Post on 27-May-2020
SETTLEMENT USER INTERFACES Market and Transmission
Published on 1/17/2020
By IT Settlements
Southwest Power Pool, Inc.
REVISION HISTORY
DATE AUTHOR CHANGE DESCRIPTION COMMENTS
12/21/2018 IT Settlements Staff
Created initial document for UIs available in the new Settlement Management System.
Required updates for Settlement System Replacement Project.
01/24/2019 IT Settlements Staff
Added FSE Validation report
02/05/2019 IT Settlements Staff
Added event notifications available for registration in the Notification UI. Updated Calendar UI section.
05/01/2019 IT Settlements Staff
Updated Meter Report Card and Interchange Report sections.
Removed MP Interchange Report.
Updated Status Message section with new statuses.
06/28/2019 IT Settlements Staff
Updated Meter Reports with new screenshots.
11/22/2019 IT Settlements Staff
Corrected the name of the EQR reports. Changed from EQR Report to EQR Data to match the Portal. Added clarification regarding Meter Data submissions made prior to S7 window open.
1/17/2020 IT Settlements Staff
Changed Settlements-New references to Settlements.
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CONTENTS
Revision History ......................................................................................................................................................................... i
About This Guide ..................................................................................................................................................................... 4
Purpose ................................................................................................................................................................................... 4
Supporting Documentation ............................................................................................................................................ 4
Terminology .......................................................................................................................................................................... 5
Introduction ............................................................................................................................................................................... 7
User Access ............................................................................................................................................................................ 7
Supported Browsers .......................................................................................................................................................... 7
User Interface ............................................................................................................................................................................ 8
General Layout ..................................................................................................................................................................... 8
Navigation .............................................................................................................................................................................. 8
File Upload ............................................................................................................................................................................. 9
File Download ...................................................................................................................................................................... 9
Status Messages ................................................................................................................................................................... 9
Market Settlement – Calendar .......................................................................................................................................... 11
View Calendar .................................................................................................................................................................... 11
Market Settlement – Bilateral Schedules ..................................................................................................................... 12
Sort and Filter Options ................................................................................................................................................... 12
Create Contract Header .................................................................................................................................................. 13
Update Contract Header ................................................................................................................................................ 14
View Contract Header ..................................................................................................................................................... 15
Approve/Deny Contract Header ................................................................................................................................ 16
End Contract Header ....................................................................................................................................................... 17
Submit Contract Profile .................................................................................................................................................. 18
View Contract Profile ...................................................................................................................................................... 20
Approve/Deny Contract Profile .................................................................................................................................. 21
View BSS Contract Details Report .............................................................................................................................. 22
View FSE Validation Report ......................................................................................................................................... 23
Market Settlement – Meter Data ..................................................................................................................................... 24
Submit Meter Data ........................................................................................................................................................... 24
View Meter Data Submission Log .............................................................................................................................. 25
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View AO Calibration Report ......................................................................................................................................... 26
View MA Calibration Report ........................................................................................................................................ 28
View MA Interchange Report ....................................................................................................................................... 30
View MA Meter Report Card ........................................................................................................................................ 32
View MP Calibration Report ......................................................................................................................................... 34
View MP Meter Report Card ......................................................................................................................................... 36
Market Settlement – Notification Registration ......................................................................................................... 38
Available Event Notifications ....................................................................................................................................... 38
Register for Notifications .............................................................................................................................................. 40
Update Registration for Notifications ...................................................................................................................... 41
Market Settlement – Results ............................................................................................................................................. 42
View AO Determinant Report ...................................................................................................................................... 42
View AO Statement .......................................................................................................................................................... 43
View AO EQR Data ............................................................................................................................................................ 44
View AO FERC EQR Data ................................................................................................................................................ 45
View MP Statement .......................................................................................................................................................... 46
View MP Invoice ................................................................................................................................................................ 47
