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INTERNATIONAL TROPICAL TIMBER ORGANIZATION
TITLE
SERIAL NUMBER
COMMITTEE
SUBMITTED BY
ORIGINAL LANGUAGE
SUMMARY
ITTO PROJECT DOCUMENT
DEVELOPING AND EXTENDING OF CRITERIA AND INDICATORS FOR SUSTAINABLE MANAGEMENT OF NATURAL TROPICAL FORESTS IN CHINA
PD 12/00 Rev.3 (F)
REFORESTATION AND FOREST MANAGEMENT
GOVERNMENT OF THE PEOPLE'S REPUBLIC OF CHINA
ENGLISH
Carry out the training on ITTO Criteria and Indicators for Sustainable A1anagement of Natural Tropical Forests and ITTO Manual for the Application of Criteria and Indicators for Sustainable Alanagement of Natural Tropical Forests; Report the status of the natural forests in 2 regions (Hainan Province and Southern part of Yuannan Province, China) and 2 forest management units (FMU) in the regions through practicing with ITTO Manual for the Application o.!Criteria and Indicators for Sustainable Management of Natural Tropical Forests. Develop Criteria and Indicators for Sustainable A1anagement o.! Natural Tropical Forests in China (Regional and FMU Level) suited to the national situations and forestry conditions of China, on the basis of ITTO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and extend Criteria and Indicatorsfor Sustainable Management o.!Natural Tropical Forests in China (Regional and FMU Level). This pro.iect falls into the categOlY of institutional bUilding.
EXECUTING AGENCY
COOPERATING GOVERNMENTS
DURATION
APPROXIMATE STARTING DATE
BUDGET AND PROPOSED SOURCES OF FINANCE
THE CHINESE ACADEMY OF FORESTRY (CAF)
30 MONTHS
TO BE DETERMINED
Source
ITTO Gov't ofP.R. China
TOTAL
Contribution in US$
323,252 135,677
458,929
Local Currency Equivalent
The Summary of the Modifications
$.,
The minor amendments in the project proposal have been completed based on the
recommendations made by the Twentieth Expert Panel for the Technical Appraisal of Project
Proposals.
The specific revised explanations are as follows:
(1) The activities of the Project to the ITIO objectives and the Action Plan have been linked
and justified in the Outputs (section 3) of the Project (Part II). The compliance with IITA
1994 objectives and ITIO Action Plan had been stated in Tropicar Timber 'Frame (Part
M· (2) The specific reference to the ongoing logging ban in the tropical forest in China has been
made and the activities of the project in relation to the logging ban has been justified in the
Programs and Operational Activities (section 3) of Context (Partll
(3) The additions in Revised Version are shown by bold type.
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Table of Content
PART I: CONTEXT ............................................................................................................................ 1
1. Origin ............................................... ~·~ ...................................................................................... 1
2. Sectoral Policies .••.................................................................................................................... · ... 1
3. Programs and Operational Activities ............................................. : .................................................. 1
PART II. THE PROJECT ...................................................................................................................... 3
1. Project Objectives ........................................................................................................................ 3
1.1 Development Objective ........................................................................................................... 3
1.2 Specific Objectives ................................................................................................................. 3
2. Justification ............................................................................................................................... 3
2.1 Problems to be Addressed ........................................................................................................ 3
2.2 Intended Situation after Project Completion .................................................................................. ..4
2.3 Project Strategy ........................................... : ........................................................................... 4
2.4 Target Beneficiaries ................................................................................................................ 5
2.5 Technical and Scientific Aspects ................................................................................................. 5
2.6 Economic Aspects .................................................................................................................. 6
2.7 Environmental Aspects ............................................................................................................ 6
2.8 Social Aspects ...................................................................................................................... 7
2.9 Risks .................................................................................................................................. 7
3. Outputs .................................................................................................................................... 8
3.1 Specific Objective 1 ................................................................................................................ 8
3.2 Specific Objective 2 ................................................................................................................ 8
4. Activities .................................................................................................................................. 9
5. Logical Framework Worksheets ................................................................................................... 11
6. Work Plan ................................................................................................................................. 12
7. Budget. ................................................................................................................................... 13
7.1 Overall Project Budget by Activity .............................................................................................. 13
7.2 Yearly Project Budget by Source ............................................................................................... 17
7.3 Consolidated Total and Yearly Project Budget... ............................................................................ 18
PART III: OPERATIONAL ARRANGEMENTS ......................................................................................... 19
1. Management Structure ............................................................................................................... 20
2. MonitOring ,Reporting and Evaluation ........................................................................................... 20
3. Future Operation and Maintenance .............................................................................................. .20
PART IV: TROPICAL TIMBER FRAME ................................................................................................. 21
1. Compliance with rITA 1994 Objectives .......................................................................................... 21
2. Compliance with rITO Action Plan ............................................................................................... 21
ANNEX A: Profile of the Executing Agency ........................................................................................ 22
ANNEX B: Curricula Vitae of the Key Staff ......................................................................................... 24
ANNEX c: A map showing the location of the project areas and the selected site ..................................... 28
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PART I: CONTEXT
1. Origin S·'
The project mainly originates from the lITO Criteria and Indicators for Sustainable Management of Natural Tropical
Forests, lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical
Forests, the lITO Ubreville Action Plan, Intemational Tropical Timber Agreement of 1994 , the lITO Guidelines for the
Sustainable Management of Natural Tropical Forests, as well as Action Plan for Forestry of China 21 century Agenda
and China Natural Forest Protection Engineering
2. Sectoral Policies
This project accords with item 9,item 10, item 14, item 20 and item 26 of the Constitution of the People's Republic of
China respectively on "reasonable utilization of natural resources and protection of precious animals and vegetation", on
"reasonable utilization of land resources",'on "extent of advanced technology, raising of labor productivity and economic
benefit and improvement of people's IMng level", on "popularization of scientific and technical knowledge", and on
"amelioration of ecological environment and protection of foresf'. The project also conforms to the Law of Forest, the
Law of Land Administration, the Law of Environment Protection, the Law of Wild Animal Protection. It tallies as well with
related articles of Decision on a certain number of problems about forest protection and forestry development of Central
Govemment and State Council.
The Project conform to Forestry action plan of China 21 Century Agenda and the Action Plan for the protection of
Biodiversity of China. Besides, the project especially tallies with the Decisions on Protection of Natural Resources of the
State Council and the Ninth Five-year Plan and the Programme of Long-term Plan till 2010 and the Outline for Integrated
Exploitation of Forestry in Mountainous Regions issued by the State Forestry Administration.
3. Programs and Operational Activities
The govemments of project regions (Hainan and Yuannan Provinces.) have adapted certain measures to realize
sustainable management of forestry. The government of Hainan Province decided the logging ban for natural tropical
forest and made a Policy to Ccoordinate Development of Economy with Environment in 1994, and the Consultative
Committee for Environment Protection of Hainan Province was set up. The 81h People's Congress of Yuannan Province
carried out the Regulations of Protection and Exploitation of Valuable Ttree Species in Yuannan Province at the 161h
session on September 27, 1995. The Yunnan provincial government appointed the tropical region within (Simao
Prefecture) as ''Testing and Demonstration Area for Integrated Reform of Forestry", while the Forestry Bureau of
Yuan nan Province formulated an "Overall Plan of the Test and Demonstration Area for Integrated Reform of Forestry in
Simao Prefecture". In order to relieve the press on natural fores~ the National Afforestation Project supported by the
world Bank Loan was implemented in Project region and a certain valuable species of fast growing and economic value
were planted.
