1 MARK C. MOLUMPHY (4168009) 2 JORDANNA G. THIGPEN...

Case3:09-cv-04208-JSW Document44-1 Filed1 1/10/09 Page1 of 52

1 MARK C. MOLUMPHY (4168009)[email protected]

2 JORDANNA G. THIGPEN (#232642)3 [email protected]

COTCHETT, PITRE & McCARTHY4 840 Malcolm Road, Suite 200

Burlingame, CA 940105 Telephone: (650) 697-60006 Fax: (650) 697-0577

7 Counsel for the Yan Group and[Proposed] Liaison Counsel for the Class

8 BROWER PIVENg A Professional Corporation

David A.P. Brower10 488 Madison Avenue

Eighth FloorI I New York, New York 10022

Telephone: (212) 501-900012 Facsimile: (212) 501-0300

13 Counsel for the Yan Group and[Proposed] Lead Counsel for the Class

14

15 UNITED STATES DISTRICT COURT

16 NORTHERN DISTRICT OF CALIFORNIA

17 GUGHUA ZHU, Individually and on Behalf of) No. 3:09-cv-04208-JSWAll Others Similarly Situated, )

18 } CLASS ACTION

19 Plaintiff, ) DECLARATION OF MARK C.MOLUMPHY IN SUPPORT OF THE YAN

20 vs. ) GROUP'S MOTION FORCONSOLIDATION, APPOINTMENT OF

21 UCBH HOLDINGS, INC., THOMAS S. WU,) LEAD PLAINTIFF AND APPROVAL OFAND EBRAHIM SHABUDIN, ) SELECTION OF COUNSEL

22 )Defendants. )

23 )

24 (caption continued on page z]

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Case3:09-cv-04208-JSW Document44-1 Filed11/10/09 Page2 of 52

1 HUY `IRAN, Individually And On Behalf of AllOthers Similarly Situated,

2Plaintiff, Civil Action No. 3:09-cv-04429-JSW

3 vs.

4UCBH HOLDINGS, INC., THOMAS WU,

5 AND CRAIG ON,

6 Defendants.

7

8

9 WATERFORD TOWNSHIP GENERALEMPLOYEES RETIREMENT SYSTEM,

10 Individually And On Behalf of All Others SimilarlySituated, Civil Action No. 3:09-cv-04449-MPH

11Plaintiff,

12 vs.

13 UCBH HOLDINGS, INC., THOMAS S. WU,CRAIG S. ON, and EBRAHIM SHABUDIN

14Defendants.

15

16

17 SALVADOR PEREZ, Individually And On Behalfof All Others Similarly Situated,

18Plaintiff, Civil Action No. 3 :09-cv-04492-JS W

19 vs.

20 UCBH HOLDINGS, INC., THOMAS S. WU,EBRAHIM SHABUDIN, CRAIG S. ON,

21 MERRILL LYNCH, PIERCE, FENNER &SMITH, INCORPORATED, BANK OF

22 AMERICA CORPORATION and SANDLERO'NEILL + PARTNERS, L.P.

23Defendants.

24

25

26

27

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Declaration of Mark C. Molumphy - 3:09-cv-04208-JSW -2-


1 DOMINIQUE DURBIN, Individually And OnBehalf of All Others Similarly Situated,

2Plaintiff, Civil Action No. 3:09-cv-04513-JSW

3 vs.

4 UCBH HOLDINGS, INC., THOMAS S. WU,CRAIG S. ON, and EBRAHIM SHABUDIN

5Defendants.

6

7

8

9 DANIEL NYGAARD, WENDY FONG, ANDJAMES ELAM, Individually And On Behalf of

10 All Others Similarly Situated,Civil Action No. 3:09-cv-04505-VRW

11 Plaintiff,VS.

12UCBH HOLDINGS, INC., THOMAS S. WU,

13 and CRAIG S. ON,

14 Defendants.

15

16

17

18

19

20

21

22

23

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Declaration of Mark C. Molumphy - 3:09 -cv-04208-JSW -3 -


1 I, Mark C. Molumphy, declare as follows:

2 I am over 18 years of age and am competent to testify to the matters and facts hereinafter set

3 forth. I am a principal of the law firm of Cotchett, Pitre & McCarthy, counsel of record for the Yan

4 Group and proposed Liaison Counsel for the Class in the Related Actions. I make this declaration in

5 support of the Yan Group's Motion for Consolidation, Appointment as Lead Plaintiff and Approval

6 of Selection of Counsel. I have personal knowledge of the matters stated herein and, if called upon,1

7 could and would competently testify thereto.

8 Attached are true and correct copies of the following exhibits:

9 Exhibit A: Sworn Certifications of Bai Zhi Yan, Yan Properties, Inc., and Daylee HomeBrother, Inc. (collectively, the "Yan Group");

10Exhibit B: Consolidated Schedule of Transactions and Losses for the members of the

11 Yan Group reflecting the calculated losses incurred by the members of theYan Group as a result of their investments in UCBH Holdings, Inc.

12 securities;

13 Exhibit C: Notice of pendency of class action published on Marketwir•e, a nationalbusiness-oriented wire service, on September 11, 2009;

14Exhibit D: Brower Piven, A Professional Corporation, firm resume; and

15Exhibit E: Cotchett, Pitre & McCarthy firm profile and list of representative cases.

16I declare under penalty of perjury under the laws of the United States of America that the

17foregoing is true and correct. Executed this 10t` day of November, 2009, at Burlingame, California.

18

19I s/ MARK C. MOL UMPHY

20 MARK C. MOL UMPHY

21

22

23

24

25

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Declaration of Mark C. Molumphy - 3:09-cv-04208-JSW - 1 -


PL TIFF'S CERMCATION

Bai 7hi Yan ("Plaintiff) declares that:

I . plaintiff hag reviewed the complaint and atdhori7ed its filing.

2. Plaintiff did not purchase the security that is the subject of this action at the direction of

plairitiws counsel or in order to participate in this private action.

3. Plaintiff is willing to serve as a. representative party on behalf of the class, including

providing testimony at deposition and trial, if necessary, and Plaintiff is willing to serve as a lead plaintiff

either individually or as, part of a group, 7 lead plaintiff being, a representative party who acts on belialf of

ether class members in directing the action.

4.. Plaintiff's transactions in UCBH Holdings, Inc. securities during the Class period are

attached hereto.

5. During the three years prior to the date of this Certification, Plaintiff has not sought to

serve or served as a representative party for a class under the Federal securities laws.

5. Plaintiff will not accept any paylnen>t for serving ass a representative party on behalf of

the class beyond the plaintiffs pro rata share of any recovery, except such reasonable costs and expenses

(including lost wages) directly relating to the representation of the class as ordered or approved by the

courl. Plaintiff understands that this is not a claim form, and that Plaintiff's ability to share in any

recovery as a member of the class is unaffected by Plaintiff's decision to serve as a representative party.

I declare under penalty of perjury tinder the laws of the United States of America that the

foregoing is trite and correct. Executcd this 9" day ofi'November, 2009.

'Bai Zhi Yan

Brower Piven, A Profcssioual CorporationThe Wnrld Trade Center-Baltimore

401 isast Pratt Street, Suite 2525Baltimore, Maryland 21202Tel cphone: 410-332-0010Facsimile: 410-685-1300

www.b rowerpiven xom


Bai Zhi Yan

UCBH Holdings Inc. Securities Litigation

Schedule of Transactions

ate ' ^ i' l'^ 1^^ ^ ' Spates F'ric

11/20/2008 BUY 999 $3.511/12/2009 BUY 1,16'2 $4.79_._.. m . .. . .. ^ _ , . ' . 1.."1/12/2009 BUY 600 $4.79....._ ...^... _ . _. ^.1/12/2009 BUY 1 339 $4.79_ _. _ ._ ^.......... _ . _ ... w. _...:..1/12/ 20 09 BUY 400 $4.791/12/2009

.. ^ 13UY .^.

2.300$4.90.^._.._._._.1/12/2009 _3UY 5,899 $4.79.:... w..._ _.._:1/12/2009 BUY 600 $4.791!1212009 BUY 7,700 $4.901.11312009BUY 200 .55w. _ _,^ .: ^w._ - _ ..11131`2009 BUY 4,800 $4.55_._ .............. _ . _.. __.1/13/2009 BUY 5.000 $4.55_.:... . W- _. .......1/14/20093UY 3,281 $4.29

^ 00__._.^...... ^_._.. __...__...

1/14/7 BUY ...

1,336 $4.29_..._ .. .::_. _ ._. _.1/14/2009 BUY 1,758 $4.2....1/14/2009 BUY 800 $4.291/14/2009 BUY 2,825 $4.291/15/2009 BUY 3149 $3.85^..._.^_.m..._..__..m.1/15/2009 BUY 10,000 $3.991/15/2009 BUY 4,347 $3.85...._ _..._.. ___.. __ ..... _ w .:_._,.._.1/15/2009BUY 2,504 $3.85.. ....... ...,_ _ .... ........1/16/2009 BUY 2-800 $3.77__.._... _ ... _ _. .. ^:... ...:. __. m __._. _....1/16/2009 BUY 7,200 $3.781/20/2009 BUY 3,221 $3.321/20/2009 BUY 1,000 $3.38__ ._.._.: _.._._. _ .^ ...__. ....... _^_ .-...._ ..^ ..._---1/20/2009 BUY2,087 $ 3.38

_._. ._ ...... . ......_1/20/2009 BUY 400 $3.321/20/2009 BUY 2,000 $3.32_.. .___.... _..._..... W =a v_W _ ..... „ ..1/20/2009BUY 312 $32.3

_.__._.... _._..._. _...,31/20/20091/

BUY 1,169 $3.32^.2 0/20 90

v 1 7 $ ^_ $3

e. n^.._ _m ^BUY

..^^ .32. _

...... _._.:.. __.._._...__^_.__ ....-._.1/20/2009 BUY 1 100 $3.32_..._. _.. r^.= ._ . .. . ......1/20/2009 BUY 4,658 $3 38^.... _ . .112012009 BUY 906 $3.38

1. of 2


I}at Tye Shares trice 1/20/2009 € UY400 $3.381/202009 BUY 649 $338120/2009 BUY 300 $ 3.381/21/2009 BUY 10,000 $1501/23/2009 BUY 10,000 $2.521123!2009BUY 10 O00 $2.14_ ....1/23/2009BUY 10 000 $2.17126/2009 BUY s_ ._ , 10,()0() $2 7y8w_ _ __. .... ._........:1.126/2009 BUY 10,000$2.422/3/2009 BUY 9972/3/2009 BUY1,100 $2.292/3/20 09 .131JY _

1,100 $229

2/312009 BUY 2,200 $2.29 W.7/3/2009 BUY 1,200 $2.792/3/2009 BUY 400 $2.292/3/2009 BUY 900 $2.29_...__ ...._.^......2/3/2009 BUY 3,503 $2.292/3/21)09 BUY 1,300 $2.29w. m m_.. _ ........ _2/3/2009 BUY 100 $2.29_.. .... _ .. .....m.. _ _. _2/3/2009 BUY 8 $2.27W _ .... _ ._ _ m.... _2/_32009 _BUY 2,300 $2.29_

009 ,. _.. . 13UY ...e

2//2a__^....^ ..

., 000 $2.29

_ --------_,. .21_x!2009 BUY 2,880 $2.27_. W_ _ ... .....2/3/2009 BUY 100 $' 29. ,.. ^. _...2/3/2009 .BUY 7,112 $7.27m.. _.._ ^.2/3/2009 BUY 500 $2.29___2/3/2009BUY 900 $2.29_.__..._..... _. _ _._2/3/2009 BUY 1,400 $2.29^., _ .;., _..._^ ^M

2/10/2009 BUY 6,479 $2322/10/2009 BUY 500 $2.32m.. ._m.._. _2/10/2009 BUY 13,021 $2.32

2 of2


1l'ILA.l[ F,s CIE)RTWIC TI®N

wylee Horne Brother, Inc. ("Plaintiff `) declares that:

I . Plaintiff has reviewed the complaint and authorised its filing.

2. Plaintiff did not purchase the security that is the subject of this action at the direction of

plaintiff's counsel or in order to participate in this private action.

3. Plaintiff is willing' to serve as a representative. party on behalf of the class, including

providing testimony at deposition and trial, if necessar y , and p laintiff is willing to serve as a lead plaintiff

either individually or as part of a group, a lead plaintiff' bcitag a representative party who acts on behalf of

other class members in directing the action.

4. Plaintiff's transactions in UCSit. Holdings, Inc. securities during the Mass Period are

attached hereto.

S. Hai Zhi Yar is the sole owner of Daylee Home brother, luc. and the sole individual with

authority to purchase and sell securities on behalf of Daylee l'torne brother, Inc.

6. Fusing the three years prior to the date of this Certification, Plaintiff has not sought to

serve or served as a representative party for a class tinder the federal securities laws.

7. plaintiff will not accept any payment for serving as a representative patty on behalf of

the class beyond the ]Pla'tnt:ifrs pro rata. share of any recovery, eNcept such reasonable costs and expenses

(including lost wages) directly relating to the representation of the class as ordered or approvers by the

court. Plaintiff understands that this is not a claim form, and that Plaintiff's ability to share in any

recovery as a member of the class is unaffected by Plainti'ff's decision to sme as a representative party.

I declare under penalty of perjury under the lags of the United States of America that the

foregoing is true and correct. Executed this 9" day of November 2009.

Daylee T'Iome brother, Inc.

By:

I3ai Zlni Yarn, PresidentBrower Pivcn, A Pro.knional Corporation

The World Tradc Center Baltimore401 East Prat.l Slreet, Suite 2525

bakirnore, Maryland 21202Telephone , 410-332-0030Facsimile: 410-695m000

^A.wwbrowerpivcn,cnm


Day lee Hone Brother, Inc.

UC BH Holdings Inc. Securities Litigation


Date. :.T s 13a ^ F^ric....;

10/21/2008 BUY 5 12 6 $4.9010/21/2008 BUY 807 $4.9010/^ 1 /20083I.JY 4, 067 $4.90W :.._... -',10/28/2008 BUY 4,000 $4.9811/10/2008 BUY 2,600 $4.3211/10/2008 BCJY 2 ,400 $4.321 iIi 3/2 008 t3[JY`_- _. ,8'S- $3.9611119/2008 BUY 165 $3.9611/19/2008 BUY 10,000 $3.9911/20/2008 BUY 700 $3.2811/20/2008 BUY 4,300 $3.28__.._ _ __... ......12/15/2008 BUY 6,400 $4.57_..__ _ _. _.._ ... _-:. _...- . w__ ...... _..:1211512008 BUY800 $4.57_ ._ ... ....... ,._ ..... .12/15/2008 BUY 2,800 $4.57__.. __..... ... ..... . _mmm ^_ _1/12/2009 BUY 1,477 $4.91_ .. .....: .:..... _ .... - _..._ .::: ^_.. .1/12/2009 BUY 2.,100 $4.81

111217009 ,Bt1Y100_

$4. 82

111212009:,w ......BUY 933

^....:^.. $4..1.