View MP Payout Report ................................................................................................................................................. 48
Market Settlement – Miscellaneous Adjustment ...................................................................................................... 49
View Supporting Documentation ............................................................................................................................... 49
Market Settlement – Legacy System Invoices ............................................................................................................ 50
View Legacy System Invoice PDF ............................................................................................................................... 50
Transmission Settlement – Calendar ............................................................................................................................ 51
View Calendar .................................................................................................................................................................... 51
Transmission Settlement – Input Submissions ......................................................................................................... 52
Submit Direct Assignment ............................................................................................................................................ 52
Submit Monthly Assessment ........................................................................................................................................ 53
Submit MVAR...................................................................................................................................................................... 54
Submit Network Hourly Load ...................................................................................................................................... 55
Submit NITS (Coincident Peak) .................................................................................................................................. 56
Submit Schedule 12 ......................................................................................................................................................... 57
View Transmission Data Submission Log ............................................................................................................... 58
Transmission Settlement – Notification Registration ............................................................................................ 59
Available Event Notifications ....................................................................................................................................... 59
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Register for Notifications .............................................................................................................................................. 59
Update Registration for Notifications ...................................................................................................................... 61
Transmission Settlement – Results ................................................................................................................................ 62
View Daily Determinant Report ................................................................................................................................. 62
View Monthly Determinant Report ........................................................................................................................... 63
View Statement .................................................................................................................................................................. 64
View Summary Report.................................................................................................................................................... 65
View Invoice ........................................................................................................................................................................ 66
View Netting Invoice ....................................................................................................................................................... 67
View Payout Report ......................................................................................................................................................... 68
Transmission Settlement – Miscellaneous Adjustments ....................................................................................... 69
View Supporting Documentation ............................................................................................................................... 69
Transmission Settlement – Legacy System ................................................................................................................. 70
View Legacy System Submissions .............................................................................................................................. 70
View Legacy System Results ........................................................................................................................................ 71
Settlement – Public Data ..................................................................................................................................................... 72
View Public Data ............................................................................................................................................................... 72
Settlement – Disputes .......................................................................................................................................................... 73
Submit Dispute Request ................................................................................................................................................. 73
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ABOUT THIS GUIDE
PURPOSE
The purpose of this document is to provide a Settlement User Interfaces (UIs) reference
guide for users supporting Market and/or Transmission Settlement activities. This guide
describes how to submit, and if applicable, approve input data, register for event
notifications, view reports and Settlement results (e.g. invoices, statements) via UIs
available in the Marketplace Portal.
The following areas are described in this document.
Market Settlement o Calendar o Bilateral Settlement Schedules (BSS) o Meter Data o Notification Registration o Settlement Results o Miscellaneous Adjustments o Legacy System Invoice PDFs
Transmission Settlement o Calendar o Submissions (e.g. Monthly Assessment, MVAR, Direct Assignment) o Notification Registration o Settlement Results o Miscellaneous Adjustments o Legacy System Submissions, Statements and Invoices
Settlement Public Data Settlement Disputes
SUPPORTING DOCUMENTATION
This guide, along with following documentation, fully describes the process for submitting
Settlement input data, registering for event notifications, and downloading Settlement
Results from the Settlement Management System (SMS).
Document Description
Integrated Marketplace Protocols The Market Protocols developed by SPP
provide background information,
guidelines, business rules, and processes
for the operation and administration of the
SPP Integrated Marketplace and the
Reliability Unit Commitment processes,
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including market settlements, billing, and
accounting requirements.
Marketplace Portal Application Role
Reference
Defines the user roles for Portal user
interfaces and APIs, including the
Settlement UIs/APIs.
Settlement Management System Technical
Specifications
Settlements API and XML upload
specifications for submitting data,
downloading reports and consuming XML
notifications. This specification also
includes CSV upload specifications for
Transmission.
SPP Connectivity Document This document provides connectivity
details necessary for member systems to
interface with the various SPP systems (e.g.
Market, Settlement, TCR). This document
is available on SPP.org.
Transmission Settlement Business
Practices
The Transmission Settlement Business
Practices were developed by SPP to
provide background information and
detailed settlement calculations for all
applicable SPP Tariff Schedules and
Attachments pertaining to settlement of
Transmission Service.
TERMINOLOGY
The following acronyms are used in this guide.
Acronym Definition
AO Asset Owner
BSS Bilateral Settlement Schedules
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CSV Comma-separated Values
DA Direct Assignment
FSE Federal Service Exemption
MA Meter Agent
ML Meter Location
MP Market Participant
MVAR MegaVahr
NHL Network Hourly Load
NITS Network Interface Transmission Schedule
S12 Schedule 12
SL Settlement Location
SMS Settlement Management System
TO Transmission Owner
TC Transmission Customer
UI User Interface
XML Extensible Markup Language
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INTRODUCTION
USER ACCESS
Users representing Asset Owners, Market Meter Agents, Market Participants, Transmission
Customers or Transmission Owners who want to use the Settlement UIs must obtain an OATI
x.509 digital certificate. The user’s certificate must be registered in the Marketplace Portal
by their Local Security Administrator (LSA) with the appropriate Settlements roles and
scope assigned. A Meter Agent LSA must register certificates for Market Meter Data roles.
