Post on 01-Oct-2020
TheimpactofR&Iprojects:beyondlipserviceLoredana MarmoraAnkara,11January2018
• Who we are• Research, innovation andpolicy support• Interdisciplinarity• The impact in the H2020 proposals• Understand the evaluationprocess• Ingredients of a research project
Intheagenda
Who we are
ISINNOVA, the Institute of Studies for the Integration of Systems, is anItalian private research and consulting firm supporting international,national and local public bodies for the analysis, the design, theimplementation and the evaluation of sustainable policies in the fieldof transport and mobility, energy and environment, long-termscenarios and governance.www.isinnova.org
Key Facts:• Active since 1971• 20 consultants with an international and multi-disciplinary background• Participation in over 80 European projects• Management of some of the most significant European projects (FP4, FP5,
FP6, FP7 and Horizon 2020)
About us
Having supported the decision-making of national, regional and local authoritiesin and outside Europe for decades, ISINNOVA is today an expert advisor on policyintegration, giving a special focus to policy effectiveness, cost sustainability andrelated technologies.ISINNOVA can be a strategic partner for administrations and bodies wishing toimplement sustainable development solutions.The wide array of services and solutions proposed by ISINNOVA includes:• ProjectManagement
– Expertise covering the full life-cycle of a project (more than 80 projects): identification offinancing schemes; drafting the project proposal; establishing an ad-hoc projectconsortia; coordination of project activities according to specific procedural rules; finalreporting.
• Evaluation and Impact Assessment– On three areas: Strategic Environmental Assessment; Energy Externalities Assessment;
Technology/Intelligent Transport Systems (ITS) Efficiency Assessment• Decision Support Systems
– Providingsophisticatedtheoreticalandtechnicaltoolscapableofanalysing systemicproblemsandsituations;
– Proprietaryinteractiveanduser-friendlysoftwareapplicationsfortheconstructionofmathematicalforecastingmodelsandthedefinitionoffuturescenarios.
Our services
AreasofExpertise
Transport andUrbanMobilityOurexpertiseintransportandurbanmobility includes social,economicandenvironmentalaspectsofroad,rail,water,airandmulti-modal transport.Wefacilitatecitiesandregionsinpreparingforincreasingmobility demandswhileaddressing complexproblemsunique totheirindividual area.
EnergyandEnvironmentResearch,assessment, anddevelopment ofsustainable energyandenvironmentalpracticesisakeyareaofourwork.Ourknowledgeofinternalandexternalinfluences onalternativeenergyperspectives andourbroadnetworkacrossEuropeandbeyondhelpusinnovateandfosterlastingchange.
Foresight andGovernanceForesightandgovernancereferstothesocialandbehaviouralaspectsofdecisions, policies andgoverningpractices.Ourholisticapproachtosolutions inthisdomain incorporatesallareasofhumansociety,including socialandeconomicjustice,responsible business practices,anduniversalaccess.
