1 Government Transformation Initiative – eGovernment Procurement for Good Governance Session 5 –...

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Government Transformation Initiative – eGovernment Procurement for Good Governance

Session 5 – Standards in e-Government Procurement

Eduardo TaleroMay 27, 2009

2May 27, 2009 eduardo@talero.name

Agenda

1.Context for eGP BM Standards Decisions

2.The general case for standards

3.The specific cae of Standards and eGP

4.Standards to consider for different phases of eGP

5.Reality check on standards adoption

6.Recommendations to consider.

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Reminder: Functional Scope of eGP system

Processing Center

`E-Reverse Auction

E-Catalog Purchasing

System integration/ Collaboration

eGP System

Public Sector systems

Asset management

Contract management

Indent management

Financial management

Budgeting

Private Sector systems

Bid/Proposal Preparation

Catalog management

Order management

InvoicingBuyer/Seller Support

E-Tendering

Publication / DisclosureI

II

IVIII

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WHY STANDARDS?

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Prevent

failures

Standards help to…

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Increase efficiency of complex operations

Standards help to…

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Introduce order and predictabi-lity in electronic exchanges

Standards help to…

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Reduce risk

Standards help to…

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Increase trust

Standards help to…

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►Enhance B2G/G2G connectivity and interoperability

►Generate trust in electronic experience

►Enhance competition and inclusion

►Enhance efficiency and flexibility of public procurement function

►Enhance cooperation and transparency

►Facilitate evolution and innovation

►Increase return, reliability of investments

►Avoid vendor lock-in

How standards can help eGP

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eGP SystemDevelopmentMethodology(UML, RUP)

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SOME STANDARDS FOR eGP System Specification/Construction

Quality(CMM)

Architecture(SOA,WOA )

Workflow (BPMN, UMM,

BPSS)

Networking (TCP/IP)

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eGP System`Model

legislation(UNCITRAL, EC Directives 2004/17/EC

and 2004/18/EC )

Identification(UN-SPSC, GPC,

CPV, eCl@ss )

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E-GP System: KEY STANDARDS FOR DISCLOSURE FACILITIES

Laws/Regulations

Business opportunities

Bidding documents

Contract awards

Formatting (ODF, PDF, OOXML)

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e-GP System - User Support FacilitiesCommunication

(Imap)

ePayments (SET, IFX..)

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SOME STANDARDS FOR e- GP SUPPORT FACILITIES

Supplier registration

& alerts

Electronic payments

Reference prices

Research support

Identification(UN-SPSC, GPC,

CPV, eCl@ss )

Supplier Registry

Registration (DUNS)

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Reliability (HTTP-R)

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SOME STANDARDS FOR eGP DATA CENTER

eGP Data Processing

Center

Directory Service(LDAP, DSML)

Computer securityISO/IEC 15408

Site security (RFC 2196)

IT Service Management

(ISO/IEC 20000) Network security

(ISO/IEC 18028-1 )

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`

Reliability (HTTP-R)

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SOME STANDARDS FOR eGP TRANSACTION SYSTEMS

Information Security Controls

(ISO 17999)

Information security

management(ISO/IEC 27001)

Information Security Testing

(OSSTMM)

E-Reverse Auctions

E-Catalog Purchasing

System integration/ Collaboration Facilities

E-Tendering

eGP System

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Communication (Imap)

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KEY STANDARDS FOR e- REVERSE AUCTIONS

E-Reverse Auction Facilities

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QUESTIONS & ANSWERS

e-Tendering Facilities

Authentication (X509, XML DSig, XKMS)

Encryption (SSL, XML

Encryp)

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KEY STANDARDS FOR eGP PHASE IIa - eTENDERING SYSTEM

Traceability(ISO 13335 )

BUYERS

SUPPLIERS

Q & ASUPPLIER ROSTER

DOCUMENT STORE

Encrypted Receipts

Decrypted

Bids

Bid Document

s

PROCESSING TIMETABLE

Supplier Profiles

Encrypted Bids

Bid Vault

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Messaging (SOAP)

Reliability (HTTP-R,

WS-R)

Interoperability (WSDL, BPEL)

SUPPLIER 1

Electronic Catalog

SUPPLIER 2

Electronic Catalog

e-Catalog Purchasing Facilities

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SOME STANDARDS FOR eGP PHASE IIb - e-CATALOG PURCHASING SYSTEM

Documentation (UBL,

C-CATALOG)

Secure Access(SAML, XACML)

Publication (UDDI)

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Interpretation (DSDL, Relax NG)

Interoperability/Collaboration (ebXML, WS-I Profiles, WSCI, BPEL)

Provisioning (SPML)

EGP SYSTEM: STANDARDS FOR SYSTEM INTEGRATION/ COLLABORATION FACILITIES (PHASES III AND IV)

Web Security(WS Security, SAML, XACML)

Registration of Services

(UDDI)Private Sector

Systems

EGP System

Public Sector Systems

Web Services (WS*)

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►Mandated already by many governments (India, UK, Canada, EU, Phil, Brazil…) and recommended by most.

► Embraced in varying degrees by large vendors (IBM, HP, Oracle…)

►However, from 2006 MDB survey of eGP systems in 14 leading countries…

Adoption of Open Standards is…

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*Argentina, Australia (State of New South Wales), Brazil, Chile, Finland, Hong Kong, India (Indian Railways), Italy, Mexico, Norway, Romania, Singapore, South Korea, The Philippines

►No one says to allow ODF documents.

►Only 6 use UNSPSC.

►Only 4 use XML, and only one uses ebXML for interoperable electronic business

►Only 4 use SOAP, 3 use UDDI, only 1 uses WSDL and none use BPEL, WS-Security, WSCI (so much for SOAs).

►However, most use digital certificates and asymmetrical encription for authentication.

Use of Open Standards by 14 leading eGP governments *

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►Adopt and open standards policy for all eGP related work. Refer to them by name (“or substantially equivalent”) in SRSs and SLAs.

►Investigate and if possible adopt ebXML family of standards (ISO 15000) for all eGP-related work.

►Adopt SOA and Web services as the architectural standards for eGP.

►Adopt a business process modeling standard (BPMN or UMM) and use to document functional requirements of eGP system, even if procuring a COTS solution. It will serve well in acceptance testing and in avoiding vendor lock-in.

Recommendations to Consider

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►Reserve Digital signatures and PKI for strong authentication and signing of legally-enforceable documents. For other purposes, experiment first with simpler methods (encryption, two-factor authentication).

►Assign a person to watch and recommend standards. This may be done centrally for whole government.

►Open door to OSS products as they often implement and promote open standards.

►Strongly consider adopting international classification/description standards (UN SPSC, CPV, GTIN or similar) instead of a home-grown alternative.

Recommendations to Consider (2)

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THANK YOU

Questions?

etalero@worldbank.org

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Extra slides

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