A comprehensive list of the Settlement roles is posted in the Marketplace Portal Application
Role Reference Guide on the Marketplace Portal.
SUPPORTED BROWSERS
The Settlement UIs are supported on the following Internet browsers.
Internet Explorer 11 Google Chrome 11 Firefox 63 Microsoft Edge
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USER INTERFACE
GENERAL LAYOUT
The following illustrates the general layout of the Marketplace Portal and Settlement UIs.
1 – Screen Name: Screen Name associated with user certificate.
2 – Navigation Tree: Presents the user with specific options based on user roles.
3 – Functional Area: Each drop-down represents a different set of UIs based on functional
area (e.g. Market, Transmission). Access to each is dependent on roles assigned by the
user’s LSA.
4 – Function: Each link represents different UI functions, such as data submissions or
viewing results, available to the user. Access to each UI is dependent on roles assigned by
the user’s LSA.
5 – Content: Displays report or submission page based on user’s role and selected function
in the Navigation Tree.
NAVIGATION
To navigate in the Settlement UIs, perform the following repeatable steps from the Navigation Tree:
1. Select Settlements 2. Select Functional Area 3. Select Function
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FILE UPLOAD
For Transmission data input submissions, the UI supports both XML and CSV file formats. The XML and CSV required formats are defined in the Settlement Management System Technical Specifications > Transmission Settlements Services posted on SPP.org
FILE DOWNLOAD
The Settlement UIs provide file download functionality on various pages. The CSV formats are included as supporting documents to this guide. Refer to the CSVReportSamples folders in the UI Guide zip file. The XML download formats are defined in the Settlement Management System Technical Specifications > Settlement Reports Services posted on SPP.org.
STATUS MESSAGES The Settlements UI provides the following status messages for user submissions:
PENDING: SMS received and stored the submitted data successfully. At this phase, the data
is stored but has not been processed in a settlement.
CONFIRMED (only for BSS): SMS received and stored the submitted data successfully and
the schedule has been approved by both Buyer and Seller. At this phase, the data is stored
but has not been processed in a settlement.
PROCESSED: SMS received and stored the submitted data successfully. This submitted data
has been processed for a settlement.
REJECTED: SMS found validation errors in the data submitted and did not store any of the
data.
FAILED: There was an error in processing the data and SMS could not store any of the data.
In this case, there would likely be an application issue that SPP would need to resolve and it
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may not be related to the contents of the data. The transaction will be FAILED when there
was an internal error that SPP code was able to detect and handle gracefully.
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MARKET SETTLEMENT – CALENDAR
VIEW CALENDAR
To view the Market Calendar: 1. Select Settlements. 2. Select Market. 3. Select Calendars. 4. Select the PDF or Excel version to download.
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MARKET SETTLEMENT – BILATERAL SCHEDULES
SORT AND FILTER OPTIONS
To sort and/or filter results returned on any BSS tab: 1. Select the Column Heading to filter or sort. 2. Select the Sort? radio button and/or Filter? radio button 3. Select desired options. 4. Select Apply.
Note: Sorting and filtering may be applied to multiple columns. The column name will have an
(S) for Sorted results, an (F) for Filtered results or (SF) for Sorted and Filtered results.
To remove sorted and/or filtered results returned on any BSS tab: 1. Select the Column Heading. 2. Deselect the Sort? radio button and/or Filter? radio button. 3. Select Apply.
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CREATE CONTRACT HEADER
To create a BSS Contract Header: 5. Select Settlements. 6. Select Market. 7. Select BSS. 8. Select Bilateral Settlement Schedules. 9. Select Create Contract tab.
a. Enter Contract Name. b. Select Product. c. Select Buyer. d. Select Seller. e. Select Submitter Type. f. Select Settlement Location, if applicable. g. Select Reserve Zone, if applicable. h. Enter Max Quantity. i. Enter Contract Start date. j. Enter Contract End date.
Note: The contract end date specifies the date when the contract is no longer effective. In
the example below, the user submitted a header effective 01/01/2019 until 02/01/2019.
In SMS, the contract will end at 11:59:59 PM CPT on 01/31/2019.
10. Select Create Header.
Note: Upon submission of a valid contract header, the UI will provide the user with the Header
ID and the contract effective dates. Refer to example highlighted above.
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UPDATE CONTRACT HEADER
To update a BSS Contract Header: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers.
