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Cefic Guidelines on reporting transport incidents 1. Background Under its Responsible Care initiative, the chemical industry is committed to continuously improve the Health, Safety and Environmental performance of its transportation activities whereby the prevention of incidents is highly important. Internal reporting of transport incidents is already common practice in most chemical companies and offers individual companies a solid basis for carrying out risk assessments and taking remedial actions. Common industry reporting criteria are however necessary to demonstrate performance improvements to the public in a comprehensive way. 2. Objective These guidelines intend to promote the reporting of transport incident data according to common definitions and criteria. This approach should lead to consistent reporting by individual companies, by national chemical federations at national level and by Cefic at European level. This will contribute to an improved exchange of information and will stimulate continuous reduction of chemical transport incidents. 3. Definitions and criteria 3.1. Definitions
Transport The “in-transit” transport by all modes of transport (air - rail – road – sea – inland waterway – pipeline) of chemicals between the site of a supplying chemical company and that of the final destination, excluding the transport and loading/unloading activities at the premises of the supplying chemical company and the final destination.
Chemicals All chemical products, including not only finished products, but also samples, raw materials, intermediates, wastes, etc., whether or not classified as dangerous according to the UN Recommendations for the Transport of Dangerous Goods.
3.2. Reporting criteria
All incidents during the transport of chemicals, meeting one or more of the following criteria, should be reported:
a. Death - Injury Death or injury, where the injury
- requires intensive medical treatment, or - requires a stay in hospital of at least one day, or - results in the inability to work for at least three consecutive days
irrespective of whether or not the chemical product contributed to the death and/or injury.
b. Loss of product Any release of product of - more than 50 kg/l of dangerous goods (classification according to the UN Recommendations for the Transport of Dangerous Goods), or - more than 1000 kg/l of non-dangerous goods.
c. Material damage or environmental damage Any damage exceeding 50,000 Euro, to the property of any party (including environmental clean up), resulting from the transport incident, irrespective of whether or not the chemical product contributed to the damage.
d. Involvement of authorities Direct involvement of the authorities or emergency services in the transport incident or the evacuation of persons or closure of public traffic routes for at least three hours caused by the transport incident.
4. Collection and reporting process 4.1. Data to be collected
The following data should be reported: - The total number of transport incidents by transport mode, split by bulk (tanks,
tank containers) and packaged (cans, drums, bags, IBCs, etc.) - The total number of transport incidents with product loss (see paragraph 3.2.b) - The total volume (tonnage) transported by each transport mode . See section 4.4 for suggested format of data collection.
4.2. Reporting The reporting process should consist of the following steps:
Step 1: Each shipping point of a chemical company collects the incident data for all transport shipments originating from this shipping point.
Step 2: Each chemical company collects the data for all its shipping points and
reports the aggregated data per country to the respective national chemical federations.
Step 3: The national chemical federations report the incident data and volumes,
aggregated at national level, to Cefic.
4.3. Indicators of performance The following indicators of performance should be used
- number of incidents per transport mode - number of incidents per 1 million tonnes carried per transport mode
4.4. Suggested format for data collection
Mode of Transport Number of incidents Total volume transported (tonnes)
Bulk Packaged
Total Total with product loss (see 3.2.b)
Air Rail Road Sea Inland waterway Pipeline Total
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The ICCA Guidelines for the use and protection of
Responsible Care® Trademarks
1. Introduction
The Responsible Care Logo visualizes the principles of the Responsible Care Initiative which are included in the Responsible
Care Global Charter. The Responsible Care Logo is the common brand for national
associations and member companies to identify their participation in this initiative.
Responsible Care® is an initiative of the global chemical industry in
accordance with the ICCA Responsible Care Global Charter. In this initiative
national associations and their member companies commit - to work together to continuously improve the health, safety and
environmental performance and its communications with the public, - to do business responsibly and
- to improve product stewardship.
This Guideline sets the basic rules for use and protection of the Responsible Care® Trademarks. It also encourages ICCA member associations and their
member companies to use it for the industry recognition and public awareness that reflects the Responsible Care principles visually.
