0 lonination. D O Amended kcporr - Judicial Watch · IV• REJ\1 BURS . EM ENTS -lrun;p,,rturion,...
Transcript of 0 lonination. D O Amended kcporr - Judicial Watch · IV• REJ\1 BURS . EM ENTS -lrun;p,,rturion,...
[
POSITION NAME OF ORGANIZATION!F.NTITY
PARTIES AND TERMS
c _.
1 J
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Report Required by th t:rhics FINANCIAL DISCLOSURE RF.PORT AOIO in Go ·ermnenl Acr of 19?8 Rev. Ji2UIO FOR CALENDAR YEAR 2009 (5 IJ SC. "fl/" §§ I ti/.// I)
Z. Court or Organization 3. !hit nf lltport J. Pl'rwn Repo.-llng (last nami.:. firsl, middle initial)
U.S. Court of Appt:"is, 6th Cir (>4'1312010Cook, Deborah L.
Sa. lhp<1rt Ti·pe (cLcck appmprial< lypc) 6. ReporOnJ! Ptriod magi:nrat jw.Jges in<hcatc full- or part-t1md
4. Title (Article Ill judg s ind1care active or enior Slilf\10::::
0 !\lornination. Date;
U.S Circuit Judge - Active Initial Anuual FmJ.) toD [Z] D 121.111200'>
Sb. Amended kcporr O 7. Ch»mb<rs or Office Add re" M. On lhc basio; oftbc informalion contained in lhis Rq1ort and any
n10difica1lnns perf3inin thculn, if h. in my opinion, i rnmpliant·1.· with applinthle law' and ngulalinn\.-B3 U.S Courthouse
2 South Main Street
A ron, OJ I 44308 H: \·iewlng Officer____ ·--·--· -·· .. --·--· . ____ Dafr
I.II.IPORTA NT NOTES: The instructions accompanying this form must he foUo>t·ed. C11mpletc all par/\, chrl'lung the !VOi'iE box for each part where you have n11 reportable: infurmation.. Sii:n 11n lust page.
] . POSIT! 0 NS. (Rqx1rring indfridual only; .<u pp. 9-/J •if filing in<trucrfon. )
NONE (No reporlablf! positiom) D
I. Trnstee Collegescholars, Inc
2. Trustee Trnst I (see Part VIII)
3.
4.
5.
.. 0
).'_;-IJ. AGREEMENTS. (Repm·ting individua1"n >; ·'"'pp. U-16 o/fuinf: in.<trncrion>.)
:
D NONE (No reporluh!f! agreemt'nts.) ,,_) r,
I. 2009 I am eligible for State of Ohio re11rement benelih
2.
3.
Cook, Deborah L.
SOlLI\Cf AND TYPI;
SOURC[ AND TYPE
SOURCE LOC1\TIUN PURPOSE
INCOME
ITEMS
FINANCIAL DISCLOSURE REPORT
Page 2 of 11
Name of Person neportlng
Cool.;, Deborah L.
DVife of Repon
0-l/ 13/ 0 I 0
J II. N 0 N-INV ESTM £NT JN COME. (/{<porting indiviJuul unJ 'I'"""' supp. 17-14 of filing inslructi<m.>.)
A. Filer's Non-Investment Income
NONE (No repnrtahle non-im•estmenl income.) [2J
I.
2.
J.
4.
(yours. not spouse's)
B. Spouse's on-Investment lnco1ne .. Ifyou k'l!Te married during unyportion of tlu reponing ytLJf, comp/ere thil let"lion.
(Dollar (lmn1u1f not n:quired •!X<i'pt for howwurio J
[ZJ NONE (No n7Jnrtable non-investment income.)
I.
3.
4.
IV• REJJ\1 BURS EM ENTS - lrun;p,,rturion, lodi;ini;.fomi, emertainmmt.
[2J NONE (No rl.'portable T<'imfmr.H'ment.1·)
2.
J.
4.
5.
PAID OR PROVIDED
SOURCE DESCRIPTION
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DESCRIPTION VALUE CODE
Name of Perwn Repor-tinl! ()arr of Rtpor1 FINANCIAL DISCLOSURE REPORT
Cook. Deborah L. Q..111Ji20I0 Page 3of11
\l. GJF,l"'S. (lnc/uJe:i thnsr '" spou!.e undJependnrl chihlrcn: see pp. ]fl.JJ ,,[filing instr11c:ti 1rH.)
