OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21) U.S. Office of Government Ethics; 5 C.F.R. part 2634 I Form Annroved: 0 MB No. (3209-0001) Report Type: Candidate Year (Annual Report only): Date of Appointment/Termination:

Executive Branch Personnel Public Financial Disclosure Report (OGE Form 278e)

Filer's Information

Last Name First Name MI Position Harris Kamala D. Candidate for President

Other Federal Government Positions Held During the Preceding 12 Months:

United States Senator

Name of Congressional Committee Considering Nomination (Nominees only):

ify that the statements I have made in this report are true, complete and correct to the best of my knowledge:

asis of information containe

Signature:

Other Review Conducted By:

U.S. Office o

IComments of Reviewing Officials:

Reviewed for Apparent Compliance with the Federal Election Campaip Act

Date ~ J, ~tJ app ica

Date:

Date:

s Date:

~-21-'2-o\C(

UNITED STATES OFFICE OF

COVER N MENT ETHICS

* Prcvcntir,g: Conflicts of Interest in the h~<:utive Branch

Agency

regu ations

Instructions for Part 1 Note: This is a public forn1. Do not include account numbers, street addresses, or family member names. See instru ctions for required information. File.r's lame Page Numb r

Kamala D Harris 2 of 12

Part 1: Fi ler's Positions Held Outside Un ited States Government #, Organization 'ame City/State Organization Ty pe Position Held From To T. State of California Sacramento, CA State government Attorney General 1/2011 1/2017

2. The KDH/DCE Family Trust (Trust

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Los Angeles. CA Trust Trustee 1012017 Present

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Instructions for Part 2 Note· •his 1s a poblr.c lorM Do not include account numbers, street addresses, or family member names . See instruct ions for required mformat,on.

-F1lds , run· !Page Number Kamala D. Hams I 3 of 12

Part 2: Filer's Em ployment Assets & Income an d R etirement Accoun ts fl Descriptio·n IEIF Value Income Type Income Amounl

I State of Galifom\a Savmgs Plan 457(b) Plan. deferred No oompensatron·

I I Target Dale Fond 2025 Yes $50.001 - S100,000 None (or less lhan $201j

2 City & County of San Franosc.o 457(l'll. deferred compensation plan. No

12 1 .Sf'OCP...:fafgel Date 2025 -------- -- - - Yes ss0-001- s-wo,oo::: , , , ene-(-ei !es-5--tl"ta~294 ,

2.2 SFDCP Large Cap Growth Eq Yes $100,001 - $250.000 None (or less than $201}

2.3 SFOCP Lg Cap Eq - S&P 500 Yes $15,001 - SS0,000 None (or less irum s,o· t

2.4 SFOCP Acuve Equ..'ty Fund {previously known.as Mid Cap Core) Yes s100.001 · S250,000 None (or l<:S5 Illar l200

2.5 SFDCPlnterna~onal Equity Yes $50.001 - S100,000 None (bf le:;r mar, $201 ·

2.6 SFOCP R al E!itale Yes S15,00 f - 550 ,000 None (or !~ss U1an S2Cr1} . l ' 3. San Fr,mc;isco Employees Retirement System (SFERS.) Plan. NIA 5250,001 - $500,000

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None (or !es;; than $201 } defined benefit p-Jan

4. legislators· Rehremenl Syste·rn Plan. -0efined benefit plan ·. NIA 550.001 - 5100.000 None (or lass th n s~or

5. "The Truths We Hold: Penguin Press (an m print of Penguin NIA advance i4'SJi': PUbl!Shlng Group, a t1ivrslon of Penguin Ranoom House LL.Cl ,;

6 "Smart oo•Cri~ A Prosecutor's Solution for Malcing the Streets NIA x•· None (or less Imm S20~ i -Safer;'-Chron1cle B_ooks t..LC (Value not readily ascertainable)"

" -- -7. "The Truths We Hold." The Bodley Head, London. United Kingdom NfA -· --~ - .

. None (or less thao.S2011 (dllllSIOO of The Random House Group Ltd.) (Valu~ not readily . ascertainable)

8. •superheroes Are Eveiywhere: Philomel Bool!.s:(an imprmt of NIA advance sso 125 Penguin Young Readers Group, 11 divlsion of Penguin Random ·:-r . ·. ::,/,;,,_::. -? .'i,<rJ.:._ H9u_se LLC) (Value not readBv ascertalnablel ..

9. "The Tn.iths We Hokl," Phftomel Books; an abridged young.reader's NIA . . · .. ·:. id>{ance:,ii-2:. $49..~tli'.l

edition, }an imprint of Peoguln Young .Readers Group, a division of ' ·!:. :--.· .. i .,! '.~=·~ • ,~- ,,_ ''·:,: ii; \ - - .. - .. • - ,.

