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Nasdaq Fund Network (NFN) Application Instructions 1) Select the appropriate tab(s) for the NFN application form(s). The NFN worksheet forms are: Tab Name Purpose Add Instrument(s) To request NFN ticker symbol for new instrument for a NFN supported asset class. Update Instrument(s) Delete Instrument(s) Replace Instrument(s) Update Contact(s) To add, remove or update a contact in the NFN system. Root Manager Root Additional Information Questions about the NFN application form or process should be directed to Nasdaq NFN Operations at: NFN Operations Contact Information Local Phone Number + 1 301 978 5307 (Option 6) Email Address To update NFN issuer name, instrument name, CUSIP, instrument tier and other security To remove instrument from NFN system. To be used for instrument liquidations, terminations, mergers and acquisitions. To replace an existing Unit Investment Trust (UIT) or Structured Product upon its To add or change NFN Root information. The root instrument would be a group of instruments that shares like attributes. Goal of root is to organize multiple instruments To add or change NFN Root additional information. The root instrument is the grouping of all of the share classes with the intent to distribute a ride range of fund data. 2) Complete the NFN application form(s). For your convenience, the required fields appear in red font and field level instructions appear as comments in Column A. NOTE: Nasdaq requires a minimum of 2 business days notice to process NFN instrument 3) Print out form on "Signature Page" tab for corporate officer signature. Once the form is completed and signed, it should be scanned and included with the supporting documentation. 4) Send completed NFN application spreadsheet along with the defined supporting documentation and executed submission form via email to NFN Operations for processing. Nasdaq requests that supporting documentation be sent in PDF format (5 MB or less in [email protected]
Transcript of €¦ · XLS file · Web viewFood Beverages/Soap FGH Food Products FGI Food Retailers, ... LUX LU...
InstructionsNasdaq Fund Network (NFN)Application Instructions1) Select the appropriate tab(s) for the NFN application form(s). The NFN worksheet forms are:Tab NamePurposeAdd Instrument(s)To request NFN ticker symbol for new instrument for a NFN supported asset class.Update Instrument(s)To update NFN issuer name, instrument name, CUSIP, instrument tier and other security master record fields.Delete Instrument(s)To remove instrument from NFN system. To be used for instrument liquidations, terminations, mergers and acquisitions.Replace Instrument(s)To replace an existing Unit Investment Trust (UIT) or Structured Product upon its termination date.Update Contact(s)To add, remove or update a contact in the NFN system.Root ManagerTo add or change NFN Root information. The root instrument would be a group of instruments that shares like attributes. Goal of root is to organize multiple instruments under a common root.Root Additional InformationTo add or change NFN Root additional information. The root instrument is the grouping of all of the share classes with the intent to distribute a ride range of fund data.2) Complete the NFN application form(s). For your convenience, the required fields appear in red font and field level instructions appear as comments in Column A. NOTE: Nasdaq requires a minimum of 2 business days notice to process NFN instrument applications.3) Print out form on "Signature Page" tab for corporate officer signature. Once the form is completed and signed, it should be scanned and included with the supporting documentation.4) Send completed NFN application spreadsheet along with the defined supporting documentation and executed submission form via email to NFN Operations for processing. Nasdaq requests that supporting documentation be sent in PDF format (5 MB or less in size).Questions about the NFN application form or process should be directed to Nasdaq NFN Operations at:NFN Operations Contact InformationLocal Phone Number+ 1 301 978 5307 (Option 6)Email [email protected]: Once instrument is live in the NFN system, Nasdaq will invoice the issuer firm for the applicable NFN annual fees.For more information on NFN eligibility standards and administrative policies, please refer toNFN FAQ document on Nasdaq Trader.Update Date: 5/24/2018
NFN FAQ document on Nasdaq Trader.