9 ^ ^..

1/12/2009BUY 117 $4.91

_ _. ^. __ ... .....m__. ..._..1/12/2009

BUY17 $4.91

1/12/2009 BUY 356 $4.911/12/2009 BUY 188 $4.911/12/2009 BUY 100 $4.8.1.

BUY1.7 ^.^ ....... ,. $4.9 .

1/1,111/21009..._. ^. 1

_1 UI2009.

_ ^1JY $4.71

...µ . ._....^ . ._....1I

.' 3,000_... ^ ^....___ .^..._ _

1/12/2009 BUY 8 $4.911/12/2009 BUY 477 $4.911/12/2009 :BUY 2,000 $4.711/12/2009 BUY 7,700 $4 821 / 12/2009BUY 900 $4.91

....._,.111212009 .d_..._.^ _...BtJY.^uM^_^2,524a,._..^ ...^_^. $4.91

1/12/2009BUY 154 $4.91111212009 BUY 1 149 $4 91W - _. . _._:. __w.....__._.. _. . _ . W ^..........._^ / 2 0 ,490 $4.911/12/2009 BUY I .. .. _:m

I of 4

Case3:09-cv-04208-JSW Document44-1 Filed1 1/10/09 Page1 1 of 52

Date Typel^ares 1'ic11.12/2009 BU . -- _. .. ..... ...........09 BUY.

341

$.._.m. .4.59

1/1 3/2009 BUY 652 $4.591/13/2009BUY 200 $4.59_.__..^.^_ ........^.. ^.

1/13/2009 BUY 5,729 $4.59

111 3/2009 BUY 65 $4.59

^_/^_ ..._ ........ _.....__ _ ^_. ___..___. ......- ... w_ .

1/13 2009 BUY 629 $4.59_ . _..m _ ,.. ^.

1/13/2009 BUY 184 $4.59

..__...... _. _..._.T... --.^

1/1.3/2009 BUY 2 , 100 $4. 59

_.... _ ... ^. . ..: ......z _ _

1.11.312009 BUY100 $4.59

1/14/2009 BUY 10,000 $4.28....... _..^ . m. .. . ^..._. r .._.,,......._. m...._

1/15/2009 BUY 100 $3.89m

1/15/2009 BUY 200 $11.89

1/15/2009 BUY 8,816 $3.89

171572 0 09I3UY..^ _. ^.

617 ^ -.. $>.89..m

1/15/2009 BUY 100 $ 3.89W.. .._ _..._ .. ^. _.

1/15/2009 BUY 10,000 $3.95

W1/15/2009 ... __ ^........

009 BUY 2 $-,),.89

1/15/2009 BUY 100 $3.89_. __ _ _.... _ . ...µ..

1/15/2009 BUY 65 $3.89

_._... _ .... . ^,. _ _ _ _ _w :...

1_/16/2009 BUY10,000 $'.80

...^11^16I200. ) 13UY^.z

5,567.:..

$ m_^_ .....

c 3.80

1/16/2009 13UY.. ^.. _ .

4,233 $3.80

1/16/2009 BUY 200 $3.79

1/20/2009 BUY 3 975 $3 51

^.._._._. _...._..^._ m_ ... _.___._. .....

1 /20/2009 BUY 10,000 $3.39.....

__ m. _. _ _ ___ ...... _ . __ . _._... .

20/2009 BUY 10,000 $3.60

1/2012009 _. , U.' ._ 3,000 $3.51

1/20/2009 BUY 700 $3.51 W_.__ _..... _. m. _ _ _._ ^__ ..... ^.

1/20/2009 BUY 500 $3.51

__. ....... . _.._._

1/20/2009 BUY 1.0, . __. .

1/20/2000 BUY 1,525 $3.511/20/2009 BUY 300 $3.51

1.12112009 BUY 1,549 $3.38

..__ ..._ .^.. m.___....._

1/21/2009 BUY 6,707 $3.38^.rv.^ .

1 /^. I /2 009 B U Y ....... ...... ....

1..:.:: ^....^, ^ µ

744 $3.38w..... , z..^

..............__ .

1/22/2009 BUY 100 $3.43

w .... __ ..___----- . _ .._ _

1/22/2009 BUY9,900 $3.39

1/22/2009 BUY 100 $3.39112212009 BUY 100 $3.43

1/22/2009 BUY 9,700 $3.43

2 of 4


Lat ? ype S res Price 1%22/2009 BUY 100 $3,43__. _.._ ^_.._.1/26/2009 BUY10,000 $2.56_.:^__...^. ....1/26/ _ 0 . ^ ^^mm .mm^^._

`' c) BUY 1000 $2.591/26/2009 BUY .W. 10,000 $2.60

^ 21 _^

Y 10,000 $2.37_ __.. _ _. .._m..^ x__-.w__. _,..,.:1/28/2009 BUY8,800 $2.54

m 11^' 81^00^ BUY ..4.. . _..._._._. ___...

r 800 $2.52.._.1/2812009

....-F3UY_. .1'20.0^^^_

$2.54___..._ _............... ^. ..... .. _..._.._._. _ _ ..._1/28/2009 BUY 5,200 $2 52_. .. _ s -_. ^. _ _ .. .^ W . _ . ^-1/29/2009 BUY 5,658 $2.40_ _ ..._......_.__.__. _ _._1129/2009 BUY_ 4,071 $2.40

9/ ''009 BUY500. ...

$2.41_ .1129J^ ....::^ _ _. _.^_. ^. m^ .. -,

00) BUY 271 $2.401 /29/2009

_. ^... _ _.....__ ._.. _ . _._._.. .._w _ _ .. W. _u

BUY 1,348 $2. -41...1/29/2009 BUY

660...__$2.41

1/29/2009 BUY 1,815 $2.41

_ _ .__ . _...._ _ _.. _.. _ ___.. _1/2912009 BUY 5,677 $2.41_... ^_. -... r - ..__ _ __.____ _. - .- _ __ ^ _

2/3/2009BUY 11,997 $2.292/3/2009 BUY 8,000

_$2.29.._._...^_.. ... _...........: ..^._

2/3/2009 BUY_.._ .. $2.29 -- . _.

^_ ....... _ .:. _ W _ _.m.2/10/'?009 ,.... BUY $2 .28^..^_2,800211.0/20()9 BUY 20,000 $2.18_.... -_ .. e.: .2/10/2009 BUY 439 $2.28

._2/10/211 009 BUY 14,244 $2.2 82/10!2009 BUY 400 $2,_Z8

_ .... _._ W .._.. .... .._.2/1_0_/2009 BUY 1,217 $2.28._

/10120[) c BUY.;

900 - -

_._ $2.28

2/12/2009BUY 20,000 $2.05_.._2/1312009 ^

BUY~ 20,000 $2.04

_._ ._ _ _ _........._ w _ _ .. ,._ ^.._ _ ___m2/13/2009 BUY 10,000 $2.00

^..:.^. _........_ .. _ .... _ ......:.. _2/18/2009 BUY 433 $1.8611

2/18/2009 ^: BUY_ ...._.. .

1.,0 _ .._,.

00 $1 .H6_. ^ .-- .. ._2/18/2009 BUY 13,823 S 1.86

_.... _ .:.. ___....__ ___.._ .......m . _,...2/18/2009 BUY 4, 744 $1.86..:............ ....... M,__. v _ .._- _.^ _...... _.._2/20/2009 BUY 14,230 $1.732/20/2009 BUY 5,770 $1332/23/2009 BUY 400 $1.54..:.:::...... ._. r_- _ _ ..2/23/2009 BUY 19 , 600 $1.54^... _ _. ^._ _2/27/2009 BUY20 000 $1.54

9 B._..^^

3/3i2009..^ . r..... ^ ,

BUY 10,000 $1.31_. ^a.._ __......._____^...._ .....v^ ..: _.__.^.._.4/30/2009 BUY 600 $1.31

3 of


l^at Tyke S1aes Trice

413 012 0 0 9 BUY 1,700 $1.31.

4/30/2009 BUY 26,800 $1.31

4/30/2009 BUY 70,000 $1.314130/20

,.. _.m -_^ __.^...- ^..._

09 BUY 900 $1,31

5/18/2009 BUY 100 $1.77._ _. _._ m_____.m.___

5/18/21 009 BUY 300 $1.77

5/18/2009 BUY 7,971 $ l .7_7v _ .:... _: .._. _.

5/18/2009 BUY 100$1.77

5/18/2009 BUY 900 $I.77

4 of 4


PLAINTIFF$ CERTIFTCA'1"li<OIl

Yan Properties, Inc, ("plaintiff") declares ghat,

1. Plaintiff has reviewed the complaint and authorized its filing.

2. Plaintiff did not purchase the security that is the subject. of this action at: the direction of

pfaintifrs counsel or in order to participate in this private action.

;. Plaintiff' is willing to serve as a representative party On behalf of the class, including

providing testimony at deposition and trial, if necessary, and Plaintiff is willing to serve as a lead plaintiff

either individually or as part of a group, a lead plaintiff being a representative party who acts anti beheelf o-f

other class members in directing the action.

4, Plaintiff's transactions in UCBB Holdings, Inc_ securities during the Class 'Period are

attaehed hereto.

5. Bai Zhi Yatt is the sole owner of Yan Properties, Inc. and the sole individual with

authority to purchase and sell securities on behalf of Yan Properties, Inc.

5. During the three years prior to the date of this Certification, Plaintiff' has not sought to

serve or served as a representative parry for a class under the federal securities laws.

7. Plaintiff will not accept any payment For serving tts a relsrescntative party on behalf of

the class beyond the Plaintiffs pro rata share of any recovery. MW such reasonable costs and expenses

(including lost wages) directly relating to the representation of the class as ordered or approved by the

court. Plaintiff understands that this is not a claim form, and that Plaintiffs ability to share in any

recovery as a member of the class is unaffected by Plaintiffs decision tr y serve as a representative party.

I declare under penalty of perjury miler the laws of the United States of America: that the

Foregoing is true and cmect. Executed this 9" day of November, 2009.

Yan Properties, Inc.

13ai 711i Yan, PresidentBr(YSN'or Pjvcn, A Prafessiona) Corporation

The World Trade Center-Raltimorc401 t~nt Pratt Street, Suite 2525

Baltimore, Maryland 21207Tel ephonc: 410-332-0030paasinnilc: 410-685-1300

V,WoM,^r^ShCC lVLt1.Ct1PYl


Yan Properties, Inc.

UCBH Moldings Inc. Securities Litigation


^1e " f ape Shares 1^rc 10/17/2008 BUY 4,655 $4.96__.. _ _. _ .._ - . _. ._. ...^ _.10/17/2008 BUY 100 $4,95_ ....... ..........._.... _ _^.......... - . _. .10/17/2008 BUY 4,100 $4.9610/17/2008 BUY rT345 $4.961.0/17/2008 BUY 800 $4.96_..m. _.. ...... _ _._.._ . .. _... _.;10/22/2008 BUY 2,400 $4.6410/22/2008 BUY l,3O0 $4.6810/22/2008 BUY 100 $4.71

w. ._.... .:....: ...... < _.....__ _.........1.0/22/2008 BUY 5,188 $4.7110/27/2008 BUY 325 $4.6610/22/2008 BUY 500 $4.67-1111-11-10122/2008 f^UY lh7 $4.6810/23/2008 BUY 10,000 $4.11... _.. ._ ....11/12/2008 BUY 5,000 $4.021111,12008 BUY 5,000 $4.25_._..__. _.._ . _ _.. _ . ..11/18/2008 BUY - 1,054 $3.9911/19/2008 BUY 200

$1.9999

1111.8/2008 BUY 538 $3.99. _ m _..^. _ _ :._ ... ^..._.......11/18/2008

............_...11/18/2008 BUY 7,071 $3.9911/18/2008 BUY1,137 $3.9911/19/2008 _. _. .B_UY-......_ .._:_...... _ ..10 , 000 $3.90]/'12'/:'2'2 009 BUY 3,480 $4.871/12/2009 BUY 2,858 $4.86/12/2009 BUY7,142 $4.86

1/1'1/2009 BUY _ .

726 $4.87..........m _.._ m_ _.^_1/12/2009 BUY 2,090 $4.87.......__ .._..... _ .. _ ...1/12/2009BUY 100 $4.87_... _.__ __ .... _. _..1/121 /2009 BUY 3,604 $4.871/15/2009BUY 10,000 $3.85

T ... _ _ .. ......._.:11-1/16/2009 BUY 200 $3,701/16/2009 BUY 4,500 $3.70M .._ e _m. __. n_ . _ - . ^....._._.1/16/2009 BUY 2,434 $3.701/16/2009 BUY 392 $3.70_. _._ _ w...._ _. .... ._._ _.1/29 .BUY 1,235 $3.70..m._...../1600._ _. ^_ . _ .._ .1/16/2009 BUY 10,000 $3.74

1 of 6


late . ; Ty.e .he Prue'1/16/2009 BUY 1,239 $3.70.__.._.. _....,::.. .::...m1/16/2009 BUY 1.0,000 $3.741/20/2009 BUY 200 $_3.491.12012009BUY 186 $3.49_.

1/20/2009 BUY 4,072 $3.491/2 0/2009 .49

1/20/2009 Buy 6,058 $3.49.,_...... _-1/ ,0/2009 BUY 100 $3.491/20/2009 BUY 53 $3.49_.... _. _ ._-..v......_._._._:1/20/2009 BUY 900 $3.49_ _... _....__ W__ ..._.._. __..1/20/2009 BUY 613 $3.491/20/2009 BUY 200 $`x.49_. -._.. .._ .......1/20/2009 BUY 300 S3.49w.. _. .: ..........._...__.. _...._.1/20/2009 BUY 18 $3.49

._ .._ ....... _ _ _. _ .._. mm.1/20/2009 BUY 100 $3.49

7 09 BLJY 3,942 $3.491/20/2009 BUY 100 $3.491/20/2009 BUY 1,000 $3.49_._ - ...._ ^..m .. _. _. ^._ W _- -----..._1/20/2009 BUY 17 $:x.49. .._ ^^. w_ . ._ _LL201200^

-....__.._.._13UY___.._ -. .... 37 _,...-

f $3.491.12012009 BUY 200 $3.471/20/2009 BUY 1.0,000 $3.48ll201^0

,.(39

_m ,. w _..ry .....,._^.w w.. .n^.. _._.-1 BUY 4 $3.49_ . _^. _W_.... _. .