The Forestry Action plan in Simao Prefecture aided by FAO was complemented in 1992, an overall and deep study
on the rational utilization of tropical forest was carried out in the region. The project "A Demonstration of differential
management and sustainable utilization of Tropical Forest in Hainan Province, China", the project "Satellite Remote
Sensing Monitoring and GIS Establishment for Tropical Forest in Hainan Province" aided by ITIO aimed at knowing the
situation of forest resources of Hainan, and at rTiaking dynamic monitoring by this high-technology measures, thus, to
provide basic information for the govemment to formulate related policy and regulations. "The ecological system research
of tropical forest in Jianfengling of Hainan Province" funded by the China National Foundation for Science, and "the
ecological system research and management of tropical foresf supported by the former ministry of forestry aimed at
detecting the intemal characteristics of ecological system of tropical fores~ through positioned observation and analysis of
the structural function of tropical forest
Long-tenn irrational exploitation and utilization led to a severe destruction of natural tropical forests in
Hainan province. The Government of Hainan province decided to stop the felling of natural tropical forests in
1994. After the Extremely Fierce Flood in 1998, Chinese government launched a National Programme for
Natural Forests ConselVation in the key regions (the upper reaches of Yangtze River and the middle and upper
reaches of Yellow River), and then implemented the Programme throughout the other regions of whole country
(include natural tropical forests areas). The natural tropical forests of China is now temporarily under the
situation of logging ban.
Forest is a kind of renewable resource to which sustainable management should be implemented. Logging
ban is a temporary measure to prevent the further destruction of natural tropical forests. It is the purpose of
logging ban to better conselVation, resumption and development of natural tropical forests. As stated in March
1999 in the memorandum of the Approving Group of The Project of Sustainable Forestry Development of The
World Bank: logging ban should not be regarded as a pennanent measurement of country's forest policy, but
as a temporary halt at a critical moment During such a period, an integrated basis could be planned for the
sustainable management of forestry, including environmental protection, wood production, social and
economic development etc.
The activities of sustainable forest management and yield activities of various non-wood products would
still undertaken during the period of logging ban in order to improve the forest health, vitality, ability of
regeneration, productivity, biological diversity and ability of implementing sustainable forest management
China is a large tropical timber consumption country, therefore it can not be a pennanent solution to rely on
large amount of tropical timber import for a very long time, and not to make the most of timber prodUCing
function of China's natural tropical forests. Chinese Government intends to remove the situation of logging ban
in non-key regions in order. The sustainable management of planted tropical forests which aren't confined by
logging ban would be involved when their management is relevant in supporting the sustainable management
of natural forests. Up to now, there has not been and it is urgent to have a set of Criteria and Indicators for
guiding sustainable management of natural tropical forests. To sum up, Developing and Extending of Criteria
and Indicators for Sustainable Management of Natural Tropical Forests in China possess important practical
significance, and will not be affected by the present temporarily situation of logging ban of natural tropical
forest
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PART II: THE PROJECT
1. Project Objectives
1.1 Development Objective
To promote sustainable management of natural tropicaf forests and the sustainable development of the tropical
areas in China.
1.2 Specific Objectives
(1) To carry training and apply ITTO Criteria and Indicators for Sustainable Management of Natural Tropical Forests
and ITTO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical
Forests.
(2) To develop and extend Criteria and Indicators for Su~tainableManagement of Natural Tropical Forests in China
(Regional and FMU Levef).
2. Justification
The following items explain the rational to apply for lITO subsidy.
(1) The project is within the priority action of subsidy by lITO, and conforms to the goal and principle of International
Tropical Timber Agreement (1994), and especially tallies with the related items in the field of "Reforestation and
Forest Managemenf of the ITTO Ubreville Action Plan.
(2) To implement and carry out the criteria and indicators and action plan of lITO conceming the sustainable
management of natural tropical forest
(3) China possesses, beside 264,900 square km of tropical region, 2,500,000 square km of subtropical region quite
similar to the tropical region. The implementation of sustainable forest management could rationaly manage the
tropical and subtropical forests in large area to lighten the press on world forest
(4) China is a developing country and its economy is not yet developed. Although the govemment at different levels
are interested in the project, they couldn't afford to assist the smooth implementation of project Therefore, foreign
financial support is needed to carry out the smooth complementation of the project
The demonstration and extent of the project solve not only the problems of forest department in project region, but
also the problems of other departments concemed, so that all trades and professions in project area may develop
coordinately to advance the sustainable development of social economy in project region. The research achievement of
this project could be used in other tropical regions of China, and even the whole globe.
2.1 Problems to be Addressed
Although Chinese Central Govemment as well as local govemments of different levels of tropical areas have
exerted great effort on natural tropical forest managemen~ the forest has suffered from serious destruction, which makes
the ecological environment deteriorated gradually, and greatly endangers local agriculture and industrial production as
well as local people's living condition, due to the existence of the following problems.
(1) The lack of systematic and deep understanding of the structure, function and status of natural tropical forest
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(2) Lack of systematic management technology on natural tropical fores~ which leads to careless and extensive
management
(3) To be deficient in bringing the probleltl of natural tropical forest into the right position of regional economic
development for consideration.
(4) The existent policies and regulations are incompatible to the demand of natural tropical forest management
(5) The indifference of recent public opinion on the problem.
(6) The criteria and indicators for sustainable management of natural tropical forests of ITTO haven't been
experienced in the natural tropical forests of China.
Problems No.1 to No.5 are due to the deficiency of the guidance, idea and implement of natural tropical forest
sustainable managemen~ while the prerequisite for implementation of such management is to develop a set of scientific
and operable criteria and indicators for sustainable management It is hopeful to solve the problem through the research
in the project Problem No.6 is the exact problem to be solved by specific objective 1 of the project
The land area of tropical zone in China is about 264,900 square kilometers and is located on the northem fiinge of
the global tropical zone. It covers Hainan Province, south em part of Yuannan Province, Guangdong province and
Guangxi province, south-eastem part of TIbet and southern part of Taiwan. China's tropical climate belongs to monsoon
climate of northern tropical zone, which is quite different from typical moist tropical climate with its eastern part influenced
by the pacific south-eastem monsoon, and with its western part mainly influenced by Indian south-western monsoon.
China's natural tropical forest now distributes mainly on Hainan Province, southern region of Yunnan (mainly over
Xishuangbanna Prefecture) , with also a little distribution in valley area of south-eastem part of TIbet While other regions
have already developed into secondary vegetation and artificial vegetation. Therefore, the 2 regions of Hainan Province
and southern part of Yuannan Province is selected as project areas (the map is showed in ANNEX C).
2.2 Intended Situation after Project Completion
(1) Promotion of sustainable management of China's natural tropical forest and sustainable development of tropical
region.
(2) Providing of a fundamental base for drawing up of related regulations, policy, law and other macro decision
makings to central government and local governments at different levels.
(3) To provide guidance for forest management activities.
(4) To raise the knowledge and understanding of the structural function of the Natural Tropical Forest in China, to
strength the awareness of protection and reasonable utilization of the tropical forest resources, as well as
ecological environment protection and public participation.
(5) To advantage the implementation of national forest protection engineering project
2.3 Project Strategy
There are 3 strategic options to achieve the objectives to develop the criteria and indicators for sustainable
management of natural tropical forests in China:
(1) To develop a set of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China
(Regional and FMU LeveO according to China's national conditions and forestry conditions;
(2) To develop Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional
and FMU LeveO on the basis of lITO Criteria and Indicators for Sustainable Management of Natural Tropical
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Forests suitable for China's national conditions and forestry conditions;
(3) To develop Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional
and FMU LeveQ in combination with sChina's national conditions and forestry conditions based on other
international process related to criteria and indicators for sustainable managemen~ such as the Helsinki ProCess
(1993), the Montreal Process (1995), the Tarapoto Proposal (1995), the DIY Zone Africa Process (1995), the Near East
Process (1996), the Central American Process ofLepaterique (1997) and the ATO Initiative (1997).
The criteria and indicators for sustainable management of natural tropical forests in China should accord with
requirement of ITIO, when considering that China is a member state of ITTO. Therefore, strategy 3 isn't desirable. It win
need a large expenditure and take great risks to develop by ourselves a set of Criteria and Indicators that might be
unable to meet the demands of ITIO. Thus strategy 1 is also undesirable. Therefore only strategy 2 adopted by project is
the right strategy that will both satisfy the demand of ITIO and need the minimum expenditure with the least risks.
2.4 Target Beneficiaries
On the whole, local inhabitants, workers, forest research and development organizations and govemment
departments that take part in the implementation of this project, directly or indirectly, will become beneficiaries of the
project Concretely speaking, they include:
(1) Forestry workers and farmers who participate direct field work of scientific experiment of the project.