Add Instrument(s)NFN New Instrument Request FormNumber of New Instruments:0Required fields appear in red.Application Date:Issuer / Sponsor LevelParent Firm NameIssuer Name (aka Fund Family Name or Trust Sponsor)Issuer CUSIPPricing Agent NamePricing Agent MPIDInstrument Level Details - All InstrumentsInstrument NameInstrument ClassCountry of IssuanceCountry of Issuance (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Vehicle Legal StructureCUSIPISINNFN Effective Date for Instrument AdditionNFN Effective Date for Instrument Addition (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900NFN SymbolInstrument Registration / Regulatory Oversight AgencyInstrument Registration / Regulatory Oversight Agency (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Instrument Type / Instrument CodeInstrument Type / Instrument Code (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Instrument Tier (Mutual Funds and Money Market Funds Only)Instrument Tier (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Investor TypeInvestor Type (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Distribution TypeDistribution Type (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Distribution FrequencyDistribution Frequency (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Pricing FrequencyPricing Frequency (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899CurrencyCurrency (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Inception DateInception Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Open To New Investors FlagNSCC Clearing Eligible FlagInstrument Performance (Managed Account and Separate Account Only)Rebalance Frequency (Managed Account and Separate Account Only)Instrument Level Details - UITs / Structured ProductsDeposit DateDeposit Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Termination DateTermination Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Instrument Level Details - Closed End Funds / ETFs / NextSharesListing ExchangeListing Exchange (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Listing Exchange SymbolInstrument Level Details - News Media ListNewspaper HeadingNewspaper AbbreviationInstrument Level Details - Financial InformationNumber of ShareholdersAs of Date (Shareholders)Shareholders Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Total Shares Outstanding (TSO)As of Date (TSO)TSO Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Total Net Assets (in US dollars)As of Date (Total Net Assets Value)TNA Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900NAV - Inception DateInitial Net AssetsAssets Under ManagementAssets Under Management DateMinimum Initial Subscription AmountMinimum Incremental Subscription AmountMarket Offered PriceNumber of AccountsNumber of Accounts as of DateGIPS CompliantInstrument Level Details - ExpenseManagement FeesAs of Date (Management Fees)Management Fees As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Account / 12b-1 FeesAs of Date (Account / 12b-1 Fees)Account / 12b-1 Fees As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Other ExpensesAs of Date (Other Expenses)Other Expenses As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Total Expense RatioAs of Date (Total Expense Ratio)Total Expense Ration As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Front LoadAs of Date (Fro Fees)Front load As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Level LoadAs of Date (Level Load)Level Load As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Net Expense RatioAs of Date (Net Expense Ratio)Deferred Load As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Deferred LoadAs of Date (Deferred load)Deferred Load As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Redemption FeeAs of Date (Redemption Fee)Redemption Fee As of Date (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Instrument Documentation - All InstrumentsSupporting Document NameSupporting Document TypeDocumentation Release InformationNotes to NFN OperationsField NameCurrent Allowable ValuesInstrument TypeMutual Fund - Open EndOPENMutual Fund - Closed EndCLOSEDMutual Fund - Interval FundINVLMutual Fund - Business Development CompanyBDCMoney Market Fund General PurposeGOVSECMoney Market Fund Government SecuritiesTAXEXMoney Market Fund Tax Exempt SecuritiesGPUnit Investment Trust - EquityEQUITYUnit Investment