[ZJ NONE (No repOJ1able giji.1·.)
I.
3. ___. ____ ..
5.
----------
\'J. l.1JAB J J.J J TJ ES. I lnduJr.J th Me of1pou:-.e and dependent children; .otee f'I'· J!-31 of jili"C in ...truction'i.)
[Z] NONE (No repm1ahle liabilities.)
CREDITOR
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12)
n . .-J mp1i11n}
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tr.ln....:d1on)
Uat of lttport Namr or Penon RcportinJ! FINANCIAL DISCLOSURE REPORT
Page 4of11 Ct){)k, Utb-Or h L. 0411312010
VI I. IN VESTl\1ENTS and 'fRUSTS - im·vm• .•atue, ,,.,,..,.,;.ns r1n,.,.J,., '''""•I'P""" and .u:p,.Jent<·/.itJrm: ,,. PP· H-6001 filini: ;,.,,,uui""·'-)
NONE (No repm1abl.: income. assets, or transactions.)D A. Ll. D.
f)c5.::ripr11rn or ,\c;:'i.o.:lo:; Income liming (Jt1)SS v;\]uc al end
I including lru':>t 3:-,-;i;;:ts) reporting pcriod of n:portiog pt:riotl
11) ill (I) 13) ( l l H" (cg., !>ah.' Valul' (luin J,knti?) nt Plac.c "(Xi'' afta C" (h ;is<>et Amount l )ipL {L·.g., \' Jue \' loc bLL}'. Sdl. : mrn,\\d::v:, i Codi.:: j Cl"-k I 1-ioyi.::r.' llcrl! empl from pnur di::.do ... un: Cvdc- I Jj\. ri.·nc. ('(Kie 2 f..1cthod
1.-\-H) or int) d-P) Co<k 3 11\-ll) iifpTl\';Hl'
---- ----··
'
I.
J.
4.
5.
6.
7.
8.
9.
10.
II
12.
13.
1-'I.
15.
16.
17.
National City Bank Account
Trnst I
- Morgan Stanley Bank Deposit
- Powcrsharcs DO Comm TIU< Inc
- Powcrshares DB CommTRK lne
- SPDR Gvld TR Gold Shs
-An1eriLan Muni Pwr Inc OH Comb llydroelcctric Proj Ref
- Ohio St Hosp Rev-ll Cleveland Clinic lllth SysOblig Group
-AT&T
- General Electric
. Garmin
- Iloneyw<:ll International Inc
- bhares Comcx Gold TR
- hharrs Comcx Gold TR
- Johnson & Johnson
- !shares MSCI EAFE fund
- l shares MSC I EAFF. Fund
A
D
A
A
A
A
A
B
Interest J
lni./Div. Pl
Interest I"
None
M
None M
None L
None M
Dividend
Dividend
'.'Jone
Dividend
None
Dividend
Dividend
T
T
T
Buy
T Sold (part)
T Buy
T Ruy
T Buy
SolJ
SolJ
SolJ
Sold
lluy
SL> Id
Sold
Sold (part)
Sold (part}
11/041()9 M
11116109 L
1 1/04109 M
11/19109 L
08118/09 M
I l/OJI09 J
11/03/09 J
08112/09 K [)
09il7109 K [)
11/04/09 M
11116/09 N [)
11/03/09 K A
03/06/09 K
O.lt0o!09 K
I
\ 'ZOSl.! l Cit k. '> JI =ii .001 - 5 .'il)I) c "°'t2.:'i01. }"i,f)I)() 0 =$5.01>1. SI 5./Jt\0 r ..,.s,15.011 -sso.ooo t'>eel"ohmlruBI anCl}H t •lS0.001 · SIOO.llOll G SIOCr,001 - Sl.000,000 II I =$I {)(W),00 I · )." .01>0.0fJ(J H2 -:\1ore lh.::m S5.0c)lJ.OIJO
:: \'3lue Cod..-.; J - 15,ilOU or k:.s l\.'-'SljJ)4JI - 50.DOO L -$5U,1)() I - j; I 00,000 M =$100,COI - S Sl>,/l.1.10 I See 1_.nlmn1b l. ::i:u! {) 1) =S2 1UX)! · 3. r)tl.Om u ... s500.001 - 1.000.ot',(} Pl ..,.$1.000,0IJI S5,0C0.000 P2 ... S5.•J4X1.001 - SH.000,LlOf>
r J -'S2-',000,00I • $50.000,00(1 N =\fore lha..:'1 550,000,0frtJ J Valui:Meth..)JC<xh 0"'"Aflp1J1:-..1I R--<.·u,tif?c.Jl hrn:cOnly) S=A:.,,o:s.smClll
j'.)ce L'olunrn c.n I ·[\(Jo : V.duC' V "--')lhc-r
JO
JI
I JJ
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FINANCIAL DISCLOSURE REPORT
Page 5of11
Name of Pen.on Reiwrting
Cook, Deborah L. 04/13/2010
Vil. INVESTMENTS and TRUSTS -income, J'a/ue, transacliom (/nclutk> thnse ofsp<>US< and dependartchi/drtn; SU PP· Jl-60 "/filing in1tru<·ti1m•.)