(2) Directly participating researchers will accumulate experience and knowledge from the studies of the project
(3) Personnel, oollectives, local governments and related enterprises who are involved in the extent and
demonstration of the results of the project
(4) Government departments of various levels will obtain important basic information for sustainable management of
natural tropical forest development
2.5 Technical and Scientific Aspects
(1) To train Chinese participants and let them understand and master lITO Criteria and Indicators for Sustainable
Management of Natural Tropical Forests and lITO Manual for the Applicailon of Criteria and Indicators for
Sustainable Management of Natural Tropical Forests.
(2) To apply lITO Manual for the Applicailon of Criteria and Indicators for Sustainable Management of Natural
Tropical Forests to 2 regions (China's Hainan Province and Southern part of Yuan nan Province) and 2
representative forest management units (FMU) in the regions; to collect data related according to demand for
making a report on the status of natural tropical forests in 2 regions and 2 FMU, and to evaluate the result of
application.
(3) To develop Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional
and FMU LeveQ in combination with China's national conditions and forestry oonditions by applying lITO
Criteria and Indicators for Sustainable Management of Natural Tropical Forests.
(4) To extend Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional
and FMU LeveQ.
Wrth regard to academic aspect, large amount of basic researches have made on animal and vegetation species,
forest ecosystem and harvesting , regeneration technology of tropical forest in Hainan Province and in Southern part of
Yuannan Province, by tropical vegetation institute of Chinese Academy of Science (CAS) , by CAF, by Yunnan Forestry
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Academy, science by Forestry Research Institute of Hainan Province, by Forestry Institute of Guangdong and by Vita
Academy of Zhongshan university. They published the Research and Management of Ecological System of Tropical
Forest, Ecological System of Tropical Forest, Eeological System of Tropical Forest in Jianfengling of Hainan Province,
China, Plants of Hainan, Tropical rain forest of Hainan Is/and and Less-known Tree Species of Hainan etc. The studies
made in the project "A Demonstration Programme of Sustainable Utilization of Tropical Forest by Means of Differentiated
Management in Hainan Province, China" and "Satellite Remote sensing Monitoring and GIS Establishment for Natural
Tropical Forest in Hainan Province" approved by ITTO will provide large amount of basic data for the study of this project.
2.6 Economic Aspects
The economical demand of the project is to realize a favorable development of natural tropical forests through
research so that high quality timber, non-wood forest products needed for development of national economy will be
continuously provided. The economic income of the people in forest area will be increased and the production situation
as well as the living condition of local people will be improved:
2.7 Environmental Aspects
Hainan Province is situated within 18°9'-20011'N, 108°36'-111°3'E, surrounded by sea at all sides, with an area of
33,920 square kilometers. The topography is high in the middle and low in four sides, with above sea elevation from ()..
1867.4 meter. The top point is Wuzhi (five fingers) mountain. 70% of the land are plain, tableland and hills, with 20()"
500m low hills accounting for 20.2%, and mountains of above 500m accounting for 9.8%. The annual average sunshine
time amounts to 2000 hours, and the annual average temperature is 23-28°c. The accumulated annual temperature
above 10°c is 8300°c. The extremely lowest temperature is 1.4-7°c. The season with monthly average temperature
above 20°c lasts for 9 months. Hainan Province is rich in rainfall, yet not even either in space or in time. The rainfall
concentrates in summer and autumn, rich in eastem part, yet less in westem part, with a precipitation of 150()"2000mm.
The soil types in the Island include yellow earth, crimson earth, laterite, fluviogenic soil, alluvial soil and sand around
bench. Different topography is distributed and related with their different soil types, and therefore the temperature,
moisture, sun illumination etc. There are 3500 species of vegetation with vascular bundle, which belong to 259 families
and 1347 genus. There are 1400 species of conifers and broadleaves, among which 800 species are of arbors, and 458
species are listed by the State for commercially valuable timber. There are 85 tree species of high quality timber value,
and 45 precious and rare tree species, among which 32 species are listed by the State as precious and rare vegetation
that are in imminent danger and need protection. There are 600 species of mammal and amphibians, birds and fishes.
The southem part of Yuannan Province is situated between 21°08'-24°50"N and 99°09'-102°19'E. It borders
Burma, Laos and Vietnam on the south, with an area of tropical zone of 65,075 krn2. It is high in northeast and low in
southwest with a broom shape of distribution and composed of plateaus, basins and valleys. The highest point is
Wuliang mountain in Jingdong. While the lowest poit is Tuka rivermouth in Jiangcheng. It is of typical mountainous
region with an above sea elevation of 475-2492 m. It is warm and rich of rainfall for the whole year due to India Ocean
monsoon influence, with annual average temperature of 19.1-21.3°c, and with the extremely high temperature of 35°c,
the extremely low temperature of O°c. The annual sunshine time lasts for 1900-2200 hours. The annual accumulated
temperature above 10°c is 5167-8120 °c. The annual average precipitation is 2000 mm, with a relative moisture of
78%-83%. 70% its soil is red earth. Higher vegetation has 5,600 species, with 182 tree species of precious timber value,
and with 53 species being listed by the State as precious, rare and endangered species. There are 700 species of
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mammals, amphibians, birds and fishes.
The environmental objective of the project is through research to achieve the protection of forest biodiversity, the
maintenance of forest ecological system balanre, the restoration and increase of productivity of forest land, and the
impprovement of forest quality.
2.8 Social Aspects
The total population of Hainan Province is 7,140,600, comprised mainly of nations Han, U, Miao, Zhuang and Hui .
Among them Han people amounts to 5,899,965, while the minorities amount to 1,240,615, with agricultural population of
5,402,533, and with non-agricultural population of 1,738,047. The total population of the southempart of Yuannan
Province is 3,060,000 comprised mainly of Han, Dai, Hani, Bulang, lagu, Jiruo, Yao, Kuchong and other nations. Among
them Han people amounts to 201,417, while the minorities amount to 1,962,600.
The economy of Hainan Province is mainly dominated by agriculture 0ncluding forestry and husbandry), while
industry and tourism develop fas~ forming a production state' of stable tripod. The annual total production value in 1996
was 38.953 billion yuan, among which agriculture amounted to 14.354 billion yuan (accounting for 36.85%). While
forestry is a major component ( accounting for 19.53% of agricultural total). The annual average income of ordinary
worker is 5476 yuan, while for rural farmer it is 1746 yuan. In forest area of Hainan there live mainly Li minority and others
with backward productive way, low education level, poor condition of transportation and communication.
The southem part of Yuannan Province has similar characteristics to Hainan Province, The annual total production
value was 6.046 billion yuan, with farming as major production, agriculture amount to 3.6 billion yuan, which accounts for
60% of total output Farmer's annual average income is 278 yuan, and education level is low, with 30% of its population
being illiterate and semi-illiterate.
Evident improvement has taken place in these two regions due to the combined effort of local govemment and
people. Telephone has been installed in every county and township, and highway of provincial, county and township
level have been connected. Airliners can reach major cities of the county or of the province from Simao city, Jinghong city
of Yuan nan Province, and from Haikou city, Sanya city of Hainan Province. The highway in Hainan Province is well
developed. The round-Island expressway and the firs~ zo, third level highways form a highway network on the Island. All
these provide a convenient and good condition for the successful implementation of the project
Attention should be paid to attract public participation during research process of the proj~ so that the research
result could be capable to reasonably solve the contradiction of protection and utilization.
2.9 Risks
The investigation in the projects area shows that the following _factors may hinder the smooth implementation of the
project
(1) It may occur that the report could be not so integrated and comprehensive on the condition of natural tropical
forest in 2 region and 2 FMU in Hainan Province and The southem part of Yuannan Province, due to lack of
some fundamental data.
(2) It is estimated that difficulty might be encountered in drawing up various indicators, due to lack of systematic
fundamental research.
(3) Expenditure problems may be met in extending application of the achievements of the project
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3. Outputs
3.1 Specific Objective 1: Training and application of lITO Criteria and Indicators for Sustainable Management of
Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable
Management of Natural Tropical Forests.
Output 1.1: to carry out training on lITO Criteria and Indicators for Sustainable Management of Natural Tropical
Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural
Tropical Forests.