The ICCA RCLG Secretariat and ICCA members share responsibility for the
use and protection of Responsible Care® trademarks in accordance with the following rules.
The adoption of a title and logo that make up the Trademarks clearly identify national initiatives as being consistent with and part of the concept of
Responsible Care®. The establishment of an identifiable symbol allows the public to immediately recognize the chemical industry’s commitment to the
Responsible Care principles.
It is expected that all national associations which run a Responsible Care programme and their member companies which are committed to the
initiative will move towards the exclusive use of the English logotype “Responsible Care” to maximize the identity of the initiative worldwide.
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2. The Responsible Care Logo The visual identity of the global Responsible Care initiative is covered by:
a. The logo without wording
The visual representation is of two hands pointing upwards cupped around a collection of symbols which represent a hypothetical
chemical structure. The logo expresses the key message of sound
management of chemicals under the Responsible Care principles which are included within the Global Responsible Care Charter
(Appendix 1: ICCA Global Charter, 1. Core Principles). b. The logo with wording
This is visually represented by the logo as described above together with the appropriate wording in close association with the logo itself.
The logotype will be the words “Responsible Care” written in English or other descriptions in other languages to meet local needs. The use
of association names/Association Letters/acronyms is not allowed. (Appendix 2: Examples of the Logo).
c. Reproduction of the Logo
Obligation:
The shape of the logo should never be altered in any way. The reproductions must always be from the approved versions:
- through photographic means from an original pattern or - through electronic file which can be sourced from the associations.
Preference:
Although the logo was originally used in green (Pantone colour 347 coated) the logo and logo with logotype have been registered in black
and white. These can be reproduced in either black on white, white on black, in Pantone 347 coated or colours decided by the user. For
electronic publishing it is recommended to use html code #009B48 or RGB 0-155-72.1
The Font of the wording should be Times New Roman, bold, as shown
in Appendix 2: Examples of the Logo with wording.
The wording can also be done in a font that meets national association, company or local needs.
1 for this paragraph written permission necessary by Yossi Cohen, Pantone, Inc.,Carlstadt, NJ
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3. Responsibilities of Associations
3. 1. Registration of Responsible Care® Trademarks
National Chemical Associations that are members of the ICCA and those associations which run Responsible Care programmes that are recognised by
the ICCA through the ICCA Responsible Care Leadership Group, are granted the right to use the logo in their own country, and are committed to develop
their respective national programme to implement in their turn, Responsible
Care with the companies acting in their territories.
Registration is the basis for the protection of Responsible Care Trademarks.
General
Associations should provide for protection of the logo(s) in their own territory. As a consequence, they must register the logo(s) in their own country as a
trademark(s). They are also responsible for the protection and correct use of the logo(s) in their own country and license their participating member
companies to use them properly.
Registration of the trademarks in a few key classes, e.g. 1, 16, 35, 41 and 42 that are relevant to the use made, are strongly recommended for the
protection of the Responsible Care Trademarks. (For the names of these
classes, see the WIPO Web site: www.wipo.int ).
Europe / European Union
In Europe, Cefic, the European Chemical Industry Council, has been entrusted by the ICCA with the role of granting its members, namely the
national chemical industry federations across Europe, whether members or associated members, the right to use the Responsible Care logo, after having
satisfied itself that the programme developed by the national association meets the Responsible Care philosophy, is in accordance with the ICCA Global
Charter and is correctly and adequately implementing the eight fundamental features of the initiative
In Europe Cefic has registered the logo as 2 trademarks (one with the words
in English, and one without the words), in all countries into which it has a
national federation: the EU (27 countries), Norway, Switzerland, Turkey and Croatia.
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3. 2. Procedures of Implementation and Conditions
Since February 2005 the ICCA Responsible Care Global Charter describes the vision and mission of Responsible Care worldwide. The Global Charter
fundamental feature No 2 describes the common administrative procedures for the use and protection of Responsible Care trademarks for a national
programme as follows: “Adopt a title and logo that are consistent with Responsible Care”.
