01-Introduction to Contion Monitoring

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    Introduction to

    Condition

    Monitoring

    AbstractThis lecture introduces the predictive maintenance concept ofcondition monitoring for industrial rotating machines.This makes it easier to understand how important the need forcondition monitoring is.

    Lecture Note

    Prepared byEssam Abdel-Halim Moustafa

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    Condition monitoring (CM), by definition, is simply a technique for routinelyevaluating the condition of equipment. This simple definition, however, hastremendous applications in improving the life of many industries and evenour day-to-day existence. It is instrumental in increasing industrialproduction and profitability, improving product quality, reducingenvironmental pollution, improving safety, and reducing the waste of ourlimited natural resources. Spectacular gains can be made in all of theseareas, if CM is properly employed. If not, it could equally generate losses.

    CM can be done on almost any kind of device from micro-sized circuitboards to huge 1000 MW hydroelectric turbines. Nearly every imaginableindustry can use or is using some form of CM.

    This lecture will touch on several important topics which concern CM, butthe focus will be on industrial applications using rotating machinery.

    Introduction toCondition

    Monitoring

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    Maintenance has evolved from run-to-breakdown methods, to time-basedmethods to modern predictive maintenance practices. This has resulted inless spares and manpower to maintain machines, and higher machineavailability.

    Types of Maintenance

    CorrectiveMaintenance(Run-to-breakdown)

    Repair it when it fails

    Break-down

    Time

    Cost

    PreventiveMaintenance(Time Based Maintenance)Maintenance at regular intervals

    Time

    Cost

    Predictive

    Maintenance(On Condition Maintenance)Problem detected before predictedfailure.Maintenance planned ahead

    Time

    Cost

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    Which is historically the first maintenance strategy employed. A machineis repaired only after a failure has occurred. This is a very expensivemaintenance management scheme, since it requires: high spare partsinventory, high machine downtime, high overtime labor costs, and lowproduction availability.

    Corrective Maintenance-Run to Breakdown-

    Corrective Maintenanceleads to:

    Secondary damage

    Safety risk

    Unplanned downtime

    Unplanned

    maintenance

    Product waste

    Spares inventory

    Corrective Maintenanceleads to:

    Secondary damage

    Safety risk

    Unplanned downtime

    Unplanned

    maintenance Product waste

    Spares inventory

    Notrecommended

    for criticalmachines

    Time

    Cost

    Break-down

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    Where important machines are not fully duplicated or where unscheduledproduction stops can result in large losses, maintenance operations are oftenperformed at fixed time-intervals. The advantage of this maintenancestrategy is that it is planned strategy and is based on previous experienceand the mean-time-between-failure (MTBF) statistic for the machine. Thedisadvantage of this maintenance scheme is that it is not based on thecondition of the machine, but rather on the time elapsed since the previousmaintenance occurred.

    Thus a failure may occur before a maintenance is performed, as in Run-To-Breakdown maintenance, or a perfectly operating machine may be

    maintained with a consequent waste in labor and material .This system is therefore called Time-based Predictive Maintenance.

    Preventive MaintenanceTime Based Maintenance

    Not

    recommended

    for critical

    machines

    Time-based PreventiveMaintenance involves:

    More frequent overhauls

    Risk of early failures

    Tampering with goodmachines

    Time consuming overhauls

    Experts needed for each

    overhaul

    Time-based PreventiveMaintenance involves:

    More frequent overhauls

    Risk of early failures

    Tampering with goodmachines

    Time consuming overhauls

    Experts needed for eachoverhaul

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    In which maintenance is performed on the basis of the machinecondition. This is done by monitoring the machine condition. Any changein condition is detected, and the time to Failure is estimated . This isalso accompanied by diagnosing the cause of the fault to actually pinpoint the defective components.

    With this method each machine is considered individually by makingfixed-interval condition measurements to obtain a quantitative value ofthe Health of the machine.

    In this way maintenance is only allowed when measurements show it tobe necessary.