1/20/2009 BUY 600 $3.491/20/2009 BUY 1,222 $ x.47

_.... .. _ w_. _ ._n1/20/2009 BUY 100 $3 .49

1120/2009 BUY 200 $3.471/20/2009 BUY 1,000 `3.47__..._.1 /20/2009 BUY 600 $3.491/20/2009 BUY 4,842 $3.471/20/2009 BUY 1,536 $3.471/20/2009 BUY 100 $3.47.1101200) BUY

.... _ _. W - _

^ Y 900 $3.471 {20/2009 BUY600 $3.491/21/2009 BUY 10,000 $3.44. ..^ - ... _.w ........_..,.,_.. ._1/21/2009 BUY 10,000 $3.441/22/2009 BUY. $3.31_ .......:112212009 BUY

.____ _ --^100_^__._...... $3:

3^:..._ ..._.,

1200) _.

_. BUY G23 .... $ 7

1/22/2009-

3 29_..... _ . __.._ _._ _...__ _ .. w.... m. .1/22/2009 BUY 9,700 $3.371/22/2009 BUY 3,469 $3.291/22/2009 BUY 4,308 $3.29

2 o 1: 6


f late Type Shari'

s T'ric

1/22/2(}09 BUY 2,22 3 $3.29.: _... ^..w1/22/2009 BUY 6,100..

0^. ._.. _ BUY ..^ . ...

1/22/.._ _ _._

2(30 18001/22/2009 BUY 700$3.31

_........ __. _,... _ -w -_..1/22/2009 BUY 100 $3.37_,._: 1111 _..,_ ^ .^..... _ ^. ^...__ ._. ...1/2`'/2000 BUY 3.758 $3.381I ^I20.^.. _1.1.1_1._ _ ....._... ^ _.._

^2 09BUY 6,242 $3.38

1111.. ::__... .^. ^.. ,.._.1/?2/20(3(? BUY 5,487 $3.29... ,. ,. _..:.......... _.. ,_. _ ..1/22/2000 BUY 100 $ 3.37. W .. W.... -_ .. _1111 _ ^... __...1/22/2009 BUY 1.00 $3.291/22/2009 BUY 1,690 $3.29_111,1 _ w 1111 ^ ._ _1111._ _ ^.:_;1/22/2009 BUY 2,100 $3.29_.._.._.._.. _ .. _ m. m...... .. ......^1/23/2009 BUY 1.0,000 $2.17__..^... ^m .. _1/23/2000 BUY 5,100 $2.29_.. ...._..._._ _.:___ .. _ 11.11.._. .. _11.11 __. .

^1/2-3/ 2000 11UY 100 $2.29.w : ^s. ... _ ..^1/23/2009 BUY 100 $2.29..^.. :.. 1111 ._ _... -..:..._.__^_^ __,^.....__-- _.. ^...._....1/23/2009 I3UY 2,600 $2.29.. _ .._ .. _ ..m ..__. _... _ .w_..._.... .. _ _..m _ .11? 312009 BUY 7,900 $2.751/23/2009 BUY 10,000 $2) 621/23/2009 BUY^ 600 $2.29

__. __.1.12 312009 BUY 10,000 $2.26.... _m __....... ...._.. _.^. _1/23/2000 BUY 10,000 $2.28^.._ _1/23/2009 BUY 10,000 $2.12^ 1111... ^ , ^...^.._ ........ . ____.1/23/2009 BUY 10,000$14211 11.1..1..:1 /23/2009 BUY 10,000 $2.11

_...__... _.......... .___ m_1/23/2009 BUY ^ 10 , 000 $2.28

_1.111 _,:.;1/23/2009 BUY.

BUY1,000 $2.75

1.f 312009._.. .. _ _.,

10,000 $2.56.. .-1111 ....:... ^._..,.. _1111.._1/7 3/2()09 BUY . 10 000 $2.39m _ .^ wLL: 1111._. _1/2312()09 BUY 1,500 $2.29_..._ _ ._ .. ....1/2 33/2009 BUY 1.,100 $2.751/26/2009 BUY

BUY10,000 $2.48

11'7612000B..,.,... _.^......_.^_ ._ 11,11.. ..

6,304 $2.39. __......_.^.^__ :^. .:..n^:.. _^_^_.^.... ; 1111 __1:111:1/26/2009 BUY 3 596 $2.391/26/2009 BUY 100 $2.391/27/2009BUY 1.0,000 $2.33

.... _._._ _ ,^.1/27/2009 BUY 10,000 $2.38_ . ......... _. _..,....... _.. _..._ 11.1 1..1/27/2009BUY 10,000 $2.38.. ...^. _ 1.111... _..._._.1/27/2009 BUY 10.000 $2.3511.11_ ...__ _. _ _ ....^_.1/28/2009 BUY 1,895$2.51T.... M..^. ... .1/28/2009 BUY 510 $2 51.1 .^u:..__. ...... .. _.. _. m_ _ ._

28/2009 BUY200 $2.51

3 of


Date, <. Type ha.. es .:..:` I Pre

1/28/2009 BUY 792 $2.51

1/28/2009 BUY 70 .. ..

1.12812009 BUY 10,000 $2.49

1/28/2009 BUY 1,319 $2.51.._....... _ . _._......___....1/28/20092.51

11^8f

03BUY 900 $2.51

11781`W ..

1903.... .BUY ..._.....^..... ._^ ^

_ 0 $^ 00.3

.__._..._ ._. .M . _. _..:.. _ .... ..... .__..._.. ^ _ _.__. __.

2 c BUY 600 $2.511/28/2009 BUY 276

. . .. _.. ..

276 $2.51. Q..^

1/28/2009 BUY1,100 $2.51

1/28/2009BUY 1000 $2.51_..... ....:. .:.:............. ___... _.._.

119 8/2.009 BUY 400$2.51__ ...... .

1/23/2009 BUY 20,000 $2.45

_ ._ ._._.._,.. _...._._ .._ ........ _ . ...

1/30/2009 BUY 900 $2.40m _..._ ._ _ .. _- _ w.....__- .. w_ .V1/30/2009 BUY 9,100 $2.40

1/30/2009 _

BUY 8,917 $2.401/3{112009 BUY 17 $2.40..... .., _ w - ......: .

1/30/2009 BUY 313 $2.40

1/30/2009 BUY 148 $2.40

_.... _ ._.T.... ... - _. _.__. _ .._ :........... _ _ . _ ...1/30/2009BUY 77 $2.40.

3O12(9O9_.. BUY ._ ............_

_. -.

1.17 $2.401/30/2009BUY 411 $2.40

2/3/2009 BUY 300 $2.33.^........_ -._ .

213100.) BUY 20f) $2.33

2/3/2009 BUY 1,000 $2.29

2/3/2009 BUY 700 $2.29W ... . ........ __.

2/3/2009 BUY 1,700 $2.29

- 'x/3/2009 BUY 100 $2.29

^I3h009

.......Y.. _. :..:_....._....._. .2...709 $2.29

_21312009 BUY .1,400_ $2.292/3/2009

BUY ._.:.. _ W2,300 $2.29...._ ._. m..^ ...W. _ ._. _._...... .

2/3/2009 BUY 1,986 $2.29

_-_ ._. ...... ^.:.^-..... .... ...

2/3/2009 BUY 600 $2.29

2/3/2009 BUY 1,200 $2.29^_._.^ ...... ___ .._. ...:. m,.. ..... .....

2/3/2009 BUY 100 $2.33

_. _

2/3/2009 BUY 200 $2.33_......... __. W_.___.___... w _. ........ .

2/3/2009 BUY 1,300 $2.292/3/2009BUY 3,600 $2.33

130 3

2/3/2009y.... _:. _..

M 94_

$2.2v.. 9._.... m,.. _ ...2/3/2009BUY 200 $2.33^.....M::.

2/3/2009 BUY 100 $2.33

m^- :. w... _., ..._.^_

2/3/2009 BUY 100 $2.29

2/3/2009 BUY 2,817 $2.29

4of6


Date::^ T Yl^e 1?r^c

2/3i'2009 131.1Y 100 $2.3 3_..a__.......:

2/3/2009BUY 100 $2.29,^..

21/3/2009

BUY

--. _._..._.._ ... _.__....... ..... _ .....m_.. ._.-._.. ..._.._ ^... _ _:. _._.. __

2/3/20093^1Y 1,6(10 $^ ;3

2/3/2009 BUY" 8 737 52.33

_._ 2/3/200 13 BUY

7007 33

2/3/2009 BUY 2,785 $2.37

2/312009 11UY 17,215 $2.37

2/3/2009 ^ 859 $2.29

2/3/2009 B L-) Y 100 52.29

2/3/2009 BUY 2,100 $2.33

2/3/2009 BUY 452 S2,29

_..r.. _. _

2/3/2009 BUY 1,551 $2.29

_..__1312009^ BUY 100 $2.29ry

.^IZ00f9 F3tJY_.. 1' .._-.. ...

2/`. . 390 $2.29

2/3/2009 BUY 16$2.29

2/3/2009 BUY 3,700 $7.29

w _ ..__ m.... _

2/3/20019 BUY 456 $2.29 w.

2/3/2009 13UY 100 $2.29

2/3/2009 BUY 165 $2.29

._.W... _.m__ m_ ._.._

2/3/2009 BUY 100 $2.29

2 /3/2009 BUY 3,070 $2.29

2/3/2009Bt i Y 763 $2.3 3._. _

_. _...__w

21_;/2009 B Y 359 $2.29... _ .._....^........______ _ _ .

2/3/20)09 BUY 959 $2.292/3/2009 BUY 2,817 $2.29

2/3/2009BUY 100 $2.29-_.. 'x/312009

m:BUY 100 $2.29_. _... _ _. _ . ....w.... _..

2/3/2009 -BUY 2,000 $2.29

_..._ . _ . .. .:. ........ .^.._ .. .._ ^ _.... ^_. _ e r

2/3/2009 BUY 200 $2.29

- - --- m_ _ .._ m... .,_.. .. ^..^ ._ ,.:. ..µ<

2/6/2009 BUY 10,000 $2.61

_.. m .^ ^__ _.__^_..... _ _ .^.._._. ....

2/9/)009 BUY 2,120 $2,49_..

2/9/2009 BUY 52 $2.49

2/9/2009 BUY 100$2.49- ......

2/9/2009 BUY 300 $2.49

....... . ._ _ __._.. _._ .... ._... .^

2/9/7009 BUY 500 $2.49

2/9/2009 BUY 100 $2.49_:.. ,2/9/2009 00 $2.49_.... _....__^_ .. _w.___ . _ _ ,.. ........:....

2/9/2009.

- BUY 8,426 $2.49

2/9/2009 BUY 300 $2.49

2/9/2003 BUY 4,402 $2.49219I20w.

. _ _ _. W . _^.... _..... ...:.09 BUY 1,300 $2,49

5 orb


:,.,:D:..ate'yp ^_ Slres 1'riee

2/9/2009 BUY 10,000 $2.432{10/2009 BUY 20,000 $2.20

2/10/2009 BUY 20,000 $2.1.6_._...__.._. .._... .._ . ^_ _.- ........_m _

2/1212009 BUY 1.9,700 $2.07

2/12/2009 BUY 300 $2. .....2/17/2009BUY 18,400 $1.82... ....::.: ... W - _._.... ^....

2/17/2009 BUY 100 $1.82BUY 1,,-5,00,-500_2117/200) ..

,

_.._[ .8

c 2

211912009 BUY 400µ $1.76

2/19/2009 BUY 3,200 $1.77_..._ .................. _.. ......._ ..._ __.. _... .2/19/2009BUY 12,499 $1.77m _...._.._m.. ... W

2/19/2009 BUY 200 $1.77_mm.._. . _ . .. _ ... .... _. .. __ -_mm

2/10/2009 BUY 3,447 $1.77....c ..

...._ ... _ .. _.__..... _. _.. _

2/19/2001 BUY 54$1.76

_2/19/2009 BUY 200 $1.77

2009 BUY 2,402 $1,69

2/2()/2()09 ' 1:3UY 1,700 $1.69

2/20/2009 BUY 10,788 $1.69.......... _ _...,. .... ....:_ .. _m_... _._. _...... _.. W

2/20/2009 BUY 699 $1.69

2/20/2009 BUY 1,011 $1.69w. _ _ -

2/20/2009 BUY 3,400 $169._.. ._. :.._

_2/25/2009 _BUY 10,000.__._

$1.61..,.. 2L261^,0[})_

.... ,̂ ^ .^.. BUY.._. ...mm .:_...^. 100

$^^..._._...._^;.

2 ^ .78.._ ...... ........_... ..._ _ __...

2/26/2009 BUY 9,900 $1.78_. __... _ _. .--- . _

_.._. _ w. w

3/17/2009 .. ... _... _ _ . _.... m ... , __._..

3/`0/2009 BUY 877 $1.26__.. _. _ ... ..__. ........... _....._ ... -- - .

3/20/2009 BUY 123 $1.26_. w._ _ _....... ....., . ....^... _._ ....

3/2012009 BUY 23 $1.26

3/20/2009 BUY 400 $1.26

3/20/2009 BUY900 $1.26

3/20/2009 BUY 3,596 A $1.263/20/2009 BUY 100 $1.26

3/20/2009 BUY 100 $1.26

3/20/2009 BUY 13,881 $1.26^l [ 9/20

-__. ___.... .. _ .. . . _ _:.. .._ .__..

09 BUY 5,600 $1.75^ - ..-- I

.^_... .. _ ... ... ....

09 BUY 1,300 $1.75

5/19/2009.. ..._

9 BUY 1.3,1.00 $1.75

..... ,...:...M.._... WW_

5/28/2009 BUY 40,000 $1.51

6 of


UCBH Holdings Inc. Securities Litigation

CONSOLIDATED SCHEDULE OF TRANSACTIONS AND LOSSES

Bai Zhi Yan Date Type Shares Price (Cost)/Proceeds

11/20/2008 BUY 999 $3.51 ($3,506.49)1/12/2009 BUY 1,162 $4.79 ($5,565.901/12/2009 BUY 600 $4.79 ($2,874.00)1/12/2009 BUY 1,339 $4.79 ($0,413.81)1/12/2009 BUY 400 $4.79 ($1,916.00)1/12/2009 BUY 2,300 $4.90 ($11,270.00)1/1.2/2009 BUY 5,899 $4.79 ($28,250.21)1/1212009 B( rY 600 $4.79 ($2,874.00)1/12/2009 BUY 7,700 $4.90 ($37,730.00)1/13/2009 BUY 200 $4.55 ($91O.00)1/13/2009 BUY 4,800 $4.55 ($21,840.00)1/13/2009 BUY 5,000 $4.55 ($22,750.00)1/1412009 BUY 3,281. $4.29 ($14,075.49)1/14/2009 BUY 1,33 6 $4.29 ($51731.44)1/14/2009 13UY 1,758 $4.29 ($7,541.82)1/1.4/ 2 009 BUY 800 $4.29 ($3,432.00)1/14/2009 BUY 2,825 $4.29 ($1.2,119.25)1/15/2009 BUY 3,149 $3.85 ($1.2,123,65)1/15/2009 BUY 10,000 $3.99 ($39,900.00)1/15/2009 BUY 4,347 $3.85 ($16,735.95)1.115/2009 BUY 2,504 $3.85 ($9,640.40)1/16/2009 BUY 2,800 $3.77 ($10,556.00)1/16/2009 B(JY 7,200 $3.78 ($27,216.00)1/20/2009 BUY 3,221 $332 ($10,693.72)1/20/2009 BUY 1,000 $3.38 ($3,380.00)1/20/2009 BUY 2,057 $338 ($7,054.06)1/20/2009 BUY 400 $3.32 ($1,328.00)1/20/2009 BUY 2,000 $3.32 ($6,640.00)1/20/2009 BUY 312 $3.32 ($1,035.84)1/20/2009 BUY 1,169 $3.32 ($3,881.08)1/20/2009 BUY 1,798 $3.32 ($5,969.36)1/20/2009 BUY I,1.O0 $3.32 ($3,652.00)1/20/2009 BUY 4,658 $3.38 ($15,744.04)1/20/2009 BUY 906 $3.38 ($3,062.28)1/20/2009 .BUY 400 $3.38 ($1,352.00)1/20/2009 BUY 649 $3.38 ($2,193.62)

1of11.


