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    Identification of Potential Sites for Urban Development

    Using GIS Based Multi Criteria Evaluation Techniue!

    " Case Stud# of Shimla Municipal "rea$ Shimla District$

    %imachal Pradesh$ India

    Manish KUMAR1, Vivekananda BISWAS11Kumaun University, Department of Geography, Centre of Excellence for NRDM in Uttara!han", # Campus, $lmora, %ND%$

    E&mail' manish!&s'(gmailcom$ thevive&)'(gmail!com

    K e y w o r d s: site suita(ility, G%, multi criteria evaluation )MCE*, pair+ise comparison matrix, analytical hierarchy process

    A B S T R A C T

    1. INTR!UCTIN

    The identification of suitable land for urban

    development is one of the critical issues of planning *'+!

    The suitabilit# of the land for urban development is not

    onl# based on a set of ph#sical parameters but also ver#

    much on the economic factors! The cumulative effect of

    these factors determine the degree of suitabilit# and also

    helps in further categori,ing of the land into different

    orders of development! The assessment of the ph#sical

    parameters of the land is possible b# anal#,ing the land

    use$ terrain parameters$ geolog#$ ph#siograph#$ and

    distance from road$ distance from the e-istingdevelopment etc! and .hich is much amenable to GIS

    anal#sis! "gainst this$ the economic pressures on urban

    land are ver# much difficult to be specified and used for

    anal#sis! %o.ever$ the assessment of ph#sicalparameters gives an identification of the limitations of

    the land for urban development! The concept of

    limitation is derived from the ualit# of land! /or

    e-ample$ if the slope is high the limitation it offers is

    more than a land .hich has gentle slopes or a flat terrain!

    Practicall#$ this .ould mean that the development of the

    high slope land .ould reuire considerable inputs

    0finance$ manpo.er$ materials$ time etc!1 and thus ma#

    be less suitable as against the flat land .here the inputs

    reuired are considerabl# less! The constraints .ith

    respect to the terrain characteristics 0landform1 and their

    urban suitabilit# are to be assessed!2ne of the successful and most .idel# used

    approaches .hich greatl# reduces the time as .ell as effort

    is pair.ise comparison method developed b# Thomas

    Centre or Research on Settlements and Urbanism

    Journal of Settlements and Spatial Planning

    J o u r n a l h o m e p a g e: http://jssp.reviste.ubbcluj.ro

    Identification of potential sites for urban development in hill# areas is one of the critical issues of planning! Site suitabilit# anal#sis has

    become unavoidable for finding appropriate site for various developmental initiatives$ especiall# in the undulating terrain of the hills!

    The stud# illustrates the use of geographic information s#stem 0GIS1 and numerical multi criteria evaluation 0MCE1 techniue for

    selection of suitable sites for urban development in Shimla Municipal "rea$ Shimla district$ %imachal Pradesh! /or this purpose

    Cartosat ' satellite data .ere used to generate various thematic la#ers using "rcGIS soft.are! /ive criteria$ i!e! slope$ road pro-imit#$

    land use3cover$ litholog# and aspect .ere used for land evaluation! The generated thematic maps of these criteria .ere standardi,ed

    using pair.ise comparison matri- &no.n as anal#tical hierarch# process 0"%P1! " .eight for each criterion .as generated b#

    comparing them .ith each other according to their importance! 4ith the help of these .eights and criteria$ final site suitabilit# map .as

    prepared!

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    Manish KUMAR, Vivekananda BISWAS

    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

    46

    Saat# *)+ in the conte-t of the"%P and is one of the

    methods of multi criteria decision anal#sis 0MCD"1 *8+! In

    general$ pair.ise comparison is made to choose the most

    suitable from a given number of alternatives! %o.ever this

    process involves error and limitations! It is so because the

    capacit# of the human brain does not allo. evaluating each

    and ever# given alternative as a result selection being

    narro.ed do.n to a fe.er ones! Though this reduces the

    load on our brain and ma&es the process e-tremel# simple$

    the rationalit# of the process based upon intuitive selection

    ma# produce un.anted results choosing a .rong alter:

    native and overloo&ing the best solution! Therefore to

    sort out these t#pes of errors$ the idea of "%P;s pair.ise

    comparison .as introduced$ .hich involves pair.ise

    comparison from the ver# initial stage .hen all the

    available alternatives are there! That is$ pair.ise

    comparison to all available alternatives and not limiting

    the domain of decision ma&ing process to a selected once!

    That is .h# pair.ise comparison using "%P is more

    rational$ more scientific and considerabl# more

    advantageous *6+!