    Higher plant availability,performance and reliability

    Greater safety

    Better product quality

    Attention to environment

    Longer equipment life

    Greater cost effectiveness

    Higher plant availability,performance and reliability

    Greater safety

    Better product quality

    Attention to environment

    Longer equipment life

    Greater cost effectiveness

    Predictive MaintenanceOn-condition -Maintenance

    Monitor the condition of themachine and predict when it

    would fail Plan maintenance ahead of

    time and save money

    Repair the machines onlywhen they need to

    Focus overhauls only on faultyparts

    Monitor the condition of themachine and predict when itwould fail

    Plan maintenance ahead oftime and save money

    Repair the machines onlywhen they need to

    Focus overhauls only on faultyparts

    Recommended

    for critical

    machines

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    Comparison of Maintenance Strategies

    Run-to-breakdown Preventive Predictive

    Method Failure based Time based Condition Based

    Premise No maintenance MTBF As-Needed

    Advantages No maintenancecost

    Planned Maintenance.

    Structured program

    Lower maintenance costs .

    Fewer machine failures.Less repair downtime.Reduced inventory.Longer machine life.

    Increased production.Improved operator safety.Verification of new equipment

    condition.Improved overall profitability.

    Failure may occur before

    scheduled maintenance.Maintenance may be perf-

    ormed unnecessarily.Maintenance may cause

    failure.

    UseUsed only on cheap,

    abundant and insignificantcomponents

    Disadvant-

    ages

    High spare parts inventoryHigh machine downtime

    High overtime labor costslow production availability

    Used on all machines Used on all machines

    Initial investment in equipment

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    Why Make Condition Monitoring ?

    Longer time between overhauls

    Reduced repair duration

    Reduction of spare-part stock

    Less unexpected breakdowns

    Elimination of secondary damageReduction in business i nterruptionand damage insurance premiums

    Selection and purchase ofinstrumentation

    Initial investigations, selection ofmonitoring points, establishmentof limits

    Training

    Yes NoConditionMonitoring

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    Predictive Maintenance Flow Chart

    Start

    Trouble-

    shooting

    Chart

    Machine

    Specs.

    &

    Drawings

    NoNo

    Fault

    correction

    YesYes

    Fault

    diagnosis

    Regular

    Measurements

    Fault

    detected

    Referencecreation

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    Machine Potential Failures Analysis

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    Why Vibration ?

    Vibration is used as the fault detection parameter simply because it cangive an early warnings of fault development for a wider variety of typicalrotating machinery faults.

    Other detection techniques, if used in isolation, limit the variety of faults,and so unexpected breakdown by a fault type not included, is a realpossibility.

    Temp.

    Temp.

    P

    ressure

    P

    ressure

    Flow

    Flow

    Oila

    naly

    sis

    Oila

    naly

    sis

    Curr

    ent

    Curr

    ent

    V

    ibra

    tion

    V

    ibra

    tionParametersParameters

    Yes

    Yes Yes

    Yes Yes Yes Yes Yes

    Yes Yes

    Yes

    Yes Yes

    Yes

    Yes

    Out of BalanceOut of Balance

    Misalignment /Misalignment /

    Bent ShaftBent Shaft

    Damage ofDamage of

    journal bearingjournal bear ing

    Damage ofDamage of

    gearboxesgearboxes

    MechanicalMechanical

    LoosenessLooseness

    MotorMotor

    ProblemsProblems

    Type ofType of

    machine faultmachine fault

    Belt ProblemsBelt Problems

    ResonanceResonance

    Damage of ro llingDamage of r olling

    elements bearingselements bearings

    Parameters Used for Detection of machine Faults

    Yes Yes Yes

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    Force

    Mobility

    Vibration

    Freq.

    Freq.

    Freq.

    Forces caused by-Imbalance - Friction

    -Shock -Acoustic

    Structural Parameters:-Mass -Stiffness

    -Damping

    Vibration Parameters:-Acceleration -Velocity

    -Displacement

    x

    =

    InputForces

    SystemResponse(Mobility)

    Vibration

    x

    =

    What is Vibration

    What is Vibration?Vibration is mechanical oscillation about a reference position. Vibration isan everyday phenomenon, we meet it in our homes, during transport andat work. Vibration is often a destructive and annoying side effect of auseful process, but is sometimes generated intentionally to perform atask.

    Vibration of machines

    Vibration is a result of dynamic forces in machines which have movingparts and in structures which are connected to the machine. Differentparts of the machine will vibrate with various frequencies and amplitudes.

    Vibration causes wear and fatigue. It is often responsible for the ultimatebreakdown of the machine.

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    Time

    RMS AveragePeak

    Peak-

    Peak

    Amplitude

    T

    Crest Factor :Peak

    RMSdt)t(x

    T

    RMST

    = 021 dt)t(x

    T

    verageAT

    = 01

    Signal level Descriptors

    Signal Level Descriptors

    The level of vibration signal can be described in different ways. Peak andpeak-to-peak values are often used to describe the level of a vibration signalsince they indicate the maximum excursion from equilibrium position. TheRMS (Root Mean Square) level is a very good descriptor, since it is ameasure of the energy content of the vibration signal.

