DHHS / FDA / CDRH 1. 2 CryoCath Technologies Inc. 7 Fr Freezor Cryoablation Catheter System P020045...

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DHHS / FDA / CDRHDHHS / FDA / CDRH1

DHHS / FDA / CDRHDHHS / FDA / CDRH2

CryoCath Technologies Inc.7 Fr Freezor Cryoablation

Catheter SystemP020045

FDA Circulatory System Devices Panel Meeting

March 6, 2003 Gaithersburg, MD

DHHS / FDA / CDRHDHHS / FDA / CDRH3

FDA/CDRH/ODE/CEMB PMA Review Team

James Cheng, Lead Reviewer

Lesley Ewing, M.D., Clinical and Animal Review

Lilly Yue, Ph.D., Statistical Review

Cindy Demian, Biocompatibility Review

Elaine Mayhall, Sterilization Review

Kevin Hopson, Bioresearch Monitoring Review

DHHS / FDA / CDRHDHHS / FDA / CDRH4

Sponsor Proposed Indications for Use

• The cryo-ablation of the conducting tissues of the heart in the treatment of patients with atrioventricular node reentrant tachycardia (AVNRT)

• The identification of aberrant conducting tissue responsible for supraventricular tachycardia using the reversible electrophysiological cryomapping of conducting tissue near the AV node to minimize risk of AV block

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Cryoablation System Components

FreezorTM Cardiac CryoAblation Catheter

CCT.2 CryoConsole

Umbilicals and Accessories

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FreezorTM Cardiac CryoAblation Catheter

• 7 French single use catheter with 4mm long gold-plated metal tip, 3 ECG ring electrodes, thermocouple sensor and a flexible, maneuverable shaft.

• Refrigerant injection tube, ECG wires, leak detection wire, and thermocouple wire are contained inside the catheter lumen.

• Catheter handle contains deflection mechanism.

DHHS / FDA / CDRHDHHS / FDA / CDRH7

CCT.2 CryoConsole

• Provides N2O refrigerant delivery & recovery.• Maintains vacuum inside catheter lumen.• Controls refrigerant pressure and flow rate to

achieve target temperature ranges.• Contains device safety systems.• Monitors integrity of umbilical connections.• Injection controller uses dedicated hardware

and has manual override.

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Umbilicals and Accessories

• Coaxial umbilical – delivers liquid N2O under pressure to the catheter and evacuates N2O gas.

• Electrical umbilical – carries catheter electrical signals to Auto Connection Box.

• Auto Connection Box – connects electrical umbilical and ECG cable to console.

• ECG Cable – carries catheter ECG signals to external monitor.

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Principles of Operation

• Cryogenic temperatures generated only at the catheter tip.

• Pre-cooled liquid N2O injected under pressure to the catheter tip.

• Liquid N2O expands to a gas inside the tip.

• Phase change is an endothermic reaction.

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Principles of Operation

• CryoAblation – catheter tip target temperature between –68oC and -75oC maintained for up to 240 seconds.

• CryoMapping - catheter tip target temperature between –25oC and -30oC maintained for 60 seconds.

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FDA Preclinical Review Goals

• Safety – ensure that the device has been appropriately designed and tested, that potential device hazards have been analyzed and mitigated, and that safety features have been qualified for use.

• Reliability – ensure that the device design and manufacture provide assurance of consistency with performance specifications.

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Preclinical Qualification7F FreezorTM Catheter

Catheter Testing

• biocompatibility of catheter materials• reliability of catheter design• mechanical testing of catheter performance• electrical testing of catheter performance• qualification of sterilization procedures

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Preclinical QualificationCCT.2 Console

• Software Qualification: assessment of design and development methodology, software hazards analysis, and verification and validation process.

• Hardware Qualification: assessment of N2O injection and recovery systems design, temperature controller performance, device risk analysis, and design and performance of device safety features.

