8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 1/8

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 2/8

v

FINANCIAL DISCLOSURE REPORT N , m , o r P , ~ , * ,,

P a g e 2 o f 6 HANSEN, David R. 0 5 1 1 3 1 2 0 1 0

IlL NON-INV ESTMENT INCOM E. aep o~n -,~.~i~la ~o* a~,po~o;

A. Fi l er’s Non - Investment IncomeNO~ ~o reportable non-investment incomeO

DATE S O U R C E ~ ~ P E~ou~, not @o~e’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t I n c o m e - if you were mar~ed durlng any pom’on of ~he repordng year, complete this section.

(Dollar amount not required xcept for honoraria~)

~ N O N E ( ’ N o r e p o r t ab le n o n - i n v e s t m e n t i n c o m e . )

D A T E SOURCE AND TYPE

1.

2.

3.

4.

I V . R E I M B U R S E M E N T S - , . . n s p o .~ io ~ ioaz~.g, zoo~ ,~,,~,..~,(Includes those to spo~e and dependen t children; ~ee pp. 25-27 o f fd ing instruct ions.)

N O N E IW o r e p o r t a b le r e i m b u r se m e n t s . )

SOURCE .DATE~ LOCATION P ~ U R P O S E ITEMS PAID OR PROVIDED

1.

2.

3.

4.

5.

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 3/8

FINANCIAL DISCLOSURE REPORTN .... l ’ P e r t o n R e p o r t i n g D * te d R © p o r t

Page 3 of 6 a A ~ S r .N , D a v id R . 0 5 / 1 3 , r 2 0 1 0

V o G I F T S . (Includes those ~o spouse and dependent children; uepp. 2g-31 of filing tnstructian~)

NONE (No reportable gifts.)

I.

2.

3.

4.

[~ N O N E 0 V o reportable liabilities.)

~REDITOR DESCRIPTION VALUE CODE

I.

2.

3.

4.

5.

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 4/8

Name of Person Repo rting Date of Report

Pa£cFINANC IAL4 of 6 DISCLOSURE REPORT ~ I A r ~ S r N , D a v id R . 0 5 / 1 3 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - ~co,~, value, tr ..... tlons (Includes those of sp ...... d dependent children; ste gt~. 34-60 of filing instructions.)

NONE (No repor table income, asse ts , or t ransact ions. )

.A. B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

(l) (2) (I) (2 ) 0) (2) (3) (4) (5 )

P l a z a : " ( X ) " a f te r e a c h a s s e t A m o u n t T y p e ( e . g . , V a l u e V a l u e T y p e ( e . g . , D a t e V a l u e Ga in Ident i t y of

e x e m p t f ro m p r i o r d i s c l o s u r e C o d e I d i v . , r e n t , C o d e 2 M e t h o d bu y. se l l , m m / d d / y y C o d e 2 C o d e 1 bu ye d s e l le r

( A - H ) o r in t . ) ( J-P ) C o d e 3 r e d e m p t i o n ) ( J-P) (A -H ) ( i f pr i vat e

( Q -W ) t rm a sa c t io n )

1 . S h a r e s - Te m p l e t o n G r o w t h Fu n d , In c . A D i v i d e n d J T B g h t 1 2 / 0 9

2. U n i t s C o n s o l i d a t e d C a p i t a l L i m i t e d A In te res t J W 12/31/09 J AP a r tn e r s h ip

3. O n e - h a l f i n t e r e s t 1 2 0 - a c r e f a r m H a r d i n D R e n t L S

C o u n t y , Io w a

4. R ent a l D upl ex - I owa Fa l l s I A Sol d20 0 5 - r e p o r t e d 20 0 5 r e p o r t

5. P r i n c i p a l L i f e In s u r a n c e P o l i c i e s C a s h N o n e K TS u r r e n d e r V a l u e s

6. C e r t i f i c a te o f D e p o s i t , Me . V e r n o n Ba n k , A I n t e r e s t J TM e . V e r n o n , Io w a

7. S a vi n g s A c c o u n t M t . V e m o n Ba n k , M t . A I n t e r e s t J TV e r n o n , I o w a

8. S a vi n g s A c c o u n t M t . V e r n o n Ba n k , M t . A I n t e r e s t K TV e r n o n , I o w a

9. P r i n F in G r p S to c k i s s u e d o n d e m u t u a l iz a t i o n A D i v i d e n d J T

I0 . L u t h e r a n Br h d L i f e l r t s u r p o l i c i e s c a s h s u r e N o n e L Tv a l u e