Trust - DebtDEBTNextShares Exchange Traded Managed FundETMFAnnuity - VariableVARAnnuity - Equity IndexedEQIDXStructured Product - Buffer/Barrier Enhanced UpsideBUFBARStructured Product - Commodity / FXCOMFXStructured Product - HybridHYBRIDStructured Product - Principal ProtectedPRIPROStructured Product - Rates EnhancedRTENStructured Product - Single StockSNGSTKStructured Product - OtherOTHERAlternative Investment Product - Commodity Pool FundCPFAlternative Investment Product - Fund of Hedge FundsFOHFAlternative Investment Product - Managed Future FundMFFAlternative Investment Product - Non-Traded Real Estate Investment Trust (REIT)REITAlternative Investment Product - Private Equity OfferingPEQAlternative Investment Product - Registered / Non-Traditional Hedge FundsNTHFHedge FundHEDGEManaged Accounts - Separately Managed Account (SMA)SMAManaged Accounts - Unified Managed Account (UMA)UMACollective Investment Trust (CIT)CITSeparate AccountsSADemand Deposit Account (As of August 20, 2018)DDNFN TierStandard ListS/SLNews Media List (Minimum eligibility criteria applies)NMLDistribution TypeCashCASHReinvestREINVSWrapWRAPReinvest CashRECASHWrap CashREWRAPNot ApplicableDistribution FrequencyMonthlyMONTHQuarterlyQUARTRSemi-AnnuallySEMI-AAnnuallyANNUALOtherInstrument RegistrationU.S. Securities and Exchange Commission (SEC)SECMunicipal Securities Rulemaking Board (MSRB)MSRBCommodity Futures Trading Commission (CFTC)CFTCExemptionEXMPTNot Registered with U.S. Regulatory AgencyNOREGOtherSupporting Documentation - New ListingsStatutory ProspectusSummary ProspectusDraft ProspectusPrivate Placement MemorandumSEC FilingOtherNoneDocumentation ReleasePublicConfidentialPrimary Listing ExchangeThe NASDAQ Stock MarketXNASThe New York Stock Exchange (NYSE)XNYSNYSE MKT / NYSE AmexXASENYSE ArcaARCXBATS ExchangeBATSNot exchange-listedXXXXOtherReporting FrequencyDaily (Default)DIntradayIWeeklyWBi-WeeklyBMonthlyMQuarterlyQSemi-AnnualSAnnualAY/NYesNoInvestor TypeInstitutional InvestorsIRetail InvestorsRBoth Institutional and Retail InvestorsRCountry of Issuance + CurrencyCountryDescriptionCountryCodeCountryCode2CurrencyDescriptionCurrencyCodeAfghanistanAFGAFAfghaniAFNAlbaniaALBALAlgerian DinarDZDAlgeriaDZADZArgentine PesoARSAmerican SamoaASMASArmenian DramAMDAndorraANDADAruban FlorinAWGAngolaAGOAOAustralian DollarAUDAnguillaAIAAIAzerbaijanian ManatAZNAntigua & BarbudaATGAGBahamian DollarBSDArgentinaARGARBahraini DinarBHDArmeniaARMAMBahtTHBArubaABWAWBarbados DollarBBDAustraliaAUSAUBelarussian RubleBYRAustriaAUTATBelize DollarBZDAzerbaijanAZEAZBermudian DollarBMDBahamasBHSBSBolivarVEFBahrainBHRBHBolivianoBOBBangladeshBGDBDBrazilian RealBRLBarbadosBRBBBBrunei DollarBNDBelarusBLRBYBulgarian LevBGNBelgiumBELBEBurundi FrancBIFBelizeBLZBZCabo Verde EscudoCVEBeninBENBJCanadian DollarCADBermudaBMUBMCayman Islands DollarKYDBhutanBTNBTCFA Franc BCEAOXOFBoliviaBOLBOCFA Franc BEACXAFBosniaBIHBACFP FrancXPFBotswanaBWABWChilean PesoCLPBrazilBRABRColombian PesoCOPBritish Virgin IslandsVGBVGComoro FrancKMFBruneiBRNBNConvertible MarkBAMBulgariaBGRBGCordoba OroNIOBurkina FasoBFABFCosta Rican ColonCRCBurundiBDIBICroatian KunaHRKCambodiaKHMKHCuban PesoCUPCameroonCMRCMDalasiGMDCanadaCANCADanish KroneDKKCape VerdeCPVCVDenarMKDCaribbean NetherlandsBESBQDjibouti FrancDJFCayman IslandsCYMKYDobraSTDCentral African RepublicCAFCFDominican PesoDOPChadTCDTDDongVNDChileCHLCLEast Caribbean DollarXCDChinaCHNCNEgyptian PoundEGPColombiaCOLCOEthiopian BirrETBComorosCOMKMEuroEURCongo - BrazzavilleCOGCGFalkland Islands PoundFKPCook IslandsCOKCKFiji DollarFJDCosta RicaCRICRForintHUFCote d'IvoireCIVCIGhana CediGHSCroatiaHRVHRGibraltar PoundGIPCubaCUBCUGuaraniPYGCuracaoCUWCWGuinea FrancGNFCyprusCYPCYGuyana DollarGYDDenmarkDNKDKHryvniaUAHDjiboutiDJIDJIceland KronaISKDominicaDMADMIndian RupeeINRDominican RepublicDOMDOIranian RialIRREcuadorECUECIraqi DinarIQDEgyptEGYEGJamaican DollarJMDEl SalvadorSLVSVJordanian DinarJODEquatorial GuineaGNQGQKenyan ShillingKESEritreaERIERKinaPGKEstoniaESTEEKipLAKEthiopiaETHETKuwaiti DinarKWDFalkland IslandsFLKFKKwachaMWKFijiFJIFJKwanzaAOAFinlandFINFIKyatMMKFranceFRAFRLariGELFrench GuianaGUFGFLebanese PoundLBPFrench PolynesiaPYFPFLekALLGabonGABGALempiraHNLGambiaGMBGMLeoneSLLGeorgiaGEOGELiberian DollarLRDGermanyDEUDELibyan DinarLYDGhanaGHAGHLilangeniSZLGibraltarGIBGIMalagasy AriaryMGAGreeceGRCGRMalaysian RinggitMYRGreenlandGRLGLMauritius