1/20/2009 BUY 300 $3.38 ($1,014.00)112312009 BUY 10,000 $2.50 ($25,000.00)1/23/2009 BUY 10,000 $2.52 ($25,200.00)1/23/2009 BUY 10,000 $2.14 ($21,400.00)1/2-3/2009 BUY 10,00(} $2.17 ($21.700.00)1/26/2009 BUY 10,000 $2.78 ($27.800.00)1/26/2009 BUY 10,00() $2.42 ($24,200.00)2/3/2009 Bt N 997 $2.29 ($2,283,13)2/3/2009 BUY 1,100 $2.29 ($2,519.00)21'312009 BUY 1,100 $2.29 {$2,519.00)2/3/2009 BUY 2,200 $2.29 ($5,038.00)2/3/2009 BUY 1,200 $2.29 ($2,748.00)2/3/2009 BUY 400 $2.29 ($916.00)2/3/2009 BUY 900 $2.29 ($2,061.00)21312009 BUY 3,503 $2.29 ($8.021.87)2/3/2009 BUY 1,300 $2.29 ($2,977.00)2/3/2009 BUY 1.00 $2.29 ($229.00)2/3/2009 BUY 8 $2.27 ($18.16)213/2009 BUY 2,300 $2.29 ($5,267.00)2/3/2009 13 U Y 2,000 $2.29 ($4,580.00)2/3/2009 13C1Y 2,880 $2.27 ($6,5317.60)2/3/2009 BUY 100 $2.29 ($229.00)2/3/2009 BUY 7,112 $2.27 ($16,144.24)2/3/2009 BUY 500 $2.29 ($1,145.00)2/3/2009 BUY 900 $2.29 ($2,061.00)2/3/2009 BUY 1,400 $2.29 ($3,206.00)

2/10/2009 BUY 6,479 $2.32 ($15,031.28)2/10/2009 BUY 500 $2.32 ($1,160.00) 2/10/2009 BUY 13,021 $2.32 ($30,208.72)10/14/2009 Post-CP Sale 15,000 $0.97* $14,550.00

HELD 185,999 $0.95** $176,699.05 Total Lass: ($440,929.44)

Yan Properties, Inc. Date Type Shares Price (Cost)/Proceeds

10/17/2008 BUY 4,655 $4.96 ($23,088.80)10/17/2008 BUY 100 $4.95 ($495.00)10/17/2008 BUY 4,100 $4.96 ($20,336.00)10/17/2008 BUY 345 $4.96 ($1,711.20)1.0117/2008 BUY 800 $4.96 ($3,968.00)10/22/2008 BUY 2,400 $4.64 ($11,136.00)10/22/2008 BUY 1,300 $4.68 ($6,084.00)

2of11


10/2212008 BUY 100 $4.71 ($471.00) 10/22/2008 BUY 5,188 $4.71 ($24.435.48) 10/22/2008 131 325 $4.66 ($1,514.50) 10/22/2008 BUY 500 $4.67 ($2.,335-00) 10/22/2008 BUY 187 $4.68 (`6875,16) 10123/2008 BUY l 0,000 $4.11 ($41,100.00) 1111212008

BUY 5,000 $4.02 ($20,100.00)

11113/2008 BUY 5,000 $4.25 ($21.250.00) 11/18/2008 BUY 1,054 $3.99 ($4,205.46) 11/18/2008 BUY 200 $3.99 ($798.00) 11/18/2008 BUY 538 $3.99 ($2,146.62) 11/18/2008 Bt_.jY 7,071 $3.99 ($28..213.29) 11/18/2008 BLJY 1,137 $3.99 ($4,536.63) 11/19/2008 BUY 10,000 $3.90 ($39,000.00) 3112!2009 BUY 3,480 $4.87 ($16,947.60) 1/12/2009 BUY 2,858 $4.86 ($13,889.88) 1/12/2009 BUY 7,142 $4.86 ($34,710.12) 1/12/2009 BUY 726 $4.87 ($3,535.62)1/12/2009 BUY 2,090 $4.87 ($10.178.30) 1112,12009 T3[1Y 100 $4.87 ($487.[)[)) 1/12/2009 BUY 3,604 $4.87 ($17,571.48) 1/15/2009 BUY 10,000 $185 ($38,700.00) 1/16/2009 BIJY 200 $3.70 ($740.00) 1/16/2009 B UY 4,500 $3.70 ($161650.00) 1/16/2009 BUY 2,434 $3.70 ($9,005.80) 1/16/2009 BUY 392 $3.70 ($1,450.40) 111612009 BUY 1,235 $3.70 ($4,569.50)1/16/2009 13UY 1.0,000 $3.74 ($37,400.00)1/16/2009 BUY 1,239 $3.70 ($4,584.30) 1/16/2009 BUY 10,000 $3.74 ($37,400.00) 1/20/2009 BUY 200 $3.49 ($698,00) 112012009 BUY 186 $3.49 ($649.14) 1/20/2009 BUY 4,072 $3.49 ($14,211.28) 1/20/2009 BUY 200 $3.49 ($698.00) 1/20/2009 BUY 6,058 $3.49 ($21,142.42) 1/20/2009 BUY 100 $3.49 ($349.00) 1/20/2009 BUY 53 $3.49 ($184.97)1/20/2009 B u 900 $ 3.49 ($3,141.00) 1/20/2009 BUY 613 $3.49 ($2,139.37) 1/20/2009 BUY 200 $3.49 ($698.00) 1/20/2009 BUY 300 $3.49 ($1,047.00) 1.12012009 BUY 18 $3.49 ($62.82)

3of11


1/20/2009 BOY 100 $3.49 ($349.00)1/20/2009 BUY 3,942 $3.49 ($13,757.58)1/20/2009 BUY 100 $ 3.49 ($349.00} 1/20/2009 BUY 1,000 $3 .49 ($1490.00) 1/20/2009 BUY 1.7 $ 3.49 ($59.33)1.120/2009 BUY 37 $3.49 ($L29.13) 1/20/2009 BUY 200 $3.47 ($694.00) 1/20/2009 BUY 10,000 $148 ($34,800.00) 1/20/2009 BUY 4 $3.49 ($13.96) 1/20/2009 BUY 600 S3.49 ($2,094.00) 1120/2009 BUY 1,222 $3.47 ($4,24034) 1/20/2009 BUY 100 $3.49 ($349.00)1/20/2009 BUY 200 $3.47 ($694.00)1/20/2009 BUY 1,000 $3.47 ($3,470.00) 1/2W2009 BUY 600 $3.49 ($2.094.00) 1/20/2009 BUY 4,842 $3.47 ($16,801.74) 1/9-0/2009 BUY 1,536 53.47 ($5,329.92)1/20/2009 BUY 100 $3.47 ($347.00) 1/20/2009 BUY 900 $3.47 ($3,123.00) 1/20/2009 BUY 600 $3.49 ($2,094.00) 1/21/2009 BUY 10,000 $3 .44 ($34,400.00) 1/21/2009 BUY 1.0,000 $ 3.44 ($34,400.00) 1/22/2009 BUY 400 $3.31 ($1,324.00) 1/22/2009 BUY I00 $3.37 ($-)-)7.00) 1/22/2009 13 U 623 $3.29 ($2,049.67) 1/22/2009 BUY 9,700 $3.37 ($32,689.00) 1/22/2009 BUY 3,469 $3.29 ($11,413.01) 1/22/2009 BUY 4,308 $3.29 ($14,173.32) I/22/2009 BUY 2,223 $3.29 ($7,313.67) 1/22/2009 BUY 6,100 $3.31 ($20,191.00)1/22/2009 BUY 2,800 $ 3.31 ($9,268.00} 1/22/2009 BUY 700 $-7 ($2,3117.00) 1/22/2009 BUY 100 $3.37 ($33)7.00) 1/22/2009 BUY 3,758 $3.38 ($1.2,702.04)112212009 BUY 6,242 $3.38 ($21,097.96)1/22/2009 13 U 5,487 $3.29 ($18.052.23) 1/22/2009 BUY 100 $3.37 ($337.00) 1/22/2009 BUY 100 $3.29 ($329.00) 1/22/2009 BUY 1,690 $3.29 ($5,500.10) 1/22/2009 BUY 2,100 $3.29 ($6,909.00) 1/23/2009 BUY 10,000 $2.17 ($21,700.00) 1/23/2009 BUY 5,100 $2.29 ($11,679.00)

4 of 11


1/23/2009 BUY 100 $2.'29 {$229.00)1/23/2009 BUY 100 $2.29 ($229.00)1/23/2009 BUY 2,600 $2.29 ($5,954.00)1/2 3/2009 BUY 7,900$2.75 ($21 725.00)1/23/2009 BUY 10,000 $2.62 ($20,200.00)1/23/2009 BUY 600 $2.29 ($1,374.00)1/23/2009 BUY 10,000 $2.26 (S22,600.00)1/231/2009 BUY 10,000 $2.28 ($22,800.00)1/23/2009 BUY 10,000 $2.12 ($? 1,200.(JO)1/23/2009 BUY 10,000 $2.42 ($24,200.00)1/23/2009 BUY 1.0,00() $2.11 ($21,100.00) 1/23;2009 BUY 10,000 $2.28 ($22,8OO.O0)1/23/2009 .13UY 1,000 $2.75 ($2,750.00)1/21/2009 BUY 10,000 $2.56 ($25,600.00)1123/2009 BUY 10,000 $2.39 ($231,900.{}0)1/23/2009 BUY 1,500 $2,29 ($33,435.00.)1/23/2009 BUY 1,1()0 $2.75 ($3025.00)1/2612009 BUY 10,000 $2.48 ($24,800.00)1/26/2009 BUY 6,304 $2.39 ($15,066.56)1/26/'2009 BUY 3,596 $2.39 ($8,594.44)1/26/2009 BUY 100 $2.39 ($239.00)1/27/2009 BUY 10,000 $2.33 ($23,31)0.0(})1/27/2009 BUY 10,000 $2.35 ($23,800.00)1/27/2009 BUY 10,000 $2.38 ($23,800,001)1/27/2009 BUY 10,000 $2.35 ($23,500.00)1/28/2009 BUY 1,895 $2.51 ($4,756.45)1/28/2009 BUY 510 $2.51 ($1,280.10)1/28/2009 BUY 200 $2.51 ($502.00)1/28/2009 BUY 792 $2.51 ($1,987.92)1/28/2009 BUY 708 $2.51 ($1,777.08)1/28/2009 BUY 10,000 $2.49 ($24,900.00)1/28/2009 BUY 1,319 $2.51 ($3,310.69)1/28/2009 BUY 900 $2.51 ($2,259.00)1/28/2009 BUY 300 $2.51 ($75-00)1/28/2009 BUY 600 $2.51 ($1,506.00)1/28/2009 BUY 276 $2.51 ($692.76)1.128/2009 BUY 1,100 $2.51. ($2,761.00)1/28/2009 BUY 1,000 $2.51 ($2,510.00)1/28/2009 BUY 400 $2.51 ($1,004.00)1/29/2009 BUY 20,000 $2.45 ($49,000.00)1/30/2009 BUY 900 $2.40 ($2,160.00)1/30/2009 BUY 9,100 $2.40 ($21,840.00)

5of1 1


Il.>O/2009 BUY 8,917 $2.40 ($21,400.80) 1/30/2009 BUY 17 $2.40 ($40.80)1/30/2009 BUY 313 $2.40 ($751.20) 1/30/2009 BUY 148 $2.40 ($355.20)1/30/2009 BUY 77 $2.40 ($184.80) 1/30/2009 BUY 117 $2.40 ($280.80) 1./3012009 BUY 411 $2.40 ($986.40) 2/3/2009 BUY 300 $2.33 ($699.00) 2/3/2009 BUY 2€0 $2.73 ($466.00) 2/3/2003 BUY 11000 $2.29 ($2,290.00) 2/3/2009 BUY 700 $2.29 ($1,603.00} 2/3/2009 BUY 1,700 $2.29 ($318911.00) 21;12009 BUY I0€) $2.29 ($229.00) 2/3/2009 BUY 2,700 $2.29 ($6,203.6 [ } 2/3/2009 BUY 1,400 $2.29 ($3,206.00) 213/2009 BUY 2,300 $2.29 ($5,267.00) 2/3/2003 BUY 1,986 $2.29 ($4,547.94) 2/3/2009 BUY 600 $2.23 ($1,374,00) 2/3/2009 BUY 1,200 $2.29 ($2,748.00) 2/3/2009 BUY 100 $2.33 ($233.00) 2/ 3 /2009 BUY 200 $2.33 ($466.00) 2!312{)09 BUY 1,300$2.261 ($2,977,00) 213/20{)9 BUY 3,600 $2.33 ($8,388.00) 21_')12009 BUY 394 $2.29 ($902.26) 2/3/2009 BUY 200 $233 ($466.00)21312003 BUY 1.00 $2.33 ($233.00) 2/3/2009 BUY 100 $2.29 ($229.00) 2/3/2009 BUY 2,817 $2.29 ($6,450.93) 213!2009 BUY 100 $2.33 ($233.00) 2/3/2009 BUY 100 $2.29 ($229.00) 2/3/2009 BUY 1,300 $2.3 3 ($3,029.00)21.312003 BUY 1,600 $2.3 3 ($3,728.00) 2/3/2009 BUY 8,737 $2.33 ($20,357.21) 2/3/2009 BUY 700 $2.33 ($1,631.00) 2/3/2009 BUY 2,785 $2.37 ($6,600.45) 2/3/2009 BUY 17,215 $2.37 ($40,799.55) 2/3/2009 BUY 3,859 $2.29 ($8,837.11) 2/3/2009 BUY 100 $2.29 ($229.00) 2/3/2009 BUY 2,100 $2.33 ($4,833.00) 2/3/2009 BUY 452 $2.29 ($1,035.08) 2/3/2009 BUY 1,551 $2.29 ($3,551.79) 2/3/2009 BUY 100 $2.29 ($229.00)