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System Safety Features

Primary Hazard – Gas EmbolismMitigation Features

• Catheter design and qualification (burst and leak testing)

• Catheter lumen under continuous vacuum (prevents release of refrigerant gas into bloodstream)

• Catheter safety interlock (prevents device operation until all catheter connections properly configured)

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System Safety Features

Primary Hazard – Gas EmbolismMitigation Features

• Redundant blood/fluid detector systems (detects blood inside the catheter as a result of a catheter leak)

• Injectant flow profile monitoring (detects unusual catheter performance)

• Catheter pressure relief valve• Loss of vacuum detection (disables injection)

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System Safety Features

Safety Hazard – ExsanguinationMitigation Features

• Redundant blood/fluid leak detectors along vacuum recovery path (disables injection and vacuum)

• Catheter design and reliability validation testing (burst and leak testing)

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System Safety Features

Safety Hazard – Freezing Temperatures Along Catheter Shaft

Mitigation Features• Injectant flow profile monitoring (detects

unusual catheter performance)• Catheter qualification testing (demonstrated

refrigerant tube break did not allow external shaft temperatures to approach freezing)

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System Safety Features

Safety Hazard – Software FailureMitigation Features

• Dedicated hardware-based injection controller with manual override for stopping injection delivery

• Hardware-based watchdog circuitry to monitor for software failure

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Preclinical Testing Conclusions

• Preclinical testing performed by the sponsor is appropriate and acceptable.

• Specific hazards posed by the device have been appropriately analyzed and addressed by the sponsor’s device design and qualification testing.

• Overall testing shows that the device is reliable for human use.

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Clinical Summary

Lesley Ewing, M.D.

FDA, CDRH

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Study purpose

• To study the safety and effectiveness of the cryoablation system to treat:– Atrioventricular re-entrant SVT due to

accessory pathways (AVRT)– Atrioventricular node re-entry SVT

(AVNRT)– Rapid ventricular response due to

atrial fibrillation (AF)

DHHS / FDA / CDRHDHHS / FDA / CDRH23

Study Design

Single arm, non-randomized, multi-center study using objective performance criteria (OPC) for comparators

The OPCs were based on the medical literature on radiofrequency ablation and designed to be used for the entire pooled study population.

The OPCs have been used in previous ablation clinical trials reviewed by the FDA.

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Objective Performance Criteria

• Guidance document issued on July 1, 2002 “Cardiac Ablation Catheters Generic Arrhythmia Indications for Use; Guidance for Industry”

• http://www.fda.gov/cdrh/ode/guidance/1382.html

• Recommendations of this guidance intended for RF ablation catheters

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Table 1. Acceptable Endpoint Criteria Based on Medical Literature

STUDY ENDPOINT

TARGET VALUE

95 % CONFIDENCE

BOUND

Acute Success > 95 % >= 85 %

Chronic Success > 90 % >= 80 %

Major Complications < 2.5 % <= 7 %

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Study Design

Three patient populations were included in the study:

1. Atrioventricular node re-entry tachycardia (AVNRT)

2. Atrioventricular reciprocating tachycardia (AVRT)

3. Atrial fibrillation (AF)

DHHS / FDA / CDRHDHHS / FDA / CDRH27

Inclusion Criteriapre-electrophysiology study

• Clinical history of SVT or refractory AF with rapid ventricular response documented by ECG, TTM, or holter

• EF 35% 18 years

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Inclusion Criteriapost-electrophysiology study (EPS)

• EPS documented inducible sustained AVNRT, AVRT, or AF with rapid ventricular response

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Exclusion Criteria Atrial tachycardia

Sustained ventricular tachycardia

Acute MI within 2 months or unstable angina

Congenital heart defect

Clinically significant aortic, mitral or tricuspid valve disease

Severe vascular disease

History of any mitral or tricuspid valve surgery

NYHA class III or IV

Any implantable cardiac device except for pacemaker in AF patients

Any cerebral ischemic event in the preceding 3 months

Significant coagulation disorder

Pregnancy

Hyperthyroidism

Any previous cardiac ablation procedure

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Primary effectiveness endpointAcute procedural success