Output 1.2: Tentative application of lITO Manual for the Application of Criteria and Indicators for Sustainable
Management of Natural Tropical Forests, to report the status of national tropical forests of 2 regions (China's
Hainan Province and Southem part of Yuan nan Province) and 2 forest management units (FMU) in the regions.
Output 1.3: An evaluation report on the application of lITO Manual for the Application of Criteria and Indicators for
Sustainable Management of Natural Tropical Forests . ..
3.2 Spedfic Objective 2: Developing and extending of Criteria and Indicators for Sustainable Management of Natural
Tropical Forests in China (Regional and FMU Levelj.
Output 2.1: Present situation of research and implementation of criteria and indicators for sustainable management
of forests both domestic and abroad.
Output 2.2: Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and
FMULevelj
Output 2.3: Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical
Forests in China (Regional and FMU Levelj
Output 2.4: Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China
(Regional and FMU Levelj and Manual for the Application of Criteria and Indicators for Sustainable Management
of Natural Tropical Forests in China (Regional and FMU Levelj
Output 2.5: Submitting of general report
The Activities of Output 1.1 and Output 2.1 comply with rITO objectives (c) and (d) established in Article 10f
rITA 1994, Goal 3 of 3.2 Reforestation and Forest Management and (d), (f) and (g) of seven priority actions as
defined in the context of ITTO Year 2000 Objective in ITTO Ubrevi/le Action Plan.
The Activities of Output 1.2 and Output 1.3 comply with rITO objectives (f) and 0) established in Article 10f
rITA 1994, Goal 1 of 3.2 Reforestation and Forest Management and (b), (c) and (e) of seven priority actions as
defined in the context of ITTO Year 2000 Objective in ITTO Ubrevi/le Action Plan.
The Activities of Output 2.2, Output 2.3, Output 2.4 and Output 2.5 comply with rITO objectives (c), (d), (f), (j)
and (I) established in Article 10f rITA 1994, Goal 1-3 of 3.2 Reforestation and Forest Management, (a)-(d) four
key areas as defined in the context of ITTO Year 2000 Objective and (a)-(g) of seven priority actions as defined
in the context of ITTO Year 2000 Objective in ITTO Ubrevi/le Action Plan.
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4. Activities
Output! Activiti es Output 1.1: To carry out training on ITIO Criteria and Indicators for
Sustainable Management of Natural Tropical Forests and ITIO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.1.1: Translation of ITTO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and ITTO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests as well as other related materials
Activity 1.1.2: To hold one seminar on ITTO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and ITTO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Output 1.2: Tentative application of tTIO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests, to report the status of national tropical forests of 2 regions (China's Hainan Province and Southern part of Yuan nan Province) and 2 forest management units (FMU) in the regions
Activity 1.2.1: To apply lITO Manual for the application of C&I and assess the status of management of natural forest of Hainan and Southern Part of Yuannan Province of China
Activity 1.2.2: To apply lITO Manual for the application of C&I and assess the status of management of natural forest of 2 FMU in the regions
Output 1.3: An evaluation report on the application of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.3.1: Organize workshop on the evaluation of applicability of the lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests (Part A & Part B)
Activity 1.3.2: To Publish the report of the workshop
Output 2 .. 1: Present situation of research and implementation of criteria and indicators for sustainable management of forests both domestic and abroad
Activity 2.1.1: To collect related materials that have existed both domestically and abroad
Activity 2.1.2: To convene a symposium
Output 2 .. 2: Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.2.1: To analyze the characteristics of natural tropical forest of China in both regional and FMU level
Activity 2.2.2: To develop the indicators and bases for Enabling Conditions for Sustainable Forest Management on both regional and FMU level
Activity 2.2.3: To develop indicators and bases for Forest Resources Security on both regional and FMU level
Activity 2.2.4: To develop indicators and bases for Forest Ecosystem health and Condition on both regional and FMU level
Activity 2.2.5: To develop indicators and bases for Flow of Forest Produce on both regional and FMU level
Activity 2.2.6: To develop indicators and bases for Biological Diversity on both regional and FMU level
9
Input
1MM Project scientist
3MM Project scientist ITIO scientist
40MM Project SCientist, Local official, technician, and masses 30MM Project scientist, Local official, technician, and masses
2MM Project scientist
2MM Project scientist
3MM Project scientist 2MM Project scientist
29MM Project scientist, Local official, technician, and masses 8MM Project scientist
8MM Project scientist 8MM Project scientist 8MM Project scientist 8MM Project scientist
Activity 2.2.7: To develop indicators and bases for Soil and Water on both regional and FMU level
Activity 2.2.8: To develop indicators and bases for Economic, Social and Cultural Aspects on both regional and FMU level
Output 2.3: Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.3.1 : To analyze the perfect and manipulation of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in combination with China's national condition and forest condition
Activity 2.3.2: To develop method for measurement of indicators
Activity 2.3.3: To compose Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Output 2.4: Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.4.1: To hold seminar for 3 times with 200 people trained altogether
Activity 2.4.2: To carry on demonstration and extension in 2 regions and in 4 forest management units
Activity 2.4.3: To evaluate the results of extension
Output 2.5: Submitting of general report
8MM Project scientist 8MM Project scientist
20MM Project scientist
10MM Project scientist 1MM Project scientist
7MM Project scientist 41MM Project scientist, Local official, technician, and masses 2MM Project scientist
Activity 2.5.1 : Compilation and publication of Criteria and Indicators for 3MM Sustainable Management of Natural Tropical Forests in China Project scientist (Regional and FMU Level) and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) , 1000 copies each (in English and Chinese)
Activity 2.5.2: To compose general report for the completion of project tasks 2MM Project scientist
Activity 2.5.3: To compose general report on research work of the project 5MM Project scientist
Activity 2.5.4: Check and acceptance 0.5MM
10
Project scientist ITIO official, representative of subsidize country
5. Logical Framework Worksheets
Project Elements
Development Objective: To promote the sustainable management of natural tropical forests and the sustainable development of tropical areas in China
Specific Objective 1: Training and application of
lITO Ctiteria and Indicators for Sustainable Management of Natural Tropical Forests and ITTO Manual forU!e Application of Criteria and Incf/Cators for Sustainable Management of Natural Tropical Forests
Specific Objective 2: Developing and Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU LeveQ
Output 1.1: to carry out training on lITO Criteria and Indicators for Sustainable Management of
Natural Tropical Forests and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests Output 12: Tentative application of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests, to report the status of national tropical forests of 2 regions (China's Hainan Province and Southem part of Yuannan Province) and 2 forest management units (FMU) in the regions Output 1.3: An evaluation report on the appflCation of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests Output 2.1: Present situation of research and implementation of aiteria and indicators for sustainable management of forests both domestic and abroad Output 2.2: Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU LeveQ Output 2.3: Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMULeveQ Output 2.4: Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU LeveQ and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU LeveQ
Output 2.5: Submitting of general report
Objectively Verifiable Indicators
