Federal Reserve Bank of Dallas - Dallasfed.org - Annual Report...

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,)FR Y.6OMB Number 7'10G.0297Approval s)eiras September 30, 2018Page 1 ot 7

Board ofGovernorc ofthe Federal Reserve System

W0l0Z s0' Annual Report of Holding Companies-FR Y-6

Report at the close of buslness as of the end of fiscal year

This Report is required by law: Section S(cX1XA) of the BankHolding CompanyAct (12 U.S.C. S 1844(c)(1)(A)); sections 8(a)and 13(a)of the International BankingAct (12 U.S.C. SS 3106(a)and 3108(a)); sections 11(a)(1), 25, and 25A ot the FederalReserve Act (12 U.S.C. SS 248(a)(1), 602, and 611a); and seotions 113, 165,312,618, and 809 of the Dodd-FrankAct (12 U.S.C.

SS 5361,5365, 5412, 1850a(cX1), and 5468(b)(1)). Return to theappropriate Federal Reserve Bank the original and the number ofcopies specified.

This report form is to be filed by all top-tier bank holding compa-nies, top-tier savings and loan holding companies, and U.S. inter-mediate holding companies organized under U.S. law, and byany foreign banking organization that does not meet the require-ments of and is not treated as a qualiffing foreign banking orga-nization under Section 211.23 ot Regulation K (12 C.F.R. S211.23). (See page one of the general instructions for more detailof who must file.) The Federal Reserve may not conduct or spon-sor, and an organization (or a person) is not required to respondto, an information collection unless it displays a currently validOMB control number.

NOTE: The Annual Repoft of Holding Companies must be signed byone director of the top-tier holding company. This individual shouldalso be a senior official of the top-tier holding company. ln the eventthat the top-tier holding company does not have an individual who isa senior official and is also a director, the chairman of the board mustsign the report. lf the holding company is an ESOP/ESOT formed asa corporation or is an LLC, see the General lnstructions for theauthorized individual who must sign the report.l, Bryan Peeler

Name of the Holding Company Direclor and Offcial

Director & Presidentlitle of the Holding Company Direclor and Official

attest that lhe Annual Repod of Holding Companies (includingthe supporting attachments) for this report date has been pre-pared in conformance with the instructions issued by the FederalReserve System and are true and corect to the best of myknowledge and belief.

With respect to information regarding individuals contained in thisreport, the Repoder certifies that it has the authority to provide thisinformation to the Federal Reserve. The Reporter also certifiesthat it has the authority, on behalf of each individual, to consent orobject to public release of information regarding that individual.The Federal Reserve may assume, in the absence of a request forconfidential treatment submitted in accordance with the Board's"Rules of lnformation,' 12 C.F.R. Part 261, 903-583-2436

Date of Report (top-tier holding company's fiscal year-end):

December 31 2017Month/Day/Year

N/AR€porte/s Legal Entity ldentilier (LEl) (2&Charac{er LEI Code)

Reporte/s Name, Street, and Mailing Address

Fannin Bancorp, lnc.LegalTitle of Holding Company

230 East 3rd Street(Mailing Address of the Holding Company) Street / P.O. Box

Bonham TX 75418State Zp Code

SamePhysical Location (if different from mailing address)

Person to whom questions about this report should be directed:Bryan Peeler Director & President

City

Name

903-58s-5522Title

Area Code / Phone Number / Extension

that thedetails in

Signature of Holding

07t30t2018

consent to public release of allindividual.

Area Code / FAX Number

bryan. peeler@fanninbank.comE-mailAddress

N/AAddress (URL) for the Holding Company's web page

Date of

For Federal Reserve Bank Use Only

RSSD IDc.t.

Offce of Managoment and Budget, Paperwork Rsduclion Poect (7100-0297), Washington, DC 20503. fln}16

Direclor and Ofiicial

For holding companies not rcgistered with the SEC-lndicate status of Annual Report to Shareholders:

fl is included with the FR Y-6 reportE wifl be sent under separate coverE is not prepared

0=No

l=Yes 0ls confldenUal treatment requested for any portlonof thls rsport submlsslon?...,ln accordance wlth the General lnstructlons forthls report(check only one),

't. a letterlustlfylng thls requost ls being provlded along

2. a letterJustlfylng thls roquost has been provlded

NOTE: lnformatlon for whlch confldentlal treatment h bolngrequested must bo provlded eeparately and labeledas "confldentlal."

trwlth the report....,.

separately,........