• AVNRT and AVRT – absence of spontaneous or inducible sustained SVT at end of procedure

• AF – absence of AV node conduction at end of the procedure

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OPCs

STUDY ENDPOINT Lower or upper

95 % CONFIDENCE BOUND

Acute Success > 85 %

Chronic Success > 85 %*

Major Complications

< 7 %

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Secondary Effectiveness endpoint

Long term success

• AVNRT and AVRT- no recurrence of sustained SVT by the time of the 3 month follow-up

• AF – absence of AV node conduction at 3 month follow-up

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OPCs

STUDY ENDPOINT

Lower or upper95 %

CONFIDENCE BOUND

Acute Success > 85 %

Chronic Success > 85 %*

Major Complications

< 7 %

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Safety Endpoint

• The number of major complications following the use of the investigational device system should have an 95% upper bound of < 7%.

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Definition of major complications

Major Complication: Any adverse event which occurs within the first week following use of the investigational device and:

• is life-threatening; or • results in permanent impairment of a body

function or permanent damage to a body structure; or

• necessitates significant intervention, such as major surgery, to prevent permanent impairment of a body function or permanent damage to a body structure; or

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Definition of major complications continued

• requires hospitalization or an extended hospital stay; or

• results in moderate transient impairment of a body function or transient damage to a body structure; or

• requires intervention such as medication or cardioversion to prevent permanent impairment of a body function or damage to a body structure.

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Study Procedure

Diagnostic eps

Cryoablation

Screening and enrollment

Follow-up at 7 days, 1, 3, 6 months

Cryomapping at investigators discretion

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Study results

• 166 patients were enrolled, 164 received cryoablation lesions

• 14 total investigational sites, 11 US and 3 Canadian

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EPS diagnosis

AVNRT 102/166 61%

AVRT 51/166 31%

AF 12/166 7%

AT 1/166 0.6%

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Patient Accountability

166 enrolled

164 with cryoablation

157 per protocol

136 acute success 28 acute failure

120 chronic success 27 received RF ablation

25 acute RF success

6 less than full duration lesions

1 AT

12 with recurrence

2 equipment problems

2 lost to follow-up 1 death

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Ablation results

Acute success (%)

AVNRT 94/103 (91)

AVRT 34/49 (69)

AF 8/12 (67)

Total 136/164 (83)

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Chronic results

nLost

3 moChronic success

AVNRT 94 2 86/94 (91%)

AVRT 34 0 30/34 (88%)

AF 8 0 6/8 (75%)

Total 136 2 122/136 (90%)

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Acute major complicationswithin 7 days of procedure

7 patients with 8 acute major complications

7/166 patients, 4.2% (1.7%, 8.5%)

3 patients with AVNRT procedure, 4 with AVRT

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Acute major complications

Complication Rhythm RF

1 Prostatitis AVNRT No

2 Pulmonary embolus AVNRT No

3 RA thrombus AT No

4 Introducer sheared AVRT Yes

5 RA thrombus AVRT Yes

6 AMI, stent placed AVRT Yes

7 RV perforation, DVT AVRT no

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Cryomapping• Mapping performed by using the

reversible cryo effects on the conduction system

• Use of cryomapping decided per case by investigator

• Criteria for effective cryomaps were predetermined per tachycardia

• Cryomapping not part of predetermined endpoints of the trial

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Cryomapping

• 135 out of 164 patients had cryomap attempts

• 88/135 (65%) had effective cryomaps and 47/135 (35%) had only ineffective cryomaps

• Total # cryomap attempts was 812 with 161 (20%) of those effective cryomaps

• “negative” cryomaps may have helped the investigator determine unsuccessful cryoablation locations

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Cryomapping safety

• 7 AVNRT patients had “not reversible” marked on data collection forms

• All 7 patients had successful cryoablation procedures with no adverse event reported

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Statistical Summary

Lilly Yue, Ph.D.