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    AverageRMS

    Amplitude

    Time

    PeakPeak-Peak

    dt)t(xTRMS

    T

    = 021

    dt)t(xTverageA

    T

    =0

    1

    Crest Factor :

    Peak

    RMS

    Time Signal Descriptors

    Time Signal Descriptors

    These descriptors are not only used in conjunction with a single sinusoidalsignal but also with normal machine vibration signals which are composed ofmany sinusoidal vibration components.

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    Mass and SpringOnce a (theoretical) system of a mass and a spring is set in motion it willcontinue this motion with constant frequency and amplitude. The systemis said to oscillate with a sinusoidal waveform.

    The Sine Curve

    The sine curve which emerges when a mass and a spring oscillate can bedescribed by its amplitude (D) and period (T). Frequency is defined as thenumber of cycles per second and is equal to the reciprocal of the period.By multiplying the frequency by 2 the angular frequency is obtained,which is again proportional to the square root of spring constant k dividedby mass m. The frequency of oscillation is called the natural frequency fn.The whole sine wave can be described by the formula d = Dsin nt,where d = instantaneous displacement and D = peak displacement.

    FFT transformation

    D

    d =D sinnt

    m

    k

    T

    Time

    Displacement

    Frequency1T

    Period, Tn in [sec]

    Frequency, fn= in [Hz =1/sec]1

    Tn

    Displacement

    k

    mn= 2 fn =

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    We see that the longer the period of the sine wave, the lower thefrequency.

    The magnitude of the peak in the spectrum corresponds to the energycontent of the sine wave (RMS).

    Spectrum Analysis

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    F = c v

    VelocityDisplacement Acceleration

    dv a

    k

    c

    m

    m

    F = k d F = m a

    Vibration Parameters

    Mechanical Parameters

    Before going into a discussion about vibration measurement and analysis,we will examine the basic mechanical parameters and components andhow they interact.

    All mechanical systems contain the three basic components: spring,damper, and mass. When each of these in turn is exposed to a constantforce they react with a constant displacement, a constant velocity and aconstant acceleration respectively.

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    M

    M

    a

    M

    dv

    va

    d

    m

    m

    a

    d

    v

    m

    a

    v

    d

    Velocity

    Displacement

    Accelerat ion

    Time

    (Simple vibration)

    Frequency

    (real machine)

    Acceleration, Velocity and Displacement

    Vibration may be measured in acceleration, velocity or displacement.

    For higher frequencies the velocity is higher than the displacement, and acceleration is higher than velocity.

    Note that the peaks in the three spectra from a real machine are situated at the same frequencies.

    For very high frequencies, the peaks may not be seen in the displacement spectra due to noise.

    Which Parameter to Choose?

    If the type of measurement being carried out does not call for a particular parameter to be measured e.g. due tosome standard, the general rule is that the parameter giving the flattest response over the frequency range ofinterest should be chosen. This will give the biggest dynamic range of the whole measurement set up. If thefrequency response is not known start by choosing velocity.

    An advantage of the accelerometer is that its electrical output can be integrated to give velocity anddisplacement signals.

    This is important since it is best to perform the analysis on the signal which has the flattest spectrum.If a spectrum is not reasonably flat, the contribution of components lying well below the mean level,

    will be less noticeable. In the case of overall measurements, smaller components might passcompletely undetected.

    Use the Flattest Spectrum

    In most cases this will mean that velocity is used as the detection parameter on machinemeasurements. On some occasions acceleration may also be suitable, although most machines willexhibit large vibration accelerations only at high frequencies. It is rare to find displacement spectrawhich are flat over a wide frequency range, since most machines will only exhibit large vibrationdisplacements at low frequencies.

    In the absence of frequency analysis instrumentation to initially check the spectra, it is safest to makevelocity measurements (but still using the accelerometer, of course, since even the integratedaccelerometer signal gives a better dynamic and frequency range than the velocity transducer signal).