7. In the search results under Contract Headers, select the Contract Name then select Update Header.
8. Update the desired header information the popup window then select Update Header.
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VIEW CONTRACT HEADER
To view a BSS Contract Header: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
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APPROVE/DENY CONTRACT HEADER
To approve or deny a BSS Contract Header: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
7. Select Contract Name. 8. Select Approve Header or Deny Header.
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END CONTRACT HEADER
To end a BSS Contract Header: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
7. Select Contract Name. 8. Select End Header. 9. Select OK on confirmation window to end.
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SUBMIT CONTRACT PROFILE
To submit a BSS Contract Profile: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
7. Select Contract Name. 8. Select Submit Profile Data.
9. Select Operating Day. 10. Enter profile data.
Note: The “Copy First to All” option copies the MW value for the first interval to all intervals
in the Operating Day.
11. Select Submit Profile Data.
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12. Select X on the Create New Profile Data to close window.
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VIEW CONTRACT PROFILE
To view a BSS Contract Profile: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Home tab. 6. Select Search Headers to return a list of all Headers the user is permitted to view.
a. To return only Pending Contracts, select the My Pending radio button then select Search Headers.
b. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
13. Select Contract Name. 14. Select Search Profiles to return all Profiles associated with the Header.
a. To narrow down the search results, provide additional information in the search criteria then select Search Headers or apply Sort/Filter options to columns.
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APPROVE/DENY CONTRACT PROFILE
To approve or deny a BSS Contract Profile: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Profile Approval tab. 6. Select Search to return a list of all Profiles the user is permitted to view.
c. To return only Pending Contracts, select the My Pending radio button then select Search.
d. To narrow down the search results, provide additional information in the search criteria then select Search or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
7. Select one or more checkboxes on rows with Header IDs and Operating Days to approve.
a. The Contract Profile box displays details associated with the Operating Day or Days selected.
8. Select Approve or Deny.
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VIEW BSS CONTRACT DETAILS REPORT
To view a BSS Contract Details Report: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select Reporting tab. 6. Select Search to return a list of all contracts the user is permitted to view.
a. To narrow down the search results, provide additional information in the search criteria then select Search or apply Sort/Filter options to columns.
Note: Search on text fields is case-sensitive.
7. To export report to CSV, select Export.
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VIEW FSE VALIDATION REPORT
To view FSE Validation Warnings: 1. Select Settlements. 2. Select Market. 3. Select BSS. 4. Select Bilateral Settlement Schedules. 5. Select FSE Validation Warnings tab. 6. Select Operating Day. 7. Select Search.
a. To narrow down the search results, provide additional information in the search criteria then select Search or apply Sort/Filter options to columns.
8. To export report to CSV, select Export.
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MARKET SETTLEMENT – METER DATA
SUBMIT METER DATA
To submit Meter Data: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select Meter Data Submittal. 5. Select Browse. 6. Browse to the location of the XML file or ZIP file containing multiple XML files with
Meter Data details, select the file name then select Open.
Note: The XML must conform the PostMeterData XML defined in the Settlement
Management System API XML Specifications > Meter Data Service.
7. Select Upload.
8. The Upload Report indicates the status of the upload.
9. Select Close to close the Upload Report.
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VIEW METER DATA SUBMISSION LOG
To view log of Meter Data submissions: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select Meter Data Submittal. 5. To refresh table, select . 6. To narrow down the results, apply filter criteria to any column by selecting the
column name.
Note: A source type of ‘FILE’ indicates the data was submitted via the UI. A source type of
‘API’ is an indicator the data was submitted via Web Service.
Note: Submissions submitted prior the S7 Window Open will remain in a PENDING state
until the window opens and the data is processed.
7. To view details for a submission, select the submission filename and select View.
8. To download the file submitted, select Download.
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VIEW AO CALIBRATION REPORT
To view AO Calibration Report: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select AO Reports. 5. Select Report Type - Calibration. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Asset Owner. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Meter Agent (optional). c. Select Hour Ending (optional).
10. Select Search.
11. To view Hourly Summary per Settlement Area, select the Settlement Area in the
report results.
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12. To view Hourly Details per Meter Location, select the Hour Ending in the report results.
13. To download, select XML or CSV.
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VIEW MA CALIBRATION REPORT
To view MA Calibration Report: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select MA Reports. 5. Select Report Type - Calibration. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Meter Agent. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Meter Locations (optional). c. Select Hour Ending (optional).
10. Select Search.
11. To view Hourly Summary per Settlement Area, select the Settlement Area in the
report results.
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12. To view Hourly Details per Meter Location, select the Hour Ending in the report results.
14. To download, select XML or CSV.
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VIEW MA INTERCHANGE REPORT
To view MA Interchange Report: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select MA Reports. 5. Select Report Type – Interchange. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Meter Agent. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Interchange Locations (optional). c. Select Hour Ending (optional).