NONE (No reportable income. assets, or transactions.)D A. B.
Dt?scriptinn uf Asset<; l1H;i11ne during (1rms v:lluc at ;:nd (1!1Clndrng lrn l a. .i;;l·I.;;_) r-.!porting period of n:ron1ng period
(II ( I Place"(\}'' ner ai..:h asset : Am()tmt Type. l_q!. .• Valul' \" luc
. Code I t;..t"111pt from prior ciiscl<iswc div., r nt. CoJ.: :! M 1hnd (. -II\ or int) (}-Pl Cod...·.:;,
10-W)
ll
11) 12) iJ) 141 I. ) ·1 ypc (cg. IJ,1IC' V.!lut: (i<im 1.lrnlil)'' (If
hu]. e;I, mm•dtl·'yy Co<lc Z , ('nJi.: I l°'u:--i::-'s..:lkr n.:d.:r.1pt1on) ll·l'i : IA-111 lifpri\ah:
T1.111...:i.:.l101l)
1 . - hhares MSC:l l:All: Fund Sol,1 (part)
11/0J.'09 K "
19 !shares MSC! EAFF Fund Snld I il01:09 I II
20 - !shares MSC! Emerging Mkts 13 Dividend Sold Iparl)
03106.'09 K
21. - lshures MSC! Em rging Mkts Sold (part)
UX/IR/0'1 K D
2 - - !share> l\·!SCI Emorging Mkts Sold (part)
08/_, 1/09 J u
23. - !share' MSCI Emerging Mkts Sold (part)
() ,'_\ 1/09 K D
24. - !shares MSCI Emerging Mkts Sold I P."1!09 M r
25. - !shares SP Smalkap 600 Index A Dividend Sold
(part) 0310&'09 K
26. - lshar<s SP Smallcap 000 Index Sold (part)
08/21/09 K
27. - !shares SP Smallcap 600 Index SolJ (part I
OX".'1109 J
:?8. - !shares SP Smalkap 600 lnJex Sold (part)
l 1 '03109 I.