Change of quantity and quality of natural tropical forests, economic effect of region, and ecological environment
Mastering of lITO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and its manual of appflCation Present situation of natural tropical forests of 2 regions and 2 FMU Ctiteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU LeveQ Raise science technique of of/idal, technical personnel and masses
Means of Verification
Statistic data of national economy and investigation data of calamity in cfJStrid
Leaming report Certificate of Complete a course in training class Investigation data of different indicators Manual of aiteria and indicators Check on the spot
Assumptions
Funding provided on schedule
Funding provided on schedule Risks mentioned in section 2.9 of the PO text avoided Good cooperation of local govemment and the masses
Submit leaming report in season " first wor1< year Submit training report in season" of first year
Project progress report Funding Leaming report and provided certificate of completed schedule a course
on
Training report
Submit investigation report in Project progress report season IV of first wor1< year Investigation report
Submit analytical report in season Project progress report I of second wor1< year Technical report
Submit investigation report in Project progress report season 11/ of first wor1< year Investigation report
Submit analytical report in season Project progress report IV of second wor1< year Technical report
Submit analytical report in season Project progress report IV of second wor1< year Technical report
Submit extending report season IV of third wor1< year
in Project progress report Training report and certificate of completed a course Extending report Criteria and indicators and its manual of application
Compilation and publication of General report aiteria and indicators and its manual of application in season IV of third wor1< year Compilation of general report in season IV of third wor1< year
II
Risks mentioned in section 2.9 of the PO text avoided
Funding provided on schedule
Funding provided on schedule
Funding provided on schedule Funding provided on schedule
Funding provided on sd1edule Risks mentioned in section 2.9 of the PO text avoided Funding provided on schedule
6.Work Plan
Schedules in season Year 1 Year 2 Year 3
Outputs/Activities 2001.1- 2002.1- 2003.1 2001.12 2002.12 -2003.6
1 2 3 4 1 2 3 4 1 2 Output 1.1: To carry out training on lITO Criteria and Indicators for
Sustainable Management of Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.1.1: Translation of lITO Criteria and Indicators for • Sustainable Management of Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests as well as other related materials
Activity 1.1.2: To hold one seminar on lITO Criteria and • Indicators for Sustainable Management of Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Output 1.2: Tentative application of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests, to report the status of national tropical forests of 2 regions (China's Hainan Province and Southern part of Yuan nan Province) and 2 forest management units (FMU) in the regions
Activity 1.2.1: To apply ITTO Manual for the application of C&I • •• and assess the status of management of natural forest of Hainan and Southern Part of Yuannan Province of China
Activity 1.2.2: To apply ITTO Manual for the application of C&I • -. and assess the status of management of natural forest of 2 FMU in the regions
Output 1.3: An evaluation report on the application of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.3.1: Organize workshop on the evaluation of applicability • of the ITTO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests (Part A & Part B)
i •• Activity 1.3.2: To Publish the report of the workshop Output 2.1: Present situation of research and implementation of
criteria and indicators for sustainable management of forests both domestic and abroad
Activity 2.1.1: To collect related materials that have existed I •• both domestically and abroad
Activity 2.1.2: To convene a symposium •
12
Output 2.2: Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.2.1: To analyze the characteristics of natural tropical forest of China in both regional and FMU level
Activity 2.2.2: To develop the indicators and bases for Enabling Conditions for Sustainable Forest Management on both regional and FMU level
Activity 2.2.3: To develop indicators and bases for Forest Resources Security on both regional and FMU level
Activity 2.2.4: To develop indicators and bases for Forest Ecosystem health and Condition on both regional and FMU level
Activity 2.2.5: To develop indicators and bases for Flow of Forest Produce on both regional and FMU level
Activity 2.2.6: To develop indicators and bases for Biological Diversity on both regional and FMU level
Activity 2.2.7: To develop indicators and bases for Soil and Water on both regional and FMU level
Activity 2.2.8: To develop indicators and bases for Economic, Social and Cultural Aspects on both reQional and FMU level
Output 2.3: Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.3.1 : To analyze the perfect and manipulation of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in combination with China's national condition and forest condition
Activity 2.3.2: To develop method for measurement of indicators Activity 2.3.3: To compose Manual for the Application of Criteria
and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Output 2.4: Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.4.1: To hold seminar for 3 times with 200 people trained altogether
Activity 2.4.2: To carryon demonstration and extension in 2 regions and in 4 forest management units
Activity 2.4.3: To evaluate the results of extension Output 2.5: Submitting of general report Activity 2.5.1: Compilation and publication of Criteria and
Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) , each with 1000 copies ( in English and Chinese)
Activity 2.5.2: To compose general report for the completion of project tasks
Activity 2.5.3: To compose general report on research work of the project
Activity 2.5.4: Check and acceptance
7. Budget
••
• • •
••
•
With an lITO contribution of 323,252 U.S Dollars and a Chinese Government's contribution of 135,677
U.S Dollars, the overall budget of this project total 458,929 U.S Dollars.
7.1 Overall Project Budget by Activity
13
o II P . Bud bv Act' . •• •• J
Budget Components
Outputs/Activities 10. Project 20.Sub- 30.Duty 40.Capital 50.Cons
60.Miscel Ouarter Grand umable
Personnel Contract Travel Items Items
laneous Year Total
Output 1.1: To carry out training on lITO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.1.1: Translation of lITO Criteria and Indicators for Sustainable 300(E) 2,400(E+I) 1,000(1) 01 Y1 3,700 Management of Natural Tropical Forests and lITO Manual for the
Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests as well as other related materials
Activity 1.1.2: To hold one seminar on lITO Criteria and Indicators for Sustainable Management of Natural Tropical Forests and lITO Manual for the Application of Criteria and Indicators for Sustainable 9,OOO(E+/) 6,000(1) 2,900(E+I) 4,500(1) 600(E) 02 Y1 23,000 Management of Natural TroDical Forests
Subtotal 9,300(E+/) 6,000(/) 5,300(E+I) 5,500(1) 600(E) 26,700 Output 1.2: Tentative application of lITO Manual for the Application of Criteria
and Indicators for Sustainable Management of Natural Tropical Forests, to I
report the status of national tropical forests of 2 regions (China's Hainan Province and Southern part of Yuannan Province) and 2 forest management units (FMU) in the regions
Activity 1.2.1: To apply lITO Manual for the application of C&I and 16,000(E+/) 8,000(1) 5,OOO(E+I) 8,000(1) 1,800(1) 0304 Y1 38,800 assess the status of management of natural forest of Hainan and
Southern Part of Yuannan Province of China Activity 1.2.2: To apply lITO Manual for the application of C&I and
assess the status of management of natural forest of 2 FMU in the 12,000(E+/) 6,000(1) 4,100(E+I) 6,000(1) 1,000(1) 0304 Y1 29,100 regions
Subtotal 28,OOO(E+/) 14,000(1) 9,100(E+I) 14,000(1) 2,800(1) 67,900
Output 1.3: An evaluation report on the application of lITO Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests
Activity 1.3.1: Organize workshop on the evaluation of applicability of the 24,000(/) 30,000(/) 1000(/) 1,000(/) 01 Y2 56,000 lITO Manual for the Application of Criteria and Indicators for
Sustainable Management of Natural Tropical Forests (Part A & Part B) 500(E) 2,500(/) 500(/0 Activity 1.3.2: To Publish the report of the workshop 01 Y2 3,500
-_.-
14