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    +

    +

    +

    Man-Machine Link

    Correct &Correct &

    EffectiveEffective

    MaintenanceMaintenanceDecisionDecision

    M / CInformation& Operation

    Diagnostic

    Knowledge

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    Example of Machine Information table

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    Example of Machine ComponentExample of Machine Component

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    Vib.

    r.p.m or (Hz)

    Frequency Spectrum

    MotorMotor SpeedSpeed : 600600 r.p.m

    Rigid CoRigid Coupling-1: No. of bolts 44

    First gear :First gear :5050 teeth

    Second gear :Second gear :2020 teeth

    Rigid CoRigid Coupling-2: No. of bolts 66

    Fan bladesFan blades : 55

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    MotorMotor SpeedSpeed : 600600 r.p.m

    Rigid CoRigid Coupling-1 : No. of bolts 44

    First gear :First gear : 5050 teeth

    Second gear :Second gear : 2020 teeth

    Rigid CoRigid Coupling-2 : No. of bolts 66

    Fan bladesFan blades :5 blades5 blades

    Vib.

    r.p.m or (Hz)

    Frequency Spectrum interpretation

    600600 r.p.mr.p.m

    (10 Hz)(10 Hz)

    4Bo

    ltX60

    0

    2400

    rpm(40H

    z)Gear Meshing Freq.

    50 teeth x600

    Or 20 teeth x 1500

    30,000 rpm(500Hz)

    1500

    r.p.m

    (25Hz)

    6Bolt

    X1

    500

    900

    0r

    pm(150Hz)

    5Bla

    desX

    150

    0

    7500

    rpm(125

    Hz)

    Motor Running Speed Freq. : 600 r.p.m (10 Hz)

    First Coupling defect Frequency : 600 r.p.m x 4 bolt = 2400 r.p.m(40 Hz)

    Gear Meshing Frequency : 600 r.p.m x 50 teeth=30,000 r.p.m(500Hz)

    : or 1500 r.p.m x 20 teeth=30,000 r.p.m (500 Hz)

    Second shaft speed : 600x50/20 =1500 r.p.m

    Second Coupling defect Frequency :1500 r.p.m x 6 bolt = 9000 r.p.m(150 Hz)

    Blade Passing Frequency : 1500 r.p.m x 5 Blade=7500 r.p.m (125Hz)

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    Measuring Points

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    r.p.m or (Hz)

    Vib.

    Reference Spectrum

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    Vib.

    r.p.m or (Hz)

    Overall Alarm

    Frequency Spectrum With Overall AlarmAlarm & DangerDanger

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    Vib.

    r.p.m or (Hz)

    Frequency Spectrum With Band AlarmAlarm & DangerDanger

    Band Alarm

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    Vib.

    r.p.m or (Hz)

    Band No. Definitions

    Band 1BAND Freq. MIN

    BAND Freq. MAXBAND ALARMBAND DANGER

    Suggested Setup

    Band 2BAND Freq. MINBAND Freq. MAX

    BAND ALARMBAND DANGER

    !?

    !?

    !?!?

    Example of Bands alarm Sheet

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    Vib.

    r.p.m or (Hz)

    Frequency Spectrum With Profile AlarmAlarm & DangerDanger

    Profile or Narrow band alarm

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    Vib.

    r.p.m or (Hz)

    Overall Analysis

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    Fan

    Date

    1

    Frequency

    Vibration

    1

    2

    2

    33

    4

    4

    55

    2

    2

    3

    3

    4

    4

    55

    Frequency Spectrum Overall Level

    1

    Gearbox

    1Vibration

    DateFrequency

    Frequency Spectrum or Overall Level

    Frequency Spectrum or Overall LevelTo decide whether monitoring or testing of the overall level is sufficient ora complete frequency spectrum is required, the engineer must know hismachine and something about the most likely faults to occur or whichpart of the object is of interest.

    The illustration shows two different situations in monitoring, but it mightas well be testing:

    Monitoring of a fan: The most likely fault to occur is unbalance, which willgive an increase in the vibration level at the speed of rotation. This willnormally also be the highest level in the spectrum. To see if unbalance isdeveloping, it is therefore sufficient to measure the overall level at regular

    intervals. The overall level will reflect the increase just as well as thespectrum.

    Monitoring of a gearbox: Damaged or worn gears will show up as anincrease in the vibration level at the tooth meshing frequencies (shaftRPM number of teeth) and their harmonics. The levels at thesefrequencies are normally much lower than the highest level in thefrequency spectrum, so it is necessary to use a full spectrum comparisonto reveal a developing fault.

    A general rule is overall measurements are permissible for simple, noncritical machines, while more complex, more critical machinery requiresspectral analysis.

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    ENDEND