FR Y.6Paga2ot2

r Use By Tiered Holding CompaniesTop-tiered holding companies nwst list the names, mailing address, and physical locations of each of their subsidiary holding companiesbelow.

Legal T-,tle of Subsidiary Holding Company LegalTitle of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box (Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

State Zp Code

Location (if different from mailing address)

'l'itle of Subsidiary Holding Company

Address of lhe Subsidiary Holding Company) Streel / PO. Box

City State Zip Code

Physical Location (if different from mailing address)

Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / PO. Box

State Zip Code State Zip CodeCity

Physical Location (if different from mailing address) Physical Localion (if difierent from mailing address)

LegalTitle of Subsidiary Holding Company LegalTitle of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box (Mailing Address of the Subsidiary Holding Company) Street / P.O. Box

City State City StatezjpCode Zip Code

Physical Location (if difterent from mailing address) Physical Location (if difierent from mailing address)

Legal Title of Subsidiary Holding Company Legal Title of Subsidiary Holding Company

(Mailing Address of the Subsidiary Holding Company) Street / P.O. Box (Mailing Address of the Subsidiary Holding Company) Slreel / P.O. Box

City State City StateZip Code Zip Code

Physical Location (if difierent from mailing address) Physical Location (if different from mailing address)

1212012

:

tI

DOMESTIC BANK HOLDING COMPANYANNUAL REPORT FR Y-6

December 31,2017

FANNIN BANCORP, INC.230 East 3'd Street

Bonham, Texas 75418

FANNIN BANCORP, [NC.FEDERAL RESERVB FORM FR Y.6

December 31,2017

INDEX

Form l0-K filed with Securities and Exchange Commission

Annual Report to Participants

Organization Chart

Supplement to Organization Chart

Shareholders

Officers, Directors, and Principal Shareholders

ReportItem

la

Page

NONE

I

Ib

2a

2a 2

33

NONE

44

Report Item 2aFANNIN BANCORP, NC.ORGANIZATION C}IART

CommonStockholders

Fannin Bancorp, Inc.Bonham, Texas

in Texas

Fannin BankBonham, Texas

lncorporated in Texas

Fannin Bancorp Trust IBonham, Texas

Incomorated in Delaware

No entity has a LEI.

-l-

(a)

Report Item 2aFANNIN BANCORP,INC.

SUPPLEMENT TO ORGANIZATION CHART

Fannin Bancorp, Inc. investments in which in excess of 5 percent of the shares of any class ofvoting securities are controlled as a result of debts previously contracted:

NONE

(b) Fannin Bancorp, Inc. investments that are held in a fiduciary capacity, directly or indirectly, byFannin Bancorp, Inc. when the ownership, control, or beneficial interest of such investmentsexceeds 5 percent ofthe shares ofany class ofvoting securities:

NONE

(c) Companies in which Fannin Bancorp, Inc., through its subsidiaries, are held in a fiduciarycapacity, directly or indirectly, when ownership orcontrol exceeds 5 percent of the shares ofany class of voting securities:

NONE

(d) Fannin Bancorp, [nc. investments in non-voting equity that are greater than or equal to 25Yo ofthe non-voting equity of any bank or holding company that is not otherwise conholled:

NONE

-2-

Shareholders that directly or indirectly own, control, or hold with power to vote 5 percent or more of any classof voting securities of Fannin Bancorp, Inc.:

Bill WilsonBonham, Texas

United States 10,500 5.353%

Maribel Peeler GriffonFriendswood, Texas

United States 74,517 37.987%

Names and Address

Bryan PeelerBonham, Texas

Mary Pauline YarbroughBonham, Texas

Report Item 3FANNIN BANCORP, fNC.

SHAREHOLDERS

Number PercentageCountry of of Voting of VotingCitizenship Shares Owned Shares Owned

United States 82,280 41.944%

United States 11,185 5.702%

Shareholders not listed above that owned or controlled 5 percent or more of any class of voting securities ofFannin Bancorp, Inc. during the fiscal year ended December 31,2017:

NONE

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