RupeeMURGrenadaGRDGDMexican PesoMXNGuadeloupeGLPGPMoldovan LeuMDLGuamGUMGUMoroccan DirhamMADGuatemalaGTMGTMozambique MeticalMZNGuernseyGGYGGNairaNGNGuineaGINGNNakfaERNGuinea-BissauGNBGWNepalese RupeeNPRGuyanaGUYGYNetherlands Antillean GuilderANGHaitiHTIHTNew Israeli SheqelILSHondurasHNDHNNew Romanian LeuRONHungaryHUNHUNew Zealand DollarNZDIcelandISLISNorth Korean WonKPWIndiaINDINNorwegian KroneNOKIndonesiaIDNIDNuevo SolPENIranIRNIROuguiyaMROIraqIRQIQPaG??angaTOPIrelandIRLIEPakistan RupeePKRIsle of ManIMNIMPatacaMOPIsraelISRILPeso UruguayoUYUItalyITAITPhilippine PesoPHPJamaicaJAMJMPound SterlingGBPJapanJPNJPPulaBWPJerseyJEYJEQatari RialQARJordanJORJOQuetzalGTQKazakhstanKAZKZRandZARKenyaKENKERial OmaniOMRKiribatiKIRKIRielKHRKorea (Democratic People's Republic of)PRKKPRufiyaaMVRKuwaitKWTKWRupiahIDRKyrgyzstanKGZKGRussian RubleRUBLao People's Democratic RepublicLAOLARwanda FrancRWFLatviaLVALVSaint Helena PoundSHPLebanonLBNLBSaudi RiyalSARLesothoLSOLSSerbian DinarRSDLiberiaLBRLRSeychelles RupeeSCRLibyaLBYLYSingapore DollarSGDLiechtensteinLIELISolomon Islands DollarSBDLithuaniaLTULTSomKGSLuxembourgLUXLUSomali ShillingSOSMacauMACMOSomoniTJSMacedoniaMKDMKSouth Sudanese PoundSSPMadagascarMDGMGSri Lanka RupeeLKRMalawiMWIMWSudanese PoundSDGMalaysiaMYSMYSurinam DollarSRDMaldivesMDVMVSwedish KronaSEKMaliMLIMLSwiss FrancCHFMaltaMLTMTSyrian PoundSYPMarshall IslandsMHLMHTakaBDTMartiniqueMTQMQTalaWSTMauritaniaMRTMRTanzanian ShillingTZSMauritiusMUSMUTengeKZTMayotteMYTYTTrinidad and Tobago DollarTTDMexicoMEXMXTugrikMNTMicronesiaFSMFMTunisian DinarTNDMoldovaMDAMDTurkish LiraTRYMonacoMCOMCTurkmenistan New ManatTMTMongoliaMNGMNUAE DirhamAEDMontenegroMNEMEUganda ShillingUGXMontserratMSRMSUS DollarUSDMoroccoMARMAUzbekistan SumUZSMozambiqueMOZMZVatuVUVMyanmarMMRMMWonKRWNamibiaNAMNAYemeni RialYERNauruNRUNRYenJPYNepalNPLNPYuan RenminbiCNYNetherlandsNLDNLZambian KwachaZMWNew CaledoniaNCLNCZimbabwe DollarZWLNew ZealandNZLNZZlotyPLNNicaraguaNICNINigerNERNENigeriaNGANGNiueNIUNUNorfolk IslandNFKNFNorthern Mariana IslandsMNPMPNorwayNORNOOmanOMNOMPakistanPAKPKPalauPLWPWPanamaPANPAPapua New GuineaPNGPGParaguayPRYPYPeruPERPEPhilippinesPHLPHPitcairn IslandsPCNPNPolandPOLPLPortugalPRTPTPuerto RicoPRIPRQatarQATQAReunionREURERomaniaROURORussiaRUSRURwandaRWARWSaint BarthelemyBLMBLSaint Kitts and NevisKNAKNSaint Martin (French part)MAFMFSaint Pierre and MiquelonSPMPMSamoaWSMWSSan MarinoSMRSMSao Tome and PrincipeSTPSTSaudi ArabiaSAUSASenegalSENSNSerbiaSRBRSSeychellesSYCSCSierra LeoneSLESLSingaporeSGPSGSint MaartenSXMSXSlovakiaSVKSKSloveniaSVNSISolomon IslandsSLBSBSomaliaSOMSOSouth AfricaZAFZASouth KoreaKORKRSouth SudanSSDSSSpainESPESSri LankaLKALKSt. HelenaSHNSHSt. LuciaLCALCSt. Vincent & GrenadinesVCTVCSudanSDNSDSurinameSURSRSvalbard & Jan MayenSJMSJSwazilandSWZSZSwedenSWESESwitzerlandCHECHSyriaSYRSYTajikistanTJKTJTanzaniaTZATZThailandTHATHTimor-LesteTLSTLTogoTGOTGTokelauTKLTKTongaTONTOTrinidad & TobagoTTOTTTunisiaTUNTNTurkeyTURTRTurkmenistanTKMTMTurks & Caicos IslandsTCATCTuvaluTUVTVU.S. Virgin IslandsVIRVIUgandaUGAUGUKGBRGBUkraineUKRUAUnited Arab EmiratesAREAEUnited States of AmericaUSAUSUruguayURYUYUzbekistanUZBUZVanuatuVUTVUVatican CityVATVAVenezuelaVENVEVietnamVNMVNWallis & FutunaWLFWFWestern SaharaESHEHYemenYEMYEZambiaZMBZMZimbabweZWEZWVehicleStructureNot AssignedCompositeETFInvestment BondInvestment TrustListed Investment Company (LIC)Managed Investment SchemesReal Estate Investment Trust (REIT)Representative AccountUnit TrustAnlagefonds (Common Fund)Investmentfondsgesetz (Investment Funds Act)Exempted Limited Partnership (LP)International Business Corporation (IBC)Collective Investment Undertaking (CIU)Contractual funds (FCP)Investment Company with Fixed Capital (BEVAK)Investment Company with Variable Capital (BEVEK)Socit d'Investissement Capital Fixe (SICAF)Socit d'Investissement Capital Variable (SICAV)Investment Company (IC)Limited Partnership (LP)Segregated Portfolio CompanyComisso de Valores Mobilirios (CVM) FundCompany Limited by Guarantee (LLC)Exempted Limited Partnership (Ltd.)Limited IncorporatedLtdCorporationIncome TrustLabour Sponsored FundLimited Liability Company (LLC)Mutual FundTrustUnitised Insurance FundExempted Company (EC)Common FundVariable Capital Investment Company (VCIC)Fond Commun de Placement (FCP)Socit Responsabilit Limite (LLC)Socit Civile (General Partnership)Socit en Commandit