Subtotal 24,500(E+I) 2,500(1) 30,000(1) 1,500(1) 1,000 59,500
Output 2.1: Present situation of research and implementation of criteria and indicators for sustainable management of forests both domestic and abroad
Activity 2.1.1: To col/ect related materials that have existed both 300(E) 2,000(1) 500(1) 700(1) 02 Y1 3,500 domestically and abroad
Activity 2.1.2: To convene a symposium 200(E) 3,000(1) 350(E) 1,000(1) 600(1) 03 Y1 5,150
Subtotal 500(E) 5,000(1) 350(E) 1,500(1) 1,300(1) 8,650
Output 2.2: Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
2,500(E) 5,400(E+I) 1,500(1) 01 02 Y2 9,400 Activity 2.2.1: To analyze the characteristics of natural tropical forest of China in both regional and FMU level
Activity 2.2.2: To develop the indicators and bases for Enabling Conditions for 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550 Sustainable Forest Management on both regional and FMU level
Activity 2.2.3: To develop indicators and bases for Forest Resources Security on 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550 both regional and FMU level
Activity 2.2.4: To develop indicators and bases for Forest Ecosystem health and 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550 Condition on both regional and FMU level
Activity 2.2.5: To develop indicators and bases for Flow of Forest Produce on 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550 both regional and FMU level
Activity 2.2.6: To develop indicators and bases for Biological Diversity on both regional and FMU level 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550
Activity 2.2.7: To develop indicators and bases for Soil and Water on both regional and FMU level 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550
Activity 2.2.8: To develop indicators and bases for Economic, Social and Cultural Aspects on both regional and FMU level 1,200(E) 1,850(E+I) 500(1) 0203 Y2 3,550
Subtotal 10,900(E) 1B,350(E+I) 5,000(1) 34,250 Output 2.3: Manual for the Application of Criteria and Indicators for Sustainable
Management of Natural Tropical Forests in China (Regional and FMU Level) Activity 2.3.1: To analyze the perfect and manipulation of lITO Manual for the 2,900(E) 2,800(E+1) 1,000(1) 03Y2 6,700
Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in combination with China's national condition and forest condition
1,450(E) 1,400(E+I) 500(1) 03 Y2 Activity 2.3.2: To develop method for measurement of indicators 3,350 Activity 2.3.3: To compose Manual for the Application of Criteria and Indicators 290(E) 1,200(E+I) 500(1) 04 Y2 1,990
for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
15
Subtotal 4,640(E) 5,400(E+I) 2,000(1) 12,040
Output 2.4: Extending of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) and Manual for the Application of Criteria and Indicators for Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level)
Activity 2.4.1: To hold seminar for 3 times with 200 people trained altogether 9,500(E+/) 72,OOO(E+I) 5,000(1) 2,100(E+I) 1,500(1) 400(E) 04 Y2 18,500 Activity 2.4.2: To carry on demonstration and extension in 2 regions and in 4
forest management units 15,200(E+/) 6,000(1) 3,500(1) 2,400(1) 04Y20102 99,100 Activity 2.4.3: To evaluate the results of extension Y3
580(E) 1,300(E+I) 1,000(1) 03Y3 2,880 Subtotal 25,280(E+/) 72,OOO(E+I) 11,000(1) 3,400(E+1) 6,000(1) 2,BOO(E+I) 120,480
Output 2.5: Submitting of general report Activity 2.5.1: Compilation and publication of Criteria and Indicators for
Sustainable Management of Natural Tropical Forests in China (Regional and 800(E) 12,000(1) 3,000(E+I) FMU Level) and Manual for the Application of Criteria and Indicators for
1,000(1) 150(1) 0304 Y3 17,150
Sustainable Management of Natural Tropical Forests in China (Regional and FMU Level) , each with 1000 copies ( in English and Chinese)
Activity 2.5.2: To compose general report for the completion of project tasks 580(E) 2,800(E+I) 500(1) 04Y3 3,880 Activity 2.5.3: To compose general report on research work of the project
Activity 2.5.4: Check and acceptance . 1,200(E) 4,500(E+I) 500(1) 04 Y3 6,200 160(E) 2,000(1) 1,000(1) 400(1) 04 Y3 3,560
Subtotal 2, 740(E) 12,000(1) 2,000(1) 10,300(E+I) 3,000(1) 550(1) 30,590 Non-Activity Based Expenses (3) Auditing 6,000(E) Y1 Y2 Y3
Subtotal 6,000JEl Subtotal (ITTO) 63,500 68,500 68,000 40,200 38,500 6,650 285,350
SUbtotal (E. Agency) 4211360 18,000 12,000 7,600 80,760 Total 105,860_ 86,500 _ _68,000 52,200 38,500 14,250 366,110
----- ----- --
I ---contribution of the lITO E--- contribution of the Executing Agency / Host Government
16
7.2 Yearly Project Budget by Source
Yearly Project Budget by Source
Annual Disbursements Total 2001.1-2001.12 2002.1-2002.12 2003.1-2003.6
Budget Component 10. Project Personnel 105,860 50,360 42,000 13,500 20. Sub-contracts 86,500 36,000 50,500 30. Duty travel 68,000 41,000 12,000 15,000
.40. Capital items 52,200 44,200 4,000 4,000 50. Consumable items 38,500 13,000 13,000 12,500 60. Miscellaneous 15,050 5,400 5,400 4,250
Subtotal 366,110 153,960 112,400 99,750 70. Executing Agency Management
Costs 54,917 23,094 16,860 14,963 (Subtotal X15%)
80. lITO Monitor, Evaluation, and 37,902 16,501 11,108 10,293 Administration Costs
99. Total 458,929 193,555 140,368 125,006
YIp· Bd bS early rOject u Iget,y ource- ITTO Annual Disbursements
Total 2001.1-2001.12 2002.1-2002.12 2003.1-2003.6 Budget Component 10. Project Personnel 63,500 34,000 24,000 5,500 20. Sub-contracts 68,500 27,000 41,500 30. Duty travel 68,000 41,000 12,000 15,000 40. Capital items 40,200 40,200 50. Consumable items 38,500 13,000 13,000 12,500 60. Miscellaneous 6,650 2,000 2,000 2,650
Subtotal 1 285,350 130,200 78,000 77,150 80. ITTO Monitor, Evaluation and
Administration Costs 81. Monitoring and Review Costs 11,050 4,647 3,392 3,011 82. Evaluation Costs 10,000 4,206 3,071 2,723
Subtotal 2 306,400 139,053 84,463 82,884 83. Programme Support Costs 16,852 7,648 4,645 4,559 99. 323,252 146,701 89,108 87,443
Yearly Project Budget by Source - E. Agency (Chinese Government) Annual Disbursements
Total 2001.1-2001.12 2002.1-2002.12 2003.1-2003.6 Budget Component 10. Project Personnel 42,360 16,360 18,000 8,000 20. Sub-contracts 18,000 9,000 9,000 30. Duty travel 40. Capital items 12,000 4,000 4,000 4,000 50. Consumable items 60. Miscellaneous 8,400 3,400 3,400 1,6-00 70. Executing Agency Management Cost
(15% of Total of Overall Project Budget 54,917 23,094 16,860 14,963
by Activity) EXECUTING AGENCY TOTAL 135,677 46,854 51,260 37,563
17
7.3 Consolidated Total and Yearly Project Budget
Consolidated Total and Yearly Project Budget
Budget Components
10. Project Personal 11.National Experts 12.0ther Labor 13.Training 14.lnternational Experts 19.Component Total
20. Sub-contracts 21 .Sub-contracts(with A) 22.Sub-contracts with 8) 29.Componment Total
30. Duty Travel 31.Daily Subsistence 31 a. National 31 b.lnternational 32. transport cost 32a. national 32b.lnternational 39.Component Total
40. Capital Items 41.premises 42.Vehicle 43.Capital Equipment 431.0ffice Equipments
49.Component Total 50. Consumable Items
5l.Fuel and Utilities 52.Spare 53.0ffoce Supplies 59. Component Total
60. Miscellaneous 61.Sundry 62 Auditing 63 Contingencies 69.Component Total
70. Executing Agency Management Cost 71.Management Cost 79.Componenrt Total
TOTAL
36,800 7,500
20,000 39,560
105,860
12,000 74,500 86,500
11,550
33,450 23,000 68,000
12,000 25,000
15,200 52,200
21,000 9,000 8,500
38,500
6,400 6,400 2,250 15,050
54,917 54,917
SUBTOTAL 421,027 80. ITTO Monitoring, Evaluation and
Administration 81.Monitoring and Review Cost 11,050 82.Evaluation Cost 10,000 83.Programme Support Cost 16,852 89.Component Total 37,902
100. GRAND TOTAL 458,929
18
YEARl YAER2 YEAR3
16,500 11,300 11,000 2,500 2,500 2,500 8,000 12,000
23,360 16,200 50,360 42,000 13,500
12,000 36,000 38,500 36,000 50,500
9,000 2,000 550
20,000 2,000 11,450 12,000 8,000 3,000 41,000 12,000 15,000
4,000 4,000 4,000 25,000
15,200 44,200 4,000 4,000
7,000 7,000 7,000 3,000 3,000 3,000 3,000 3,000 2,500
13,000 13,000 12,500
2,400 2,400 1,600 2,400 2,400 1,600 600 600 1,050
5,400 5,400 4,250
23,094 16,860 14,963 23,094 16,860 14,963 177,054 129,260 114,713
4,647 3,392 3,011 4,206 3,071 2,723 7,648 4,645 4,559 16,501 11,108 10,293
193,555 140,368 125,006
PART III: OPERATIONAL ARRANGEMENTS
1. Management Structure s.
This project will be jointly implemented by the Chinese Academy of Forestry (CAF) under the overall supervision of
the Ministry of Foreign Trade and Eoonomic Cooperation (MOFTEC), the State Forestry Administration (SAF) and ITTO.
Professor Hong Jusheng will be served as the Project Director and Associate Professor Chen Yongfu will be served as
the Deputy Director.
