomes apparent that this is
not the case.
A probate judge has many powers and duties, not
all of which are judicial in character. He or she
shares with the unarguably executive Secretary of
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State, Ala. Const., Art. V, § 114, the duties of
receiving and maintaining corporate and similar
records. Ala. Code § 10A-1-4.02. The probate judge is
required to maintain local copies of records filed with
the equally executive Commissioner of Agriculture and
Industries. Ala. Code § 2-15-312. In most counties, the
probate judge issues drivers’ licenses. Ala. Code § 32-
6-4(a). In the absence of a local law to the contrary,
the probate judge serves as chairman of the county
commission. Ala. Code § 11-3-1(c).2
In the case of Fox v. McDonald , 101 Ala. 51, 13
So. 416 (1893), this Court had occasion to note the
extensive executive powers wielded by a probate judge,
in his capacity as the chair of what was then the court
of county commissioners:
In Clay’s Digest, and in each compilation of
our laws since, we find the creation of a
court of county commissioners. This body is an
inferior court created by law, and belongs,
under express provision of each of our
constitutions, to the judicial department of
government, yet we find, in its very creation,it was, and has ever since been, endowed with
2 Currently, in Blount, Cherokee, Choctaw, Cleburne,
Dallas, Franklin, Geneva, Hale, Henry, Lamar, Lee, Monroe,
and Tuscaloosa Counties.
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legislative and executive powers. In fact, its
chief duties are of those characters. It is
given the power to levy and assess taxes for
the support of the county government, which is
a legislative function. Cooley, Const. Lim .
marg. pp. 479, 488. It is given power todirect and control the property of the county,
to examine and audit the accounts of the
receiving and disbursing officers of the
county, to make rules and regulations for the
support of the poor; and it is given plenary
and executive powers over the erection and
maintenance of public roads, bridges, and
ferries, and the appointment of the necessaryofficers in that behalf. These are functions
which do not inherently pertain to thejudiciary , yet none will say, in view of their
long-continued and useful exercise by the
court of county commissioners, without let or
hindrance, that the constitution, in
distributing the powers of government,
intended to inhibit such exercise. 13 So. at
419 (emphasis added).
This Court, in the exercise of its rulemaking
authority, has further explicitly recognized that
“[p]robate judges in Alabama are charged with many
administrative and executive duties not judicial in
nature.” Alabama Canons of Judicial Ethics, Compliance
with the Canons of Judicial Ethics.
The Petition, by its own terms, seeks only to
reach the probate judges’ issuance vel non of marriage
licenses pursuant to Ala. Code § 30-1-9. Petition, p.
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11. This is an executive, not a judicial, function. The
judicial power of this State has always been recognized
to be limited to the determination of cases and
controversies. “[B]y the term ‘judicial power’ is here
meant that power with which the courts are to be
clothed for the purpose of the trial and determining of
causes.” Ex parte Gist, 26 Ala. 156, 162
(1855)(emphasis in original). More recently, this Court
stated that “[w]e have construed Art. VI, § 139, Ala.
Const. of 1901 (as amended by amend. no. 328, § 6.01,
vesting the judicial power in the Unified Judicial
System), to vest this Court ‘with a limited judicial
power that entails the special competence to decide
discrete cases and controversies involving particular
parties and specific facts.’” Ex parte Valloze, 142
So.3d 504, 508 n. 2 (Ala. 2013).3
In the issuance of a marriage license, there is no
case or controversy. The issuance is a ministerial act.
“In issuing a license to marry, the judge of probate
does not exercise judicial power. He acts
3 Quære, whether the same principle of law applies to
the Petition on its merits.
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ministerially , and at his peril.” Cotten v. Rutledge,
33 Ala. 110, 113 (1858)(italic emphasis in original). A
“duty is ministerial, when the law, exacting its
discharge, prescribes and defines the time, mode and
occasion of its performance, with such certainty that
nothing remains for judgment or discretion.” Lucas v.
Belcher , 20 Ala.App. 507, 508, 103 So. 909, 911 (1925).
Under these rules of law, the issuance of a
marriage license by a probate judge is an executive, as
well as a ministerial, function. It certainly does not
invoke the judicial power of that office, as would the
determination of a claim against a decedent’s estate,
or a petition to remove an executrix.
A finding that the issuance of marriage licenses
is not a judicial function is additionally underscored
by the fact that, in 33 of our sister states, the
issuance of marriage licenses is vested in non-judicial
officials,4 although a minority of 16 states and the
4 Alaska Stat. § 25.05.091 (Registrar of Vital
Statistics); Cal. Fam. Code § 350 (County Clerk); Colo.