Research,innovation andpolicysupport
WhatdoweexpectfromR&Ipolicies?Moreandbetterknowledge
Butalso(increasinglyso)
Ø Solveproblems• Bridging thescience-industrygap• Addressingthetensionbetween‘national-local’dynamicsandglobalizationdynamicsof
knowledgeproductionandinnovation• Policyinstrumentmixesforeffectivelystimulatinginnovationandentrepreneurship
Ø Generateopportunities• Stimulatinginnovationinthepublic sector• Thedemand-side,technologyprocurement,&mission-orientedmeasures• Design&competitiveness• ThethirdsectorintheR&Isystem(non-profit/philantropic organizations)
Ø Buildupcapacity• Europeanuniversities inachangingworld• Research infrastructure• Innovationisnotonlyanoutcome,itisacapacityandastateofmindinpeople,infirms,in
organizations
Research,innovationandpolicysupport
Frommarket-failuretoasystematic-approachofR&IpolicySocietalchallenges
EUSocietalChallenges
Research,Innovationandsupportpolicies
Climateaction,environment,resourceefficiencyandraw
materials
Secure,cleanandefficientenergy
Foodsecurity,sustainableagricultureandforestry,marineandmaritimeandinlandwaterresearch,and
theBioeconomy
Health,demographicchangeandwellbeing
Smart,greenandintegratedtransport
Europeinachangingworld- inclusive,
innovativeandreflectivesocieties
Securesocieties-protectingfreedomandsecurityofEuropeandits
citizens
Horizon2020andtheSocialchallenges
ExcellentScience§ EuropeanResearchCouncil§ Frontierresearchbythebestindividualteams
§ FutureandEmergingTechnologies§ Collaborativeresearchtoopennewfieldsofinnovation
§MarieSkłodowska Curieactions§ Opportunitiesfortrainingandcareerdevelopment
§ Researchinfrastructures(includinge-infrastructure)§ Ensuringaccess toworld-classfacilities
IndustrialTechnologies§ Leadershipinenablingandindustrialtechnologies§ ICT,nanotechnologies,materials,biotechnology,manufacturing,space
§ Accesstoriskfinance§ Leveragingprivatefinanceandventurecapitalforresearchandinnovation
§ InnovationinSMEs§ FosteringallformsofinnovationinalltypesofSMEs
SocietalChallenges§ Health,demographicchangeandwellbeing
§ Foodsecurity,sustainableagriculture,marineandmaritimeresearch&thebioeconomy
§ Secure,cleanandefficientenergy
§ Smart,greenandintegratedtransport
§ Climateaction,resourceefficiencyandrawmaterials
§ Europeinachangingworld:Inclusive, innovativeandreflectivesocieties
§ Securesociety
EuropeanInstituteofInnovationandTechnology(EIT)
SpreadingExcellenceandWideningParticipation
Sciencewithandforsociety
JointResearchCenter(JRC)
Euratom
ExcellentScience§ EuropeanResearchCouncil§ Frontierresearchbythebestindividualteams
§ FutureandEmergingTechnologies§ Collaborativeresearchtoopennewfieldsofinnovation
§MarieSkłodowska Curieactions§ Opportunitiesfortrainingandcareerdevelopment
§ Researchinfrastructures(includinge-infrastructure)§ Ensuringaccess toworld-classfacilities
IndustrialTechnologies§ Leadershipinenablingandindustrialtechnologies§ ICT,nanotechnologies,materials,biotechnology,manufacturing,space
§ Accesstoriskfinance§ Leveragingprivatefinanceandventurecapitalforresearchandinnovation
§ InnovationinSMEs§ FosteringallformsofinnovationinalltypesofSMEs
SocietalChallenges§ Health,demographicchangeandwellbeing
§ Foodsecurity,sustainableagriculture,marineandmaritimeresearch&thebioeconomy
§ Secure,cleanandefficientenergy
§ Smart,greenandintegratedtransport
§ Climateaction,resourceefficiencyandrawmaterials
§ Europeinachangingworld:Inclusive, innovativeandreflectivesocieties
§ Securesociety
EuropeanInstituteofInnovationandTechnology(EIT)
SpreadingExcellenceandWideningParticipation
Sciencewithandforsociety
JointResearchCenter(JRC)
Euratom
Horizon2020andtheSocialchallenges
R&Idrivenbysocietalchallenges
Scientific &Technological
R&I
Addressing grandsocietal challenges
?