Project activities will be oonducted by the project team members oonsisting of scientists and management staff from
the Executing Agency (CAF), as well as professionals to be recruited from other institutions South West Forestry College;
Forestry Bureau of Hainan Province; Xishuangbanna and Simao Prefecture Forestry Bureau of Yuan nan Province, in
cooperation with the oollaborators. These team members will be assigned into different working group. Each working
group will be fully responsible for implementation of project activities leading to an output or some similar output
Project Management Chart
Project Director, . Deputy Director
Collaborators Local Communities
Implementation
Key staff members and duty
Name Title and Institution Duty in Prolect Project director. To organize and direct project personnel draw up work plan,
Hong Professor, supervise and check progress of project work implemen~ solve problem which Chinese Academy arise in project executing process, coordinate relation of inside and outside of Jusheng of Forestry (CAF) projec~ guarantee finishing of project work plan, and write finial project report To be
engage in main~ activities 2.1.1, 2.4.1, 2.5.3 Chen Master, Associate Project deputy director. To assist project director execute all work plan, and be Yongfu professor, CAF engage in research on activities 1.1.1, 1.1.3,2.1.1,2.1.3,2.2.1,2.2.2,2.3.1,2.5.2. Huang Ph.D., Associate To participate draw up work plan, and in charge of activities 1.1.1, 1.1.2, 2.1.1, Qinqlin professor, CAF 2.2.3, 2.2.4, 2.2.5, 2.3.2, 2.3.3, 2.5.1
Zeng Professor, Southwest forestry In charge of activities 1.2.1, 1.2.2, 1.3.1, 1.3.2, 2.4.2, 2.4.3
Juemin oo~e
Zhang Ph.D., In charge of activities1.3.1, 1.3.2,2.2.6,2.2.7 Huaiqing CAF Associate
Yu Ling professor, In charge of activities1.1.2, 2.1.1, 2.4.1, 2.4.2, 2.5.1 CAF Senior engineer,
Yang Forestry Bureau In charge of 1.2.1, 1.2.2, 1.3.1, 1.3.2, 2.4.2, 2.4.3
Xiusen of Hainan Province
Wang Master, assistant In charge of activities 1.1.2, 2.1.2 Xiaohui professor, CAF Yang Assistant professor, In charge of activities2.2.8, 2.3.1 Yanchen CAF
19
Li Engineer,
Dajiang Forestry Bureau In charge of activities1.2.1, 1.2.2, 2.4.2, 2.4.3 Of Hainan Province Engineer, $ •.
Liu Forestry Bureau Linyun of Yunnan
In charge of activities1.2.1, 1.2.2, 2.4.2, 2.4.3
Province
2. Monitoring ,Reporting and Evaluation
2.1 Arrangements for Reporting
(1) A project progress report will be prepared and submitted to ITTO at least one month before each ITTO
monitoring visit or at such times as ITTO may require.
(2) A project completion report will be prepared and submitted to ITTO within two months after completion of the
project period.
(3) Technical reports or research papers will be submitted to ITTO soon after they are completed or published, for
ITTO's information.
2.2 Arrangements for ITTO Monitoring and Review
The suggestion of the Project is to hand in programme report to ITTO and ITTO will send official to China convene
technical meeting to conduct check and acceptance of the project, with participation of personnel related.
2.3 Evaluation
The inspection mission will make assessment at project performance from the report submitted to ITTO and the
mission visit the project areas.
2.4 Schedule
Specific monitoring and review date will be set after the project appraisal is made or funding is secured.
3. Future Operation and Maintenance
(1) Various items of output of the project are to be assigned to project members, with duty-bound responsibility
respectively.
(2) To be engaged locally are six technical persons with high level techniques and with strong consciousness of
responsibility, who are mainly responsible for data collection about conditions of natural tropical forests at the
level of region and management unit, during the process of project implementation. While the project team will
dispatch specific experts to participate and carry on guidance and inspection, to ensure the objectiveness,
exactness and accuracy of the materials.
(3) All kinds of experiment instrument purchased by the project group, will be arranged in unison by the project
director.
(4) The project group will draw up financial, administrative and personal file regulations to ensure the smooth
implementation of the project.
20
PART N: TROPICAL TIMBER FRAMEWORK
1. Compliance with rITA 1994 Objectives $.-
The main concern of project is to develop and extend criteria and indicators for sustainable management of natural
tropical forests in China promoting sustainable management of natural tropical forests and sustainable economic
development of tropical areas. Therefore tt complies with ITTO objectives (c),(d),(f),(g)"G) and (I) established in Article 10f
the international tropical timber agreement(ITTO)1994:
(c) To contribute to the process of sustainable developmen~
(d) To enhance the capacity of members to implement a strategy for achieving exports of tropical timber and timber
products from sustainability managed sources by the year 2000;
(f)To promote and support research and development with a view to improving forest management and efficiency
of wood utilization as well as increasing the capacity to conserve and enhance other forest values in timber
producing tropical forests;
0) To encourage members to support and develop industrial tropical timber reforestation and forest management
activities as well as rehabilttation of degraded forest land, with due regard for the interests of local communities
dependent on forest resources;
(I)To encourage members to develop national policies aimed at sustainable utilization and conservation of timber
producing forests and their genetic resources and at maintaining the ecological balance in the regions concemed,
in the context of tropical timber trade;
2. Compliance with rITO Action Plan
The project complies with the goals of 3.2 Reforestation and Forest Management in lITO Ubreville Action Plan:
Goal 1 : Support activities to secure the tropical timber resource base.
Goal 2: Improve the tropical timber resource base.
Goal 3: Enhance technical, financial and human capacities to manage the tropical timber resource base.
The project complies with four key areas as defined in the context of lITO Year 2000 Objective in lITO Ubreville
Action Plan:
(a) Security of forest resources and prevention of unplanned deforestation;
(b) Production of the optimal mix of goods and services;
(c) Improvement of the utilization of the resource to give the greatest possible social bene~
(d) Improvement of the social and political environment conceming forest management
The project also complies with seven priority actions as defined in the context of lITO Year 2000 Objective in lITO
Ubreville Action Plan:
(a) Adopt a forest policy and apply legislation;
(b) Secure the permanent forest estate;
(c) Apply reduced impact logging;
(d) Train the work force, including supervisors, in reducing impact logging;
(e) Umit timber harvest to the sustained yield capacity;
(f) Raise public awareness that timber harvesting can be consistent with the sustainability of tropical forests;
(g) Focus forest research on the analysis and use of existing data and knowledge;
21
ANNEX A: Profile of the Executing Agency
The Chinese Academy of Forestry (CAn) is the major executive organization of the project, responsible for
coordination and administration of various actions of the project induding partner appointment activity harmonization,
data analysis, and report compilation etc.
The Chinese Academy of Forestry is an integrated forest research organization at national level and is directly
subordinated to the State Forestry Administration (SFA). It possess more than 1700 scientific staff member with various
degrees (Among them 270 of doctorate or post graduate degree, 1000 persons above regular college courses; while
638 persons are entitled with an above-middle title of technical or professional post), who work in different fields and
types of forest research and development The academy has 16 research institutes and experiment centers, which are
located in over 10 provinces. Two of them are located in south China region, Le. the Tropical Forest Research Institute
located in GuangZhou City Guang Dong province, and the Tropical Forest Experiment Center located in Pingxiang City,
Guangxi province. CAF has undertaken not only a large ,number of key national forest research and development
projects, but also bears the responsibility for many intemational cooperative projects, induding the project aided by InO,
since its establishment in 1958.
Organizational Chart ofCAF: Administrative DMsions of CAF Research Institute of Forestry Research Institute of Subtropical Forestry Research Institute ofTropical Forestry Research Institute of Forest Ecology and Environment and Protection Research Institute of Forest Resource Information Techniques Research Institute of Resource Insects Research Institute of Wood Industry
CAF--+--- Research Institute of Chemical Processing & Utilization of Forest Products Research Institute of Scientific and Technological Information on Forestry Experimental Centre ofTropical Forestry Experimental Centre of Subtropical Forestry Experimental Centre of Desert Forestry Experimental Centre of Forestry in North China Research and Development Centre of Paulownia China Eucalyptus Research and Development Centre China National Bamboo Research Centre
Ongoing Intemational Projects in last 3 years: (1) Industrial Research on White Wax, CERARICA (2) Effects of Acid Rain on Forests, Forestry Research Institute of Korea. (3) Yellow Sand Fixation by Control Works, Forestry Research Institute of Korea. (4) A Demonstration Programme of Sustainable Utilization of Tropical Forests by Means of Differented
Management in Hainan Province, China, Ino. (5) Site Management and productivity of Chinese Fir Plantation-Impact on Soils and Options for Management
over Succession Rotations, CIFOR. (6) Capacity Building Research and Extension for Sustainable Forest Managemen~ UNDP (7) Forestry and Society Network, Ford Foundation, Ino. (8) Capacity Building for the Implementation of the UN Convention to Combat Desertification, UNDP. (9) Cooperation Program on Falco Cherrug Resources Conservation between China and Saudi Arabia, Wild
22
Animal. (10) Technology Development and Demonstration on Reforestation Using Tropical Hardwood Species in Yunnan
Province of China, Ino. s··
(11) Eucalypts and Water. Managing Forest Plantations in China and Australia for Sustained Productivity and Environmental Benefits, ACIAR.