29. - !shares SP Smallcap 600 Index Sold llillY09 K
- Pfi.;;cr A Dividend Snlrl I 1 /03/09 J
- Rydex S&P Equal \Vcight En· B Dividend Sold
(part) IJR/21/09 K
32. - Rydex S&P Eyual Weight ETF Sold 11/03/09 M
- Slandard &. Poors Midcap 400 [l Dividend Sold (part)
11/03/09 K /\
34. - Slandard & Poors Midcap 400
- - ·--
Sold I !103/09 L B
I lrl(t'miet.i.unC<><ks \S;::e CulunHl Of .md D-1)
l \'11!m.• l'vJe IS.Cc C•llunrn• (I t1.nd 03't
J \.'a.lue- Mctho.t CndC':> ( c.: Cul.;nmC::)
A, -SJ.(l()() 01 ks::. r -.sso.001 - s100.01" } -\ !5 .0("){)tor ll :<o '-.: """5 Vt,OOI - S5on (lfl(1 PJ •S25.000,HOI • 550.000.000 l) "'.o\pptJ1:-.:i! lJ 0·Rocl. \':;Jui;:
B -:Sl_OOI -S2500 G = lfll.1.001 - $1.flOO.O<)i) K -S.15,001 - )S1J.f)O(l () .. \'iM,DOI - c;1 000)11\n
R =c,,.,, 1Real E ::n-e 0:-.l:, I \ =Other
C S2,5:11 "' OOIJ H1 - s1 .ocn.n u1 - s.s,ooo.1)f•()
L =S50.DOl - Sl[r(l,000 Pl ::51.000,()(JI - 't5)'10lt,fOO P4 =M1>1e 1han 'i"O.Ooa.1K10 S "'l\o,;.;.essm<"r.I \.\' f;,timarr.1
D -)S.liOI - Sl .ODO Ill' '-'M1irt� than 55,Ulll!,OCll.i M "")tr>0,1.n;; -SlSV,lll1iJ P2 .:..:.ljJKXJ,001 · ')2 /Jt>O,OOP
T -Ca..:.h r-.1:uke1
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FINANCIAL DISCLOSURE REPORT
Page 6ofI1
!'111mr or Pf'rson lhportlnf!
Cook, Deborah L
L>atr or Report
l.'13/2010
VII. INVESTMENTS and TRUSTS - income, value. rransocrioru onc1u.ie, 1hn . .- of'I"'"" un.i deprndmtt·hildren; '"PP· J4-6o ofJilini: ;"-"'""'wns.>
D NONE (1Vo reportahle income. asset.1·. or transuctivns.)
35.
-16.
37.
38.
39.
40.
41.
-12.
-B.
44.
45.
46.
-17.
-IX.
49.
50.
51.
tk;)(rlrtion of Asscls
(indudmg trusr as d )
f'lacc "IX)"' afo.:r ca h ass t
ex.empt fr•m1 pnor disch1\ure
. Vanguml TTL STK Mkt ET
- VanguJrd TTL STK Mkl ETF
- Vanguard TI"I. STK Mkt ETF
- Vanguard 1Tl STK Mkt ETF
- _Va11guard Tfl STK Mkl ETF
IRA - I
- Morgan SLwky Bank Deposit
- lshares Barclays Agg. Bd Fd
- !shares !BOXX Invest Gr Cor Fd
. Poworsharcs DB Comm Trk Inc
. Powersh31cs DB Comm Trk Inc
- Po'A-t.:rshares DB Comm Trk Im:
- Powt""nh.:irc- DB Comm Trk Jm:
- Powershares IJ!1 Comm Trk Inc
- SPDR Gold Tr Gold
. SPDR Gold Tr Gold
· SPDR Gold Tr Gold
I lm'\)me r • .am Code<> ·\· "'.>l,D0011rl -' fSc-eC'olurntt"> RI .mdf>.1)
v .. lut= (1)<l(
lSc=l'Cn:urn11s Cl and DJJ
f "'S<i0.001 - SHJOJ,00 J =S15.t)(Y) or I .-. N =S.250JIOJ - S5DO,fXlr)
fl ('
I nwmc d ttrin g
r..:porting period .. ,
Gross "<llUI.! Ill t:ml
11f r porting period
11) t (2) 11) (c)
An1c1un1 1 C1)dC I
1A-Hi
Tyre h:.g. VaJu,_.
J1\ . • n.·n1. r Code i
or mt) 1J-l'1
Dividend
None Pl
Non ()
None 0
None N
Nunt" M
Non N
Value:
M th.:d
1()-W)
T
T
T
T
T
T
(I) r P" (cg'
uy :-.di.
