08- OWJ200102 WCDMA Handover Algorithm and Parameters

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    Copyright 2006 Huawei Technologies Co., Ltd. All rights reserved. Page1

    Foreword

    Why mobile systems need handover?

    It is decided by the characters of mobile system:

    The mobility of UE

    The mobile system is composed by cells which the coverageability is limited.

    Providing the continuous service in mobile system is the basic

    element in QoS.

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    Objectives

    Upon completion of this course, you will be able to:

    Know the basic definitions of Handover

    The algorithms of handover decision

    The handover flow

    The parameters of handover

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    Contents

    1. Introduction of Handover

    2. Measurement of Handover

    3. The Basic Handovers

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    Contents

    1. Introduction of Handover

    2. Measurement of Handover

    3. The Basic Handovers

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    The Purpose of Handover

    Providing the continuous service in mobile system is the

    basic element in QoS

    The load balance: sharing the resource

    The hierarchy divided by speed and service: high efficiency

    of using resource

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    The Basic Concepts of Handover

    Active Set

    Monitored Set

    Detected set

    Radio Link (RL)

    Radio Link Set

    (RLS)

    maximum ratio combination

    selection combination

    The soft handover gain

    CPICH

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    The Categories of Handover

    According to the signaling characters

    Soft handover (softer handover)

    Hard handover

    According to the properties of source cell and target cell:

    Intra-frequency handover

    Inter-frequency handover

    Inter-RAT handover (UMTS GSM/GPRS)

    According to the purpose of handover:

    Based on Coverage

    Based on Noncoverage

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    The Characters of Different Handover

    Comparison between soft handover and hard handover:

    Item Soft Handover Hard Handover

    The number of RLs inactive set after handover

    Several One

    Interruption during

    handover

    No Yes

    The frequencies of cells Only happened

    between Intra-

    frequency cells

    Can be happened in Intra-

    frequency cells or Inter-frequency

    cells

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    The Characters of Different Handover

    Item Soft Handover Softer Handover

    UL combination Signal combined in

    RNC by selective

    combination

    Signal combined in NodeB by

    maximum ratio combination

    DL combination Signal combined in

    UE by maximum ratio

    combination

    Signal combined in UE by

    maximum ratio combination

    Comparison between soft handover and softer handover :

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    Soft Handover

    RNC

    NodeB 2NodeB 1

    Cell A Cell B

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    Softer Handover

    RNC

    NodeB

    Cell BCell A

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    Hard Handover

    RNC

    NodeB 2NodeB 1

    Cell A Cell B

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    Three Steps of Handover

    Decision

    Execution

    Measurement

    The following figure shows handover

    procedure (measurement quality set toPCPICH Ec/No)

    Decision phase

    Execution phase

    Measurement phase

    Yes

    NoAre handover criteria satisfied?

    Perform a handover and update relative parameters

    Measure the CPICH Ec/N0 of the serving cell and

    its neighboring cells as well as the relative time

    difference between the cells

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    Contents

    2. Measurement of Handover

    2.1 Measurement Control and Measurement Report

    2.2 Measurement Phase

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    Measurement Control, normal case

    UE UTRAN

    MEASUREMENT CONTROL

    Measurement Control

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    Measurement Control, normal case

    UE UTRAN

    MEASUREMENT REPORT

    Measurement Report

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    Contents

    2. Measurement of Handover

    2.1 Measurement Control and Measurement Report

    2.2 Measurement Phase

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    Measurement Model

    Layer 1

    filteringLayer 3

    filteringEvaluation

    of reporting

    criteria

    A DB C

    C'

    parameters parameters

    A is measurement value at the physical layer

    B is the measurement value after layer 1 filtering at physical layer.