    +! These classification techniues can be

    based on Boolean and fu,,# theor# or artificial neural

    net.or&s! Combining GIS and MCD" is also a po.erful

    approach to land suitabilit# assessments! GIS enables

    computation of the criteria .hile a MCD" can be used to

    group them into a suitabilit# inde-! /ollo.ing a similar

    approach$ Eastman et al produced a land suitabilit# map

    for an industr# near ?athmandu using ID@ISI and "%P

    *A+ *+! Pereira and Duc&stein have used MCD" and raster

    GIS to evaluate a habitat for endangered species *'7+!

    This stud# aims to present ho. po.erful the

    GIS based multi criteria evaluation techniue in land

    suitabilit# anal#sis for urban development in hill# areasis! This process involves a consideration of five factors$

    i!e!$ slope$ road pro-imit#$ land use3cover$ litholog# and

    aspect! 4ith the support of geographic information

    s#stems 0GIS1$ and numerical multicriteria evaluation

    techniues$ these five factors .ere selected to be used in

    the anal#sis of the suitabilit# level in Shimla Municipal

    area$ Shimla District$ %imachal Pradesh!

    ". STU!# AR$A

    The stud# area 0fig! '1$ vi,! the Shimla Municipal

    Corporation$ is one of the oldest municipalities of India.hich e-tends bet.een 8'767' F to 8'7A ' F

    latitude and >>7= 9= E to >>'8 97 E longitude$

    encompasses an area of )>!9A &m! Its average altitudinal

    height is )7')!87 meters above mean sea level! Shimla lies

    in the north:.estern ranges of the %imala#as! The average

    temperature during summer is bet.een 'C 0== /1

    and )AC 0A) /1$ and bet.een H'C 087 /1 and

    '7C 097 /1 in .inter! It eno#s the cool temperate

    climatic conditions! "s a large and gro.ing cit#$ Shimla is

    home to man# .ell:recogni,ed colleges and research

    institutions in India! The cit# has a large number of

    temples and palaces! Shimla is also .ell noted for its

    buildings st#led in Tudorbethan and neo:Gothic

    architecture dating from the colonial era!

    /ig! '!

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    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

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    for urban development! /or this purpose the pair.ise

    comparison matri- using Saat#s nine:point .eighing

    scale .as applied 0table '1! To develop a pair.ise

    comparison matri- different criteria are reuired to

    create a ratio matri-! These pair.ise comparisons are

    ta&en as input and relative .eights are produced as an

    output!

    Table '! Fine point .eighting scale for pair.ise comparison *''+!

    Intensity of

    importanceDescription Suitability class

    1 Equal importance Lowest suitability

    2 Equal to moderate importance Very low suitability

    3 Moderate importance Low suitability

    4 Moderate to strong importance Moderately low suitability

    5 Strong importance Moderate suitability

    6 Strong to very strong importance Moderate high suitability

    7 Very strong importance High suitability

    8 Very to extremely strong importance Very high suitability

    9 Extremely importance Highest suitability

    %.6. Co/-0)a)ion o )he *ri)erion weih)s

    "fter the formation of pair.ise comparison

    matri-$ computation of the criterion .eights has been

    done! The computation involves the follo.ing

    operationsJ

    a1! /inding the sum of the values in each

    column of the pair.ise comparison matri-!

    b1! Division of each element in the matri- b#

    its column total 0the resulting matri- is referred to as

    normali,ed pair.ise comparison matri-1!

    c1! Computation of average of elements in each

    ro. of the normali,ed matri-$ i!e! dividing the sum of

    normali,ed scores of each ro. b# the number of

    criteria! These averages provide an estimate of the

    relative .eights of the criteria being compared!

    It should be noted that for preventing bias

    thought criteria .eighting the consistenc# ratio 0C@1

    .as used!

    %.7. $s)i/a)ion o )he *onsis)en*y ra)io

    The ne-t step is to calculate a consistenc# ratio0C@1 to measure ho. consistent the udgments have

    been relative to large samples of purel# random

    udgments! The "%P deals .ith consistenc# e-plicitl#

    because in ma&ing paired comparisons$ ust as in

    thin&ing$ people do not have the intrinsic logical abilit#

    to al.a#s be consistent *'8+! /or estimating consistenc#$

    it involves the follo.ing operationsJ

    a1! Determination of the .eighted sum vector

    b# multipl#ing matri- of comparisons on the right b#

    the vector of priorities to get a ne. column vector! Then

    divide first component of ne. column vector b# the first

    component of priorities vector$ the second componentof ne. column vector b# the second component of

    priorities vector$ and so on! /inall#$ sum these values

    over the ro.s!

    b1! Determination of consistenc# vector b#

    dividing the .eighted sum vector b# the criterion

    .eights!