FDA, CDRH

Division of Biostatistics

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Study Design

• Effectiveness and safety outcomes

– Primary: • Acute procedure success

• Major complication occurrence

– Secondary: • Long-term clinical success at 3-month

conditional on acute success

• Evaluated for the entire SVT patient population

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Study Design

• Study success criteria

a.Acute procedure success

The lower 95% two-sided confidence

bound of the acute success rate for all ITT

patients should be greater than 85%.

ITT: Cryoablation catheter activated

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Study Design

b. Major complication occurrence

The upper 95% two-sided confidence bound of the major complication incidence

rate for all safety patients should be less than 7%.

Safety patients: Cryoablation catheter

inserted

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Study Design

c. Conditional Long-term clinical success

The lower 95% two-sided confidence

bound of the conditional long term success rate for all ITT patients should be greater than 85%*.

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Study Results

Acute Success ITT, OPC:85%

n 164

# Success 136

Rate 83% (< 85%)

95% C.I. (76%, 88%)

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Incidence of Major complications

OPC: 7%

n 166

# Patients with major complications

7

Incidence Rate 4.2%

95% C.I. (1.7%, 8.5%)

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Conditional Long-term SuccessOPC: 85%*

Protocol-specified Exact C.I.

ITT Excluding L F/U

n 136 136 134

# Success 122 122

#Failure 12 12

#Lost to F/ U 2 2 0

Rate 90%: 122/136 91%: 122/134

95% C.I. (83%, 94%) (85%, 95%)

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Post-hoc Subgroup Analyses

• Subgroup analysis on the ablation safety and effectiveness endpoints for the three patient subpopulations

AVNRT AVRT AF

• Subgroup analysis on the impact of effective cryomapping on ablation acute success --- “cryomapping utility”

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Post-hoc Claims• The cryoablation of the conducting tissues of

the heart in the treatment of patients with atrioventricular node reentrant tachycardia (AVNRT)

• The identification of aberrant conducting tissue responsible for supraventricular tachycardia using the reversible electrophysiological cryomapping of conducting tissue near the AV node to minimize risk of AV block

DHHS / FDA / CDRHDHHS / FDA / CDRH59

Post-hoc Subgroup Analysis

• When should we perform subgroup analysis?

– When the study has succeeded in pre-specified overall analysis, may do subgroup analysis

– When the study has failed in pre-specified overall analysis, generally do not perform subgroup analysis because the risk of false positive results increases

DHHS / FDA / CDRHDHHS / FDA / CDRH60

Post-hoc Subgroup Analysis

• Some criteria to judge the validity of subgroup analysis:

– Prospectively defined hypotheses?– Biologically plausible subgroup classification? – Significant treatment effect in overall

analysis?– Significant interaction of treatment with

subgroup variable?

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Subgroup Analysis on Ablation• Is there justification to examine the post-

hoc subgroup analysis?

– Prospectively defined hypotheses? ... NO– Biologically plausible subgroup classification?

…YES– Significant treatment effect in overall

analysis? ... NO– Significant interaction of treatment with

subgroup variable? ... ???

DHHS / FDA / CDRHDHHS / FDA / CDRH62

Subgroup Analysis on Ablation

• OPCs developed for entire patient population may be wrong for subpopulations, so can’t applied to subpopulations.

• If the subgroup analysis had been planned in the design stage, a multiplicity adjustment, such as Bonferroni, for significance level should have been performed.

DHHS / FDA / CDRHDHHS / FDA / CDRH63

Subgroup Analysis on Ablation

Acute Success (OPC:85%)AVNRT AVRT AF

Success

Rate

91%

(94/103)

69%

(34/49)

67%

(8/12)

95%

C.I.

(84%,

96%)

(55%,

82%)

(35%,

90%)

Adjusted

C.I.