rd.:mp1i1m_)
SolJ (part)
s.,i.1 (parq
Sc> Id
(parl)
Suld
I.part)
Suld
Buy
lluy (add'I)
fill) (add"I)
Sold (part)
Sold (part)
Buy
Buy (arld'I)
Buy (adJ'l)
8-:= J.OOt '\i!.500 - '.2.50! - ;;),\)()(! (, 0· S!OO.f>'ll - \l,!'lt1f1,fl-:.)I.) K -515 ,00 t - iSO,ooo I) ,,_5 00.001 · Sl.!)IXJJJ: J
lil "" Sl . Ju.OOl • ".'.l .000,01.11) L "" 50.l"Jl Slt-oC.1.lXXI
3 V:i:ue-f\ktll1,,f C.:co ·s (SeeColurnnC2J
P -' '.),l}Oll.f\01 · S'ifl.OOllJ)(10 o -Arrfd1.'WI R ( o ,r !Rt"oi t ... r .• 1 Onlyi
\' Other
P'l =Sl.OOO_tlOI 5J)Wl,Ol"J P-1 -- Mi.Joe lh n S ll.fl(\(:,0!)0
IJ -Hv...ik V:i.luc:
Transa..:tion during rl'portin!! pt..-riud
rn il) [ht..: Valul.' <i.-11n
m11\.'d1l."yy 1 C <. k i Code I
: il·l'.1 (A-Ill
..
U8/Jl10'J L
j j/l)_l/1)9 K
1110.J,'O<J L
11/03109 L
11'03.'09 K
08/18/09 J
OX/21/09 l.
11/04109 M
11 '}6/0') L c
I I /16/1)') K B
05!08109 K
08/21/09 I.
08131/09 K
D 1;.001 · Sll,UllO Hl '-' hn than S5Jl00.000 'l.t =) 1(10,tll!I S'2)U,l100 P2 -S.5.000,001 - $25,000.000
J
! SJ JJ,:nti1y 11i
bu::-cr:'sl."lkr
11f pn\'alc
!r..111s,11.:tion)
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E -Sl5J)OI - S.50,0\)C
I
I t:>5
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!hit ol Rtport Namt of Person Rrport1ng FINANCIAL DISCLOSURE REPORT
Page 7of11 Cook, Deborah L. 1Wl3'20IO
VI I. IN VE ST ME NTS and TRUSTS - income. •alru. traruu,,;,.,.., 11nt1ude., thou of 'I"'"'< and dependent ··hilJ""' '"PP· 14--0o of filini; u.srructi,,ns.J
0 NONE (1Vo repnrtahle income. assets, ur transactiuns._)
A. IJ.
l ks..:::nprinn of :\;>.!' ts. Income du1 ing (irns" valul.' at rnd
tinduding tn1"t Z'>':it"fs\ reporting pt.."T10J uf repNlinf penud
(r> (2) I i) I:!) Ill (5)I
Pli.1cc "(A)" a.tter each a ct '.6.mounr Typo (e.g .. \';due V:PUC' T rc lc.g., D<t>I.' \'alu.;: (iain ldcn:iry of Code I t:"'.crnpt from pri11r disdosurc di\.'., rent. C.\xk :! M1.:thod huy. Sl'll, mm."<hl:)"'° Cndc Ct)d.: I buycr1selkr iA-11.l
or int) (ll'I Cn<l1.:' rt·1!1.:mrti.)n) (l·I') (A-Ill (1f pri\3IC
«rw1 tran:-.icti1)n
52.
53.
154. 55.
'"i6 I ..
57.
58.
5'>.
60.
61.
62.
63
i (,.\
I
66
67.
68.
- SPDR Gold Tr Gold
- National Ciry Cmp BonJ
- Mo1 g:rn Stanley Corp Bond
- lJnikd S ues Trca,ury Note-lntlarion Indexed
- United S1<1tes Treasury Notc-lnflarion Indexed
- !shares Corncx Gold Tr
- l!iharc-s Comcx Gold Tr
- SPDR DJ Wilshire !nil Real Esr
- SPDR DJ Wilshire Intl Real Est
- SPDR DJ Wilshire Intl Real Est
- The New Ireland FunJ Inc
llu.: New lrd nd Fund Inc
. The Nev.· lrclanJ i-:unJ lnc
- The N w Ireland Fund Inc
- !PATii MSCI India
- IPATH !'v!SCI India
- hhares MSCI EAFE Fund
None
None
Non<::
None
None
N, nc
Nlme
Non
None
l.