6of1.1


2/3/2009 BUY 1,390 $2.29 ($3.183.10)

21312009 BUY 16 $2.29 ($36.64)

2/3/2009 BUY 3,700 $2.29 ($8,473.00)

2/3/2009 BUY 456 $2.29 ($1,044.24)

213/2000 BUY 1.00 $2.29 ($229.00)

2/3/2009 BUY 165 $2.29 ($377.85)

2/3/2009 BUY 100 $2.29 ($229.00)

2/3/2009 BUY 3,070 $2,29

2/3%2009 BUY 763 $233 ($1,777.79)

213/2009 BUY 359 $2.23 ($822.11)

2/3/2009 BUY 959 $2,29 ($2,196.11)

2/3/2009 BUY 2,817 $2.29 ($6,450.93)2/3/2009 BUY 100 $2.29 ($229.00)

2/3/2009 BUY 100 $2.29 ($229.00)

2/3/2009 BUY 2,000 $2.29 ($4,580.60)

2/3/2009 BUY 200 $2.29 ($458.00)

2/6/2009 BUY 10,000 $2.61 ($26,100.00)

2/9/2009 BUY 2,120 $2.49 ($5,278.80')

2/9/2009 BUY 52 $2.49 ($129.48)

2/9/2009 BUY I.00 $2.49 ($249.00)

2/9/2009 BUY 300 $2.49 ($747.00)

2/9/2009 BUY 2,500 $2.49 ($6,225.00)

2/9/2009 BUY 100 $2.49 ($249.00)

2/9/2009 BUY 400 $2.49 ($99O.00)

21912009 BUY 8,426 $2.49 ($20,980.74)

2/9/2009 BUY 300 $2.49 ($747.00)

2/9/2009 BUY 4,402 $2.49 ($10,960.98)

2/9/2009 BUY 1,300 $2.49 ($3,2337.00)

2/3/2009 BUSY 1.0,000 $2.43 ($24,300.00)

2/10/2009 BUY 20,000 $2.20 ($44,000.00)

2/1.0/2009 BUY 20,000 $2.16 (,$43,200.00)

2/12/2009 BUY 19,700 $2.07 ($40,779.00)

2/12/2009 BUY 300 $2.07 ($621.00)

2/17/2009 BUY 1.8,400 $1.82 ($33,488.00)

2/17/2009 B UY 100 $1.82 ($182.00)

2/17/2009 BUY 1,500 $1.82 ($2,730.00)

2/19/2009 BUY 400 $1.76 ($704.00)

2/19/2009 BUY 3,200 $1.77 ($5,664.00)

211912009 BUY 12,499 $1.77 ($22,123.23)

2/19/2009 BUY 200 $1.77 ($354.00)

211912009 BUY 3,447 $1.77 ($6,101.19)

2/19/2009 BUY 54 $1.76 ($95.04)

7of11


2/1.912009 BUrY 200 $1.77 ($354.(0)2/20/2009 BUY 2,402 $1..19 ($4,059.38)2/20/2009 BUY 1,700 $1.63 ($2,873,00)2/20/2009

BUY 10,788 $1.69 ($18,231.72)

2/20/2009 BUY 699 $1.69 ($1,181.31)2/20/2009 BUY 1,011 $ 1.69 ($1,708.59)2/20/2009 BUY 3,400 $1.69 ($5,746.00)2/25/2009 BUY 10,00O $1.61 ($16,100.00)2/26/2009 BUY 100 $1.78 ($178.00)2/26/2009 BUY 9,900 S1.78 ($17,622.00)3/17/2009 BUY 20,000 $1.55 ($31,000.00)3/20/2009 BUY 877 $1.26 ($1..105.02)3/20/2009 BUY 1.23 $1.26 ($154.98)3/20/2009 BUY 23 $1.26 ($28.98)3/20/2009 BUY 400 $1.26 ($504.00)3/20/2009 BUY 900 $1.261 ($1.134.00)3/20/2009 BUY 3,596 $1.26 ($4,530.96)3/20/2009 BUY 100 $1.26 ($1.26.00)3/20/2009 BUY 100 $1.26 ($126.00)3/20/2009 BUY 13.881. $1.26 ($17,490.06)5/19/2009 BUY 5,600 $1.75 ($9,800.00)5/19/2009 BUY 1,300 $1.75 ($2,275.00)5/19/2009 BUY 13,100 $1.75 ($22,925.00)5/28/2009 BUY 40,000 $1.51 ($60,400.00)

HELD 830,000 $0.95 * $788,500.00 Total Loss: ($1,369,495.60)

Daylee home Brother, Inc. Date Type Shares Prig (Cost)/Proceeds

10/21 /2008 BI FY 5,126 $4.90 ($25,117.40)10/21/2008 BUY 807 $4.90 ($3,954.30)10121/2008 BUY 4,067 $4.90 ($19,928.30)1.012812008 BUY 4,000 $4.98 ($1.9,120.00)1.1/1012008 BUY 2,600 $4.32 ($11,232.()0)11/10/2008 BUY 2,400 $4.32 ($10,368.00)11/19/2008 BUY 9,835 $3.96 ($38,946.60)11/19/2008 BUY 165 $396 ($653.40)11/19/2008 BUY 10,000 $3.99 ($39,900.00)1.1120/2008 BUY 700 $328 ($2,296.00)11/20/2008 BUY 4,300 $3.28 ($1.4,1.04.00)12/15/2008 BUY 6,400 $4.57 ($29,248.00)12/15/2008 BUY 800 $4.57 ($3,656.00)

8of11


12/15/2008 BUY 2,800 $4.57 ($1.2,796.00)1/12/2009 I3UY 1,477 $4.91 ($7,252.07)

1/12/2009 BUY 2,100 $4.81 ($10,101.()())1/12/2009 BUY 100 $4.82 ($482.00)1/12/2009 BUY 953 $491 ($4,679.23)1/12/2009 BUY 117 $4.91 ($574.47)9112/2009 BUY 17 $4.91 ($83.47)111.2/2009 BUY 356 $4.91 ($1,74796)1/1212000 BUY 188 $4.91 ($923,08)1/12/2009 BUY loo $4.81 ($481.00)1/12/2009 BUY 17 $4.91 ($83.47)111212009 BUY 3,000 $4.71 ($14.130.00)111.212009 BUY 8 $4.91 ($39.28)1/12/2009 BUY 477 $4.91 ($2,342.07)1/12/2009 BESY 2,000 $4.71 ($9,420.00)1/12/2009 11.3[.JY 7,700 $4.82 ($37,114.00)1/12/2009 BUY 900 $4.91 ($4,419.00)1/12/2009 BUY 2,524 $4.91 ($1.2.392.84)1/12/2009 BUY 1.54 $4.91 ($756.14)1/12/2009 B[1Y 1,149 $4.91 ($5,641.59)1/12/2009 BUY 1,490 $4.91 ($7,315.90)1/12/2009

BUY 173 $4.91 ($849.43)

1/13/2009 BUY 341 $4.59 ($1,565.19)

1/13/2009 BUY 652 $4.59 ($2,992.68)1/13/2009 BUY 200 $4.59 ($918.00)1/13/2009 BUY 5,729 $4.59 ($26,296.11)1/13/2009 BUY 65 $4.59 (,$298.35)1/13/2009 BUY 629 $4.51 ($2,887.11)1/13/2009 BUY 184 $4.59 ($844.56)1 /1312009 BUY 2,100 $4.59 ($9,639.00)1/13/2009 BUY 100 $4.59 ($459.00)1/ 1 412 009 BUY 10,000 $4.28 ($42,800.00)1/15/2009 BUY 1.00 $3.89 ($389.00)1/15/2003 BUY 200 $3.89 ($778.00)1/15/2009 BUY 8,816 $3.89 ($34,294.24)1/15/2000 BUY 61.7 $3.89 ($2,400.13)1/15/2009 BUY 100 $3.89 ($389.00)1/15/2009 BUY 10,000 $3.95 ($39,500.00)1/15/2009 BUY 2 $3.89 ($7.78)1/15/2009 BUY 100 $ 3.89 ($389.00)1/15/2009 BUY 65 $3.89 ($252.85)1/16/2009 BUY 10,000 $3.80 ($38,000.00)

9 of 11


1/1.6/2009 BUY 5,567 $3.80 ($21.154.60)1/1.6/2009 BUY 4,23 3 $3.80 ($16,085.40)1/16/2009 BUY 200 $3.79 ($758.00)1/20/2009 BUY 3,975 $3.51 ($13,952.25)112012000 BUY 10,000 $339 ($33,900,00)1/20/2009 BUY 10,000 $3.60 ($36,000.00)1/9-0/2009 !3UY 3,000 $3.51 ($10,530.00)1/20/2009 BUY 700 $3.51 ($2,457.00) 1/20/2009 BUY 500 $3,51 ($1,755.00)1/20/2009 BUY 10,000 $ 3.52 ($35.200.00)1/20/2009 BUY 1.,525 $3.51 ($5,352.75)1/20/2009 BUY 300 $3,51 ($1.053.00)1/21/2009 BUY 1,549 $338 ($5,2 35.62)1/21/2009 BUY 6,707 $3.38 ($22,669.66)1/21/2009 BUY 1,744 V,38 ($5894.721)1/22/2009 BUY 100 $3.43 ($343.00)1/22,C009 BUY 9,900 $3.39 ($33,561.00)1/22/2009 BUY 100 $ 3.39 ($339.00)1/22/2009 BUY 100 $3.43 ($343.00)1/22/2009 BUY 9,700 $3.43 ($31,271,00)1/22/2009 BUY 100 $3.43 ($343.00)1/26/2009 BUY 10,000 $2.56 ($25,600.00)1/26/2009 BUY 10,()00 $2.59 ($25,900.00)1/26/2009 BUY 10,000 $2.60 ($26,000.00)1/27/2009

BUY 10,000 $2.37 ($23,700.00)

1/28/2009 BUY 8,8()0 $2.54 ($22,352.00)1/28/2009 BUY 4,800 $2.52 ($12,096.00)1/28/2009 BUY 1,200 $2.54 ($3,048.00)1/28/2009 BUY 5,200 $2.52 ($13,104.00)1/29/2009 BUY 5,658 $2.40 ($13,579.20)1/29/2009 BUY 4,071 $2.40 ($9,770.40)1/29/2009 BUY 500 $2.41 ($1,205.00)1/29/2009 BUY 271 $2.40 ($6150.40)1/29/2009 BUY 1,348 $2.41 ($3,248.68)1/29/2009 BUY 660 $2.41 ($1,590.60)1/29/2009 BUY 1,815 $2.41. ($4,374.15)1/29/2009 BUY 5,677 $141 ($13,681.57)2/3/2009 BUY 11,997 $2.29 ($27,473.13)2/3/2009 BUY 8,000 $2.29 ($18,320.00)2/3/2009 BUY 3 $2.29 ($6.87)

2/10/2009 BUY 2,800 $2.28 ($6,384.00)2/10/2009 BUY 20,000 $2.18 ($43,600.00)

10 of 11


2/10/2009 BUY 439 $2.25 ($1,000.92)2/10/2009 BUY 14,244 $2,28 ($32,476.32)2/1012009 .BUY 400 $2.28 ($912.00)2/10/2009 13 L.) Y 1,217 $2.25 ($2,774.76)2/10/2009 B[^Y 900 $2.28 ($2,052.00)2/1.2/2009 BUY 20,000 $2.05 ($41,000.00)2/13/2009 BUY 20,000 $2.04 ($40,800.00)211312009 BUY 10,000 $2.00 ($20,000.00)2/18/2009 B[.iY 433 $1.86 ($805.38)2/18/2009 BUY 1,000 $1.86 ($1,860.00)2/18/2009 BUY 1.3,823 $1.86 ($25,710.78)2/18/2009 BUY 4,744 $1.56 ($8,823.84)2/20/2009 BUY 14,230 $1.73 ($24,617.90}2/20/2009 BUY 5,770 $1.73 ($9,982.10)2/23/2009 BUY 400 $1.54 {$616.00}2/23/2009 BUY 19,600 $1.54 ($30,184.00)'?/27/"009 13UY 20,()00 $1.54 ($30,800.00)3/3/2009 BUY 1.0,000 $1.31. ($1.3,100.00}

4/30/2009 BUY 600 $1.31 ($786.00)4/30/2009 BUY 1,700 $1.31 ($2,227.00)4/30/7009 BUY 26,800$1.31 ($35,1.08.00)4/30/2009 BUY 10,000 $1.31 ($13,100.00)4/30/2009 BUY 900 $1.31 ($1,179.00)5/18/2009 BUY 100 $1.77 ($177.00)5/18/2009 BUY 300 $1.77 ($531.00)5/18/2009 BUY 7,971 $1.77 ($1.4,1.05.67)5/15/2009 BUY 100 $1.77 ($177,00)5/18/2009 BUY 900 $1.77 ($1,593.00)

HELD 538,371 $0.95** $511,452.45 Total Loss: ($978,980.22)

Yan Grout) Total Less: ($2,789,405.26)

* Mean trading price during the period beginning at the end of the Class Period through the sale datex Mean trading price for the period beginning at the end of the Class Period through November 9, 2009

11 of 11

ri r;_osen taw i, irm i ales Sec unities :lass Action Charging UCBH holdings, Inc. With Securities Fraud ... Page I of


........................ ..... .......

The Rosen Law Firm Files Securities Class Action Charging UCBHHoldings, Inc. With Securities Fraud -- UC BH

Press rye€ease

Sour(% 1^r ,m I.aw Firm RA.

On &3t:; pm EDT', Friday September 11, 2009

NEW YORK, NY--(Marketwire - 09/11/09) - The Rosen Law Firm today announced that it has filed a

class action lawsuit on behalf of all purchasers of UCBH Holdings, Inc. ("UCBH" or the "Company")

(NASDAQ: UCBH - News) common stock during the period April 24, 2008 through and includingSeptember 8, 2009 (the "Class Period"),

To join the UCBH class action, go to the website at http://rosenlegal.com or call Laurence Rosen, Esq.or Phillip Kim, Esq. toll-free at 866-767-3653 or email [email protected] or [email protected] information on the class action.

The case is pending in the United States District Court for the Northern District of California as case no09-4208. You can obtain a copy of the complaint from the clerk of court or you may contact counsel for

plaintiffs Laurence Rosen, Esq. or Phillip Kim, Esq. toll-free at 866-767-3653 or [email protected] or [email protected] .

NO CLASS HAS YET BEEN CERTIFIED IN THE ABOVE ACTION, UNTIL A CLASS IS CERTIFIED,

YOU ARE NOT REPRESENTED BY COUNSEL UNLESS YOU RETAIN ONE. YOU MAY ALSOREMAIN AN ABSENT CLASS MEMBER. YOU MAY ALSO RETAIN COUNSEL OF YOUR CHOICE.