par Actions (LP)Investment Company with Variable Capital (ICVC/OEIC)Public Limited Company (PLC)Trustee Investment PlanWith-Profits PolicyInvestment FundKapitalanlagegesellschaft (KAG)Richtlinienkonformes SondervermgenProtected Cell Company (PCC)Mandatory Provident Fund (MPF)Unit Investment Trust (UIT) - limited durationCommon Contractual Fund (CCF)Irish Collective Asset-management Vehicle (ICAV)Qualified Investor Fund (QIF)Qualifying Investor Alternative Investment Fund (QIAIF)Qualifying FundSpecialist FundFondi Speculativi (non-SGR)Fondi Speculativi (SGR)Italian Domiciled Mutual FundGeneral PartnershipInvestmentfonds (Contractual Fund)Investmentgesellschaft mit fixem Kapital (SICAF)Investmentgesellschaft mit variablem Kapital (SICAV)Kollektivtreuhnderschaft (Common Fund)Marshall Islands CorporationFonds voor Gemene Rekening (FGR)Fund (Pooled/Mutual)Naamloze Vennootschap (NV)Insurance BondKiwiSaver SchemePortfolio Investment Entity (PIE)Norwegian FundsDebenture StructureLimited Liability Partnership (LLP)Colectiva de inversins libre (IICIL)Instituciones de inversin colectiva de IIC de inversin libre (IIC de IICIL)Lagen om InvesteringfonderContractual FundKommanditgesellschaft fr Kapitalanlagen (Limited Partnership)3c1 (U.S. Only)3c7 (U.S. Only)Clean SharesCollective FundCollective Investment Trust (CIT)Common Trust FundDelaware Business Trust (U.S. Only)Delaware Limited PartnershipDelaware Series Trust (DST)Group TrustInsurance CompanyMaster Limited PartnershipNew Hampshire Investment TrustPrivate REITSEC-Registered 1933 Act Variable Annuity IssuerSEC-Registered 1940 Act Mutual Fund (U.S. Only)SEC-Registered 1940 Act Variable Annuity IssuerSMA/WrapUnitized Insurance AccountGIPS CompliantYesNoInstrument PerformanceNot AssignedAggregate PerformanceModel PerformanceRebalance FrequencyNot AssignedMonthlyQuarterlySemi AnnuallyAnnuallyOtherAUBHBEBMBRVGCAKYCNCYDKGBEEFRDEGGINIEIMITJPJELILUMYMTMHMUMXNLNZNOSGZAKRESSECHUSBSAustraliaBahrainBelgiumBermudaBrazilBritish Virgin IslandsCanadaCayman IslandsChinaChinese TaipeiCyprusDenmarkUKEstoniaFranceGermanyGuernseyHong KongIndiaIrelandIsle of ManItalyJapanJerseyLiechtensteinLuxembourgMalaysiaMaltaMarshall IslandsMauritiusMexicoNetherlandsNew ZealandNorwaySingaporeSouth AfricaSouth KoreaSpainSwedenSwitzerlandUnited StatesBahamasVehicleStructureCompositeCollective Investment Undertaking (CIU)CompositeCompositeComisso de Valores Mobilirios (CVM) FundCompany Limited by Guarantee (LLC)CompositeCompositeCompositeCompositeCommon FundCompositeCompositeCompositeCompositeCompositeCompositeCompositeCompositeCommon Contractual Fund (CCF)CompositeCompositeCompositeCompositeCompositeCompositeCompositeCompositeETFETFETFCompositeCompositeETFCompositeCompositeCompositeColectiva de inversins libre (IICIL)ETFAnlagefonds (Common Fund)3c1 (U.S. Only)CompositeETFCompositeContractual funds (FCP)ETFCompositeCompositeCorporationETFETFETFCompositeETFETFETFETFETFETFETFETFCompositeETFETFETFETFETFETFETFETFMarshall Islands CorporationInvestment Company (IC)Mutual FundETFETFNorwegian FundsETFDebenture StructureETFCompositeLagen om InvesteringfonderComposite3c7 (U.S. Only)ETFInvestment BondETFETFInvestment Company (IC)ETFETFETFExempted Company (EC)Investment TrustLimited Partnership (LP)ETFFond Commun de Placement (FCP)Investment Company with Variable Capital (ICVC/OEIC)Investment FundFond Commun de Placement (FCP)Kapitalanlagegesellschaft (KAG)Investment Company with Variable Capital (ICVC/OEIC)Fond Commun de Placement (FCP)Fond Commun de Placement (FCP)ETFQualifying FundFondi Speculativi (non-SGR)Investment TrustGeneral PartnershipInvestmentfonds (Contractual Fund)Fond Commun de Placement (FCP)Fond Commun de Placement (FCP)Representative AccountSegregated Portfolio CompanyFonds voor Gemene Rekening (FGR)Insurance BondLimited Liability Company (LLC)ETFFond Commun de Placement (FCP)ETFContractual FundClean SharesExempted Limited Partnership (LP)Investment TrustRepresentative AccountInvestment Company with Fixed Capital (BEVAK)Limited Partnership (LP)Representative AccountExempted Limited Partnership (Ltd.)Income TrustExempted Limited Partnership (LP)Limited Liability Company (LLC)Representative AccountRepresentative AccountRepresentative AccountLimited Partnership (LP)Representative AccountRepresentative AccountMutual FundLimited Partnership (LP)Mandatory Provident Fund (MPF)Real