    The value goes from the physical layer to high layer

    C is measurement after processing in the layer3 filter C is another measurement value

    D is measurement report information sent on the radio interface or

    Iub interface

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    Measurement Quantity

    Ec/No

    CPICH signal quality

    RSCP

    CPICH signal level

    RSSI

    GSM cell signal level

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    Measurement Quantity Configuration

    IntraFreqMeasQuantity

    Parameter name: Intra-frequency measure quantity

    The default value of this parameter is Ec/No

    InterFreqMeasQuantity

    Parameter name: Inter-frequency measure quantity

    The default value of this parameter is Both

    MeasQuantityOf3A

    Parameter name: 3A Measure Quantity

    The default value of this parameter is RSCP

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    Layer 3 filtering

    Fn is the new measurement value after filtering.

    Fn-1 is the last measurement value after filtering.

    Mn is the latest measurement value from the physical layer.

    a= 1/2(k/2) (k is set to Intr a-freq meas L3 fi l ter coeff)

    nnn MaFaF 1)1(

    Where:

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    Layer 3 filtering coefficient

    FilterCoef

    Parameter name: Intra-frequency measurement filter coefficient

    The default value of this parameter is D3

    InterFreqFilterCoef

    Parameter name: Inter-frequency measure filter coefficient

    The default value of this parameter is D3

    InterRATFilterCoef

    Parameter name: Inter-RAT filter coefficient

    The default value of this parameter is D3

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    Measurement Report Mode

    Periodic Report

    Event Trigger Report

    Event to Periodic Report

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    Contents

    1. Introduction of Handover

    2. Measurement of Handover

    3. The Basic Handovers

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    Contents

    3. The Basic Handovers

    3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

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    Brief Introduction of Soft Handover

    Characters of Soft Handover

    During handover, UE has several RLs with different cells

    The handover among different cells which are in same RLS can be

    softer handover

    Signals from each RL will be combined in UL and DL.

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    Brief Introduction of Soft Handover

    Advantages

    Soft handover gain

    Decrease the possibility of call drop

    Disadvantages More resource needed in downlink

    it way cause side-effect

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    Measurement of Soft Handover

    Measurement quantity

    CPICH RSCP

    CPICH Ec/No

    Reporting mode Periodic reporting

    Event trigger reporting

    Event trigger reporting to Periodic reporting

    Event type

    1A,1B,1C,1D,1F

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    Soft Handover Measurement EventsEvent Descr ip t ion

    1A The PCPICH quality of the cells in the monitored set enters the repor t ing range.

    This indicates that the quality of a cell is close to the quality of the best cell . A

    relative high combined gain can be achieved when the cell is added to the active

    set

    1B The PCPICH quality of the cells in the active set leaves the repor t ing range. This

    indicates that quality of a cell is much worse than the quality of the best cell. The

    cell should not stay in the active set

    1C A non-active PCPICH becomes better than an active PCPICH. This indicates that

    the quality of a cell is close to the quality of the best cell. In addition ,the number of

    cells in the active set has reached the maximum value. The cell replaces the worstcell in the active set ; thus achieving a higher combined gain

    1D Event of the change of the best cell

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    Example of 1A Event

    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the monitoring set

    C: The 1A curve

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    Key parameters of 1A Event

    INTRARELTHDFOR1ACS

    Parameter name: CS service 1A event relative threshold

    The default value of this parameter is 6 ( 3dB )

    INTRARELTHDFOR1APS

    Parameter name: PS service 1A event relative threshold

    The default value of this parameter is 6 ( 3dB )

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    Key parameters of 1A Event

    HYSTFOR1A

    Parameter name: 1A event hysteresis

    The default value of this parameter is 0( 0dB )

    TRIGTIME1A

    Parameter name: 1A event trigger delay time

    The default value of this parameter is D320 ( 320ms )

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    The Trigger Algorithm of 1B Event

    Event 1B is triggered on the basis of the following formula

    ),2/(10)1(1010 111

    bbBest

    N

    i

    iOldOld HRLogMWMLogWCIOLogMA

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    Example of 1B Event

    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the monitoring set

    C: The 1B curve

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    Key parameters of 1B Event