The complaint charges UCBH, its former CEO and Chairman, Thomas Wu, and its former Chief Credit

Officer, Ebrahim Shabudin, with violating federal securities by issuing materially inaccurate financial

statements to the investing public. The Complaint alleges that UCBH knowingly falsified its financialstatements by concealing the rising level of loan losses and non-performing loans through a series of

improper accounting tricks and outright deception of regulators and auditors. On September 8, 2009,

UCBH announced that its Chairman and CEO, Thomas Wu, and its Chief Credit Officer, EbrahimShabudin, were resigning following the results of an investigation of the improper loan accounting. As a

result of the accounting improprieties, UCBH must restate its financial statements for each quarter and

the full fiscal year of 2008. News of the accounting fraud and the pending restatement caused UCBH'sstock price to fall significantly, damaging investors.

A class action lawsuit has already been filed on behalf of UCBH shareholders. If you wish to serve as

lead plaintiff, you must move the Court no later than 60 days from today. If you wish to join the litigationor to discuss your rights or interests regarding this class action, please contact plaintiffs' counsel,

Laurence Rosen, Esq. or Phillip Kim, Esq. of The Rosen Law Firm toll free at 866-767-3653 or via e-mail at [email protected] or [email protected] .

The Rosen Law Firm represents investors throughout the world, concentrating its practice in securitiesclass actions and shareholder derivative litigation.

Contact.

http ://finance.yahoo.com/news/The-Rosen-Law-Firm-Files-iw-1264068882.htrnl/print?x=0 11191200E

1 ne .Kasen Law t trm Ifles ISecurittes glass Action Charging UCBIH !-Holdings Inc. With Securities Fraud ... Page 2 of


Corllact.:L^.r.rence Rosen, Esq.Ph-L 1 1.iz; KI-M, Esq,Tli(, Rosen Law Fine P.A.HU, btri Avenue, suite 5508Neoi York, New York 1011BTe7.: (21.2) 686-1060W,-kends Tot: (917) 797-9425To11 Free: 1-866--767-3653Fa gs: (212) 202--3827E rrt Con,`U act

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BROWER PIVENA PROFESSIONAL CORPORATION

THE WORLD TRADE CENTER -BALTIMORE 488 MADISON AVENUE401 EAST PRATT STREET, SUITE 2525 EIGHTH FLOOR

BALTIMORE, MARYLAND 21202 NEW YORK, NEw YORK 10022TELEPHONE: (410) 3320030 TELEPHONE: (212) 501-9000FACSIMILE: (410) 685-1300 FACSIMILE° (212) 5010300

With offices in New York City and Baltimore, Maryland, Brower Piven focuses its practice inthe areas of complex class action and other representative Litigation. The firm's practice areas,while diverse, enable Brower Piven clients to call upon experience and resources available at fewfirms of its size. Brower Piven clients range from institutional and large private investors, tosmall and large businesses, to small individual investors and retail consumers. Regardless of thesize of the matter, Brower Piven provides every client with the professional service, care, andquality that Brower Piven believes every client deserves.

Attorneys at Brower Piven, some with over 25 years of experience, are nationally recognized inthe class action arena. The firm's attorneys have vast experience advising and representingplaintiffs in class actions under the federal securities laws; federal and state consumer protectionlaws; federal and state antitrust laws; state shareholder and corporate governance laws; federaland state environmental laws; and federal RICO laws. Brower Piven attorneys have served theirclients in literally hundreds of actions in virtually every state and federal court in the nation.

Some current matters in which Brower Piven has a leadership role demonstrate the scope of thefirm's expertise. Brower Piven is co-lead counsel in the In re Merck Securities, Derivative, &"ERISA" Litigation pending in the United States District Court for the District of New Jersey,considered by many the largest federal securities fraud action in terms of damages in history, andlead counsel in pending shareholder litigation challenging the proposed $38 billion take-over ofEquity Office Properties Trust, one of the largest going private transactions in business history.

Brower Piven is also currently plaintiffs' court-appointed lead or co-lead counsel in thefollowing federal securities class actions:

* In re Arotech Corp. Securities Litigation (E.D. N.Y.).® Klugmann v. American Capital Ltd., et al., (D. Md.);

Gomez v. Bidz. com, Inc., et al. (C. D. Calif );Landmen Partners, Inc. v. The Blackstone Group L.P., et al. (S.D. N.Y.);

® In re Crocs, Inc. Securities Litigation (D. Colo.);® Freudenberg v. E*Trade Financial Corporation, et al. (S.D. N.Y.);

Gosselin v. First Trust Advisors L.P., et al. (N.D.111.);In re FoxHollow Technologies, Inc. Securities Litigation (N.D. Calif.);Kaplan v. Gaming Partners International, Inc. (D. Nev.);


® In re HomeBanc Corp. Sec. Litig. (N.D. Ga.);The Pennsylvania Avenue Funds v. INYX Inc., et al. (S.D. N.Y.)

® Minneapolis Firefighters' Relief Association v. MEMC Electronic Materials,Inc., et al. (E.D. Mo.);

® In Re: Municipal Mortgage & Equity, LLC Securities and Derivative Litigation(D. Md.);

* In re Opteum, Inc. Sec. Litig. (S.D. Fla.);® Levie v. Sears Roebuck & Co., et al. (N.D. Ill.);® Gooden v. Smart OnLine, Inc., et al. (M.D. N.C.); and* In re: Spectranetics Corporation Securities Litigation, (D. Colo.);

Wagner v. Barrick Gold Corporation, et al. (S.D. N.Y);® In re Interlink Electronics, Inc. Securities Litigation (C.D. Calif.).

Brower Piven is or has been co-lead and/or liaison counsel representing shareholders in merger-related class actions, including the following. Blaz v. Pan Pacific Retail Properties, Inc., et at(Cir. Ct., Balto. Co.); In re Reckson Associates Realty Corp. Shareholders Litigation (N.Y. Sup.Ct., Nassau Co.); In re Fairchild Corp. Shareholders Litigation (Del. Ch.); In re LaureateEducation Shareholder Litigation (Cir. Ct., Balto. City); and In re PHII CorporationTransaction Litigation (Cir. Ct., Balto. Co.). Brower Piven is also plaintiffs' court-appointed co-lead or liaison counsel in shareholder derivative actions on behalf of shareholders of BearStearns & Co., Inc., Citigroup, Inc., and Merrill Lynch & Co., Inc. Brower Piven is alsoplaintiffs' counsel in the consumer class actions including the following: H&R Block, Inc."Express IRA " Marketing Litigation (W.D. Mo.), Huff v. Liberty League, International, LLC, etal (C.D. Calif.) (Lead Counsel); Freedman v. Comcast Corp. (Cir. Ct., Balto. City) (LeadCounsel); and Segal v. Fifth Third Bancorp (S.D. Ohio) (Lead Counsel).

Brower Piven's experience is extremely broad and includes counseling and representing bothpublic and non-public corporations and their executives, real estate developers, and large privateinvestors in complex commercial litigation and on corporate governance matters, as well asrepresenting both plaintiffs and defendants in class and non-class action litigation. The firm'sexperience on both sides of the bar makes it uniquely qualified to provide its clients with aperspective not available from firms that solely represent plaintiffs or defendants. The success ofthe strategies pursued by Brower Piven's attorneys in representing their clients over the years hasbeen demonstrated by clients and classes represented by attorneys at Brower Piven recoveringover $1 billion in past and pending recoveries. The following is a sampling of the cases andresults achieved by attorneys at Brower Piven where they have served as lead or co-leadattorneys for plaintiffs:

Steiner v. Southmark Corporation, No. 3-89-1387-D (N.D. Tex.), federal securities fraud classaction against defunct real estate partnership marketer and its outside accountants resulting in arecovery of over $75 million in cash for investors.

In re Petro-Lewis Securities Litigation, No. 84-C-326 (D. Colo.), a federal securities fraud classaction on behalf of limited partners and shareholders where plaintiffs recovered over $100

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million in cash and benefits including the restructuring of dozens of oil and gas limitedpartnerships.

In re StarLink Products Liability Litigation, MDL No. 1403, No, 01 C 4928 (N.D. I11.),representing all American corn farmers in nationwide litigation against manufacturer ofunapproved pesticide which allegedly infected the U.S. corn supply and recovering over $125million in cash for the class members.

Romig v..Iefferson-Pilot Life Insurance Company, 95 CVS 9703 (Supr. Ct. N.C.), deceptiveinsurance sales practices action brought on behalf of a class of Jefferson Pilot life insurancepurchasers, resulting in a recovery for policyholders valued at over $55 million.

In re MicroStrategy Securities Litigation, No. 00 -473-A (E.D. Va.), a federal securities fraudclass action, where over $125 million was recovered for investors, the Court commented that:"Clearly, the conduct of all counsel in this case and the result they have achieved for all of theparties confirms that they deserve the national recognition that they enjoy.

In re Arakis Energy Corporation Securities Litigation, No. 95-CV -3431 (ARR) (E.D. N.Y.),federal securities class action against Canadian company resulting in a recovery of over $24million for investors.

In re Spectrum Information Technologies Securities Litigation, CV -93-2295 (FB) (E.D. N.Y.),securities fraud action against bankrupt issuer where over $10 million in cash was recovered(including all insurance coverage available) for investors following successful trial and appealagainst directors' and officers' insurance carrier who attempted to disclaim coverage.

In re Bristol-Myers Squibb Securities Litigation, 92-CIV-4007 (JES) (S.D. N.Y.), federalsecurities class action resulting in recovery of over $19 million in cash for investors.

Steiner v. Ideal Basic Industries, Inc., No. 86-M-456 (D. Colo.), federal securities class actionagainst the former Fortune 500 cement manufacturer resulting in an over $17.5 million recoveryin cash for investors.

In re Broadwing Securities Litigation, No. C-1 -02-795 (S.D. Ohio), federal securities classaction against major public utility/broadband company resulting in a recovery of over $35million in cash for investors.

Berger v. Compaq Computer Corporation, No. 00 -20875 (S.D, Tex.), a federal securities classaction where, after a successful appeal of a question of first impression in the federal. appellatecourts relating to the selection of lead plaintiffs and class certification in the Fifth Circuit underthe Private Securities Litigation Reform Act of 1995, over $29 million was recovered forinvestors.In re Bausch & Lomb Securities Litigation, No. 01-CV -6190 (CJS) (W.D. N.Y.), federalsecurities class action resulting in a recovery of over $12.5 million for investors.

a


Slone v. Fifth Third Bancorp, et al., No. 1:03-CV -21 I (S.D. Ohio), securities fraud action againstone of the largest mid-west bank holding companies, resulting in a recovery of $17 million forinvestors.

Poziak v. .Imperial Chemical Industries, PLC, et al., No. 1:03 ev 2457 (NRB) (S.D. N.Y.),securities fraud action against one of the United Kingdom's largest public corporations, resultingin a recovery of approximately 90% of recoverable damages in cash for investors.

J.E. Pierce Apothecary, Inc. v. Harvard-Pilgrim Health Care, Inc., et al, No. 98-12635-WGY(D. Mass.), unfair and deceptive trade practices action on behalf of independent Massachusettspharmacies against Harvard Pilgrim HMO and CVS Pharmacies, Inc. resulting, after bench trial,in. excess of 100% of estimated recoverable damages for the class, including trebling.

The foregoing sampling of results is the product of the depth and breadth of the professionalexperience of attorneys at Brower Piven. The firm's attorneys include:

DAVIt) A.P. BROWER

Mr. Brower has over 25 years of complex litigation experience. Mr. Brower has successfullyrepresented plaintiffs in class action securities, consumer protection, environmental, antitrust andRICO actions, and representative shareholder derivative and take-over litigation. Mr. Brower, amember of the Bar of the State of New York, is also admitted to practice before the United StatesSupreme Court, the United States Courts of Appeals for the First, Second, Third, Fourth, Fifth,Sixth, Seventh, Ninth, Tenth and Eleventh Circuits, and innumerable federal and state trialcourts. Mr. Brower has participated in the prosecution as lead or co-lead counsel in successfulfederal securities law class actions against, among others: Imperial Chemical Industries, FifthThird Bancorp, Southmark Corp., Ideal Basic Industries, Bristol-Myers Squibb, TowerSemiconductor, Gibson Greetings, Arakis Energy Corp., Scoreboard, Coastal Healthcare,Everest & Jennings International, B.T. Office Products, Profit Recovery, Enstar Corp., JeniferConvertibles, Warner Communications, Sambo's Restaurants, Sunrise Savings & Loan, PhillipMorris Companies, Bausch & Lomb, Nanophase Technologies, Ramada Inns, Michael Stores,Inc., Consumers Power Co., Broadwing/Cincinnati Bell, Compaq Computer Corp., andComputer Associates. Mr. Brower has also participated in the prosecution as lead or co-leadcounsel in merger litigation on behalf of, among others, public shareholders of Sheller GlobeCorp., Petro-Lewis Corp., Floating Point Systems, Holnam Corp., Wometco Enterprises, Inc.,Great Bay Casinos Corp., Home Shopping Networks, MCA, Holly Sugar Co., and ARMFinancial Group; and shareholder derivative actions on behalf of shareholders of BannerIndustries, Marsh & McLennan Companies, and Merrill Lynch, Pierce, Fenner & Smith.

Since 2004, Mr. Brower has been one of the lead attorneys with day-to-day responsibility for theprosecution of the securities fraud claims in In re Merck & Co, Securities, Derivative & ERISA.Litigation, MDL No. 1658, No. 2:05-CV-02367 (D. N.J.), an action where the damages to classmember are estimated to be among the largest in the history of federal securities class litigation.Additionally, while at his former firm, Mr. Brower was one of the attorneys with primaryresponsibility for class certification issues, including successfully arguing the class certification

4


motion before the trial court, in In re Initial Public Offering Securities Litigation, 21 MC 92(S.D. N.Y.), among the largest securities litigations ever prosecuted, encompassingapproximately 309 consolidated class action cases alleging market manipulation claims inconnection with the initial public offering of securities by over 55 defendant underwriters. Mr.Brower also served as liaison counsel in. In re Sotheby's holding, Inc. Securities Litigation, No.00 Civ. 1041 (S.D. N.Y.), which resulted in a recovery of over $75 million for Sotheby'sinvestors.

Mr. Brower has also served as lead or co-lead counsel in consumer fraud actions against AventisCropScienee, Compaq Computer Corporation, Jefferson-Pilot Life Insurance Company, SprintPCS Wireless, Metropolitan Life Insurance, Harvard Pilgrim Healthcare, and CVS Corporation.In the antitrust field, Mr. Brower acted as lead counsel in litigation against Monsanto Company,E. I. du Pont de Nemours & Co. and Pioneer hybrid International, Inc. (No. 4:05-CV-01108-ERW (E.D. Mo.), on behalf of genetically modified seed purchasers, and participated in the In reInitial Public Offering Antitrust Litigation, No. 01 CIV 2014 (WHP) (S.D. N.Y.).