(12) Development of Germplasm and Production Systems for Eucalyptus for use in Colder Regions of China and Australia, AlCAR
(13) Utilization ofTropical Plantation Timber in the Southem Part of China, Ino. (14) Establishment of Sustainable Tropical Forest Products Information System in China, Ino. (15) Research on Value Accounting of Tropical Forest Environmental Resources and Bringing of It in Une with
the National Economic Accounting System in China, Ino
.'
23
ANNEX B: Curricula Vitae of the Key Staff
1 Project Director s.·
Name: Hong Jusheng
Date and place of birth: September 10, 1935IFujan, China
Nationality: Chinese
Field and institution of graduation: Forestry, Beijing Forestry university, China.
Field and institution of Post-graduation: Engage in advance studies for forest genetics and tree breeding in 1987,U.SA
and research management in 1988, Malansiya.
Relevant work undertaken in the last three years:
(1) Leader of ITIO PO 14/92 Rev .2 (F) "A Demonstration Programme of Sustainable
Utilization of tropical Forests by Means of Differentiated Management in Hainan Province,
China";
(2) . Leader of "Study on Technology of Genetic improvement and Breeding for big diameter
class wood of ~hinese Fir";
(3) the chief of the project group and responsible for the project of achievements and
extension for the world bank supported project "projection and development of forest
resources";
(4) vice-president of Chinese Academy of forestry from 1988 to 1997 year;
(5) a number of Executing Board and Intemational Council of IUFRO from 1-991 to now;
(6) the member of the leading group of world bank loans of the state forest agency from 1990
up to now, and chief of supporting group for scientific research;
(7) Vice studying editor of Forest Science from 1997 to now
2 Deputy Project Director
Name: Chen Yongfu
Date and place of birth: February 1, 19631 Sichuan, China
Nationality: Chinese
Field and institution of graduation: Forestry, South West Forestry College, Kunming, China.
Field and institution of Post-graduation: Master, Forest Management Chinese Academy of Forestry, Beijing, China.
Relevant work undertaken in the last three years:
(1) Leader of Sub-Project of ITIO PO 14/92 Rev.2 (F) "A Demonstration of Sustainable
Management of Natural Tropical Forests in Hainan Province, China";
(2) Leader of "Running and Construction of Resource and Environment Information Service
Engineering of Forestry";
(3) Leader of "China Science Technologic Information Net for Disaster Control and Relief';
Take part in "China Forest Resource Information Share";
(4) Director of research office of information and technology of forest sustainable development
of research institute of resource and information technique of Chinese Academy of
Forestry, China.
24
•
2 KEY STAFF MEMBER
Name: Huang Qingfln
Date and place of birth: March, 1967lFujian, China
Nationality: Chinese
Field and institution of graduation: Forestry, Fujian Forestry CoOege, Nanplng, China.
Field and institution of Post-graduation: Ph. D., Forest Management Beijing Forestry University, Beijing, China.
Relevant work undertaken in the last three years:
(1) Leader of project of "Compare Studies on Broad-leaved forest and Conifer Forest in Mid
Subtropicar Zo~
(2) Leader of project of "Studies on the Sustainable Management of Broad-leaved Forest in
the Mid-Subtropical Zone"; ..
(3) Engaged in teaching of Forest Management and Sustainable Forest Management in
Fujian Forestry College.
Name: Zeng Juemif.l
Date and place of birth: June, 1940IYunnah, Cliina
Nationality: Chinese
Field and institution of graduation: Kuanming Agricultural College
Field and institution of Post -graduation:
Relevant work undertaken in the last three years:
(1) Engaged in teaching of Forest Ecology in South-west Forest College.
(2) Research on tree characters and ecological foundation of tropical forest for long time in
Xishuangbannan of Yuannan Province.
Name: Zhang Huaiqing
Date and place of birth: December 18, 19731 Hunan, China
Nationality: Chinese
Field and institution of graduation: forestry, center-south forestry university, Zhuzhou, China.
Field and institution of Post-graduation: Ph. D., Forest management Chinese academy of forestry Beijing, China .
Relevant work undertaken in the last three years:
(1) Take Part in "China Science Technologic Information Net for Disaster Control and Relief'
(2) Take Part in "Running and Construction of Resource and Environment Information
SeNice Engineering of Forestry".
Name: Yu ling
Date and place of birth: January, 19631 Helongjian, China
Nationality: Chinese
Field and institution of graduation: forestry, North-east forestry university, Haerbin, China.
25
Field and institution of Post-graduation: Master, , Forest managemen~ Beijing Forestry University, China.
Relevant work undertaken in the last three years:
Name:
Date and place of birth:
(1) Take Part in "Research on Accounting of the Forest Resource of China"
(2) Take Part in "Research on Experiment of value accounting of the Forest Resource and
Bring it into Accounting System of National Economy"
(3) Take Part in niTTa PO 14/92 Rev.2(F)"
(4) One of Leaders of project "Research on Value Accounting of the Resource and
Environment of Tropical Forests of China and Bring it into Accounting System of
National Economy"
Yang Xiusen
May, 1943/ Guangdong. China
Nationality: Chinese '.
Field and institution of graduation: Cutting and Transport. Guang Dong Forestry School. Guangzhou. China.
Field and institution of Post-graduation:
Relevant work undertaken in the last three years:
(1) Deputy Group Leader of ITTO PO 14/92 Rev.2 (F) "A Demonstration of Sustainable
Management of Natural Tropical Forests in Hainan Province. China".
Name:
Date and place of birth:
Nationality:
Wang Xiaohui
January 14. 19741 Sarod. China
Chinese
Field and institution of graduation: Soil and Water Conservation. Sanxi Agricultural University, Xian. China.
Field and institution of Post-graduation: Master. Soil and Water Conservation. Beijing Forestry University. Beijing. China.
Relevant work undertaken in the last three years:
(1) Take Part in "China Science Technologic Information Net for Disaster Control and Relief
(2) Take Part in "China Forest Resource Information Share".
Name: Yang Yanchen
Date and place of birth: JulyS. 1971/Hebei. China
Nationality: Chinese
Field and institution of graduation: Forestry. Nanjing Forest University, Nanjing, China.
Field and institution of Post-graduation: None
Relevant work undertaken in the last three years:
(1) Take Part in (1) ITTO PO 14/92 Rev.2 (F) "A Demonstration of Sustainable Management
of Natural Tropical Forests in Hainan Province, China".
(2) Take Part in "China Forest Resource Information Share"
Name: Li Dajiang
Date and place of birth: Oct. 1964/ Sichuan
26
e
Nationality: Chinese
Field and institution of graduation: Forestry, Nanjing Forestry University, Nanjing, China.
Field and institution of Post-graduation: $."
Relevant work undertaken in the last three years:
(1) Take Part in ITIO PD 14/92 Rev.2 (F) "A Demonstration of Sustainable Man
Natural Tropical Forests in Hainan Province, China".
Name: Liu Linyun
Date and place of birth: May, 1964lYunnan, China
Nationality: Chinese
Field and institution of graduation: Forestry, Southwest Forestry University, Kunming, China.
Field and institution of Post-graduation:
Relevant work undertaken in the last three years: '.
(1) Engaged in work on protection of tropical forest in Xishuangbanna Area.
27
ANNEX C: A map showing the location of the project areas and the selected site
". t·'
28