1 1 . A m e r u s L i f e I n s u r P o l i c y c a s h s u r re n d e r N o n e J Tv a l u e

1 2 . R e a l Es t a t e C o n t r a c t ( S a l e o f R e n t a l D u p l e x A I n t e r e s t J T# 4 a b o ve )

1 3.

1 4.

1 5 .

1 6 .

1 7 .

1 . In c o m e Ga in C o d ~ s : A -$1 ,0 0 0 o r le ~ .i B =$ 1 ,0 0 1 ~ $2 ~ 0 0 C -~ 2 ,3 0 1 - $ 5 ,0 0 0 D --$5 ,0 0 1 - $1 5 ,0 0 0 £ =$ 1 5 ,0 0 1 - $ 5 0 ,0 0 0

( s e e C o l t m ’ m s B I a n d I M ) F - $ 5 0 ,0 0 1 - $ 1 0 0 ,0 ~ O G - $ I 0 0 , 0 0 1 - $ t , 0 0 0 , 0 0 0 H I = $1 .0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 = Mo re ~ an $5 ,0 00 ,0 00

2 . V a l ue : C o d e s J - $ 1 5 , 0 0 0 o r l e ~ K - $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L - $ 5 0 , 0 0 | - $ 1 0 0 , 0 0 0 M =$ 1 0 0 ,0 0 1 - $ 7 .5 0 ,0 0 0

( S e e C o h m m ~ C I n ~ d D 3 ) N -$2 5 0 .0 0 1 - $5 0 0 ,0 0 0 O -$5 0 0 ,0 9 1 - $1 ,0 0 ~ ,0 0 0 P I ~ $1 ,0 0 0 ,0 0 1 - $5 ,0 0 0 ,0 9 0 1’ 2 = $ 5 , 0 0 ~ , 0 ~ 3 1 - $ 2 5 , 0 0 0 , 0 0 0

P 3 - $2 5 , 0 0 0 , 0 0 1 - $5 0 , 0 0 0 , 0 0 0 P 4 = M o r t t h a n

3 . V a l u e M e t ho d C o d e , Q - A p l x a i ~ a l R " C o s t ( I ’ . r a l F ~ t a t e O n l y ) S = A s s e s s m e n t T ~ash Market

( Se e C o tu m a C 2 ) U -B o o k V n lu * V =Oth~ W-E~rmted

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 5/8

FINANCIAL DISCLOSURE REPORT N a m e o f P . . .. R e p u t i n g D a t e o f R e p o r t

Page 5 of 6 HANSEN, D a v t d R . 0 5 / 1 3 / 2 0 1 0

V III. ADDITIONAL INFORM ATION OR EXPLANATIONS.

P a r t V II , I t e m 2 - P a r t n e r s h i p t e r m i n a t e d 1 2 / 3 1 / 0 9

P a r t V II , I t e m 3 - 1 0 0 % a s s e s s e d va l u a t i o n = $ 1 0 0 , 0 3 0

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 6/8

|N a m e o f Pe r s o n R e p o r t i n g

[Date cf ReportFINANCIAL DISCLOSURE REPORT

~sE~ , D~d R .age 6 of 6

[

0 5 / 1 3 1 2 0 1 0

IX. CERT][FICATION.

I c e r t if y t ha t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h l i d r e n , i f a n y ) isa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e be s t o f m y " k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a x w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u to r yp r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .

I f u r th e r c e r t i f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e be e n r e p o r t e d a r e i nc o m p l i a n c e w i t h th e p r o v i s i o n s o f 5 U . S .C . a p p . § 5 0 1 e t . s e q. , 5 U . S .C . § 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

N O T E : A N Y IN D I VI D U A L W H O K N O ~ V I N GL Y A N D W I L FU L L Y F A L S IF IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V ILA N D C R I M IN A L S A N C T I O N S ( 5 U . S .C . a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l s ig n e d o r i g in a l a n d 3 a d d i t io n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s t r a ti v e O f f i c e o f th e U n i t e d S ta t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l tt m b u s C i r c le , N .E .W a s h i n g t o n , D .C . 2 0 5 4 4

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 7/8

UNITED STATES DISTRICT couRT

NORTHERh{ DISTRICT OF IOWAU~IITIrD ~T.II, TE~- COURTPfOtJSE

10! FIRST ITRI~rT. ’~.IE. SU{T£ ~04 ---

CEDAR RAPIDS, IOWA 5240~-12:30 .;

COPyMay 4, 1990

JUDGE DAVID R. HANSEN

Honorable John H. PrattChairman, Judicial Ethics CommitteeJudiciaryConference of the United States

811 Vermont Ave., N.W.Washington, D.C. 20544

Rez WIN-GIN Farms

Dear Judge 9rat~.

Your letter of April 6, 1990 is received.

In 1971, while a practicing l~wyer in Iowa Fall~¯Iowa, I purchased as an investment an undivided one-half interest in a 120 acre Iowa farm.. The otherundivlded, ha.l£ interest is owned by

toJO!~tlymanags.

I formed a 50-50-pa~tners~!pwe call W~N~GINFarm~which is a ~assi~ Conduit which

receives the c~sh .rent from the farm, pays theinsurance, taxes, and repairs, and pasSeS through thenet rental income to each of us equally, Thepartnership does. not own th~ real estate. We dQ.notfakm the ~round but have always rented, it for cash rentto long time farme~ tenants..WIN-GIN Fa..rmsproduces nocrops, raises no livestock, and sells n0.: . It.is the management device by which ~ and Ihave chosen.tO, efficiently manage oUr"equa£butundivided interests in the real estate. We both do theoccasional weekend small repairs such as fixing fenceand_paintlng, which are required..to maintain the.Property and I prepare the annual Fedora! and Iowastate Inqome taX returns for the.partnership and see to

their filing. The total gross income from the rentslast year was $8,100 and after expenses w~ netted about$6,000 that was split equally between us.

8/3/2019 David R Hansen Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/david-r-hansen-financial-disclosure-report-for-2009 8/8

Honorable John H. Pratt

Page 2May 4, 1990

I fully disclosed the nature of this investment atthe time of my confirmation hearing, and have reportedit on each and all bf the financial disclosure reports

I have filed. In the fourteen years I have been atrial Judge subject to the Code .of Conduct, no personhas s~ any impropriety in my relationship" with

or.WIN-GIN Farms.

WIN-GIN Farms is not a "business" -- it is avehicle by which I manage my investment in the-farm.If I owned the whole of th~ farm as an investment andrented it out for I L~ be doing the very samefunctions I do with through WIN--GIN Farms.

Canon 5(c)(2) provides in part that "a Judgemayhold and manage investments, including real estate, .. but should not serveas.an officer, director~ actiSepartner, manager, advisor, or emp!oyee of anybusiness." Si~ce thls. partnership is a conduit forrent end is not engaged in any -business," includingfarming, I believe it is fundamentally differentfromthe closely held small business Corporatlon’In Advisory

Opinion No. i0, and from the proscribed personalmanagement or operation of a farm~or ranch explained inAdvisory.Oplnion No. 30. -.

I hope this information is ¯helpful.to theCommittee as it reviews my Financial Disclosure Report.

Respectfully yours,

David R. Hansen