R&Idrivenbysocietalchallenges
Scientific &Technological
R&I
Addressing grandsocietal challenges
Technologicalinnovation
solutions
R&Idrivenbysocietalchallenges
Scientific &Technological
R&I
Addressing grandsocietal challenges
Technologicalinnovation
Identification ofRTD priorities
Socio-economicResearch -
Social innovation
solutions
solutions
• FullyfledgedspecificSSHtopics(researchinSSH)asessentialtoensurethatH2020deliversvalueandbenefitstosociety
• SSHrelatedtasksunderdifferentsectors/topics(researchwithSSH)Ø SomeexamplesoftheroleofSSHare:Ø Smart,greenandintegratedtransport,SSHresearchanalysesthesocio-
economicaspectsoftransport,prospectivestudiesandtechnologyforesight;Ø Climateactionandresourceefficiency,SSHresearchtacklesthecultural,
behavioural,socio-economicandinstitutional changeinordertomovetoamoreself-reliantandresourceefficienteconomy;
Ø Europeinachangingworld,therewillbearangeoftopicscoveringareaslikenewideas,strategiesandgovernancestructuresforovercomingthecrisisinEurope,innovationinthepublicsectorenabledbyICT,businessmodelinnovation,social innovation,Europeanculturalheritage,history,cultureandidentity;
• SSHfullyintegratedinprojectteamsØ Multi- VsInter- VsTrans-disciplinarity
EmbeddingSSHinH2020…andoldstory
Integrating(disciplinary)knowledge
TargetedS&T
Research
Societalchallenges
SSHResearch
KeyEnabling
Technologies
• Micro/nano electronics• Nanotechnologies• Industrialbiotechnologies• Advancedmaterials• Photonics• Advancedmanufacturingtechnologies
KeyEnablingTechnologies
The10toptechnologiesofthefuture
2014 20151. Bodyadaptedwearableelectronics 1. Fuelcellvehicles
2. Nanostructuredcarboncomposites
2. Next-generationrobotics
3. Miningmetalsfromdesalinationbrine
3. Recyclablethermosetplastics
4. Gridscaleelectricitystorage 4. Precisegenetic-engineeringtechniques
5. Nanowirelithium-ionbatteries 5. Additivemanufacturing
6. Screenless display 6. Emergentartificialintelligence
7. HumanMicrobiomeTherapeutics 7. Distributedmanufacturing
8. RNA-basedTherapeutics 8. ‘Senseandavoid’drones
9. QuantifiedSelf(PredictiveAnalytics)
9. Neuromorphic technology
10. Brain-computerInterfaces 10. DigitalgenomeAdapted fromWorld Economic Forum, 2014&2015
The10toptechnologiesofthefuture
Adapted fromWorld Economic Forum, 2014&2015
2014 20151. Bodyadaptedwearableelectronics 1. Fuelcellvehicles
2. Nanostructuredcarboncomposites
2. Next-generationrobotics
3. Miningmetalsfromdesalinationbrine
3. Recyclablethermosetplastics
4. Gridscaleelectricitystorage 4. Precisegenetic-engineeringtechniques
5. Nanowirelithium-ionbatteries 5. Additivemanufacturing
6. Screenless display 6. Emergentartificialintelligence
7. HumanMicrobiomeTherapeutics 7. Distributedmanufacturing
8. RNA-basedTherapeutics 8. ‘Senseandavoid’drones
9. QuantifiedSelf(PredictiveAnalytics)
9. Neuromorphic technology
10. Brain-computerInterfaces 10. Digitalgenome
Integrating (disciplinary)knowledge
TargetedS&T
Research
Societalchallenges
SSHResearch
KeyEnabling
TechnologiesSystemsinnovation
Towardsamission-orientedFP9?
Interdisciplinarity
• DirectvsindirectimpactsØ ComparingachievementtoobjectivesØ Checkingthetimefactor
• Failureà noSEeffects• Delayà SEeffectstoappearlater• Conditionalityà needforadditionalactions
Basicconcepts
Impactassessment:longtermprocess
INPUT OUTPUT RESULTS/OUTCOME
IMPACTS(economic,social,environmental)
ProgrammeEnd
Programmeduration(approx.5years) Until2to5years
UNTIL10TO20ANDMOREYEARSAFTERTHEENDOFTHEPROGRAMME
BasedonEx-anteassessmentoftheFP7Researchprogramme- Generalprocessandtime-frame
• DirectvsindirectimpactsØ ComparingachievementtoobjectivesØ Checkingthetimefactor
• Failureà noSEeffects• Delayà SEeffectstoappearlater• Conditionalityà needforadditionalactions
• SEimpactvsSEdimensionØ Inputs(dimension)Ø Outputs(impacts)
Basicconcepts
Assessmentframework:SEimpactandSEdimension
QUALITATIVE ASSESSMENT QUANTITATIVE ASSESSMENT
INPUTS
(SE DIMENSION)
ð SE topics addressed ð Multidisciplinarity
of research teams
ð Amount of resources − Staff − Budget
ð Other input variables
OUTPUTS (SE IMPACT)
ð Societal changes induced
ð SE systems affected ð Policy actions
generated ð Identification of
further research needs
ð Changes in SE performance − Welfare − Other SE performance
variables (environment, health, etc.)