    INTRARELTHDFOR1BCS

    Parameter name: CS service 1B event relative threshold

    The default value of this parameter is 12 ( 6dB )

    INTRARELTHDFOR1BPS

    Parameter name: PS service 1B event relative threshold

    The default value of this parameter is 12 ( 6dB )

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    Key parameters of 1B Event

    HYSTFOR1B

    Parameter name: 1B event hysteresis

    The default value of this parameter is 0( 0dB )

    TRIGTIME1B

    Parameter name: 1B event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    The Trigger Algorithm of 1C Event

    Event 1C is triggered on the basis of the following formula

    ,2/1010 1cInASInASNewNew HCIOLogMCIOLogM

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    Example of 1C Event

    A: signal curve of the best cell in the active set

    B: signal curve of a cell in the active set

    C: signal curve of the worst cell in the active set

    D: signal curve of a cell in the monitoring set

    E: The 1C curve

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    Key parameters of 1C Event

    HYSTFOR1C

    Parameter name: 1C event hysteresis

    The default value of this parameter is 8( 4dB )

    TRIGTIME1C

    Parameter name: 1C event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    The Trigger Algorithm of 1D Event

    Event 1D is triggered on the basis of the following formula

    ,2/1010 1cInASNew HLogMLogM

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    Key parameters of 1D Event

    HYSTFOR1D

    Parameter name: 1D event hysteresis

    The default value of this parameter is 8( 4dB )

    TRIGTIME1D

    Parameter name: 1D event trigger delay time

    The default value of this parameter is D640 ( 640ms )

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    Other key parameters for SHO

    Weight

    Parameter name: Weighted factor

    The default value of this parameter is 0

    SHOQualmin

    Parameter name: Min quality THD for SHO

    The default value of this parameter is -24(-24 dB)

    CELLINDIVIDALOFFSET

    Parameter name: Cell offset

    The default value of this parameter is 0 ( 0dB )

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    Brief Introduction of Intra-Frequency Handover

    Characters of Intra-Frequency Handover

    During handover, UE has only one RL with one cell

    Switch off the RL with the original cell, then setup the RL with target

    cell

    The frequency of source cell and target cell are same

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    Brief Introduction of Intra-Frequency Handover

    Advantages

    Enhance the usage efficiency of the OVSF code and hardware

    Disadvantages

    High call drop possibility because of the intra-frequencyinterference

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    Key parameters of Intra-frequency Hard handover

    BEBITRATETHD

    Parameter name: BE service handover rate threshold

    The default value of this parameter is 384k

    The Parameters about 1D Event

    Time to trigger

    Hysteresis

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    Brief Introduction of Inter-Frequency Handover

    Characters of Soft Handover

    The frequency of original cell and source cell are different

    There is only one RL for the UE

    The compressed mode is needed

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    Compressed Mode

    Purpose

    Measure the inter-frequency cell or Inter-RAT cell under FDD mode

    Categories

    Downlink compressed mode

    Uplink compressed mode

    Realization Methods

    SF/2

    Higher layer scheduling

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    Measurement of Inter-frequency Handover

    Measurement quantity

    CPICH RSCP

    CPICH Ec/No

    Reporting mode Periodic reporting

    Event trigger reporting

    Event trigger reporting to Periodic reporting

    Event type

    2B,2C,2D,2F

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    Inter-frequency Handover Measurement Events

    Event Descr ipt ion

    2D When the current signal quality is lower than the preset threshold , the

    UTRAN enables the compressed mode and starts inter-frequency

    measurement

    2F When the current signal quality is higher than the preset threshold, the

    UTRAN disables the compressed mode and stops inter-frequency

    measurement

    2B When the current signal frequency is lower than the preset threshold and

    the signal quality of an inter-frequency neighbouring cell is higher than

    the preset threshold , the UTRAN trigger an inter-frequency handoverbased on coverage

    2C The estimated quality of a inter-frequency neighbor cell is higher than the

    preset threshold

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    The Trigger Algorithm of 2D Event