In the area of environmental law, Mr. Brower has served as one of the lead attorneys in pollutionactions on behalf of Oklahoma landowners against chicken producers, including Tyson Foods,Inc.; and as counsel for Missouri landowners in pork producer nuisance actions againstContigroup Companies, Inc. (formerly Continental Grain) and Premium Standard Farms, whichrecently resulted in verdicts in favor of neighboring farmers.

Before joining Brower Piven, Mr. Brower also represented a nationwide class of hospitals inRICO litigation against Tenet Healthcare Corporation based on claims that its conduct causedclass member Hospitals to receive reduced "Outlier" reimbursements from Medicare.

Mr. Brower has also represented: directors and officers of public companies in securities classactions, including the directors of Heritage Hospitals; represented a former multi-state hospitaldeveloper; advised boards of directors of public companies regarding their fiduciaryresponsibilities; provided opinions as special counsel under Delaware law to public companies,including MGM/UA; represented insurance and reinsurance companies in coverage litigation,including matters involving Johns Manville, PepsiCo and Hilton Hotels; representedcommodities dealers and brokers in connection with Commodities Futures Trading Commissionreparations actions; represented foreign corporations in United States litigation, including one ofJapan's largest electronics, international hotel and resort companies in. litigation against itsAmerican counsel and financial advisors; represented a Brazilian trust holding claims for one ofBrazil's largest telecommunications companies; and defended a large, Florida-based, nationalmortgage brokerage company, Foundation Funding, in class action litigation brought under theTruth In Lending Act.

Mr. Brower, is a graduate of Columbia College of Columbia University (A.B. 1979), and theGeorgetown University Law Center (J.D. 1982), and he attended King's College, University ofLondon (1980), where he studied comparative, international, and EC transactional law. Mr.Brower regularly lectures before professional organizations and at CLE-accredited conferenceson the class action procedures and securities laws and shareholder and. investor rights, including

5


the American Law Institute/American Bar Association Advanced Course of Study Program, thePracticing Law Institute, and the New York State Bar Association. Mr. Brower regularly writeson class action procedures and new issues in class action jurisprudence. Mr. Brower is a long-time member of the New York State Bar Association Subcommittee on Class Actions, hasparticipated as a member of the Executive Committee of the National Association of Securitiesand Consumer Law Attomeys, and actively participated in legislative initiatives relating to thePrivate Securities Litigation Reform Act of 1995 and the Class Action Faimess Act of 2005.

CHARLES J. PIVEN

Mr. Piven is a seasoned litigator who has led his own practice since 1990. During his more than30 years in practice, Mr. Piven has represented individuals, partnerships, trusts, pension plansand corporations in many types of cases. Mr. Piven's experience includes litigation in the areasof complex securities, shareholder, consumer protection, personal injury and property damageclass actions, merger and acquisition class actions, bankruptcy, first amendment, copyright,employment, wrongful death, and legal, medical, accounting and broker malpractice.

Class and representative actions in which Mr. Piven has served as lead, co-lead, liaison or localcounsel include, among others, Baltimore Bancorp securities litigation, USFG securitieslitigation, Yorkridge Calvert Savings & Loan securities litigation, Maryland National Banksecurities litigation, Reckson Associates Realty Company derivative litigation, Read-RiteCorporation securities litigation, Mid-Atlantic Realty shareholder merger litigation, Pan PacificRealty shareholder merger litigation, Allied Irish Banks derivative litigation, Sprint SpectrumCellular Telecommunications Company consumer litigation, IWIF Wiretap consumer litigation,Land Rover Group Ltd. consumer litigation, Cellular One consumer litigation, H&R BlockRefund Anticipation Loan consumer litigation, Prison Telephone consumer litigation, andBlueCross/Blue Shield consumer litigation.

In recent years, Mr. Piven has taken an active role in the prosecution of litigation relating toallegations that mutual fund investors have been victimized by directed brokerage arrangements,excessive fees, excessive commissions and deceptive sales practices or other actionable conduct,Some of the mutual fund families and brokerage firms involved in these cases that Mr. Piven hasbeen responsible for originating include: Lord Abbott, AIM/Invesco, BlackRock, Davis, EatonVance, Dreyfus, Evergreen, Federated, Alliance, Franklin, Hartford, MFS, PIMCO, Scudder,Columbia, Goldman Sachs, Merrill Lynch, Morgan Stanley, Salomon Smith Barney, EdwardJones, UBS, Wells Fargo and American Express. Investors in mutual fund cases initiated or ledby Mr. Piven's clients have achieved a settlement with brokerage fiiiii Edward Jones forapproximately $125,000,000, with American Express for approximately $100,000,000, and withMerrill Lynch for approximately $26,000,000.

Mr. Piven also directly represents the lead plaintiff(s) and/or proposed class representative(s) inapproximately 25% of the 309 cases encompassed by the Initial Public Offering SecuritiesLitigation pending in the Southern District of New York, and Mr. Piven and the firm have takenan active role in the discovery in this litigation.

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Mr. Piven also has experience in the field of ERISA class actions on behalf of former and currentcompany employees. ERISA cases in which Mr. Piven is or has been counsel for namedplaintiffs include: Aquila ERISA litigation (W.D. Mo.); General Motors ERISA litigation (E.D.Mich.); ConAgra Foods ERISA litigation (D. Nebr.); the Coca-Cola Enterprises ERISA litigation(N.D. Ga.); Fannie Mae ERISA litigation. (D. D.C.); Delphi ERISA litigation (E.D. Mich.); FordMotor Company ERISA litigation (E.D. Mich.) and the Pfizer ERISA litigation (S.D. N.Y.).

Mr. Piven is a 1975 graduate of Washington University and a 1978 graduate of the University ofMiami School Of Law. During law school, Mr. Piven was a student law clerk for the lateHonorable United States District Judge C. Clyde Adkins of the Southern District of Florida. Mr.Piven was admitted to the bars of the States of Florida (currently inactive) and Maryland in 1978.Mr. Piven is a member in good standing of the Court of Appeals of Maryland, the United StatesCourt of Federal Claims, the United States Tax Court, the United States District Court for theDistricts of Maryland and Colorado, and the United States Courts of Appeals for the First andFourth Circuits.

YELENA TR PETIN

Yelena Trepetin is a graduate of Tulane University Law School. While at Tulane, Ms. Trepetinwas the Senior Managing Editor of the Tulane Journal of International and Comparative Law.She also served as a student attorney for the Domestic Violence Clinic. In the fall of 2005, Ms.Trepetin attended Duke University School of Law where she was a visiting Staff Editor of theDuke Journal of Comparative and International Law. Ms. Trepetin graduated magna cum laudefrom Brandeis University. Ms. Trepetin also studied for a year at the London School ofEconomics and Political Science, Ms. Trepetin's legal work experience includes clerking at theMaryland Office of the Public Defender for Baltimore County and interning for the Honorable J.Norris Byrnes and the Honorable Lawrence R. Daniels in the Circuit Courts of BaltimoreCounty. Ms. Trepetin is admitted to practice in the State of Maryland, and she is a member ofthe Baltimore County Bar Association and the Bar Association of the District of Columbia.

JESSICA SLEATER

Jessica Sleater previously served as an Assistant Attorney General for Missouri, and thereafterworked for the MTA-New York City Transit in New York. Ms. Sleater is a graduate of SaintLouis University School of Law, where she served as the Editor-in-Chief of the Saint LouisUniversity Public Law Review. She also clerked while in law school for the U.S. EqualEmployment Opportunity Commission in Washington, D.C. and in St. Louis, Missouri, the U.S.Department of Agriculture in Washington, D.C. and the Missouri Attorney General's Office.Ms. Sleater graduated with a B.A., cum laude, from Truman State University, and studied at TheEcole Azurlingua in Nice, France in 2002. Ms. Sleater is a member of the Bar of the State ofNew York, the Bar of the State of Missouri and is admitted to practice in the United StatesDistrict Courts for the Southern and Eastern Districts of New York.

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oilI B M4`X It _&:j1

Ca se3:09-cv-04208-JSW Document44-1 Filed11/10/09 Page45 of 52 l dt

COTCHETT, PITRE MC CARTHYSan Fran-cisco Bay'Area - Los Angeles - Washington, DC - New York

)L.ITICA.TION LAW FIRM

Ak 141214^a

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Practice alreas:Horne About Us News Cases Attorneys

Antitrust

Aviatioc, about , `ate ewr>,iF,e55

Construction Cotchett, Pitre & McCarthy, based on the San Francisco Peninsula for overC'orisun,cr Fraud 40 years, engages exclusively in litigation. The firm's dedication to

prosecuting or defending socially just actions has earned it both a nationalElder Abuse and statewide reputation. With offices in Burlingame, Los Angeles, New York

Emptovment

and the Washington D.C. area, the core of the firm is its people and theirdedication to principles of law, their work ethic and commitment to justice.

Environmental and ToxicThe key to the success of the firm is its staff and innovative approach to

First Amendment litigate complex matters in a cost effective and efficient manner. All too often,li^n^ legal matters can draw out for years — but Cotchett, Pitre & McCarthy

consistently tackles this problem head-on with its teamwork approach toIn1UPFU,Ce obtaining good and reasonable resolutions. Litigating difficult and complex

Intcllectu it Property matters is a challenge to the firm and its staff.

PrOdUet Liability Clients include individuals, corporations, profit and non-profit, municipalitiesand public entities, unions and representatives, banks, business people,

Qui Tan, doctors, professional people, policy holders, homeowners, shareholders andSecurities consumers — all in litigation before the courts.

Wage and I lour "The Cotchett firm has few peers that equal their ability in

Wron^Tlul Deathlitigation. Their commitment to the cause of justice and theirethical standards stand apart. They are people who give back tothe community and give lawyers a good name."

— Hon. Melvin Cohn, Judge Retired

Legal notlre.This web site contains attorney advertising. Prior results do not guarantee asimilar outcome. The choice of a law firm is extremely important and shouldnot be based on advertisements. A potential client should look at the priorhistory of our firm and its role in society and the community, and ourcommitment to the cases we take. All potential clients are urged to maketheir own independent investigation and evaluation of our firm. This sitecontains general information and not legal advice.

http://www.cpmlegal.com/about.php 11/10/2009


COTCHETT, PITRE & WCARTHY

million. Defendants ate alleged to have issued false andx'Ll yrl /C .E (/ f Cld 1"1ll(s l 711a c7f?Ci Il misleading analyst reports and tatings regarding the

Ex.., P 1"ZB n c e business operations, of WorldCom, and price targetsfor WorldCom common stock.

Freddie Mac Homestore

In re Federal Home Loan Mortgage Corp. (Freddie Mae) In re Homestore.com , Inc. Securities LitigationSecurities Litigation USDC of Cenctal District of CAUSDC Southern District of New York Lead Counsel for CaISTRS in a securities fraud classLead Counsel in securities class action against Freddie action against Homestore.com , Inc., its senior officersMac executives, underwriters, and auditors alleging that and directors, its auditors, and other companies whothey misrepresented material facts regarding Freddie engaged in fraudulent "round tripping" transactions,Mac's business prior to government conservatorship. increasing revenues by false accounting methods. InThe losses suffered by the Class of preferred March 2004 the court approved a settlement in whichshareholders exceeds $G billion. Homestore agreed to reform its corporate policies and

Apple pay approximately $93 million in stock and cash,

In re Apple Computer Inc.. Derivative LitigationUSDC Northern District of California

Global Crossing

Lead Counsel in derivative action on behalf of Apple In re Global Crossing Lid. Securities & `ERISA"Litigationrelating to backdating of stock options granted to USDC Southern District of New Yorkvarious executives. The action alleged violations of Securities fraud class action on behalf of large investorsfederal and California state securities statutes, and against Global Crossing, Ltd. for misrepresentation andresulted in Settlement of cash and novel corporate artificially inflating its financial results through 2001.governance reform.

Salomon AnalystJanus In re Salomon A nalystIn re Mutual Funds Investment Litigation USDC Southern District of New YorkUSDC District of Maryland Securities class action against Salomon Smith Barney,Lead Counsel in securities fraud class action filed Inc. and Salomon's lead telecommunications analystagainst Janus mutual funds for allowing select investors Jack Grubman related to their scheme to defraudto make substantial profits at the expense of other investors by perpetuating the myth of financial viabilityinvestors. The suits were filed in September 2003 and of WorldCom. Defendants ate alleged to have issuedaccuse the funds of allowing "market timing" and "late false and misleading analyst reports and ratingstrading" by its largest customers resulting in millions of regarding the business operations and price targets ofdollars of losses to other shareholders. WorldCom common stock.

Qwest American Continental Corp./Lincoln Say . &

California State Teachers' Retirement System P. QJmest Loan

Communications Internationallnc., et al. 794 F.Supp. 1424 (D. Ariz. 1992)San Francisco County Superior Court Aetna Cas. & Sur. Co, v. DannenfeldtSecurities action on behalf of CALSTRS for losses in 778 F.Supp. 484 (D. Ariz. 1991)excess of $100 million. The complaint charges certain Securities class action on behalf of shareholder andQwest executives and directors, its accountants, and bondholder victims of Charles Keating, and relatedbanks with violations of state securities laws and alleges insurance coverage litigation, including lengthy jurythat defendants made false and misleading statements trial. (Largest jury verdict against an individualabout Qwest's financial condition. defendant in American history.)

WorldCom Orange County

The Regents of the University of California P. Salomon Smith Smith v. MerrilllynchBarney, Inc., et al. Orange County Superior CourtSan Francisco County Superior Court Securities class action on behalf of the debt securitiesSecurities action, on behalf of The Regents of the holders of Orange County and its investment poolUniversity of California, for a loss of more than $350 participants. (Settled 1997)


Harmsen v. SmithAcclaim 693 F.2d 932 (9th Cir. 1982)Campbell v. Petermeier, et at 586 F.2d 156 (9th Cir. 1978)Alameda County Superior Court 542 F.2d 496 (9th Cir. 1976)Campbell P. Acclaim Entertainment, Inc., et al. Securities class action on behalf of shareholders ofNo. 96 Civ. 5099 TCP (E.D.N.Y.) United States National Bank against C. Arnholt SmithSecurities class action arising from stock swap merger. and other officers, directors, and insiders. Multi-(Settled 1997) million dollar jury verdicts upheld on appeal. The first

securities class action tried on both liability and

Pilgrim damages to a jury.

U.S. District Court of CaliforniaMutual fund fraud class action. (Settled 1997) Informix

Smurthwaite P. White

Oak Technologies San Mateo County Superior CourtLead derivative counsel in consolidated shareholder

Santa Clara County Superior Court derivative actions against corporate officers, directorsSecurities class action for insider trading and abuse of and accountants relating to accounting fraud.control. (Appointed co-lead counsel, 1996)

SybaseHomeFed

Krim P. KergmanS.D. Cal, No. 90-799-T (CGA) Alameda County Superior CourtRepresented bankrupt S&L as plaintiff in action against Lead derivative counsel in consolidated shareholderformer S&L officers, directors and accountants for derivative actions against corporate officers andmismanagement and breach of fiduciary duty. directors.