10. Select Search.
11. To view Hourly Summary, select the Settlement Area in the report results.
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12. To view Interchange Location Hourly Details, select the Hour Ending in the report results.
13. To further narrow down results, select one or more of the following options: a. To limit results to Meter Locations with submitted Meter Data, select ML Submitted:
Yes; to only return results with missing Meter Agent submitted date, select ML Submitted: No.
b. To limit results to specific locations, select the Location Name in the Filter by Meter Location drop-down menu
c. To limit results to only include locations with a specific delta threshold, select a threshold from Daily Threshold or Hourly Threshold.
14. To download, select XML or CSV.
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VIEW MA METER REPORT CARD
To view MA Meter Report Card: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select MA Reports. 5. Select Report Type – Report Card. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Meter Agent. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Meter Locations (optional). c. Select Hour Ending (optional).
10. Select Search.
11. To view Meter Location details per Settlement Area, select the Settlement Area in the
report results.
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12. To view Hourly Summary per Meter Location, select the Meter Location in the report results.
13. To view Five-Minute details for each Operating Hour per Meter Location, select the Hour Ending in the report results.
15. To further narrow down results, select one or more of the following options: a. To limit results to Meter Locations with submitted Meter Data, select Submitted: Yes;
to only return results with missing Meter Agent submitted date, select Submitted: No.
b. To limit results to specific locations, select the Location Name in the Filter by Meter Location drop-down menu
16. To download, select XML or CSV.
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VIEW MP CALIBRATION REPORT
To view MP Calibration Report: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select MP Reports. 5. Select Report Type - Calibration. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Market Participant. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Meter Agent (optional). c. Select Meter Locations (optional). d. Select Hour Ending (optional).
10. Select Search.
11. To view Hourly Summary per Settlement Area, select the Settlement Area in the
report results.
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12. To view Hourly Details per Meter Location, select the Hour Ending in the report results.
17. To further narrow down results, select one or more of the following options: a. To limit results to specific locations, select the Location Name in the Filter by
Meter Location drop-down menu 18. To download, select XML or CSV.
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VIEW MP METER REPORT CARD
To view MP Meter Report Card: 1. Select Settlements. 2. Select Market. 3. Select Meter Data. 4. Select MP Reports. 5. Select Report Type – Report Card. 6. Select Operating Date. 7. Select Settlement Type. 8. Select Market Participant. 9. To narrow down results, select one or more of the following options:
a. Select Settlement Area (optional). b. Select Meter Agent (optional). c. Select Meter Locations (optional).
10. Select Search.
11. To view Meter Location details per Settlement Area, select the Settlement Area in the
report results.
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12. To view Hourly Details per Meter Location, select the Meter Location in the report results.
13. To view Five-Minute details for each Operating Hour per Meter Location, select the
Hour Ending in the report results.
19. To further narrow down results, select one or more of the following options:
a. To limit results to Meter Locations with submitted Meter Data, select Submitted: Yes; to only return results with missing Meter Agent submitted date, select Submitted: No.
b. To limit results to specific locations, select the Location Name in the Filter by Meter Location drop-down menu
20. To download, select XML or CSV.
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MARKET SETTLEMENT – NOTIFICATION
REGISTRATION
AVAILABLE EVENT NOTIFICATIONS The following notifications are available for members to register to receive from SMS via email and
API.
Notification Name Description Entity Types
BilateralFseReportUpdated Notifies members when new FSE report validations are available. This happens when a member submits FSE profiles and the profile data causes FSE validations to change.
MP
BilateralHeaderContractEnded Notifies members when a request has been received to end a contract.
AO, MP
BilateralHeaderPendingApproval Notifies members that a contract header is pending approval.
AO, MP
BilateralHeaderStatusChange Notifies members when the status of a bilateral header submission has changed.
AO, MP
BilateralProfileAutoApproved Notifies members profile data has been submitted and auto-approved.
AO, MP
BilateralProfilePendingApproval Notifies members when new profile data is pending approval.
AO, MP
BilateralProfileStatusChanged Notifies members when the status of a bilateral profile submission has changed.
AO, MP
CalendarUpdated Notifies members when a Settlement calendar has been updated and is available for download.
AO, MP, MA
InvoicePosted Notifies members when an invoice is posted and available for download.
MP
MeterDataMissing Notifies members when Meter Data is not submitted for an Operating Day.
MP, MA
MeterDataReportUpdated Notifies members when their meter data report is updated and available for download.