(82%,

97%)

(52%,

84%)

(30%,

93%)

DHHS / FDA / CDRHDHHS / FDA / CDRH64

Subgroup Analysis on Ablation

Major Complications (OPC:7%)AVNRT AVRT AF

Incidence

Rate

2.9%

(3/103)

7.8%

(4/51)

0%

(0/12)

95%

C.I.

(0.6%,

8.3%)

(2.2%,

18.9%)

(0%,

24.5%)

Adjusted

C.I.

(0.4%,

9.6%)

(1.6%,

21.5%)

(0%,

32.8%)

DHHS / FDA / CDRHDHHS / FDA / CDRH65

Subgroup Analysis on Ablation

Conditional Long-term Success (OPC:85%)AVNRT AVRT AF AVNRT*

Success

Rate

91%

(86/94)

88%

(30/34)

75%

(6/8)

93%

(86/92)

95%

C.I.

(84%,

96%)

(73%,

97%)

(35%,

97%)

(86%,

98%)

Adjusted

C.I.

(82%,

97%)

(69%,

98%)

(28%,

98%)

(85%,

98%)

* Excluding 2 lost to follow-up subjects

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Subgroup Analysis on Ablation

• Results

Suppose that the OPCs were appropriate for the subgroups. For any patient subgroup,

– With or without multiplicity adjustment, the study has failed to meet the primary safety and effectiveness OPCs

• Conclusion

– None of the three subgroups met the OPCs for either primary safety or primary effectiveness.

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Subgroup Analysis on Cryomap

Patient accountability:

• Of 164 patients who got cryoablations, 135 patients had cryomapping attempts, and 29 did not.

• Of the 135 patients who had cryomapping attempts, there were 87 patients with effective cryomappings and 48 patients with ineffective cryomappings

• Effective cryomapping rate: 64%, (87/135)

• Reversibility rate: 92% (80/87)

DHHS / FDA / CDRHDHHS / FDA / CDRH68

Subgroup Analysis on CryomapAblation acute success

n

#Ablation

Acute

Success

Ablation

Success

Rate

“Effective” 87 82 94%

“Ineffective” 48 31 65%

“No attempts” 29 23 79%

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Subgroup Analysis on Cryomap

• Sponsor: Grouped “ineffective” & “no attempts” and formed “without effective”

• “W/o effective”: n=77, acute success: 54, failure: 23

• Compared “effective” with “without effective”

• Concluded that “effective” was significantly better than “without effective” in ablation acute success

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Subgroup Analysis on Cryomap

Ablation Acute Success Group “Effective” “W/o effe.” p-value

AVNRT(n=102)

94% (62/66)

89% (32/36)

0.45

AVRT(n=49)

94% (17/18)

55% (17/31)

0.004

AF(n=12)

100%(3/3)

56%(5/9)

0.49

Overall 94% (82/87) 70% (54/77) <0.0001

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Subgroup Analysis on Cryomap

However,

• The significant result was driven by 49 AVRT patients.

• There is no significant difference detected in ablation acute success between “effective” and “w/o effective” patients for AVNRT and AF subgroups.

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Subgroup Analysis on Cryomap

Question:

1. What is the meaning of the comparison?

2. Why grouping “Ineffective” with “no

attempts”?

3. Is the subgroup classification, "effective”

vs. “without effective” biologically

plausible?

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Subgroup Analysis on Cryomap

• If we try to test the impact of effective cryomapping on ablation acute success, we could compare “effective” group with “ineffective” group, and use “no attempts” as a control.

• Ablation acute success: 94%, 65%, 79%

• Effective cryomapping rate: 64%

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Subgroup Analysis on Cryomap

• If we try to test the impact of attempted cryomapping on ablation acute success, we could compare “attempted” with “no attempts”.

• “Attempted” includes “effective” and “ineffective”.