Estate Investment Trust (REIT)Investment Company with Variable Capital (ICVC/OEIC)Representative AccountFondi Speculativi (SGR)Limited Partnership (LP)Limited Partnership (LP)Investmentgesellschaft mit fixem Kapital (SICAF)Representative AccountReal Estate Investment Trust (REIT)Socit d'Investissement Capital Fixe (SICAF)Fund (Pooled/Mutual)KiwiSaver SchemeReal Estate Investment Trust (REIT)Limited Liability Partnership (LLP)Real Estate Investment Trust (REIT)Instituciones de inversin colectiva de IIC de inversin libre (IIC de IICIL)ETFCollective FundInternational Business Corporation (IBC)Listed Investment Company (LIC)Investment Company with Variable Capital (BEVEK)Representative AccountLimited IncorporatedLabour Sponsored FundLimited Liability Company (LLC)Real Estate Investment Trust (REIT)Variable Capital Investment Company (VCIC)Socit Responsabilit Limite (LLC)Public Limited Company (PLC)Socit d'Investissement Capital Fixe (SICAF)Representative AccountProtected Cell Company (PCC)Representative AccountRepresentative AccountIrish Collective Asset-management Vehicle (ICAV)Segregated Portfolio CompanyItalian Domiciled Mutual FundReal Estate Investment Trust (REIT)Representative AccountInvestmentgesellschaft mit variablem Kapital (SICAV)Socit Responsabilit Limite (LLC)Representative AccountSocit d'Investissement Capital Variable (SICAV)Investment Company with Fixed Capital (BEVAK)Limited Partnership (LP)Representative AccountRepresentative AccountRepresentative AccountRepresentative AccountKommanditgesellschaft fr Kapitalanlagen (Limited Partnership)Collective Investment Trust (CIT)Representative AccountManaged Investment SchemesRepresentative AccountSegregated Portfolio CompanyLimited Partnership (LP)Limited Liability Company (LLC)Representative AccountRepresentative AccountSocit Civile (General Partnership)Real Estate Investment Trust (REIT)Socit d'Investissement Capital Variable (SICAV)Richtlinienkonformes SondervermgenPublic Limited Company (PLC)Socit d'Investissement Capital Fixe (SICAF)Socit d'Investissement Capital Variable (SICAV)Limited Partnership (LP)Specialist FundRepresentative AccountRepresentative AccountSegregated Portfolio CompanyKollektivtreuhnderschaft (Common Fund)Socit Civile (General Partnership)Socit d'Investissement Capital Variable (SICAV)Investment Company with Variable Capital (BEVEK)Portfolio Investment Entity (PIE)Unit TrustUnit TrustSocit d'Investissement Capital Variable (SICAV)Socit d'Investissement Capital Fixe (SICAF)Representative AccountCommon Trust FundUnit TrustReal Estate Investment Trust (REIT)Socit d'Investissement Capital Fixe (SICAF)Unit TrustLtdMutual FundSegregated Portfolio CompanyUnit TrustSocit d'Investissement Capital Fixe (SICAF)Representative AccountReal Estate Investment Trust (REIT)Socit d'Investissement Capital Variable (SICAV)Unit Investment Trust (UIT) - limited durationPublic Limited Company (PLC)Unit TrustSocit d'Investissement Capital Fixe (SICAF)Unit TrustUnit TrustRepresentative AccountSocit d'Investissement Capital Fixe (SICAF)Unit Investment Trust (UIT) - limited durationNaamloze Vennootschap (NV)Representative AccountUnit TrustSocit d'Investissement Capital Variable (SICAV)Socit d'Investissement Capital Fixe (SICAF)CompositeRepresentative AccountSocit d'Investissement Capital Variable (SICAV)Representative AccountReal Estate Investment Trust (REIT)Unit TrustSocit d'Investissement Capital Variable (SICAV)Trustee Investment PlanRepresentative AccountUnit TrustQualified Investor Fund (QIF)Socit d'Investissement Capital Variable (SICAV)Socit d'Investissement Capital Variable (SICAV)Unit TrustRepresentative AccountUnit TrustSocit d'Investissement Capital Variable (SICAV)Delaware Business Trust (U.S. Only)Unit TrustSegregated Portfolio CompanyRepresentative AccountSocit en Commandit par Actions (LP)Unit TrustUnit TrustQualified Investor Fund (QIF)Socit en Commandit par Actions (LP)Delaware Limited PartnershipAnlagefonds (Common Fund)TrustUnitised Insurance FundUnitised Insurance FundQualified Investor Fund (QIF)Delaware Series Trust (DST)ETFUnitised Insurance FundWith-Profits PolicyWith-Profits PolicyQualified Investor Fund (QIF)ETFInvestmentfondsgesetz (Investment Funds Act)Qualifying Investor Alternative Investment Fund (QIAIF)Group Trust
Populate field if NFN Access Agreement was executed under the parent firm name.