L
N
lluy (adJ'I)
I Lluy
T Buy
I
T
Buy
Sold
SolJ
(part)
Sold (part)
Sohl
Buy
Sold (part)
Sold (part)
Sold
Sold (part)
Sold
Sold
I L'O·l.'09 f\l
(l .'2_1,()9 K
05/08/09 K
I l.'04/09 N
I l.'16/09 N D
01,%:'09 J
03.'061()<) J
UJ/Ob/09 J
01121109 J
OJ.106/09 J
03/0ti/09 J
UJ.'06/09 J
11/03'0'1 J
11/03/09 L
11103/09 K
-,
'
!
- -l lr..-ome Goii1n (.",>Jo A "'"Sl.UOtl ,n le:;..., U -Sl.110\ -51.,')!JO C =S.2,501 S5.0( 0- 0 "S".OOJ - Sl5.£100 E =S15,00i SOJ'l(JO ().- · l "11lu1Tin_ 01 ,,r,d D-H I· =550,f!(ll . SIOO_f}l':JJ f:;::s100.001-\;J >4),U(>-0 Hl Sl.l!U1J,00i - - 5.0•IO.OOG H1 ""Mute 1ba:t SS.l}()IJ.lXJO - Value Codo J ·SI .'NO ur k":...'> - JJ,l JI -S5U.t.i00 - L S50.l)lll $1011.VOO - \.1 =S.llJO,UUI Sl50,000 !5n- C•1lumn\ Cl :1r.d Ll31 N =S:! 0.00 I S. b0,000 - ll ··S5()1),Cl01 SI .000.('l{XJ Pl ,...51.f)()(J,fH)\ 55,1100,0!)0 P2 $S.OOU.OOI - S25.0!}(),(lf)(_i
P\ =-·\?5.fJ(!fl,fl()I 5"0,fXiO.fMHI P4 =More 1ha11 $50.000.000 J VJlui,.: ;\j tt1pJ C,>J.:;-. V ·Appr:.11 1 K ·to:.1(Rnilbt.J.teOnlyl
(S ·e {_ vh1mn('2) I! '-lk•ok Vo.hie V ::.!)thcr
82
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FJNANCIAL DISCLOSURE REPORT Page 8of11
Namt of Person R"porring
Cook, l><borah L
1>11t of Rrport
O-l/11/20 I 0
VII. INVESTM.ENTS and TRUSTS -inwme, ••1 ••• rrarua..rions lin..t•"" 1hos. of srouu and dcpendtnl<'hitdren; .,., PP· 3.1-60 11ffitin1: inur••·tums..J
0 NONE (No reportable income, assets, or 1ra11sactions.)
69.
70.
71.
72.
73.
74.
75.
76.
77.
78.
79.
RO.
81
A. Oi.:'.-li.:n rion of A si.:ts
(induding trn!)t a:>scts)
Pbc;: "(X)" alter a'h a.s!>Ct t•xcmp1 from pra1r disc Jo,.un
- bh:ms TR fTSE:Xl llUA Chm3
- J5haros TR FTSEiXINHUA China
- Phannaceulical Jlokkr> Tr
- Pham1aceutical Holders Tr
- Ry<k\ S&P Fqual Weight
- Rydex S&P Equal Wci[(ht
- Standard & P1'°rs Midcap 400
- S1andard & Poors Midcap 400
- Western Asset lhgh Inc Oppiy
- Western Asscl High Inc Opply
- Western Asset High Inc Opply
- Western Asset High Inc Oppty
- We-stem Assd High Inc Oppty
- Wcslcrn Asset High Inc Oppty
- Western A.<Set l!igh Inc Oppty
ln1.:om<.: clufr1g
reporting pcriu...I
: 1\mnunl t 11jc I
1 ·111
(2) Typo.: tc.g .• div., rcn1.
None
None
Noni!
None
Noni.!
Gh>S:-. valu..: 31 t:nd
1)f rt'por1 mg pi.!nvd
i2 I \'a Jue.: \'JllJC
Crnk Mcth.1J
il·I') ("uJ ... · .