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OOF. Form27& (L pdrued J'1!! 2019)! ·.:pi. 12,111211

Instru ctio ns for Part 3 Note: This is a pub-lie fo rm. Do not include account numbers, street addresses, or family member names. See instructions for requ ired information.

Page umber

Kam ala D. Harris 4 of 12

Part 3: Filer' Employment Agreements and Arrangements # Employer or Party l . San Francisco

Employees' Retirement System

City/State Status and Terms San Francisco, CA l will continue to participate in this defined benefit plan.

Dnte 12/2011

2~- D1ty____&_Count¥-olSaQ__...._ -Sarr.Ecancisco.,_CA,_ There..iS--no..set-montl:i ly..amou A t-wm.ler-tl:le- tenns-0f-tll&-4a+(-0-}-Ge.feHed-G0mf)f}ASalJGH-pfa1+~~,..,___.•c;..-.--,__--l-,:J-LU_,_,__ _ _, Francisco 457(b) Deferred withdraw from this plan upon retirement The value of the funds are recorded on Part 2 Compensation Plan'

3. State of Califomia Sacramento, CA Under the terms of the 457(b.) deferred compensat ion plan, I will receive a 54 ,S0b monthly pay,, a 11 a• c:gc 61. ~i2017 Sav ings Plus 457(b) Plan

4. Leglslalors' Rettrement Sacramento, CA Under the terms of the aefined benefit plan, I will receive a $3,981 monthly payment -at aoe- 60. Sy.stem

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OGE Form 278e (Updated Jan. 20 l 9)(Expires 12/31/21)

Instructions for Part 4 Note: This is a public form. Do not include account numbers, street addresses, or family member names . See instructions fo r required information.

Filer's Name IPage Number

Kamala D. Harris I 5 of 12

Part 4: Filer's Sources of Compensation Exceeding $5,000 in a Year # Source Name City/State Brief Description of Duties

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OGE Form 278e (Updated Jan.2019) (Expires 12/31/21)

Instructions for Part 5 .

Note· This is a public form . Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Kamala D. Harris 6 of 12

Part 5: Spouse's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

1. Venable LLP, capital account N/A $500,001 - $1,000,000 Interest $15,001 - $50,000

2. Merrill Lynch - IRRA: No

2.1 Merrill Lynch - Bank of America J\J/A - Money Market (cash) N/A $15,001 - $50,000 -- None (or less than $20'1) ~~

2.2 iShares iBoxx $ lnvmt Grade Corp Bd ETF (LQD) Yes $15,001 - $50,000 None ( or less than $201)

2.3 iShares TIPS Bond ETF (TIP) Yes $1 ,001 - $15,000 None ( or less than $201)

2.4 iShares 3-7 Year Treasury Bond ETF (IEI) Yes $15,001 - $50,000 None ( or less than $201)

2.5 iShares MBS ETF (MBB) Yes $50,001 - $100,000 None (or less than $201)

2.6 iShares iBoxx $ High Yield Corp Bd ETF (HYG) Yes $1,001 - $15,000 None ( or less than $201)

2.7 iShares Core MSCI Emerging Markets ETF (IEMG) Yes $50,001 - $100,000 None ( or less than $201)

2.8 PowerShares Preferred ETF (PGX) Yes $1,001 - $15,000 None ( or less than $201)

2.9 Vanguard Small-Cap Value ETF (VBR) Yes $15,001 - $50,000 None (or less than $201)

2.10 Vanguard Small-Cap Growth ETF (VBK) Yes $15,001 - $50,000 None ( or less than $201)

2.11 Vanguard Value ETF (VTV) Yes $250,001 - $500,000 None (or less than $201)

2.12 Vanguard Growth ETF (VUG) Yes $100,001 - $250,000 None (or less than $201)

2.13 Vanguard lnterm-Term Bond ETF (BIV) Yes $15,001 - $50,000 None ( or less than $201)

2.14 iShares Core MSCI EAFE ETF (IEFA) Yes $100,001 - $250,000 None ( or less than $201)

2.15 Vanguard Short-Term Corporate Bond (VCSH) Yes $15,001 - $50,000 None ( or less than $201)

2.16 Vanguard lnterm-Term Corporate Bond (VCIT) Yes $1,001 - $15,000 None ( or less than $201)

2.17 Xtrackers USO High Yield Corporate Bond ETF (HYLB) Yes $1,001 - $15,000 None ( or less than $201)

3. Venable LLP N/A partnership distributions

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name Page Number

Kamala D. Harris 7 of 12

Part 5: Spouse's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

4. DLA Piper LLP N/A salary

5. Whitwell Jacoby Emhoff LLP SEP: No

5.1- - Vanguard lnte~mediate - Term-6oRd ETF ~BIV) - '¥es- $'1-,-001- --$'1-a,GOO Nene-fer- less than-$;20-1-)-

5.2 iShares Nasdaq Biotechnology (IBB) Yes $1,001 - $15,000 None (or less than $201)