Nasdaq requires that all firms execute a NFN Access Agreement prior to initial system use. Firms may either:
- Execute agreement for each firm (issuer / pricing agent) with NFN system access. - Execute agreement for parent firm and supply an affiliates list of business units with NFN system access.
For more information, please contact NFN Operations [email protected] Direct: + 1 301 978 5307 (Option 6) .
Required field. Enter Issuer Name as it appears in the NFN /
CUSIP systems and/or as it appears on the instrument prospectus
document.
Required field for new issuers. Enter "self" if you plan to
remit price data to the NFN system directly via the NFN website or
FTP server. Enter name of pricing agent firm if you plan to use
external company.
Required field. Select instrument type from list
provided.
Required field. Enter the security ID assigned by S&P
CUSIP Bureau, 9 characters length.
Enter the NFN ticker symbol requested for instrument. Assignment rules by asset class:
- Mutual Fund Open End: 5 characters ending in single X - Mutual Fund Closed End: 5 characters starting and ending with X; middle 3 characters reflect exchange traded tickers (if applicable) - Money Market Fund: 5 characters ending with XX - Unit Investment Trust (UIT), Collective Investment Trust (CIT), Managed Accounts (SMA, UMA), Separate Accounts: 6 characters starting with any character except Q, X or Z and ending with X- Annuity: 6 characters starting and ending with X- Structured Product: 6 characters beginning with Q and ending with X- Alternative Investment Product (AIP), Hedge Fund: 6 characters beginning with Z and ending with X- NextShares Exchange Traded Managed Fund: 7 characters beginning with Nasdaq exchange trading symbol and ending with NX
Required field. Enter the date that the instrument commenced
operation.
Optional field. Enter the net asset value (NAV) of the
instrument on inception date. Field requested by market data
community.
Optional field. Enter the total net assets for the instrument
at the time of inception (in actual dollars).
Select the frequency at which the instrument is expected to
submit NAVs and other valuation data. If no value is entered, it
will be assumed that the instrument prices on a daily basis.
Required field. Enter the date that firm wishes the instrument
to begin pricing in the NFN system. This date must be a future
market day. Since NFN listing fees are based on this date, it is
very important that firms advise Nasdaq in advance if the target
NFN go-live date changes.
Mutual funds and money market funds only. Select the MFQS
listing tier for this instrument from list. Please note that firms
must demonstrate that instrument meet minimum net asset and/or
shareholder requirements for the News Media (aka Newspaper / Print
Media) List. If no tier is selected, NASDAQ OMX will assume that
instrument should be added to the Standard List.
Required for UITs; optional for other asset classes. Select
income distribution method for instrument.
Required for UITs, optional for other asset classes. Select
the frequency at which income distributions (dividends / interest
payments) are expected to be paid out to investors from list.
Required field for closed end mutual funds only. Select the
primary listing exchange from list.
Enter the exchange symbol for the instrument as issued by the
primary listing exchange.
Required field. Select instrument availability to new
investors from list. If no value is selected, it is assumed that
the instrument is open to new investors.
Select NSCC clearing eligibility flag from list. Please note
that this field was requested by market data community.
Required field for mutual funds and money market funds on the
News Media List. Enter the total number of shareholders in the
instrument.
Enter date associated with the shareholder statistic above. If
no date provided, Nasdaq will assume that the shareholder statistic
was valid as of the application date.
Enter date associated with the total net assets value above.
If no date provided, Nasdaq will assume that the total net asset
value was valid as of the application date.
Required field for mutual funds and money market funds on the
NFN News Media List. Enter the total net assets for the
instrument.
Enter date associated with the TSO value above. If no date
provided, Nasdaq will assume that the TSO value was valid as of the
application date.
Optional field. Enter the total shares outstanding for the
instrument.
Optional field. Enter the minimum investment for a new
investor to the instrument in actual dollars. This field was
requested by the market data community.
Optional field. Enter the minimum incremental investment for
an existing investor in actual dollars. This field was requested by
the market data community.
For mutual funds and money market funds applying for the NFN
News Media List only, enter the newspaper heading under which the
instrument should be shown. Heading is limited to 20 characters
(inclusive of spaces). If not populated, Nasdaq will use the fund
family name as the heading.
For mutual funds and money market funds applying for NFN News
Media List, enter the newspaper symbol / abbreviation to be shown
for the instrument. Field is limited to 16 characters (inclusive of
spaces). If not provided, Nasdaq will abbreviate the instrument
name using its standard methodology.
Required field. Select supporting documentation from list. For
new listing applications, Nasdaq requires firms to provide the
instrument's prospectus.
Optional field. If submitting multiple applications at one
time, enter the file / document name associated with the instrument
record.
Required field. Select public or confidential from list. If
field is not populated, Nasdaq will assume that the document is
suitable for public release.
This worksheet should be used to request NFN ticker symbols for new instruments.
Please note that Nasdaq will invoice firms for the NFN listing fee based on the NFN Effective date (go-live date) so it is very important that you notify NFN Operations in advance if a new issuance is postponed or cancelled.