ð Efficiency in the use of resources (i.e. I/O ratios)
• Projectsresultsarepolicyrelevantiftheyarecitedinpolicydocuments• Search(primarilythroughEURLEX)forreferencestoKBBEprojectsin“policy
documents”,i.e.Ø CommissionworkingdocumentsØ Communications toCouncil,EP,EESCØ Regulation/DirectivesØ ReportstoCouncil,EP,EESCØ Green/WhitePapersØ Writtenquestions (EP)Ø Opinions (EESC)
PolicyImpactAssessment(expost)…theapproach
BasedonEx-anteassessmentoftheFP7Researchprogramme- Generalprocessandtime-frame
EnvironmentR&Ipolicycitations
0
2
4
6
8
10
12
14
16
1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011
PolicydocsinEURLEXw/oWrittenQuestions (/1000) Policycitations ofenv.projects
Interdisciplinarity
• Multidisciplinarity=juxtaposition
• Interdisciplinarity=interaction
• Trans-disciplinarity=integration
Complexity
• ObjectivesnotalignedØ Scientificprogressvs.societalproblemsolving
• Language(unwilling?)• Academicbadhabitofworkingin(disciplinary)
isolation:thefishtank syndrom• Disciplinarycarrierpaths
Barrierstointedisciplinarity
• CombiningnaturalscienceswithSSH• Integrationofdifferentthematicdisciplines
(transport+energy+environment+landuse…)
• Verticalintegration(policydrivenR&I)
• Combiningqualitativeandquantitativemethods
Inter(trans)disciplinarity andSSH
Capabilityofanalysingcomplexsystems
Capabilityofinvolving relevantstakeholdersalong theentireprocessofpolicy/decisionmaking
Anexample
QUAL
QUAL/QUANT
QUANT
QUANT
QUAL
• CombiningnaturalscienceswithSSH• Integrationofdifferentthematicdisciplines
(transport+energy+environment+landuse…)
• Verticalintegration(policydrivenR&I)
• Combiningqualitativeandquantitativemethods• Impactassessmentandintegrated(social)cost/benefit
analysis
Inter(trans)disciplinarity andSSH
Capabilityofanalysingcomplexsystems
Capabilityofinvolving relevantstakeholdersalong theentireprocessofpolicy/decisionmaking
• Contributiontothethree“sustainabilitypillars”:economy,societyandenvironmentØ EconomicimpactsmeasuredthroughindicatorsØ Environmentalandsocialnotmeasurablethroughstandard
quantitativevariables• Lackofacomprehensiveandsystematicframeworktomonitorandmeasuresocio-economicimpacts
• Quantitativeevidenceisscarce
Impactsoftheresearchpolicy
EconomicimpactsareasMacroeconomiceffectsoftechnologicalprogress
P.Zagamé2015
Benefitsprimarilyassessed(andRTDinvestmentsjustified)intermsofmacro-economicimpacts(GDPandjobsforsocietyasawhole)
Socialimpactsareas(1/2)
Socialimpactsareas(2/2)
Environmentalimpactsareas(1/2)
Environmentalimpactsareas(2/2)
Ø CertainlyoneofthemostdifficulttoassessØ Onefocus:tacklereal/perceivedbarriersthatdeterdisadvantagesgroups
toenteringtoscientificeducationsandcarriersØ SocialexclusionalsoaddressedbytransportEUprojectsØ Directconnectionbetweensocialcohesionandpenetrationofmobile
communicationtechnologiesanddevices
Ø Participation,withdirectcontributions,tointernationalorganisationhasbeenincreasinglypromotedinpreviousFPs
Ø Differenteconomicandmethodologicalapproach
Socialimpactsareas- examples
Assessing the Social and Environmental Impacts of European Research – Report to Commission
Theimpacts intheH2020proposals
• Theproposalshouldhaveanimpactorientedapproachdeliveringsolutionsaddressingkeysocietalandtechnicalchallenges
• Impact(aswellasInnovation)mustbe:Ø Addressedinallsectionsoftheproposal,notjusttheimpactsectionØ Managedinallstagesofaproject,notjustafterresultshavebeen
created
• Benefits(henceimpact)doesnothavetobefinancial• Theimpactoftheinnovationcanbesocietal,research,
environmental,technical,commercial,educationaloranythingthatdeliversbenefits/addressesaneed
Impactsaspectsintheproposal
• ProposalsectionsØ PARTA:administrativesection
• Administrativeinformationaboutpartners• keywords• abstract
Ø PARTB:theproposal• Sections1to3
• 1- Excellence(science)• 2- Impact• 3- QualityandEfficiencyoftheImplementation
• Sections4-5• 4- MembersoftheConsortium• 5- EthicsandSecurityIssues
Impacts intheH2020proposals/projects
Butnotonly….