This in mind, the ICCA RCLG - reviews international standard of national Responsible
Care programmes, - communicates intentions internally to ICCA and gets
feedback from the ICCA Steering Committee, - develops rules for use of name and logo (this paper),
- communicates rules to associations for their member companies.
Implementing this, national associations - observe established rules and monitors observance.
(See also 3.3. Supervision) Therefore each national association should develop rules for the correct use
of the logo and name in their language and to prevent its misuse. This is the assurance of their commitment to the initiative and the only way to assure
that the national and international use of the logo as a communication tool
can be optimized.
Use of the Responsible Care logo is restricted to a) the national associations for their field of activity;
b) the companies, - which are members of national associations and who
are formally committed to the Responsible Care Principles (e.g. by CEO signature), for the use of the
Responsible Care Logo in the field of activity of these national associations;
- who have significant operations within a country, from the date of entry into force of their membership in the
national association of this country; - in countries without national Responsible Care
programmes or without significant operations, based
on the membership in national Responsible Care programmes.
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3. 3. Supervision of the use and withdrawal conditions
Under the supervision of the ICCA RCLG secretariat, member associations
need to use their powers to take measures to prevent misuse of the Responsible Care trademarks.
ICCA RCLG secretariat can withdraw the authorization to use the Responsible
Care logo if a national association or its member company acts contrary to the
Responsible Care principles or the rules of ICCA as applicable. Misuse can be reported by member companies to their national associations.
Under the supervision of the ICCA RCLG secretariat, member associations will
take the necessary steps in case of infringement by a third party which is not authorized to use the Responsible Care Logo.
In Europe these conditions are enacted by Cefic in conjunction with its
national associations.
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4. Instances of use for companies
The member companies of a national Responsible Care programme are allowed and encouraged to incorporate the Responsible Care logo to
identify the company as a Responsible Care company in corporate or product advertising in the following instances:
• on their letterhead according to the guidelines supplied by the national
federations;
• on legally required reports to authorities, when deemed relevant;
• on information materials to improve product stewardship and work in
partnership with upstream suppliers and downstream chemical users, for example safety data sheets (SDS);
• on their web-site to identify themselves as a Responsible Care
company;
• on print and electronic media, on other promotional material and in advertising which explains or promotes the Responsible Care Initiative;
• on a flag which identifies one of the company's Responsible Care sites;
• on corporate signage or storage tanks, warehouses, buildings or other facilities (the “Facilities”) owned by or on a long term exclusive lease
to the company, provided that the Facilities where the logos are displayed are under the direct control of the company and their
respective corporate or trade name is also prominently displayed on the same Facilities;
• on vehicles including railway, vans, barges, pipelines, trucks, fire
engines or tank trucks (the “Vehicles”) owned by or on long term exclusive lease to the company provided that the company's corporate
or trade name is also prominently displayed on the Vehicles.
The use of the Responsible Care logo is not permitted
• on any corporate or product advertising, or on a product or product
packaging, in a manner which suggests, directly or indirectly, that a product is a "Responsible Care product";
• on any corporate effort to support or oppose governmental initiatives,
including legislation or regulation, where such a position is clearly in opposition to Responsible Care guidelines and applying principles;
• on services provided by third parties (except chemical industrial parks,
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if they are participants of a national Responsible Care programme) such as re-sellers or for-hire trucking companies;
• on waste containers, drums and barrels;
• on office equipment, except it promotes the spirit of Responsible Care.
It is possible to use the Responsible Care logo as a way to deliver industry
messages by the inclusion of a strap line or slogan underneath but not closely
attached to the logo. If such an approach is taken this should not interfere with or jeopardize logo protection.
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Appendix 1: The ICCA Global Charter
ICCA-Internet:
http://www.icca-at-dubai.org/dbfiles/THE_GLOBAL_CHARTER.pdf
Appendix 2: Correct Uses of the Trademarks
Examples of correct uses to date:
Recommended colour:
Hex-/html-code: #009B48; RGB = 0-155-72 =
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Appendix 3: Trade mark information EU
http://oami.europa.eu/en/default.htm to search for trade mark
Excerpt from Responsible Care trade mark, classification: Nice Classification: 16
List of goods and services All printed matters included in this class.