Please allow a minimum of 2 business days to process.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required for UITs; Optional for Structured Product. Enter the
termination date (in MM/DD/YYYY format) of the UIT or Structured
Product instrument.
Required field for first record on form. Enter the date that
the MFQS application is being submitted to Nasdaq for
processing.
Optional field. Enter special processing instructions for NFN
Operations associated with the instrument record.
Note: This field is automatically updated based on the number
of Instrument Name values entered on this worksheet.
Required. Select the regulatory agency responsible for
instrument oversight.
Enter 4 character market participant ID of pricing agent firm
if known.
Required field. Enter Instrument Name inclusive of class
information. The instrument should match prospectus document.
(Note: NFN system supports instrument names up to 150 characters,
inclusive of spaces and special characters).
Enter Issuer CUSIP number for instrument, if known. This is a
6 character firm-level identifier assigned by S&P CUSIP
Bureau.
Required for Money Market Funds; optional for all other asset
classes. Select target investor type for instrument.
Required for UITs, optional for other asset classes. Select
the frequency at which income distributions (dividends / interest
payments) are expected to be paid out to investors from list.
Select the frequency at which the instrument is expected to
submit NAVs and other valuation data. If no value is entered, it
will be assumed that the instrument prices on a daily basis.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required for UITs; Optional for Structured Product. Enter the
termination date (in MM/DD/YYYY format) of the UIT or Structured
Product instrument.
Enter Instrument Class information. The instrument Class
should match prospectus document.
Required for International Funds. Enter the International
Securities Identification Number, 12 characters length.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.Max Value 1.000%.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned. Max Value: 8.500%.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.Max Value: 2.000%.
Required Field. Provide the ISO currency code associated with
the MFQS price-related fields. Default value will be USD.
Required Field. Provide the Country of Issuance. Default value
will be United States of America.
Enter fees 0-100%, format allows for 000.000. Leave blank if
not assigned.
Enter date associated with the Expense statistic above. If no
date provided, Nasdaq will assume that the Expense statistic was
valid as of the application date.
Required field for UITs; Optional for Structured Products
only. Enter the date of deposit (in MM/DD/YYYY format) for the UIT
or Structured Product instrument.
Select from dropdown. The Vehicle Legal Structure is only
available to certain countries.
Optional field. Enter the Assets Under Management for the
instrument.
Optional field. Enter date associated with the Assets Under
Management above. If no date provided, Nasdaq will assume that the
total net asset value was valid as of the application date.
Optional field. Enter the Market Offered Price for the
instrument.
Optional field. Enter the Number of Accounts for the
instrument. This field is only available to Managed Account
(SMA/UMA) and Separate Account (SA).
Optional field. Enter date associated with the Number of
Accounts above. If no date provided, Nasdaq will assume that the
Number of Accounts were valid as of the application date.
Required field for Collective Investment Trust (CIT), Managed
Account (MA), Separate Account (SA). Select from drop down, If no
value is selected, it is assumed that the instrument is Compliant
to GIPS.
Managed Account and Separate Account Only. Select from drop
down list.
Managed Account and Separate Account Only. Select from drop
down list.
Update Instrument(s)NFN Instrument Change Request FormNumber of Change Requests:0Required fields appear in red.Application Date:Current Instrument / Change Request InformationChange Request ActionNFN Symbol - CurrentCUSIP - CurrentNasdaq Security MasterISIN - CurrentInstrument Name - CurrentNFN Effective Date for Instrument ChangeNFN Effective Date for Instrument Change (Formatted)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Issuer Corporate Action DateIssuer Corporate Action Date for Instrument Change (Formatted)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Updated Issuer / Instrument InformationIssuer / Sponsor Level ChangesIssuer Name (aka Fund Family Name or Trust Sponsor)Country of IssuanceCountry of Issuance (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Vehicle Legal StructureIssuer CUSIPISINPricing Agent NamePricing Agent MPIDInstrument Level ChangesInstrument NameInstrument ClassCUSIPNFN SymbolInstrument Registration / Regulatory Oversight AgencyInstrument Registration / Regulatory Oversight Agency (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Instrument Type / Instrument Code - NewInstrument Type / Instrument Code - New (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Instrument Tier - New (Mutual Funds and Money Market Funds only)Instrument Tier - New (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Investor TypeInvestor Type (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Distribution TypeDistribution Type (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Distribution FrequencyDistribution Frequency (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000Pricing FrequencyPricing Frequency (Batch Format)0000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000000CurrencyCurrency (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Open To New Investors FlagNSCC Clearing Eligible FlagInstrument Performance (Managed Account and Separate Account Only)Rebalance Frequency (Managed Account and Separate Account Only)Instrument Level Changes - UITs and Structured ProductsDeposit Date - NewDeposit Date - New (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Termination Date - NewTermination Date - New (Batch Format)0100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900010019000100190001001900Instrument Level Changes - Closed End Funds / ETFs / NextSharesListing Exchange - NewListing Exchange (Batch Format)Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Sunday, December 31, 1899Listing Exchange Symbol - NewInstrument Level Details - News Media List onlyNewspaper Heading - UpdatedNewspaper Abbreviation