    2nce the consistenc# vector is calculated it is

    reuired to compute values for t.o more terms$ i!e!

    lambda 0K1 and the consistenc# inde- 0CI1!

    The value for lambda is simpl# the average

    value of the consistenc# vector! The calculation of CI is

    based on the observation that K is al.a#s greater than or

    eual to the number of criteria under consideration 0n1

    for positive$ reciprocal matrices and K L n$ if the

    pair.ise comparison matri- is consistent matri-!

    "ccordingl#$ K:n can be considered as a measure of the

    degree of inconsistenc#!

    This measure can be normali,ed as follo.sJ

    CI L 0K:n1 3 0n:'1

    The term CI$ referred to as consistenc# inde-$

    provides a measure of departure from consistenc#! To

    determine the goodness of C!I!$ the anal#tical hierarch#

    process compares it b# random inde- 0@!I!1 and the

    result is .hat .e call consistenc# ratio 0C!@!1$ .hich canbe defined asJ

    C@ L CI3@I

    @andom inde- is the consistenc# inde- of a

    randoml# generated pair.ise comparison matri- of

    order ' to '7 obtained b# appro-imating random

    indices using a sample si,e of 977 *')+! Table ) sho.s

    the value of @!I! sorted b# the order of matri-!

    The consistenc# ratio 0C@1 is designed in such

    a .a# that if C@ 7!'7$ the ratio indicates a reasonable

    level of consistenc# in the pair.ise comparisonsN if$

    ho.ever$ C@ O 7!'7$ then the values of the ratio areindicative of inconsistent udgments! In such cases one

    should reconsider and revise the original values in the

    pair.ise comparison matri-!

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    Manish KUMAR, Vivekananda BISWAS

    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

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    %.8. Ras)eri9a)ion o *ri)eria /a-s

    Different criteria maps .ere converted into

    raster data environment for further anal#sis because in

    raster data format computation is less complicated than

    vector data format *'6+!

    Table )! @andom inde-!

    Order

    MatrixR.I.

    Order

    MatrixR.I.

    1 0.0 6 1.24

    2 0.0 7 1.32

    3 0.58 8 1.41

    4 0.9 9 1.45

    5 0.12 10 1.49

    %.. In)era)ion o /a-s and -re-ara)ion o

    ina+ s0i)ai+i)y /a-

    "fter rasteri,ation$ these classified raster maps

    .ere integrated in raster calculator of "rcGIS and

    multiplied b# .eightage$ and then the final suitabilit#

    map .as prepared!

    6. R$SU'TS AN! !ISCUSSINS

    6.1. Si)e s0i)ai+i)y ana+ysis

    The effective criteria in site suitabilit# anal#sis

    for urban development are briefl# given belo. along

    .ith their individual importance!

    lope'Slope is an important criterion in hill#

    terrain for finding suitable sites for urban development!

    Steep slopes are disadvantageous for construction!

    Steeper slopes increase construction costs$ limit

    ma-imum floor areas and contribute to erosion during

    construction and subseuent use!

    Slope '7 degree is considered gentle slope

    having the highest intensit# of importance *'9+! Slope

    greater than '7 degree has been classified as unsuitable

    because it increases the construction cost 0figure ) 0a1

    and table 81!

    Table 8! Suitabilit# scoring3ran&ing!

    Intensity of

    importanceSlope (Degree) Lithology

    Road proximity

    (mts.)Land use/cover Aspect

    9 ( Highest) 0-10 0-50 Barren land South

    8 ( Very high) Shimla formation 50-100 South-West

    7 ( High) 100-150 South-East

    6 (Moderate high) 10-20 150-200 West

    5 (Moderate) 20-30 200-250 East

    4 (Moderate low) 30-40 250-300 North-West3 (Low) 40-50 300-350 North-East

    2 (Very low) 50-60 350-400 Agriculture land North

    1 (Lowest) >60 >400 Vegetation

    Roa" -roximity' @oad is also an important

    criterion in site suitabilit# because of the need to

    transport ra. products and finished materials!

    Construction of ne. road is e-pensive in hill# regions!

    Therefore$ effort is made to locate the site nearer to an#

    e-isting road if possible! Moreover$ in order to find out

    better accessibilit# to the e-isting road$ buffer ,ones have

    been created b# ta&ing 97 meter distance from the road!

    Table 8 and figure ) 0b1 sho. the buffer ,ones and theirintensit# of importance for road pro-imit# criteria!

    .an" use/cover' 9 #ears! Thus barren land is considered highest suitable

    for the development 0figure ) 0c1 and table 81!