MP, MA
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MeterDataSubmittalProcessed Notifies members when their submitted meter data is processed.
MP, MA
MeterDataUnscheduledConsumption Notifies members that unscheduled meter data has been consumed after the submission window closed.
MP, MA
StatementPosted Notifies members that a statement is posted and available for download.
AO, MP
StatementRecalled Notifies members that a statement has been recalled and no longer available for download.
AO, MP
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REGISTER FOR NOTIFICATIONS
To register for Notifications: 1. Select Settlements. 2. Select Market. 3. Select Notifications. 4. Select an Entity. 5. Subscribe to an event:
a. Select from the list of Available Events. b. Click >> to move Available Events to Currently Selected Events.
i. To move multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
6. Enter a valid email address and/or URL to which notifications will be posted for the Currently Selected Events.
7. Click Save.
8. Click Test to validate the Email Address and URLs (optional).
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UPDATE REGISTRATION FOR NOTIFICATIONS
To update registration for Notifications: 1. Select Settlements. 2. Select Market. 3. Select Notifications. 4. Select an Entity to view existing Notification Registration. 5. To remove to an event:
a. Select from the list of Currently Selected Events. b. Click << to remove from the Currently Selected Events.
i. To remove multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
c. Click Save. 6. To subscribe to an event:
a. Select from the list of Available Events. b. Click >> to move Available Events to Currently Selected Events.
i. To move multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
c. Modify the email address and/or URL(s) to which notifications will be posted for the Currently Selected Events.
a. Click Save.
b. Click Test to validate the Email Address and URLs (optional).
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MARKET SETTLEMENT – RESULTS
VIEW AO DETERMINANT REPORT
To view AO Determinant Report: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select AO Determinant. 5. Select Asset Owner. 6. Select Determinant Interval. 7. Select Operating Date. 8. Select Settlement Run Type. 9. Select Submit 10. Select CSV or XML format to download.
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VIEW AO STATEMENT
To view AO Statement: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select AO Statement. 5. Select Asset Owner. 6. Select Settlement Date. 7. Select Submit 8. Select CSV or XML format to download.
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VIEW AO EQR DATA
To view EQR Data: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select EQR Data. 5. Select Asset Owner. 6. Select Determinant Interval. 7. Select Operating Date Start. 8. Select Operating Date End. 9. Select Submit 10. Select CSV or XML format to download.
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VIEW AO FERC EQR DATA
To view FERC EQR Data: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select FERC EQR Data. 5. Select Asset Owner. 6. Select Determinant Interval. 7. Select Operating Date Start. 8. Select Operating Date End. 9. Select Settlement Run Type. 10. Select Submit 11. Select CSV or XML format to download.
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VIEW MP STATEMENT
To view MP Statement: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select MP Statement. 5. Select Market Participant. 6. Select Settlement Date. 7. Select Submit 8. Select CSV or XML format to download.
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VIEW MP INVOICE
To view Invoice: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select Invoice. 5. Select Settlement Date. 6. Select CSV, XML or PDF format to download.
Note: The Invoice UI returns all Invoices (Market) associated with the user’s Portal
permissions. If the user has access to download invoices for multiple entities, each invoice will
be available for download from the same UI page. Each invoice is listed separately indicating
entity name.
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VIEW MP PAYOUT REPORT
To view MP Payout Report: 1. Select Settlements. 2. Select Market. 3. Select Market Results. 4. Select Payout Report.
5. Select Market Participant folder.
6. Select Year folder.
7. Select Month folder.
8. Select file to download.
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MARKET SETTLEMENT – MISCELLANEOUS
ADJUSTMENT
VIEW SUPPORTING DOCUMENTATION
To view documentation for Miscellaneous Adjustments: 1. Select Settlements. 2. Select Market. 3. Select Market Participant Miscellaneous. 4. Select Market Participant folder. 5. Select Year. 6. Select Month. 7. Select Day. 8. Select the file to open.
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MARKET SETTLEMENT – LEGACY SYSTEM INVOICES
VIEW LEGACY SYSTEM INVOICE PDF
To view Market Invoices produced from Legacy System: 1. Select Settlements. 2. Select Market. 3. Select Archive. 4. Select Invoice PDF. 5. Select Market Participant folder. 6. Select Year. 7. Select Month. 8. Select the Invoice PDF to open.
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TRANSMISSION SETTLEMENT – CALENDAR
VIEW CALENDAR
To view the Transmission Calendar: 1. Select Settlements. 2. Select Transmission. 3. Select Calendars. 4. Select the PDF or Excel version to download.