• Contributiontotheexpectedimpactsmentionedintheworkprogramme (undertherelevanttopic)
• Otherimpactsnotmentionedintheworkprogramme,thatwould:Ø enhanceinnovationcapacity;Ø createnewmarketopportunities,Ø strengthencompetitivenessandgrowthofcompanies,Ø addressissuesrelatedtoclimatechangeortheenvironment,orØ bringotherimportantbenefitsforsociety
• Describeanybarriers/obstacles,andanyframeworkconditions(suchasregulation,standards,publicacceptance,etc.),thatmaydeterminewhetherandtowhatextenttheexpectedimpactswillbeachieved.
Impacts:section2.1“Expectedimpacts”
• Definitionofthe“Disseminationandexploitation”ofresultsØ Provideadraft‘planforthedisseminationandexploitationoftheproject's
results’Ø Showhowtheproposedmeasureswillhelp toachievetheexpectedimpactof
theproject.Ø Includeabusinessplanwhererelevant.Ø Includeinformationonhowtheparticipantswillmanagetheresearchdata
generatedand/orcollectedduring theprojectØ Outlinethestrategyforknowledgemanagementandprotection
• DescriptionoftheCommunicationactivitiesØ Describetheproposed communicationmeasuresforpromoting theprojectand
itsfindings during theperiodofthegrant.
Impacts:section2.2“Measurestomaximiseimpact”
“Yourplanforthedisseminationandexploitationoftheproject'sresultsiskeytomaximising theirimpact”.
(H2020template)
Noimpacts
iftheresultsarenotusedand
thecallchallengesarenotaddressed
Impactandcommunication/dissemination
disseminationvscommunication
Communication DisseminationAbouttheproject andtheresults About theresultsonly
Multipleaudiences(beyond theproject-includingmediaandthepublic)
Audiencethatmay usetheresults(e.g.professional organisations,policymakers, scientific)
Informandreachouttosociety,showthebenefitsofresearch
Enableuseanduptakeofresults
Adapted fromECslides “Adresssing ImpactandExploitation inHorizon 2020proposals”
InformingabouttheprojectInformingaboutresultsMakingresultsavailableforuse
Newsletter
Pressrelease
Projectfactsheet,brochures
Socialmedia(blogs,twitter,etc)
Training/demonstrations
Videos, interviews
Articlesinmagazines
Conferences,presentations
Scientificpublications
Policybriefs
Sharingresultsononlinerepository(software,researchdata,etc.)