    .ithology' Shimla to.n is situated on the roc&s of

    5utogh Group and Shimla Group! 5utogh group occupies

    most of the Shimla area and e-tends from "nnadale:Chura

    Ba,aar:Prospect %ill:5a&hoo:US Club and highland area!Shimla Group comprising of earlier Chail /ormation and

    Shimla Series represented b# shale$ slate$ uart,ite

    gre#.ac&e and local conglomerate is .ell e-posed in

    Sanauli:Dhalli area! Therefore$ the roc&s mainl# found in

    the stud# area are metamorphic roc&s .hich are harder and

    relativel# more resistant to erosion *'=+! Thus$ a highest

    intensit# of importance has been given to 5utogh Group and

    Shimla Group roc&s 0figure ) 0d1 and table 81!

    $spectJ "spect generall# refers to the hori,ontal

    direction to .hich a mountain slope faces! In the

    northern hemisphere north facing slopes receive ver#

    little heat from the sun in mid .inter! Conversel#$ southfacing slopes receive much more heat! Therefore$ south

    facing slopes tend to be .armer than the northern ones!

    In hill# areas people prefer building their houses on the

    sunn# faced slopes! Thus$ southern facing slopes have

    higher intensit# of importance! East facing slopes catch

    sun onl# in the morning .hen temperatures are colder

    .hile .est facing slopes catch the sun in the .arm

    afternoon! Conseuentl#$ east facing slopes are colder

    than .est facing slopes 0figure ) 0e1 and table 81!

    6.". S*orin2rankin o *ri)eria

    The suitabilit# scoring used in this stud# for

    each of the criteria map and their categor# at point

    .eighting scale are given in table 8!

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    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

    49

    6.%. Ca+*0+a)ion o )he *onsis)en*y ra)io

    It is reuired to chec& .hether our comparisons

    are consistent! Table 9 sho.s the determination of

    .eighted sum vector and consistenc# vector!

    Calculation of lambda 0K1 L 09!669!''9!6)9!'66!97391 L 9!'8)

    Note'

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    Manish KUMAR, Vivekananda BISWAS

    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

    50

    Con"ition 0' Consistenc# ratio C@ 0L7!7)1

    7!'7 indicated a reasonable level of consistenc# in the

    pair.ise comparisons! Therefore$ the values obtained

    satisf# the noted conditions$ .hich denote that the

    .eights obtained are agreeable!

    /ig! 8! /inal site suitabilit# map!

    6.6. 5re-ara)ion o +and s0i)ai+i)y /a-

    "ll five criteria maps .ere converted into

    raster format$ so that for each pi-el$ a score can be

    determined *'>+! "ll the criteria maps .ere integrated

    and overlaid and the final site suitabilit# map 0figure 81

    .as prepared b# the follo.ing formulaJ

    Suitabilit# mapL R *criteria map .eight+

    Suitabilit# inde- L 0*Slope+ 7!971 0*@oad

    pro-imit#+ 7!)=1 0*Q9'=!

    *>+ Wan, ;. 0'61$ 2he use of artificial neural

    net+or!s in a geographical information system foragricultural lan"&suita(ility assessment$ Environment

    and planning "$ )=$ pp! )=9Q)A6!

    Suitability categories Area in km2 Area in %

    Extreme low suitable 4.95 17.94

    Very low suitable 2.8 10.15

    Low suitable 1.18 4.27

    Moderately suitable 7.23 26.21High suitable 3.74 13.59

    Very high suitable 7.68 27.84

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    Usin (IS Based M0+)i Cri)eria $va+0a)ion Te*hni40e.A Case S)0dy o Shi/+a M0ni*i-a+ Area, Shi/+a !is)ri*), &i/a*ha+ 5radesh, India

    5ournal of Settlements and Spatial Planning$ vol! 6$ no! ' 0)7'81 69:9'

    51

    *A+ $as)/an, $ pp! 67>Q6)6!

    *''+ $SRI$ Environmental S#stems @esearch Institute$

    Inc! 0'=1$ 4or!ing +ith the $rc9ie+ patial $nalyst,

    Environmental ystems Research %nstitute$ Inc!$

    @edlands$ California$ US"!

    *')+ Saa)y, T. '. 0)7771$ :un"amentals of Decision

    Ma!ing an" -riority 2heory$ @4S Publications

    Pittsburgh!

    *'8+ Saa)y, T. '. 0'61$ :un"amentals of Decision

    Ma!ing an" -riority 2heory +ith 2he $nalytic

    5ierarchy -rocess$ @4S Publications Pittsburgh!*'6+ Chan, K. T.0)77=1$%ntro"uction to Geographic

    %nformation ystem$ Tata McGra. %ill$ Fe. Delhi!

    *'9+ Rawa), + 1$ite suita(ility

    analysis for ur(an "evelopment using G%$ 5ournal of

    "pplied Sciences$ >0'A1$ pp! )9>=:)9A8!