1.C)-W)
11) T r1.· kg. lht..:
buy. o..dl, : rnm:Jd·y 1..:J-.:ri1ptit111)
s,1ld OH': l(IJ9 (parH
Sold I 1!3i09
Sold IJ8/J I:()'} (parl)
Sold 08/3111)9
Sold 11:0311)9 (part)
SolJ 11/0J/09
Sold 11/0VO'l
Ipart)
Sold 11.'03'09
Sold 08121/i)')
(part)
Sold 11103/09
(part)
Sold 11!03>09
ip,irt)
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Dart> of Ile-port Name or Pen.on RtportiD\! FINANCIAL DISCLOSURE REPORT
Cook, Deborah I.. 04113/21) 10 Page 9 of 11
VII. INVESTMENTS and TRUSTS - inco ..... value. rramacrion.• r1ndud" rho<e of>po"·" and d'"""''n' c/Jildren: >u PP· 14-1.0 offilini: in.rrrucr;,,,,,_J
D NONE (Nu reportubli: income, assets, or transactions.)
/\. B IJ Do.! cr;ption 0f ;\s..'>1.:t" lm.:ume <luring (fro s \'alu;: al l:lld TrJTl at:l11111' Jui iug rq1u1 111 p1..1 ilXI
l induding rru::>t asst:h) reporling pe-riot.1 of'r.: oning pl'.°nlh.J
11.l Ill 1- ) (IJ I ) I ) {5) Pla.:1: "(.\)"after c.. <ich 11sst:I !r\rnount' Tnx:(eg., Va.Ju..: \"alut.' Tyre (t· g. lhk' i"i:nn ld1..·ntity of
L e1npt from prior t.lisclornn: Co.k I div .. n:nt. Codi: 2 M thod uy. sd!. 1mm'dc1 y) t\1do ! : Clw.k I buyt:r'scll<.:r < 1\-H) or inf ) 11 PJ Cm!..; r 1k::np!ion) Ii Pi 1A 111 j if priva!
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(Sec Cnh1mn CZ> I) =Aook Vllnc V - OlhL"f' \i,; ··E!>ttmatt'd
FINANCIAL DISCLOSURE REPORT
Page 10 of 11
Na mt of Prnon Rr-p-orring
Cook., Deborah L.
Date or lltpor1
CW I 3/20 I 0
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. llndicoUpurto[Rrport.)
Linc I I on VI I: Garmin was purchased 12131/08 ·;, u1d nor settle unril 116/09. It was unscnkd rradc nul showing ,rn reporting for the 2008 disclo:;urc rcp,1rt.
Linc 42on Vil: !shares 13ardays Agg is a name change from !shares Tr Lcl1man Aggregate from 2008 disdosure report.
Lin 85on Vfl: An insr.allmenc note: was addl!d w the report in place of the in<lusrrial budJing bcG1use payments and interests arc no\ .. being colledcd fix the .-;ale ofrhc building.
!'art I - Collcgcscholars. Inc is a charitable trust The trust a<Scts are held to funJ college tun ions for the youngsters in our mentored scholarship pr.1rram
All nsscts of Truq I arc in Part VII. Please nutc that my accounts haJ transferred from C1t1g1oup Smith Barney to t.fnrgan Stanley in October 2008
FINANCIAL DISCLOSURE REPORT
Page 11 of I I
Name of Person Reporting
Cook, Deborah L.
D<1rr or Rrpor1
04/13/20 I 0
IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent chiltlren, ir uny) is uccurate, true, and complete to the best of my knowledge and belier, and that any information not reported was withheld because it met applicahlc statutory prm1sions permiltini; non-disdosure.
I further cenifJ that earned income from outside employmcrll and honorari• and the •er.planet or gifts which have been reporlcJ arc In compliance with the pro>i ions ofS lT.S.C. app. § 501 cl. seq., 5 U.S.C. § 7353, and Judicial Conference r.-gulalion•.
I
Signature I-l_
NOTt:: AN\' INnIVll>LJAI. WHO KNOWINGLY ANU Wll.Flil.1.Y FALSIFl :S OH FAILS TO t'llS TlllS HEl'OltT MAY lit: Slln.H:C:T TO CIVIi. AND CRIMINAL SANCTIONS (5 U.S.C. app. § W4)
FILING INSTRUCTIONS
l\fail signed original and 3 additional ctipics tn:
Committee on Finam:ial Disclosure Adminislrative Office of the United States Courts Suite 2-30 I One Columbus Circle, N.E. Washington, D.C. 20544