Rev. Stat. § 14-2-106 (County Clerk); Conn. Gen. Stat. §
46b-24 (Town Registrar); Haw. Rev. Stat. § 572-5
(Department of Health); Iowa Code Ann. § 595.4 (County
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District of Columbia (including Alabama) issue such
licenses through judicial offices.5
Registrar); Idaho Code Ann. § 32-403 (County Recorder); §
750 Ill. Comp. Stat. 5/203 (County Clerk); Ky. Rev. Stat.
Ann. § 402.100 (County Clerk); Mass. Gen. Laws Ch. 207 § 19
(City or Town Clerk); Md. Code Ann. Fam. Law § 2-401
(County Clerk); Me. Rev. Stat. Ann. Tit. 19-A § 651
(Municipal Clerk); Mich. Comp. Laws § 551.101 (County
Clerk); Minn. Stat. Ann. § 517.07 (County Registrar); Mo.
Rev. Stat. § 451.080 (County Recorder); Nev. Rev. Stat. §
122.040 (County Clerk or Authorized Private Wedding
Chapel); Neb. Rev. Stat. § 42-104 (County Clerk); N.H. Rev.Stat. Ann. § 457:22 (Town Clerk); N.J. Stat. Ann. § 37:1-2
(City Clerk or Registrar); N.Y. Dom. Rel. Law § 13 (City or
Town Clerk); N.C. Gen. Stat. § 51-8 (Register of Deeds);
N.D. Cent. Code § 14-03-10 (County Recorder); Or. Rev.
Stat. § 106.041 (County Clerk); R.I. Gen. Laws § 15-2-1
(City or Town Clerk); S.D. Codified Laws § 25-1-10
(Register of Deeds); Tenn. Code Ann. § 36-3-103 (County
Clerk); Tex. Fam. Code Ann. § 2.001 (County Clerk); Utah
Code Ann. § 30-1-7 (County Clerk); Vt. Stat. Ann. § 5131
(Town Clerk); Wash. Rev. Code § 26.04.140 (County Auditor);
Wisc. Stat. § 765.05 (County Clerk); W.Va. Code Ann. § 48-2-102 (County Clerk); Wyo. Stat. Ann. § 20-1-103 (County
Clerk).5 Ark. Code Ann. § 9-11-203 (Clerk of County Court); Ariz.
Rev. Stat. § 25-121 (Clerk of Superior Court); D.C. Code §
46-410 (Clerk of Superior Court); Del. Code Ann. Tit. 13 §109 (Clerk of the Peace): Fla. Stat. Ann. § 741.01 (Clerk
of Superior Court); Ga. Code Ann. § 19-3-30 (Judge of
Probate Court): Ind. Code Ann. § 31-11-4-3 (Clerk of
Circuit Court) Kan. Rev. Stat. § 23-2505 (Clerk of District
Court); Miss. Code Ann. § 93-1-5 (Clerk of Circuit Court);
Mont. Code Ann. § 40-1-201 (Clerk of District Court); Ohio
Rev. Code Ann. § 3101.05 (Probate Court): Okla. Stat. Tit.
43 § 5 (Clerk of District Court); 23 Pa. Cons. Stat. § 1501
(Court of Common Pleas); S.C. Code Ann. § 20-1-220 (Probate
Court); Va. Code Ann. § 20-14 (Clerk of Circuit Court).
Louisiana, as is its wont, is an outlier. In most parishes,
the license is obtained from the Clerk of the District
Court. In Orleans Parish, that court is possibly spared the
indignity of sanctioning impetuous marriages inspired by
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The Petition indisputably does not come before the
Court as an appeal. As the issuance of a marriage
license is an executive and ministerial act, the acts
vel non of the probate judges in that regard do not
come under the only other basis for this Court’s
jurisdiction, the “general superintendence and control
of inferior jurisdictions” authority of this Court,
within the meaning of Ala. Const., Art. VI § 140.6
Indeed, to the extent that the issuance of marriage
licenses is an executive act, the exercise of mandamus
jurisdiction as urged by the Petition would constitute
an intrusion, impermissible under Ala. Const., Art. III
§ 43, on the affairs of the executive branch, of which
the probate judges are also a part.
II
THE PETITION SUFFERS FROM FUNDAMENTAL PROCEDURAL FLAWS,
AND IS DUE TO BE DENIED ON THAT BASIS
the venue; the license is obtained from the Registrar of
Vital Records. La. Rev. Stat. § 9:221.6 Should the Court reach the merits of the Petition, it
may need to determine whether the same want of authority
attaches to the Order of the Chief Justice, made Exhibit B
to the Petition.