BankAmerica Corp. Bily v. Arthur Young & Co.San Francisco Superior Court 3 CalAth 370 (1992)Shareholder class action for failure to pay control Professional negligence action on behalf of shareholderpremium in connection with merger, for materiall misleadin financial statements.

J. David DominelliWest Valley

Rogers ¢3° Wells v. Superior CourtKnight P. Rayden 175 Cal.App.3d 545 (1986)Santa Clara County Superior Court Investor fraud litigation on behalf of hundreds ofReal estate limited partnership investors class action. clients in San Diego County Superior Court, including(Settled 1995/96) lengtby jury trial.

Central Bank

AImeida v. Peat Marwick Mitchell & Co.Alameda County Superior CourtShareholder class actions. (Settled 1993)

Pyramid Realty

Dickinson P. Dmck132 B.R. 648 (N.D. Cal. 1991)Class action investment fraud litigation.


Technical Equities

Santa Clara County Superior CourtAbelson v. National Union28 Cal.App.4th 776 (1994)McLaugblin Y. National Union21 Cal.AppAth 486 (1994)Cbatton v. National Union

10 Cal,App.4th 846 (1992)Helfand v. National Union10 Cal.App.4th 869 (1992)National Union v. Aaronson163 B.R. 350 (N.D.Cal. 1993)Indxstriallndemnity P. Superior Court214 Cal.App.3d 259 (1989)lnvestor fraud litigation, and subsequent insurancecoverage and insurance bad faith litigation, on behalf ofhundreds of individual plaintiffs, including threelengthy jury trials, and three court trials. (Largestverdict in California for 1991.)

CBT Group

San Mateo County Superior CourtDerivative litigation by holder of American DepositoryShares against officers and directors of CBT GroupPLC for accounting fraud and insider trading.

ExamvplfS G f (I 'o nslm e r Ufi;l all.( ii Citigroup

L v_ e rM 1: c a San Francisco County Superior CourtConsolidated class action on behalf of mortgage"packing" and "flipping" vietims. Nationwide class

Arneriquest certification for settlement purposes, and final approval

San Mateo County Superior Court of settlement, 2003.

"Bait and Switch" class action on behalf of mortgageborrowers. Class certified for all purposes in 2003. Old RepublicSettlement finally approved in 2005. Wisper P. Old Republic Title Co.

Verges v. Old Republic Title Co.

Northern Trust Bank of California San Francisco Superior Court

Los Angeles County Superior CourtLead and liaison counsel in consolidated consumer

Class action on behalf of beneficiaries of fixed-fee class actions against title company for unfair business

trusts charpractices regarding fee overcharges and "cost

ged excess trustee fees over a 21 year period.Class certification For settlement purposes and final

avoidance" relationships with banks. Class certified forall purposes. Verdict of $14 million in 2001.

approval of settlement, 2005.

Household Lending

U S D C Northern District of CaliforniaNationwide class action on behalf of predatory lendingvictims. Class certification for all purposes, 2003. Finalapproval of settlement, 2004.

Fairbanks Capital Corp.

USDC District of MassachusettsNationwide class action against mortgage loan servicingcompany for charging various improper fees, costs andcharges. Class certification for settlement purposes andfinal approval of settlement, 2004.


Massachusetts General Life Ins. Co. Stewart Title Co. of California

Santa Clara County Superior Court San Mateo County Superior Court"Vanishing premium" class action on behalf of life Represented 115 individual plaintiffs in 81 consolidatedinsurance policyholders. Class certified for all cases arising from pyramid scheme fraud relating topurposes, 1999. fractionalized deeds of trust.

In re Louisiana-Pacific Corp. Inner-Seal OSB Executive LifeTrade Practices Los Angeles County Superior Court

Agius v. Louisiana-Pacific Corp. Action by insurance commissioner on behalf of failed

USDC Northern District of California insurance company (Filed April 1991); also filed as a

Nationwide product defect/Lanham Act class action class action. (Settled 1994/95)

on behalf of owners and operators of buildings andhomes wirh defective and improperly certified oriented^j^strand board wood sheathing. (Class certified and ^^ C[I^^I. le o.^ I_G/1 G1fL YI D 11 N ^7

`Y of,

settlement finally approved, 1998) Pu blic Eli tith" S

Goodyear Tire & Rubber Co.San Francisco Unified School District

USDC Southern District of California Sacramento County Superior CourtClass action by franchisees for unfair business practices.

Consumer fraud and negligence case against a Fortune(Settled 1996)

250 energy company in a scheme to defraud the districtin connection with an energy contract to upgrade

First Capital Holdings schools and help the district save in energy costs.

San Diego County Superior Court (Settled in June of 2004 for $43.1 million)

Class action on behalf of policyholders of failedinsurance company. (Settled 1992/93)

Natural Gas Anti-Trust Cases I, II, III, & IV

Fidelity Federal Bank

824 F.Supp. 909 (C.D. Cal. 1993) City of Las Angeles P. Reliant, et al.

91 F.3d 75 (9th Cir. 1996) Los Angeles County Superior Court

Class action on behalf of adjustable rate mortgage Comnty of Santa Clara P. Sempra, et al.

borrowers. San Diego County Superior CourtCity and Comm* of San Francisco v. Sempra, et al.

San Diego County Superior CourtDiet Drug County of Alameda v. Sempra, et al.

Los Angeles County Superior Court Alameda County Superior CourtUSDC Eastern District of Pennsylvania Comnty of San Diego P. Sempra, et al,

In re Diet Drugs (Phentermine, Femflmramine, Dexfemfluramine) San Diego County Superior CourtProducts Liability Litigation City of San Diego v. Sempra, et al.

Consumer Fraud and product liability individual actions San Diego County Superior Courton behalf of approximately 100 individuals. County of San Mateo v. Sempra, et al.

San Mateo County Superior CourtUC Regents v. Reliant, et al.

Prop. 103Alameda County Superior Court

Calform Ins. Co. v, Deukm jian Association of Bay Area Governments P. Sempra, et al.48 Cal.3d 805 (1989) Alameda County Superior CourtLitigation regarding Proposition 103 (rate controls on Sacramento Mmnieipal Utilities District v. Reliant, et alinsurance carriers) on behalf of Ralph Nader and his Sacramento County Superior Courtorganizations. School Project for Utility Rate Reduction P. Sempra, et al.

Alameda County Superior Court

Swine Flu Immunization Products Nursegmem'sExchange, Inc. v. Sempra, et al.San Mateo County Superior Court

89 F.R.D. 695 (D.D.C. 1980) Owens-Brockway Glais Container! Inc, P. Sempra, et al.Adleson P. United States Alameda County Superior Court523 F.Supp. 459 (N.D.Cal. 1981) TAMCO Steel, et al. v. Dynegy, et al.MDL actions for product liability. San Diego County Superior Court

Antitrust litigation on behalf of eleven public entitiesand others for the reporting of false information bynon-core natural gas retailers to published price indicesto manipulate the natural gas market during theCalifornia energy crisis.


AIG Central Sprinkler

In re American International Group, Inc. Securities Litigations County of Santa Clara P. Central 5prinkhrCorp.

USDC Southern District of New York Santa Clara County Superior CourtSecurities fraud class action on behalf of SFERS against Hart P. Central Sprinkler Corp.

AIG arising out defendants false and misleading Los Angeles County Superior Courtstatements concerning AIG's financial condition and Consumer class action against manufacturer ofaccounting practices. automatic fire suppression sprinklers for product

defects and consumer fraud. (Class certified and

Commonwealth Life Ins. Co.settlement finally approved, 1999)

Alameda County Superior CourtConsumer fraud class action against provider of reverse Examples 0. An flint S I lT J14, allo n.

mortgages top elderly consumers. Ex_ 6 He n e e(Ciass Certified and settlement finally approved, 1998)

Transamerica HomeFirst, Inc. Hydrogen Peroxide Antitrust Litigation

69 Cal, App. 4'h 577 (1999) USDC Northern District of California

San Mateo County Superior Court Antitrust class action for conspiracy to fix prices of

Consumer fraud class action against provider of reverse hydrogen peroxide manufactured and sold bymortgages to elderly consumers. Class certified on defendants who were engaged in an alleged price-Business and Professional Code Violations for all fixing conspiracy.purposes. (Currently pending before the Judicial Panel on

Multi-district Litigation)

Commercial Tissue Products

County of San Mateo P. Kimberly-Clark Corp. Bathroom Fittings

San Francisco County Superior Court Los Angeles County Superior CourtAntitrust class action on behalf of class of public entity Antitrust class action for conspiracy to fix prices ofconsumers of commercial sanitary paper products Bathroom Fittings manufactured by defendantsagainst alleged price-fixing conspiracy among participating in an alleged price-fixing conspiracy.producers. (Appointed co-lead counsel for public (Currently before the Judicial Council forentity class, 1998) Coordination Proceeding)

Judicial Council of California Magazine PaperUSDC Northern District of California San Francisco County Superior CourtSuccessfully defended the Chief justice of the State of Antitrust class action for price-fixing conspiracyCalifornia and the judicial Council of California in an against magazine paper producers Internationalaction brought by the National Association of Paper, Co., MeadWestvaco Corporation, Norse Skog,Securities Dealers (NASD) to invalidate California's Stora Enso, Sappi Limited, S.D. Warren Company,Ethics Standards for Neutral Arbitrators by and others.demonstrating that the I1'h Amendment bars federalactions against these state actors.

Foundry Resins

Federal Energy Regulatory Commission USDC Southern District of Ohio

(FERC) Antitrust class action for conspiracy to fix prices of

United States Court of Appeals, 9 h Circuitresins manufactured by Ashland Inc., Ashland

Represented the California State Senate, the California Specialty Chemical Company, Borden Chemical Inc.,

State Assembly, and the City of Oakland in an aetion Delta HA, Inc., HA International LLC.

against FERC. Petitioned the Court to issue a writ ofmandamus to compel FERC to take action to ensure Automotive Paintjust and reasonable rates for energy in California and all Alameda County Superior Courtthe western states. Antitrust class action for conspiracy to fix the price of

auto paint by manufacturers engaged in an allegedprice-fixing conspiracy.(Pending Partial Settlement 2005, Class Certified2004, Appointed Co-Liaison Counsel, 2002)


Dynamic Random Access Memory (DRAM) Lxazvp/e,f G f Eaivi -on/?l. e ;trll

USDC Northern District of California ut1g Galio 11 _1..' V_ t rit n eAntitrust class action for a price-fixing conspiracyamongst DRAM manufacturers. (Appointed Co-Discovery Chair 2002) Avila Beach

Poist V. Unocal Corp.Methionine San Luis Obispo Superior Court

USDC Northern District of California Environmental toxic class action on behalf owners of

Antitrust class action against Novus International, interest in timeshares in coast-side town for nuisance

Mitsui & Co, Nippon Soda, Rhone-Poulenc, Degussa- arising out of petroleum contamination and

Huts and others for conspiracy to fix prices and restrain remediation efforts. (Settlement preliminarily

trade. (Appointed co-lead counsel for Class, classapproved, 1998)

certified, 2000; settlement finally approved, 2002)Burbank

Eastman Kodak Co. USDC Northern District of California

USDC Northern District of California Actions on behalf of homeowners for nuisance arising

Antitrust class action by copier service firms against from environmental remediarion efforts at site of

parts manufacturer for illegal tying of products andmassive toxic contamination.

services. (Class certified, 1994; settlement finallyapproved, 1999) Californians for Native Salmon

221 Cal.App.3d 1419 (1990)

Citric Acid Representative action regarding approval of timber

USDC Northern District of California harvest plans.

Antitrust class action against Archer-Daniels MidlandCo. and others for conspiracy to fix prices and restrain EXti p k S (Jf r I! 1 Tram T JIt 11 all'o Iltrade. (Class certified, 1996, settled in part, 1998)

I- x. f; 1"lC' n-C.E

Beer

USDC Northern District of California Ischemia Research & Education Foundation

Antitrust class action on behalf of specialty beer San Francisco Superior Courtbrewers against Anheuser-Busch, Inc. for attempt to Qui tam California False Claims Act case againstmonopolize U.S, beer industry by denying access to research foundation for failure to pay direct anddistribution channels. overhead costs in clinical drug studies to its host

Sodium Gluconateuniversity. (Settled, 1997)

Chemical Dlstribulion, Inc. i. AKZO Nobel Cbenricals, BVChemical Distribution, Inc. i. Roquelte Freres

Columbia H C A

USDC Northern District of California USDC Northern District of CaliforniaAntitrust class actions for price fixing of sodium Qui Tam False Claims Act litigation against healthcaregluconate, an industrial cleaning agent. (Class certified, provider for false billing.1998; settlement finally approved, 1999)

Lx^tarry p le s of Co m 16:v Pe is o n ^a lToyota Motor Sales USA, Inc.

USDC Northern District of CaliforniaAntitrust class action under Sherman Act by purchasersof Toyota vehicles for secret rebates. (Settled 1997) Balcony Collapse

San Francisco Superior CourtTruta v. Avis Rent A Car System, Inc. Represented 13 victims of personal injuries and

193 Cal.App3d 802 (1987) wrongful death arising out of Franklin Street balcony

Class action for antitrust and unfair business practices. collapse in 1996.

In re MGM Grand Hotel Fire Litigation

570 F.Supp. 913 (D.Nev. 1983)MDL consolidated litigation by personal injury victims.


United States Department of the Navy, et al.

USDC Northern District of CaliforniaWrongful death case based upon electrocution.

Poma Distributing Company, Inc. et al.

Orange County Superior CourtWrongful death case based upon highway design.

.xamifi It s &j'.Ftrs t_- ,b e u d Pi c it t

LitZg a /1011 .T_̀u " 6, n'e H C 0

Isuzu Motors Ltd. v. Consumers Union

USDC Central District of CaliforniaRepresented defendant publisher of Consumer Reportsin defamation/product disparagement litigationbrought by auto manufacturer against non-profitconsumer testing organization.

Suzuki v. Consumers Union

USDC Central District of CaliforniaSuzuki Motor Corp. Japan v. Consumers Union oj'tbe United

States, Inc.Represented defendant publisher of Consumer Reportsin defamation/product disparagement litigationbrought by auto manufacturer against non-profitconsumer testing organization.

Kendali-Jackson Winery v. E&J Gallo Winery

USDC Northern District of California150 F.3d 1042 (9 a' Cir. 1998)Represented defendanr in trade dress and unfairbusiness practice litigation. (Uudgment and verdict fordefendant after'ur trial.)

In re Cable News Network and TimeMagazine "Operation Tailwind" Litigation

USDC Northern District of CaliforniaSheppard P. Cable News Network, Inc.Action against Time and CNN on behalf of Vietnamveterans falsely reported to have committed war crimesin Laos.

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