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TRANSMISSION SETTLEMENT – INPUT SUBMISSIONS
SUBMIT DIRECT ASSIGNMENT
To submit Direct Assignment: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select DA as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with Direct Assignment details, select
the file name then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
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SUBMIT MONTHLY ASSESSMENT
To submit Monthly Assessment 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select MA as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with Monthly Assessment details, select
the file name then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
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SUBMIT MVAR
To submit MVAR: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select MVAR as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with MVAR details, select the file name
then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
Note: MVAR submissions to the Settlement Management System require the Portal Role,
Transmission Settlement > Submit TC Settlement Data, which is different than the role required
in the legacy Transmission Settlement System.
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SUBMIT NETWORK HOURLY LOAD
To submit Network Hourly Load: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select NHL as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with NHL details, select the file name
then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
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SUBMIT NITS (COINCIDENT PEAK)
To submit NITS: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select NITS as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with NITS details, select the file name
then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
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SUBMIT SCHEDULE 12
To submit Schedule 12: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. Select S12 as Upload Type. 6. Select Browse. 7. Browse to the location of the XML or CSV file with Schedule 12 details, select the file
name then select Open.
Note: The file must conform to formats defined in the Settlement Management System API
XML Specifications > Transmission Settlements Service.
8. Select Upload.
9. The Upload Report indicates the status of the upload.
10. Select Close to close the Upload Report.
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VIEW TRANSMISSION DATA SUBMISSION LOG
To view Transmission data submission logs: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Submissions. 4. Select Transmission Data Submittal. 5. To narrow-down results, apply filters on any column.
Note: A source type of ‘FILE’ indicates the data was submitted via the UI. A source type of
‘API’ is an indicator the data was submitted via Web Service.
6. Select Filename then select View to view submission details. 7. To download the submitted XML or CSV file, select Download.
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TRANSMISSION SETTLEMENT – NOTIFICATION
REGISTRATION
AVAILABLE EVENT NOTIFICATIONS The following notifications are available for members to register to receive from SMS via email and
API.
Notification Name
Description Entity Types
CalendarUpdated Notifies members when a Settlement calendar has been updated and is available for download.
TC, TO
InvoicePosted Notifies members when an invoice is posted and available for download.
TC, TO
StatementPosted Notifies members that a statement is posted and available for download.
TC, TO
StatementRecalled Notifies members that a statement has been recalled and no longer available for download.
TC, TO
REGISTER FOR NOTIFICATIONS
To register for Notifications: 1. Select Settlements. 2. Select Transmission. 3. Select Notifications. 4. Select an Entity. 5. Subscribe to an event:
a. Select from the list of Available Events. b. Click >> to move Available Events to Currently Selected Events.
i. To move multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
6. Enter a valid email address and/or URL to which notifications will be posted for the Currently Selected Events.
7. Click Save.
8. Click Test to validate the Email Address and URLs (optional)
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UPDATE REGISTRATION FOR NOTIFICATIONS
To update registration for Notifications: 1. Select Settlements. 2. Select Transmission. 3. Select Notifications. 4. Select an Entity to view existing Notification Registration. 5. To remove to an event:
a. Select from the list of Currently Selected Events. b. Click << to remove from the Currently Selected Events.
ii. To remove multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
c. Click Save. 6. To subscribe to an event:
a. Select from the list of Available Events. b. Click >> to move Available Events to Currently Selected Events.
iii. To move multiple events to the Currently Selected Events, hold down the Ctrl key while selecting events.
c. Modify the email address and/or URL(s) to which notifications will be posted for the Currently Selected Events.
c. Click Save.
d. Click Test to validate the Email Address and URLs (optional).
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TRANSMISSION SETTLEMENT – RESULTS
VIEW DAILY DETERMINANT REPORT
To view Daily Determinant Report: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Results. 4. Select TC Reports (TO Reports). 5. Select TC Daily Determinant (TO Daily Determinant). 6. Select Transmission Customer (Transmission Owner) name. 7. Select Determinant Interval. 8. Select Operating Date. 9. Select Settlement Run Type. 10. Select Submit 11. Select CSV or XML format to download.
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VIEW MONTHLY DETERMINANT REPORT
To view Monthly Determinant Report: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Results. 4. Select TC Reports (TO Reports). 5. Select TC Monthly Determinant (TO Monthly Determinant). 6. Select Transmission Customer (Transmission Owner) name. 7. Select Determinant Interval. 8. Select Operating Date (last day of Operating Month). 9. Select Settlement Run Type. 10. Select Submit 11. Select CSV or XML format to download.