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Subgroup Analysis on Cryomap

• Compare “attempted” with “no attempts”

• There is no significant difference detected in ablation acute success between “attempted” and “no attempts” groups.

Ablation Acute SuccessAttempted W/o attempts

Succ. Rate 84% (113/135) 79% (23/29)

Exact test p-value = 0.59

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Subgroup Analysis on Cryomap• Is there justification to examine the post-

hoc subgroup analysis?

– Prospectively defined hypothesis? ... NO– Biologically plausible subgroup

classification? ... ???– Significant treatment effect in overall

analysis? ... NO– Significant interaction of treatment with

subgroup variable? ... ???

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Clinical and Statistical Conclusions

• The device did not meet the primary effectiveness and safety OPCs for either the overall study population or any patient subgroup.

• No patient had unintentional permanent AV node block at the end of the procedure or during follow-up.

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Clinical and Statistical Conclusions

• There were a low number of recurrences after successful cryoablation. Cryoablation lesions appear to have a durable effect.

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Clinical and Statistical Conclusions

• The post-hoc assessment of cryomapping effectiveness is questionable. There was no significant association detected between effective cryomapping and ablation acute success for the AVNRT subgroup.

• There was no adverse event reported due to cryomapping.

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DRAFT FDA Questions for the Circulatory System

Devices Panel

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FDA Draft Panel Questions

Results of this clinical trial were compared to objective performance criteria (OPCs) established for the study for both safety and effectiveness. The OPCs were determined from the radiofrequency ablation medical literature.

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Question 1: Safety

The safety endpoint was the occurrence of major complications, as defined in the study protocol. The FDA interprets the definition of major complications to include all adverse events requiring treatment which occurred within 7 days of the procedure. The upper 95% confidence bound for the major complication rate was 8.5%.

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Question 1: continued

This exceeded the safety OPC, which specified an upper 95% confidence bound of less than 7%. Please comment on the following:

a. Please discuss whether the results of the clinical study provide a reasonable assurance of device safety for the intended patient population.

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Question 1: continued

b. Please discuss the applicability of a safety OPC for cryoablation which was based on reported clinical experience with radiofrequency ablation.

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Question 2: Effectiveness - Ablation

The device did not meet the effectiveness OPC for the overall study population or for any patient subgroup. The lower 95% confidence bound for acute success for the entire study population was 76%. The OPC for acute success specified a lower 95% confidence bound > 85%.

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Question 2: continued

a. Please discuss whether the results of the clinical study provide a reasonable assurance of effectiveness in (a) the overall patient population or (b) in any individual patient subgroup.

 

b. If the clinical trial does not provide enough evidence of effectiveness please discuss what would be needed.

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Question 3: Effectiveness - Cryomapping

The submission describes the use of cryomapping technology and effectiveness evaluation. Please discuss whether the study results show that the cryomapping technology is effective for use in the intended patient population.

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Question 4: Training/Learning Curve

Acute success rate varied per institution in this study. Acute success rate per institution ranged between 0 and 100%.

 

a. Please discuss the concept of site-based and physician-based learning curves.

 

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Question 4: continued

b. All new devices inherently involve a learning curve in their evaluation. Please discuss whether the concept of a learning curve, either per site or per physician, may be considered in the evaluation of device safety and effectiveness.

 c. Please discuss whether and/or what type of physician training should be required for this device if approved.

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Question 5: Labeling

Labeling for a new device should indicate which patients are appropriate for treatment, should identify potential device-related adverse events, and should explain how the device should be used to optimize its risk/benefit profile. If you recommend device approval, please address the following:

 

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Question 5: continued

a. Please discuss whether the proposed warnings, precautions, and contraindications are acceptable, based on the study results.

 

b. Please discuss whether the instructions for use adequately describe how the device should be used.

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Question 6: Post-Market Study

If you recommend approval, please discuss whether a post-market study should be performed to address any issues that are unresolved, but not essential to the premarket approval of the device.