5.3 iShares Core MSCI Emerging Markets (IEMG) Yes $1 ,001 - $15,000 None ( or less than $201)

5.4 Merri ll Lynch - Bank of America N/A - Money Market (cash) N/A $1,001 - $15,000 None ( or less than $201)

5.5 iShares iBoxx $ lnvst Grade Crp Bond (LQD) Yes $1,001 - $15,000 None (or less than $201)

5.6 iShares MBS (MBB) Yes $1,001 - $15,000 None (or less than $201)

5.7 Vanguard Materials ETF (VAW) Yes $1 ,001 - $15,000 None (or less than $201)

5.8 Vanguard Consumer Staples ETF (VDC) Yes $1,001 - $15,000 None ( or less than $201)

5.9 Vanguard Information Technology ETF (VGT) Yes $1 ,001 - $15,000 None ( or less than $201)

5.10 Vanguard Industrials ETF (VIS) Yes $1 ,001 - $15,000 None ( or less than $201)

5.11 Financial Select Sector SPDR ETF (XLF) Yes $1 ,001 - $15,000 None (orless than $201)

5.12 Health Care Select Sector SPDR ETF (XLV) Yes $1,001 - $15,000 None (or less than $201)

5.13 Consumer Discret Sel Sect SPDR ETF (XL Y) Yes $1,001 - $15,000 None (or less than $201)

5.14 iShares Trust - iShares TIPS Bond ETF (TIP) Yes $1,001 - $15,000 None ( or less than $201)

5.15 Real Estate Select Sector SPDR (XLRE) Yes $1,001 - $15,000 None ( or less than $201)

5.16 First Trust Dow Jones Internet ETF (FON) Yes $1,001 - $15,000 None (or less than $201)

5.17 iShares Core MSCI EAFE ETF (IEFA)' Yes $1 ,001 - $15,000 None (or less than $201)

5.1 8 Energy Select Sector SPDR Fund (XLE) Yes $1,001 - $15,000 None (or less than $201)

Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name IPage Number

Kamala D. Harris I 8 of 12

Part 5: Spouse's Employment Assets & Income and Retirement Accounts # Description EIF Value Income Type Income Amount

5.19 Comm Services Select Sector (XLC) Yes $1,001 - $15,000 None (or less than $201)

5.20 Vanguard Short-Term Corporate Bond (VCSH) Yes $1,001 - $15,000 None (or less than $201)

5.2-1- - Vanguard lnte~mediate-Term-Gor-rxirate Bom:l (-VGl::f) - Y:es- $1,001 - $-15,000- -- None-for less than-$261-) - -

6. DLA Piper LLP - Profit Sharing & 401 (k) Savings Plan: No \

6.1 Vanguard Target Retirement 2030 Trust II Yes $50,001 - $100,000 None (or less than $201)

7. DLA Piper LLP, capital account NIA $500,001 - $1,000,000 None (or less than $201)

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OGE Form 278e (Updated Jan. 2019)(Expires 12/31/21)

Instructions for Part 6 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number Kamala D. Harris 9 of 12

Part 6: Other Assets and Income # Description EIF Value Income Type Income Amount

l. (Self) Wells Fargo - Checking (cash) N/A $15,001 - $50,000 None ( or less than $201)

2. (Self) Wells Fargo - Savings (cash) N/A $500,001 - $1 ,000,000 Interest $201 - $1 ,000

3-.--- (-Spouse) fosU~epublic Bank-- Ct:ieckiAg (cash; NIA- $"1-,Q01- $1§,QQQ- None-(-er- less than-$204-)- --

4. (Spouse) Wel ls Fargo - Money Market (cash) N/A $15,001 - $50,000 None (or less than $201)

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OGE Form 278e (Updated Jan. 2019) (Expires 12/31/21)

Instructions for Part 7 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information. Filer's Name Page Number

Kamala D. Harris 10 of 12

Part 7: Transactions # Description Type Date Amount

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OGE Form 278e (Updated Jan. 2019) (Expires 12/31/2 1)

Instructions for Part 8

Note: This is a public form. Do not include account numbers, street addresses, or fam ily member names. See instructions for required information.

Filer's Name Page Number

Kamala D. Harris 11 of 12

Part 8: Liabilities # Creditor Name Type Amount Year Incurred Rate Term

1. (Spouse) Wells Fargo · Commercial Loan- Partner Capital $500,001 - $1 ,000,000 2018 Libor + 1.3% 8 years . Loan for DLA Piper LLP

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OGE Form 278e (Updated Jan. 2019) (Expires 12/3 1/21)

Instructions for Part 9 Note: This is a public form. Do not include account numbers, street addresses, or family member names. See instructions for required information.

Filer's Name IPage Number

Kamala D. Harris I 12 of 12

Part 9: Gifts and Travel Reimbursements # Source Name City/State Brief Description Value

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