Nice Classification: 35
List of goods and services Professional business consulting and business administration; advertising.
Nice Classification: 41
List of goods and services Education and providing of training; organizing and conducting of conferences.
Nice Classification: 42
List of goods and services Providing of information and advice destined for the chemical industry and related to the engagement of the chemical sector with regard to the safeguarding of the environment, health and security.
CONTENT OF BOOKLET
RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT
PRACTICES FOR LOGISTICS SERVICE PROVIDERS 3
Recommendations on Safety, Health and Environmental Management
Practices for Logistics Service Providers
ISSUE 1 - April 2002
4 Objective & Scope
5 Safe Management Practices
1. Commitment & Awareness of SHE-Policies
2. Data, Information & Regulations
3. Risk Assessment & Reduction
4. Selection & Monitoring of Subcontractors
5. Specification & Maintenance of Equipment
6. Training
7. Reporting & Evaluation of Incidents & Accidents
8. Emergency Response
9. Control of Operations
10. Auditing
10 Reference List
10 Contacts
Logistics service providers need to have management systems
in place to ensure that the risks arising from the transport of
chemicals have been fully identified and are being properly
controlled and managed.
The recommendations on safe management practices contained
in this booklet address the different elements of the management
systems that chemical logistics service providers should have
in place in order to ensure that the transport and associated
handling of chemicals is unlikely to have adverse safety, health
and environmental (SHE) impacts.
Implementation of these recommendations should result in
a continuous improvement in the safety and environmental
performance of the logistics service providers.
These recommendations apply to the transport of chemicals
by the different modes of transport. They also apply to other
distribution activities associated with the transport of chemicals,
carried out by logistics service providers, such as storage,
loading and unloading and to any subcontractors who are
working on a contract basis for logistics service providers.
Implementation of the current recommendations on SHE
management practices will fulfil most of the requirements
of the Safety and Quality Assessment Systems (SQAS)
developed by CEFIC.
OBJECTIVE & SCOPEOBJECTIVE & SCOPE
4 RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS
Safe Management Practices
1. Commitment & Awareness of SHE-Policies
Management Practice
The logistics service providers should have clear safety, health and environmental policies in place, which emphasize the
paramount importance of safety and the protection of employees, customers, the public and the environment from the adverse
effects of all logistics operations, whether carried out by or on behalf of the company.
Guiding Principles
The policies should outline the organisation, arrangements and responsibilities for achieving the required results and should
be known and understood by all employees. Prime responsibility should lie with line management who should be required to
demonstrate a high level of commitment to safety, health and environmental protection not only in terms of logistic operations
but also in terms of personal behaviour. Management must lead by example in order to influence positively workers attitude
and behaviour and to continuously improve the safety culture within the company.
The Policies should:
• be signed either by the Chief Operating Executive on the site, or alternatively by the Chairman or Managing Director of
the company, reflecting the fact that the overall responsibility for SHE rests at the top of the organisation.
• be reviewed at regular intervals, or following any major change in company organisation.
• recognise the importance that individuals play in achieving successful implementation.
• be supported with goals and targets.
2. Data, Information & Regulations
Management Practice
The logistics service provider needs to ensure that he has an effective system in place for the receipt and collection of
appropriate technical product data from the shipper for all the products he is handling. A system should be in place to
ensure that any changes in these technical data are taken into account.
The logistics service provider also needs to have a system in place for the interpretation and application of all relevant
national and international regulations and industry codes covering transport and related operations, as well as for monitoring
and implementing of any changes in these regulations and codes.
Guiding Principles
Within the organisation of any logistics service provider, a qualified person should be designated to interpret and disseminate
SHE information relating to all products that are handled. This information should be used as the basis for the selection of
appropriate transport equipment, provision of training, safe operating procedures and the labelling of vehicles.
The data should be reviewed whenever there are changes in regulatory or product technical data, in classification and any
consequential changes communicated to relevant personnel.