ProjectWebsite
disseminationvsexploitation
Dissemination ExploitationDescribingandmakingavailableresults sothattheycanbeused
Makinguseofresults,forscientific,societaloreconomicpurposes
Audiences thatmaymakeuseofresults
Groupsandentitiesthataremakingconcreateuseofresults
Allresults whicharenotrestrictedduetotheprotectionofIP,securityrulesorlegitimateinterests
Allresultsgeneratedduringproject.Participantshallmakebesteffortstoexploittheresultsitowns
Adapted fromECslides “Adresssing ImpactandExploitation inHorizon 2020proposals”
Makingresultsavailable Facilitatingfurtheruseofresults Makinguseofresults
Scientificpublication
Pressbrief
Training/workshops
Scaringresultsononlinerepository
Furtherresearch Service
Copyrightmanagement
DMP
Activestakeholder/userengagement
Patent Spin-off/start-up
PhDthesis Product
Policychange
Openlicenses
Innovationmanagement
Disseminationandexploitationgotogether!
1. Excellence2. Impact3. Implementation
• 5pointeach(totalscore:15)• Threshold:3percriterion• Atleast10intotal
• Fortheevaluationoffirst-stageproposalsunderatwo-stagesubmissionprocedure,onlythecriteria‘excellence’and‘impact’willbeevaluated
(thresholdforbothindividualcriteriawillbe4)
H2020EvaluationCriteria
Typeofactions
Indirectcost:25%ofdirectcosts(excludingsubcontractandthirdpartycosts)
Research&InnovationAction
Research&InnovationAction
•R&Dtoestablishnewknowledgeorexplorethefeasibilityofaneworimprovedtechnology,product,process,serviceorsolution(includingbasicandappliedresearch,technologydevelopmentandintegration,testingandvalidationonasmall- scaleprototypeinalaboratoryorsimulatedenvironment)•Funding rate:100%
InnovationActionInnovationAction
• Innovationactivitiesdirectlyaimingatproducingplansandarrangementsordesignsfornew,alteredorimprovedproducts,processesorservices(includingprototyping,testing,demonstrating,piloting,large-scaleproductvalidationandmarketreplication)
• Fundingrate:70%(100%forno-profitorganisations)
Coordination&SupportAction
Coordination&SupportAction
•Accompanyingmeasuressuchasstandardization,dissemination,awareness-raisingandcommunication,networking,coordinationorsupportservices,policydialoguesandmutuallearningexercisesandstudies(includingdesignstudiesfornewinfrastructureandcomplementaryactivitiesofstrategicplanning,networkingandcoordinationbetweenprogrammesindifferentcountries)•Fundingrate:100%
Typeofactions/“Impact”asawardcriteria
RIA IA CSA
Expected impactslistedintheworkprogrammeundertherelevanttopic
• Enhancinginnovationcapacityandintegrationofnewknowledge;
• StrengtheningthecompetitivenessandgrowthofcompaniesbydevelopinginnovationsmeetingtheneedsofEuropeanandglobalmarkets;and,whererelevant,bydeliveringsuchinnovationstothemarkets;
• Anyotherenvironmentalandsociallyimportantimpacts(notalreadycoveredabove);
• Effectivenessoftheproposedmeasurestoexploitanddisseminatetheprojectresults(includingmanagementofIPR),tocommunicatetheproject,andtomanageresearchdatawhererelevant.
• Effectivenessoftheproposedmeasurestoexploitanddisseminatetheprojectresults(includingmanagementofIPR),tocommunicatetheproject,andtomanageresearchdatawhererelevant.
Eachsub-criterioncorresponds toanassignedscore!!!
0: Theproposalfailstoaddressthecriterionunderexaminationorcannotbejudgedduetomissingorincompleteinformation1: Poor.Thecriterionisaddressedinanadequatemanner,orthere areseriousinherentweaknesses.2: Fair.Whiletheproposalbroadlyaddressesthecriterion,there
aresignificantweaknesses.3: Good.Theproposaladdressesthecriterionwell,although
improvementswouldbenecessary.4: Verygood.Theproposaladdressesthecriterionverywell,although certainimprovementsarestillpossible.5: Excellent.Theproposalsuccessfullyaddressesallrelevantaspectsof thecriterioninquestion.Anyshortcomingsareminor.