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As noted by Justices Shaw and Main in their
dissents from the Order of this Court of February 13,
2015, the Petition is not verified. “When this Court
considers a petition for a writ of mandamus, the only
materials before it are the petition and the answer and
any attachments to those documents. There is no
traditional ‘record’ submitted to this Court by the
trial court clerk as in an appeal.” Ex parte Guaranty
Pest Control, Inc ., 21 So.3d 1222, 1228 (Ala. 2009). As
the Petition is not verified, the “record” before this
Court is therefore an abyss, with no basis on which the
Court can rule. cf ., “The petitioner has an affirmative
burden to prove the existence of each of these
conditions. Ex parte Ocwen Fed. Bank , FSB, 872 So.2d
810, 813 (Ala. 2003)(burden to prove excess of
discretion in discovery dispute).
The failure of the Petitioners to verify the
Petition also fatally taints the exhibits to it. While
the Court can probably take judicial notice of the
Order of the Chief Justice made Exhibit C, Ex parte
State Dept. of Human Resources, 890 So.2d 114, 118
(Ala. 2004), the same cannot be said for those exhibits
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purporting to be decrees of the federal courts. “No
court takes judicial notice of the records of another
court.” Charles Gamble and Robert Goodwin, 2 McElroy’s
Alabama Evidence § 484.02(2)(2009).7 These exhibits are
not authenticated as required by Ala.R.Evid. 901; are
not certified as required by Ala.R.Evid. 902 and 1005;
and the correctness of the copies is not even averred,
as required by Ala.R.Evid. 1003.8
The Rules of Evidence must denote boundaries if
they are to have any meaning. cf ., “While the
Administrative Procedure Act does relax the rules of
evidence, it does not relax the rules to the point of
allowing ‘double hearsay’ to be considered. Ex parte
Williamson, 907 So.2d 407, 410 (Ala. 2004).
CONCLUSION
7 The undersigned does not wish to impugn the
credibility of Petitioner’s counsel, and does not aver the
inauthenticity of the exhibits. He merely points out the
inability of this Court to take judicial notice of them,
and the further inadequate foundation laid for their
consideration.8 The Alabama Rules of Evidence “apply in all
proceedings in the courts of Alabama.” Ala.R.Evid. 1101(a),
which necessarily includes mandamus proceedings before this
Court.
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If the probate judge of Tuscaloosa or Cherokee
Counties were confronted with casting a tie-breaking
vote on his county commission, and this Court proposed
to direct his vote under the guise of “general
superintendence and control of inferior jurisdictions,”
Ala. Const., Art. VI § 140, a constitutional crisis
would ensue. If a resident of his county filed a
mandamus petition asking this Court to direct his vote,
sanctions under Ala.R.App.P. 38 would ensue. Yet, the
Petition asks the Court to do an equivalent thing, and
to extend its jurisdiction well beyond the bounds
established by the Alabama Constitution. As “mandamus
is not a writ of right; it is granted or denied in the
Court's discretion. Ex Parte Dunlap, 260 Ala. 52, 68
So.2d 533 (1954),” Ex parte State ex rel. McKinney , 575
So.2d 1024, 1026 (Ala. 1990), this Court should, at a
minimum, decline to exercise that discretion. Better
still, it should deny the Petition as seeking relief
beyond its jurisdiction and authority.
Respectfully submitted,
/s/ J. Stanton Glasscox
J. Stanton Glasscox
Amicus Curiæ
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OF COUNSEL:
GLASSCOX LAW FIRM, LLC
Post Office Box 2646
Birmingham, AL 35201
205-323-6170 / [email protected]
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CERTIFICATE OF SERVICE
I hereby certify that I have served a copy of the
foregoing Brief and Motion on all parties and counsel
of record, in conformity with Ala.R.App.P. 57(h)(5),
and on the following parties by email and U.S. Mail:
Hon. Alan L. King
716 North Richard
Arrington Jr. Blvd.
Birmingham, AL 35203
Hon. Robert M. Martin
500 2nd Avenue North
Clanton, AL 35045
Hon. Tommy Ragland
100 North Side Square,
Rm. 101
Huntsville, AL 35801
Hon. Steven L. Reed
Montgomery County
Courthouse Annex I, Third
Floor
100 South Lawrence Street
Montgomery, AL 36104
Hon. Luther Strange
Attorney General
501 Washington Avenue
Montgomery, AL 36130-0152
on February 17, 2015.
/s/ J. Stanton Glasscox