It is the task of the Dangerous Goods Safety Adviser, under the responsibility of the head of the undertaking, to facilitate by
RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS 5
Safe Management Practices
all appropriate means and actions that all the transport activities and related loading or unloading of dangerous goods are car-
ried out in accordance with the applicable rules and in the safest possible way.
3. Risk Assessment & Reduction
Management Practice
A system should be in place with which it is possible to assess and reduce potential risks in the logistics chain. The system
should identify, evaluate and continuously reduce potential risks by taking into consideration the hazards of chemical products
during the operations of containing, packing, handling, transporting and storing them. The system should take into account all
risks of possible accidents, which may cause human and environmental exposure at production plants, final customer sites,
storage facilities and during transport movements.
Guiding Principles
As part of the risk assessment process all operations should be classified into groups according to their potential risk to
adversely affect people and the environment. The methodologies which are used to assess the risk vary considerably.
The result of the assessment, whatever method is chosen, enables all operations to be ranked according to their risk level.
The company should then determine the need for and the application of risk reduction measures.
Effective risk management should be regarded as a continuous process. The process should be repeated at regular intervals,
based on practical experience and incident evaluation, to constantly improve the process. Higher risk activities should receive
more frequent reviews. A risk assessment should also be carried out each time there is a significant change in the operational
activities (e.g. handling of new products, use of new equipment, changes in operating procedures). All new projects should be
evaluated at an early stage, to assess the acceptability of the risks compared with regular activities.
4. Selection & Monitoring of Subcontractors
Management Practice
The logistics service providers should have a system in place for selection and monitoring of their subcontractors.
This system should emphasize safety and environmental performance, regulatory compliance, equipment maintenance and
training. Furthermore it should ensure regular review of safety and environmental performance and the implementation of
necessary improvements.
Guiding Principles
Subcontractors should:
• be technically competent to carry out the work, using properly maintained equipment.
• have the commitment, resources and management structure to work according to the logistics service
provider’s SHE standards.
• have appropriate training arrangements for their personnel to provide them with a high degree of safety awareness.
• be able to demonstrate that they have the necessary skills and procedures to carry out the subcontracted work
in a safe manner.
• have systems in place to ensure that operations comply fully with relevant legislation and industry standards.
• have systems in place for accident/incident reporting.
In order to ensure the implementation of the above requirements, various systems have been developed for the auditing,
selection and monitoring of subcontractor; e.g. Safety and Quality Assessment System (SQAS), developed by the European
Chemical Industry Council (CEFIC).
6 RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS
5. Specification & Maintenance of Equipment
Management Practice
A system should be in place, which ensures that all equipment is appropriate for the (chemical) products which are stored,
handled and transported. All equipment must comply with the relevant legal requirements and must be maintained in proper
condition. A system should be in place for immediate reporting and prompt correction of any equipment defects.
Guiding Principles
A system should be in place requiring a written specification for purchase or lease of any equipment. These written
specifications should take into account the joint CEFIC/ECTA/EPCA ‘Guidelines for Standardisation of Road Transport
Equipment’ and the joint CEFIC/ECTA/EPCA 'Requirements for the design, construction and testing of standard rail tank cars
for the carriage of liquid chemicals in bulk' - to be published in 2002.
Effective maintenance programmes should be in place, which require that all equipment (owned, leased or subcontracted) is
adequately maintained to prevent and detect defects before they cause accidents or breakdowns.
6. Training
Management Practice
A system should be in place to ensure that the training needs of all employees are identified and satisfied in an appropriate
and adequate manner so that all operations are carried out safely and with proper regard for environmental protection.
Guiding Principles
Systems should ensure that the training needs are regularly reviewed so that all employees are competent at all times to
carry out the duties for which they are responsible. In particular, it should be reviewed whenever there are significant changes
in the work carried out or in the equipment to be used.
Training must take account of any statutory regulations but should also reflect industry codes or standards relevant to the
work.
A designated person within the company should co-ordinate and manage the provision of training and maintain appropriate
training records.
7. Reporting & Evaluation of Incidents & Accidents
Management Practice
A system should be in place for the recording of all accidents, incidents and potentially hazardous situations, and for
identifying and implementing preventive measures.