Evaluationscores
• Calltitleandidentificationcode(e.g.MG-4.3-2017:InnovativeapproachesforintegratingurbannodesintheTEN-Tcorenetworkcorridors)
• Specificchallenge• Scope• Expectedimpact• Typeofaction• Budget• Deadline
Impactssectioninthecall
• I3U“InvestigatingtheImpactoftheInnovationUnion”projectØ Duration:2015-2018/Budget:2,931K€ /9partnersin9differentcountries
Ø ExpectedimpactssetoutintheworkprogrammeØ ContributiontothegovernanceofinnovationatEUandMSlevelØ ImpactoneconomicresearchØ ImpactonrelevantcommunitiesandonsocietyatlargeØ +diagrams
Exampleofsection2.1inanongoingproject
• Calltitle:Sustainable Food Security– Resilientandresource-efficient value chain
Ø DisseminationandexploitationofresultsØ Communicationactivities(visualidentity,website,socialmedia,
newsletter)Ø 2DedicatedWPs:
• Multi-stakeholderaction• Disseminationandexploitation
Ø +tables,figuresanddiagrams
Exampleofsection2.2inaproposalundernegotiation
Understandtheevaluationprocess
Evaluationprocess
ProgettualitàEuropea
FullProposal
Proposalforms
Evaluators
Eligibility
Evaluators Evaluators
PanelSubmission ConsensusIndividualevaluation Finalisation
ESRs(EvaluationSummaryReports)&Proposalsinsuggestedpriorityorder
CriteriaCriteria Criteria
COMMISSION
Role ofexperts
Thresholds
Finalrankinglist
Rejectionlist
COMMISSION
Individualassessmentoftheproposals
ProgettualitàEuropea
Proposal X
Proposal X
Proposal X
IARexpert 1
IAR expert 2
IAR expert 3
Consensus meeting
CR
“Remote” Brussels
Proposal XIAR expert 4
IAR = Individual Assessment Report CR = Consensus Report
There are usually between 3 and 5 experts allocated to each proposal
• Receiptbeforedeadline• Minimumnumberofpartners• Completenessofproposal• "Outofscope"
EligibilitycheckPerformedbyECstaffbeforeevaluation
• Allexpertshavingreadthesameproposalmeetinaconsensusmeetingtodiscusstheproposal
• ObjectiveistoreachanagreementonscoreandcommentsØ ItisnormalforindividualviewstochangeduringthediscussionØ ThefinalresultisNOTanaveragescoreofindividualscoresbuta
built-upconsensusbasedonthecommentsØ Ifdeadlock:minorityvieworextraevaluatorsarecalledin
• Oneexpertactsasrapporteur(draftstheCR)• MeetingmoderatedbyECstaff
Ø Impartialmoderation:noopinionbutnotpassiveØ ProvidesinformationifnecessaryØ EthicalReviewFormtobefilledinifapplicable
Consensusmeeting
• AllexpertsarejointlyresponsiblefortheCRdraftedbytheRapporteur
• Qualityisveryimportant:thisisthebasisofthetextgivenasfeedbacktoapplicants!Ø Clearandfairassessmentofproposalwithjustifications,feedback
onweaknessesandstrengths• Tobeavoided:
Ø RecommendationsinviewofresubmissionØ Non-constructivelanguageandexpressions
• Moderatorchecksconsistencybetweenscoresandcomments
• Proof-readingbynativeEnglishspeakerisprovided
Consensus report(CR)
• Objective:establisharankedlistofproposalseligibleforfunding- onePanelperbudgetline(topicoractivitypanels)
• Meetingbetweenevaluators,moderatedbyECstaff• Discussconsistencyofscoresandcomments,minorityviews,
proposalswithequalscores,etc.• Recommendpriorityorder(hierarchyofcriteriacanbeapplied)and
possiblechangesinscoresorCRcomments• Providecomments,recommendationsontheranking,beconstructive• FinaliseEvaluationSummaryReports(tobesenttoapplicants)• Attheend,allexpertssignthePanelReport
Final panelmeeting
• InitialinformationlettertoCoordinatorwithESR(EvaluationSummaryReports)Ø Excellentqualityisnecessary:coherenceandlanguageØ Transparencyandcredibilityoftheprocess
• Redressprocedures- forcomplaintsonevaluationresults• Drawupfinalrankinglist• InformationtoProgrammeCommittee• “Non-Negotiation”withfundedproposals• Consultation/informationofProgrammeCommittee• OfficialCommissiondecisionforfunding• Grantagreementissued(proposalbecomesproject)
Follow-uppost-evaluation (ECstaff)
Ingredients ofaresearch project
• Whichistheproblemtobesolved?• WhyaddressitatEuropean/internationallevel
(insteadofnationallevel)?• Istheproposedsolutionalreadyavailable?• Whatwillhappeniftheresearchwillbefunded?• Whytheproposedconsortiumshouldbefunded?