    Event 2D is triggered on the basis of the following formula

    2/22 ddUsedUsed HTQ

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    Key parameters of of 2D Event

    InterFreqCSThd2DEcN0

    Parameter name: Inter-freq CS measure start Ec/No THD

    The default value of this parameter is -14 dB

    InterFreqPSThd2DEcN0

    Parameter name: Inter-freq PS measure start Ec/No THD

    The default value of this parameter is -14 dB

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    Key parameters of of 2D Event

    InterFreqCSThd2DRSCP

    Parameter name: Inter-freq CS measure start RSCP THD

    The default value of this parameter is -95 dBm

    InterFreqPSThd2DRSCP

    Parameter name: Inter-freq PS measure start RSCP THD

    The default value of this parameter is -95 dBm

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    Key parameters of 2D Event

    HYSTFOR2D

    Parameter name: 2D event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2D

    Parameter name: 2D event trigger delay time

    The default value of this parameter is D320 ( 320ms )

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    The Trigger Algorithm of 2F Event

    Event 2F is triggered on the basis of the following formula

    2/22 ffUsedUsed HTQ

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    Key parameters of 2F Event

    InterFreqCSThd2FEcN0

    Parameter name: Inter-freq CS measure stop Ec/No THD

    The default value of this parameter is -12 dB

    InterFreqPSThd2FEcN0

    Parameter name: Inter-freq PS measure stop Ec/No THD

    The default value of this parameter is -12 dB

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    Key parameters of 2F Event

    HYSTFOR2F

    Parameter name: 2F event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2F

    Parameter name: 2F event trigger delay time

    The default value of this parameter is D1280 ( 1280ms )

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    Key parameters of 2B Event

    InterFreqCovHOCSThdEcN0

    Parameter name: Inter-freq CS target frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

    InterFreqCovHOPSThdEcN0

    Parameter name: Inter-freq PS target frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

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    Key parameters of 2B Event

    InterFreqCovHOCSThdRSCP

    Parameter name: Inter-freq CS target frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

    InterFreqCovHOPSThdRSCP

    Parameter name: Inter-freq PS target frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

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    Key parameters of 2B Event

    IFHOUsedFreqCSThdEcN0

    Parameter name: Inter-freq CS Used frequency trigger Ec/No THD

    The default value of this parameter is -12dB

    IFHOUsedFreqPSThdEcN0

    Parameter name: Inter-freq PS Used frequency trigger Ec/No THD

    The default value of this parameter is -12 dB

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    Key parameters of 2B Event

    IFHOUsedFreqCSThdRSCP

    Parameter name: Inter-freq CS Used frequency trigger RSCP THD

    The default value of this parameter is -92dBm

    IFHOUsedFreqPSThdRSCP

    Parameter name: Inter-freq PS Used frequency trigger RSCP THD

    The default value of this parameter is -92 dBm

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    Key parameters of 2B Event

    HYSTFOR2B

    Parameter name: 2B event hysteresis

    The default value of this parameter is 4( 2dB )

    TRIGTIME2B

    Parameter name: 2B event trigger delay time

    The default value of this parameter is D0 ( 0ms )

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    The Trigger Algorithm of 2C Event

    Event 2C is triggered on the basis of the following formula

    2/22 ccusedNonusedNon

    HTQ

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    Key parameters of 2C Event

    InterFreqNCovHOThdEcN0

    Parameter name: Inter-freq CS target frequency trigger Ec/No THD

    The default value of this parameter is -16 dB

    Hystfor2C

    Parameter name: 2C hysteresis

    The default value of this parameter is 6 (3dB)

    TrigTime2C

    Parameter name: 2C event trigger delay time

    The default value of this parameter is D640 (640ms)

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    Characters of Inter-RAT Handover

    Based on handover directions, inter-RAT handover is of two

    types:

    UMTS->GSM handover

    UMTS->GSM coverage-based handover

    UMTS->GSM load-based handover

    UMTS->GSM service-based handover

    GSM->UMTS handover

    Brief Introduction of Inter-RAT Handover

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    Brief Introduction of Inter-RAT Handover

    Advantages For coverage, it can solve the problems from one system to

    another system

    For capacity, it can enhance the utilizing efficiency of old

    equipments(2G->3G)

    Disadvantages

    The flow is complicated, and it demands higher compatibility for

    equipments Demands more complicated UE

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    Inter-RAT Handover Measurement Events

    Event Descr ip t ion

    2D When the signal quality of the currently used frequency is lower than the preset

    threshold, the RNC enables the compressed mode and starts inter-RAT

    measurement.

    2F When the signal quality of the currently used frequency is higher than the preset

    threshold, the RNC disables the compressed mode and stops inter-RATmeasurement.

    3A When the signal quality of the currently used UMTS frequency is lower than the

    preset threshold while the signal quality of any other system is higher than the

    preset threshold, the RNC triggers UMTS->GSM handover based on coverage.

    3C When the signal quality of any other system is higher than the preset threshold,

    the RNC triggers UMTS->GSM handover based on load or service.

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    K P t f 2D E t

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    Key Parameters of 2D Event

    INTERRATCSTHD2DRSCP

    Parameter name: Inter-RAT CS measure start RSCP THD

    The default value of this parameter is -100 ( -100 dBm )

    INTERRATPSTHD2DRSCP

    Parameter name: Inter-RAT PS measure start RSCP THD

    The default value of this parameter is -110 (-110 dBm )

    K P t f 2D E t

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    Key Parameters of 2D Event

    HYSTFOR2D Parameter name: 2D hysteresis

    The default value of this parameter is 4 ( 2 dB )

    TRIGTIME2D Parameter name: 2D event trigger delay time

    The default value of this parameter is D320 (320 ms )

    Th T i Al ith f 2F E t

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    The Trigger Algorithm of 2F Event

    2/HTQ 2fUsed2fUsed

    Event 2F is triggered on the basis of the following formula:

    K P t f 2F E t

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    Key Parameters of 2F Event

    INTERRATCSTHD2FECNO Parameter name: Inter-RAT CS measure stop Ec/No THD

    The default value of this parameter is -12 ( -12 dB )

    INTERRATPSTHD2FECNO Parameter name: Inter-RAT PS measure stop Ec/No THD

    The default value of this parameter is -13 ( -13 dB )

    K P t f 2F E t

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    Key Parameters of 2F Event

    INTERRATCSTHD2FRSCP Parameter name: Inter-RAT CS measure stop RSCP THD

    The default value of this parameter is -97 ( -97 dBm )

    INTERRATPSTHD2FRSCP Parameter name: Inter-RAT PS measure stop RSCP THD

    The default value of this parameter is -107 (-107 dBm )

    K P t f 2F E t

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    Key Parameters of 2F Event

    HYSTFOR2F Parameter name: 2F hysteresis

    The default value of this parameter is 4 ( 2 dB )

    TRIGTIME2F Parameter name: 2F event trigger delay time

    The default value of this parameter is D1280 (1280 ms )

    Th T i Al ith f 3A E t

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    The Trigger Algorithm of 3A Event

    2/HTQ 3aUsed3aUsed

    Event 3A is triggered on the basis of the following formula:

    2/HTM 3aOtherRatOtherRatOtherRat CIO

    K P t f 3A E t

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    Key Parameters of 3A Event

    IRHOUSEDFREQCSTHDECNO Parameter name: Inter-RAT CS Used frequency trigger Ec/No

    THD

    The default value of this parameter is -12 ( -12 dB )

    IRHOUSEDFREQPSTHDECNO

    Parameter name: Inter-RAT PS Used frequency trigger Ec/No

    THD

    The default value of this parameter is -13 ( -13 dB )

    K P t f 3A E t

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    Key Parameters of 3A Event