Guiding Principles
There should be a written reporting procedure to ensure the proper logging of all accidents and incidents, and communication
to all parties concerned. Ownership and stewardship of the reporting system should rest with a nominated senior manager
within the company. The system should be well understood by all personnel and by all subcontractors to ensure that all
incidents/accidents are reported.
Each accident or incident should be investigated. In addition to the identification of the immediate cause, the root cause of
the accident or incident should also be ascertained. Corrective actions should be identified to prevent a recurrence of similar
events.
RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS 7
8 RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS
All accident/incident reports should be periodically analysed to search for trends and common causes. Identification of
trends allows additional improvements to be developed.
Similar principles apply to the investigation and reporting of potentially hazardous situations.
Employees and all subcontractors should be encouraged to make use of the reporting system as a means for continuous
improvement.
The reporting system should take into account the joint CEFIC/EPCA/ECTA ‘Guidelines for Standardised Delivery
Performance Measurement’- Issue 2 April 2002.
8. Emergency Response
Management Practice
A system should be in place to enable a rapid and effective response to any accidents occurring during logistics operations.
Guiding Principles
The logistics service providers should have an emergency plan for responding to any accident. This emergency plan should
contain:
• action to be taken in case of different types of emergencies.
• individual responsibilities.
• arrangements for handling incoming emergency calls.
• arrangements for 24 hours coverage.
• training requirements of the responsible personnel.
• the specific arrangements required by individual customers.
• a list of the different parties to be informed with their contact details (customers, authorities,....).
Exercises should be held at appropriate intervals to test communications and practical response.
Ownership of the Emergency Response Plan should rest with a nominated person, who should be responsible for ensuring
that the plan is kept up to date, that individuals are trained as required, that training records are kept, that emergency
equipment is regularly checked for completeness and continued suitability and that exercises are held at appropriate
intervals.
9. Control of Operations
Management Practice
Systems should be in place to ensure that day-to-day operations are carried out in compliance with legislation, industry
codes and standards, to protect people and to minimise impact on the environment.
Guiding Principles
The company should identify and prepare an inventory of all the operations that are carried out. Each operation should be
broken down into its individual tasks. Procedures should be developed for each task and the responsibility for completing
that task should be clearly defined.
RECOMMENDATIONS ON SAFETY, HEALTH AND ENVIRONMENTAL MANAGEMENT PRACTICES FOR LOGISTICS SERVICE PROVIDERS 9
The operating procedures should cover the selection of proper equipment for handling the products taking into account
their hazards and relevant national or international legislation and the precautions to be taken both in normal and emergency
situations.
Where the operation involves interfaces with third parties, procedures should ensure full alignment.
Procedures should be updated whenever changes occur in the legislation or in industry codes and standards.
Procedures should be regularly reviewed, covering all aspects of the operation.
10. Auditing
Management Practice
A process should be in place for the regular internal auditing of the SHE management system. Deficiencies observed during
audits should be recorded, their implications assessed, and remedial actions prioritised and implemented.
Guiding Principles
The objectives of auditing can be summarised as follows:
• to review the implementation of company SHE policies.
• to verify compliance with legislation, industry codes and standards.
• to promote awareness of SHE protection.
• to assess the SHE performance.
Auditing is an integral part of the management process. The responsibility for auditing and implementing remedial measures
rests with line management, although specialists can assist in developing audit procedures and in auditing.
An audit plan should be developed which is appropriate to the size and scope of the company’s operations.
This should incorporate all aspects of the company’s SHE management system.
The internal audits should be carried out by people trained in auditing and evaluating techniques. A significant portion of
auditing can be carried out by the local management. On occasion, it may be appropriate to have external audits by auditors
who are independent of the location or even of the company to be audited.
Based on the recommendations of the audit report, there should be an action plan with follow up to which line management
is fully committed.
ECTAECTA
Avenue de Tervueren 149 Tervurenlaan - 1150 Brussels - Belgium
Tel.: (32/2) 741 86 81 • Fax : (32/2) 741 86 82 • E-mail: ecta@epca.be