1 25-04-2015 UN Procurement Procedures. 2 25-04-2015 The Procurement Process Formal procurement...
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Transcript of 1 25-04-2015 UN Procurement Procedures. 2 25-04-2015 The Procurement Process Formal procurement...
218-04-23
The Procurement Process
Formal procurement method: ITB/RFP
Informal procurementmethod: Shopping/RFQ
Request for procurementaction
Development of specifications/TOR/SOW
Identification of suppliersMarket research
Strategic analysis/Procurement plan
Selection of procurementmethod
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The Procurement ProcessFormal procurement method: ITB/RFP
‘Shopping’Less than USD2,500
RFQ – Request for Quotation,
Up to USD30,000
Informal
Used for Goods and Services
Identify potential Suppliers
Document 3 Quotatations
Lowest Price Contract approval process
Evaluation
Bid Receipt & Opening
AdvertisementPreparation of formal
solicitation documents
Contract management
Contract award
ITBInvitation to Bid, Over USD30,000
Used for Goods and Civil Works
RFP Request for Proposal,
Over USD30,000
Used for Services(can incl. Goods)
Separate Evaluation
Separate Bid Receipt & Opening Tech &
Fin
AdvertisementPreparation of formal
solicitation documents
Contract management
Contract approval process
Contract award
Lowest Priced Compliant
BidderBest Scored bidder
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The Procurement ProcessFormal procurement method: ITB/RFP
‘Shopping’Less than USD2,500
RFQ – Request for Quotation,
Up to USD30,000
Informal
Used for Goods and Services
Identify potential Suppliers
Document 3 Quotatations
Lowest Price Contract approval process
Evaluation
Bid Receipt & Opening
AdvertisementPreparation of formalsolicitation documents
Contract management
Contract award
ITBInvitation to Bid, Over USD30,000
Used for Goods and Civil Works
RFP Request for Proposal,
Over USD30,000
Used for Services(can incl. Goods)
Separate Evaluation
Separate Bid Receipt & Opening Tech &
Fin
AdvertisementPreparation of formalsolicitation documents
Contract management
Contract approval process
Contract award
Lowest Priced Compliant
BidderBest scored bidder
Prequalification
Post Qualification/Pre-shipment
Inspection
Expression of Interest
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Additional processes
• Expression of Interest
Used as part of market researchIdentifying and prequalifying suppliers
Keep abreast with new developmentsDoes not necessarily result in procurement
• PrequalificationCan form part of ITB/RFP
Used for high-risk goods such as pharmaceuticals, condoms
Used for where high impact if delivery fails, such as elections
Confirming manufacturing, quality standards, other issues i.e. child labor
Very specialised for pharmaceuticals
• Post Qualification/Preshipment Inspection Used as part of testing pre-contract stageEnsuring equipment works under special conditions
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Application:• Used for formal competitive bidding when requirements cannot be
described in a definite or complete manner, i.e. when a technical or other solution is sought (TOR).
• Normally used for procurement of works and services. Two-envelope system (technical and financial proposal).
Important:• Evaluation Criteria must be part of RFP.
Award of contract:• Select proposal that offers the best value in accordance with
evaluation criteria.
Request for Proposal (RFP)
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RFP Process Illustrated
• Based on actual case• Procument of Services results in RFP method• Project for Guard Security Service for UN offices in Pakistan• UNDP Pakistan country office requested UNDP/IAPSO in Copenhagen
to undertake procurement on their behalf• Security service also for other UN Agencies in Pakistan• Case illustrates:
EOI Pre-bidding meetingDetailed Tender DocumentationExamples of Evaluation Criteria related to ServicesExamples of OutcomesRFP resulting in Direct ContractingAnd another unexpected turn in events . . .
• Confidentiality . . . Names and documentation
• NB: RFP can also be done for goods, e.g. part of complete solution, or where there could be alternative or varied goods to meet the same need
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EOIReasonSupply market analysisNeeded to comply with UN Security Council requirementsPreqaulification
Published on IAPSO websiteand in local media
Outcome19 EOIs Received8 Companies shortlisted
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RFPRFPParticipation only for short listed suppliers in this case
Why? Control of process . . . Required 3 compliant bids
If no prequalification, all welcome to participate
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What to look out for
• Allow to bid on sections or only total requirements
• Pre-bidding meeting
• Clarifications and AmendmentsCommunicated to allSuggesting alternativesAdvise on short delivery times
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Pre-bid meeting
• CVs for staff
• Suggestions by suppliers
• Letters rule• Detailed evaluation
method not disclosed
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Pre-bid meetings and visits
• Open to suggestions• In UN’s interest to have compliant bids
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Details• Language
• Checklist of documents
• Use the correct format!!
• Impressions and facts
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Policies and Standards
• Quality Standards vary• Supplier Code of
Conduct
• NB:No pricing informationNumberingProprietary InfoConfidentiality
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More Details
• Quote in requested currency
• Note: Letter overrule figures
• SignaturesCopies
• Payment terms not negiotable
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Opening and Evaluation
• Committee
• Errors
• Non-responsive bidsLateUnsignedIncompleteWrong format
• Tech & Fin Proposals
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Contract
• Cancel processPoor processLack of fundsChange of needs
• Flexibility and patience required
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Performance Security and Payment
• Bank guarantees/performance security• Payment terms not negotiable • 30 days after delivery• Could be staggered depending on services/goods
Page 31
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Internal Review of Procurement Process
• For all processes over USD30,000
• Between 30,000 – 300,000 Local approval
• Over USD300,000 approval at HQ level
• Thresholds vary
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Headquarter Review
• Review:ProcessValue For MoneyQuality AssuranceDocumentation
Outcome:• Queried number, qualification and supervision of guards• Seeked report on performance of Company A (existing
supplier)• Concerned about limited competition
and requested outcome of evaluation results
• Performance report shows issues with supplier ...• Meeting with supplier to address issues• Rewarded for 6 months period and measures and stringent
arrangements put in place to monitor
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How the ITB Process Differ?
• Used for goods and works where specific quantities are available.
• Simplified process, comparison simpleInstructions to bidders includes:• Incoterms 2000• Delivery dates FCA and FOB• Freight arrangements• After-sales service• Training • Spare parts• Deviations from specifications• Country of origin information and developing
countries
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Evaluation Criteria
• Compliance with GTAC
• Supplier Criteria• Technical Specs• Price and Delivery
Time
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Practical Tips for Potential Vendors
Research UN agencies and traditional items/services required
Marketing your goods and servicesLook for EOIPost/e-mail informationEnglish on websiteStart where you are doing business
Register on www.ungm.orgE-mail addressCorrect codingKey wordsUp to dateRespond to reminders
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Practical Tips for Potential Vendors
Finding opportunitiesUNGM – Tender Alert ServiceAgencies’ websites
Always respond
Pay attention to:Deadlines, timezonesFormatLanguageCurrencyAddressing of envelopes
Seek clarification