Key questions
• Individualqualityofthepartners• Multidisciplinariety• Stakeholders’involvement• Long-standingexperiencein
communication/dissemination• Long-standingexperienceincoordination• Interestinworkingtogetherandshare
results/experiences
Theconsortium
• Tocomplytothedescriptionofthecall/topic• Tostartfromtheend:evaluationprocessandcriteria• Tohavea“good”ideaandconsortiumisnotenough• Toclearlystatethefinalobjectivesandhowtheywill
bereached:Ø MethodsandapproachesØ Examplesofpotentialdevelopments
Contents (1/2)
• Todefinethe“impacts”isprobablythehardestpart:Ø Avoidbanality/redundancyØ Ensuremeasurability,relevancetotheEuropeanpoliciesØ Proposeconcreateandinnovativedisseminationactions.
• Keepattentiontothelanguageandstyle:theevaluatorscouldbenot“experts”inthetopicasyouare!
Contents (2/2)
• Toidentifythetechnicalofficerofthecall• Tocontrolif,amongpartners,somebodyknows
her/him• Tomakequestions/askforclarificationsevenif…• Youmightnotexpectsubstantialcontributions!• Evenifsimplified,theadministrativeprocedures
remainssignificant:Ø TrustthecoordinatorØ AsksupporttotheEChelpdesks
Liaise withtheCommission
• DoyoureallywanttobeaCoordinator?• Toestablishagoodconsortium:
Ø Thehardestpart!Ø Startassoonaspossible(evenbeforethe
publicationofthefinalversionofthecall)Ø Tohaveaproposaloutlinehelpstoengagepartners
Key elements
• bottom-upapproachØ Defineroles(atleastWPleaders)Ø WPleadersdraftinputØ Coordinatorcollectanddrafttheproposal
• top-downapproachØ DefineageneralcommonagreementamongpartnersØ Coordinatordraftsthefirstversionoftheproposaland
circulateittocollectscomments/ideas,etc.
Proposal drafting (1/2)
Pros Cons
Bottom-up Democraticprocess:toensureagood levelofcreativity(withreferencetocontributions andmultidisciplinarity)
ItrequiresseveralinteractionsandmediationeffortsTimeconsumingAtleastapreparatorymeetingwithpartners
Top-down Coherenceandconsistencyofthefinal“product”(contentsandstyle)Short timefordraftingRecognisetheroleofthecoordinator
ItrequiresahugeeffortsconcentratedonfewpeopleUndemocraticprocess:fewinteractionsamongpartners
Proposal drafting (2/2)
• Timing:Ø 2/3months(basedonthecomplexityofthe
proposal)Ø Todefinethepartnershipassoonaspossible(at
leastthe“core”consortium)• Cost
Ø Between2and5PMs(basedonthecomplexityoftheproposal,theexperienceofthestaffandthesizeoftheproject)
Resourcesneededtoprepareaproposal
• Selectthemostsuitablepartnersfortheproject:fittingthecontextandthetypeofcall/project
• Select partnerswithrelevant(technical)experiencetoaddresstheissuesinthecall
• Ensuregeographicalbalance,varietyinthetypeandcompetencesoftheselectedorganisations (synonymofbalancedbudget)
• Ensure jointwritingoftheproposalandreliabilityofthepartnership(leaderships)
Partnership:successfactors
Questions?
Thank you foryour attention!
LoredanaMarmoralmarmora@isinnova.org
www.isinnova.org