    IRHOUSEDFREQCSTHDRSCP Parameter name: Inter-RAT CS Used frequency trigger RSCP

    THD

    The default value of this parameter is -97 ( -97 dBm )

    IRHOUSEDFREQCSTHDRSCP

    Parameter name: Inter-RAT PS Used frequency trigger RSCP

    THD

    The default value of this parameter is -107 (-107 dBm )

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    Key Parameters of 3A Event

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    Key Parameters of 3A Event

    HYSTFOR3A Parameter name: 3A hysteresis

    The default value of this parameter is 4 ( 2 dB )

    TRIGTIME3A Parameter name: 3A event trigger delay time

    The default value of this parameter is D0 ( 0 ms )

    Key Parameters of 3A Event

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    Key Parameters of 3A Event

    CELLINDIVIDALOFFSET Parameter name: Cell individual offset

    The default value of this parameter is 0 ( 0 dB )

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    Key Parameters of 3C Event

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    Key Parameters of 3C Event

    INTERRATNCOVHOCSTHD Parameter name: Inter-RAT CS handover decision THD

    The default value of this parameter is 21 ( -90 dBm )

    INTERRATNCOVHOPSTHD Parameter name: Inter-RAT PS handover decision THD

    The default value of this parameter is 21 (-90 dBm )

    Key Parameters of 3C Event

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    Key Parameters of 3C Event

    HYSTFOR3C Parameter name: 3C hysteresis

    The default value of this parameter is 0 ( 0 dB )

    TRIGTIME3C Parameter name: 3C event trigger delay time

    The default value of this parameter is D640 ( 650 ms )

    Key Parameters of 3C Event

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    Key Parameters of 3C Event

    PENALTYTIMEFORINTERRATHO Parameter name: Inter-RAT handover failure penalty timer

    length

    The default value of this parameter is 30 ( 30 s )

    INTERRATHOATTEMPTS

    Parameter name: Inter-RAT handover max attempt times

    The default value of this parameter is 16

    Key Parameters of 3C Event

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    Key Parameters of 3C Event

    INTERRATMEASTIME Parameter name: Inter-RAT measure timer length [s]

    The default value of this parameter is 60 ( 60 s )

    Contents

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    Contents

    3. The Basic Handovers3.1 Soft Handover

    3.2 Intra-frequency Hard Handover

    3.3 Inter-frequency Hard Handover

    3.4 Inter-RAT Hard Handover

    3.5 Blind Handover

    Blind Handover Measurement

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    Blind Handover Measurement

    Blind handover means UE can directly handover to theneighboring cell without measuring it.

    The Trigger Algorithm of 1F Event

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    The Trigger Algorithm of 1F Event

    Where:

    MOld is the measurement value of the cell signal that becomesworse

    T1f is the absolute threshold of event 1F.

    H1f is the hysteresis value of event 1F.

    2/HTLogM10 f1f1Old

    The Trigger Algorithm of 1F Event

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    The Trigger Algorithm of 1F Event

    Absolute

    Threshold T1f

    Reporting

    event 1F

    Measurement

    Quantity

    Time

    Cell 1

    Hysteresis

    H1f/2

    1F TriggerDelay Time

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    Key Parameters of Event 1F

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    Key Parameters of Event 1F

    HYSTFOR1F

    Parameter name: 1F hysteresis

    The recommended value is 8, namely 4 dB

    TRIGTIME1F

    Parameter name: 1F event trigger delay time

    The recommended value is D640, namely 640 ms

    Blind Handover Decision

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    Blind Handover Decision

    After receiving event 1F of best cell from UE, the RNCwould check if blind handover neighbor is configured for the

    cell.

    If multiple blind handover neighbors are configured, the

    RNC would perform blind handover to the target cell with

    the highest priority

    Key Parameters of Blind Handover

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    Key Parameters of Blind Handover

    BLINDHOFLAG

    Parameter name: Blind handover flag

    The default value is FALSE

    BLINDHOPRIO

    Parameter name: Blind handover Priority

    The value is set according to actual situation.

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