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VIEW STATEMENT
To view Settlement Statement: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Results. 4. Select TC Reports (TO Reports). 5. Select TC Statement (TO Statement). 6. Select Transmission Customer (Transmission Owner) name. 7. Select Settlement Date. 8. Select Submit 9. Select CSV or XML format to download.
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VIEW SUMMARY REPORT
To view the Summary Report: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Results. 4. Select TC Reports (TO Reports). 5. Select TC Summary Report (TO Summary Report). 6. Select Transmission Customer (Transmission Owner) name. 7. Select TSR Number (optional) 8. Select Invoice Month. 9. Select Submit 10. Select Download CSV or Download XML format to download.
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VIEW INVOICE
To view an Invoice: 1. Select Settlements. 2. Select Transmission. 3. Select Transmission Results. 4. Select TC Reports (TO Reports). 5. Select Invoice (Invoice). 6. Select Invoice Date. 7. Select CSV, XML or PDF format to download.
Note: The Invoice UI returns all Invoices (Transmission Owner and Transmission Customer)
associated with the user’s Portal permissions. If the user has access to download invoices for
multiple entities, each invoice will be available for download from the same UI page. Each
invoice is listed separately indicating entity type (TC, TO).
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VIEW NETTING INVOICE
To view the TC Netting Invoice: 8. Select Settlements. 9. Select Transmission. 10. Select Transmission Results. 11. Select TC Reports. 12. Select TC Netting Invoice 13. Select Invoice Date. 14. Select XML or PDF format to download.
Note: The Netting Invoice UI returns all Invoices associated with the user’s Portal permissions.
If the user has access to download invoices for multiple Transmission Customers, each invoice
will be available for download from the same UI page.
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VIEW PAYOUT REPORT
To view Transmission Payout Report: 1. Select Settlements. 2. Select Market. 3. Select Transmission Results. 4. Select Payout Report.
5. Select Transmission Customer (or Transmission Owner) folder.
6. Select Year folder.
7. Select Month folder.
8. Select file to download.
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TRANSMISSION SETTLEMENT – MISCELLANEOUS
ADJUSTMENTS
VIEW SUPPORTING DOCUMENTATION
To view documentation for Miscellaneous Adjustments: 1. Select Settlements. 2. Select Transmission. 3. Select Misc Adjustments/Legacy System 4. Select TC Misc Adjustments/Legacy Results or TO Misc Adjustments/Legacy
Results. 5. Select Transmission Owner or Transmission Customer folder. 6. Select Misc. 7. Select Year. 8. Select Month. 9. Select Day. 10. Select the file to open
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TRANSMISSION SETTLEMENT – LEGACY SYSTEM
VIEW LEGACY SYSTEM SUBMISSIONS
To view submissions for Operating Days/Operating Months prior to 05/01/2019: 1. Select Settlements. 2. Select Transmission. 3. Select one of these folders:
a. MA Legacy Upload Files. b. TC Legacy Upload Files. c. TO Legacy Upload Files.
4. Select MA, TC or TO folder. 5. Select appropriate folder (e.g. statement, invoice). 6. Select Year. 7. Select Month. 8. Select Day (if applicable). 9. Select the file to open.
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VIEW LEGACY SYSTEM RESULTS
To view results for Operating Days/Operating Months prior to 05/01/2019: 1. Select Settlements. 2. Select Transmission. 3. Select Misc Adjustments/Legacy System 4. Select TC Misc Adjustments/Legacy Results or TO Misc Adjustments/Legacy
Results. 5. Select Transmission Owner or Transmission Customer folder. 6. Select appropriate folder (e.g. statement, invoice). 7. Select Year. 8. Select Month. 9. Select Day (if applicable). 10. Select the file to open.
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SETTLEMENT – PUBLIC DATA
VIEW PUBLIC DATA
To view Market and Transmission Public Reports: 1. Select Settlements. 2. Select Public Reports. 3. Select the file to open.
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SETTLEMENT – DISPUTES
SUBMIT DISPUTE REQUEST
To submit a Dispute Request: 1. In the Navigation tree, select Settlements.
2. Select Disputes.
a. This will redirect to the SPP Request Management System
3. Log on to the SPP Request Management System.
4. Select Submit Request.
5. Select a Quick Pick.
6. Enter the Subject of the dispute.
7. Enter the Full Description of the dispute.
8. Enter the System Reference # (optional).
9. Select the Include Attachment(s) checkbox (optional).
10. Click Submit Request.
11. If Include Attachment(s) was selected, click Browse… to upload an attachment.